United States v. Faustino Soriano-Flores, 4th Cir. (2013)

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UNPUBLISHED

UNITED STATES COURT OF APPEALS


FOR THE FOURTH CIRCUIT

No. 12-4447

UNITED STATES OF AMERICA,


Plaintiff Appellee,
v.
FAUSTINO SORIANO-FLORES,
Defendant - Appellant.

Appeal from the United States District Court for the District of
South Carolina, at Columbia. Joseph F. Anderson, Jr., District
Judge. (3:11-cr-00246-JFA-6)

Submitted:

April 22, 2013

Decided:

May 3, 2013

Before AGEE, DAVIS, and DIAZ, Circuit Judges.

Affirmed in part; dismissed in part by unpublished per curiam


opinion.

John E. Duncan, Lexington, South Carolina, for Appellant.


Mark C. Moore, Stanley D. Ragsdale, Assistant United States
Attorneys, Columbia, South Carolina, for Appellee.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:
Faustino Soriano-Flores pleaded guilty to conspiracy
to possess with intent to distribute and distribute marijuana,
in violation of 21 U.S.C. 846 (2006).

The district court

sentenced Soriano-Flores to 135 months of imprisonment and he


now appeals.

Appellate counsel has filed a brief pursuant to

Anders v. California, 386 U.S. 738 (1967), questioning whether


the district court fully complied with Fed. R. Crim. P. 11 and
whether Soriano-Flores sentence is reasonable.

Soriano-Flores

was informed of his right to file a pro se supplemental brief,


but he has not done so.

In addition, the Government has filed a

motion to dismiss the appeal based on the waiver in the plea


agreement.

We previously deferred ruling on that motion pending

the filing of the parties briefs.

For the reasons that follow,

we affirm the conviction and dismiss Soriano-Flores appeal of


his sentence.
Counsel

first

complied with Rule 11.

questions

whether

the

district

court

The purpose of the Rule 11 colloquy is

to ensure that the plea of guilt is entered into knowingly and


voluntarily.

See United States v. Vonn, 535 U.S. 55, 58 (2002).

Accordingly, prior to accepting a guilty plea, a trial court,


through colloquy with the defendant, must inform the defendant
of, and determine that he understands, the nature of the charges
to which the plea is offered, any mandatory minimum penalty, the
2

maximum possible penalty he faces, and the various rights he is


relinquishing by pleading guilty.

Fed. R. Crim. P. 11(b).

The

court also must determine whether there is a factual basis for


the plea.

Id.; United States v. DeFusco, 949 F.2d 114, 120 (4th

Cir. 1991).

As Soriano-Flores did not move in the district

court to withdraw his guilty plea, any error in the Rule 11


hearing is reviewed for plain error.

United States v. Martinez,

277 F.3d 517, 525 (4th Cir. 2002).


Moreover, pursuant to a plea agreement, a defendant
may waive his appellate rights under 18 U.S.C. 3742 (2006).
United States v. Wiggins, 905 F.2d 51, 53 (4th Cir. 1990).

waiver will preclude appeal of a specific issue if the waiver is


valid and the issue is within the scope of the waiver.
States

v.

question

Blick,

of

408

whether

F.3d

162,

defendant

168

(4th

validly

Cir.

waived

United

2005).
his

The

right

to

appeal is a question of law that this court reviews de novo.


Id. at 168.
The validity of an appeal waiver depends on whether
the defendant knowingly and intelligently agreed to waive the
right to appeal.

Id. at 169 (citation omitted).

To determine

whether a waiver is knowing and intelligent, we examine the


totality

of

the

circumstances,

including

the

experience

and

conduct of the accused, as well as the accuseds educational


background

and

familiarity

with
3

the

terms

of

the

plea

agreement.
Cir.

United States v. General, 278 F.3d 389, 400 (4th

2002)

(internal

quotation

marks

and

citation

omitted).

Generally, if the district court fully questions a defendant


regarding the waiver of his right to appeal during the Rule 11
colloquy,

the

waiver

is

both

valid

and

enforceable.

United

States v. Johnson, 410 F.3d 137, 151 (4th Cir. 2005); United
States v. Wessells, 936 F.2d 165, 167-68 (4th Cir. 1991).
We have thoroughly reviewed the record and conclude
that the district court fully complied with the requirements of
Rule 11.

We further conclude that Soriano-Flores guilty plea

and waiver of his appellate rights was knowing, intelligent, and


voluntary.

As

the

appellate

waiver

included

Soriano-Flores

right to appeal any sentence below life imprisonment, he has


waived appellate review of his sentence.
We have examined the entire record in accordance with
the requirements of Anders and have found no meritorious issues
for appeal.
Governments

Accordingly, we affirm the conviction, grant the


motion

to

dismiss

in

Soriano-Flores appeal of his sentence.

part,

and

dismiss

This court requires

that counsel inform Soriano-Flores, in writing, of the right to


petition

the

Supreme

Court

of

the

United

States

for

further

review.

If Soriano-Flores requests that a petition be filed,

but counsel believes that such a petition would be frivolous,


then counsel may move in this court for leave to withdraw from
4

representation.

Counsels motion must state that a copy thereof

was served on Soriano-Flores.

We dispense with oral argument

because the facts and legal contentions are adequately presented


in the materials before the court and argument would not aid the
decisional process.
AFFIRMED IN PART;
DISMISSED IN PART

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