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UNITED STATES, Appellee

v.
Evan VELA, Sergeant
U.S. Army, Appellant
No. 12-0194
Crim. App. No. 20080133
United States Court of Appeals for the Armed Forces
Argued May 15, 2012
Decided July 18, 2012
BAKER, C.J., delivered the opinion of the Court, in which
STUCKY, J., and COX, S.J., joined. ERDMANN, J., filed a
separate opinion concurring in part and dissenting in part, in
which RYAN, J., joined.
Counsel
For Appellant: Daniel Conway, Esq. (argued); Lieutenant Colonel
Jonathan F. Potter and Major Richard E. Gorini (on brief);
Captain Matthew T. Grady.
For Appellee: Captain Chad M. Fisher (argued); Lieutenant
Colonel Amber J. Roach (on brief); Major Katherine Gowel.

Military Judge:

R. P. Masterton

THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.

United States v. Vela, No. 12-0194/AR


Chief Judge BAKER delivered the opinion of the Court.
A general court-martial composed of members was convened in
Iraq.

Contrary to his pleas, Appellant was convicted of

unpremeditated murder, making a false official statement, and


wrongfully placing a weapon with the remains of an Iraqi
national, in violation of Articles 118, 107, and 134, Uniform
Code of Military Justice (UCMJ), 10 U.S.C. 918, 907, 934
(2006).

The adjudged and approved sentence included a

dishonorable discharge, confinement for ten years, forfeiture of


all pay and allowances, and reduction to pay grade E-1.

In a

summary disposition, the United States Army Court of Criminal


Appeals affirmed the findings and the sentence with the
exception of the forfeitures.

United States v. Vela, No. ARMY

20080133 (A. Ct. Crim. App. Oct. 13, 2011).

We granted review

on the following issues:


I. WHETHER THE MILITARY JUDGE ERRED IN DENYING THE
DEFENSES MOTION TO DISMISS OR DISQUALIFY UNDER UNITED
STATES v. KASTIGAR.
II. WHETHER THE EVIDENCE WAS LEGALLY INSUFFICIENT TO
SUPPORT THE FINDINGS OF GUILTY TO CHARGE III.
FACTS
On the night of May 10, 2007, Staff Sergeant Hensley was
the leader of a team of snipers ordered to provide over watch
security on a site in Jurf As-Sakhr, Iraq.

The site included

several houses, one of which was thought to harbor a warlord

United States v. Vela, No. 12-0194/AR


suspected of storing and shipping weapons.

The team consisted

of Hensley, Appellant, Sergeant Redfern, Sergeant Hand and


Specialist Sandoval.

They departed their patrol base at about

10:00 p.m. and arrived at the objective between 3:00 a.m. and
3:30 a.m. on the morning of May 11.
After this mission was completed, between 6:30 a.m. and
7:00 a.m., Hensley established a hide1 and organized a rest
plan for the team.

The plan called for one soldier to remain

awake to provide security and monitor the radio while the others
slept.

The hide was about six meters wide and was near a pump

house.

According to Sandoval, he began his watch at about 7:00

a.m., and after about an hour he woke Appellant and handed him
the radio and a 9-millimeter (mm) pistol.

Some time later, he

was awakened by a voice and saw an Iraqi man about three feet in
front of him speaking in Arabic.

Sandoval looked over at

Appellant who was sitting there with his head down.

Sandoval

called Appellants name three times before Appellant responded.


The man was motioned into the hide.

Appellant awakened the rest

of the team while Sandoval held the man under guard.

When

Hensley awoke, he searched the man, who was face down at this
point, and placed a knee on his back as he tried to get the man

Hensley described a hide as a covered and concealed place to


observe and interdict targets.
3

United States v. Vela, No. 12-0194/AR


to quiet down.

No weapons were discovered on the man, and

Hensley bound the mans hands with cord.


A short while later, the mans teenage son approached the
position and was also ordered into the hide.

After about an

hour, the son was released, and Hensley ordered Redfern and
Sandoval out of the hide and over to the pump house.
Appellant and Hand remained in the hide.

Hensley,

After the boy left,

Hensley, still kneeling on the mans back, made several radio


transmissions back to the patrol base.

According to Appellants

sworn statement, Hensley radioed to [the patrol base] that we


had a local national walking 400 meters out with an AK-47.

little while later Hensley asked for permission to execute a


close kill on this guy.

