Planning Procedures, Scheme Appraisal and Design: Sultanate of Oman
Planning Procedures, Scheme Appraisal and Design: Sultanate of Oman
Planning Procedures,
Scheme Appraisal and Design
2.1
Planning Procedures
2-1
2.1.1
General
2-1
2.1.2
Scheme Identification
2-1
2.1.3
Utility Information
2-1
2.1.4
Land Acquisition
2-1
2.1.5
Inter-Governmental Consultation
2-2
2.1.6
Public Consultation
2-2
2.2
2-2
2.2.1
General
2-2
2.2.2
Feasibility Studies
2-2
2.2.3
Preliminary Design
2-3
2.2.4
Final Design
2-4
2.3
Technical Notes
2-4
2.3.1
2-4
2.3.2
Drawing Standards
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2.3.3
Geotechnical Conditions
2-5
2.3.4
Meteorological Conditions
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Drawings
SD 2-01: Conventions (Scale: N.T.S)
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2-7
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SD 2-04: Abbreviations
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2.1
PLANNING PROCEDURES
2.1.1
General
2.1.1.1
A planning framework for organizing the physical development of the Sultanate of Oman is produced
2.1.3
Utility Information
2.1.3.1
At an early stage in the project cycle, the proponent or designer will need to obtain all information
concerning existing and proposed services which could be affected. The main agencies which are responsible
by the Supreme Committee for Town Planning. Within this framework, Regional Plans for all areas of the country
Based on these Regional Plans, the Supreme Committee for Town Planning draws up Town Structure
Plans for all areas of the Sultanate. These Town Structure Plans are the detailed basis on which development
Implementing Agency
Muscat Municipality
2.1.1.2
Location
2) Within the Governorate of Dhofar Ministry of Transport and Communications and the Office of
the Minister of State and Governor of Dhofar
3) In Sohar
4) All other places Ministry of Transport and Communications and the Ministry
2.1.1.3
The Ministry of Regional Municipalities and Water Resources, the Office of the Minister of State and
Governor of Dhofar, and the Ministry of Transport and Communications also look after all roads outside the
Ministry of Agriculture
Public Authority for Electricity and Water
Telecommunications Companies
Relevant Municipalities
Oil and Gas Companies
Waste Water Companies
Other concerned utility providers as necessary
2.1.4
Land Acquisition
2.1.4.1
It is important to note that information required for land acquisition should be gathered at the preliminary
design stage; however, the formal commencement of land acquisition procedures should not be started ahead
of formal scheme acceptance from approving parties. This is to avoid abortive land purchases for design which
is subsequently modified or cancelled.
Governorate of Muscat and the Wilayat of Sohar. The Ministry of Regional Municipalities and Water Resources,
2.1.4.2
procedures:
2.1.2
Scheme Identification
2.1.2.1
20 Year Development Plans have been produced for each Region in the Sultanate and are co-ordinated
by the Supreme Committee for Town Planning (SCTP) and the Ministry of National Economy (MNE). From these
Development Plans, a 5 Year Plan for the entire country is drawn up. A budget is produced for each Ministry based
on the 5 Year Plan and a set of priorities and programs is developed. These are then used by individual Ministries
to finalize their 5 Year Plan.
2.1.2.2
The identification of schemes can come from a variety of sources, however, the inclusion of schemes
into a formal priority list to be designed and implemented in based exclusively on relative need. Works such
as junction improvements and road reconstruction are normally promoted because of traffic congestion, poor
safety conditions, or road pavement failure.
2.1.2.3
New areas of traffic generation resulting from land-use development also give rise to requirements and
plans for new road links and junctions whilst the expanding role of tourism in the economy of the Sultanate is
also a factor which impacts on the need to develop an effective road system. Regional initiatives in the form of
GCC proposals for international road networks also influence scheme identification, whilst the general public too,
is also sometimes the promoter of road schemes where these relate to local movement and access associated
with residential areas.
