Dori Zardui-Quintana v. Louis M. Richard, 768 F.2d 1213, 11th Cir. (1985)
Dori Zardui-Quintana v. Louis M. Richard, 768 F.2d 1213, 11th Cir. (1985)
Dori Zardui-Quintana v. Louis M. Richard, 768 F.2d 1213, 11th Cir. (1985)
2d 1213
Nina R. Hickson, Asst. U.S. Atty., Atlanta, Ga., Lauri S. Filppu, Madelyn
Johnson, Office of Immigration, Dept. of Justice, Washington, D.C., for
respondents-appellants.
William C. Thompson, Jay I. Solomon, Atlanta, Ga., for petitionersappellees.
Appeals from the United States District Court for the Northern District of
Georgia.
Before TJOFLAT and VANCE, Circuit Judges, and ATKINS * , District
Judge.
TJOFLAT, Circuit Judge:
I.
1
Petitioners are forty-four Mariel Cubans who arrived in the United States
illegally as part of the 1980 Freedom Flotilla from Cuba. Many had long
records of serious criminal activity in their homeland; all subsequently
committed serious crimes in the United States, including murder, rape, armed
robbery, and narcotics offenses.1
excludable aliens and should be deported to Cuba. 2 Some, but not all, of the
forty-four petitioners, pursued appeals from this decision to the Board of
Immigration Appeals (BIA). 3
3
Shortly thereafter, the United States and Cuba reached an accord whereby a
portion of the Marielitos, including the petitioners, would be returned to Cuba
in exchange for political prisoners in Cuban jails. The United States
government notified the forty-four petitioners that their deportation was
imminent. Petitioners, however, resisted deportation, contending that they
would be mistreated in Cuba because of their participation in the Mariel
Freedom Flotilla.
Petitioners filed a joint habeas corpus petition in the United States District
Court for the Northern District of Georgia claiming that the district director
acted unlawfully in denying their motions for stays,6 and requesting the court to
enjoin the Government from deporting them. The district court granted
injunctive relief in the form of a temporary restraining order,7 because it found
that the forty-four petitioners had shown a substantial likelihood of success on
the merits of their claim that the district director abused his discretion in finding
them ineligible for withholding of deportation under 8 U.S.C. Sec. 1253(h)(2)
(B) or (C) (1982).8 Specifically, the district court found it likely that the district
director had abused his discretion by: (1) failing to make separate findings,
pursuant to 8 U.S.C. Sec. 1253(h)(2)(B) (1982), that an alien had been
convicted of a particularly serious crime in the United States and that he
constituted a danger to the community; and (2) failing to make sufficient
subsidiary findings of fact to support his legal conclusions that the aliens had
either committed a particularly serious crime in the United States or had
committed a serious non-political crime prior to entering the United States. The
Government immediately appealed the district court's order enjoining
B.
7
We begin our discussion with an examination of the powers and duties of the
district director10 and the immigration judge in the context of exclusion
proceedings. An alien arriving at a port of the United States may be examined
by an immigration officer. 8 U.S.C. Sec. 1225(a) (1982); 8 C.F.R. Sec. 235.1
(1985). If the examining officer is unable to find that the alien is "clearly and
beyond a doubt" entitled to enter into the United States, he must detain him for
further inquiry before an immigration judge.11 Pursuant to 8 U.S.C. Sec.
1226(a) (1982) and 8 C.F.R. Sec. 236.2 (1985) the immigration judge conducts
a formal hearing, including the presentation of evidence and testimony under
oath. The immigration judge's decision as to exclusion is final, 8 C.F.R. Sec.
236.6 (1985), unless the alien or the district director appeals to the BIA. If the
BIA finds the alien excludable, the alien's only avenue of review is before the
appropriate district court. 8 U.S.C. Sec. 1105a(b) (1982). Once the
determination to exclude an alien becomes final, the district director in charge
of the alien must immediately deport him. 8 U.S.C. Sec. 1227(a) (1982); 8
C.F.R. Sec. 237 (1985). The district director may only exercise his discretion
not to deport an excluded alien in two limited situations: (1) where he
concludes that immediate deportation is not practicable or proper (for example,
where transportation cannot be arranged),12 or (2) where the Attorney General
determines that the alien's testimony on behalf of the United States is necessary
for prosecution of violations of the law. 8 U.S.C. Sec. 1227(a), (d) (1982); 8
C.F.R. Sec. 237.1 (1985).13
9
10
Petitioners do contend, however, that the district director should have granted
their request for the withholding of exclusion pursuant to 8 U.S.C. Sec. 1253(h)
(1982). The Attorney General has delegated his authority to grant withholding
of deportation in exclusion cases to the immigration judge. 8 C.F.R. Secs.