After apparently receiving such

permission, Hensley told Appellant to pull out his 9mm and prep
it.

Hensley pulled the mans head scarf over the mans face,

asked Appellant if he was ready and then told Appellant to shoot


the man.

Appellant complied by firing one shot into the

victims head from about six inches away and fired a second shot
that apparently missed.

Hensley testified that after the second

shot he, Hensley, grabbed an AK-47 out of the top map flap of
someones ruck and routed the sling on the [victims] shoulder
and I placed it on top of his body.
A short time later, members of the units Sensitive Site
Exploitation (SSE) team arrived to inspect the site while the

United States v. Vela, No. 12-0194/AR


sniper team members returned to the patrol base.2

It was later

determined that the victim was Mr. Ghani Nasr Khudayyer AlJanabi, an Iraqi national who owned the land on which the sniper
team was positioned.

According to the victims son, Mr. Al-

Janabi had apparently come upon the hide on his way to turn on
his irrigation pump.
THE SUFFICIENCY ISSUE
Appellant was charged with wrongfully placing the AK-47 on
the body of the victim in violation of Article 134, UCMJ.

The

Governments theory was that Appellant aided and abetted


Hensleys placement of the weapon on the body.

Appellant argues

that the evidence on this offense is legally insufficient; he


could not have aided and abetted Hensley because he took no
action.

Specifically, Appellant argues that the record fails to

establish (1) that he had a duty to interfere in this crime (2)


that he took any affirmative step in the commission of the crime
and (3) that he was even aware that Hensley placed the weapon on
the victims body.
The test for legal sufficiency is whether, after viewing
the evidence in the light most favorable to the prosecution, any
2

A member of the SSE team testified that the purpose of such


teams is to go into a site and conduct an orderly and methodical
search for evidence. Specifically, he stated, Basically we go
in, search a body for evidence purposes, and make sure that
every thing [sic] thats on the body goes with the body and
nothing is missing when it gets turned over to whoever its
turned over to.
5

United States v. Vela, No. 12-0194/AR


rational trier of fact could have found the essential elements
of the crime beyond a reasonable doubt.
443 U.S. 307, 319 (1979).

Jackson v. Virginia,

This familiar standard gives full

play to the responsibility of the trier of fact . . . to draw


reasonable inferences from basic facts to ultimate facts.

Id.

[T]he factfinders role as weigher of the evidence is preserved


through a legal conclusion that upon judicial review all of the
evidence is to be considered in the light most favorable to the
prosecution.

Id.

Article 77, UCMJ,3 imposes liability as a principal on one


who (1) assist[s], encourage[s], advise[s], counsel[s] or
command[s] another in the commission of the offense; and (2)
share[s] in the criminal purpose of design.

United States v.

Gosselin, 62 M.J. 349, 352 (C.A.A.F. 2006) (citation and


quotation marks omitted); United States v. Thompson, 50 M.J.
257, 259 (C.A.A.F. 1999).

The elements of aiding and abetting

are:
(1) the specific intent to facilitate the crime by another;
(2) guilty knowledge on the part of the accused;
(3) that an offense was being committed by someone; and
(4) that the accused assisted or participated in the
commission of the offense.
Gosselin, 62 M.J. at 351-52.

10 U.S.C. 877 (2006).


6

United States v. Vela, No. 12-0194/AR


Our case law has generally interpreted Article 77[, UCMJ,]
to require an affirmative step on the part of the accused.
Thompson, 50 M.J. at 259.

The accused must in some sort

associate himself with the venture, in that he participate in it


as in something that he wishes to bring about, [and] that he
seek by his action to make it succeed.

United States v.

Mitchell, 66 M.J. 176, 178 (C.A.A.F. 2008); United States v.


Pritchett, 31 M.J. 213, 217 (C.M.A. 1990).

However, while mere

presence is not enough to impose liability as an aider or


abettor, United States v. McCarthy, 11 C.M.A. 758, 761, 29
C.M.R. 574, 577 (1960):
[i]n some circumstances, inaction may make one liable as a
party, where there is a duty to act. If a person . . . has
a duty to interfere in the commission of an offense, but
does not interfere, that person is a party to the crime if
such noninterference is intended to and does operate as an
aid or encouragement to the actual perpetrator.
Gosselin, 62 M.J. at 353 (quoting Manual for Courts-Martial,
United States pt. IV, para. 1.b.(2)(b)(ii) (2008 ed.)).
Finally, intent, like other mental states can be shown by
circumstantial evidence.

