United States v. Caiba-Antele, 10th Cir. (2012)

FILED
United States Court of Appeals

Tenth Circuit
January 23, 2013

UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT
_________________________________
Clerk of Court
UNITED STATES OF AMERICA,

Plaintiff - Appellee,
v.
No. 11-2140
(D.C. No. 2:10-CR-02316-WJ-1)
(D. N. M.)
JOSE CAIBA-ANTELE,
Defendant - Appellant.
_________________________________
ORDER
_________________________________
Before KELLY, SEYMOUR, and O'BRIEN, Circuit Judges.
_________________________________
This matter is before the court to direct the clerk to issue for publication, sua
sponte, the Order & Judgment issued in this matter originally on December 7, 2012. The
decision will be published and reissued nunc pro tunc to the original filing date. A copy
of the re-issued opinion is attached to this order. The Clerk is directed to file it forthwith.
Entered for the Court
ELISABETH A. SHUMAKER, Clerk
FILED
United States Court of Appeals
Tenth Circuit
December 7, 2012
Elisabeth A. Shumaker
Clerk of Court
PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
UNITED STATES OF AMERICA,

Plaintiff-Appellee,
v.
No. 11-2140
JOSE CAIBA-ANTELE,
Defendant-Appellant.
Appeal from the United States District Court

for the District of New Mexico
(D.C. No. 2:10-CR-02316-WJ-1)
Mary Stillinger of El Paso, Texas, for Defendant-Appellant.

Marisa A. Lizarraga, Special Assistant U.S. Attorney (Kenneth J. Gonzales, United States
Attorney, with her on the brief), Las Cruces, New Mexico, for Plaintiff-Appellee.
Before KELLY, SEYMOUR, and OBRIEN, Circuit Judges.
SEYMOUR, Circuit Judge.
Jose Caiba-Antele pled guilty to reentry of a removed alien, in violation of 8

U.S.C. 1326. He appeals the district courts imposition of a variant sentence of fiftyone months. We AFFIRM.
I.
On April 18, 2010, Mr. Caiba-Antele was arrested by United States Border Patrol
agents in an area east of the Santa Teresa Port of Entry, in Dona Ana County, New
Mexico. His name was entered into an automated identification system, which reported
that he had previously been ordered removed from the United States to Mexico in 2007
and had been convicted of Reentry of a Removed Alien in 2009. He was charged with
illegal reentry under 8 U.S.C. 1326. Mr. Caiba-Antele entered into a Rule 11(c)(1)(C)
plea agreement.
At the initial sentencing hearing, the district court expressed concern that the plea
agreement did not reflect charges brought against Mr. Caiba-Antele by the State of New
Mexico in 2007 for five counts of criminal sexual penetration of a child under thirteen
and one count of criminal sexual penetration of an adult by force or coercion. Mr. CaibaAntele was not convicted of these charges; instead, a nolle prosequi order was filed in
August 2009 and the case was dropped. The district court rejected defendants plea
agreement and instructed the United States to provide more information about these
dropped charges.
Mr. Caiba-Antele thereafter pled guilty without a plea agreement. A revised
presentence report (PSR) detailed the facts underlying the state charges brought against
Mr. Caiba-Antele in 2007. On July 11, 2007, Las Cruces police officers arrived at Mr.
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Caiba-Anteles residence after a disturbance was reported. Mr. Caiba-Antele informed

