Original Formulation of The Finite Element Method: Finite Elements in Analysis and Design
Original Formulation of The Finite Element Method: Finite Elements in Analysis and Design
Original Formulation of The Finite Element Method: Finite Elements in Analysis and Design
89
Elsevier
Abstract. Following a brief summary of the 1952 state of the art of structural analysis, the paper describes the
circumstances that led to the formulation of the finite element method by members of the Structural Dynamics
Unit at the Boeing Airplane Company. It is noted that the central feature of the procedure that was developed is
the evaluation of the stiffness properties of structural elements based on assumed sets of displacement
interpolation functions. As originally applied, the method used direct stiffness assembly to establish the
structure stiffness; then the analysis was performed by the displacement method.
Introduction
Since the introduction of the finite element m e t h o d over thirty-five years ago, applications of
this analytical procedure to problems of engineering practice have u n d e r g o n e p h e n o m e n a l
growth. Both the diversification in areas of application and the increasing complexity of the
problems to which it has been applied could not have been imagined at the time when its basic
concepts were first promulgated. One consequence of this rapid growth is that no single unique
definition of the finite element m e t h o d can be stated. In fact, it is evident that the n a m e n o w
means different things to different people, and it m a y be useful to mention two differing points
of view.
One group of practitioners considers the finite element m e t h o d to be merely an extension of
standard methods of structural analysis [4] in which the structure is treated as an assemblage of
discrete structural elements. F r o m this point of view the finite element extension permits the
use of two- and three-dimensional elements in addition to the structural b e a m and truss
elements that had been used previously, as shown in Fig. 1 [4]. The alternative opinion, held by
m a n y other engineers and scientists, is that the finite element m e t h o d is a procedure for
IDEALIZATION
(b)
Fig. 1. Modeling of structures as assemblages of discrete elements. (a) One-dimensional elements. (b) Two-dimensional
plane stress dements.
A C T U A L FRAME
(a)
IDEALIZATION
ACTUALDAM
90
m _ _
__j_l
(a)
(b)
up
o~
/
x~T
250
Fig. 2. Modeling of plane stress continuum by regional discretization. (a) Mesh of discrete regions. (b) Calculated
uniform normal stresses in discrete regions.
obtaining approximate solutions of problems in continuum mechanics based on applying
assumed strain patterns independently in discrete regions of the system [16]. Figure 2 [3] shows
a cross-section of a gravity dam, a classical problem of plane stress analysis that had been
solved in the past by the finite difference method; this was one of the first practical problems
of continuum mechanics that was solved using finite elements. As a matter of fact, the concept
of regional discretization, which is a central feature of the finite element method, had been
proposed many years earlier by Courant [8] and by Prager and Synge [14] for solving such
plane stress problems. However, these early suggestions were not followed up, mainly because
computers were not available to carry out the extensive numerical operations, and references to
these ideas were only rediscovered long after the finite element method had been accepted as a
practical engineering tool.
Both of these contrasting points of view are valid, and each presently has a group of staunch
advocates. However, it is important to note in this description of the original formulation of the
finite element method that the first of these concepts guided the development; that is, the new
method was considered merely as an extension of standard analysis procedures that was
introduced to solve a difficult problem. Admittedly this is only a subjective impression of the
events that led to the development, and possibly others who were involved would remember it
differently. However, this presentation has some validity because the author not only was a
participant in developing the basic concept but also was responsible for coining the name of the
method. For convenience, this description is presented in five parts: (a) prior state of the art of
structural analysis; (b) the 1952 Boeing Summer Faculty Program; (c) the 1953 breakthrough;
(d) matrix formulation of structural analysis theory; and (e) naming the finite element method.
91
1950s. Generally speaking, at the end of World War II, the concepts of structural theory used
in aircraft design were the same as those used by civil engineers in the analysis of buildings and
bridges. In both fields, a structure was defined as an assemblage of discrete structural elements,
and the analysis consisted of evaluating the joint displacements and element forces due to a
specified applied load system. During the analysis the assemblage was required to satisfy three
basic conditions: (a) equilibrium of the element forces with the external loads, (b) compatibility
of the deformed elements so that continuity is maintained at the joints, and (c) force-deformation relationships in the elements that depend on the element properties.
It was recognized that the structural analysis might be done in either of two ways: the force
method wherein the element forces were determined so that joint compatibility was achieved, or
the displacement method in which joint displacements were calculated to satisfy equilibrium
requirements. In the analysis of flexural frameworks, a special version of the displacement
method, called moment distribution, usually was used in which the equilibrium conditions were
satisfied by iterative adjustment. However, in the analysis of more general types of structures,
the force method usually was preferred because it required the solution of a smaller set of
simultaneous equations.