United States v. Davis, 49 M.J. 79, 83

(C.A.A.F. 1998).
In this case, the members were instructed that, An aider
and abettor must knowingly and willfully participate in the
commission of the crime as something he wishes to bring about
and must aid, encourage, or incite the person to commit the

United States v. Vela, No. 12-0194/AR


criminal act.

Regarding the evidence in the case, the members

were properly instructed that even though they must keep the
evidence of each offense separate, [i]f evidence has been
presented which is relevant to more than one offense, you may
consider that evidence with respect to each offense to which it
is relevant.

This is an accurate statement of the law and

Appellant has not challenged the military judges instructions.


See United States v. Haye, 29 M.J. 213, 215 (C.M.A. 1989);
United States v. Hogan, 20 M.J. 71, 72 (C.M.A. 1985).
The record, including facts drawn directly from Appellants
statement, indicates that Appellants conduct, before and after
Hensley placed the weapon, support a conclusion that Appellant
had the requisite specific intent and knowledge for aiding and
abetting in this instance.

Rational court members could have

found that Appellant was only feet from Hensley who, while
actively restraining the bound victim, falsely informed the
patrol base that a local national was walking 400 meters out
with an AK-47 and then asked to execute a close kill.

They

could have further found that after the false radio


transmissions to the base, Hensley told Appellant to prep his
9mm and then asked Appellant if he was ready -- presumably ready
to shoot the victim.

Appellant also lied to members of the

Criminal Investigative Division (CID) consistent with Hensleys


false version of events that Hensley shared with him before

United States v. Vela, No. 12-0194/AR


Appellant spoke with investigators.

Rational court members

could have concluded that both soldiers intended to kill Mr. AlJanabi and stage the scene to make it appear that he was the
combatant earlier described as carrying an AK-47.

Appellant

completed his part by taking the affirmative act of shooting the


victim in the head.

Hensley completed his part by staging the

weapon on the body.

Appellant casts his conduct as inaction

without a duty to interfere, but the evidence, as noted above,


is to the contrary.

Appellant participated in the offense by

setting the stage for the offense and later participating in the
cover-up of the incident.

See United States v. Richards, 56

M.J. 282, 285 (C.A.A.F. 2002) (finding a conviction for


voluntary manslaughter legally sufficient where the accused set
the stage by assaulting the victim before and after the victim
was stabbed by the accuseds friend); United States v. Shearer,
44 M.J. 330, 335 (C.A.A.F. 1996) (upholding guilty plea where
accused aided and abetted friend in fleeing the scene of an
accident because, among other things, he helped to form a coverup for the accident).
The members might also have reasonably concluded that the
discrete act of placing the weapon on the body of Mr. Al-Janabi
was wrongful, not just because it covered up a crime, but
because it could reasonably have caused United States forces to
reach erroneous conclusions about the strength and location of

United States v. Vela, No. 12-0194/AR


enemy combatants as well as put local civilians at risk.

While

the murder of Mr. Al-Janabi and the placement of the weapon were
charged in a discrete manner, the members were free to review
all the evidence in determining whether Appellant was guilty of
the offenses.
Based on this evidence as a whole, rational court members
could have concluded beyond a reasonable doubt that Appellant
had the specific intent to facilitate Hensleys act of placing
the weapon with the body, and that he actively participated in
Hensleys staging of the scene by ensuring the death of Mr. AlJanabi.
THE IMMUNITY ISSUE
Background4
Following investigation into Mr. Al-Janabis death the
Government brought charges against Appellant, Hensley, and
Sandoval.

Colonel (COL) Allen was the staff judge advocate

(SJA) for the general court-martial convening authority and


Captains Rykowski and Haugh were detailed as trial counsel for
the cases.
2007.

Charges were preferred against Appellant on July 2,

Appellant waived his right to an Article 32, UCMJ,5

investigation, and the charges were referred to trial on August


4

This background section is taken from the military judges


Essential Findings and Ruling.
5

10 U.S.C. 832 (2006).

10

United States v. Vela, No. 12-0194/AR


6, 2007.

Around the middle of September, before Appellant was

granted immunity on September 19, COL Allen advised Captains


Rykowski and Haugh that they were no longer detailed to
Appellants case and that they were not to discuss the Hensley
and Sandoval cases with anyone else in the office, to include
himself and the new prosecutors that were to be assigned to
Appellants case.