the officers that he had been in an argument and a scuffle with his brother and other
family members after his fifteen-year-old niece accused him of sexually molesting and
raping her over the course of several years. Later that day, at Mountain View Hospital,
officers interviewed Mr. Caiba-Anteles niece, as well as the two children of Mr. CaibaAnteles girlfriend, a twelve-year-old male and a female between the ages of twelve and
fifteen. All three children independently accused Mr. Caiba-Antele of sexually abusing
them multiple times over the course of several years. The children, as well as their
parents, were taken to the Las Cruces Police Department for further interviews. During
the interviews, the children each described in detail how Mr. Caiba-Antele had raped and
sexually molested them numerous times over several years in Phoenix, Arizona and later
in Las Cruces, New Mexico. The fifteen-year-old victim told investigators that Mr.
Caiba-Antele said he wanted to impregnate her because his girlfriend was unable to have
more children.
The PSR indicated that Mr. Caiba-Antele was indicted by a New Mexico grand
jury and charged in counts one through five with causing a twelve-year-old child to
engage in fellatio and anal intercourse on May 9 and May 20, 2007. The sixth count
charged Mr. Caiba-Antele with causing an adult female to engage in sexual intercourse by
the use of force, coercion or credible threats of violence on May 11, 2007. According to
the nolle prosequi order, as described in the PSR, these charges were eventually dropped
due to the psychological harm the victims would suffer if they testified at trial.
-3-
Specifically, the PSR stated that the victims family members did not want the children to
testify.
Mr. Caiba-Antele admitted the procedural history of the charges as described in
the PSR, but filed a written objection to their veracity. Contending he was innocent of the
acts alleged, he asserted the court should not consider those prior charges in sentencing
him because he had not been convicted and because, absent direct testimony from the
alleged victims, the evidence that he had committed the charged crimes lacked sufficient
indicia of reliability.
The district court held an evidentiary hearing at which two detectives and a state
prosecutor who had been involved in the 2007 case against Mr. Caiba-Antele testified.
Both detectives testified at length about the interviews they had conducted with the
children, and the transcripts of those interviews were entered into evidence. Each
detective independently testified that he found the childrens accusations against Mr.
Caiba-Antele credible because of the level of detail contained in the allegations, the
consistency of their statements, and the childrens demeanor during the interviews. Both
detectives had significant past experience working with child victims of abuse and sexual
molestation.
The state prosecutor confirmed in her testimony that the charges against Mr.
Caiba-Antele were dropped due to the risk of psychological harm to one of the child
witnesses, who had recently suffered a mental breakdown and attempted suicide, and
because the other child witness wanted to move on with her life and was no longer willing
to testify. Mr. Caiba-Antele objected to the detectives testimony as hearsay too
-4-
unreliable to establish his guilt of the charged crimes, particularly without an opportunity
to cross-examine his accusers. He did not testify at the hearing.
The district court issued a memorandum opinion overruling Mr. Caiba-Anteles
objections to the PSR. The court found the testimony of the detectives, which was based
on their first-hand observations of the children and their professional experience with
other sexually abused children, to be credible. The court held that Mr. Caiba-Antele had
more likely than not committed the acts of sexual abuse and rape he had been accused of,
and that the evidence of these acts exhibited sufficient indicia of reliability. The court
also calculated that if, hypothetically, Mr. Caiba-Antele had been convicted of the
charges he faced in state court, his guidelines sentencing range for reentry of a removed
alien would have been forty-six to fifty-seven months, in contrast to the range of eight to
fourteen months because the charges were dropped.
At a final sentencing hearing, the district court heard arguments from both parties
and correctly noted the applicable offense level, criminal history category, guideline
sentencing range of eight to fourteen months, and the statutory maximum sentence of ten
years. The court then examined each of the 18 U.S.C. 3553(a) sentencing factors in
light of the facts contained in the PSR, including the need for the sentence imposed to
reflect the seriousness of the crime, the importance of deterrence and the necessity of
protecting the public from future crimes. In light of these sentencing factors and the
earlier finding that Mr. Caiba-Antele had sexually assaulted his niece and his girlfriends
children, the district court determined that an upward variance from the guidelines was
appropriate.
-5-
The court also noted the unchallenged portions of the PSR established that Mr.
Caiba-Antele had used several aliases and multiple social security numbers, which the
court interpreted as evidence that he was engaged in some sort of wrongful conduct. The
court highlighted that defendant had previously been convicted of one misdemeanor and
one felony immigration violation in New Mexico, as well as several traffic violations in
both Arizona and New Mexico, all additional evidence of his lack of respect for the law.
The court referred to the hypothetical guideline sentencing range of forty-six to fiftyseven months had Mr. Caiba-Antele been convicted of the sex abuse charges, and then
sentenced Mr. Caiba-Antele to fifty-one months of imprisonment to be followed by a
three-year term of supervised release.
II.
We review sentences for reasonableness under a deferential abuse of discretion
standard. United States v. Haley, 529 F.3d 1308, 1311 (10th Cir. 2008) (citing Gall v.
United States, 552 U.S. 38 at 51 (2007)). Our review includes both procedural
reasonableness, which encompasses the manner in which a sentence was calculated, and
substantive reasonableness, which concerns the length of the sentence. United States v.
Smart, 518 F.3d 800, 803 (10th Cir. 2008). A sentence is procedurally unreasonable if
the district court incorrectly calculates or fails to calculate the Guidelines sentence, treats
the Guidelines as mandatory, fails to consider the 3553(a) factors, relies on clearly
erroneous facts, or inadequately explains the sentence. Haley, 529 F.3d at 1311 (citing
Gall, 552 U.S. at 50-51). A sentence is substantively unreasonable if the length is
-6-
unreasonable given the totality of the circumstances in light of the 18 U.S.C. 3553(a)
factors. Id.
Mr. Caiba-Antele contends the district courts upwards variance from the
sentencing guidelines violated his Sixth Amendment rights because it was significantly
higher than the recommended range and was based on facts found by the judge rather
than on facts determined by a jury or admitted by the defendant. He concedes, however,
that this argument is foreclosed by binding precedent. Aplt. Br. at 12. See United States
v. Redcorn, 528 F.3d 727, 745 (10th Cir. 2008) (applying United States v. Booker, 543
U.S. 220, 125 S. Ct. 738 (2005), to deny similar Sixth Amendment challenge); see also
United States v. Cook, 550 F.3d 1292, 1295 (10th Cir. 2008) (uncharged conduct need
only be proved by a preponderance of the evidence for sentencing purposes). Because
[w]e are bound by the precedent of prior panels absent en banc reconsideration or a
superceding contrary decision by the Supreme Court, Mr. Caiba-Anteles Sixth
Amendment claim must fail. In re Smith, 10 F.3d 723, 724 (10th Cir. 1993).
Mr. Caiba-Antele also challenges the upward variance under the Due Process Clause,
claiming that the sentence was procedurally unreasonable because it was based on
evidence that lacked sufficient indicia of reliability. In sentencing, a district court may
rely on hearsay evidence as long as the evidence is sufficiently reliable. See Cook, 550
F.3d at 1296 & n.4; see also U.S.S.G. 6A1.3(a) (sentencing court may consider any
relevant evidence provided that the information has sufficient indicia of reliability to
support its probable accuracy.). Defendant contends the testimony of the detectives and
the state prosecutor, in conjunction with the transcripts of the accusers interviews with
-7-
the detectives, lacks reliability. He emphasizes the lack of physical evidence or other
corroboration that the sexual abuse occurred, apart from the testimony of the complaining
witnesses who were not subject to cross-examination. He also maintains the district court
erred by relying on law enforcement agents to determine the credibility of the
complaining witnesses.
But the facts in Cook are similar to this case. There we upheld a sentencing
enhancement based on a district court finding that the defendant had more likely than not
committed felony menacing, a charge which had been brought against the defendant in
state court but was later withdrawn. Cook, 550 F.3d at 1294. The district court based its
finding on the following: an affidavit of one of the police officers who interviewed the
victims of the alleged menacing; the narrative remarks of another police officer
describing the events surrounding the defendants arrest from a police report, which was
based on a phone conversation with one of the complaining witnesses; and an Alcohol,
Tobacco and Firearms Report of Investigation, which also related the accusations of the
victims. Id. at 1295-96. We held in Cook that this evidence exhibited the necessary
indicia of reliability based on three factors. First, the officers had the opportunity to
observe [the victims] demeanor and form an opinion regarding their veracity. Id. at
1297. Second, the complaining witnesses each corroborated the sequence of events that
had transpired. Id. And third, at a later date, one of the complaining witnesses retold the
same version of events to another police officer over the phone. Id.
Our decision in United States v. Fennell, 65 F.3d 812 (10th Cir. 1995), is not to the
contrary. In determining the proper sentence for Mr. Fennell, who had pled guilty to
-8-
possession of an automatic machine gun, the district court found by a preponderance of

