The Syntax of Temporal Relations
The Syntax of Temporal Relations
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1. Introduction
The goal of this paper is to lay the foundations of a crosslinguistically valid
theory of the grammar of temporal relations - a theory which uniformly
derives the compositional interaction of Tense and Aspect. The theory
developed here is based on the following premise: in order to derive the
interaction between Tense and Aspect, we must first reduce Tense and
Aspect to the same set of semantic and syntactic theoretical primitives. We,
thus, establish a strict parallelism between the syntax and semantics of
Tense and Aspect. We adopt Klein's (1995) proposal that both Tense and
Aspect establish ordering relations between two times. We capture this
semantic parallelism syntactically by extending the proposals in Stowell
(1993) and Zagona (1990). In particular, we propose that both TO and
ASpo are spatiotemporal predicates (prepositional-type heads such as
*We thank Gerhard Brugg~r, Henri Davis, Rose-Marie Dechaine, Ken Hale,
Eloise Jelinek, Alazne Landa, Toshi Ogihara, Javi Ormazabal, Karen Zagona and
Martina Wiltschko for helpful comments and discussion.
-.:
(with)in or after) each projecting a maximal projection in the syntax (TP and
ASP-P) and ordering two time-denoting arguments.
Thus, in a simple past tense sentence such as Laura built a house, the event
is presented as whole, as completed - as illustrated by the temporal schema
in (1). (The slashes indicate the part of the event that is focussed by the
viewpoint; I and F indicate the Initial and Final endpoints of the event,
following Smith's notation.)
(1)
LI
F]
111111111111111111
(2)
LI
F]
1111111
Smith (1991) argues that Aspect plays a crucial role in the semantic
interpretation of a sentence,
"Continuing the analogy of a viewpoint with the lens of a camera, we shall
say that the part focused by a viewpoint is visible to semantic
interpretation. "
"What is focused has a special status, which I will call visibility. Only what
is visible is asserted..." [emphasis added]
Smith (1991)
Thus, in the progressive sentence in (2), only the time interval within the
temporal contour of the eventfocussed by Aspect is visible to the semantic
interpretation. Since tlus time does not include the endpoints of the event,
no assertion is made about whether the event of building culminated -
although the sentence is in the past. Thus, we can say Laura was building a
house but she never finished it. In contrast, in the simple past sentence fri
(1), the event is portrayed in its entirety - as having both initial and final
endpoints. Hence, Laura built a house but she never finished it is a
contradictory statement.
We conclude that the role of Aspect is to focus (pick up) an interval in
the temporal contour of the event described by an utterance. Only the
interval of the event focused by Aspect is visible to semantic interpretation.
We call the time interval in the event time of the VP that Aspect focuses,
the Assertion Time (AST-T), following Klein (1995).
"The Assertion Time is the time for which an assertion is made or to which
the assertion is confined; for which the speaker makes a statement."
Klein (1995)
Having established that the role of Aspect is to focus a time interval in the
time of the event denoted by the VP, we now turn to the role of Tense.
a.
Past:
b. Future:
Rosa slept
temporal ordering predicate with the meaning of after (Uf-T after EV-T) and
PRESENT tense as a temporal ordering predicate with the meaning of
(with)in (Uf-T within EV-T). The phrase structure for Tense proposed by
Stowell is illustrated in (4c-d).2
(4)
c.
EV-T
TP
~
T'
UT-T
~
TO
VP
after
~
T'
~
TO
VP
EV-T
TP
UT-T
within
VP
EV-T
(5)
Klein (995):
-[-I
EV-T
Aspect should also be analysed as relating two times. This is precisely the
proposal made by Klein (1995).
Note that for Klein, Tense does not directIy order the Event-time with
respect to Speech-time. In this respect, he concurs with Reichenbach (1947),
Hornstein (1990), Giorgi & Pianesi (1991) and Thompson (199'4), for
whom the syntactic priInitives of tense are identified with Reichenbach's
three time points: S (speech time), E (event time) and R (reference time).