After COL Allens discussion with Captains

Rykowski and Haugh, on September 20, 2007, a grant of immunity


and an order to testify in the Sandoval case was served on
Appellant.6
On September 25, 2007, the evidence in Appellants case was
sealed.

This evidence consisted of several confessions taken

from Appellant the previous June, statements of others in the


unit corroborating the confessions and the CID reports related
to the case.

All of the sealed evidence had been prepared prior

to Appellants grant of immunity.

On September 27, 2007, COL

Allen detailed Captains Nef and Young as trial counsel in


Appellants case.7

COL Allen advised these two officers not to

discuss the case with the prosecutors in the Hensley and

A grant of immunity and an order to testify was subsequently


served on Appellant prior to his testimony in the Hensley case
as well.
7

Later, Captain Young redeployed to the United States and Major


Kuhfahl replaced him on the case.
11

United States v. Vela, No. 12-0194/AR


Sandoval cases and not to learn anything relating to Appellants
immunized testimony.
That same day, Appellant testified in the Sandoval case.
He testified consistently with his prior statements to CID in
which he described his and Hensleys actions in the hide and his
shooting of the victim.

On November 6, 2007, Appellant

testified in the Hensley case.

Again, his testimony was

consistent with his prior admissions concerning how he shot and


killed the victim.

However, during this testimony, Appellant

claimed that he did not recall Hensley making any statements to


him before he shot the victim.
In September as well, Appellant prevailed on a motion for
relief on the basis that his Article 32, UCMJ, waiver was
involuntary.

As a result, the charges were withdrawn and an

Article 32, UCMJ, investigation was ordered.

The Article 32,

UCMJ, investigation was held on November 20, 2007, and the same
charges that were referred to trial in August were again
referred to trial on November 26, 2007.
The defense moved to dismiss the charges, or in the
alternative to disqualify trial counsel, on Kastigar grounds.
See Kastigar v. United States, 406 U.S. 441 (1972); United
States v. Mapes, 59 M.J. 60 (C.A.A.F. 2003).

Appellant argued

that the Government used his immunized testimony to prosecute


him.

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United States v. Vela, No. 12-0194/AR


In response, the military judge considered testimony from
COL Allen, Captains Rykowski, Haugh and Nef, and Special Agent
Mitchum of CID, the lead agent in Appellants case.

The thrust

of COL Allens testimony was that he had not been exposed to


Appellants immunized testimony, he had not exposed the
convening authority to immunized testimony during the referral
in Appellants case, and that he had no discussions with the
trial counsel detailed to Appellants case regarding Appellants
immunized testimony after the grant of immunity.

Captain Haugh

testified that after Appellants grant of immunity, he did not


discuss Appellants case with COL Allen or the new prosecutors,
nor did he discuss the substance of Appellants immunized
testimony in the Sandoval and Hensley cases.

Similarly, Captain

Nef testified that he had not discussed Appellants immunized


testimony with the prosecutors in the Hensley and Sandoval cases
nor had he been exposed to Appellants testimony.

On these

relevant points, Captain Rykowskis testimony was consistent


with the testimony of COL Allen, and Captains Nef and Haugh.
Special Agent (SA) Mitchum testified that as the lead agent in
the case, he had had no discussions with COL Allen or any of the
prosecutors detailed to Appellants case after Appellant was
immunized.
The military judge concluded that the Government met its
burden demonstrating no direct or indirect use of Appellants

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United States v. Vela, No. 12-0194/AR


immunized testimony to prosecute Appellant.

The military

judges specific findings, framed around the factors set out in


Mapes, were as follows:
a. The accuseds immunized statements reveal nothing that
was not already known to the government by virtue of the
accuseds own pretrial statements.
b. The investigation against the accused was completed
prior to the immunized statement. The only portion of
the investigation that was completed after the grant of
immunity was a final report that simply summarized
statements and similar documents that were gathered
before the grant of immunity. The accuseds immunized
statement did not affect the investigation in any way.
c. The decision to prosecute the accused [had] been made
long before his immunized statements were made. The
convening authority and his legal advisors made the
decision to send the accuseds case to a general courtmartial in August 2007 based essentially on the same
evidence that was the basis for the November referral.
d. The trial counsel who had been exposed to the immunized
statement did not participate in the prosecution of the
accuseds case in any way. Once immunity had been
granted a wall was effectively built between the
prosecutors in the Sandoval and Hensley cases (Rykowski
and Haugh) and the other legal advisors in the . . .
legal office and the convening authority. The
prosecutors in the current case (Nef and Kuhfahl) have
not been exposed to the immunized testimony in any way.
On appeal to this Court, Appellant renews his trial arguments
focusing on the Mapes factors.
Analysis
The Fifth Amendments privilege against selfincrimination provides that [n]o person . . . shall be
compelled in any criminal case to be a witness against

14

United States v. Vela, No. 12-0194/AR


himself.