The Ministry of Housing is responsible for the assembly of land to be acquired and follows the following
When the Royal Decree is made, the compensation that the landowner will receive is fixed in accordance with
standard procedures and scales. Procedures include the agreement of details between affected people and the
relevant compensation committee. When agreement is difficult to reach, formal dispute procedures can be
followed by affected persons.
2.1.4.3
Where required, Land Reference drawings showing basic details of expropriation areas and other
details should be prepared, accompanied by a land reference schedule noting owners, case numbers and other
information. Preparation of this material requires the co-ordination between all relevant concerned authorities,
particularly important being the Ministry of Housing, the Ministry of Interior, Municipalities, and the Ministry of
Regional Municipalities and Water Resources.
2.1.4.4
From the Land Reference Drawings in every land acquisition case, a Land Interest drawing should
be prepared giving all details of each individual land acquisition. The information shown on the drawing should
include the owners name, area or areas of land to be acquired and the unit cost. It must also include any
accommodation works to be carried out within the road construction contract (e.g. replacement of a boundary
wall) and any direct compensation for items such as crops.
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2.1.5
Inter-Governmental Consultation
2.2.2
Feasibility Studies
2.1.5.1
Designers must consult with the following governmental organizations and other relevant concerned
2.2.2.1
Following scheme identification, a feasibility study should be carried out to determine the viability of
the project in economic, environmental and engineering terms. The feasibility study would investigate alternative
options to establish the most promising solutions for further study and refinement, and establish priorities and
2.1.6
Public Consultation
initial budget estimates. A decision will need to be made regarding the scale of the economic feasibility study
to be carried out. The preparation of feasibility studies can be particularly time-consuming and use extensive
manpower resources. In some cases, where there are prior uncertainties about the economic viability of a project,
a short and quick pre-feasibility study should be carried out. This typically involves an engineer/planner and an
Ministry of Housing
economist for about one month input per expert. A prefeasibility study calculates project costs and benefits
to a lesser degree of accuracy, say +/- 25% of costs and benefits, than those used in a full feasibility study.
The results of a pre-feasibility study however, will indicate whether a full feasibility study should be carried out
and also whether the scope of the project needs to be changed from its original form.
Ministry of Agriculture
Muscat Municipality, Municipality of Dhofar and other relevant Municipalities
2.2.2.2
Typically, the issues listed below would be included in the feasibility study of a major highway scheme
and need careful consideration. The actual extent of time and effort required to address these issues should be
consistent with the relative size and importance of the individual project in question.
Procedures for public consultation can take place, where deemed necessary, for highway projects
countrywide. There are, however, some procedural differences in the method of conducting the consultation
2.1.6.1
consultation is necessary, it is normally carried out through the Wali of the region concerned who would consult
local representatives. When appropriate, agents from the Client Authority, together with their designers typically
meet the Wali and other concerned parties to explain the proposals and clarify any issues arising.
2.1.6.2
Development of alternative options, routes or strategies and establishment of the area of traffic influence,
Preliminary topographical survey as necessary to supplement available mapping and/or imagery,
Initial appraisal of site conditions including land use, development boundaries, terrain, drainage and
geotechnical characteristics,
Collection and analysis of existing traffic and axle load data, traffic growth indicators, and relevant
development planning,
Within capital and other large urban areas, information on road project proposals can be conveyed to
the general public, stakeholders, and those directly affected by various means which can include press releases
and other news media. General letters can be circulated where necessary to members of the public who are likely
to be directly affected by the works in some way, and can include information such as the extent and time scale
2.1.6.3
Conducting and analyzing traffic counts and axle load weighing surveys as necessary,
Prediction of traffic use by traffic type and by time period as necessary over the design life of the project,
Establishment of initial engineering design criteria and structural concepts,
Preparation of suitable scale drawings illustrating project horizontal location and other geometric
features, including major engineering features such as bridges and other structures, interchanges,
protection works etc. Typical drawing scales for highway geometric design would depend on
The amount of public consultation and the procedures involved will be related to the size and importance
of the project, the level of impact likely to be felt, and the respective administrative authority. Designers will be
expected to support and assist the Client Authority as necessary throughout this entire process.
