National Labor Relations Board v. Fibers International Corporation, 439 F.2d 1311, 1st Cir. (1971)
National Labor Relations Board v. Fibers International Corporation, 439 F.2d 1311, 1st Cir. (1971)
National Labor Relations Board v. Fibers International Corporation, 439 F.2d 1311, 1st Cir. (1971)
2d 1311
76 L.R.R.M. (BNA) 2798, 76 L.R.R.M. (BNA) 2928,
64 Lab.Cas. P 11,554, 65 Lab.Cas. P 11,738
Paul Elkind, Atty., N.L.R.B., with whom Arnold Ordman, Gen. Counsel,
Dominick L. Manoli, Associate Gen. Counsel, Marcel Mallet-Prevost,
Asst. Gen. Counsel, and Warren M. Davison, Deputy Asst. Gen. Counsel,
were on the brief, for petitioner.
Donald M. Hall, San Juan, P.R., with whom Radames A. Torruella-delValle, and McConnell, Valdes, Kelley & Sifre, San Juan, P.R. were on the
brief, for respondent.
Before ALDRICH, Chief Judge, McENTEE and COFFIN, Circuit Judges.
ALDRICH, Chief Judge.
Examination of the NLRB's yearly reports shows that much more often than
not we have enforced the orders of the Board. There is one area, however,
where we have never seen eye to eye: the test for determining whether a
discharge for established misconduct was in fact an unfair labor practice.
Having in mind that a business dicision is involved, it has our position that the
Board has the burden of making a clear showing that the employer's dominant
motive was not a proper business one, but union animus. In spite of constant
reiteration,1 neither our cases, nor enen our statement of the principle, appear in
trial examiners' discussions or Board opinions. This failure shows itself in the
result.
The facts in the present case require a considerable exposition. In the fall of
The facts in the present case require a considerable exposition. In the fall of
1968 an open attempt was made by a union2 organize the Guayama, Puerto
Rico, plant of Fibers International Corporation. The names of three employees,
of which one Ruben de Jesus was listed second, appeared regularly on union
leaflets. On January 23, 1969, a different type of leaflet was circulated
endorsing the union, purportedly signed by some 95 employees. A number of
these employees were disturbed by the use of their names. They asserted they
had not authorized such circularization, and feared that it would cause them
difficulties with the company. Ibzan Ortiz, a supervisor in de Jesus' department,
assured the employees that there would be no reprisals. The company was
engaged in collecting evidence to contest the union's conduct of the election,
and Ortiz also announced that any employee wishing to make a written
statement that he had not authorized the leaflet could do so. 3 One of the
employees who signed such a disclaimer was Luis Cruz. We proceed with four
paragraphs from the examiner's report. 4
'De Jesus did not hurt Cruz when he took hold of his arm. But Cruz who on the
stand appeared to be a timid man, was frightened. He took de Jesus' closing
remarks as an assertion that in the future De Jesus would catch him outside the
plant and do him harm.
'De Jesus denied telling Cruz he was a homosexual or grabbing him by the arm
or telling him he would take care of him later. In view of the other evidence
rlating to these matters I do not credit de Jesus' denials.
'At the end of the argument de Jesus got into a car driven by fellow employee
(Gazhound) Soto. As Cruz was driving out of the parking lot Soto's car blocked
the way. It is not clear from the evidence what caused this. Soto denied that it
was intentional. But Cruz in his fuightened state of mind thought it was
intentional.'
7
The testimony before the examiner was emen more colorful. Cruz and three
others filed a written report on the incident with the company. When de Jesus
was called to the office the day following Cruz' complaint and asked about it,
he denied the event occurred. He stated, 'I had a high concept of honor and * *
* I did not speak badly to any human being, much less to a co-worker.' A Mr.