UT-T
]1------'>
UT-T
-[-}---I->
149
VP
(6)
c.
150/ HAMIDA
Recall that the role of ASPect is to focus a time interval in the temporal
contour of the event described by a sentence. The time focussed by Aspect is
the Assertion time, following Klein (1995). How does Aspect pick up
(focus) an interval in the time of the event denoted by the VP? By
establishing a relation between the AST-T and the EV -T. This relation can
be an ordering relation (e.g. the AST-Tis ordered after or before the EVT) or a topological relation (e.g. the AST-T is ordered within the EV-T).
Tense then orders the time interval focussed by Aspect (that is, the AST-T)
with respect to the Utterance time.
(7)
~
UT-T
T'
~
TO
ASP-P
~
AST-T
ASP'
ASpo
VP
~
EV-T
VP
~
If the strict parallel that we establish between the syntax of Tense and the
syntax of Aspect is correct, then temporal and aspecnlal relations can be
reduced to a simple schemata: a prepositional-type head establishes a
spatiotemporal relation between its two arguments. We believe that the
theory proposed here opens the way to a simple account of the temporal and
aspecrual systems instantiated in natural languages.
In the next sections, we illustrate our proposal with an analysis of two
aspects: the progressive and the perfect. Tins analysis is summarized in (8).
(8)
a.
We will argue that the proposal in (9) has two correlated conceptual
advantages over alternative analyses of the Progressive and the Perfect. First,
it derives the compositional interaction between Tense and Aspect without
151
a.
Past:
E, R_S
Rosa slept
->
b. Past progressive:
E, R_S
Any model based on Reichenbach's three times can integrate the Perfect into
a system of Tense representation. The Perfect acts like 'a past tense': it
locates the event time (E) in the past with respect to the Reference time (R).
The proposal in (7c) that Past Tense and Perfect Aspect are both
spatiotemporal predicates with the meaning of after also captures this idea.
Tile tricky question is how to integrate the Progressive into a system of
Tense representation. The thesis we defend in section 5 is that the
Progressive acts like a 'present tense': both Present Tense and Progressive
Aspect are spatiotemporal predicates with the meaning of within. The theory
we propose will, thus, unifonnly derive the interpretation of the Progressive
and the Perfect from the same set of syntactic and semantic primitives:
spatiotemporal predicates ordering two times.
A further advantage of our analysis is that it derives - without additional
stipulations - the syntax and semantics of recursive aspects (e.g. the Perfect
of a Progressive), as well as constraints on recursive aspects (e.g. *the
Progressive of a Perfect) - see Demirdache & Uribe- Etxebarria (1996).
S. The Phrase Structure of the Progressive Aspect
Consider the example in (10), a past progressive sentence. (10) describes a
process: Henry was in the process of building a house. We propose that
(10) has the phrase-structure in (11).
(10)
In (11), the EV-T is a bounded interval [tI, t2] where t2 is the time that
defines the final endpoint of the event. The progressive aspect is a
spatiotemporal predicate with the meaning of (with)in: it orders the ASTT within the EV -T. It thus picks out a time contained witlnn the interval
defined by [t!, t2]. Past tense is a spatiotemporal predicate with the meaning
of after. It orders the UT-T after the AST-T. (11) thus focuses'a subinterval
within the interval defined by the event of building. TIlis subinterval is
itself located in the past, since the UT-T is ordered (by Tense) after tIlis
subinterval (i.e. after the AST-T).