208.3(b), 208.11 (1985); 8 C.F.R. Sec. 242.8(a) (1985) (general authority in
deportation cases). Unlike asylum procedures where the district director does
have authority to grant requests made prior to exclusion hearings, the
regulations fail to delegate to the district director any power at all to withhold
the deportation of an excluded alien. The reason for this is clear. Applications
to withhold deportation will only be made during or after the determination of
an alien's deportability; or put in the context of the present case, such an
application will only be made during or after the exclusion proceeding. The
regulations clearly contemplate treating applications to withhold deportations in
a like manner to asylum requests made during or after exclusion hearings. For
instance, under 8 C.F.R. Sec. 208.3(b) (1985), asylum requests made after the
initiation of exclusion proceedings shall automatically be considered as requests
for withholding of deportation. In addition, applications for withholding of
deportation made after the conclusion of exclusion hearings are handled in the
same manner as late asylum requests: the alien must move to reopen the
exclusion proceedings. 8 C.F.R. Sec. 208.11 (1985). It would be anomalous to
find, given the regulatory parallelism between asylum and withholding of
deportation, that although asylum requests made after the commencement of
exclusion hearings are the exclusive domain of the immigration judge,
applications for withholding of deportation made at the same time may be
granted by the district director. Nothing in the regulations suggests that this be
so; rather, the regulations clearly contemplate that applications for withholding
of deportation be procedurally identical to asylum requests. Judicial economy is
certainly served by this result. Since the immigration judge will have all the
evidence before him concerning an asylum request, and such requests involve
considerations similar to those present in applications to withhold deportation,21
common sense suggests that he alone make both determinations. Further, in that
the regulations specifically grant the immigration judge power to grant or deny
applications to withhold deportation, allowing the district director like authority
may create contradictory results and mass confusion in the immigration
process. For these reasons we construe the regulatory framework as granting to
the immigration judge exclusive jurisdiction over applications to withhold the
deportation of excludable aliens. The district director in the present case had no
authority to grant an application to withhold deportation and therefore the
application was properly denied. The application would properly have been
before an immigration judge who had granted a reopening of the exclusion
hearing.22
12
The district director, then, having no power to grant a stay of deportation under
the circumstances present in this case, and having no authority to grant a
withholding of deportation, properly denied the relief sought by the petitioners.
This absence of power clearly made petitioners' success on the merits most
unlikely, and it was therefore an abuse of discretion for the district court to
grant a preliminary injunction. Its order enjoining the district director from
deporting petitioners must, accordingly, be vacated. For the reasons we have
given, the injunctive order in No. 85-8299 and the order granting leave to
appeal in No. 85-8361 are
13
VACATED.
VANCE, Circuit Judge, concurring in result:
14
15
By 8 C.F.R. Sec. 237.1, the Attorney General has delegated all his authority
under 8 U.S.C. Sec. 1227(a) to the district director. Section 1227(a) empowers
the Attorney General to stay deportation of an excludable alien whenever he
The district court's orders enjoin the government from deporting any of the
forty-four excludable aliens who are the petitioners in these cases. By its April
24 and 25, 1985 orders1 the district court certified the following two controlling
questions of law for interlocutory appeal pursuant to 28 U.S.C. Sec. 1292(b):
The district director denied the motions for stays of deportation because he
determined that no petitioner had shown a realistic likelihood of success on his
motion to reopen his exclusion order. In reaching this conclusion the district
director determined that each of the excludable aliens was ineligible for asylum
or withholding of deportation because of his prior criminal conduct. See 8
U.S.C. Secs. 1253(h)(2)(B) & (C). The district court granted the temporary
restraining orders because it found that the forty-four petitioners had shown a
substantial likelihood of success on the merits of their claim that the district
director abused his discretion in finding them ineligible for asylum under either
8 U.S.C. Sec. 1253(h)(2)(B) or Sec. 1253(h)(2)(C). Specifically, the district
court found it likely that the district director had abused his discretion by: (1)
failing to make separate findings, pursuant to 8 U.S.C. Sec. 1253(h)(2)(B), that
an alien had been convicted of a particularly serious crime in the United States
and that he constituted a danger to the community; and (2) failing to make
sufficient subsidiary findings of fact to support his legal conclusions that the
aliens had either committed a particularly serious crime in the United States or
had committed a serious non-political crime prior to entering the United States.
