United States v. Linda Cebian, 774 F.2d 446, 11th Cir. (1985)
United States v. Linda Cebian, 774 F.2d 446, 11th Cir. (1985)
United States v. Linda Cebian, 774 F.2d 446, 11th Cir. (1985)
2d 446
At trial, Cebian raised a single defense to the drug charges: that she was unable
to form the requisite intent to break the law knowingly and willfully because
she suffered at the time of the sale from Post-Traumatic Stress Disorder
(PTSD), a psychological disorder common among battered women. For a year
and a half before the drug transaction, the defendant was physically and
psychologically abused by her boyfriend and then husband, Steven Cebian,
himself a cocaine dealer. Her nose was broken twice, her jaw, fingers and ribs
fractured and her spleen ruptured by beatings. At various times the defendant
was struck with a machete, burned with cigarettes and a propane torch,
handcuffed to a bed, locked in a closet for 24 hours and forced to have sex with
another woman. At trial, a clinical psychologist testified that Cebian was
suffering from PTSD at the time of the crime, though the battering stopped
when her husband died of a heart attack some six months before the incident.
The prosecution countered with evidence, which the jury apparently accepted,
that despite her illness, the defendant knowingly and voluntarily sold cocaine in
violation of the law.
3
The sole issue on appeal is whether the trial judge erred in refusing to give
Cebian's requested instruction number 23 on "diminished capacity" to the jury.
That instruction read:
When a defendant is charged with crimes which requires [sic] that a specified
intent or mental state be established in order to constitute the crime or degree of
crime, you must take all the evidence into consideration and determine
therefrom, if, at the time when the alleged crime was committed the Defendant
was suffering from some abnormal mental or physical condition which
prevented her from forming the specific intent which is an essential element of
the crime with which she is charged.
If, from all the evidence, you have reasonable doubt whether the Defendant
was capable of forming such specific intent, you must give the Defendant the
benefit of the doubt and find that she did not have the specific intent to commit
the offense with which she is charged.
Brief for Appellant, Appendix A. The trial judge declined to give this
instruction because it did little more than restate her charge on the element of
"specific intent."1 That instruction, given to the jury at trial, read as follows:
Ladies and gentlemen, the crimes charged in counts 1 and 2 of the indictment
are serious crimes which require proof of specific intent before the defendant
can be convicted. Specific intent as the term implies means more than the
general intent to commit an act. To establish specific intent, the Government
must prove that the Defendant willfully and willingly did an act which the law
forbids purposely intending to violate the law.
Such intent may be derived--excuse me--may be determined from all the facts
and circumstances surrounding the case.
You will recall I have defined the words knowingly and willfully for you, and I
will do that once again.
10
The word knowingly, as that term is used, means that an act is done voluntarily
and intentionally and not because of mistake or accident.
11
The word willfully means that an act is committed voluntarily and purposefully
with the specific intent to do something the law forbids, that is to say, with bad
purpose either to disobey or disregard the law.
12
Record at 336-37.
13
We agree with the trial court that its instruction was sufficient. In United States
v. Williams, 728 F.2d 1402, 1404 (11th Cir.1984), we set out the relevant
standard for review:
14
15
16
Appellant urges that two separate instructions are required because "[t]he
defendant is entitled to have the court instruct the jury on his defense theory if
the theory has foundation in evidence and legal support." Id. This is true
enough where the defense theory is analytically distinct from the elements of
the crime about which the jury is routinely instructed. But that is not the case
here. On the contrary, appellant's PTSD theory simply represents a new
approach to an old element; at its root, her claim is still that she lacked the
specific intent to commit the crime with which she is charged. The defendant is
entitled to put on evidence, psychological or otherwise, to show why this might
be true. But the PTSD claim is a gloss on the specific intent issue that does not,
in the trial court's good discretion, require a separate and distinct jury charge.
17
The judge said, "I question whether it [number 23] is necessary and also
The judge said, "I question whether it [number 23] is necessary and also
whether it would be confusing. Of course, I am going to charge on the elements
of the crimes charged, and those elements include the element of willfulness,
and it seems to me that is the focal point. This is what we are really talking
about, and if you go on to talk about what diminished capacity is, it could be
mistakenly interpreted as injecting an additional element into the crime."
Record at 277
She also said, "I think that clarity is promoted by keeping the jury's focus on
the elements of the crime. One of these elements is specific intent. All we are
talking about when you talk about diminished capacity is the alleged absence of
specific intent.... All I would be doing would be giving an example to the jury
of one way there can be an absence of specific intent, and my view in doing so
is I would not be augmenting the jury's understanding of the relevant legal
principles. That is the reason I am not going to do it." Id. at 282-83.