IMS 100 Intro To Incident Management
IMS 100 Intro To Incident Management
IMS 100 Intro To Incident Management
IMS-100
Introduction to the
Incident Management System (IMS) for
Ontario
December 2008
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Contents
Preface..................................................................................................................................... 4
Purpose of this Course ........................................................................................................ 7
General ................................................................................................................................. 7
Vision .................................................................................................................................... 7
Goal....................................................................................................................................... 7
Course Objectives............................................................................................................... 8
Using this course ................................................................................................................ 8
What is the Incident Management System (IMS)? .................................................... 10
How did IMS develop? ..................................................................................................... 12
Scenario, Stage I Simple incident, verbal Incident Action Plan ......................... 15
Key Concepts and Principles of IMS illustrated in Scenario I ............................... 23
Map of the incident in scenario I .................................................................................... 25
Organization Chart of IMS Structure in scenario I. .................................................. 26
Self-directed Test One ...................................................................................................... 27
Scenario, Stage II Complex incident, verbal Incident Action Plan.................... 30
Key Concepts and Principles of IMS illustrated in Scenario II.............................. 42
Map of the incident in scenario II .................................................................................. 44
Organization Chart of the IMS structure used in scenario II. ................................. 45
Self-directed Test Two...................................................................................................... 47
Scenario, Stage III Complex incident, written Incident Action Plan ................ 50
Key Concepts and Principles of IMS illustrated in Scenario III ............................ 63
Map of the incident in scenario III................................................................................. 65
Organization Chart of IMS Structure in scenario III. ............................................... 66
Self-directed Test Three ................................................................................................... 67
Where to go from here ...................................................................................................... 71
Self-Test Answers .............................................................................................................. 73
Answers - Test One.......................................................................................................... 74
Answers - Test Two.......................................................................................................... 76
Answers - Test Three....................................................................................................... 78
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Preface
Welcome to IMS-100: Introduction to IMS in Ontario. This Self-Directed course
is designed to teach you the basic functions, concepts, and principles of the Incident
Management System (IMS). At the end of this course you will be aware of the major
functions within IMS, and be able to assume limited roles within an incident
management team for simple incidents. This course is the first in the series of
training courses on IMS in Ontario. It comprises a downloadable reading package
with self-tests and an online exam.
The training strategy for IMS was developed by a Working Group established in
support of the development of the IMS doctrine for Ontario. The training strategy
includes four levels of IMS training:
IMS-100: Introduction to IMS
IMS-200: Basic IMS
IMS-300: Intermediate IMS
IMS-400: Advanced IMS
The training curriculum for these courses is shown on the next page. Other details
are shown in the section Where to go from here. An IMS Instructor course (IMS910) will be run to provide instructions on how to teach the IMS-200.
The training strategy supports the implementation of the IMS doctrine for Ontario.
The IMS doctrine for Ontario was developed by a multi-stakeholder Steering
Committee, chaired by Emergency Management Ontario. This doctrine was
developed to provide a single, province-wide IMS that is capable of ensuring the
effective, coordinated response to all incidents by Ontarios various response
organizations. Lessons from previous emergencies demonstrated the need for such
a standardized IMS to avoid confusion and enhance response.
The doctrine is recommended reading in conjunction with this training
package. It may be found at www.ontario.ca/emo.
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Outcomes
Crses
IMS-200: Basic
IMS-300: Intermediate
IMS-400: Advanced
Function
within the
Ontario IMS
Initiate IMS
structures and
concepts for simple
incidents or during
the early phases of a
complex incident
Individuals
potentially involved
in implementing IMS
at simple incidents or
during the early
phases of a complex
incident
IMS-100
Command complex
incidents
Audience
All
Evaluation
Delivery
Duration
Prerequisite
Nil
Individuals
potentially
performing the
command function
at complex
incidents.
IMS-300 and may
be designated to
perform the
Command function
during a complex
incident
2-4 days
Self-Directed
or Classroom
Classroom (modular)
Classroom
Classroom
Multiple
choice Test
Written Test
Written and
Performance-based
Testing
Written and
Performance-based
Testing
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Give an outline summary of the history of IMS in North America, and the
development of the IMS doctrine for Ontario.
Define the purpose and scope of IMS, including what led to the current
vision for IMS in Ontario.
Explain the structure and key functions within IMS, including being able to
name and define the basic organizational terms and titles used in IMS.
Describe how information is managed and the different audiences that must
be served.
Explain the types of command models and why, where and how each may
be utilized.
