Bibi Fazallah Green v. Immigration and Naturalization Service, 46 F.3d 313, 3rd Cir. (1995)
Bibi Fazallah Green v. Immigration and Naturalization Service, 46 F.3d 313, 3rd Cir. (1995)
Bibi Fazallah Green v. Immigration and Naturalization Service, 46 F.3d 313, 3rd Cir. (1995)
3d 313
the immigration judge. On petition for review of the decision of the Board the
attorney for the alien repeats and elaborates his plea of mea culpa. The attorney
contends that the crucial ruling of the immigration judge which the Board
sustained--the ruling that the attorney's failure to file the intended application
for discretionary relief in timely fashion constituted an abandonment of the
application--worked a denial of due process to his client, since the immigration
judge had not warned the attorney of the potential adverse consequences of a
failure to file on time. The attorney also challenges the ruling of the
immigration judge, sustained by the Board, as an abuse of discretion. We find
no error in the decision of the Board and we therefore deny the petition for
review.
I.
4
At the close of the conference, Judge Fujimoto set deadlines for future
proceedings. With respect to the aggravated felony issue, Judge Fujimoto
postponed findings pending submission by Mr. Sharkey of documents
establishing with precision the state charges pursuant to which Ms. Green was
convicted; an October 1, 1993 deadline was set for the filing of these materials.
Judge Fujimoto then addressed Mr. Whitehill (A.R. 107-08):
As of October 1, 1993, the date specified by Judge Fujimoto on August 18, Mr.
Whitehill had filed neither a Sec. 212(c) "call-up" application nor a motion to
extend the time to file. Twenty-seven days later there had still been no filing by
Mr. Whitehill. On that day--October 28, 1993--Judge Fujimoto filed the
The respondent is a female native and citizen of Guyana [* ] who was admitted
to the United States on August 22, 1969 as a nonimmigrant student. On
February 24, 1983, her status was adjusted to that of a lawful permanent
resident. Deportation proceedings were commenced against her through the
issuance of an Order to Show Cause, charging her with deportability under the
above-captioned sections of the Immigration & Nationality Act.
16
17
18
To date, no application has been filed, nor has any request for an extension of
time been received. It is well settled that applications for benefits under the
Immigration & Nationality Act may be properly denied as abandoned where the
alien fails to timely file them. See Matter of Jean, 17 I & N Dec. 100 (BIA
1979); Matter of Jaliawala, 14 I & N Dec. 664 (BIA 1974); Matter of Pearson,
13 I & N Dec. 152 (BIA 1969); Matter of Nafi, 19 I & N Dec. 430 (BIA 1987).
19
20
ORDER:
The respondent's request to apply for a waiver of inadmissibility under
Section 212(c) of the Act is DENIED for lack of prosecution.
21 IS FURTHER ORDERED that the respondent be deported from the United States
IT
to Guyana under Section 241(a)(2)(B)(i) of the Act.
James R. Fujimoto
Immigration Judge
DATE: October 28, 1993
22
The next day--October 29, 1993--Mr. Whitehill sent Judge Fujimoto a motion
to reopen. The motion stated, in pertinent part (A.R. 53-54):
23
8. On August 18, 1993, the Court ordered counsel to file for 212(c) relief on or
before October 1, 1993.
24
9. Solely through inadvertence of counsel, the request for relief was not timely
filed.
25
10. On October 28, 1993, at approximately 10:00 a.m. the Office of the Court
advised undersigned counsel telephonically that an Order was being issued by
the Court, Fujimoto, J., to deport the alien, without a hearing, preserving rights
of appeal, for failure to prosecute the relief sought under 212(c).
26
11. Counsel has prepared this motion and the attached I-191 which was not able
to be receipted on October 28, 1993, but will be filed October 29, 1993. The fee
receipt will be forwarded to the Court.
27
28
13. An order of deportation without right of trial creates a human tragedy which
may be able to be avoided.
29
14. By virtue of the Court's order and without a hearing to assert her grounds
for relief, the alien, her children and her husband, all U.S. citizens, may be
forced to suffer the consequences of the alien's deportation based solely on
counsel's failure to timely file the formal pleading, an I-191.
30
The motion to reopen was not formally acted on. On November 4, 1993, Mr.
