United States v. Saunders, 501 F.3d 384, 4th Cir. (2007)
United States v. Saunders, 501 F.3d 384, 4th Cir. (2007)
United States v. Saunders, 501 F.3d 384, 4th Cir. (2007)
No. 05-5238
COUNSEL
ARGUED: Sarah S. Gannett, OFFICE OF THE FEDERAL PUBLIC
DEFENDER, Baltimore, Maryland, for Appellant. Paul M. Tiao,
Assistant United States Attorney, OFFICE OF THE UNITED
STATES ATTORNEY, Baltimore, Maryland, for Appellee. ON
BRIEF: James Wyda, Federal Public Defender, John H. Chun, Assis-
OPINION
MICHAEL, Circuit Judge:
Rodney Saunders appeals his conviction and sentence for being a
felon in possession of a firearm in violation of 18 U.S.C. 922(g)(1).
His case arises out of a robbery at a Baltimore, Maryland, liquor
store. We affirm, holding that (1) a key witnesss identification of
Saunders as one of the robbers was reliable, even though the police
showed the witness a photo array that was impermissibly suggestive;
(2) there was no error when the jury was not given a special verdict
form that would have allowed it to indicate whether it reached unanimous agreement on the specific gun or guns possessed by Saunders;
(3) the evidence was sufficient to support Saunderss conviction on
the 922(g)(1) gun charge; and (4) the evidence was sufficient to
support the four-level sentencing enhancement, see U.S.S.G.
2K2.1(b)(5) (2004), based on Saunderss use of a firearm in connection with another felony offense.
I.
Saunders, Tavon Walker, and a third (unidentified) man entered the
Club Paradise liquor store in Baltimore at 1:30 a.m. on December 8,
2003. Saunders and the unidentified man proceeded at gunpoint to rob
the three customers in the store, after patting down and neutralizing
the one security guard. Walker stayed at the entrance of the store to
prevent anyone from entering or exiting.
The stores cashier, Tony Burton, witnessed the robbery from
behind the bullet-proof window that separates the cash register from
the area of the store accessible to customers. As the robbery was in
progress, Burton picked up the telephone receiver, which was below
the counter, and dialed 911. To avoid detection, he bent down and
of the suspect. (DeJesus conceded at trial that he never received training on administering photo arrays, nor had he reviewed the Baltimore
City Police general order on photo array procedures.) In any event,
DeJesus asked Burton whether he recognized from the robbery any of
the persons in the array. Burton studied the six photos for approximately ten seconds before selecting Saunderss photo, stating that he
was "[t]he guy who came in[to the store] second." J.A. 80. DeJesus
then provided Burton another six-photo array that included a photo of
Walker. Burton did not identify any of the persons in that array.
Saunders was indicted on one count for being a felon in possession
of a firearm, in violation of 18 U.S.C. 922(g)(1). He was charged
with possessing all three of the firearms recovered in his flight path,
beginning with the two at the curb where he exited the minivan.
Saunders moved to suppress the pre-trial photo identification and any
in-court identification by Burton, claiming that his photo in the array
was so suggestive that it violated his right to due process. After the
district court denied the motion, Saunders went to trial and was convicted. At sentencing the district court imposed, over Saunderss
objection, a four-level enhancement pursuant to U.S.S.G.
2K2.1(b)(5) (2004) for the use of a firearm in connection with
another felony offense. With an adjusted guideline offense level of 28
and a criminal history category of IV, Saunderss nominal guideline
range was 110-137 months imprisonment. Because the maximum
term authorized by statute for a conviction under 18 U.S.C. 922(g)
is 120 months, Saunderss actual guideline range was restricted to
110-120 months. See 18 U.S.C. 924(a)(2); U.S.S.G. 5G1.1, comment. He was sentenced to a term of 120 months.