Appraisal of the advantages and disadvantages of project alternatives for various user groups,
2.2
2.2.1
General
2.2.1.1
The conventional stages used for designing a highway scheme consist of the following:
Preliminary appraisal of the environmental impacts of the alternatives and preliminary discussion
with the Ministry of Environment and Climate Affairs. This will include an initial review of the
potential for noise and air pollution,
2.2.2.3
economic growth in combination with road network development will change travel patterns over the longer term.
The scope of each phase is specified by the Client depending on project conditions and in some cases may include
particular additions such as the application of Value Engineering and/or Risk Assessment techniques to design
procedures. However, in broad terms, the work which would be covered in each Phase is presented in the following
sub-sections.
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Traffic demand predictions are particularly important in this context, notably in areas where urban and
In such cases, traffic predictions should reflect wherever possible, the network wide conditions over the life of the
scheme by using appropriate modeling techniques via project specific traffic models, or use of existing models
or adaptations. This is critical for estimations of lane, junction and other requirements including predictions of
commercial vehicle use and subsequently, axle load predictions.
2.2.2.4
It is important to ensure that economic analysis is performed using standard parameters and
2.2.3.2
assumptions throughout. This is essential in order to be able to compare the economic indicators between other
road sector projects which may have been analyzed independently and possibly at different dates.
2.2.2.5
A fully controlled topographical survey of the design corridors to establish accurate ground levels
and levels and coordinates of other natural and man-made features such as utility corridors,
roads and urban development. Alternative methods of producing mapping such as using aerial
The feasibility study must be presented in the form of a full technical report complete with associated
photography (photogrammetric measures) may be used to produce the same information, which
drawings and all necessary calculations and supporting data to justify the selection of the Preferred Option or
will be ultimately transposed into a digital terrain model. This work will be of sufficient standard,
scale and accuracy to be used for both Preliminary Engineering and subsequent Final Design and
An executive summary in English and Arabic which summarizes the contents of the report, and
includes a project description, the main issues related to the scheme, alternatives considered and
their analysis, and the final economic, engineering and environmental conclusions, their comparison
Investigation into all existing and planned utility lines within the project corridors. This will entail
visual inspection by the designer as well as formal enquiries being made to the various utility
authorities in Oman. Should this information be considered inadequate (for whatever reason), the
Sufficient data and calculations, including traffic survey results and subsequent analysis/modeling to
possibility of further investigation using physical means and/or specialist equipment (e.g. ground
enable an independent examination of the technical competency of the work and any assumptions made,
Approach to the economic analysis, methodology, evaluation period (conventionally 20 years) and
explanation of values and assumptions made in respect of all inputs and parameters, including discount
rates, vehicle operating costs, values of time, accident costs and road maintenance costs etc,
A section presenting the method of evaluation of the alternatives and the reasoning behind the
Investigations into existing land uses, and all current and planned development schemes within the
Preliminary soil and geotechnical investigations at critical sites to determine material strength and
Supporting drawings which clearly show the main aspects of the schemes and highlight issue of
For cross drainage and road surface drainage, the analysis of catchment areas and runoffs to
particular relevance,
An Engineers Cost Estimate which must be produced to a level of accuracy of at least within
establish drainage requirements and protection works, (see Section 12 of these Standards),
Preparation of key plans, typical cross sections and other typical drawings, layouts and setting out
plans and profiles (horizontal scales usually between 1:2000 to 1:2500 and at 1:1000 in difficult terrain
+ 20% to 20% of the true cost. The cost estimation must be as accurate as possible, consistent
or complex urban conditions), structural and bridge general arrangements and side elevations,
with the level of detail of the initial design work and all major components of the project must be
accounted for and rates listed. All cost estimates for the study must be established consistently,
using fixed rates to ensure compatibility of results.
2.2.2.6
preliminary pavement design, and other relevant design features associated with the scheme,
Preparation of Right of Way drawings showing existing land ownership boundaries, overlaid with
scheme plans illustrating the potential extent of expropriation required for construction of the
scheme,
On completion and acceptance of the feasibility study, based on initial consultations with the Ministry
of Environment and Climate Affairs (MECA), a separate Scoping Report covering the preliminary appraisal of
EIA surveys and analysis and subsequent development of mitigation measures to relieve environmental
impacts such as noise pollution with preparation of outline mitigation plans and drawings as necessary,
environmental impact will be submitted to the MECA in support of an application for an Environmental Permit.