Gray thereupon discharged him. The following day de Jesus filed an unfair
labor practice charge and gave a written report to the Board. He said nothing
about the Cruz incident, although it had been the only subject mentioned at the
discharge. On February 17 he gave the Board a second statement; on February
19 two more. In none did he mention the incident. Finally, on March 13, the
Board representative, having learned of the Cruz matter, asked de Jesus about
it. He testified, 'Then I remembered that we had had a few words and I told
them to the investigator, Mr. Sykora, in case it had any connection or could
help in any way.' This desire to 'help in any way' had not caused the matter to
occur to him before, he explained, 'because that was not too important and
besides there was nothing there that could be catalogued as an offense or as an
agression so that somebody would complain and they would suspend me from
my work.' 'If Sykora had not touched that point during the investigation it
would never have occurred to me.'
Of course, as de Jesus knew, every pary of this explanation, like his original
denial, was totally untrue. In addition to what we have already recited, we note
that he admitted on cross-examination that within a few days after his discharge
he sought three witnesses to the parking lot occurrence, told them that this was
why he was discharged, and asked them to give the Board absolving statements.
The trial examiner's reasons for his conclusion that the discharge of de Jesus
was improperly motivated, even though he was guilty of misconduct,5 meriting
'some kind of disciplinary action,' were several. First, the examiner found that
he was 'the outstanding union activist, /6/ * * * which requires close scrutiny of
the employer's motivation.' Second, he noted that 'there is some evidence
although not a great deal, of company union animus.' We agree it was not a
great deal.7 Third, the report cites 'the one-sided investigation of the parking lot
incident. No effort was made to obtain de Jesus side of the story prior to his
discharge. When on the afternoon of January 29 he was called into supervisor
Gray's office and accused of improper conduct in the parking lot, he denied
acting improperly and sought to learn who his accusers were. Instead of getting
his side of the story, Gray fired him on the spot.' We do not know what the
examiner means by 'no effort' to get de Jesus' 'side of the story.' It had his total
denial. The investigation was 'one-sided' because the four other witnesses
disagreed with him. Two pages later, the examiner states his fourth reason, the
'conclusion (of improper motive) is supported by the testimony of industrial
relations supervisor Guerrero who made it clear that they carefully considered
the case of de Jesus in order to make sure they had enough on him8 to fire him.'
10
The Board's brief says that this 'is a classic 'pretext' case.' The fact is, it is more
a classic Board rationalization case. We are accustomed to the Board
concluding that the employer must have been improperly motivated because it
acted too slowly. E.g., N.L.R.B. v. Billen Shoe Co., n. 1, ante, at 803; N.L.R.B.
v. Agawam Food Mart, n. 1, ante; cf. Board of Publication of Methodist Church
v. N.L.R.B., 6 Cir., 1962, 297 F.2d 379, 380. In the case at bar it has achieved
the millenium. Here the company is condemned for its haste. In the next breath
it is criticized for its care.
11
12
Board wanted to overlook de Jesus obvious misconduct vis-a-vis itself, that was
its affair. The company was not obliged to be as forgiving. No evidence
warrants a finding that the company's decision, although no doubt pleasing to it,
cf. N.L.R.B. v. Lowell Sun Pub. Co., 1 Cir., 1963, 320 F.2d 835, 842; N.L.R.B.
v. Birmingham Pub. Co., 5 Cir., 1959, 262 F.2d 2, 9, was not motivated by
proper business considerations. The section 8(a)(3) order requiring
reinstatement and back pay must be vacated.
13
14
15
The Board, dissatisfied with certain language in our opinion, seeks the excise of
the words 'clear' and 'dominant' from the sentence in the first paragraph which
ends as follows,
16
'* * * the Board has the burden of making a clear showing that the employer's
dominant motive was not a proper business one, but union animus.'
17
In addition, the Board points to our statement in footnote 1 that 'we are aware of
no substantial conflict' with the other circuits, and cites cases which it says
indicate that this is erroneous. The prime difficulty appears to be that the Board
considers the word 'dominant' to impose an undue burden upon it.
18
19
In support of its petition the Board cites some fifteen cases, listing them by
circuit. While none states that the improper motive must be 'dominant,' we
consider the language of several to be indistinguishable. NLRB v. Milco, Inc., 2
Cir., 1968, 388 F.2d 133, 138 ('the true reason'); Hugh H. Wilson Corp. v.