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IMS-100
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work together better to respond to incidents. While ICS, with its standardized
command structures remains the platform of Ontarios IMS, other benefits of
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Management and Civil Protection Act reflects some of the strongest pieces of
emergency management legislation in North America and sets out formal
program standards as contained in Ontario Regulation 380/04.
In the aftermath of the September 11th, 2001 terrorist attacks, the strategic
aim has been to ensure that Ontario has a proactive, coordinated and
comprehensive approach to managing emergencies to reduce the risks faced by
communities whether from fires, diseases, terrorism, toxic materials, weatherrelated or other threats to people, property, economic stability or critical
infrastructure. Within emergency management, the tragedy of 9/11 clearly
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Although not all of these incidents occurred within Ontario, the lessons learned
from them emphasized the need for Ontario to have a robust and standardized
system of emergency response applicable to all levels of government and at
every scale of response. The current Incident Management System (IMS) is a
new tool to help us meet these challenges.
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Evolving Organizational
structure:
Incident Commander
Pumper
Pumper
Pumper
the fire. The IC verbally explains this course of action, called the Incident
Action Plan to the fire crews.
Incident Action Plan (IAP)
Every incident must have an IAP that may be spoken or written. It provides all
incident supervisory personnel with objectives and the strategies, tactics, and
directions for achieving them. It may also include (among others) resources,
structures, as well as safety, medical and telecommunications instructions.
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Incident Command
Emergency Information
Command
Staff
Safety Officer
Liaison Officer
Planning
Section Chief
Logistics
Section Chief
Finance/
Administration
Section Chief
Nor are there enough indicators to suggest that any of the Sections (for
example the Operations Section) would need to be staffed from a small to a
full-blown structure (Please see Chapter 2 of the doctrine for a full description
of the structure of IMS Sections).
Operations Section
Staging Area(s)
Branch
Group
Division
Task Force
Sector
Strike Team
Task Force
Single
Resource
Branch
Air Support
Group
Helibase
Air
Base
Air Tactical
Group
Helicopter
Fixed
Wing
Strike Team
Single
Resource
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Knowing that only those components that are required for the task at hand
need be established
(Modular & Scalable),
and knowing that the
structure should be kept
as simple as possible, yet
able to react to a
changing scenario (Simplicity
& Flexibility), the IC decides
Incident Commander
3rd Pumper
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in a small strip
mall at the
junction of the
local highway.
It is located
away from the immediate dangers of the flames and smoke but close enough
to the area to maintain contact with all personnel and resources.
Four police officers, in two vehicles, check-in to the ICP and, after a short
briefing, are assigned to
control traffic and the
crowd of onlookers.
Check-In
All operational resources must check in on
arrival at an incident. This may be as
simple as announcing a units arrival by
radio, approaching the Incident
Commander or completing a sign-in sheet.
At complex incidents, check-in staff may be
assigned and a variety of check-in locations
may be established.
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3rd Pumper
Law Enforcement
Strike Team
Even with the arrival of the police, the Incident Commander is able to handle
the decision-making by himself and so continues to maintain the Single
Command model. (Note: For a fuller discussion on command models, see
Chapter 3 of the doctrine)
Single Command
This is the most common model of command. It exists when incident
decision-making in relation to directing, ordering or controlling the response
to an incident is straightforward and independent. A Single Command model
is usually followed when:
a) only one organization or jurisdiction is involved,
b) multiple jurisdictions or organizations involved in decision-making agree to
follow this model
c) if the responsibility is legally that of one jurisdiction or organization.
When two additional fire trucks arrive, they check in with Incident Command
and wait at a Staging Area at the junction of the dirt road and highway, ready
to be deployed.
Staging Area
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Evolving Organizational
structure:
Incident Commander
Staging Area
Cottage Strike
Team
Forest Strike
Team
Law Enforcement
Strike Team
The Incident Commander directs the newly arrived fire crews to move from the
Staging Area to join the single pumper truck near the clearing. He designates
these three units as the Forest Strike Team.
Before the Cottage Strike Team can contain the fire, it reaches the isolated
cottages by the lake. The old buildings, their roofs covered in dry pine needles,
are soon ablaze. Minutes later a propane tank inside a secluded locker at the
back of one of the cottages, explodes. Three fire fighters are injured. Flames
are blown through the air in a dozen fireballs setting spot fires in all directions.