Mapes, 59 M.J. at 65 (alteration in original).

[I]mmunity from the use of compelled testimony and evidence


derived therefrom is coextensive with the scope of the
privilege and is sufficient to compel testimony over a claim
of the privilege.

Kastigar, 406 U.S. at 452-53.

The

government may prosecute an immunized witness where it can


demonstrate that it has made neither direct nor indirect use of
the testimony.

United States v. Morrissette, 70 M.J. 431, 438

(C.A.A.F. 2012).

The government must affirmatively prove by a

preponderance of the evidence that its evidence is derived from


a legitimate source wholly independent of the compelled
testimony.

Kastigar, 406 U.S. at 460.

The grant of immunity

must leave the witness and the government in substantially the


same position as if the witness had claimed his privilege in the
absence of a state grant of immunity.

Id. at 457 (quoting

Murphy v. Waterfront Commn, 378 U.S. 52, 79 (1964)).


Whether the Government has shown, by a preponderance of the
evidence, that it has based Appellants prosecution on sources
independent of the immunized statements is a preliminary
question of fact.
at 67.

Morrissette, 70 M.J. at 439; Mapes, 59 M.J.

We will not overturn a military judges resolution of

this question unless it is clearly erroneous or is unsupported


by the evidence.

Morrissette, 70 M.J. at 439.

In reviewing for

clear error, we must ask whether, on the entire evidence, [we

15

United States v. Vela, No. 12-0194/AR


are] left with the definite and firm conviction that a mistake
has been committed.

Easley v. Cromartie, 532 U.S. 234, 242

(2001) (citation and quotation marks omitted).


Since Appellant takes particular issue with each of the
military judges conclusions on the four Mapes factors, we
discuss each of them in order.
The first factor is whether Appellants immunized testimony
revealed anything not already known to the Government.
Appellant argues that the Governments theory, that Sandoval was
not in the hide site at the time of the shooting, is information
gleaned from his immunized testimony.

However, this argument

ignores the fact that Appellants own statement of June 25,


2007, which was included in the sealed materials, states that
Sandoval was not in the hide site.
Appellant also asserts that the Government used his
immunized testimony in the prior two courts-martial to decide to
amend the charges before trial from premeditated murder to
unpremeditated murder.

However, at the Article 39(a), UCMJ, 10

U.S.C. 839(a) (2006), session when the trial counsel moved to


amend, the defense indicated that it had no objection and did
not pursue this claim during the Kastigar hearing.

Appellant

also asserts that CID agents learned from lawyers in the SJAs
office that the defense might be considering an insanity
defense, and was able to interview potential witnesses with an

16

United States v. Vela, No. 12-0194/AR


eye toward this theory.

The problem here is that SA Mitchum,

testified that he never spoke to COL Allen or the prosecutors in


Appellants case about Appellants prior testimony.
Furthermore, there were other indicators suggesting the
Appellant might raise such a defense, including defense
counsels request for a forensic psychologist, a request for a
sanity board and references in the file to post-traumatic stress
disorder.
The second factor considers whether the investigation, as
it pertained to Appellant, was completed prior to Appellants
immunized testimony.

The military judge found that the

investigation, as it pertained to Appellant, was concluded prior


to Appellants immunized statement, and this finding is
supported by Captain Nefs testimony concerning the contents of
the CID file that he received when he was detailed to the case.
In particular, Captain Nef testified that he remembered seeing
SA Mitchums final report of investigation which had been
prepared after September 19, 2007.

He stated that this document

was basically a table of contents of the CID file that had been
prepared before Appellants immunity grant.8

He also stated that

The military judge erroneously stated in his findings that this


document was issued on October 13, 2007. The document itself,
however, is dated October 3, 2007.