(V
(11)
MYRIAM URIBE-ETXEBARRIA
(13)
TP
TP
~
Uf-T
T'
Uf-T
TO
after
~
AST-T
ASP'
ASpo
VP
withilJ, ~
ASpo
VP
within ~
VP
Following Smith (1991), we assume that only the time interval witllln the
time of the event denoted by tlle VP focussed by aspect is visible to the
semantic interpretation (see section 2). The time focussed by ASPect in (11)
- wlllch we have called the AST-T, following Klein (1995) - must be a
subinterval of tlle event time; that is, it must be properly' contained within
the EV-T.4 Since the AST-T does no include the endpoints of the event, no
assertion is made about whether the event of building culminated - although
the sentence is in the past. (10) CaII, thus, be followed by but he never
finished itl ... and he is still building itl ... and he finished it this summer.
The present progressive sentence in (12) has the sanle phrase structure
as the progressive sentence in (10), as illustrated in (13). The single
difference between (10) aIld (12) is tlle tense of the sentence (past vs.
present). Whereas in (11), tlle head of TP is a spatiotemporal predicate with
the meaning of after, in (13), the head of TP is a spatiotemporal predicate
witll the meaIung of within.
Henry is building a house.
EV-T
This raises the question of how we define the EV -T when the event never
culminates (e.g. Max was crossing the street when he was struck dead). This issue
- and more generally, the imperfective paradox - is discussed in detail in
Demirdache & Uribe-Etxebarria (1996).
VP
ASPP
within
ASP'
EV-T
T'
TO
ASPP
AST-T
(12)
/153
a.
b. Zazie
Zazie
est
IS
en
in
train
along
ce
of
miauler
miaowing
5.2.2. Basque
Setting aside the reduced group of verbs that fonn the progressive by
making use of a synthetic fonn, the progressive is fonned by combining
the nominalized form of the verb suffixed with the inesive (locative)
postposition -n 'in/on/at' and the verb ari 'engage'. Progressive sentences
are always intransitive.
TIus correlation between locative 'Be' and the auxiliary used in progressive
sentences also holds in Basque. In particular, progressive constructions can
be fonned by combining tile locative verb egan 'Be' with a nominalized
fonn of the verb in inesive (locative) case, as illustrated in (l8a).
(15)
a.
(18)
a.
b. Amaia
leihoa
apur-tze-n
aIi
cb.
Amaia-ABs window-ABs break-NoM-LOC (in) engage Aux(is)
Lit 'Amaia is engaged in breaking the window'
Davis (1996) argues that main verb wa7 only takes locative complements
and establishes the following correlation between the auxiliary use of wa7
in progressive sentences aIld the locative use of main verb wa7.
.. The primary function of the main verb wa7 is locative. Main verb wa7
unlike English be is compatible only with locative complements... Main
verb wa7 appears to mean not just be but be somewhere; in other words, just
as auxiliary wa 7 supplies temporal coordinates, main verb wa 7 supplies
spatial coordinates which may be fixed by locative deictics or prepositional
phrases .....
5.2.4. Spanish
The SaIne correlation holds in SpaIlish between tile auxiliary verb used in
progressive constructions aIld the verb 'Be' used with locative expressions.
There are two verbs 'Be' in SpaIush: Ser and ESlar. It is tile locative 'Be'
(Eslar) that appears in progressive constructions (Eloise Jelinek, p.c.).
(17)
a.
b.
Progressive.
Jator
es ta
Jator
1s
[ ESTAR + Vgerund]
coniendo
nUUling
[ESTAR + LOC NP]
Simple Locative
Jator
esta
en
casa
Jator
at/in
home
IS
Progressive.
[V + tze + LOC (IN) EGON (ESTAR)]
Miren
liburua
irakur-tze-n
dago
Miren-ABS book-ABS read-NOM-LOC be (estar)3-SG.ABS
Simple Locative
[NP-LOC EGON (ESTAR)]
Miren
etxe-a-n
dago
Miren-ABS
house-DEf-LOC be (estar) 3-SG.ABS
'Miren is (= estar) in tile house'
(20)
LaIle-a-n
dago
[NP-LOC EGON (ESTAR) ]
work-DEf-LOC be (estar) l-SG.ABS
Lit: 'S/he is inlat work' ='S/he is working'
a.
