United States v. Galaz-Felix, 10th Cir. (2007)
United States v. Galaz-Felix, 10th Cir. (2007)
United States v. Galaz-Felix, 10th Cir. (2007)
v.
CA RLO S ARM AN DO GA LAZFELIX, a/k/a Esteban Feliz-Urrea,
a/k/a Topo,
Defendant - Appellant.
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
involved, (2) his leadership role in the conspiracy, (3) his possession of a firearm
in connection with the conspiracy, and (4) his obstruction of justice. Exercising
jurisdiction pursuant to 28 U.S.C. 1291 and 18 U.S.C. 3742(a), we affirm.
Background
I.
Procedural History
On M ay 3, 2003 a grand jury returned a thirteen-count indictment charging
Evid. 801(d)(2), and (3) that the district court improperly enhanced his sentence
based on judge-found facts and applied the Sentencing Guidelines in a mandatory
fashion. See United States v. Galaz-Felix, 160 F.Appx. 787 (10th Cir. 2005).
W e affirmed the district courts denial of the motion to suppress and its admission
of the drug ledgers, see id. at 789-90, but we remanded for resentencing in light
of United States v. Booker, 543 U.S. 220 (2005) 1 , which was handed down while
the appeal was pending.
The jury found M r. Galaz-Felix guilty of conspiring to distribute 500 grams
or more of methamphetamine. This offense has a base offense level of 32 under
the Guidelines, assuming M r. Galaz-Felix conspired to distribute only the
minimum 500 grams of methamphetamine. See U.S.S.G. 2.D1.1(c)(4). At the
original sentencing, however, the district court, adopting the recommendation of
the Presentence Investigation Report (PSR ), determined that the conspiracy
actually involved an amount of drugs equivalent to 441,179.2 kilograms of
marijuana, 2 which resulted in a base offense level of 38. See id. 2D1.1(c)(1).
1
The Conspiracy
M r. Galaz-Felix arrived in the Ogden, Utah area in December, 2002. 3
Ramirez had part of the shipment, and that M r. Aparicio should not let M r.
Ramirez tell him otherwise. On M arch 29, 2003, officers intercepted a call
between M r. Ramirez and M r. Lopez, in which both complained that M r. GalazFelix was aggressively collecting money from them.
Later, on April 13-14, 2003, M r. Galaz-Felix moved a quantity of drugs
consisting of ten or eleven packages from his house to M r. Ramirezs auto-body
shop, where M r. Ramirez took them for safekeeping. The next day, M r. GalazFelix complained to Genaro that M r. Ramirez had taken control of the drugs. M r.
Ramirez subsequently returned the drugs to M r. Galaz-Felix. In mid-April, 2003,
an investigation occurred at the home of M artin Villafuentes, who stored cash and
drugs for M r. Galaz-Feliz. In an intercepted phone call between M r. Ramirez and
Genaro, M r. Ramirez stated that after officers visited M r. Villafuentes house,
M r. Galaz-Felix told M r. Ramirez, I need a favorfor you to stash this for me
over there, and M r. Ramirez replied, Then bring it. You know Im not going to
tell you no. II Aplee. Supp. App. at 435.
Several days later, on April 18, 2003, officers visited M r. Galaz-Felixs
house. Their primary objective was to identify M r. Galaz-Felix and to obtain
consent to search his house. M r. Galaz-Felix and his wife gave the officers
permission to search their house. During the search, the officers found a
semiautomatic pistol in a suitcase on the top shelf of M r. Galaz-Felixs bedroom
closet. In the same room, the officers located a quantity of cash and several notes
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and a notebook that officers testified were pay-owe sheets relating to the
distribution of drugs. In a spare bedroom, the officers found two plastic-wrapped
packages each containing approximately $10,000 in cash. The officers also found
a plastic w rapping in a trash can with a notation indicating it had previously
contained cash. In the cellar of the house, the officers found a slashed car tire, to
which a drug dog alerted. They also found a partially completed hole in the floor,
in which objects could be hidden.
The notes and notebook, otherw ise referred to at trial as the drug ledgers,
detailed the arrival and distribution of substantial shipments of multi-pound
quantities of crystal methamphetamine. They also detailed how many one-pound
packages arrived in a given shipment, to whom they were distributed, and what
each recipient was charged per pound. The records also indicated that M r. Lopez
was given $10,000 to hire an attorney for M r. Gomez-Astorga and M r. UlvadoTapia.
