What Is Personality Otto Kernberg
What Is Personality Otto Kernberg
What Is Personality Otto Kernberg
invited essay
WHAT IS PERSONALITY?
Otto F. Kernberg, MD
From Personality Disorders Institute, New York Presbyterian Hospital, Westchester Division; Weill Medical College of Cornell University; and Columbia University Center for Psychoanalytic Training and Research, New York.
Address correspondence to Otto F. Kernberg, 21 Bloomingdale Rd., White Plains, NY 10605. E-mail:
[email protected]
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Our fundamental proposal considers personality as an umbrella organization that includes a small number of major component systems: temperament, object relations, character, identity, ethical value systems, and cognitive capability (intelligence).
TEMPERAMENT
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teristic of personality disorders. They may signal inhibition within certain areas of affective expression, typically of a sexual or aggressive origin, or else,
in a paradoxical mode, reactions against feared instinctual impulses may
lead to exaggerated counter-phobic behaviors. In short, defensive character
traits may be inhibitory, exaggerated, or reaction formations, and, particularly in the case of severe personality disorder, a contradictory combination
of inhibitory and reactive formations that conveys a chaotic nature to the
character structure so typical for these disorders. As mentioned before, some
traits may reflect non-conflictual, dominant temperamentally based dispositions, particularly introversion or extraversion. Characterological traits may
reflect vicissitudes of the major neurotransmitters that influence the activation of primary affective systems, such as, for example, the accentuation of
intensity of negative affects derived from decrease in the functioning of the
serotonergic system and genetically determined hyper-reactivity of the amygdala to aversive perceptions.
To this point, I have related character traits to the behavioral activation
of internalized models of behavior represented by dyadic units of self and object representations under the dominance of certain affects, particularly peak
affect states. However, significant learning, of course, gradually occurs more
and more under conditions of activation of low affective states, when direct
perception and cognitive elaboration of the perceived environment permit
cognitive learning relatively uninfluenced by the expression of organismic
needs reflected in affect activation. Character formation, in other words,
does not depend exclusively on peak affect states. Basic affective states, however, correspond to basic motivational tendencies that, in turn, are ultimately
activated by the basic neurobiological systems geared to express the instinctual needs related to attachment, feeding, self-protection, peer bonding, and
sexuality.
So far I have referred to dyadic relations between self and object representations. It needs to be added, at this point, that, from the beginning of
life and gradually in a more articulated way, triadic internalized object relations complicate the original dyadic structures and determine more complex
mechanisms of identity formation. As a child learns to accept and understand the relationship between the caretaking person and other significant
adults and siblings in his or her psychosocial environment, he or she begins
to evaluate interactions between significant others and to relate them, by
projection, to the childs own experiences in dyadic relations. Internalized
dyadic relations now become influenced by the awareness of dyadic relations
in the individuals immediate environment in the process of identification of
the self with such experienced relations between significant others: basically,
the relationship of the parents.
In other words, triangulations emerge that lead to the significant conflicts around infantile aggression, sexuality, and dependency described in
psychoanalytic developmental theory and that interest us here because such
triadic relations contribute to more realistic assessment of the self and of
significant others in the interpersonal and internalized world of object relations. These developments foster the emergence of idealized, as opposed to
realistic, representations of self, modeled by parental demands and prohibi-
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tions, praise, and criticism. A moralistic assessment of ones self, with dismantling of primitive illusions of ones own absolute goodness, power, and
righteousness, and a gradual internalization of expectations, demands, and
prohibitions evolves, which creates tension between ones desired sense of
self and the realistically perceived one. The psychological structuralization of
this tension represents the origin of the superego in psychoanalytic theory
(Jacobson, 1964).
NORMAL IDENTITY AND IDENTITY DIFFUSION
ment of experience. Usually between the third and the fifth or sixth year of
life an integrated view of self is consolidated, in the context of a more realistic, integrated view of significant others: this constitutes normal identity
(Kernberg, 2012b).