The cottages are destroyed. Two residents escape unharmed. The IC
immediately calls for paramedics and additional crews and apparatus. The Fire
Chief arrives and Incident Command is transferred to the Fire Chief, as the
more experienced and senior officer. The outgoing IC fully briefs the new IC
on the situation and on the current Incident Action Plan.
Incident Command may be transferred for several reasons:
The type or scale of an incident has expanded beyond the authority or training of
the in-place person, team or level.
The type or scale of an incident has contracted within the capability of another
person, team or level.
On direction from a senior person with the requisite organizational, municipal,
provincial or federal authority.
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Cottage
Strike Team
Forest Strike
Team
Law Enforcement
Strike Team
EMS
The new IC wants to get ahead of the incident and ensure that additional
resources, which take time to arrive, will be available when needed. The IC
decides to brief the Community Emergency Management Coordinator (CEMC),
and Head of Council (by phone) on the situation and to suggest alerting the
towns Emergency Control Group (ECG).
Emergency Control Group (ECG)
The ECG directs a communitys overall strategic response to an emergency. Each
municipality and many First Nations communities have an ECG.
The ECG does not typically exercise Command functions and instead oversees this
delegated authority and acts to support Incident Command from its own Emergency
Operations Centre (EOC). The coordinating and supporting roles of an ECG is
critical when there are multiple, related incidents, or when an incident is diffuse.
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Lake
ICP
Fires
S
19
12
888
Symbols incorporated:
Incident Command Post (ICP)
Staging Area (S)
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Incident
Command
Staging Area
Cottage Strike
Team
Forest Strike
Team
EMS
Law
Enforcement
Strike Team
Incident Management:
Function
1. Command
Incident Commander
2. Operations
Incident Commander
Leader
Leader
Leader
Leader
Staging Area
Incident Commander
3. Planning
Incident Commander
4. Logistics
Incident Commander
5. Finance/Administration
Incident Commander
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Command to Unified
Command. Incident
Command does not
automatically switch
because of the
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Through the regional fire coordinator and the Ontario Fire Marshal, additional
fire crews will be mobilized from adjacent municipalities. In addition, an MNR
initial attack crew will arrive by helicopter. Police will close the highway and
connected roads in the area of the fires and advise people inside the closed
area to evacuate immediately. Having taken the injured fire fighters to the
local hospital, available Emergency Medical Service (EMS) resources will return
to Staging Area 1 (S1) to be available in case of further casualties.
The duty officer at the Provincial Emergency Operations Centre (PEOC) (having
Provincial Emergency Operations Centre (PEOC)
The PEOC is managed by Emergency Management Ontario (EMO) and actively
monitors the level of emergencies and incidents throughout Ontario 24 hours a
day, 7 days a week.
The PEOC alerts ministries and senior levels of government and coordinates
provincial responses to incidents
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This allows the Unified Command team and the Operations Section Chief to
maintain proper span of control over personnel and equipment for which they
are responsible.
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Span of Control
Experience shows that one person can effectively supervise between 3 and
7 components, with 5 being the optimal number. One component might
be a single individual (such as technical specialist) or a complex resource
(such as a helicopter with several crew members).
When an incident either expands or contracts, span of control must be
maintained by either combining resources within larger components (such
as a Strike Team or Group) or by eliminating such components.
The Head of Council and other members of the Emergency Control Group (ECG)
participate in a conference call
to be fully briefed on the
situation by the Fire Chief,
acting as the spokesperson
for the Unified Command
team in the Incident
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The Operations Section Chief reports the strong breeze is fanning the flames.
Two spot fires are converging and moving towards the light industrial area on
the edge of the town. The Operations Section Chief reorganizes the Forest
Strike Team into the Firebreak Task Force
by adding the towns two road graders to
help firefighters create firebreaks along the
side road in an attempt to stop the blaze.
The two police vehicles are put into a Law
Enforcement Group. In this way, the
Task Force
An organizational component of
mixed resources assembled for a
particular purpose under the
supervision of a Leader. All
resources within a Task Force must
have common communications (i.e.
be able to use the same radio
frequencies).
Group
An organizational component
within the Operations Section
organized by function under the
leadership of a Supervisor.
complex before the fires are under control, the Unified Command team now
decides to appoint Command Staff to assist them.
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Base
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General Staff
The General Staff supports Incident Command by overseeing and carrying out the
key management functions of Operations, Planning, Logistics and Finance &
Administration.
Each of these key functions is organized into a Section, each headed by a Chief.
The Section Chiefs comprise the General Staff.
The function of each Section is to coordinate and carry out the incident objectives
as set out in the current Incident Action Plan.