17

United States v. Vela, No. 12-0194/AR


this document had no relationship to Appellants immunized
testimony.
Appellant further argues that the investigation was
incomplete because the Government did not locate the victims
son until after he, Appellant, testified in the Sandoval case.
However, Appellate Exhibit XIII contains an entry by an
investigator that data concerning the boy was entered on July 4,
2007.

Further, Appellants statement of June 25, 2007, contains

detailed information about the boy and how Appellant and Hensley
interacted with him.

There is no evidence that Appellant

testified to the specific whereabouts of the boy and that the


Government acted on that information.
Regarding the third factor, the military judge found that
the decision to prosecute Appellant was made long before he gave
any immunized testimony, and this finding is amply supported by
the documentary evidence and the testimony of COL Allen that the
re-referral of charges in November was based on the same
evidence as the original August referral.

Likewise, regarding

the fourth factor, the military judges finding that the


prosecutors in Appellants case were not exposed to immunized
testimony is supported by the lengthy testimony of all the
witnesses at the hearing.

We conclude that none of these

findings is clearly erroneous.

Accordingly, we hold that the

18

United States v. Vela, No. 12-0194/AR


military judge did not err in concluding that the Government had
met its burden under Kastigar and Mapes.
DECISION
The decision of the United States Army Court of Criminal
Appeals is affirmed.

19

United States v. Vela, No. 12-0194/AR


ERDMANN, Judge, with whom RYAN, Judge, joins (concurring in
part and dissenting in part):
I concur with the majoritys determination that the
military judge did not err in denying the motion to dismiss the
charges or to disqualify trial counsel based on Kastigar v.
United States, 406 U.S. 441 (1972).

I respectfully dissent,

however, from the majoritys conclusion that the evidence in


this case is legally sufficient to convict Vela under Article
134, UCMJ, 10 U.S.C. 934 (2006), of wrongfully placing an AK47 on the body of Ghani Nasr Khudayyer Al-Janabi.

While the

majority is correct in stating the panel members were free to


examine all evidence presented in the case when rendering their
verdict, there is no evidence from which a reasonable panel
member could infer that Vela placed the weapon himself, knew
Hensley was going to place a weapon on Al-Janabis body,
assisted Hensley in placing the weapon, or had a duty to prevent
Hensley from committing the act.

Accordingly, I would set aside

the findings as they pertain to this charge and specification.


The starting point in any legal sufficiency analysis is to
compare the plain language of the charge and specification with
the evidence presented at trial.

The charge and specification

here alleged a discrete act - that Vela wrongfully placed an


AK-47 on Al-Janabis body and that conduct was to the prejudice
of good order and discipline in the armed forces or of a nature

United States v. Vela, No. 12-0194/AR


to bring discredit upon the armed forces.

At trial, Hensley

testified that he placed the AK-47 on Al-Janabis body and that


Vela did not know about the AK-47, nor did he assist Hensley in
placing the weapon on Al-Janabis body.
Velas statements to CID.

This is consistent with

Additionally, Hensley testified that

he did not discuss the cover-up story with the members of his
unit until after they returned to base.

While the specification

charged Vela with wrongfully placing an AK-47 on Al-Janabis


body, there was no evidence to support that Vela did so.

The

Government, however, proceeded under an aiding and abetting


theory both at trial and before this court.
In order to convict under an aiding and abetting theory,
the Government must show:

(1) specific intent to facilitate the

commission of the crime by another; (2) guilty knowledge on the


part of the accused; (3) that an offense was being committed by
someone; and (4) that the accused assisted or participated in
the commission of the crime.

United States v. Gosselin, 62 M.J.

349, 351-52 (C.A.A.F. 2006).

To be convicted, the aider must

share the criminal intent to commit the crime with the


principal.
1990).

United States v. Pritchett, 31 M.J. 213, 216 (C.M.A.

Our case law has generally required the defendant to

take an affirmative step to assist in the crime, but failure to


act when there is a duty to prevent the crime can also be
sufficient to establish intent to aid and abet.

Gosselin, 62

United States v. Vela, No. 12-0194/AR


M.J. at 352; United States v. Simmons, 63 M.J. 89, 93 (C.A.A.F
2006).

The existence of a duty to prevent the crime, however,

does not per se establish a shared purpose to commit the crime.


Simmons, 63 M.J. at 93.