Saunders appeals his conviction and sentence. He argues (1) that
the district court erred in denying his motion to suppress the cashiers
out-of-court and in-court identifications of him; (2) that his constitutional right to a unanimous verdict was violated because the jury was
not provided with a special verdict form requiring unanimous agreement on the particular gun or guns possessed; (3) that there was insufficient evidence to support his conviction for possession of a firearm;
and (4) that the four-level enhancement under 2K2.1(b)(5) was
improper because the evidence was insufficient to prove that he participated in the Club Paradise robbery. We consider Saunderss arguments in turn.
II.
Saunderss principal argument is that the district court erred in
denying his motion to suppress the out-of-court and in-court identifications of him by Burton, the cashier. Saunders argues that Burtons
out-of-court photo identification violated his right to due process
because the photo array was impermissibly suggestive. Burtons incourt identification should also have been excluded, he argues,
because it was tainted by the suggestive photo array. The district court
disagreed, concluding that the photo array was not suggestive and that
Burtons identification did not violate the Due Process Clause. The
district courts findings as to the factual particulars of Burtons identification, which we would review for clear error, are not contested. We
review de novo the courts legal conclusion as to whether the identification violated the Due Process Clause. See United States v. Burgos,
55 F.3d 933, 941 (4th Cir. 1995).
Due process principles prohibit the admission at trial of an out-ofcourt identification obtained through procedures "so impermissibly
suggestive as to give rise to a very substantial likelihood of irreparable misidentification." Simmons v. United States, 390 U.S. 377, 384
(1968). The Due Process Clause is not implicated, however, if the
"identification was sufficiently reliable to preclude the substantial
likelihood of misidentification." United States v. Johnson, 114 F.3d
435, 442 (4th Cir. 1997); see also Manson v. Brathwaite, 432 U.S. 98,
106 (1977) (stating that the central question is "whether under the
totality of the circumstances the identification was reliable even
though the [identification] procedure was suggestive") (internal quotations omitted). The consideration of whether the identification testimony is admissible proceeds in two steps. United States v. Wilkerson,
84 F.3d 692, 695 (4th Cir. 1996) (citing Brathwaite, 432 U.S. at 110).
First, the defendant must show that the photo identification procedure
was impermissibly suggestive.1 Second, if the defendant meets this
burden, a court considers whether the identification was nevertheless
reliable in the context of all of the circumstances. Id. A witnesss out1
When the suggestiveness in the procedure does not reach the impermissible level, the "potential for error" (or potential for misidentification)
is left for testing "by a course of cross-examination at trial." Simmons,
390 U.S. at 384.
of-court photo identification that is unreliable and therefore inadmissible on due process grounds also renders as inadmissible his subsequent in-court identification. Simmons, 390 U.S. at 383-84; United
States v. Smith, 459 F.3d 1276, 1293-94 (11th Cir. 2006); Amador v.
Quarterman, 458 F.3d 397, 413 (5th Cir. 2006). In this circumstance,
as the Supreme Court has said, the witness "is apt to retain in his
memory the image of the photograph rather than the person actually
seen, reducing the trustworthiness of subsequent . . . courtroom identification." Simmons, 390 U.S. at 383-84.
A.
We conclude based on the particular facts and circumstances
presented here that the six-photo array shown to the witness Burton was impermissibly suggestive for two reasons. First, Saunderss
photo looked strikingly different from the five filler photos, considered as a group. Second, the effect of this jarring disparity was exacerbated by the failure of the police to follow their own internal
procedures, which require that certain precautions be taken before a
photo array is shown to a witness. We will discuss each of these concerns.
Saunderss photo stood out sharply from the others in the array.
The dark background and lack of overhead lighting in Saunderss
photo distinguished it from the remaining five photos, all of which
had light backgrounds and overhead lighting. See United States v.
Wiseman, 172 F.3d 1196, 1209 (10th Cir. 1999) ("[D]ifferences such
as background color can make a picture stand out, and can act to
repeatedly draw a witnesss eye to that picture.") (citation omitted);
Gregory-Bey v. Hanks, 332 F.3d 1036, 1045 (7th Cir. 2003) (a photo
that stands out from the others "implicitly suggests to the witness that
this is the man"). We recognize that there may be differences in
background and lighting among the various photos in an array, and
such differences do not automatically create impermissible suggestiveness. The risk of suggestiveness comes when one photo stands
out, as Saunderss did here.