M r. Galaz-Felix was subsequently arrested. In calls placed to M r. Ramirez
from jail, M r. Galaz-Felix confirmed both the contents of the drug ledgers and his
authorship of the documents. On April 19, 2003, he phoned M r. Ramirez and
gave precise information regarding outstanding debts and quantities for various
individuals, as well as the unit price each individual was charged. The
information conveyed in the call matched the information contained in the drug
ledgers. In another call, on April 21, 2003, M r. Galaz-Felix told M r. Ramirez that
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officers had taken the drug ledgers but he assured M r. Ramirez that M r.
Ramirezs name did not appear in them.
Also during the call on April 19, M r. Galaz-Felix instructed M r. Ramirez to
collect payment from an individual named in the drug ledgers and identified as
Pollo. In subsequent calls, M r. Ramirez explained how he attempted to collect
money from Pollo, and eventually reported his success to M r. Galaz-Felix in a
call on April 21, 2003. In the same call, M r. Ramirez told M r. Galaz-Felix that
M r. Gomez-Astorga w anted a new lawyer. M r. Galaz-Felix responded that M r.
Gomez-Astorga would just ha[ve] to deal with that. Id. at 464, 467.
Discussion
After Booker, we review sentences for reasonableness. United States v.
Kristl, 437 F.3d 1050, 1053 (10th Cir. 2006) (per curiam). Reasonableness
includes both substantive and procedural elements. United States v. M ateo, 471
F.3d 1162, 1166 (10th Cir. 2006). W e determine substantive reasonableness by
reference to the actual length of the sentence imposed in relation to the sentencing
factors enumerated in 3553(a). Id. These factors include the nature of the
offense and characteristics of the defendant, as well as the need for the sentence
to reflect the seriousness of the crime, to provide adequate deterrence, to protect
the public, and to provide the defendant with needed training or treatment.
Kristl, 437 F.3d at 1053 (citing 3553(a)). A sentence w ithin the advisory
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however, there was insufficient evidence to support the enhancements, then the
Guidelines calculation was in error, and we must reverse unless the error was
harmless. Kristl, 437 F.3d at 1054-55.
I.
quantities of contraband with which he was directly involved and, in the case of
[a conspiracy], all reasonably foreseeable quantities of contraband that were
within the scope of the criminal activity that he jointly undertook. United States
v. Lauder, 409 F.3d 1254, 1267 (10th Cir. 2005) (citing U.S.S.G. 1B1.3, cmt.
n.2). The government must prove the amount of drugs attributable to M r. GalazFelix by a preponderance of the evidence. Id. W e review the district courts
findings on drug quantity for clear error. Id.
As previously stated, the district court determined that M r. Galaz-Felixs
offense involved an amount of methamphetamine and other drugs equivalent to
441,179.2 kilograms of marijuana. Under U.S.S.G. 2D1.1(a)(3), the district
court was required to assign to M r. Galaz-Felix the base offense level specified
by the Drug Quantity Table for the amount of marijuana involved in his crime.
The maximum offense level allowed by the Drug Quantity Table is 38 (the
offense level assigned to M r. Galaz-Felix). This offense level is assigned to an
offense involving 30,000 kilograms or more of marijuana. See U.S.S.G.
2D1.1(c)(1).
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II Aplee. Supp. App. at 314-15. The ledgers also indicate another shipment of 23
pounds of drugs was received, of w hich 18 pounds were distributed and another 5
kept in storage. I A plee. Supp. App. at 268-71; II A plee. Supp. App. at 326-27.
On subsequent pages, the drug ledgers detailed each distributors individual
account and fix a price per unit for the drugs, which allow ed officers to surmise
that the drugs referenced in the ledgers were crystal methamphetamine (based on
street value). I Aplee. Supp. App. at 274-76; II Aplee. Supp. App. at 328-33.
Based on the price per unit, the PSR determined that the crystal
methamphetamine was ice, a term referring to a methamphetamine mixture that
is at least 80% pure d-methamphetamine hydrochloride. See U.S.S.G. 2D1.1(c)
n.C. For purposes of determining the base offense level, 1 gram of ice is
equivalent to 20 kilograms of marijuana. Id. 2D1.1, cmt. n.10. The PSR did
not consider the 5 pounds of methamphetamine kept in storage, but instead found
a total of 46 pounds of methamphetamine linked to M r. Galaz-Felix through the
drug ledgers. Forty-six pounds equals roughly 20.8 kilograms, or 20,800 grams. 5
Assuming the methamphetamine was ice, then the marijuana equivalent is
approximately 416,000 kilograms. Only 30,000 kilograms of marijuana
equivalent is required to trigger a base offense level of 38. See id. 2D1.1(c)(1).