This will determine the type and extent of environmental analysis required during preliminary design to fulfill the
2.2.2.7
Liaison and consultation with all concerned Ministries, Authorities and other Stakeholders,
An Engineers Cost Estimate reflecting in a BoQ format, the more accurate calculations of quantities
and recognition of more design detail with the specific intention of providing accuracy in the range
Small scale highway projects, such as individual junction improvement schemes, may not require a
full feasibility study and/or economic analysis or a full environmental impact study. In such cases, a reduced
feasibility scope would be appropriate which, and when suitable, could be initiated at the start of Phase 2 -
Preliminary Design
2.2.3.1
Once a scheme has been chosen to progress to preliminary engineering design, the designer will prepare draft
preliminary engineering drawings, cost estimates and other documentation to enable the proposals for the construction
Analysis and comparison of options as necessary, using techniques noted in Sub-section 2.2.2 to
2.2.3
2.2.3.3
The submission of draft drawings and supporting documents would be accompanied by a Draft
Preliminary Engineering Report which would provide a full and detailed explanation of the work undertaken on
an item by item basis. A typical report layout would contain some or all of the following sections, supported with
appropriate technical appendices:
of the scheme to be submitted for approval to the Client. Should a scheme have options to be carried through to
preliminary design, these options will be developed to the same level of detail. This will enable further comparative
analysis of options, in a process similar to the feasibility study approach, but with more refined input.
3) Design Parameters
4) Mapping/Topographic Surveys
7) Structural Design
2.2.4.2
by a Draft Detailed Design Report, which presents the technical aspects of the design in a similar format to the
9) Pavement Design
Preliminary Engineering Report, in particular the justification for any deviations or other modifications made
to the agreed content of that Report. Reporting should include information on environmental design issues
2.2.3.4
In addition to the Draft Preliminary Engineering Report, a separate Draft Environmental Impact
Assessment Report should be produced which complies with Ministry of Environment and Climate Affairs project
scoping requirements and following Client Authority approval, should be submitted in support of the application
for a Final Environmental Permit.
2.2.3.5
At the discretion of the Client Authority, the Draft Preliminary Engineering Report and drawings should
be subject to an independent Road User Safety Audit conducted by a Professional Engineer. Subsequent Road
User Safety Audit recommendations would be managed as necessary by the designer.
2.2.3.6
During the preparation of the Preliminary Engineering Design, the Royal Oman Police should be consulted
formally. Firstly, at mid-term during design preparation and secondly, when the draft preliminary engineering
report and drawings are complete, to enable them to discuss and make proposals concerning relevant project
preparation issues. Should a Road User Safety Audit be conducted, opinions of the Royal Oman Police on issues
of concern should be included and commented on by that independent evaluation. The consultations by the
Client Authority and designers with the Royal Oman Police should be formally recorded and issued to each party.
2.2.3.7
On completion of the preliminary engineering work and approval of the Final Preliminary Engineering
including environmental engineering such as mitigation works where necessary. It should also contain all the
relevant calculations and associated assumptions used for the production of the detailed design and include
results and analysis of any Final Design surveys undertaken.
2.2.4.3
At the discretion of the Client Authority, the Draft Final Design Engineering Report and drawings should
be subject to an independent Road User Safety Audit conducted by a Professional Engineer. Subsequent Road
User Safety Audit recommendations to be managed as necessary by the designer.
2.2.4.4
During the preparation of the Detailed Engineering Design, the Royal Oman Police should
be consulted formally. Firstly, at mid-term during design preparation and secondly, when the draft final
engineering report and drawings are complete, to enable them to discuss and make proposals concerning
relevant design issues. Should a Road User Safety Audit be conducted at this stage, opinions of the Royal
Oman Police on traffic and safety matters should be included and commented on, by that independent
evaluation. The consultations by the Client and designers with the Royal Oman Police should be formally
recorded and issued to each party.