Whitehill sent Judge Fujimoto a notice of appeal to the Board with a copy to
INS District Counsel Sharkey.
31
On March 24, 1994, the Board issued an opinion affirming Judge Fujimoto's
decision. The central holding of the Board was as follows (A.R. 3-4):
32 appeal, the respondent contends that the late filing of her application was due to
On
the inadvertence of her counsel. She asserts that the immigration judge's deportation
order is an error of law in that it deprived her of her due process rights to have her
application for relief considered and an abuse of discretion since the late filing is
excusable.
******
33
The respondent has not shown reasonable cause for failing to timely file an
application. See Matter of R-R-, supra. Generally, litigants are bound by the
conduct of their representatives. See Garcia v. INS, 8 F.3d 809 (1st Cir.1993);
Magallanes-Damian v. INS, 783 F.2d 931 (9th Cir.1986); Matter of Velasquez,
19 I & N Dec. 377 (BIA 1986). Deadlines set for the filing of applications for
relief often are breached by attorneys and would be meaningless if counsel's
mistakes in this regard were excused every time such action allegedly
prejudiced a client. Garcia v. INS, supra.
36
37
II.
38
The petition for review focuses on the Board's reliance on 8 C.F.R. Sec. 3.29
(hereinafter "Sec. 3.29"), an INS procedural regulation which provides as
follows:
39
The Immigration Judge may set and extend time limits for the filing of
applications and related documents and responses thereto, if any. If an
application or document is not filed within the time set by the Immigration
Judge, the opportunity to file that application or document shall be deemed
waived.4
40
The petition for review does not quarrel with the propriety of vesting in
immigration judges, by administrative regulation, the authority to "set ... time
limits for the filing of applications." Rather, the petition for review takes
exception to the fact that Judge Fujimoto did not expressly advise Mr. Whitehill
that failure to file a Sec. 212(c) application on Ms. Green's behalf in conformity
with the timetable announced by the Judge could result in a judicial
determination, pursuant to Sec. 3.29, that "the opportunity to file that
application ... shall be deemed waived." Mr. Whitehill's brief on behalf of
petitioner Green argues that Judge Fujimoto was obligated to "make clear the
possible draconian consequences of failure to timely file." Brief of Appellant
[sic] at 13. Because Judge Fujimoto gave no warning of the "possible draconian
consequences," it is contended that Judge Fujimoto's ruling--that Ms. Green's
expected Sec. 212(c) application had been abandoned and that, in consequence,
Ms. Green was to be deported--constituted a denial of due process, or, in the
alternative, an abuse of discretion. We now address these contentions.
(A) Due Process
41
42
In part I of this opinion, which presents the procedural history of this case, we
have set forth the closing portion of Judge Fujimoto's August 18, 1993,
telephone conference with Messrs. Sharkey and Whitehill. For the purposes of
this case, the crucial colloquy was the following:Q. You've already conceded
deportability on the one charge, Mr. Whitehill, so as relief you're going to be
requesting 212(c) waiver. Correct?
A. Sure are.
43
44 All right. October 1st is the call-up date for that as well. And, then we'll hold a
Q.
hearing, assuming the application has been filed, on November 4th, 1993, 9:00 a.m.,
in Pittsburgh. And, we'll send you a written notice of that hearing date.
JUDGE TO BOTH COUNSEL
Q. Is that acceptable, then, to both sides?
45
JUDGE TO Mr. SHARKEY
Q. [sic] Yes, sir.
46
JUDGE TO Mr. WHITEHILL
A. To the alien, it is acceptable.
47
48
At whatever time Mr. Whitehill first became acquainted with Sec. 3.29, the INS
regulation whose application he now challenges, he would have learned not
only that Judge Fujimoto had formal authority to set an October 1, 1993, filing
date for the Sec. 212(c) application but also that failure to file on time would
carry with it the probable consequence that "the opportunity to file that
application ... shall be deemed waived."
49
The record before this court is silent on when Mr. Whitehill first learned about
Sec. 3.29--on or prior to August 18, 1993, when Judge Fujimoto set the
schedule; or, perhaps, not before October 1, 1993, the date the Sec. 212(c)
application was to be filed; or, quite possibly, not before October 28, 1993, the
day Judge Fujimoto filed his opinion; or, equally possibly, not before March 24,
1994, when the Board, in affirming Judge Fujimoto's decision, filed an opinion
expressly relying on the challenged regulation. We will assume, arguendo, that
Mr. Whitehill was unaware of Sec. 3.29 until after Judge Fujimoto's decision.