The failure of this process, with persistence of a lack of integration of the
concept of self and of significant others, constitutes the syndrome of identity
diffusion. Here a permanent splitting of the idealized and persecutory realm
of experience is established, interfering with the integration of the concept
of the self and of significant others. The syndrome of identity diffusion is
reflected clinically in the incapacity to convey to an observer an integrated
description of self and the equal lack of capacity to convey an integrated
view of significant others (Kernberg, 2012b). This incapacity is reflected,
psychopathologically, in chaotic behavior patterns, severe feelings of insecurity, rapidly fluctuating self-assessments and degrees of self-regard, and uncertainty about ones major interests and commitments. By the same token,
these patients present great difficulties in commitment to work or profession
and in commitment to intimate relations that integrates eroticism and tender
love. They evince general instability and chaos in relations with significant
others, related to the severe lack of capacity to assess others in depth and to
maintain stable and intimate relations with them.
It is this structurally fixated lack of integration of the self and of the representations of significant others that represents the main etiological feature
of the corresponding chaotic lack of integration and pathological organization of characterological traits of the various prototypes of severe personality disorders. We have designated these patients as presenting borderline
personality organization. In contrast, neurotic personality organization
refers to those personality disorders that, while still presenting significant
rigid, defensive, and pathological character traits, do not present the syndrome of identity diffusion. These patients, therefore, represent a less severe
level of personality disorder.
Obviously, normal personality is constituted both by normal identity
and by relative absence of a constellation of rigid, defensive character traits
that would justify, if such defensive constellations were dominant, classifying
them as the neurotic prototypes of personality disorders. From this general
perspective, the proposal in the DSM-5 classification of personality disorders
of identity pathology as the central criterion of severity of personality disorders, defined by the combination of lack of integration of the self and of the
selfs willful self-determination and by abnormal relations with others characterized by a lack of capacity for empathy and intimacy, clearly corresponds
to the syndrome of identity diffusion (Kernberg, 2012b).
AN INTEGRATED SYSTEM OF ETHICAL VALUES (SUPEREGO)
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mation, and the conscious and unconscious value systems reflected by the
developed, integrated superego. In short, the development of an internalized
set of ethical principles derives from particular aspects of internalized object
relations, namely, those in which different levels of a broad spectrum of demands and prohibitions initiates the childs identification with the moral and
ethical values of his or her home and social environment.
Under pathological circumstances, different levels of severity of personality disorders may affect the integration of this internalized system of ethical values and, in turn, influence the development of different levels of psychopathology. Under the dominance of severe aggressive impulses, whether
derived from genetically determined, temperamentally established predominance of negative affects and lack of cognitive control and contextualization
of affects, or severely pathological attachment experiences, or a traumatic
early infancy and childhood, identity diffusion may become fixed. The lack
of identity integration negatively influences the integration of the different
layers of the superego system. The first, persecutory superego level becomes
excessively dominant by aggressive internalized object relations, and the relative weakness of the ego ideal level interferes with the integration of these
two levels and brings about a persistent dominance of the first, persecutory
superego level. The establishment of the third, higher level of ethical values
suffers as well, a consequence of excessive projection of the negative earlier
superego features. Clinically, this predisposes the individual to the activation
of ego syntonic aggressive antisocial behavior.
In fact, the development of antisocial behavior is the most important
complication of the most severe level of borderline personality organization
and signifies a poor prognosis for psychotherapeutic treatments. It causes
damage to the capacity of relationships with others and to the normal modulation of affective expression of ones own emotional needs. In contrast,
under conditions when normal identity development proceeds adequately,
this positively influences superego integration. Under circumstances when
normal superego integration takes place, but with a strong induction of excessive guilt feelings over instinctual impulses, the early superego level may
contaminate the ego ideal with the development of sadistic demands for
perfection. Under these circumstances, the prohibitions against infantile sexuality during the development of the third level of superego development
may appear as excessively prohibitive, even violent, so that an integrated but
sadistic superego may inhibit sexual, aggressive, and dependent impulses,
leading to a defensive character structure that characterizes the higher level
of personality disorders (neurotic personality organization).
One may summarize, in a simplified way, the dominant etiological features of personality disorders at different levels of severity by stating that,
at the level of borderline personality organization, conflicts, whatever their
origin, around aggressive impulses predominate. At a higher level of development, with the establishment of normal identity, conflicts around infantile
sexuality and dependency are predominant in the pathology of neurotic personality organizations (Kernberg, 2012b). Obviously, this is a very general
statement that includes a broad spectrum of variations in terms of individual
history and development.
INTELLIGENCE
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