Even if the methamphetamine was not ice, and instead was simply a low grade
mixture including a smaller percentage of methamphetamine, the amount would
5
II.
that: (1) the criminal activity . . . involved five or more participants or was
otherw ise extensive, and (2) that the defendant was an organizer, leader,
manager, or supervisor of one or more other participants, or the defendant
otherwise exercised management responsibility over the property, assets or
activities of the criminal organization. United States v. W ilfong, 475 F.3d 1214,
1218 (10th Cir. 2007) (citing U.S.S.G. 3B1.1(a) & cmt. n.2). In this case, the
district court considered two of the intercepted phone conversations in
determining that M r. Galaz-Felix was a leader or organizer. The first was
between M r. Lopez and M r. Ramirez, where the two complained that M r. GalazFelix was always trying to collect money from them. The second was the phone
call in which M r. Galaz-Felix detailed to M r. Ramirez the quantities of drugs held
outstanding by each member of the organization and what each was to pay. In
this same phone call, M r. Galaz-Felix instructed M r. Ramirez to collect money
from the individual named Pollo.
Based on these phone calls, and its impression of all the evidence
presented, the district court found that M r. Galaz-Felix was the watchdog sent by
his brother [Genaro], who was the M exican kingpin in M exico , Aplt. App. at
152, and that M r. Galaz-Felix was very much one of the main heads, if not the
main head, id. at 155. Although the evidence relied upon by the district court
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cmt. n.4. For purposes of this enhancement, perjury occurs when [a] witness
testifying under oath or affirmation . . . gives false testimony concerning a
material matter with the willful intent to provide false testimony, rather than as a
result of confusion, mistake, or faulty memory. United States v. Dunnigan, 507
U.S. 87, 94 (1993), abrogated on other grounds, United States v. W ells, 519 U.S.
482 (1997). W e have said that the district court must be explicit about which
representations by the defendant constitute perjury. United States v.
Hawthorne, 316 F.3d 1140, 1146 (10th Cir. 2003).
In this case, the district court concluded that M r. Galaz-Felix offered
perjured testimony at the suppression hearing held on October 17, 2003. The
district court stated:
Now the obstruction. I covered that in my order [denying] the
motion to suppress. I found that M r. Galaz-Felixs recounting of the
events during the search, particularly his description of his -- the
consent issue, and thats spelled out very clearly in the order, was not
credible.
And what I mean by that and what I meant by that was he -his testimony was perjurious. It didnt happen that way. The
evidence was very clear that it did not . . . .
[I]ts spelled out quite clearly what the testimony was and in
my order, and I would incorporate that by reference. [H]e was trying
to defeat the motion to suppress in a way that was not truthful.
Aplt. App. at 155, 157.
Specifically, the district court found perjurious: (1) M r. Galaz-Felixs
testimony that an officer claimed to have a search warrant he himself had
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signed, II Aplee. Supp. App. at 560, (2) that officers instructed M r. Galaz-Felix
to remain in place, id. at 563, (3) that the officers searched M r. Galaz-Felixs
house without permission, id., and (4) that M r. Galaz-Felix attempted to get an
attorney and asked the officers for permission to do so, id. at 483, 562. The
district court explicitly identified this testimony in its order denying the motion to
suppress, id. at 484-87, and incorporated these findings relative to the obstruction
of justice enhancement.
W hile M r. Galaz-Felix argues in this appeal that the officers lied about the
facts concerning the search of his house, we stated in our opinion addressing M r.
Galaz-Felixs first appeal that [the district court] concluded [t]he only credible
evidence in the record suggests that M r. Galaz simply, and voluntarily, agreed to
let the officers inside the house. . . . [T]he district courts factual findings and
credibility determinations are not clearly erroneous. G alaz-Felix, 160 F.Appx
at 790. M r. Galaz-Felix also argues that the obstruction of justice enhancement
was based on his w ifes testimony, not his own. Aplt. Br. at 27. This is simply
not correct. The record reflects that the district court considered specific
testimony offered by M r. G alaz-Felix and concluded it w as perjurious.
The district court based its obstruction of justice enhancement largely on its
determinations that M r. Galaz-Felix was not credible and that his testimony
appeared over the top. II Aplee. Supp. App. at 486. W e agree with the district
court that M r. Galaz-Felixs account of the search is completely inconsistent
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w ith customary police practice. Id. at 487. In any event, given the deference w e
must afford the district courts credibility determinations, see United States v.
Vaziri, 164 F.3d 556, 567 (10th Cir. 1999), we conclude that the district court did
not commit clear error in applying the obstruction of justice enhancement.
A FFIR ME D.
Entered for the Court
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