20
A stay of deportation is a form of relief which the Attorney General may grant
or deny an excludable alien at his discretion. By regulation, the Attorney
General has delegated his authority to grant stays of deportation to the local
district director. 8 C.F.R. Sec. 237.1. In immigration matters, this court has long
recognized that when reviewing the administrative denial of a discretionary
form of relief "[t]he inquiry goes to the question whether or not there has been
an exercise of administrative discretion and, if so, whether or not the manner of
exercise has been arbitrary or capricious." Chokloikaew v. INS, 601 F.2d 216,
218 (5th Cir.1979) (quoting Paul v. INS, 521 F.2d 194, 197 (5th Cir.1975)).
See generally Jean v. Nelson, 727 F.2d at 975-79 (discussing the extremely
limited scope of judicial review in matters of immigration that have been
committed solely to the discretion of executive officials). Judicial inquiry
therefore is limited here to whether the district director acted arbitrarily and
capriciously in concluding that the petitioners had no real likelihood of
succeeding on their motions to reopen their orders of exclusion and in denying
the motions for stays of deportation.
21
The first question certified by the district court pursuant to 28 U.S.C. Sec.
1292(b) is:
The district court concluded that the statute required separate determinations as
to whether the petitioner had been convicted of a particularly serious crime and
whether he constituted a danger to the community. The government argues that
the statute does not require a separate determination that the petitioner is a
danger to the community if the district director determines that he has been
convicted of a particularly serious crime. In forty-one of the forty-four petitions
now before us, the district director found that the petitioner had been convicted
of a particularly serious crime in the United States but made no separate finding
After examining the language used in the statute, I conclude that it does not
require a district director to make a separate finding that the alien constitutes a
danger to the community after the director determines that an alien has been
convicted of a particularly serious crime. In pertinent part, section 1253(h)(2)
(B) provides that the asylum or withholding of deportation provisions of section
1253(h)(1) shall not apply to any alien if the Attorney General determines that
"the alien, having been convicted by a final judgment of a particularly serious
crime, constitutes a danger to the community of the United States; ...." As with
all questions of statutory interpretation, we first look to the plain meaning of the
language used in the statute. See United States v. Martino, 681 F.2d 952, 954
(5th Cir.1982) (en banc), aff'd, 464 U.S. 16, 104 S.Ct. 296, 78 L.Ed.2d 17
(1983). It seems plain that the statute, on its face, does not contemplate two
separate findings. If Congress had intended that the director make two separate
findings, it could have easily manifested its intent by simply connecting the two
clauses with the conjunction "and." Instead, the grammatical construction
creates a cause and effect relationship between the clauses which indicates that
conviction of a particularly serious crime is the sole factor that Congress has
made determinative of whether the alien constitutes a danger to the community.
The legislative history of section 1253(h)(2)(B) also supports this
interpretation. Under the Refugee Act of 1980, section 1253(h) was amended to
conform with Article 33 of the Protocol Relating to the Status of Refugees
("Protocol").4 See INS v. Stevic, --- U.S. ----, 104 S.Ct. 2489, 2496-97, 81
L.Ed.2d 321 (1984). Article 33 of the Protocol, known as the nonrefoulment
provision, prohibits expelling or returning a refugee to a territory where his life
would be threatened. According to the House Judiciary Committee Report, the
amended version of section 1253(h) would prohibit those aliens "who have
been convicted of particularly serious crimes which make them a danger to the
community of the United States" from obtaining asylum or withholding of
deportation. H.R.Rep. No. 608, 96th Cong., 1st Sess. 18 (1979).5 The clear
implication of this language is that conviction of a particularly serious crime
makes an alien a danger to the community. This is consistent with the
interpretation given Article 33 of the Convention and Protocol by other
commentators. See N. Robinson, Convention Relating to the Status of
Refugees: Its History, Contents and Interpretation 29 (Institute of Jewish
Affairs 1953); Note, The Right of Asylum Under United States Law, 80
Colum.L.Rev. 1125, 1127 (1980). Since the language of the statute and its
legislative history indicate that Congress never meant to require separate
determinations of conviction of a particularly serious crime and dangerousness
to the community under section 1253(h)(2)(B), the district court erred in
holding to the contrary.