2.2.4.5
Based on the items and measures listed in the detailed bill of quantities, an Engineers Cost Estimate
will be produced by the designer to be within +10% to -10% of the true value.
2.2.4.6
At the end of the Final Design Stage, the Client will have sufficient documentation to be able to move
Report, the design submission will have addressed and resolved all major technical and environmental issues
2.2.4.7
related to the project, established accurate expropriation needs, and produced a reasonable cost estimate.
2.2.4
Final Design
2.2.4.1
Following approval by the Client of the preliminary design, the designer will complete the design in
Prior to commencement of the tendering procedures, formal approval of the project design shall be
2.3
TECHNICAL NOTES
detail and produce tender documentation as instructed. This work would consist, typically, of the following:
2.3.1
2.3.1.1
At a National level, the responsibility for mapping rests with the Ministry of Defense. Country-wide
Ongoing liaison with all concerned Ministries, Authorities and other Stakeholders,
coverage is available at 1:100,000, whilst certain areas are available at larger scales of 1:50,000. Mapping can be
Detailed design of all the elements of the works including production of final road layout plans and
obtained for government projects from the National Survey Authority on production of an official request in the
Drawings showing all project elements sufficient for the Contractor to accurately price and construct
the works,
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The detailed design drawings and contract documents should be submitted in draft, accompanied
2.3.1.2
The SCTP also is a source of country-wide base mapping produced directly from satellite photography
with an image based background having a resolution of 0.5m horizontally and 0.2m vertically.
2.3.1.3
Preparation of Appendices to the Standard Specifications for Road and Bridge Construction,
Preparation of Special Specifications,
2.3.1.4
Land ownership information is held by the Ministry of Housing for the entire country except Sohar,
For road planning/design, it is usual that in most cases, topographical surveys will need to be
undertaken. These should be tailored to the individual project, be based on mapping projection system WGS84
and be of sufficient quality and extent to be used for project development stages from preliminary to detailed
Preparation of the Prime Document including Conditions of Contract, Form of Tender etc.
design and construction. This is to avoid carrying out extra surveys at later stages.
2.3.2
Drawing Standards
2.3.2.1
These design standards contain, where appropriate, engineering drawings appended to each Section.
Engineering Drawings are classed as GD (General Drawings) or SD (Standard Drawings). General Drawings
provide broad guidelines for the issues, items or components illustrated and do not imply full and detailed
coverage or information. Standard Drawings are mandatory drawings applicable to the subjects presented and
can form, where appropriate, either partially or fully, a part of the contract design submission.
2.3.2.2
In order to simplify and standardize drawing submissions which accompany the various stages of the
design cycle, the following standard drawings (SDs) are provided at the end of this Section:
SD 2-01 Drawing Standards illustrating standards for drafting generally and layout treatments for
SD 2-02 and SD 2-03 illustrating mandatory symbols to be used on all mapping and drawings, And
including, in the case of SD 2-03, a standard title block and frame, on which the presentation of all contract
drawings must be based.
2.3.3
Geotechnical conditions
2.3.3.1
There are several geotechnical conditions prevailing in Oman that require special consideration, including
expanding clays, gypsum, meta-stable sand and mobile dune areas. These issues are addressed in Section 14 of
these standards entitled Highway Design and Geotechnical Considerations, and elsewhere in this document.
2.3.4
Meteorological conditions
2.3.4.1
Designers should pay special attention to the development of all infrastructure proposals related to
hydrology, including design return periods, the sizing of drainage openings and scour protection for embankments,
culverts and wadi bridges. This is covered in Section 12 of these standards and is particularly important in
relation to areas that are prone to extreme rainfall events and is one of the major issues to which this Highway
Design Standard has been specifically focused.
2.3.4.2
Close liaison with the Directorate General of Water Resources Assessment shall be maintained
throughout all stages of Hydrological Study related to road design, from the initial collection of statistical data to
the production of Hydrology Reports, for technical advice and review of reporting.
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SD 2-04 Abbreviations
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