NLRB, 3 Cir., 1969, 414 F.2d 1345, 1352, cert. denied, 397 U.S. 935, 90 S.Ct.
943, 25 L.Ed.2d 115 ('the 'real' stimulus'); NLRB v. Buitoni Foods Corp., 3
Cir., 1962, 298 F.2d 169, 174 ('in fact motivated'); NLRB v. Central Power &
Light Co., 5 Cir., 1970, 425 F.2d 1318, 1322 ('actually motivated'); NLRB v.
Stemun Mfg. Co., 6 Cir., 1970, 423 F.2d 737, 741 ('the actual impelling
motive'). It is true that the Board cites cases using general phrases indicating
that a 'partial' motive that is improper is enough. Some of these, however,
proceed, in discussing the evidence, to apply a standard not significantly
different from ours. E.g., NLRB v. Princeton Inn Co., 3 Cir., 1970, 424 F.2d
264; S. A. Healy Co. v. NLRB, 10 Cir., 1970, 435 F.2d 314. No case cited by
the Board articulates a lesser requirement for finding a discharge to be an unfair
labor practice. Even NLRB v. Whitfield Pickle Co., 5 Cir., 1967, 374 F.2d 576,
on which the Board particularly relies, after saying that the 'anti-union motive
need not be dominant,' goes on to say that the Board must show 'that the
employee would not have been fired but for the anti-union animus of the
employer.' 374 F.2d at 582. The only opinions not expressing that standard
express none at all. We decline to delete the word 'dominant.'
20
With regard to our of the word 'clear' we do not mean, as the Board fears, that
its burden of proof on this issue is any greater than it is on any other. However,
our experience has been that from time to time the Board not only forgets that
'partially motivated' means effectively motivated, but forgets that an aura of
even strong union animus is not sufficient in itself, once an adequate and proper
business reason has been establishd. While of course an employer who has
good cause to apply a particular sanction may in fact do so for an impermissible
reason, in such circumstances the Board must have an affirmative basis for
believing that the employer rejected the good reason and chose the bad. It is not
enough, as in the case at bar, to ignore or denigrate the business reason, or to
substitute speculation in its place.
21
See, e.g., N.L.R.B. v. Agawam Food Mart, Inc., 1 Cir., 1970, 424 F.2d 1045,
1047, and cases cited; N.L.R.B. v. Gotham Industries, Inc., 1 Cir., 1969, 406
F.2d 1306, 1309 n. 5; N.L.R.B. v. Billen Shoe Co., 1 Cir., 1968, 397 F.2d 801,
803, and cases cited. No purpose would be served by cooecting cases from
other jurisdictions; we are aware of no substantial conflict
So that there may be no misunderstanding about what we mean by dominant
motive, we state it again. Regardless of the fact that enforcing the penalty may
have given the employer satisfaction because of the employee's union activities,
the burden is on the Board to establish that the penalty would not have been
imposed, or would have been milder, if the employee's union activity, or a
union animus, had not existed.
A Board witness testified that Ortiz offered 'some considerations' in return for
such statements, but Ortiz denied this and the examiner credited Ortiz
Except in a matter not relevant to this issue, the examiner's report was adopted
by the Board. The Board's opinion is reported at 181 N.L.R.B. No. 93 (March
19, 1970)
The examiner concluded, 'It is fair to say that he spoke to Cruz in angry abusive
terms. Moreover, in view of his ill-timpered language emphasized by twice
taking hold of Cruz' arm, his parting words indicating that they would see each
other in the future was, in context, reasonably construed as a threat of future
bodily harm.'
It is not important, but no evidence, even from de Jesus, who was not given to
modesty, indicated him to be 'the' outstanding activist
Essentially, in the course of an entire, open, campaign, one supervisor told one
imployee, out of 650, that he could advance faster if he did not join the union.
The other remark claimed to show union animus on the part of the company we
find entirely ambiguous
See n. 7, ante