the evidence that the defendant had fired his machine gun at his girlfriend, an act which
qualified him for a four-level enhancement under the sentencing guidelines. Id. at 813.
The only evidence the district court in Fennell considered regarding this alleged assault
was the presentence report and testimony from the probation officer who had prepared the
report. Id. Both the report and the officers testimony merely recounted statements made
to the officer by the defendants girlfriend during a phone interview. Id. We held that
this evidence lacked sufficient indicia of reliability because, unlike here, it was
uncorroborated and because the preparing officer did not have an opportunity to observe
[the complaining witness] demeanor during the interview and therefore could not form
any opinion as to her veracity. Id.
The evidence relied upon by the district court in the instant case manifests
sufficient indicia of reliability based on the factors we discussed in Cook, and which were
missing in Fennell. The detectives who testified regarding the sexual assault charges had
observed the victims first-hand and were able to form reasoned opinions regarding their
veracity. Like Cook, and unlike Fennell, the testimony of each victim here corroborated
the type and instances of abuse the other children said were perpetrated against them by
Mr. Caiba-Antele, and none of the victims changed their version of events or recanted
after the initial interviews were conducted. This case is thus closer to Cook than to
Fennell.
In sum, we conclude the evidence relied upon by the district court to find that Mr.
Caiba-Antele had more likely than not committed the sexual assaults described in the
-9-
PSR meets the standard of minimum indicia of reliability. Accordingly, the court did not
abuse its discretion in relying on that evidence to determine Mr. Caiba-Anteles sentence.
We AFFIRM.
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FILED

United States Court of Appeals

January 23, 2013

UNITED STATES OF AMERICA,

ELISABETH A. SHUMAKER, Clerk

UNITED STATES OF AMERICA,

Appeal from the United States District Court

Mary Stillinger of El Paso, Texas, for Defendant-Appellant.

Before KELLY, SEYMOUR, and OBRIEN, Circuit Judges.

SEYMOUR, Circuit Judge.

Jose Caiba-Antele pled guilty to reentry of a removed alien, in violation of 8

Caiba-Anteles residence after a disturbance was reported. Mr. Caiba-Antele informed

possession of an automatic machine gun, the district court found by a preponderance of

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