Estimate of The Situation: Receiv
Estimate of The Situation: Receiv
Estimate of The Situation: Receiv
-'
!.1ift
COlVlJ\lANDER
FRANK H. SCHOFIELD, U. S. N.
RECEIV
AT Trn:
s u !\1 ~IE R c 0
I" FER
I:~~:OEPARTMENT
Newport, R. I.
June, 1912.
1
THE ESTIMATE OF THE SITUATION
Lecture D elivered by
AT THE
SUMMER
CONFERENCE
U. S. N A\' AL \V AR COLLEGE
Newport, R. I.
June, 1912.
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for u ('tntury. II iM. su far as we kuuw, llll" mtt b(.ft/ wtty or CJU\ln
in.iug u wtu )'.it uutiou. h. is NC) far a~ wt know tht. Oihl I.WH.!t wny of
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whi,h npplwtl tn
The Mission.
( 3)
Our Own Forces. Their Strength.Disposition, and Course
Open to 'Gs.
The stud,\ of the situation culminates in,
(4 )
The Decision.
formation is constantly coming in. ::>ome information is so important that it clearly constitutes a new situation. A mission is then
determined which projects intention a eetiain distance into the
future. The mission will projeet into the future only so far as
the commander can be reasonably certain that events will not intrrpose to. provoke a change of mis~ion.
. .
It is 1mportant that the relahon between nusswn and orders
from snp<'riors be thoroughly grasped. EYery military sHua,
nation incident to a state of war derives its importance from its
relation to the war as a whole. The most sueeesful conduct of
war requires that each act of war be direct<'d towards the attainment of the object of the war. War is not simply :fighting, it is
fighting for the attainment of a definite purpose. Now since each
act of war should be in batmony with th,e general purpose it is
evident that there must be a supreme control to direct the a:cts'
war. This control is exercised by the Commander-in-Chief. lie
is congnizant of the general purpose,
lie plans the way that purpose is to attained.
liis- plan as.signs tasks to forcL's.
'!'he
success of his
plan dep<'nds in part on how intelli~<'ntly
his subordinates execute the portions of the plan alloted to
them. If they, on their o\Yn initiative, change their pati of the
plan the Commander-in-Chi<' then is no longer working with a
plan that is a whole but "ith several plans of parts. The plan of
the part may sn<ce<>d hut the suc<>ess may be 'vorthless brcause
it does not fit into the plan of the whole. The Jlission must normally be derived from the orders yon have received. Thcrr is
110lhing so important in 1rar as obediencr.
\Ve do not advise
mechanical obedience. .Ask :first ''What was my superiors in-tention regarding this order? What may have been his vi<'ws on
this subject? What information did he baYC when the order was
issued? what additional information haYe I now 1 liow would
this irlforma.iion have affeH<'d my superiors order?'' It is only
thus tha't dead met1lanical obedience is avoidNl and active cibNlien~e combined with initiative is produced.
Thei'e 'is another point that comes in here that is discussed by
Ingc>lfingen as follows:
:cIt is never a good thing in war to criti-:
cise the measures of superior authorities not even quietly in your
own mind, because you cannot place yourself in their positions.
In war all orders from superior authority should be considered as
decrees of fate, like rain and sunshine. day and night, ~md no
other thought should be given them than how to execute the h:!st and
hOw to und~rstand the intentions of superiors in the most ('0111lete manner. Criticism is apt to spoil your pleasme and k<>tnness
in your work and besides is useless because in your position it cannot be wrll founded . . . . . . . . . . . . at a later time when
history lays bare all ewnts of war the motives which influ<'nced
supl'riots in designing th<'ir measures . . . . . . . . . . may b<' stndied
fo r self improvement and made the subject of independent reflection.''
r
liaving determined the mission and clearly fixed it in onr minds
as the guide of all our efforts we must next investigate the (lifficul-
of
ties that will oppose the accompllshmPnt or the m!SSIOII. This investigation is recorded under the heading ''Enemy Polcc-Thei1
Strrngfh, Disposition, and Pr1Jbablc Intention,~.''
l'nder this
heading in problem sohing it is not necessary to repeat the information given in the problem but rather to state the deductions and
inferences from such information. In problem work the information of the enemy given in problem is usually the information
that the problem maker, regarded as reasonable. It is sometimes the degree of information calculated to develop the motive
of the problem,
In actual war information is always incomplete,
often inaccurate, sometimes entirely lacking. It has to be sifted,
weighed, tested to establish its reliability.
Information of the enemy is important, but an estimate of
his information of us is also important. The initiative is largely a matter of information. If we know and he does not know,
that is one thing, if we know and he knows too, that is quite another thing. A Problem Solver must therefore consider all he knows
of the enemy, and then record all his deductions and inferences
concc.>rning the enemy.