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Operational Briefing
A meeting attended by
all supervisory
personnel, at which the
IAP is distributed, tasks
are formally assigned,
and questions are
answered.
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999
Base
Lake
ICP
Fires
S
19
12
888
Symbols incorporated:
Incident Command Post (ICP)
Emergency Operations Centre (EOC)
Staging Area (S)
Base
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Telecommunications
Links
Towns EOC
PEOC
Incident
Command
MNR EOC
- EIO
Liaison Officer - LO
Safety Officer - SO
Operations
Section
Planning
Section
Logistics
Section
Fin/Admin
Section
Staging Area
Cottage
Strike Team
Firebreak
Task Force
Law
Enforcement
Group
EMS
Strike
Team
MNR
Task
Force
Incident Management:
Function
Person responsible
1. Command
Command Staff:
2. Operations
Supervisor
Leader
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Leader
Leader
Leader
Staging Area
Manager
Base
Manager
3. Planning
4. Logistics
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Division
An organizational component assigned to
a specific geographical area. The head of
a Division is called a Supervisor.
also requests the Logistics Section to provide more personnel, apparatus and
equipment to increase the firefighting effort and to relieve exhausted crews.
After being briefed by the Operations Section Chief and by the Safety Officer,
the Unified Command team reports on the situation to the Emergency Control
Group at the EOC and alerts them to the possibility that various hazardous
materials may be stored in buildings close to the fire.
Based on information from the Planning and Operations Section Chiefs, the
Unified Command soon realizes that many more outside resources will be
required to deal with the expanded incident and the new potential threat to the
town. The Head of Council decides to declare an emergency and directs the
ECG to do everything possible to support the Unified Command in obtaining the
required resources.
Ministry Action Group (MAG)
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The PEOC duty officer maintains close contact with MNR and is updated when
additional MNR crews are enroute into the municipal airport. The PEOC
dispatches a Field Officer together with a small provincial liaison team to the
EOC to coordinate the provincial response to the municipality and to provide
the Head of Council and ECG with any needed advice.
The Unified Command team adapts the objectives of the current IAP to take
into account the changed situation and calls for the Planning Section to prepare
a new IAP to include the contingency of a general evacuation, in consultation
with the Medical Officer of Health, and Social Services Department. In a
complex incident, such as this one, the development of the IAP may follow a
formal process involving pre-planning meetings between Unified Command, the
Command Staff and General Staff to establish various tactics that could meet
the strategic objectives. These tactics would take into account such factors as
personnel and equipment resources, logistical constraints and implications, and
known and possible hazards.
At every level of command, accurate, timely and relevant information is key to
good decision-making and effective execution of the Incident Action Plan.
The task of Internal Information Management (collecting, collating and
Internal Information Management
The two main purposes of information management within IMS are to:
1) enable incident personnel to share a common operating picture,
2) ensure people have access to the information necessary for good
decision-making.
A common operating picture among incident personnel allows a common and
shared:
- understanding of the status of the incident, including past, current and
likely evolution,
- understanding of the status of resources, current and future,
- understanding of the plan of action about the existing incident, past
achievements, current and future goals and objectives.
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Branch
An organizational component
immediately below the level of
Section, comprising Groups within
Operations or Units within Logistics.
Branches can be organized according
to either function or geography.
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With the involvement of members of the Emergency Control Groups for the
town and the neighbouring townships, the Regional Chair (Upper Tier) activated
its Emergency Control Group (ECG). A meeting is called with the members of
the lower tier communities involved to assess the overall situation. They decide
that the priority of incident management has shifted from fighting the fires to
making sure people in the Region are safe and that damage to property is
minimized. Putting out the fires without an explosion or leak is still the main
objective but until this is achieved, the main strategic focus should be to ensure
public health and safety. They also acknowledged that the Unified Command
team is functioning well, and no interference is warranted, save for the issuing
of strategic directions, as necessary.
After being briefed on the strategic directions decided on by the Regional ECG,
the Unified Command team calls for a planning meeting with all the Command
Staff and the General Staff to decide the tactical objectives of a new Incident
Action Plan for the next operational period, based on a draft IAP prepared by
the Planning Section.
Reminder:
General Staff consists of:
Operations Section Chief,
Logistics Section Chief,
Planning Section Chief,
Finance/Administration Section Chief.
The Safety Officer and the Planning and Logistics Section Chiefs propose
pumping out the storage tank and removing the ethylene oxide to a safe
location in case the fire in the storage containers cannot be contained.