50
51
We know of no authority for the notion that, as a general matter, the due
process clause imposes on courts an obligation to advise lawyers personally of
the potential adverse consequences of not complying with procedural rules. To
the contrary, we think that, as a general proposition, the American legal system
presumes that lawyers who handle litigation have the responsibility of
familiarizing themselves with procedural rules and the ways in which those
rules are applied. And we see no reason to suppose that this general proposition
is without application to the particular sorts of procedural rules--those that
govern the timing of various phases of litigation--at issue in this case. We note
that some of the rules that govern timing incorporate recitals, akin to that in
Sec. 3.29, as to the consequences of non-compliance, but that others do not. An
example of the former sort of rule is Rule 13 of the Rules of the Supreme
Court: Rule 13 provides that a petition for certiorari to review a judgment of a
court of appeals, or of "a state court of last resort," or of the Court of Military
Appeals, must be filed within ninety days of the entry of the judgment, and that
one of the Justices may extend the time for no more than sixty days; and the
rule further provides: "The Clerk will refuse to receive any petition for a writ of
certiorari which is jurisdictionally out of time." An example of the latter sort of
rule is Rule 13(a) of the Federal Rules of Appellate Procedure: Rule 13(a),
which governs appeals from the Tax Court, provides that "[r]eview ... shall be
obtained by filing a notice of appeal with the clerk of the Tax Court within 90
days after the decision of the Tax Court is entered," but the rule is silent as to
the consequences of failing to file on time. No case that has come to our
attention gives ground for the inference that either of the quoted rules is, from
the perspective of the Fifth Amendment, unenforceable in the absence of an
express admonition by a clerk of court, or by a judge or by one of the Justices,
It is contended, however, that Sec. 3.29 is a special case. Mr. Whitehill's brief
points to a paragraph in a manual of guidance for immigration judges referred
to as the "Immigration Judge's Benchbook" (Benchbook)--a paragraph pursuant
to which, so it is urged, Judge Fujimoto should have given Mr. Whitehill an
express "admonishment" with respect to the consequences of a failure to
conform to the filing date the Judge had announced. The paragraph in question
is as follows:
53
Impress
the importance of filing briefs and relief applications on a timely basis.
Those who fail to do so can be quickly cured of the practice if you summon them to
court for an interim hearing, take pleadings and set up a filing schedule with an
admonishment. Such admonishment should state that if the application is not timely
filed, you presume that it will not be forthcoming and you will enter a written
decision cancelling the IC trial date and ordering deportation or voluntary departure,
as appropriate.6
54
The INS contends that, since the Benchbook's first appearance in this case was
in Mr. Whitehill's brief in this court, the Benchbook is not properly before us.7
The INS also contends that--assuming the Benchbook can be considered by us-Mr. Whitehill's reliance on the "admonishment" language is misplaced, for the
reason that, although the language appeared in an early version of the
Benchbook, it had been dropped from the version of the Benchbook which
would have been consulted by immigration judges during the summer and fall
of 1993 when Ms. Green's case was before Judge Fujimoto.8 We find it
unnecessary to determine whether the Benchbook, in any of its versions, can
properly be relied on here, because, even if the "admonishment" language was
included in a version of the Benchbook which Judge Fujimoto might have had
occasion to refer to in 1993, Mr. Whitehill's reliance on that language is
unavailing. The preface to the Benchbook--a preface bearing the signature of
Chief Immigration Judge William R. Robie--recites that "[t]he procedures
outlined herein (that are not contained within specific Operating Policies and
Procedures memoranda) are not binding on the Immigration Judges, and are set
forth solely as practical suggestions for their consideration."9 Thus, even if the
"admonishment" paragraph was part of the Benchbook guidance that Judge
Fujimoto might have consulted in 1993, that guidance was not binding on Judge
Fujimoto. In short, the Benchbook had no regulatory weight. A fortiori it had
no constitutional weight.
55
For the reasons stated we have rejected the contention that the action of the
Board, affirming the decision of Judge Fujimoto, constituted a denial to Ms.
Green of due process of law. It is contended, in the alternative, that the action
of the Board constituted an abuse of discretion.
