United States Court of Appeals: Published
United States Court of Appeals: Published
United States Court of Appeals: Published
No. 05-4437
No. 05-4533
COUNSEL
ARGUED: Craig Weston Sampson, Richmond, Virginia, for
Appellant/Cross-Appellee. Michael James Elston, Assistant United
States Attorney, OFFICE OF THE UNITED STATES ATTORNEY,
Alexandria, Virginia, for Appellee/Cross-Appellant. ON BRIEF:
Paul J. McNulty, United States Attorney, Alexandria, Virginia, for
Appellee/Cross-Appellant.
OPINION
HAMILTON, Senior Circuit Judge:
Under the United States Sentencing Guidelines, a defendant who
deals five grams of crack cocaine faces the same sentence as a defendant who deals five hundred grams of powder cocaine. This disparity
is commonly referred to as the "100:1 ratio." Congress adopted the
100:1 crack cocaine/powder cocaine ratio in 1986, thereby setting
mandatory minimum sentences based on the quantity of cocaine, in
crack or powder form.1 In 1987, the Sentencing Commission, following Congress lead, adopted the same ratio, when it fashioned the
Drug Quantity Table found at USSG 2D1.1(c). Under the Guidelines, the Drug Quantity Table determines a defendants offense level,
which ultimately controls the sentencing range under the Guidelines.
1
In 1995, 1997, and most recently in 2002, Congress declined to entertain the Commissions entreaties to narrow the ratio.
In United States v. Booker, 125 S. Ct. 738 (2005), the Supreme
Court held that the mandatory Guidelines scheme providing for sentence enhancements based on facts found by the sentencing court violated the Sixth Amendment. Id. at 755-56 (Stevens, J., opinion for the
Court). The Court remedied the constitutional violation by severing
and excising the statutory provisions which mandated sentencing and
appellate review under the Guidelines, thus making the Guidelines
advisory. Id. at 756-57 (Breyer, J., opinion for the Court).
The principal question presented in this appeal is whether a district
court in the post-Booker world can vary from the advisory sentencing
range under the Guidelines by substituting its own crack
cocaine/powder cocaine ratio for the 100:1 crack cocaine/powder
cocaine ratio chosen by Congress. For the reasons stated below, we
conclude a court cannot vary from the sentencing range in such a
manner.
I
A
On May 3, 2004, agents of the Drug Enforcement Administration
(DEA) applied for and obtained a search warrant for 353 Riverside
Manor Boulevard in Fredericksburg, Virginia. The search warrant
application in large part was based on information provided by a
cooperating source. The source, whose information had led to the
arrest of at least one other drug trafficker, told the agents that he had
been buying crack cocaine from Vincent Eura since 1996 and had
purchased crack cocaine from him as recently as March 2004.2 Most
of these purchases had occurred at Euras residence. In a recorded
telephone conversation on May 3, 2004, the source asked Eura if he
had any crack cocaine and Eura responded that he was "straight."
(J.A. 28). According to the source, Eura had used the term "straight"
in the past to indicate that he had crack cocaine to sell. (J.A. 28). In
2
a later conversation, the source and Eura arranged to meet that evening at Euras residence.
Rather than allowing the source to buy crack cocaine from Eura,
the DEA agents obtained and executed a search warrant for Euras
home. The search occurred at approximately 9:30 p.m. on May 3,
2004. During the search, Eura was detained and placed in handcuffs
for officer safety.
The search of Euras home yielded several automatic weapons but
no drugs. Eura told the agents that the weapons were his. An unidentified woman at the residence told the DEA agents that a BMW and a
Mitsubishi Diamante parked on the street belonged to Eura. A license
plate check with the Virginia Department of Motor Vehicles (DMV)
verified that the two automobiles were registered to Eura.
Special Agent William Harding testified that he spoke with Eura
about the automobiles and asked for consent to search them. Eura
refused. Agent Harding then asked a local K-9 unit to walk around the
two automobiles.
A drug detection dog alerted to Euras Mitsubishi Diamante, indicating the presence of drugs. The DEA agents then opened the automobile and the dog alerted to the center console area. With the help
of the dog, the agents recovered eleven grams of crack cocaine and
26.6 grams of MDA (ecstacy) from the center console armrest. A further search of the automobile resulted in the discovery of a loaded
firearm in the glove compartment.