Additionally, mere presence at the

scene of the crime is not enough to prove aiding and abetting,


even though it is a factor to be considered in deciding whether
the evidence meets the elements of aiding and abetting.
Pritchett, 31 M.J. at 217 (noting that presence is a factor, but
that the court still must examine the record for other evidence
of [A]ppellants purposeful association with [the crime] and
some act of participation, assistance, or encouragement of [the
crime]).
In its brief, the Government states Velas actions after
the incident, including lying to CID about the events
surrounding the murder, provide a legally sufficient basis on
which a rational panel member could infer that Vela intended to
commit the crime of wrongfully placing an AK-47 on Al-Janabis
body.

However, this argument ignores the evidence that Vela had

no knowledge that Hensley had an AK-47 and intended to place it


on Al-Janabis body, as well as the fact that covering up the
murder was not discussed until well after the incident occurred.
A person cannot form the requisite intent to aid and abet
another in committing a crime without knowledge that the other
party intends to commit the crime.

Simmons, 63 M.J. at 93.

United States v. Vela, No. 12-0194/AR


Contrary to the Governments argument, Velas collusion with
Hensley to murder Al-Janabi is not sufficient to infer he also
knew of or agreed to Hensleys actions in placing the AK-47 on
Al-Janabis body.

Gosselin, 62 M.J. at 352 (an affirmative act,

which provides assistance for one offense, does not translate


into an affirmative act for [a] later separate offense).
The majority asserts that a rational panel member could
find the requisite intent to kill Al-Janabi and stage the scene
by examining Velas actions before, during, and after the murder
and placement of the weapon.

It goes into great detail

discussing the different interpretations of the evidence panel


members could have used to reach their verdict, including the
suggestion that Vela intended to facilitate Hensleys commission
of a minor crime -- the placing of the weapon -- by committing a
major crime - the killing Al-Janabi.

This is similar to the

Governments theory that the affirmative step Vela took in


order to aid and abet Hensleys wrongful placement of the weapon
was to murder Al-Janabi.

This analysis strains logic.

There is nothing to support the contention that Velas


actions at the hide site were the result of an intention to aid
and abet Hensley in covering up the murder of Al-Janabi by
placing the AK-47 on the victims body.

The majoritys reliance

on United States v. Richards, 56 M.J. 282 (C.A.A.F. 2002), and


United States v. Shearer, 44 M.J. 330 (C.A.A.F. 1996), is not

United States v. Vela, No. 12-0194/AR


persuasive.

In Richards, this court held that while Richards

did not know his codefendant had a knife and intended to use it
to assault the victim, Richards intent to aid and abet could be
inferred provided Richards intended the consequence of the
principals actions.

Richards, 56 M.J. at 286.

This is

distinguishable from Velas case because while a rational


factfinder could conclude someone who was actively and
continuously assaulting a helpless victim intended that the
victim be harmed (as was the case in Richards), there is no
logical way to conclude Vela intended that Hensley would coverup the murder by planting an AK-47 on the victim after Vela shot
him, when Vela had no knowledge of that weapon or Hensleys
intent when he shot Al-Janabi.

As for Shearer, while it is true

that this court found Shearer aided and abetted the fleeing of
the accident scene by helping to cover up the accident, that
case is distinguishable from Velas because Shearer actively
encouraged and participated in fleeing the scene and the cover
up of the accident as it was occurring.

That is not the case

with Vela.
Nor is there any evidence that Vela had a duty to prevent
Hensley from placing the weapon.

The evidence proves beyond a

reasonable doubt that Vela killed Al-Janabi at Hensleys


direction.

But that is where Velas participation ends.

There

is simply no evidence from which a reasonable panel member could

United States v. Vela, No. 12-0194/AR


infer that Vela intended to assist Hensley in placing the weapon
on Al-Janabis body and actually assisted or participated in
that discrete act.

Without this essential element of the crime,

the charge cannot stand.


A more appropriate charge against Vela may have been
obstruction of justice, in which the accused commits an act with
the belief that there are or will be criminal charges against
him and that act is intended to influence, impede, or otherwise
obstruct the due administration of justice.

Manual for Courts-

Martial, United States pt. IV, para. 96.b.(1-3) (2008 ed.).


Velas actions during the subsequent criminal investigation may
have supported an intent to impede the investigation at that
time by lying about what actually happened at the hide site.
While there may be evidence from which a reasonable panel
member could have found Vela guilty of obstruction of justice,
that is not the crime with which he was charged.

Therefore I

would find the conviction for placing the AK-47 on Al-Janabis


body to be legally insufficient.

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