Raymond McGee v. Kansas Parole Board Micah A. Ross, Director of Kansas Parole Board and John Does, Board Members, 37 F.3d 1509, 10th Cir. (1994)
Raymond McGee v. Kansas Parole Board Micah A. Ross, Director of Kansas Parole Board and John Does, Board Members, 37 F.3d 1509, 10th Cir. (1994)
Raymond McGee v. Kansas Parole Board Micah A. Ross, Director of Kansas Parole Board and John Does, Board Members, 37 F.3d 1509, 10th Cir. (1994)
3d 1509
NOTICE: Although citation of unpublished opinions remains unfavored,
unpublished opinions may now be cited if the opinion has persuasive value on a
material issue, and a copy is attached to the citing document or, if cited in oral
argument, copies are furnished to the Court and all parties. See General Order of
November 29, 1993, suspending 10th Cir. Rule 36.3 until December 31, 1995, or
further order.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R.App. P. 34(a); 10th Cir. R. 34.1.9. The cause is
therefore ordered submitted without oral argument.
On February 9, 1994, Mr. McGee initiated the present suit, claiming that while
he was incarcerated for two counts of aggravated incest, the Parole Board
interfered with his constitutional rights by not releasing him on parole in 1991
and by requiring him to participate in a sex offender treatment program. It is
undisputed from the record that at the time he filed his complaint, Mr. McGee
had been released from incarceration and was on parole.
In an order dated March 4, 1994, the district court found the official capacity
suit (against the Parole Board itself) was barred by the Eleventh Amendment
and the individual capacity suits (against the individual board members) were
barred by the doctrine of absolute immunity under Knoll v. Webster, 838 F.2d
450, 451 (10th Cir.1988) (per curiam). Because these immunities were clear on
the face of the complaint, the district court dismissed the action as frivolous.
Seeking to appeal these determinations, Mr. McGee filed his notice of appeal
with the clerk of the district court on April 5, 1994, although it was dated April
3, 1994. The thirtieth day was April 3, 1994, but because it was a Sunday, the
notice of appeal was due on Monday, April 4, 1994. Because it was filed on
April 5, 1994, it was untimely.
Rule 4(a)(1) of the Federal Rules of Appellate Procedure requires that a notice
of appeal in a civil case must be filed within thirty days after the date of the
entry of the judgment or order from which the appeal is taken. See Fed. R.App.
P. 4(a)(1); see also 28 U.S.C. 2107(a). Because a timely notice of appeal "is an
essential prerequisite to appellate jurisdiction," see Turnbull v. Wilcken, 893
F.2d 256, 257 (10th Cir.1990) (citing Browder v. Director, Dep't of
Corrections, 434 U.S. 257 (1978)), an appellate court is without discretion to
review the merits of a case where the notice of appeal is untimely. See
Budinich v. Becton Dickinson & Co., 486 U.S. 196, 203 (1988).
In this case, Mr. McGee's notice was filed one day late. We are thus without
jurisdiction to consider his appeal. Houston v. Lack, 487 U.S. 266 (1988), is not
to the contrary. Houston holds "a pro se prisoner's notice of appeal" is
considered timely filed under Rule 4 when the prisoner delivers the notice to
prison authorities for forwarding to the district court. Id. at 273; United States
v. Leonard, 937 F.2d 494, 495 (10th Cir.1991). In Leonard, we indicated that
the critical fact of Houston was that the individual seeking to appeal was
incarcerated and accordingly had "no choice but to entrust his mail to prison
officials." Id. As the Supreme Court stated in Houston:
8
[P]risoners
cannot take the steps other litigants can take to monitor the processing of
their notices of appeal and to ensure that the court clerk receives and stamps their
notices of appeal before the 30-day deadline. Unlike other litigants, pro se prisoners
cannot personally travel to the courthouse to see that the notice is stamped "filed" or
to establish the date on which the court received the notice.
9
10
Because Mr. McGee was not incarcerated at the time he filed his notice of
appeal, he was not subject to the constraints applicable to inmates and therefore
may not rely on Houston to overcome the jurisdictional defect in his notice of
appeal.
11
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally
disfavors the citation of orders and judgments; nevertheless, an order and
judgment may be cited under the terms and conditions of the court's General
Order filed November 29, 1993. 151 F.R.D. 470