However, to pump out and transport the hazardous material will require
specialized equipment that may take several hours to arrive.
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accurate paperwork and financial accounts for resources used and monies
spent. The Finance and Administration Section does this work. This helps to
reduce unnecessary expenses and allows different services and jurisdictions to
account for equipment and personnel on loan.
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The Incident
Command Post,
Emergency
Operations Centre,
Staging Area, and
the Base, all
within the
evacuation zone,
need to be
removed to
suitable facilities outside the area with the minimum of delay. In addition,
evacuation centres need to be opened outside the affected area.
Personnel from several local non-governmental organizations, with expertise in
evacuations and shelter operations, and who have prior agreements with the
Regions Social Services, join with the Operations and Logistics Sections to
discuss activating five evacuation centres (using selected community centres
and sports arenas). The Operations Section will coordinate the evacuation, but
the ECG will coordinate the activation of the evacuation centres.
Facilities are also required in order to provide services for the personnel and
equipment involved in the incident response, including public works and social
service employees, members of NGOs, drivers of the evacuation buses, and
police, medical and fire crews. Initially, these services have been provided at
the incident Base, but as the size
of incident response expands
beyond the capability of the Base,
Camps are established in the two
neighbouring townships, under the
Camp
A temporary facility where food, sanitation
and rest facilities and other services are
provided to responders. Located away
from the Base, it may also have limited
equipment maintenance and repair
capability.
Personnel and equipment maintain the
status of out of service while in a camp.
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Branch
An organizational component
immediately below the level of
Section, comprising Groups within
Operations or Units within Logistics.
Branches can be organized according
to either function or geography.
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Demobilization
Demobilization of personnel, equipment or
facilities includes the return of resources to
their condition prior to service in an incident.
A Demobilization Unit may be set up, within
the Planning Section, to accomplish this.
The sequence of demobilization may involve
releasing resources in the order in which they
came to the incident, ensuring exhausted
personnel are demobilized first, and giving
priority to releasing the most expensive
resources.
Timely demobilization of resources from one
incident may enable the same resources to be
available for other incidents.
Contraction
When an organizational unit
is no longer required, it is
eliminated from the
organizational structure.
Contraction refers to function
within an incident response.
Demobilization refers to
personnel and equipment.
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The two Group Supervisors coordinating the evacuation confirm to the Director
of the Evacuation Branch that all the residents have left the affected areas of
the town and neighbouring townships. Before pumping begins, law
enforcement patrols are withdrawn from the area as a precaution. Two hours
later, the Director of the Hazmat Branch reports to the Operations Section Chief
that the ethylene oxide has been removed without leakage and is being
transported to a safe site.
The Hazmat Team is debriefed and demobilized. After discussion between the
police, Head of Council and senior officials, the Unified Command team lifts the
evacuation order and people are allowed to return to their homes. Transport is
provided from the evacuation centres.
The Emergency Information Officer at the Joint Information Center puts out a
news release announcing the successful removal of the hazardous chemical and
the terminating of the evacuation order. A news conference is scheduled for
the morning. During the night, the fire in the storage containers is
extinguished. Members of the Forest Branch are demobilized and this Branch is
eliminated. After the news conference, the joint EIC is closed and the staff
debriefed and demobilized.
The last action, before the final termination of the
incident, is a full debriefing and evaluation by the
Unified Command team. From this, the Incident
Command drafts a formal After-Action Report. Then,
with the agreement of members of the Emergency
Control Group, the Unified Command team formally
terminates incident response.
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The After-Action
Report (AAR)
documents the
performance of
tasks and might
recommendations
for improvements
and lessons
learned. It is
completed as part
of demobilization.
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EOC
999
Evacuation Area
Base
Lake
Regional
EOC
ICP
Fires
S1
12
19
Camp
Evacuation Zone
EIC/
Joint EIC
Evac Centres
S2
888
Airbase
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Regional EOC
Towns EOC
Towns EOC
Towns EOC
PEOC
Telecommunications
Links
Optional
Telecommunications
Link
Incident
Command
EIO
LO
SO
Operations
Section
Planning
Section
MNR
EOC
MOHLTC
EOC
Logistics
Section
MOE
EOC
Fin/Admin
Section
Staging Area
Forest
Branch
North
Division
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Evacuation
Branch
South
Division
Hazmat
Branch
Law
Enforcement
Group
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EMS
Group
Facilities
Unit
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Self-Test Answers
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END OF COURSE
IMS-100: Introduction to IMS
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