B
On July 19, 2004, Eura was charged in a three-count second superseding indictment with conspiring to possess with intent to distribute
fifty grams or more of crack cocaine, 21 U.S.C. 841(b)(1)(A) and
846 (Count One), possession with intent to distribute five grams or
more of crack cocaine, 21 U.S.C. 841(a)(1) and (b)(1)(B) (Count
Two), and possession of a firearm in furtherance of a drug trafficking
crime, 18 U.S.C. 924(c) (Count Three).
We also note that the absence of drugs in Euras residence did not
require the district court to disregard all of the information obtained by
the DEA agents that led to the search of the residence. See Foreman, 369
F.3d at 783 (holding that the termination of a traffic stop does not negate
the objectively reasonable suspicions developed by a police officer during a traffic stop and, therefore, court should examine all of the circumstances surrounding the defendants encounter with the officer in
determining whether there was reasonable suspicion for a K-9 sniff).
a sentencing range of 78 to 97 months imprisonment.4 At the sentencing hearing on April 15, 2005, the district court noted that the
sentencing range for Count Two under the Guidelines was 78 to 97
months. The court further noted that there was a sixty-month mandatory minimum sentence on Count Two and a mandatory sixty-month
consecutive sentence on Count Three.
The court then noted that Euras sentence needed to "reflect the
seriousness of the offense, to promote respect for law and to provide
just punishment, to afford adequate deterrence to criminal conduct, to
protect the public from further crimes of the defendant, and provide
the defendant with any corrective treatment." (J.A. 328). The court
also noted that it must consider pertinent policy statements by the
Sentencing Commission. The court summarized the Commissions
1995, 1997, and 2002 reports, all of which recommended that the
100:1 ratio be narrowed.5 According to the court, it was required to
4
The probation officer noted that the jury found that Euras offense
involved between five and twenty grams of crack cocaine, which produced a base offense level of 26. Euras offense level was raised two
levels for obstruction of justice. The probation officer also noted that
Euras criminal history category was I.
5
For over a decade, the Sentencing Commission has urged an overhaul
of the law concerning sentences in crack cocaine and powder cocaine
cases. In 1995, the Commission submitted to Congress a proposed
amendment to the Sentencing Guidelines that would have equalized the
penalties for crack cocaine and powder cocaine. See United States v.
Perry, 389 F. Supp.2d 278, 301 (D.R.I. 2005) (discussing 1995 proposed
amendment). Congress, however, passed, and the President signed, legislation disapproving the proposed amendment. See id. In a 1997 report,
the Commission essentially recommended a 5:1 ratio, to which Congress
took no action. See id. (discussing 1997 report). In 2002, the Commission once again issued a report, this time recommending what amounted
to a ratio of 20:1. See id. at 302 (discussing 2002 report). Again, Congress took no action. The 2002 report emphasized, among other things,
that: (1) the feared epidemic of crack cocaine never materialized in the
way it was envisioned by Congress at the time of the passage of the
100:1 ratio; (2) the current penalties for crack cocaine offenders sweep
too broadly and apply too frequently to low level offenders, resulting in
a seemingly unintended "penalty gap" between high level and low level
offenders; (3) the 100:1 ratio overstated the seriousness of most crack
cocaine offenses and failed to provide adequate proportionality; and (4)
the 100:1 ratio disparately impacted minorities, especially blacks. See id.
(discussing the Commissions findings in the 2002 report).
As noted earlier, the jury found Euras Count Two offense involved
between five and twenty grams of crack cocaine. At a 20:1 ratio, the ratio
recommended by the Sentencing Commissions 2002 report, base
offense levels 18, 20, and 22 come into play, instead of offense level 26.
Using the eleven grams of crack cocaine found in the Mitsubishi Diamante, the district court concluded that, had the Commissions 2002 recommendation been adopted by Congress, Euras base offense level
would have been 20 (eleven grams of crack cocaine produces 220 grams
of powder cocaine under a 20:1 ratio). Adding a two-level enhancement
for obstruction of justice, Euras offense level would have been 22 under
the Commissions 2002 report and would have yielded a sentencing
range of 41 to 51 months. Given the statutory minimum on Count Two,
the court could not sentence Eura within that range and, as a result, sentenced Eura to the statutory minimum for that count.
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The other factors in 3553(a) are: (1) the nature and circumstances
of the offense and the history and characteristics of the defendant; (2) the
need to reflect the seriousness of the offense, to promote respect for the
law, and to provide just punishment for the offense; (3) the need for
deterrence; (4) the need to protect the public; (5) the need to provide the
defendant with needed educational or vocational training or medical
care; (6) the kinds of sentences available; (7) pertinent policy statements
of the Sentencing Commission; (8) the need to avoid unwarranted sentencing disparities; and (9) the need to provide restitution to victims. See
18 U.S.C. 3553(a).
11
12
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range based on its categorical rejection of the 100:1 ratio. See 433
F.3d 53 (1st Cir. 2006). The Pho court held that a district court could
not craft its own ratio as a substitute for the 100:1 ratio chosen by
Congress. Id. at 64. The court reasoned that Congress selection of the
100:1 ratio was a policy judgment made by Congress and that courts
were bound by this judgment. Id. at 62-63. We wholeheartedly agree
with the Pho courts conclusion that a "district courts categorical
rejection of the 100:1 ratio impermissibly usurps Congresss judgment about the proper sentencing policy for cocaine offenses." Id. at
63.
Of course, it does not follow that all defendants convicted of crack
cocaine offenses must receive a sentence within the advisory sentencing range. We certainly envision instances in which some of the
3553(a) factors will warrant a variance from the advisory sentencing
range in a crack cocaine case. However, a sentencing court must identify the individual aspects of the defendants case that fit within the
factors listed in 18 U.S.C. 3553(a) and, in reliance on those findings, impose a non-Guidelines sentence that is reasonable. Moreover,
in arriving at a reasonable sentence, the court simply must not rely on
a factor that would result in a sentencing disparity that totally is at
odds with the will of Congress. Cf. United States v. Clark, No. 054274, 2006 WL 60273 (4th Cir. January 12, 2006) (opinion of Luttig,
J.) (noting that the consideration of state sentencing practices in sentencing a federal defendant for a 21 U.S.C. 846 offense renders the
defendants sentence unreasonable in light of 3553(a)(6)). The Sentencing Commissions recommendations to narrow the 100:1 ratio are
such impermissible factors and, thus, cannot be used as a basis to vary
from the advisory sentencing range.
In this case, while the district court was not required to discuss
each 3553(a) factor on the record, it was required to adequately and
properly consider the factors. The court did enunciate some of the factors, but relied on the unfairness it perceived existed in the 100:1 ratio
to vary Euras sentence from the advisory sentencing range. The court
never adequately and properly considered 3553(a)(6). Moreover, the
court understandably did not mention any facts concerning Eura as an
individual that would have warranted a sentence outside the sentencing range, as none existed in the record. Indeed, the record reflects
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that there is nothing atypical about Euras case that warranted a sentence outside of the advisory sentencing range.
IV
For the reasons stated herein, we affirm Euras convictions, vacate
his sentence, and remand his case for resentencing at the low end of
the sentencing range (seventy-eight months) on Count Two and to a
consecutive sixty-month sentence on Count Three.
AFFIRMED IN PART, VACATED IN PART,
AND REMANDED
MICHAEL, Circuit Judge, concurring in the judgment and concurring
in part:
I agree with the majority that the record reveals no fact about Vincent Eura as an individual that would warrant a sentence below the
applicable guidelines range for his crack cocaine offense. For this reason, I concur in the judgment to vacate Euras sentence and remand
for resentencing at the low end of the range. I also concur in part II
of the majoritys opinion upholding the warrantless search of Euras
car.
I write separately to discuss the practical utility of the Sentencing
Commissions reports criticizing the substantial disparity in punishment for crack and powder cocaine offenses (the "100:1 ratio" or
"crack/powder disparity"). For over a decade the Commission has recommended narrowing the 100:1 ratio on the ground that it unjustifiably exaggerates the relative harmfulness of crack cocaine offenses,
particularly in relation to powder cocaine offenses. See, e.g., U.S.
Sentencing Commn, Special Report to the Congress: Cocaine and
Federal Sentencing Policy 10 (2002) (hereinafter "2002 Report"),
available at http://www.ussc.gov/legist.htm. The Commissions
reports supporting this recommendation rely on an impressive array
of authority (empirical, academic, and otherwise). In some cases these
reports can be useful to courts in analyzing the factors of 18 U.S.C.
3553(a), particularly those enumerated in 3553(a)(2)(A) and (B):
the need for the sentence imposed "(A) to reflect the seriousness of
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the offense, to promote respect for the law, . . . to provide just punishment for the offense," and "(B) to afford adequate deterrence to criminal conduct." 18 U.S.C. 3553(a)(2)(A)-(B). I recognize that the
Commissions reports alone cannot justify a sentence outside the
guidelines range, given the need articulated in 3553(a)(6) to avoid
unwarranted sentencing disparities among similarly situated defendants. I believe, however, that the reports can be used to support a
below-guidelines sentence that takes into account the several casespecific factors in 3553(a) and at the same time respects the single
factor in 3553(a)(6).
I.
A.
In 1995 the Sentencing Commission issued a report to Congress
recommending that the 100:1 ratio between crack cocaine and powder
cocaine penalties be reduced. U.S. Sentencing Commn, Special
Report to the Congress: Cocaine and Federal Sentencing Policy 198
(1995), available at http://www.ussc.gov/legist.htm (hereinafter
"1995 Report"). Shortly thereafter, the Commission submitted a proposed amendment to the Sentencing Guidelines that would have
equalized the penalties for crack cocaine and powder cocaine.
Amendments to the Sentencing Guidelines for United States Courts,
60 Fed. Reg. 25,074, 25,077 (U.S. Sentencing Commn May 10,
1995) (notice). Congress rejected this proposal but, recognizing the
need for reform, directed the Commission to make further recommendations on cocaine sentencing. Act of Oct. 30, 1995, Pub. L. No. 10438, 109 Stat. 334. In 1997 the Commission issued another proposal
urging Congress to overhaul the crack/powder penalty scheme by
reducing the 100:1 ratio to a 5:1 ratio. U.S. Sentencing Commn, Special Report to the Congress: Cocaine and Federal Sentencing Policy
2 (1997), available at http://www.ussc.gov/legist.htm (hereinafter
"1997 Report"). The Attorney General also recommended a 5:1 ratio
while the White House publicly endorsed a 10:1 ratio. See Elizabeth
Tison, Amending the Sentencing Guidelines for Cocaine Offenses, 27
S. Ill. U. L.J. 413, 427 (2003). Congress did not act on the Commissions proposal. Finally, in 2002 the Commission again unanimously
declared the 100:1 ratio "unjustified" and urged reducing crack sen-
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tences to reflect a 20:1 ratio. 2002 Report, supra, at 91, 106. Again,
Congress did not act on the Commissions recommendation.
In making its 2002 recommendation, the Sentencing Commission
reviewed scholarly articles, conducted extensive empirical and public
opinion studies, and solicited public comment from a wide range of
sources (including medical and scientific experts, federal and local
law enforcement officials, criminal justice practitioners, academics,
and civil rights activists). See 2002 Report, supra, at Appendix E.
Based on this immense body of evidence, the Commission made four
main findings. First, the 100:1 ratio exaggerates the relative harmfulness of crack cocaine, especially when its addictive qualities, risks of
prenatal exposure, and use by juveniles are taken into account. See id.
at v-vi. Cocaine in any form, whether as crack or powder, "produces
the same physiological and psychotropic effects." Id. at v. The only
difference is that powder cocaine is less addictive than crack cocaine
because it is snorted, but this difference alone does not warrant the
extreme differential in penalties. See id. Moreover, the "epidemic of
crack use by youth never materialized to the extent feared." Id. at vi.
In fact, use of crack cocaine among juveniles is lower than use of
powder cocaine. See id. Second, the current penalties "sweep too
broadly and apply most often to lower level offenders," resulting in
a "penalty gap" that most acutely affects low-level crack offenders
with the least criminal history. Id. at vi-vii. This penalty gap contravenes the basic principles of sentencing policy. See id. Third, the current penalties overstate the seriousness of most crack cocaine offenses
and fail to provide adequate proportionality, punishing "all crack
cocaine offenders as if they committed [the] more harmful acts" associated with only some crack offenses (namely, acts of violence). Id.
at vii. Fourth, the current penalties disproportionately target AfricanAmerican defendants, spurring a perception of racial disparity that
"fosters disrespect for and lack of confidence in the criminal justice
system." Id. at vii-viii. This disparity, furthermore, introduces irrationality and "possibly harmful mischief" into the criminal justice system because it has little to do with culpability: all crack begins as
powder cocaine and is transformed into crack through a "quick and
uncomplicated operation," generally near the point of retail sale.
United States v. Smith, 359 F. Supp. 2d 771, 780 (E.D. Wis. 2005)
(detailing testimony and other evidence before Commission); see also
U.S. Sentencing Commn, 60 Fed. Reg. at 25,077 ("Cocaine is
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