The differences that caused Saunderss photo to stand out were
quite marked, yielding potentially problematic consequences. The
dark background and lack of lighting in Saunderss photo gave him
a menacing countenance that was lacking in the men in the other five
photos. In addition, the fact that Saunderss photo differed significantly from the others as a group could have suggested to a viewer
that Saunderss photo was taken at a different time and place than the
rest. Cf. Johnston v. Makowski, 823 F.2d 387, 391 (10th Cir. 1987)
(concluding that photo array was impermissibly suggestive because
defendants "picture obviously was newly taken, whereas the other
pictures were visibly older"). Specifically, there is a risk that the
viewer may conclude "that the similar pictures were taken together to
form a pool or control group, and that the one picture that stands out
is the suspect." United States v. Sanchez, 24 F.3d 1259, 1262-63 (10th
Cir. 1994).2
The suggestive nature of the photo array was exacerbated here by
the failure of the police to take precautions that would have reduced
the risk of a tainted identification. On the way to the station house the
police informed Burton that they had arrested one or more suspects
in the robbery. Imparting this information to the witness can lead him
to assume that a photo of the arrested person will be in the array. The
witness, moreover, can feel pressure to make an identification, even
if he is not fully confident, for fear of jeopardizing the case against
the arrested suspect. Cf. Simmons, 390 U.S. at 383 (stating that the
"chance of misidentification is also heightened if the police indicate
to the witness that they have other evidence that one of the persons
pictured committed the crime"); Grubbs v. Hannigan, 982 F.2d 1483,
1490 (10th Cir. 1993) (stating that the distinct characteristics of the
suspects photo were highlighted by the fact that the police had
informed the witness that they had a suspect in custody).
2
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between the crime and the identification. Johnson, 114 F.3d at 441
(citing Neil v. Biggers, 409 U.S. at 199-200). In addition, courts may
"consider other evidence of the defendants guilt when assessing the
reliability of the . . . identification." Wilkerson, 84 F.3d at 695.
The first two factors opportunity to see the suspect and degree
of attention indicate that the identification here was reliable. Burton had a good opportunity to view Saunders during the robbery. Burton testified that Saunders "came in the door, he opened the door, he
came in, and he walked directly toward the [cashiers] window, which
is when me and him made eye contact." J.A. 135. Saunders stopped
just a few feet from Burton, and the two had the eye contact for
"about three to four seconds, maybe a little longer." J.A. 136-37. Burton explained that he paid attention to Saunders as he entered the store
because he has a habit of "always look[ing] at the next person thats
coming in just to see who they are and if something might occur."
J.A. 137. After his initial observation of Saunders, Burton turned
away for a moment to help a customer. As he turned back, he saw
Saunders patting down the stores security guard. At this point, when
Burton had a greater incentive to observe Saunders, he had a clear
view of the side of Saunderss face. See Mysholowsky v. New York,
535 F.2d 194, 197 (2d Cir. 1976) (stating that a victim of a crime is
more likely than a casual bystander to pay close attention to the criminals appearance); Levasseur v. Pepe, 70 F.3d 187, 195 (1st Cir.
1995) (stating that a victims "degree of attention during a traumatic
experience is presumed to have been acute"). In short, Burton had a
sufficient opportunity to observe Saunders and to form a reliable recollection of what he looked like.