58
The abuse-of-discretion claim covers the same ground as the due process
claim, and we find it no more persuasive. Judge Fujimoto did not act
unreasonably in ruling, on October 28, 1993, that Mr. Whitehill's failure (a) to
file a Sec. 212(c) application due twenty-seven days before, or (b) to request an
extension of time to file, worked an abandonment of the application. Nor did
the Board act unreasonably when, in reliance on Sec. 3.29 and its own settled
jurisprudence, it affirmed Judge Fujimoto's ruling.
III.
59
In his submissions to the Board, and subsequently to this court, Mr. Whitehill
has not contended that his representation of Ms. Green before Judge Fujimoto
was so inadequate as to constitute ineffective assistance of counsel. Cf. Lozada
v. I.N.S., 857 F.2d 10, 13-14 (1st Cir.1988). Thus, that potential due process
claim was not before the Board and is not before us. It appears, however, that it
is still open to Ms. Green to raise such a claim before the Board. On oral
argument here, in response to questions from the court, counsel for the INS said
the following:
60Your Honor, she [Ms. Green] does have that right and there are administrative
...
means to address that right....
******
61
62[W]hat the petitioner would need to do is file a motion to reopen with the Board
...
asserting ineffective assistance. She would also need to write down the agreement
that was made with counsel and if any legal action had been taken such as reporting
to a bar association.
63
If, after the issuance of our mandate denying the petition for review, Ms. Green
does file with the Board a motion to reopen on ineffective-assistance-of-counsel
grounds, and if that motion is denied, we may then be called upon, on a
subsequent petition for review, to determine whether the shortcomings of Ms.
Green's counsel in handling the proceedings before Judge Fujimoto constituted
a deprivation of due process.
Conclusion
64
The Honorable Louis H. Pollak, United States District Judge for the Eastern
District of Pennsylvania, sitting by designation
The respondent asserted that she is a native and citizen of "British Guiana
(British Guyana)". I take note of the fact that "Guyana" and "British Guiana
(British Guyana)" refer to the same country [see Webster's II New Riverside
Dictionary ] and therefore find that allegation 2 has been sustained.
**
(i) and pretermission of her application, I do not reach the issue of her
deportability under Section 241(a)(2)(A)(iii).
4
As of 1993, Sec. 3.29 had been renumbered as Sec. 3.31(c), 8 C.F.R. Sec.
3.31(c). But since the Board, in its opinion, referred to the regulation as Sec.
3.29, we will follow that usage in this opinion
The INS contends, inter alia, that in fact Judge Fujimoto "did explicitly put
petitioner and her counsel on notice that the filing of her application for relief
was a prerequisite to a further hearing in her case." Brief for Respondent at 910. Presumably the INS has in mind Judge Fujimoto's recital at the August 18,
1993, telephone status conference that "October 1st is the call-up date for that
[the Sec. 212(c) application] as well. And, then we'll hold a hearing, assuming
the application has been filed, on November 4th, 1993, 9:00 a.m., in
Pittsburgh." A.R. 107. The contention is not without some weight. However,
given our disposition of the case, we find it unnecessary to determine whether
the Judge's recital adequately conveyed the thought that the filing of a Sec.
212(c) application on time was a necessary predicate for a hearing at which Mr.
Whitehill could present the case for avoidance of deportation
The INS argues that we should not consider the Benchbook for two, related,
reasons: first, the Benchbook was not made part of the administrative record,
and, second, the Benchbook was not relied upon by Mr. Whitehill before the
Board
After Mr. Whitehill cited the Benchbook paragraph in his brief in this court, we
requested counsel to submit pertinent portions of the Benchbook. The INS
submission shows the quoted paragraph to have been paragraph B.2.f. of a
version of section III of the "Benchbook" that antedated 1989; the counterpart
paragraph in the revised section III--paragraph C.2.b. (6)(g)--does not include
the "admonishment" language. The INS represents that the revised version was
the one which was current in the summer and fall of 1993. There was no further
submission from Mr. Whitehill
8 C.F.R. Sec. 3.9 sets forth the principal duties of the Chief Immigration Judge:
The Chief Immigration Judge shall be responsible for the general supervision,
direction and scheduling of the Immigration Judges in the conduct of the
various programs assigned to them. This shall include: