UE 2007 2013 Culture Program May 2010 en
UE 2007 2013 Culture Program May 2010 en
UE 2007 2013 Culture Program May 2010 en
PROGRAMME GUIDE
May 2010
TABLE OF CONTENTS
CHAPTER I Introduction...................................................................................... 6
CHAPTER VII Support for organisations active at European level in the field of
culture (Strand 2)........................................................................... 66
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CHAPTER I Introduction
I.1 Background
Culture is a relatively new sphere of action for the European Union (EU), at least
from a legal standpoint: the legal basis for EU action in this field was only introduced
in 1992 with the Maastricht Treaty.1 This action is aimed at encouraging and
supporting cooperation within Europe in order to bring the European common cultural
heritage to the fore.
– through policies, chiefly cultural policy,3 but also by mainstreaming the cultural
dimension in other areas of EU interest such as for instance in competition or
industrial policy;
– and through financial support, primarily via the Culture Programme (2007-
2013)4 (hereafter ‘the Programme’), but also via other actions such as for
example within the framework of regional policy.5
The two aspects are closely linked as the Programme has been designed to serve
policy development in the cultural field and ultimately to promote common cultural
values aiming to enhance the cultural heritage shared by Europe’s peoples.
This Programme Guide focuses on most parts of the Culture Programme, all other
EU actions or activities are outside its remit. It applies from the day of its publication6
on the Education Audiovisual and Culture Executive Agency’s website7 (hereafter
‘the Executive Agency’). The English version is the original text. The Commission
reserves the right to amend the Programme Guide as appropriate to take account,
inter alia, of the Commission’s work programme and the EU Council’s Work Plan on
culture. Any updated version will be published on the Executive Agency’s website.
1
Article 151b of the Treaty on the Functioning of the European Union
2
http://ec.europa.eu/culture/index_en.htm
3
Culture policy website: http://ec.europa.eu/culture/our-policy-development/doc397_en.htm
4
Established for the period 2007-2013 by European Parliament/Council Decision No 1855/2006/EC of
12 December 2006 and published in the EU Official Journal, L 372 on 27 December 2006.
5
http://ec.europa.eu/regional_policy/index_en.htm
6
The announcement of the Programme Guide is published in the EU Official Journal: C 141/27 of
7.6.2008.
7
http://eacea.ec.europa.eu/index.htm
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Programme (2007-2013). It helps them understand both the objectives and the
strands of the Programme and therefore the types of activities that can (or cannot) be
supported.
It also seeks to give detailed information on what is needed to apply and what level of
grant can be offered.
The guide offers an explanation of the selection procedure and of general rules
relevant to those applications for EU grants that are selected at the end of this
procedure.
Based on the above, this guide contains all the essential conditions to apply for
funding under the Culture Programme,8 thus providing cultural operators with the
whole set of funding opportunities under this Programme until 2013.
Secondly, in the interests of stability and predictability, this guide includes a Calendar
for the submission and assessment of applications, which shall be valid for the entire
duration of the Programme. This will facilitate more effective and longer-term
planning for organisations interested in developing activities under this Programme.
Thirdly, the guide incorporates all the simplification measures that have been
introduced in the current Culture Programme. At the same time, it provides a detailed
and stable definition of all requirements each type of project is supposed to match.
– adoption by the Commission of the annual work programme for the Culture
Programme, following its transmission to the Programme Committee;
– adoption by the European Parliament and Council of the funding required for
the Culture Programme in the framework of the annual budget of the
European Union.
This guide also groups together the Programme’s features that are common to all
strands and so provides a better overview of how each strand relates to the
Programme’s general objectives.
All forms or documents needed to apply for funding can be downloaded via the
Internet addresses provided in the relevant Chapters of this guide for ease of access
for applicants.
8
As an exception, one or more calls for proposal might still be published separately for specific actions
not covered by this Programme Guide or integrated in subsequent versions of this Guide.
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9
See Chapter II.2.1.1 for the list of eligible countries.
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joint cultural activities over a period of three to five years. Funds of between a
minimum of EUR 200 000 and a maximum of EUR 500 000 per year are available,
but EU support is limited to a maximum of 50% of the total eligible cost. The funding
is intended to help set up or extend the geographical reach of a project and make it
sustainable beyond the funding period.
The second category concerns actions shared by at least three cultural operators,
working within and across sectors, from at least three countries taking part in the
Programme over a maximum period of two years. Actions that explore means of
long-term cooperation are especially targeted. Funds ranging from a minimum of
EUR 50 000 and a maximum of EUR 200 000 are available, but EU support is limited
to a maximum of 50% of the total eligible cost.
The third category concerns support for translation projects. EU support for Literary
Translation is aimed at enhancing knowledge of the literature and literary heritage of
fellow Europeans by way of promoting the circulation of literary works between
countries. Publishing houses can be awarded grants for translations and publication
of works of fiction from one European language into another European language.
Funds of between EUR 2.000 and EUR 60 000 are available, but EU support is
limited to a maximum of 50% of the total eligible cost.
The fourth category seeks to support cultural cooperation projects aimed at cultural
exchanges between the countries taking part in the Programme and Third Countries,
which have concluded association or cooperation agreements with the EU, provided
that the latter contain cultural clauses. Every year one or more Third Country(ies)
is/are selected for that particular year. The country(ies) is/are indicated each year on
the website of the Executive Agency at the latest 4 months before the deadline for
submission indicated in Chapter I.7.
The action must generate a concrete international cooperation dimension. The
cooperation projects involve at least three cultural operators, from at least three
countries taking part in the Programme and cultural cooperation with at least one
organisation from the selected Third Country and involve cultural activities carried out
in the selected Third Country. Funds of between EUR 50 000 and a maximum of
EUR 200 000 are available, but the ceiling for support from the European Union is
limited to 50% of the total eligible costs.
The aim of this strand is to support festivals having a European dimension and
contributing to the general objectives of the Programme (ie mobility of professionals,
circulation of works and intercultural dialogue).
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The maximum amount of the grant is 100.000 €, representing maximum 60% of the
eligible costs. The support can be granted for one edition of the festival or for three
editions.
The maximum amount of grants that are available varies from EUR 100 000 and
EUR 600 000, depending on the category applied for, but EU support is limited to a
maximum of 80% of the total eligible costs or of the costs estimated in the proposed
work programme (see Chapter VII.5.2 for support ceilings).
Strand 3: Support for analyses and for the collection and dissemination of
information and for maximising the impact of projects in the field of cultural
cooperation
Support from the European Union is available for analysis and dissemination
activities that help collect and research results in response to the need for strong
quantitative evidence in the cultural sector and evaluate them in the light of the
objectives of the Programme. There is also a need to provide information about the
Culture Programme to artists and cultural organisations more locally. In this respect
Cultural Contact Points10 are funded in all countries taking part in the Programme.
The Programme supports the carrying out of studies and analyses in the field of
European cultural cooperation and European cultural policy development. The aim of
this support is to increase the volume and quality of information and data to develop
comparative data and analysis on cultural cooperation at European level, particularly
with regard to the mobility of creators and cultural players, the circulation of works of
art and artistic and cultural products and intercultural dialogue.
The Programme also supports the collection and dissemination of information and
activities aimed at maximising the impact of projects. It promotes the exchange of
10
See Chapter I.5.3 for more details.
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experience and good practice and the dissemination of information concerning the
Programme as well as trans-European cultural cooperation in the broad sense.
Actions must involve at least three organisations legally established in at least three
countries taking part in the Programme.
The maximum amount of the grant is 120.000€ a year, representing maximum 60%
of the eligible costs.
Support can be given to the following activities:
secretariat and coordination of the grouping
exchange, analysis, comparison and consolidation of existing quantitative and
qualitative data and evaluation methods;
production of proposals and recommendations for new evaluation methods or
quantitative and qualitative data. The launching of new specific studies or data
collections is not covered.
reporting and dissemination of findings at the level of the European Union.
11
See the Communication on European agenda for culture in a globalizing world, COM (2007) 2004
final. http://europa.eu/legislation_summaries/culture/l29019_en.htm
12
http://portal.unesco.org/en/ev.php-URL_ID=31038&URL_DO=DO_TOPIC&URL_SECTION=201.html
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The Directorate-General for Education and Culture (DG EAC) is responsible for the
Programme and directly manages some of its activities. Responsibility for most
activities, however, is delegated to the Education, Audiovisual and Culture Executive
Agency13, which is also based in Brussels, Belgium. The Executive Agency operates
under the supervision of the Commission.
The following activities, all falling under Strand 1.3 of the Programme, and Strand 3.3
for the last one, are managed directly by the Commission and do not form part of this
guide. Specific guidelines for these activities are available on the Commission's
website (please refer to the footnotes for the relevant webpages):
– support for the European Capitals of Culture,14
– awarding of European prizes in the cultural field,15
– support for cooperation with international organisations,16
– special actions,17
– support for the collection and dissemination of information and for maximising
the impact of projects in the field of cultural cooperation (Strand 3.3).18
All other activities within the Programme, as listed here below, are implemented by
the Executive Agency. They are all governed by this guide except the support for
cultural contact points and the support for analyses in the field of cultural cooperation
(strand 3.2).
13
Commission decision of 26.04.2007 delegating powers to the Education, Audiovisual and Culture
Executive Agency with a view to performance of tasks linked to the implementation of Community
programmes in the fields of education, audiovisual and culture including in particular the
implementation of appropriations entered in the Community budget N° C(2007) 1842, such as
modified the 26th May 2008.
14
http://ec.europa.eu/culture/our-programmes-and-actions/doc413_en.htm
15
http://ec.europa.eu/culture/our-programmes-and-actions/doc511_en.htm
16
http://ec.europa.eu/culture/our-policy-development/doc403_en.htm
17
http://ec.europa.eu/culture/our-programmes-and-actions/doc417_en.htm
18
http://ec.europa.eu/culture/our-programmes-and-actions/doc505_en.htm
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While this guide is meant to respond to general information needs, the Cultural
Contact Points have been established in all countries taking part in the Programme to
provide those organisations wishing to apply with the necessary guidance on the
Programme's functioning and concrete assistance in preparing their applications.
They are responsible for promoting the Programme and facilitating access to it, in
order to ensure targeted, effective grass-roots dissemination of practical information
on its implementation, its activities and funding possibilities.
Co-financed by both the Culture Programme and each participating country, those
Contact Points also help project promoters in their dissemination activities.
A list of Contact Points can be found at:
http://ec.europa.eu/culture/annexes-culture/doc1232_en.htm
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I.6 Budget
The Programme has a total budget of EUR 400 million19 for the 2007-2013 period.
Total yearly appropriations, including for those actions that do not form part of this
guide, may vary from around EUR 43 million to about EUR 58 million, depending on
the year.
On a proposal by the Commission the annual budget breakdown per strand (in line
with the approximations indicated hereafter) is approved by the Programme
Committee. Over the whole duration of the Programme, approximately 77% of the
total budget is intended to be devoted to Strand 1, 10% to Strand 2 and around 5% to
Strand 3. The remaining appropriations are allocated to cover the Programme's
general, administrative and technical expenses.
The award of grants is conditional to the adoption of the annual budget from the
budgetary authority for the various strands mentioned in this guide. The annual
breakdown of funds will be published on the website of the Executive Agency as
soon as adopted.
19
Non-EU countries taking part in the Programme also contribute to the Programme's budget.
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15
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If the deadline for submission falls on a weekend or public holiday in the applicant's
country, no extension will be granted, and applicants must take this into account
when planning their submission.
During the period between the deadline for submission of applications and the
publication of selection results the following procedures take place:
Only after those procedures can the applicants be informed about the outcome of the
selection process (see Chapter II.5).
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On-line application system for strand 1.1, 1.2.1, 1.2.2, 1.3.5 and 2
For strands 1.1, 1.2.1, 1.2.2, 1.3.5 and 2 an online application system has been set
up. Proposals must be submitted by the deadline set for each of these strands, 12.00
CEST (see the calendar in Chapter I.7), using the online application form, which is
accessible on the website of the Executive Agency. In addition, the application
package must be sent by surface mail by the deadline (date as postmark).
The application package has to include the paper copy of the online application form
as well as the relevant mandatory annexes. Application packages are not returned at
the end of the selection procedure.
For Strands 1.3.6 and 3.2, the online application form is not available. The paper
application form must be used.
The paper application form must be downloaded from the website of the Agency and
sent together with the related annexes by the deadline for Strand 1.3.6 and 3.2 (date
as postmark) to the Agency by surface mail.
For all strands, the application packages (strands for which there is an online
application system) or the paper application form (strands 1.3.6 and 3.2 only) must
be sent by post (date as postmark), by express courier service (as proved by the
registered delivery receipt of the mail service), or delivered in person, by applicants
themselves not later than 16.00 on the set deadline. In this case, a receipt must be
obtained as proof of submission, signed and dated by the official in the central mail
department who took delivery. This department is open from 08.00 to 17.00 from
Monday to Thursday and from 08.00 to 16.00 on Friday; it is closed on Saturdays,
Sundays and Commission holidays.20
No changes to the dossier can be made after the deadline for the submission of
applications. However, if there is a need to clarify certain aspects, the Executive
Agency may contact the applicant for this purpose.
20
1 January (New Year's Day), 2 January (day after New Year's Day), Easter Monday, 1 May (Labour
Day), 9 May (Europe Day), Ascension Day, Whit Monday, 21 July (Belgian National Holiday),
15 August (Assumption Day), 1 November (All Saints' Day), 24 December (p.m. – Christmas Eve),
25 December (Christmas Day), 31 December (New Year's Eve).
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Address to which the application package must be sent (or delivered in person):
The following paragraphs describe the eligibility criteria that apply to all strands of the
Programme. Please refer to the appropriate chapters for the list of criteria that apply
to each strand.
21
The following are the 27 Member States of the European Union: Austria, Belgium, Bulgaria, Cyprus,
the Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy,
Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Poland, Portugal, Romania, Slovakia,
Slovenia, Spain, Sweden and the United Kingdom.
22
European Economic Area.
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In the Western Balkans Albania and Bosnia and Herzegovina may become eligible in
future, provided they conclude a memorandum of understanding laying down details
of their respective participation in the Programme.23
Countries that do not feature in the above list of countries taking part in the
Programme are categorised as ‘Third Countries’.
However, organisations having their main activity in the audiovisual sector and acting
in a non-profit-making capacity are eligible under strand 2 of the Culture Programme,
category "Networks", as no such support exists under the MEDIA Programme.
23
More information on developments relating to these ‘Third Countries’ is published on the Executive
Agency website at http://eacea.ec.europa.eu
24
These are listed at http://europa.eu/abc/european_countries/languages/index_en.htm
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– it is sent no later than the deadline for submission of proposals shown in the
Calendar set out in Chapter I.7 (date as postmark or mail service stamp);
proposals sent by fax or e-mail are not eligible;
– it is written in one of the official languages of the EU;25
N.B. However, for the purpose of speeding up the assessment procedure (and
with no prejudice whatsoever to the assessment itself), it is recommended that
applications be submitted in one of the three working languages of the
Commission (English, French or German);
– it is submitted using the official application form, duly completed and signed as
required (original signatures of the person authorised to enter into legally
binding commitment on behalf of the applicant organisations); handwritten
proposals are not eligible;
- it contains an official cover letter, the original application form, all annexes to
the application form and the requested supporting documents; proposals that
are not complete and valid (i.e. original documents missing) by the prescribed
submission deadline are not eligible.
If any of the above conditions are not met by the deadline set for submission of
proposals, the application is considered ineligible and is thus excluded from the
selection process.
The Executive Agency reserves the right to reject any incomplete proposal.
In order to demonstrate that their legal status is eligible, applicants must provide the
following documents together with the application form:
25
These are listed at http://europa.eu/abc/european_countries/languages/index_en.htm
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http://www.ec.europa.eu/budget/execution/legal_entities_en.htm
Applicants must state that they are not in any of the situations described in Articles
93(1), 94 and 96(2)(a) of the Financial Regulation applicable to the general budget of
the European Union27 (hereafter ‘the Financial Regulation’) set out below.
Applicants are excluded from participating in the Programme if they are in any of the
following situations:
– they are bankrupt or being wound up, are having their affairs administered by
the courts, have entered into an arrangement with creditors, have suspended
business activities, are the subject of proceedings concerning those matters,
or are in any analogous situation arising from a similar procedure provided for
in national legislation or regulations;
– they have been convicted of an offence concerning their professional conduct
by a judgment which has the force of res judicata;
– they have been guilty of grave professional misconduct proven by any means
which the contracting authority can justify;
– they have not fulfilled obligations relating to the payment of social security
contributions or the payment of taxes in accordance with the legal provisions
of the country in which they are established or with those of the country of the
26
Please do not indicate any VAT number if you are not subject to VAT.
27
Council Regulation (EC, Euratom) No 1605/2002 as amended.
http://ec.europa.eu/dgs/budget/index_en.htm
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22
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an activity report covering the past two years (approximately ten pages per
activity report)28;
28
The official activity report is sufficient. Applicants are recommended to submit a summary in English,
French or German for the purpose of speeding up its assessment in cases where the activity report is
in another official language of the European Union.
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If the amount of the requested European Union grant is EUR 500 000 or more, the
application must also be accompanied by an audit report produced by an approved
external auditor, certifying the accounts for the last available year (these should not
in any circumstances be more than 18 months old).
This applies to the applicant’s (coordinator’s) accounts only (balance sheet and profit
and loss account).
Operating grants (Strand 2)
If the amount of the requested operating grant is EUR 100 000 or more, the
application must also be accompanied by an audit report produced by an approved
external auditor, certifying the accounts for the last available year (these should not
in any circumstances be more than 18 months old).
N.B. This requirement does not apply to public organisations and international
organisations under public law, to establishments of secondary or higher education
or, in the case of agreements involving several beneficiaries, to beneficiaries with
joint and several liability.
The award criteria form the basis for assessing the artistic and cultural quality of the
proposals in relation to the general and specific objectives of the Programme as well
as the focus and characteristics of each strand. The award criteria are defined for
each strand (see Part Two).
Eligible proposals are assessed by an evaluation committee. The evaluation
committee is composed of Executive Agency and Commission officials and is
assisted by independent experts from the countries taking part in the Programme.29
The evaluation committee makes a proposal for the distribution of the grants. It
proposes a list of organisations or projects meriting a grant on the basis of their
assessment score and of the available budgetary resources.
29
The independent experts are selected on the basis of an open call for expression of interest.
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Unsuccessful applicants receive a letter stating the score of their proposal and the
reasons why their application was not selected.
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As with all grants from the European Union, financial contributions awarded under
the Culture Programme are subject to the provisions of the Financial Regulation. The
application of these provisions is compulsory.
The present chapter sets out the rules which apply to all grants under the Culture
Programme.
In Part Two, you can find more specific rules, which additionally apply to all grants
awarded under each individual strand.
Under no circumstances will the amount awarded exceed the amount applied for.
The amount granted by the Grant Agreement / Grant Decision is a maximum, which
cannot be increased in any circumstances.
The final amount of the grant is calculated after assessment of the final report and
can be reduced on inspection of the actual implementation of the action.
The beneficiary’s bank account, and that of the co-organiser, where applicable, must
make it possible to identify sums paid by the Executive Agency.
III.1.2 Co-financing
The EU grant cannot finance the entire costs of the action. Applicants must show
their commitment to the action by finding additional financing sources other than the
EU grant. This can be done, for example, by fund-raising activities, by adding own
resources, or by requesting grants from other organisations (e.g. local, regional or
national authorities, foundations, etc.). Proof of co-financing must be included in the
final report. Grants awarded at a flat rate (see Chapter III.3) are not affected by this
rule.
Each individual action is entitled to receive one, and only one, grant from the budget.
of the European Union. An organisation may be awarded only one operating grant
per financial year.
Organisations which have applied or plan to apply for another grant from the
European Union under the Culture Programme or under any other programme of the
European Union should indicate this clearly in their application and must inform the
Executive Agency of the outcome of their parallel application.
If an organisation receives an operating grant and wishes to receive a project grant
too, a distinction must be made between two kinds of configuration:
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The eligibility period for expenditure resulting from the implementation of a co-
financed action is specified in the Grant Agreement / Grant Decision.
No grant may be awarded retrospectively for action(s) already completed.
A grant may be awarded for an action, which has already begun only if the applicant
can demonstrate the need to start the action before the agreement/decision has been
signed. In any case, the action cannot start before the starting date mentioned in
Chapter I.7 for each strand of the Programme.
Grants awarded, including operating grants, must not have the purpose or the effect
of producing a profit. In practical terms this means that, if the total receipts of an
action are higher than the final total costs of the action, the grant from the European
Union will be reduced accordingly after the analysis of the final report, taking into
consideration the information contained in the grant agreement signed by the
beneficiary (Article 173 of the Regulation laying down detailed rules for the
implementation of the Financial Regulation: 'The budget for the action or the
operating budget attached to the application shall have revenue and expenditure in
balance, subject to provisions for possible variations in exchange rates, and shall
indicate the costs which are eligible for financing from the Community budget’).
Existence of a profit may bring about recovery of amounts previously paid.
Literary-translation projects (Strand 1.2.2) obtaining a grant calculated on the basis of
flat-rate funding (see Chapter III.3.2) are not affected by this rule.
30
For further details, please see the ‘no-profit rule’ in Article 165 of the Regulation laying down
detailed rules for the implementation of the Financial Regulation.
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III.1.6 Guarantee
The Executive Agency may require any organisation which has been awarded a
grant to provide a guarantee first, in order to limit the financial risks linked to the pre-
financing payment.
On the basis of an analysis of the financial-capacity form and the official accounts of
the organisation (see Chapter II.2.3.1), the Executive Agency decides whether a
guarantee is required.
The purpose of this guarantee is to make a bank or a financial institution, third party
or the other beneficiaries stand as irrevocable collateral security for, or first-call
guarantor of, the grant beneficiary's obligations.
This financial guarantee, denominated in euros (hereafter ‘EUR’), must be provided
at the time of signature of the grant agreement by an approved bank or financial
institution established in one of the Member States. If the beneficiary is established in
a non-Member State that is taking part in the Programme, the Executive Agency may
agree that a bank or financial institution established in that country may provide the
guarantee if it considers that the bank or financial institution offers equivalent security
and characteristics as those offered by a bank or financial institution established in a
Member State.
The guarantee may be replaced by a joint and several guarantee provided by a third
party or by a joint guarantee provided by the beneficiaries of an action who are
parties to the same Grant Agreement / Grant Decision.
The guarantee shall be released as the pre-financing is gradually cleared against
interim payments or payments of balances to the beneficiary, in accordance with the
conditions laid down in the Grant Agreement / Grant Decision.
If an organisation is not in a position to provide a guarantee, it may nevertheless
continue with the implementation of the project but will not receive any pre-financing
when the contract is signed.
Pre-financing may be made available to the said organisation during the
implementation of the programme and in accordance with the terms of the grant
agreement or grant decision following the submission of an interim report. The
interim report shall comprise a progress report on the technical execution of the
project and interim financial statements, that is to say financial accounts and a list of
invoices, thereby providing a summary of progress in the implementation of the
project and a review of the financial position.
This requirement does not apply to the public organisations and international
organisations under public law described in Chapter II.2.3.1.
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Budget based grants are calculated on the basis of a balanced, detailed estimated
budget, drawn up in EUR. Applicants from countries outside the "euro zone" must
use the official exchange rate (accounting rate) published by the Commission's
Directorate-General of Budget32 for the month preceding the submission of their
application.
The calculation of the final grant amount is based on a detailed final financial
statement accompanied by supporting documentation for expenditure and receipts.
The maximum grant may not exceed a maximum rate of eligible costs for the action
concerned. There is a maximum grant for the various different strands. For details,
see specific strands in Part Two.
31
This type of co-funding is subject to a decision of the Commission.
32
http://ec.europa.eu/budget/info euro
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Eligible costs of the action are costs actually incurred by the beneficiary or, where
applicable, the co-organiser which meets the following criteria:
- they are incurred during the duration of the action as specified in the Grant
Agreement / Grant Decision, with the exception of costs relating to final reports
and certificates on the action's financial statements and underlying accounts;
- they are connected with the subject of the agreement and they are indicated in
the estimated overall budget of the action;
- they are necessary for the implementation of the action which is the subject of the
grant;
- they are identifiable and verifiable, in particular being recorded in the accounting
records of the beneficiary and determined according to the applicable accounting
standards of the country where the beneficiary is established and according to the
usual cost-accounting practices of the beneficiary;
- they comply with the requirements of applicable tax and social legislation;
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May 2010
- they are reasonable and, justified and comply with the requirements of sound
financial management, in particular economy and efficiency;
Eligible direct costs are those costs which are directly linked to the implementation of
the action and which can therefore be booked to it directly. This includes in particular:
- the cost of staff assigned to the action, comprising salaries, plus social security
charges and other statutory costs included in their remuneration, provided that this
cost does not exceed the average rates corresponding to the usual remuneration
policy of the beneficiary or, where appropriate, that of the co-organiser;
For staff partly involved in the action, only the percentage of the allocated time
is eligible. The participation of staff in the action must be proven by
secondment contracts, job descriptions, attendance records (i.e. time sheets)
or any other evidence. The corresponding salary costs of personnel of national
administrations are eligible to the extent that they are related to the cost of
activities which the relevant public authority would not carry out if the action
concerned was not undertaken.
Note: for several actions there are ceilings regarding staff costs, which can
be found in the application form for the specific strand.
– travel and subsistence costs and/or allowances for staff involved in the operation
and implementation of the action; these must be in line with the beneficiary's
usual practice on travel costs or, where appropriate, that of co-organisers. If these
costs are considered to be extravagant, they shall be revised downwards and
capped in accordance with the scales approved annually by the European
Commission33;
– rental or purchase cost of durable equipment (new or second-hand); the
equipment concerned must be written down in accordance with the tax and
accounting rules applicable to the beneficiaries and where appropriate, to
co-organisers and generally accepted for equipment of the same type; only the
proportion of the depreciation of the equipment corresponding to the duration of
the action and the rate of actual use for purposes of the action may be taken into
account, except where the nature and/or the context of its use justifies different
treatment;
33
For further details regarding the daily allowance, please see the Executive Agency's website.
31
May 2010
Note I:
For actions involving costs relating to a Third Country (i.e. costs relating to
natural persons citizens of a Third Country, organisations based in a Third
Country and activities taking place in a Third Country), the relevant costs
incurred by the beneficiary and/or the co-organiser must not exceed 15% of the
total eligible budget.
This rule does not apply to projects submitted under Stand 1.3.5,
Cultural Cooperation projects with Third Countries.
Note II:
Costs incurred by associated partners and cost incurred by partners in the Third
Country are not eligible, unless they are directly paid or refunded by the
beneficiary and/or the co-organiser.
Ineligible costs
- return on capital
- debts and debt service charges
- provisions for losses or potential future liabilities
- interest owed
32
May 2010
- doubtful debts
- exchange rate (accounting rate) losses
- VAT, unless the beneficiary shows that it cannot be recovered
- costs declared and covered in connection with another action or work programme
receiving a grant from the European Union
- excessive or reckless expenditure
- contributions in kind (see glossary)
Flat rates have been introduced to simplify grant management for the beneficiary.
They will be evaluated on the basis of their results and may be developed or
modified.
Under this system, the grant is calculated either:
- on the basis of a fixed amount (up to a maximum) per page to be translated for
literary-translation projects (Strand 1.2.2);
or
- on the basis of a fixed amount (up to a maximum) per person working for the
implementation of the organisation’s work programme – support for organisations
active at European level in the field of culture (Strand 2, Operating Grants).
The fixed amounts per page or person are used as a calculation method to set the
maximum amount of the grant. The beneficiary is responsible for deciding how to
maximise the utility of the grant for the implementation of the project or work
programme. A simplified budget is required but there is no need to submit a detailed
financial statement.
A grant calculator, inserted in the specific application forms, enables applicants to
calculate the potential grant automatically.
Support from the European Union for successful proposals takes the form of a Grant
Agreement or a Grant Decision concluded between the Executive Agency and the
beneficiary.
The Grant Agreement (in two originals), drawn up in EUR, sets out the terms and
conditions governing the grant. It may be amended during the eligibility period of the
action. The Grant Agreement can be annual or multi-annual. A specific form of a
multi-annual agreement is the Framework Partnership Agreement. A Framework
Partnership Agreement formalises a partnership relationship between the Executive
Agency and the partner for 3 years, to enable the selected organisation to achieve its
long-term objectives. The Framework Partnership Agreement is used for Strands
1.3.6 (festivals) and 2 (operating grants), and is implemented through specific annual
agreements.
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May 2010
The Grant Decision is a unilateral act awarding a grant to a beneficiary. The reason
for replacing the Grant Agreement by a decision is a simplification of procedures.
Contrary to the Grant Agreement, the beneficiary does not have to sign the decision
and can start the action immediately upon receipt. The decision thus speeds up the
administrative process.
– Grant Decisions are used for literary-translation projects (stand 1.2.2).
III.4.3 Obligations arising from the grant agreement and grant decision
By submitting a grant application form the applicant organisation commits itself to all
of the conditions specified in the section of the Programme Guide regarding their
specific action as well as the general rules stipulated in this chapter of the
Programme Guide, including the General Conditions, annexed to the Grant
Agreement / Grant Decision.
Any changes to the planned activities must be submitted to the Executive Agency in
writing for prior approval. No changes having the effect of altering the main concept
of the planned activities are allowed.
Should the beneficiary wish to postpone one or more actions, so that they finish later
than specified in the Grant Agreement / Grant Decision, an official request must be
presented to the Executive Agency. It must explain why the delay has come about
and indicate the proposed modified timetable. Requests will be examined by the
Executive Agency and – if accepted – an amendment to the Grant Agreement / Grant
Decision shall be sent to the beneficiary. Requests for an extension of more than
three months will normally not be accepted. The end date for Strand 2 (operating
grants) cannot be extended, as it is linked to the financial year.
III.5.1 Definition
Under this definition, any service provided by an associated partner of the body
receiving the grant or the co-organisers shall be considered as subcontracting.
34
May 2010
- public bodies;
- artists and lecturers or speakers.
The management of the action and, in particular (but not exclusively), its design,
preparation, implementation, coordination, monitoring, the drafting of reports, as well
as the management of relations between the coordinator and the partners and
between the partners themselves, may not, under any circumstances, be
subcontracted.
As described in section II.2.3.1 of this Guide, the body receiving the grant or the
co-organisers must have the necessary capacity to carry out the action and to
manage it itself.
In contrast, the above restriction does not preclude the body receiving the grant or
the co-organisers resorting to subcontracting for specific technical services requiring
specialised skills (relating to the legal, accounting, tax, human resources fields, etc.).
The costs incurred by the body receiving the grant or the co-organisers for this type
of services may therefore be considered eligible costs provided they meet all the
other criteria of the Financial Regulation applicable to the budget of the Union and of
paragraph III.3.1.1 of this guide and, specifically, provided they are necessary for the
implementation of the action.
III.5.3 Conditions under which the beneficiary and/or the co-organisers may
award subcontracting contracts
The beneficiary and, where applicable, its co-organisers must clearly document the
tendering procedure, submit a copy of the relevant documents together with the final
report at the end of the action and retain them for audit purposes.
The total amount of contracts may not exceed one half of the grant awarded by the
European Union.
Payment of pre-financing amounts other than those paid when the Grant Agreement
or Decision is signed and of the balance of the grant shall be made after checking
35
May 2010
and acceptance of the interim / final statement and supporting documentation for
expenditure, and after approval by the Executive Agency on the interim or final report
on implementation of the action. For the final payment, a payment request from the
beneficiaries is required. For details please see Chapter III.8 as well as specific
additional requirements under the headings Payment Arrangements for each of the
different strands.
For strands 1.1, 1.2.1, 1.3.5, 1.3.6 and 3.2 the final financial statements (annex III
and the list of invoices) have to be certified by a registered and independent external
auditor or, in the case of public bodies, by a competent and independent public
officer.
It shall be attached to the request for final payment made by the beneficiary and shall
be worded as follows:
‘The costs declared by the beneficiary / co-organisers in the financial statements on
which the request for payment is based are real, accurately recorded and eligible in
accordance with the terms of the Grant Agreement / Grant Decision.’
An audit report in respect of the financial statements and underlying accounts of the
co-ordinator (for strands 1.1, 1.2.1, 1.3.5 and 3.2) / the selected organisation (for
other strands) is compulsory for balance payments in the following cases:
For projects that do not fall into either of these two categories, only a certificate in
respect of the financial statements is required.
36
May 2010
Final payment
The Executive Agency shall establish the amount of the final payment to be made to
the beneficiary, on the basis of the final report.
Where applicable, the beneficiary is required to reimburse any excess amounts paid
by the Executive Agency. Please see the rules governing the specific strands.
If the beneficiary is established in a country outside the ‘euro zone’, the expenses
should be converted into EUR, using the official euro exchange rate34 (accounting
rate), in accordance with the following rules:
Strand 1:
Where the eligibility period laid down by the Grant Agreement or Decision is 12
months or less, the applicable rate of exchange is that of the month in which the final
report is to be submitted.
Where the eligibility period laid down by the Grant Agreement or Decision is longer
than 12 months and provision is made for only one pre-financing payment, the
applicable exchange rate is that of the month which coincides with the middle of the
eligibility period.
Where the eligibility period laid down by the Grant Agreement or Decision is longer
than 12 months and provision is made for two pre-financing payments, the applicable
34
http://ec.europa.eu/budget/inforeuro/
37
May 2010
exchange rate is that of the month in which the application for the second pre-
financing payment is submitted.
If the co-ordinator or one of the co-organisers from the "euro zone" has incurred a
cost in another currency (for example for a trip to a non euro country), the reference
month for the exchange rate is the one during which the payment was made.
Strand 2:
The applicable exchange rate is that of the seventh month of the financial year.
III.10 Audits
38
May 2010
The names and logos can be downloaded from the following website:
http://eacea.ec.europa.eu/about/logos_en.htm
The beneficiaries authorise the Executive Agency and the Commission to publish the
following information for publicity of the Programme:
- name and address of the coordinator and co-organisers;
- amount awarded and rate of co-financing;
- content of the co-financed action;
- a summary of the results achieved;
- a concise presentation of the co-financed action and what it entailed, aimed at the
general public; this presentation is provided by applicants upon submission of the
application and shall be updated when the action has been completed;
- photographs and other promotion and publicity materials on the assisted project.
35
A more complete glossary of dissemination and exploitation activities is available on:
http://ec.europa.eu/dgs/education_culture/valorisation/glossary_en.html
39
May 2010
Information on organisations and activities that are already financed under the
Culture Programmes is available on the following websites:
The following rules, including any future updates or amendments to which they might
be subject, are applicable to the administration and financing of the Programme:
40
May 2010
IV.1 Introduction
Multi-annual cooperation projects (Strand 1.1), Cooperation projects (Strand 1.2.1)
and Cooperation projects with Third Countries (Strand 1.3.5) can be realised in all
areas of cultural activity. These projects are intended to enhance the common
European cultural area with a view to encouraging the emergence of a sense of
European citizenship. In addition, Cooperation projects with Third Countries should
create understanding between European culture and the cultures of Third Countries.
In addition, each co-organiser must sign a mandate by which the signatory grants
power of attorney to the coordinator to act in his name and for his account during
the implementation of the project and undertakes to provide a particular financial
contribution to the project. The mandates signed by all the co-organisers are
attached to the application and, if the project is selected, annexed to the Grant
Agreement.
Merely supplying goods or services for the project, whether or not on a contractual
basis, does not confer the status of a co-organiser.
41
May 2010
Submission deadline
Applications may be sent every year no later than the date indicated in the calendar
in Chapter I.7.
How to apply
Please refer to Chapter II.
To be eligible, applications must meet the specific criteria enumerated below. For the
eligibility criteria that are common to all strands of the Programme, please refer to
Chapter II.2.1.
The only eligible applicants are public36 or private organisations with legal personality
whose main activity is in the cultural field (areas of cultural or creative activity) and
whose head office is in one of the countries taking part in the Programme.
36
A public organisation is defined as any body part of whose expenditure is automatically funded by
the public treasury, whether from the central, regional or local-government budget. Such
expenditure, in other words, is covered by public-sector funds raised by means of taxation, fines or
commission payments regulated by law without the need for recourse to an application procedure
which could be an obstacle to the acquisition of those funds. Organisations whose existence
depends on public funding and which receive grants year after year but which are theoretically liable
not to receive any funding in a given year are not regarded by the Agency as public organisations
but as private organisations.
42
May 2010
To be eligible, applications must meet the specific criteria enumerated below. For the
eligibility criteria that are common to all strands of the Programme, please refer to
Chapter II.2.1).
The only eligible applicants are public34 or private organisations with legal personality
whose main activity is in the cultural field (areas of cultural or creative activity) and
whose head office is in one of the countries taking part in the Programme.
To be eligible, applications must meet the specific criteria enumerated below. For the
eligibility criteria that are common to all strands of the Programme, please refer to
Chapter II.2.1).
43
May 2010
The only eligible applicants are public34 or private organisations with legal personality
whose main activity is in the cultural field (areas of cultural or creative activity) and
whose head office is in one of the countries taking part in the Programme.
Note I:
The projects referred to in Chapters IV.3.1 to IV.3.3 must not consist fully and
exclusively in the production and maintenance of websites, the production of
magazines and newspapers, the organisation of conferences or meetings and the
production of studies and reports. Projects of this type are not eligible.
Note II:
Proposals for projects submitted by cultural operators who, in their capacity as
coordinators (beneficiaries) are receiving funding for a current Multi-annual
cooperation project in the framework of the Culture Programme are not eligible.
Explanation: This means that a coordinator of an ongoing Multi-annual cooperation
project is not eligible to become the coordinator of a Multi-annual cooperation project
IV.4 Selection criteria
(strand 1.1) or a Cooperation project (strand 1.2.1) or a Cooperation project with
Third Countries
Operational and (strand 1.3.5)
financial unless the eligibility period of the current Multi-annual
capacity
cooperation project is over when the eligibility period of the other project begins.
(please see Chapter II.2.3 - Selection Criteria)
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May 2010
Awarding of a grant is not only dependent on the examination of the eligibility and
exclusion criteria and the operational and financial capacity of the organisation(s).
The final selection decision will be determined in particular on the basis of the award
criteria.
The award criteria comprise qualitative and quantitative indicators and are as follows:
(1) the extent to which the project can generate real European added value
(2) the relevance of the activities to the specific objectives of the Programme
(3) the extent to which the proposed activities are designed and can be carried out
successfully with a high level of excellence
(4) the quality of partnership between coordinator and co-organisers
(5) the extent to which the activities can produce outputs which achieve the
objectives of the Programme
(6) the extent to which the results of proposed activities will be appropriately
communicated and promoted
(7) the extent to which the activities can generate a long lasting impact
(sustainability)
(8) international cooperation dimension (only for Cooperation projects with Third
Countries, Strand 1.3.5)
Projects will be assessed on a scale from 0 to 100 points and will be ranked
according to their merit.
(1) European added value (0-20 points for strands 1.1 and 1.2.1; 0-15 points
for strand 1.3.5)
According to the general objectives of the Programme, the proposed activities are
supposed to enhance the cultural area shared by Europeans through the
development of cultural cooperation between artists, stakeholders and cultural
institutions in the countries taking part in the Programme. In this respect, the
following factors will be assessed:
- The way the objectives, methodology and nature of the cooperation among
cultural operators demonstrate an outlook that goes beyond local, regional or
even national interests to develop synergies at Europe-wide level;
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May 2010
- The way proposed activities may have a greater effect and their objectives can be
better achieved at European level than at national level;
- The way cooperation and partnership are based on mutual exchange of
experiences and would lead to a final result that differs qualitatively from the sum
of the several activities undertaken at national level, thus producing real
multilateral interaction which promotes the achievement of shared objectives;
- Particular attention will be paid to projects allowing cooperation involving
organisations that have not previously received any funding from the European
Union or cooperative activities that have been specifically designed to carry out
the project in question.
(2) Relevance to the specific objectives of the Programme (0-20 points for
strands 1.1 and 1.2.1; 0-15 points for strand 1.3.5)
The extent to which the proposed activities can promote the specific objectives of the
Programme will be assessed. These are:
- supporting the trans-national mobility of people working in the cultural sector;
- encouraging the trans-national circulation of artistic and cultural works and
products;
- encouraging intercultural dialogue.
Particular attention will be paid to projects that meet two out of the three specific
objectives of the Programme.
A higher degree of attention will be paid to projects that meet all three specific
objectives as outlined above.
(3) Excellence of proposed cultural activities (0-20 points for strands 1.1 and
1.2.1; 0-15 points for strand 1.3.5)
Projects not only have to meet the Programme's objectives, but also have to be
carried out successfully with a high quality level of activities. In this respect, the
following factors will be assessed:
– The degree of originality, innovation and creativity of the proposed activities;
– The skills and experience of the persons in charge of the management and
implementation of activities;
– The relevance of the proposed activities in terms of the target
audience/beneficiaries, the impact on the general public and the social dimension
of the activities.
The cooperation between cultural operators is at the basis of the Programme. In this
respect, the following factors will be assessed:
- The level of cooperation and commitment of each co-organiser in the design,
implementation and financing of the project: the number of co-organisers,
46
May 2010
The proposed activities have to reach as many people as possible, both directly or
indirectly. In this respect, the following factors will be assessed:
- The number of persons and/or different (European) countries, which might
benefit directly and indirectly from the results of the proposed activities;
- The level of the cross-sectoral dimension of the project in terms of range and
intensity of the participation of different sectors.
Projects are supposed to generate long-term results and cooperation, and also to act
as multipliers for other possible promoters. In this respect, the following factors will
be assessed:
- The potential of the proposed activities to result in continued, sustained
cooperation, in complementary activities or in permanent benefits at European
level, and to contribute on a long-term basis to the development of cooperation
between cultures in Europe;
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May 2010
The potential of the proposed activities to generate other future initiatives of cultural
cooperation at both European and infra-European levels.
The budget shall include eligible costs incurred by the coordinator and/or the
co-organisers in connection with the management and implementation of the project.
For more information on financial rules applicable, including in particular a detailed
description of the budget and an account of eligible and non-eligible costs, please
refer to Chapter III.3.
The awarded grant is calculated on the basis of the estimated budget and can cover
up to 50% of the eligible costs.
IV.8.1 Pre-financing
N.B. If a bank guarantee is required, the conditions associated with the payment
arrangements here below are not the same (for more information on guarantees, see
Chapter III.1.6).
In the case of Strands 1.2.1 and 1.3.5, one single pre-financing payment is made
within 45 days following the date on which the Agency signed the Grant Agreement.
In the case of Strand 1.1, more than one pre-financing payment may be made (see
the box below).
The first payment is made within 45 days following the date on which the Agency
signed the Grant Agreement. The others are made after the submission of an interim
report. The interim report shall comprise a technical progress report on the execution
of the project and interim financial statements, that is to say financial accounts and a
list of invoices, thereby providing a summary of progress in the implementation of the
project and a review of the financial position.
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May 2010
For Multi-annual cooperation projects (Strand 1.1) lasting 36 months
(3 years), pre-financing payments shall be made in the following way:
Note
The second and third pre-financing payment shall be made when at least 70% of the
previous pre-financing instalments have been consumed. In case the consumption
of the pre-financing payments is less than 70%, the amount of the new pre-financing
payment shall be reduced by the unused amounts of the previous pre-financing
payment.
The Executive Agency shall establish the amount of the final payment on the basis of
the final report.
In order to receive the final payment, the beneficiary must submit a final report by the
deadline specified in the Grant Agreement. The final report shall contain a final
49
May 2010
technical implementation report, thereby providing a full account of the results of the
project, as well as a final financial statement including a list of invoices. Please refer
to Chapter III.7 for the rules governing the certification of final financial statements.
Copies of the project products (i.e. publications, posters, invitations, DVDs,
CD-ROMs, T-shirts, etc.), as well as any publicity material, shall be submitted
together with the final report.
A pre-formatted document for the technical implementation report which helps
structure and target the relevant information, as well as an automatic tool which links
up the final financial statement with the list of invoices and facilitates the calculation
of costs, are provided on the website of the Executive Agency for the use of
beneficiaries.
If the eligible costs actually incurred by the coordinator/co-organisers during the
period of eligibility are lower than anticipated, the Executive Agency shall apply the
rate of co-financing quoted in the Grant Agreement. This may lead to a reduction of
the awarded grant.
Where applicable, the beneficiary will be required to reimburse any excess amounts
paid by the Executive Agency.
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May 2010
V.1 Introduction
The purpose of this strand is to stimulate the widest circulation of European literature
among European citizens by supporting the translation of high-quality European
literature into the different languages of the countries participating in the Programme.
Applications made by publishers or publishing houses wishing to translate the works
of authors who have won the European Union Prize for Literature are encouraged.
When to apply
Applications may be sent every year in accordance with the calendar in Chapter I.7.
How to apply
To be eligible, projects must fulfil the criteria listed below in addition to. the eligibility
criteria that are common to all strands of the Programme (please refer to
Chapter II.2.1).
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May 2010
- Only works of fiction are eligible, irrespective of their literary genre, such as
novels, tales, short stories, plays, poetry or comic strips. Non-fiction works are not
eligible, e.g. tourist guides, autobiographies, biographies, essays or works related
to human sciences (such as History, Philosophy, Economy etc.) and more
generally works related to other sciences (such as Physics, Mathematics etc.).
- The original works must be written by authors who are nationals of or residents in
a country taking part in the Programme with the exception of works written in
Latin and ancient Greek.
- Works must not have been previously translated into the target language.
- Selected applicants will have to demonstrate that they own the rights to the
literary work(s) proposed for translation. This means that the applicant will have to
provide the transfer of rights contract duly dated and signed before the signature
of the legal commitment by the Executive Agency.
- The translation activities must start within the period indicated in the calendar set
out in Chapter I.7.
- The duration of the project shall not exceed 24 months. Duration must be
understood from the start date of the translation of the 1st work until the
publication date of the last translated work.
- The grant amount requested for a project must be between EUR 2 000 and EUR
60 000.
Eligible languages are the official languages of the countries taking part in the
Programme plus Latin and ancient Greek. The official languages referred to in this
case are the official languages as defined by the Constitution or by the basic law of
the respective country.
- Translation shall be made from one European language into one target European
language;
- Translation of national literature from one into another official language of the
same country is not eligible;37
- The target language is the translator's mother tongue (except in cases of lesser
used languages if the publisher provides sufficient explanation).
37
For example, the translation into Irish Gaelic by an Irish publisher of a book written in English by an
Irish author would not be an eligible project.
52
May 2010
53
May 2010
54
May 2010
After the assessment of the operational and financial capacity of the organisation, the
proposal will be evaluated on the basis of the following award criteria comprising
qualitative and quantitative indicators:
The award criteria comprise qualitative and quantitative indicators and are as follows:
(1) the extent to which the project can generate real European added value and the
relevance of the activities to the objectives of the Programme
(2) the extent to which the proposed activities are designed and can be carried out with a
high level of excellence
(3) the extent to which the results of the proposed activities will be appropriately
communicated and promoted
Projects will be assessed on a scale from 0 to 100 points and will be ranked
according to their merit.
(1) The extent to which the project can generate real European added value
and the relevance of the activities to the objectives of the Porgramme (0-
40 points)
According to the objectives of the Programme, the proposed activities are supposed
to enhance the cultural area shared by Europeans in the countries taking part in the
Programme. In this respect, the following factors will be assessed:
- the extent to which the project aims at enhancing the knowledge of European
literature by Europeans;
- the extent to which the project aims at encouraging the international circulation of
literary works; In other words, the extent to which the project contributes to the
mobility of European Literary works;
- special attention will be given to the works of authors who have won the
European Union Prize for Literature.
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May 2010
(2) The extent to which the proposed activities are designed and can be
carried out successfully with a high level of excellence (0-40 points)
(3) The extent to which the results of the proposed activities will be
appropriately communicated and promoted (0-20 points)
- the number of translated copies which will be published, taking into account the
size of the country or countries where the translated work is to be published and
the average readership level for the genre concerned.
- the methodology used to ensure the visibility of the proposed activities, the
detailed communication/dissemination/promotion plan and the various promotional
tools (such as website, press and brochures).
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May 2010
The grant shall correspond to the amount resulting from multiplication of the number
of pages in the original work by the rate for each target language.
The rates have been fixed at a level that does not incur the risk of generating profit or
exceeding the general ceiling fixed in the Culture Programme 2007-2013 (i.e. 50% of
the translation and publication costs of a literary work). Flat-rates per target language
have been calculated on the basis of actual costs of translation per page of 1500
characters without space. The rates differ per target language. The rates are
regularly updated.
Flat rates applicable to the languages of the countries taking part in the Programme39
are the following (shown here in alphabetical order of the language codes):
38
Commission Decision C(2008) 2781.
39
The rates cover all official languages of the countries concerned. For example, the Spanish rate
also applies to Catalan and Basque. For the languages of the countries of the former Federal
Republic of Yugoslavia, such as Slovenia, Serbia, Croatia and FYROM, a single rate applies.
57
May 2010
Rate per
Language Code40 page in
EUR
Bulgarian BG 13,83
Czech CS 13,27
Danish DA 26,56
German DE 25,99
Greek EL 19,16
English EN 25,35
Spanish ES 22,01
Estonian ET 19,80
Finnish FI 25,43
French FR 24,70
Gaelic GA 26,82
Hungarian HU 19,44
Icelandic IS 33,70
Italian IT 27,87
Lithuanian LT 17,06
Latvian LV 19,22
Maltese MT 17,66
Dutch NL 24,12
Norwegian NO 24,53
Polish PL 16,70
Portuguese PT 16,66
Romanian RO 9,64
Slovakian SK 13,05
Slovenian SL 15,83
Swedish SV 29,71
Turkish TR 9,17
Croatian HR 15,77
Montenegrin 15,98
Macedonian MK 15,91
Serbian SR 16,16
A grant calculator in the application form calculates the maximum grant
automatically. A simplified budget forecast has to be submitted. No detailed financial
statement of costs is required with the final report.
40
ISO code 639-1
58
May 2010
Example:
Calculation of the total grant:
- one book in Romanian with 350 pages to be translated into Dutch (NL): 350 x
23.38 (flat rate for NL): the total calculated grant is EUR 8 183.
The grant amount is calculated on the basis of a balanced, detailed budget estimate,
expressed in EUR, clearly showing the translation costs for each book.
It covers translation costs, provided these costs do not represent more than 50% of
the total translation and publishing costs.
The only eligible costs are those relating to the actual payment to the translators,
fees or actual salaries plus social-security charges and other statutory costs included
in their remuneration, provided that these costs do not exceed the average rates
corresponding to the usual remuneration policy of the beneficiary.
For this strand, Grant Decisions are used (see Chapter III.4)
V.7.1 Pre-financing
The Executive Agency establishes the amount of the final payment on the basis of
the final report. The documents required for final payment are as follows:
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May 2010
If the eligible costs actually incurred by the beneficiary during the action are lower
than anticipated, the Executive Agency shall apply the rate of co-financing quoted in
the Grant Decision to the actual eligible costs incurred.
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VI.1 Introduction
The purpose of this strand is to support European cultural festivals with a view to:
Organisations can choose to apply for either of the following types of grant:
(a) support for one edition of the festival (every year until 2012)
Organisations may submit an application for an annual grant every year until the end
of the Programme (please see the calendar in Chapter I.7). Organisations which
receive a multi-annual grant through a partnership do not have to apply for an annual
grant for the duration of the partnership.
or
(b) support for three editions of the festival - partnership (for three years,
2011-2013)
Organisations wishing to establish a long-term cooperation relationship with the
Executive Agency are invited to submit an application for a partnership. The next
application date for such a partnership is 2010. The partnership formalises the
organisation’s relationship with the Executive Agency for three years, from 2011 to
2013, to enable it to achieve its long-term objectives.
Organisations that wish to apply for a partnership should submit, in addition to a
detailed annual application for the first 12 months (i.e. for 2011), a three-year action
plan setting out the objectives, priorities and expected results (achievements) for the
period 2011–2013 as well as the strategy and the actions to be implemented to
ensure that the objectives and results are achieved. The action plan should provide
in particular a breakdown of the objectives/results and actions for each of the three
years.
In 2012 and 2013, the selected organisation will, at the request of the Executive
Agency, submit a simplified application for a grant with a detailed description and the
corresponding budget for 2012 and 2013. The application agreed on jointly by the
two parties will serve as the basis for the award of the specific grant for the relevant
year.
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If the same organisation decides in 2010 to submit applications under the two options
(a) and (b) described above, and if these two applications are both selected, priority
will be given to the partnership.
When to apply
- Applications for an annual grant: applications are possible every year up to 2012.
How to apply
To be eligible, applications must meet the specific criteria enumerated below. For the
eligibility criteria that are common to all strands of the Programme, please refer to
Chapter II.2.1.
Only festivals having held at least five editions on the date on which the application is
submitted are eligible.
The programming of the previous year and the provisional programming of the year
for which the support is asked must include works from at least seven countries
41
A public organisation is defined as any body part of whose expenditure is automatically funded by
the public treasury, whether from the central, regional or local-government budget. Such
expenditure, in other words, is covered by public-sector funds raised by means of taxation, fines or
commission payments regulated by law without the need for recourse to an application procedure
which could be an obstacle to the acquisition of those funds. Organisations whose existence
depends on public funding and which receive grants year after year but which are theoretically liable
not to receive any funding in a given year are not regarded by the Agency as public organisations
but as private organisations.
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May 2010
taking part in the Programme. This coverage will be checked on the basis of the
official catalogue of the previous year, which has to be provided together with the
application form and the provisional programming of the year for which the support is
asked.
Please note that film festivals are not eligible, as there is a specific support dedicated
to film festivals within the MEDIA Programme.
Awarding of a grant is not only dependent on the examination of the eligibility and
exclusion criteria and the operational and financial capacity of the organisation(s).
The final selection decision will be determined in particular on the basis of the award
criteria.
The award criteria comprise qualitative and quantitative indicators and are as follows:
3. Audience impact
Projects will be assessed on a scale from 0 to 100 points and will be ranked
according to their merit.
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With regard to this award criterion, the cultural and geographic diversity of the
programming will be taken into account, namely the proportion in the programming
of works from countries participating in the Programme and the number of countries
represented in the programming
Will be taken into account: the scale, the nature and originality of the programming
with regard to other European festivals, the programming structure as well as the
innovative aspect of actions carried out in terms of the development of the applicant's
festival with regard to other European festivals.
Will be taken into account: the scale of the audience and the actions implemented
towards the audience in order to promote European works to the public.
Will be taken into account: the size, the nature and diversity of professional
attendance.
The applicant must provide a full budget for the entire action, including a financing
plan and the budget of eligible costs to be financed by the Culture Programme
The awarded grant is calculated on the basis of the estimated eligible costs and can
cover up to 60% of the eligible costs.
VI.9.1 Pre-financing
N.B. If a bank guarantee is required, the conditions associated with the payment
arrangements here below are not the same (for more information on guarantees, see
Chapter III.1.6).
The pre-financing payment corresponding to 70% of the awarded grant shall be
made in accordance with the procedure described in Chapter III.9. is within 45 days
following the date on which the Agency signed the Grant Agreement.
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VII.1 Introduction
The purpose of this strand is to co-finance expenditure relating to the long-term work
programme of organisations pursuing an aim of general European interest in the field
of culture or an objective forming part of the EU policy in this area.
Three categories of organisations are eligible under this strand. An organisation can
only apply under one of those categories.
(a) Ambassadors
Organisations which, through their influence in the cultural field at European level,
have a clear aptitude to be European ‘representatives’ of European culture and, as
such, can fulfil their role of European Cultural Ambassadors.
The organisations particularly referred to in this category are orchestras, choirs,
theatre groups and dance companies whose activities have a real European
dimension. The organisation’s activities must be carried out in at least seven
countries taking part in the Programme.
42
Resolution of the Council of 16 November 2007 on a European agenda for culture, 2007/C 287/01
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2007:0242:FIN:EN:PDF
43
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:C:2007:287:0001:0004:EN:PDF
66
May 2010
The platforms comprise bodies from civil society engaged in a structured dialogue
with the Commission in the framework of the European Cultural Agenda. They must
respond to specific criteria, policy priorities and themes defined by the Commission in
each of the calls for expression of interest referred to above.
If the platform as such does not possess legal personality, a member organisation
must be mandated in writing to represent it and coordinate its work programme (see
VII.3.1. for more details).
44
http://portal.unesco.org/en/ev.php-
URL_ID=31038&URL_DO=DO_TOPIC&URL_SECTION=201.html
45
The first call was published in March 2008. See: http://ec.europa.eu/culture/pdf/doc1203_en.pdf
67
May 2010
These percentages are indicative. Based on the quality of the applications received,
the Executive Agency reserves the right to apply different percentages.
Organisations can choose to apply for either of the following types of grant:
When to apply
How to apply
To be eligible, projects must fulfil the criteria enumerated below. For the eligibility
criteria that are common to all strands of the Programme, please refer to
Chapter II.2.1).
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May 2010
(a) an annual operating grant, the selection decision will be taken on the basis of
the content and impact of the detailed work programme for the financial year in
question;
(b) a partnership, the selection decision will be taken on the basis of the content
46
The first call was published in March 2008. See: http://ec.europa.eu/culture/pdf/doc1203_en.pdf
47
Platform on Access to Culture; Platform for Intercultural Europe; Platform of Cultural and Creative
Industries.
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May 2010
and impact of the three-year action plan (2011-2013) and the detailed annual
work programme for 2011 and its consistency with the organisation's three-
year action plan, with due regard to the award criteria defined below.
For all categories, applications will be assessed on a scale from 0 to 100 points and
will be ranked according to their merit
(1) the extent to which the work programme and the subsequent activities can
generate a real European added value as well as the European dimension of
the proposed activities
(2) the relevance of the work programme and subsequent activities to the specific
objectives of the Programme
(3) the extent to which the proposed work programme and the subsequent activities
are designed and can be carried out successfully with a high level of
excellence
(4) the extent to which the proposed work programme and subsequent activities
can produce outputs which reach as many people as possible, both directly
and indirectly
(5) the extent to which the results of proposed activities will be appropriately
communicated and promoted
(6) the extent to which the activities can generate an appropriate level of
sustainability (long-term results and cooperation) and also to act as multipliers
to other possible promoters
- outputs and detailed nature of the budget breakdown in the case of applications
for budget-based grants.
Communication and promotion of activities (criterion 5, 0-15 points)
The results of proposed activities have to be appropriately disseminated and
promoted. In this respect, the following factors will be assessed:
- the relevance of the communication plan with regard to the type of the activity and
the target audience;
- in the case of applications for budget-based grants, the relevance and adequacy
of the budget assigned to the communication/dissemination/promotion plan with
regard to the expected direct and indirect impact;
- the methodology used to ensure the visibility of the proposed activities, the
detailed communication/dissemination/promotion plan and the various promotional
tools used, such as website, press, brochures and radio.
(a) Ambassadors:
European added value and European dimension of the proposed activities
(criterion 1, 0-20 points)
The following factors will be assessed:
- how the objectives, methodology and nature of the proposed activities
demonstrate an outlook that goes beyond local, regional or even national interests
to work towards an aim of representing general European interests in the field of
culture;
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May 2010
- the extent to which the proposed activities may have a greater effect and their
objectives can be better achieved at European level than at national level;
- the extent to which the organisation through the influence of its activities at a
European level, fulfils the role of European Cultural ‘Ambassador’ and, as such, its
aptitude to be a real ‘representative’ of European culture;
- the extent to which the planned activities are designed to nurture this European
dimension.
and give a stronger voice to the cultural field in Europe at both the sectoral
and individual levels will be assessed.
- the extent to which the proposed activities can contribute to structuring and
nurturing policy debates on the development of a European shared cultural
area, and particularly on the objectives of the European Cultural Agenda, will
be assessed.
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The rate of co-financing provided by the European Union may not exceed 80% of the
operating costs in respect of the submitted work programme.
As a consequence, at least 20% of the total operating budget for the work
programme must be funded from other sources.
VII.5.2 Ceilings
Without prejudice to the maximum 80% co-financing rule or to the provisions of the
Financial Regulation, the grant requested by each applicant must not exceed the
following scales defined for each category:
48
Year n is the year for which the grant application is made.
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May 2010
(a) Ambassadors:
In accordance with Article 113(2) of the Financial Regulation, operating grants are
gradually decreased when they are renewed.
Where the co-financing rate exceeds 5%, the co-financing rate for year n will be one
percentage point lower than the rate for year n-1. A 60% rate in year n is therefore
reduced to 59% in year n+1.
Where the co-financing rate is 5% or lower, the co-financing rate for year n will be
reduced by 5% of the co-financing rate for year n-1. Example A: a co-financing rate
of 5% for year n is reduced to 4.75% for year n+1. Example B: a rate of 4% for year n
falls to 3.8% in year n+1.
The same rule applies over the three years of a framework partnership agreement.
For the calculation of the operating grant, applicant organisations can choose
between two systems of financing: flat-rate financing (see Chapter VII.6.1) or the
traditional budget-based financing (see Chapter VII.6.2).
Flat-rate financing has been introduced to simplify the calculation of the grant.
Instead of the traditional system in which the grant is calculated on the basis of a
detailed budget, the flat-rate system provides a fixed amount per staff member of the
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May 2010
organisation. This saves time and offers the organisation greater flexibility in the use
of the grant. The flat-rate system changes the way in which the grant is calculated,
rendering a detailed budget superfluous. All the other conditions (limitation of the
growth of expenditure from one year to the other, the maximum thresholds and the
degressivity rule), however, continue to apply to the flat-rate system.
General provisions
Under this system, the grant is calculated on the basis of a fixed amount per staff
member employed by the organisation on a full-time and/or part-time basis for the
purpose of implementing the proposed work programme up to a defined ceiling. It
covers all persons working on the implementation of the work programme proposed
by the organisation, such as managerial, secretarial and auxiliary staff on its payroll,
but excludes subcontractors, volunteers and persons on practical training courses.
Musicians and other artists may be included in the calculation even if they are not
formally staff members and receive only a per diem allowance and/or reimbursement
of travel costs. The grant calculated in this way is deemed to cover all of the
organisation’s operating costs up to the prescribed ceiling.
The organisation may use the grant to implement the proposed annual work
programme without being limited by pre-defined budget-heading thresholds, which
provides more flexibility.
The Executive Agency bases the calculation of the grant on the actual number of
staff employed by the organisation for the implementation of the proposed work
programme in the year for which the organisation receives the grant. Organisations
have to prove the number of these staff members at the end of the financial year in a
certificate endorsed by an approved auditor. They must also submit their annual
accounts, which are to be certified in cases where the grant amounts to
EUR 100 000 or more.
Calculation of the grant amount
The applicant organisation bases the calculation of the grant on the number of
person/years assigned to the implementation of the work programme. It can calculate
this number using the total number of staff days worked and dividing them by 220,
i.e. the number of working days per year.
One year = 220 working days
One working day = at least 7½ hours
Only the working days of persons certified in the audit certificate described above are
taken into account in the final calculation of the grant.
The flat rate is variable depending on the country in which the organisation is based,
thereby reflecting cost levels in each country.
The flat rate to be applied is that of the country where the organisation has its main
49
Commission Decision C(2008) 2729.
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May 2010
activities, which is defined as the country where at least 50% of the permanent staff
of the organisation works. Usually this is the headquarters.
Flat rates applicable to all categories in the countries taking part in the Programme:
As the no-profit rule (see Chapter III.1.5) applies, organisations should not ask for the
maximum indicated by the reckoner if they can foresee that the amount in question
will leave them with a surplus.
The Executive Agency reserves the right to propose a co-financing amount lower
than the amount requested by the applicant.
Under the flat-rate system, applicants have to submit only the following
documentation:
(a) Ex ante (on submission of the application):
- closed profit and loss accounts for the latest available year, certified by an
approved external auditor in the case of requests for grants amounting to
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May 2010
EUR 100 000 or more; these accounts should not be older than 18 months;
- the work programme proposed by the organisation, describing the activities that
fall within the scope of the Culture Programme;
- a statement of expenditure on the implementation of the project in year n-2 in
cases where the organisation engages in activities outside the scope of the
Culture Programme;
- a summarised provisional statement of expenditure and income, including the
estimated number of staff for the relevant year.
These documents serve to verify the actual number of assigned staff and whether or
not the organisation made a profit out of the operating grant, which details form the
basis for the calculation of the final grant.
With provisional expenditure of EUR 290 000, the organisation respects the rule
limiting increases in annual expenditure to 10% (see Chapter VII.5.1).
5 staff members x EUR 40 295 (flat rate for Austria) makes a potential grant of
EUR 201 475.
As the organisation’s total costs in the preceding year were EUR 290 000, the
maximum grant it can request would be EUR 160 000 (see Chapter VII.5.2 on grant
ceilings).
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May 2010
The maximum amount the organisation could apply for is thus EUR 160 000.
As the no-profit rule (see Chapter III.1.5) continues to apply, this means that the
Executive Agency is obliged to reduce the grant if the annual accounts are likely to
show a surplus at the end of the year. Organisations should take this into account
when applying for a grant. In the example mentioned above, the Austrian
organisation should not apply for the maximum grant of EUR 160 000 if it knows
already that the amount in question will leave it with a surplus in its annual accounts
but should request a lower amount.
According to the Financial Regulation, operating grants also have to decrease over
time. In the case of the Austrian organisation, imagine it received in the previous year
an operating grant of EUR 143 000 (50% of its total costs in that year). In that case
the new grant cannot represent more than 49% of its total expenditure. As a result
the maximum grant it can request would be EUR 142 100 (49% of EUR 290 000),
which would mean a reduction of EUR 900 in relation to the previous year.50
The amount of the grant is calculated on the basis of a balanced, detailed forecast
budget, drawn up in EUR, for the implementation of the proposed work programme in
each budgetary year. The information a budget should contain as well as the
definition of eligible costs is described in Chapter III.3.1 on budget-based financing.
The rules described in Chapter VII.5 apply: limitation of the growth of the budget,
grant ceilings, degressivity and no-profit rules.
VII.7.1 Pre-financing
The Executive Agency establishes the amount of the final payment on the basis of
the final report.
Documents to be submitted for flat-rate financing:
- the final activity report containing details of the implementation and results of the
50
Depending on the actual situation of an organisation, this reduction may be more or less significant.
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May 2010
work programme;
- profit and loss accounts for the year in respect of which the grant was received
(annual accounts), certified by an approved external auditor in cases where the
grant amounts to EUR 100 000 or more;
- a declaration certified by an approved external auditor indicating the number of
people having worked on the implementation of the work programme.
If the organisation has not fully implemented the agreed work programme or made a
surplus, the grant will be reduced.
- the final activity report containing details of the implementation and results of the
work programme;
- the final financial statement of the eligible costs actually incurred, following the
structure of the estimated budget;
- a full summary statement of the receipts and expenditure of the work programme
(list of invoices);
- profit and loss accounts for the year in respect of which the grant was received
(annual accounts), certified by an approved external auditor in cases where the
grant amounts to EUR 100 000 or more.
Please refer to Chapter III.7 for the rules governing the certification of final financial
statements.
If the eligible costs actually incurred by the beneficiary during the financial year are
lower than anticipated, the Executive Agency applies the rate of co-financing quoted
in the Grant Agreement to the actual costs. Where applicable, the beneficiary will be
required to reimburse any excess amounts paid by the Executive Agency in the form
of a pre-financing payment.
If the organisation has not fully implemented the agreed work programme or made a
surplus, the grant will be reduced.
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VIII.1 Introduction
51
See the Communication on European agenda for culture in a globalizing world, COM (2007) 2004
final. http://europa.eu/legislation_summaries/culture/l29019_en.htm
52
http://portal.unesco.org/en/ev.php-
URL_ID=31038&URL_DO=DO_TOPIC&URL_SECTION=201.html
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implementation and financing of the project. The coordinator acts as the legal co-
signatory for the Grant Agreement.
In addition, each co-organiser must sign a mandate by which the signatory grants
power of attorney to the coordinator to act in his name and for his account during
the implementation of the project and undertakes to provide a particular financial
contribution to the project. The mandates signed by all the co-organisers are
attached to the application and, if the project is selected, annexed to the Grant
Agreement or Grant Decision.
Merely supplying goods or services for the project, whether or not on a contractual
basis, does not confer the status of a co-organiser.
- Associated Partner: a cultural operator from an eligible country who takes part in
the implementation of the proposed activities of a project, but not to the same
extent and at the same level of participation as a co-organiser; in particular, an
associated partner is not required to contribute financially to the project; costs
incurred by Associated Partners are not eligible, unless they are directly paid or
refunded by the coordinator and/or co-organisers.
Submission deadline
Applications may be sent every year no later than the date indicated in the calendar
in Chapter I.7.
How to apply
Please refer to Chapter II.
To be eligible, applications must meet the specific criteria enumerated below. For the
eligibility criteria that are common to all strands of the Programme, please refer to
Chapter II.2.1.
The only eligible applicants are public or private organisations with legal personality
and whose head office is in one of the countries taking part in the Programme.
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May 2010
Awarding of a grant is not only dependent on the examination of the eligibility and
exclusion criteria and the operational and financial capacity of the organisation(s).
The final selection decision will be determined in particular on the basis of the award
criteria.
The award criteria comprise qualitative and quantitative indicators and are as follows:
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May 2010
1. the extent to which the project can generate real European added value
2. the relevance of the activities to the specific objectives of the Programme in
connection with the European Agenda for culture
3. the extent to which the proposed activities are designed and can be carried out
successfully with a high level of excellence
4. the quality of partnership between coordinator and co-organisers
5. the extent to which the activities can produce outputs which achieve the
objectives of the Programme
6. the extent to which the results of proposed activities will be appropriately
communicated and promoted
7. the extent to which the activities can generate a long lasting impact
(sustainability)
Projects will be assessed on a scale from 0 to 100 points and will be ranked
according to their merit.
The criterion "European added value" will be assessed taking into account the
following factors:
- how the objectives, methodology and nature of the proposed activities
demonstrate an outlook that goes beyond local, regional or even national interests
to work towards an aim of better understanding the impact of cultural policies in
the general European interest;
- how each of the organisations involved in the cooperation project contributes
through the planned activities and its experience in analysis, evaluation or impact
assessment of cultural policies to diversifying and enlarging the perspective on
one or more of the 3 objectives of the European Agenda for culture;
- the extent to which the proposed activities may have a greater impact and their
objectives be better achieved at European level than at national level;
- the extent to which this European dimension is sought by the planned activities.
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May 2010
The criterion "Excellence of proposed activities" will be assessed taking into account
the following factors:
The extent to which the proposed activities are designed and can be carried out with
a high level of excellence. Proposals not only have to meet the criteria and the
objectives of the Culture Programme in connection with the European Agenda for
culture, but also have to be carried out to a high standard. In this respect, the
following factors will be assessed:
– the skills and experience of the persons in charge of the management and
implementation of activities;
– the clarity of the proposed activities and their consistency with the capacity and
experience of the organisations involved.
The cooperation between cultural operators is at the basis of the Programme. In this
respect, the following factors will be assessed:
- The level of cooperation and commitment of each co-organiser in the design,
implementation and financing of the project: the number of co-organisers and/or
partners, geographical distribution of the participating organisations, actual role in
the cooperation;
- The role and contribution of each co-organiser and/or partner to project
management : method of management applied to the proposed activities, clarity
of the tasks assigned to the staff and clear description of the role of each co-
organiser and/or partner involved in the project;
- The consistency between the proposed activities, the budget allocated to each
of them and the staff available to implement the project;
- The quality of application and budget: seriousness and completeness of the
application, clarity and relevance of proposed methodology, clarity of the project
description in terms of objectives-activities-outputs and detailed nature of the
budget breakdown.
The criterion "Expected level of output" will be assessed taking into account the
following factors:
- the quantity and quality of new evidence, data consolidations and/or analysis and
methodological recommendations which may result from the project.
- the number of actors and organisations who might benefit directly and indirectly
from the results of the proposed activities.
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May 2010
Projects are supposed to generate long-term results and cooperation, and also to act
as multipliers for other possible promoters. In this respect, the following factors will
be assessed:
- The potential of the proposed activities to result in continued, sustained
cooperation, in complementary activities or in permanent benefits at European
level, and to contribute on a long-term basis to the development of cooperation
between cultures in Europe;
The budget shall include eligible costs incurred by the coordinator and/or the
co-organisers in connection with the management and implementation of the project.
For more information on financial rules applicable, including in particular a detailed
description of the budget and an account of eligible and non-eligible costs, please
refer to Chapter III.2.
The awarded grant is calculated on the basis of the estimated budget and can cover
up to 60% of the eligible costs.
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May 2010
VIII.8.1 Pre-financing
N.B. If a bank guarantee is required, the conditions associated with the payment
arrangements here below are not the same (for more information on guarantees, see
Chapter III.1.6).
One single pre-financing payment corresponding to 70% of the awarded grant is
made within 45 days following the date on which the Agency signed the Grant
Agreement in accordance with the procedure described in Chapter III.9.
The Executive Agency shall establish the amount of the final payment on the basis of
the final report.
In order to receive the final payment, the beneficiary must submit a final report by the
deadline specified in the Grant Agreement. The final report shall contain a final
technical implementation report, thereby providing a full account of the results of the
project, as well as a final financial statement including a list of invoices. Please refer
to Chapter III.7 for the rules governing the certification of final financial statements.
Copies of the project products (i.e. publications, posters, invitations, DVDs,
CD-ROMs, T-shirts, etc.), as well as any publicity material, shall be submitted
together with the final report.
A pre-formatted document for the technical implementation report which helps
structure and target the relevant information, as well as an automatic tool which links
up the final financial statement with the list of invoices and facilitates the calculation
of costs, are provided for the use of beneficiaries.
If the eligible costs actually incurred by the coordinator/co-organisers during the
period of eligibility are lower than anticipated, the Executive Agency shall apply the
rate of co-financing quoted in the Grant Agreement. This may lead to a reduction of
the awarded grant.
Where applicable, the beneficiary will be required to reimburse any excess amounts
paid by the Executive Agency.
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Associated Partner: a cultural operator from a country taking part in the Programme
or from a Third Country who participates in the implementation of the proposed
activities of a project, but not to the extent and level of participation of a co-organiser.
Costs incurred by associated partners are not eligible, unless they are directly paid or
refunded by the coordinator and/or co-organisers.
Award criteria: these criteria form the basis for assessing the quality of the
proposals with regard to the objectives and requirements set out for each
Programme strand. They comprise both quality and quantity elements, each of which
is assigned a specific weight.
Beneficiary: the organisation legally responsible for the implementation of the action
and recipient of the grant.
Budgetary authority: the European Council and the European Parliament establish
the budget of the European Union on the basis of a proposal from the European
Commission.
Certificate on final financial statements: for strands 1.1, 1.2.1, 1.3.5 and 1.3.6, the
final financial statements (annex III and the list of invoices) have to be certified by a
registered and independent external auditor or, in the case of public bodies, by a
competent and independent public officer.
The certificate shall be attached to the request for final payment submitted by the
beneficiary and shall certify: "The costs declared by the beneficiary/co-beneficiary in
the financial statements on which the request for payment is based are real,
accurately recorded and eligible in accordance with the terms of the Grant
Agreement".
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May 2010
Cooperation agreement: this refers to strands 1.1, 1.3.5 and 3.2. These projects
must be based on a cooperation agreement, i.e. a common document having a legal
form valid in one of the countries taking part in the project and signed by the relevant
coordinator and co-organisers and by the partner or partners in the third country and
attached to the application. This document describes precisely the objectives of the
project, the activities which will be implemented in order to achieve these objectives
and the role of each co-organiser (including the coordinator) in the design and
implementation of the project, as well as the amount of their financial contribution.
Co-organiser: a cultural operator from a country taking part in the Programme with a
concrete and essential involvement in the design, implementation and financing of
the project. The involvement of each co-organiser must be clearly indicated in the
application form. Sole delivery of either services or goods with respect to the project,
whether on a contractual basis or not, is not considered in-line with the definition of
co-organiser.
Depreciation of equipment: in the event of the purchase of equipment used for the
purposes of the project or the co-financed annual work programme, depreciation
shall be applied. Only depreciation during the eligibility period, as defined in the
Grant Agreement, is an eligible direct cost, to the extent that the equipment is
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May 2010
specifically used for the project or in relation to the activities of the work programme
co-financed. The depreciation rules to be applied are the national tax and accounting
rules of the beneficiary organisation.
Direct costs: eligible direct costs are those costs which can be identified as specific
costs directly linked to the implementation of the project or the work programme and
which can therefore be booked to it directly.
Eligible budget: the budget of a proposal must be in EUR and consist of two
parts: the estimated costs eligible for funding by the European Union and the
estimated income (including the requested grant). The budget must be always in
balance (expenditure = income). It must be presented in accordance with the model
attached to the application form for each strand.
Eligibility criteria: the eligibility criteria are set out for each Programme strand and
are verified during the first step of the selection process of submitted proposals. Only
proposals which comply with the corresponding eligibility criteria are subject to an in-
depth assessment on the basis of selection and award criteria.
Eligibility period: the period during which eligible costs must be generated, that is
costs which are necessary for the implementation of the action or the co-financed
work programme and give rise to an obligation to pay. The period of eligibility is
stipulated in the Grant Agreement/Grant Decision.
Exclusion criteria: these criteria are of a general nature and are pertinent to all
applicants of grants awarded by the Commission. Applicants must certify that they
comply with the provisions set out in Articles 93(1), 94 and 96(2)(a) of the Financial
Regulation.
When submitting a request for payment: the financial accounts of the co-ordinator or
beneficiary of the grant agreement (balance sheet and profit and loss accounts) of
the last financial year have to be certified by a registered and independent external
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auditor or, in the case of public bodies, by a competent and independent public
officer. The external audit report shall be attached to any request for payment
(including further pre-financing payments) in the following cases:
For projects that do not belong to either of the above categories, only an audit
certificate relating to the financial statements (annex III and list of invoices) is
required.
Financial capacity of the applicant: this is one of the selection criteria which are
assessed during the process for the selection of submitted proposals. Applicants
must have stable and sufficient sources of funding to maintain their activity
throughout the period during which the action is being carried out and to participate in
its funding. In order to facilitate the verification of financial capacity, the Financial
Capacity Form must be submitted. If an applicant’s financial capacity is judged
insufficient, the Executive Agency may reject the application, request additional
information (for example a signed declaration from an associated partner confirming
the amount of cofinancing), require a guarantee or propose a Grant Agreement/Grant
Decision without pre-financing.
Financial Identification Form: the Executive Agency services cannot award a grant,
nor can they authorise pre-financing of final payments, as long as the particulars of
beneficiaries have not been recorded and centrally validated. For that purpose,
applicants must submit a Financial Identification Form which would allow verification
of the bank account associated with the Grant Agreement/Grant Decision. This form
must be signed by the account holder and certified by the bank (i.e. official stamp of
the bank and signature of a representative of the bank).
Flat rates: these are used to calculate the total amount of the grant in the case of
operating grants (Strand 2) and literary-translation projects (Strand 1.2.2). Under this
system, the grant is calculated on the basis of a fixed amount: e.g. a fixed amount
per page or a fixed amount per staff member of an organisation.
Grant Decision: funding of meritorious proposals by the European Union may take
the form of a Grant Decision, which is signed unilaterally by the Executive Agency.
The Grant Decision sets out the terms and conditions governing the awarded grant. It
may be amended during the eligibility period.
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Indirect costs (administrative/operating costs): these are eligible costs which are
not identifiable as specific costs directly linked to the implementation of the action
(i.e. cannot be booked to it directly), but which can be identified and justified as
having been incurred in connection with the action. They may include costs such as
rent, heating, electricity, gas, communication costs and postage.
Legal entity: to be eligible, applicants must be legal entities, i.e. private or public
organisations with legal personality. To make it possible to ascertain whether
applicants are legal entities, the Legal Entity Form, together with the appropriate
supporting documents (i.e. articles of association or statutory decree) must be
submitted.
Operational capacity: this is one of the selection criteria which are assessed during
the process for the selection of submitted proposals. Applicants must have the
professional skills and qualifications required to complete the proposed action or
work programme. To that effect, an activity report and the curricula vitae of the
persons responsible for the implementation of the proposed work programme or
action on behalf of each applicant organisation must be submitted as part of the
application.
Ready reckoner: this facility is available for literary translation projects (Strand 1.2.2)
and operating grants (Strand 2). It is included in the specific application forms and
permits instant calculation of the applicable amounts.
Selected third country: they are the target country/(ies) for Cultural Cooperation
projects with Third countries (Strand 1.3.5). The project must involve at least one
partner legally registered in that country and have activities taking place in that
country (at least 50%). Every year one or more Third Country/(ies) is/are selected.
The country(ies) selected each year are indicated on the website of the Executive
Agency at the latest 4 months before the deadline for submission indicated in
Chapter I.7
Selection criteria: these criteria serve as the basis for the assessment of the
operational capacity and the financial capacity of applicant organisations to complete
the proposed action or work programme (see also Operational capacity and Financial
capacity).
Strand: specific action for which provision is made for co-financing by the European
Union in the Culture Programme for 2007-2013.
Third Country: any country other than the countries taking part in the Programme.
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