25
26
27a mere "parroting" of 8 U.S.C. Sec. 1253(h)(2)(B) or (C) by the District Director
Is
or the BIA sufficient under the abuse of discretion standard or do these officials have
to make subsidiary findings of fact which support their legal conclusions?
28
29
A review of the record shows that the district director did not act arbitrarily or
Honorable C. Clyde Atkins, U.S. District Judge for the Southern District of
Florida, sitting by designation
Although the "Mariel Boatlift" Cubans were all detained when they arrived in
the United States, most of them were eventually paroled into this country and
have been given the opportunity to apply for resident status. See 8 U.S.C. Sec.
1182(d)(5)(A) (1982). Petitioners, however, had their parole terminated upon
the commission of various offenses in this country. At this point they were
restored to the status they had at the time of parole. 8 C.F.R. Sec. 212.5(d)
(1985). When the district court entered the injunctive order here under review,
the petitioners were incarcerated in the Atlanta Federal Penitentiary
Some of the petitioners raised asylum, 8 U.S.C. Sec. 1158 (1982), and
withholding of deportation, 8 U.S.C. Sec. 1253(h) (1982), issues before the
immigration judge. Others failed to do so. We note, however, that this has no
effect upon an alien's right to request that the immigration judge, or the BIA,
reopen his exclusion hearing on the basis of a request for asylum or
withholding of deportation, 8 C.F.R. Sec. 208.11 (1985), and stay his
deportation pending disposition of such request
District directors "are responsible for the administration and enforcement of the
Act and all other laws relating to immigration and naturalization within their
assigned geographic areas of activity unless any such power and authority is
required to be exercised by higher authority or has been exclusively delegated
to another immigration official or class of immigration officer." 8 C.F.R. Sec.
100.2(e) (1985)
The relevant portions of these provisions are set out infra notes 16-17
The district court had subject matter jurisdiction over the petition pursuant to 8
We treat the district court's order not as a temporary restraining order but as a
preliminary injunction because it granted the petitioners the very affirmative
relief they sought before the district director, a stay of deportation. In no
respect was the district court's order designed to preserve the status quo ante,
for absent the order the district director was required to obey an existing
exclusion order. This court's jurisdiction, therefore, is based upon 28 U.S.C.
Sec. 1292(a)(1) (1982) under which preliminary injunctions are reviewable,
even when characterized as temporary restraining orders. See Fernandez-Roque
v. Smith, 671 F.2d 426, 429-31 (11th Cir.1982)
The district court's conclusions were based upon the assumption that the district
director had the power to grant the relief requested by the petitioners. As we
shall make clear, the district director had no such authority
10
11
The regulations provide that, upon detaining the alien for further inquiry before
an immigration judge, the district director must immediately sign and deliver to
the alien a Notice to Alien Detained for Hearing by an Immigration Judge. The
alien must then be advised of his right to representation by counsel and of the
availability of certain free legal services. 8 C.F.R. Sec. 235.6 (1985)
12
(1) Any alien (other than an alien crewman) arriving in the United States who
is excluded under this chapter, shall be immediately deported, in
accommodations of the same class in which he arrived, unless the Attorney
General in an individual case, in his discretion, concludes that immediate
deportation is not practicable or proper.
8 U.S.C. Sec. 1227(a) (1982).
The discretion of the Attorney General to delay deportation is limited to a
determination of the propriety and practicality of deporting the alien by means
of accommodations "of the same class in which he arrived." For a discussion of
the economic and logistic concerns motivating the passage of the provision, see
H.R.Rep. No. 1365, 82d Cong., 2d Sess. 135, reprinted in 1952 U.S.Code &
Ad.News 1653, 1720.