The attitude to adopt throughout the solution of the problem is
one of determination to find out. The considerations should be
arranged so that each one, once determined forms a necessary step
in a complete survey of the situation. The estimate is not for the
purpose of justifying a decision previously arrived at. It is a
reasoned solution of a problem where each step in the process approaches a decision, which, without those steps could be arrived
at by accident only.
Although the part of the estimate now under discussion deals with
the enemy forces it will be found impracticable to omit here all
discussion of our own forces.
'l'he effort should be in this part of the estimate, to arrive at
the enemy's point of view, to think as he would think of us, to consider all the plans that he would consider, and to estimate which of
those plans would be most injurious to us. This is the most difficult part of the estimate. The intentions of the enemy are frequently not divined. Clauswitz said:- "There are always only
three eases possible, and: when all these have been 'P-rovided for, the
fourth invariably happens."
Wellington said:- ' The great thing
is to know from this side of the hill what the enemy is doing on
the other."
It will not be possible in most cases to arrange the appropriate
reply for all the possible intentions of the enemy. But all courses
of the enemy should nevertheless be carefully considered to avoid being taken by surprise. The strategist must always be ready
with a remedy for a new situation but he will rarely issue tlw remedy until the situation arises. On., must endeavor never to be
caught in a situation that has not be<'n forseen and considered as
a possibility. It is only by a thorough and pains taking consideration of the enemy's possible intentions that surprise can be
avoided. .Anyone familar with military history knows the great
moral value attached to surprise.
The third step in the estimate deals with om own forces and is
recorded tmder the heading "Our Own Forces, their Strength, Disposition and Gowses Open to Them." Here again it is not necessary to repeat the data of the problem but rather the deductions
from the data as applied to our nwn view point of our own forces.
There should be a thorough examination of the courses of action
open to us. This examination of courses should not be made as of
courses of action in the abstract, but as courses of action related to
an active enemy ready to profit by our errors.
Each course of action should be clearly outlined and definitely
considered. No cowt'le of action should be considered that is not
calculated to attain the mission. Having clearly outlined a course
of action, examine it. Does it accord with the mission T What is
its prospects of succc.>ss? What will be the penalty of failure T
Does it build for the future 1 Is it what the enemy will expect f
Arrangements for the sure attainment of the mission are of
first importance, then for an attainment of the mission that will
bring the maximum ultimate profit.
It is convenient to examine
the different courses of action in what may at first appear their
oroer of merit. When all reasonable courses of action have been
examined and weighed one of the courses of action is decided upon.
This is called the decision.
The decisio1~ is the way adopted to attain the mission. It comprehends a definite plan for the immediate future. The decision
should not project plan so far into the future as to muke a change
in orders a probable ne<'essity. Change in orders are almost
invariably injurious.
The decision should be such that
''Once reached must be unwaveringly carried out with our whole
energy.'' Buddecke says this conidition, this unwavering execution of decision, "is of so great importance in tactical affairs that
the best course of action, if carried out half heartedly, will come to
naught. while a mistake in the choice of course can often be entirely
offset by decided and confident action."
The decision must not, betray indecision. The decision is the
basis of oders to be written to subordinates. Those orders must
show resolution.
"Resolution is not a heaven-sent gift. It is a
quality of mind, the product of keen desire to perfom a certain act,
and the sure knowledge of how to accomplish it.''
lngelfing'en says "Indecision on the part of the Commander-inChief may quickly destroy the powers of the troops and render in
a short time the whole army unfit for battle.
Hence in war it is
better to undertake something with firm determination than to
vacillate hither and thither, order counter order, disorder. In war
we should adhere to what we see to be good enough and not be led
astray by seeking for something better.''
Dodge says in his Life of Xapoeon,
"Many a general fails
by forgetting his first and better intention and in being led astray
by an unimportant gain to do what is not natural strategic sequence. A sense of proportion, of the relative value of things, is
one of the highest qualities in the captain as in every other workman.''
7
son would be a part of training, its value would lie in the guide
to better efforts it would afford.
'\e have not all the same degree of experience. So that eYen
if we each had acquired or were endowed with the same strategic
insight there would still : rE>main a difference. in the mer!t of solutions depending upon the extent of experience on whtch they
were based and the accuracy with which we had judged that experience.
In concluding this paper attention is earnestly called to the
posibilities for good that lie in the formal application of the principles of the Estimates of the Situation to the problems that present themselves daily to men of our profession. If each situation
presented in ordin~ry peac~ time procedure, were s~stm:naticall_y_
examined to determme the JOb and the method of domg 1t and 1f
that method were followed in spite of difficulties we would go far,
-we would make up in efficiency for at least a part of what we
fail to obtain in material. We all make effort, cYery man in the
Xavy makes effort, but is it the most effi.cient? If we each understood the general aim more thoroughly and the relation of our own
effort to the general aim more precisely, there would surely be
great improvement. It is not necessary to indicate specific instances where great improvement would result from a more formal adherence to this method of reasoning. These will occur to
each of us as we become more familiar ,dth the method and its
advantages.
The habit of mind induced by practicing the method of the
Estimate of the Situation is a scientific habit, one that compels
action to flow from reason, one that forbids the acceptance o opinion that is based solely on prestige.
One of the most important principles of the systrm is that there
is always a main task on which the principal effort must be dir
ected. This idea is not in opposition to a suitable distribution of
effort but emphasizes the importance of always keeping clenrly
in mind the main thing. Further, we find it is not enough to
have a vague and general conception as a guide to effort.-There
must be a definite and immediate task on the accomplishment o
which all the ability and energy available must be concentrated.
Our present task is training for war command,- training to deYelop to a maximum efficient to co-ordination of effort, unity of
action in war.
The following is a brief outline of the method o hamlling problems.
Each member of the Conference will receiYe a copy of the problems to be solved. Each member will prepare and hand in at the
scheduled time his solution. It is earnestly requested that these
solutions be legibly written. The paper to be used is that in the
8" by 13" ruled pads. Each solution should be bound book fashion with the binders to be found in the Secretary's Office. A
margin of an inch and a quarter should be left on the left hand
edge for binding.
Information regardng thu strength and disposition of the enemy forces is very indefinite.
All that is known is that
there is a large convoy of transports with nn escort steaming towards our \Vest Coast. The escort would likely be a formidable
on, for such a moYement on the part of the enemy would indicate
that he was directing his maximum effort towards invasion; and
the protection necessary for the transport of a large body of troops
would entail the employment of a naval force \'ery considerably
superior to any force that we might at present be able to send
against it.
The necessity of guarding the convoy, however, entails a tactical weakness which might be taken advantage of.
Judging from the position :in which this force was sighted and
its course, it seems most probable that it is proceeding on a great
circle course from the enemy home country to the Puget Sound
region. The enemy, therefore. probably intends to occupy that
region as the first step in his invasion.
This force will probably be proceeding with a strong screen well
advanced from his train and from the main body of the Escort.
At night he will probably adopt a close screening formation around
his train .
Four days is the average time allowed for ea<:l~ prob~em but as
the first of these days is )Ion day, the problems will be 1ssued Saturday so that the enthusiastic may consider them over Sunday.
The solution submitted are carefully examined by a member of
the Staff. He prepares a critique of the solutions and presents
this together with an acceptable solution to the Conference. The
problem individual solutions, and the solution presented as acceptable: are then open for general discussion. The critiqu~ is
divided into two parts and the discussion similarly divided
'fhe first part of the critique will be on the Estimate of the Sitnation and the soundness of the resulting decisions.
The
second part of the critique will be on the orders and discussion,
will be directed towards the interpretation of the order and ordier
form rather than towards the soundness of the measures prescribed by the order.
The solution of the following problems was prepared by Com
mander Volgelgesang to illustrate the form and method of the
Estimate of the Situation.
PROBLEM.
.SITUATION :-War was declared between ORfu."\l'GE and
BLUE 18 January 1909. The BLUE Main Fleet left GUAL~TAN
Al\IO on that date for the Pacific via UAGELLA..."\l' Strait.
The
Pacific Detachment under command of Rear Admiral J - is at
SEATTLE. This detaehment consists of 6B, 4C, 5V, and 3 colliers.
On 10 February 1909, at 9 a. m. Rear Admiral J - receives information that a large ORANGE convoy of transports with es
cort was sighted at 6 a. m. 8 February in Lat. 51 30' N., Long.
160 W., steaming eastward, speed about ten knots.
The Pacific Detachment is organized as follows:l
Division Ten
Division .Thi,-teen
Rear Admiral J Captain.WB-1, B-2, B-3,
C-1, C-2, C-3, C-4.
Division Eleten
Destmye,. Division. Seven
Rear Admiral HCommander FB-4, B-5, B-6.
V-1, V-2, V-3, V-4, V-5.
Rear Admiral J - commands.
REQUIRED:- Rear Admiral J's Estimate of the Situation.
ESTIMATE OF THE SITUATION.
Mlf::JSLOX :-To prevent this enemy from landing on our
Coast.
ENEMY /I'ORCES :-Their Strength, Disposition, and Probable Intentions.
11
10
T.\.CTICAL
J.
2.
3.
4.
5.
6.
7.
DECISIO~S.
To proceed at noon.
To follow great circle course ftom 'l'atoosh towards point where
t.'nemy was sighted.
To form a scoutin~ line of 4 C 50 miles in achance of :Jiain
Body with 25 miles between vessels.
To keep armored cruisers and destroyers together.
To send colliers to rendez,ous 60 miles S. W. of Cape Disappointment.
To appoint a rendezYons for combatant wssels 20 miles West
mag. of Tatoosh Id.
To use Cipher B for wirelrss.
To remain in B-1 ''--ith main body.
12
.., UN S