The third factor, the accuracy of the witnesss initial description,
weighs in favor of a reliable identification. Burtons description of
Saunders was generally accurate. Burton described Saunders to the
police as a black male of "medium build, medium height," J.A. 78,
which he later defined as 57" and 160-170 pounds. He said that
Saunders wore a black "hipster" leather jacket and jeans and that he
had closely trimmed hair and a "slight mustache." J.A. 77-78. Burtons description of Saunderss weight, haircut, mustache, and leather
jacket was accurate. Burtons initial statement that Saunders was of
medium height was also accurate, even though Burton later underestimated Saunderss height by about four inches. The only other minor
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rate; the photo identification took place shortly after the robbery when
Burtons recollection was fresh; and there is other evidence connecting Saunders to the robbery at Club Paradise. Accordingly, the admission of evidence of the out-of-court identification did not violate
Saunderss right to due process; nor did it taint the in-court identification.
III.
Saunders claims that his constitutional right to a unanimous jury
was violated because the jury was not given a special verdict form
that would have allowed it to indicate whether it had reached unanimous agreement on his possession of one or more of the specific guns
listed in the indictment. He contends that the use of a general verdict
form and the return of a "general verdict make[ ] it impossible to tell
whether the jurors were unanimous with regard to [a specific gun]
upon which their verdict was based." Appellants Br. at 29.
The district court agreed with Saunders that the jury had to agree
unanimously on the particular gun possessed in order to return a
guilty verdict. For this reason, the district court indicated it would
issue a special verdict form to the jury. Due to an administrative error,
however, the jury never received the special verdict form.
The government does not contend that juror unanimity with respect
to the specific gun possessed is not required for a conviction under
18 U.S.C. 922(g)(1). Rather, it contends that the use of a general
verdict form, coupled with the courts instruction that the jury had to
be unanimous as to the gun or guns possessed, was adequate. We
assume, without deciding, that a conviction under 922(g)(1)
requires the jury to agree unanimously on the specific gun possessed
by the defendant. Cf. United States v. Theodoropoulos, 866 F.2d 587,
597 (3d Cir. 1989) (stating that district court "properly instructed the
jury that they must unanimously agree on which weapon" the defendant had used to convict him under 924(c)).3 Any right Saunders
3
Several circuits have concluded that a conviction under 922(g) does
not require juror unanimity on the specific gun possessed. See United
States v. DeJohn, 368 F.3d 533, 542 (6th Cir. 2004); United States v.
Verrecchia, 196 F.3d 294, 301 (1st Cir. 1999); cf. United States v.
Correa-Ventura, 6 F.3d 1070, 1087 (5th Cir. 1993) (stating that jury does
not need to unanimously agree on the specific firearm to convict under
924(c)).
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fact that Saunders was caught minutes later after he jumped out of a
van matching the description of the getaway vehicle that Burton gave
to the 911 dispatcher. Second, Officer Gomez saw a gun fall to the
ground as Saunders jumped out of the van. The police later recovered
two handguns (a black Bryco nine millimeter and a silver Smith &
Wesson nine millimeter) from the spot where the van had been
stopped by police. The Smith & Wesson matches Burtons description
of the gun that Saunders carried during the robbery. Third, Officer
Gomez watched Saunders toss a dark object to the ground as he ran
through a vacant lot. After Saunders was arrested, Gomez returned to
the lot and recovered a black Tanfoglio .380 caliber semi-automatic
handgun. Saunders had purchased Winchester .380 ammunition, the
same type found in the Tanfoglio, several months prior to the robbery.
This evidence allowed the jury to find that Saunders possessed one of
the three guns listed in the indictment.
V.
Saunderss final argument relates to his sentence. He contends that
the district court erred in imposing a four-level enhancement under
U.S.S.G. 2K2.1(b)(5) (2004) because Saunders used a firearm in
connection with another felony offense, a robbery. Specifically,
Saunders contends that "the evidence was insufficient to support a
finding that [he] was involved in the robbery" at the Club Paradise
liquor store. Appellants Br. at 37. This argument fails completely. As
our discussion in parts II and IV make clear, the evidence was sufficient to establish that Saunders participated in the robbery. The
2K2.1(b)(5) enhancement is therefore amply supported by the evidence.
***
Rodney Saunderss conviction and sentence are
AFFIRMED.