Zer-tan
what-LOC (in)
zaude?
be (estar) 2-SG.ABS
b. Zer-tan
what-LOC (in)
ari
engage
zara?
be (ser) 2-SG.ABS
5.2.6. English
'Locative inesive expressions with a progressive interpretation are also found
in English, where we Call say idiomatically I am in the middle a/washing
the dishes (as pointed out by Eloise Jelinek p.c.)
5.3. Historical Evidence for our Analysis of the Progressive
Historical evidence for our proposal that the progressive is a spatiotemporal
ordering predicate with the meaIllng of (with)in is provided by Vlach (1976)
and Bybee, Perkins & Pagliuca (1994). Vlach argues tIlat the historical
antecedent of the progressive in English is a construction in which a
preposition - eitIler on or at, later shortened to a- as in 'asleep' - combined
with a genmd(-ive) noun phrase, as illustrated in (21), quoted from Bybee,
Perkins & Pagliuca (1994).
(21)
a.
He is on hunting
b.
b.
TP
~
UT-T
5.4. Conclusion
Our model of temporal relations is based on three times (BV-T, AST-T, UTT). However, it cannot be reduced to the classical Reichenbachian system
(i.e. EV-T, REF-T, UT-T). Within a Reichenbachian system, a REF-T
cannot be ordered within another time - that is, a REF-T cannot refer "to a
subpart of the EV -T. Reichenbach is, thus, forced to resort to an ad-hoc
system of diacritics to derive the interpretation of the progressive - as was
illustrated in (9) above, where an arrow over E was used to indicate that the
E(vent time) is not punctual but spreads over time.
We have integrated the progressive aspect into a system of Tense
representation - and uniformly derived the compositional interaction of
Tense and Aspect - without resorting to either features such as [+/completed, +/- progressive, +/-perfective] or ad-hoc diacritics. Our analysis
rests on two assumptions: (i) ASP<> is a dyadic predicate taking two timedenoting phrases as arguments; (ii) the Progressive Aspect is a
spatiotemporal predicate with meaning of (with)in. In a progressive
sentence, the event denoted by the VP is presented without Initial or Final
end-points because ASP establishes a topological relation between the time
to which the assertion of the sentence is confined and the event time of the
VP: it orders the AST-T within the EV-T. The AST-T in (11) or (13),
thus, refers to a subpart of the EV-T which includes neither the Initial nor
Final endpoint of the event.
Under tllis analysis, the Progressive acts like 'a present tense': both
Present Tense and Progressive Aspect are analysed as spatiotemporal
predicates with the meatling of within.
a.
T'
TO
after
ASP.P
~
ASP'
AST-T
ASpo
VP
after
~
EV-T
VP
a.
158/ HAMIDA
b.
Selected References
~
UT-T
T'
TO
within
ASP-P
~
AST-T
ASP'
ASpo
after
VP
~
EV-T
VP
We have derived the perfective viewpoint of the perfect (i.e. the event is
presented as completed) without resorting to ad-hoc features such as, +/completed, +/- perfective, +/- terminated. The event is presented as
completed because the perfect orders a reference time (the ASS-T) after the
EV-T and, hence, after the time that defines the culmination of the event.
6.2. Cross-linguistic
Perfect
Evidence
for
our
Analysis
of
/159
the
7. Conclusion
The uniform structural representation for Tense and Aspect proposed here is
based on a simple schemata: spatiotemporal predicates relating times.
Present is analysed as UT-T (witlz)ill AST-T, Past as UT-T after AST-T,
Progressive as AST-T (witlz)ill EV-T and Perfect as AST-T afterEV-T.
We believe that our proposal can be extended to other aspects, once we
assume that Aspects are spatiotemporal predicates and can explain why
predicates of +/- central coincidence (e.g. allative to/towards, locative
in/on/at) playa pervasive role in temporal and aspectual systems crosslinguistically (cf. Hale 1984, Fong 1996).
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