In his concurrence Judge Vance interprets section 1227(a) as vesting unbridled
discretion in the district director to grant stays of deportation of excluded aliens
in any situation in which the district director deems it appropriate. Although the
district director has such power in situations involving findings of deportability,
8 C.F.R. Sec. 243.4 (1985), the regulations have restricted such power where an
alien has been held excludable. Under 8 C.F.R. Sec. 237.1 (1985) the district
director may stay the deportation of an excluded alien pursuant to 8 U.S.C. Sec.
1227(a), (d) (1982). Subsection (d) empowers the Attorney General to stay the
deportation of an excludable alien in limited situations where the testimony of
the alien is necessary on behalf of the United States in a criminal prosecution.
Judge Vance's interpretation of section 1227(a), however, would make the
language in section 1227(d) superfluous since staying the deportation of a
government witness would clearly come under the district director's broad
powers as Judge Vance interprets them. In addition, Judge Vance's reading of
section 1227(a) effectively rewrites 8 C.F.R. Sec. 243.4 (1985) to empower the
district director to grant stays of deportation in cases involving not only
deportable aliens, but excluded aliens as well. We read section 1227(a) more
narrowly to embrace only situations involving travel and maintenance expenses.
Such an interpretation is consistent with the language of section 1227(a) and 8
C.F.R. Sec. 243.4 (1985), while it also acknowledges the efficacy of section
1227(d).
13
power to stay where the alien is found excludable, it is clear that 8 C.F.R. Sec.
243.4 (1985) is inapplicable in this case
14
We are aware that the district director did not seem to base his denials of the
requests for stays upon these limitations of his stay power. Rather, he
concluded that the immigration judge would deny the aliens' requests for stays
of deportation and motions to reopen the exclusion proceedings pursuant to 8
C.F.R. Sec. 208.11 (1985). So finding, he denied their requests for stays. The
fact, however, that the district director produced the wrong reason for a proper
dismissal did not render the grant of a preliminary injunction in these
circumstances any less an abuse of discretion. By enjoining the Government
from deporting petitioners, the district court produced a result that was beyond
the power of the district director to orchestrate. Therefore, although the proper
reasons for the denials of the requests for stays were not given by the district
director, the denials were correct and should not have been disturbed by the
district court
15
16
18
19
Where prior to an exclusion hearing the district director has denied an alien's
request for asylum, the alien may renew his request before an immigration
judge in the exclusion proceedings. 8 C.F.R. Sec. 208.9 (1985). Further, where
an asylum request is filed with the district director but is unadjudicated at the
time exclusion proceedings commence, the request must be resubmitted to the
immigration judge. 8 C.F.R. Sec. 208.1(b) (1985)
20
An alien's request to reopen the exclusion hearing must reasonably explain his
failure to request asylum prior to the completion of that hearing. Without such
22
I agree with the majority that the district court's orders were preliminary
injunctions reviewable under 28 U.S.C. Sec. 1292(a)(1)
At least some of the forty-four have had their motions to reopen denied by an
immigration judge, however, these decisions are now pending review before
the Board of Immigration Appeals
The other three petitioners were found to have committed serious non-political
crimes prior to their entry to the United States and thus were found ineligible
for asylum pursuant to 8 U.S.C. Sec. 1253(h)(2)(C). Dangerousness to the
community is irrelevant under section 1253(h)(2)(C)
19 U.S.T. 6223, T.I.A.S. No. 6577, 606 U.N.T.S. 268 (1968). The Protocol
incorporated by reference various provisions of the 1951 Convention Relating
to the Status of Refugees ("Convention"), No. 2545, 189 U.N.T.S. 137 (July 28,
1951). Article 33 of the Protocol was taken directly from the Convention
Although an amended Senate version of the Refugee Act was passed in lieu of
the House's version, the Senate accepted the House's section 1253(h) language
with the understanding that it was based directly on the language of the
Protocol. S.Conf.Rep., No. 590, 96th Cong., 2d Sess. 20 (1980), U.S.Code
Cong. & Admin.News 1980, p. 141