In the years immediately following World War II, the aircraft structural engineering
profession began to move ahead of the civil engineers in the theory of structural analysis due to
pressures resulting from the increasing complexity of airplane configurations and the compelling need to eliminate excess weight. An important advance initiated almost exclusively by
aeronautical engineers was the introduction of matrix notation in formulating the analysis. A
factor contributing to this step was that the major airplane design companies had access to the
best computers available at that time, and the matrix formulation greatly facilitated the use of
computers as well as the standardization and simplification of the calculations. One outcome of
the matrix formulation of structural analysis was that it became apparent that either the force
or the displacement method could be recognized as a coordinate transformation in which the
element properties expressed in local coordinates were transformed to express the properties of
the assembled structure in global coordinates. Among the first to recognize that structural
analysis is essentially a coordinate transformation procedure were Falkenheimer [9] and
Langefors [12]. In summary, by 1952 aircraft structural analysis had advanced to the point
where a complex structure idealized as an assemblage of simple truss beam or shear panel
elements could be analyzed by either the force or displacement method formulated as a series
of matrix operations and using an automatic digital computer to carry out the calculations.
92
(a)
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Fig. 3. Swept-back box wing used in laboratory tests. (a) Structural idealization. (b) Load cases.
93
at the end of the 1952 Summer Faculty Program, it was concluded that the essential features of
the flexibility influence coefficient problem had been identified, but that little progress had
been made toward the proper representation of the wing skin in the mathematical modeling of
low aspect ratio wing structures.
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more efficient because it involved only the appropriate summation of the individual plate
stiffness. One study case was a rectangular plate clamped at one edge and subjected to uniform
tensile stress applied at the opposite edge, as shown in Fig. 4. This structure was first modeled
as a single quadrilateral plate element and then as assemblages of various shapes and numbers
of quadrilateral elements, as shown in Fig. 5. The stiffness of each quadrilateral element was
obtained by assembling four triangular dements, as shown in Fig. 6(c), and then eliminating
the central node by static condensation. The alternative methods of assembling triangles to
form a quadrilateral, shown in Figs. 6(a, b), also were studied, but they led to results that were
less accurate and consistent. The number of triangular dements used in modeling the various
3
(4
3
(b)
3
(c)
II
95
I0
IO'
Fig. 7. Discrete element modeling of typical low aspect ratio wing structures.
cases (a) through (d) of Fig. 5 ranged from 4 to 64. The results of the analyses showed that the
deflections calculated at the corners of the plate converged toward those obtained from a
refined finite difference analysis, and that the values obtained using the finest mesh of
quadrilateral plates gave excellent agreement with the finite difference solution.
When the feasibility of evaluating the behavior of plane stress plates had been demonstrated
in this way, it became possible to model a complete wing structure using assemblages of
two-dimensional elements to represent the wing skin and the spar and rib webs, combined with
one-dimensional spar and rib flange elements. This type of modelling of a low aspect ratio wing
is illustrated in Fig. 7. The modeling concept was applied to the simple box cantilever shown in
Fig. 8 to provide a numerical demonstration of the procedure. The convergence with increasing
mesh refinement was studied by varying the number of rectangular plates used to model the top
wing skin; between 1 and 18 elements were used in the wing skin (Fig. 9) together with a
corresponding mesh of plate and flange elements in the other surfaces of the box beam. The
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96
(a)
(b)
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deflections produced by various loads applied at the tip of the box were observed to converge
consistently as the number of elements increased, thus demonstrating that the finer dement
meshes provided better approximations of shear lag and other secondary distortion affects.
To describe the excellent performance achieved by the Turner plane stress triangles in these
and other analytical studies done during the 1953 Summer Faculty Program, a paper was
prepared that was presented by Jon Turner at the January 1954 meeting of the Institute of
Aeronautical Sciences in New York. For reasons I never understood, the paper was not
submitted for publication until June 1955, and due to normal publication delays it did not
appear in print until September 1956 [15]. However, it is important to note that this 1956
paper, which generally is recognized to have introduced the finite element method as a tool for
structural analysis, describes the work done during the 1953 Boeing Summer Faculty Program.
Also, it should be recognized that the principal credit for conceiving the procedure should go to
M.J. Turner, who not only led the developmental effort for the two critical years of 1952-53,
but who also provided the inspiration to use assumed strain patterns in defining the stiffness of
triangular plane stress elements.
97
was evident that the strain patterns used in defining the in-plane plate stiffness also could be
related to the state of stress developed in the plate, and I studied this stress analysis problem in
principle while I was at Trondheim. However, the lack of automatic computer facilities made it
impossible for me to do any significant analyses of this type while I was there.
When I returned to Berkeley in September 1957, I found that a new I B M 701 computer had
been installed in the College of Engineering, and I immediately began to develop a Matrix
Algebra Program [2] for that facility similar to the one described by Hunt. This program would
carry out any specified sequence of matrix operations, thus it made it possible for me to study
the use of the Turner triangular plate elements in solving practical plane stress problems. After
a few trial analyses I became convinced that this was a tool capable of solving any plane stress
problem to any desired degree of accuracy. However, when I commented to this effect to my
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Fig. 10. Demonstration of validity of finite element stress results [3]. (a) Example plane stress system. (b) Finite element
mesh. (c) Comparison of finite element stress results with series solution stresses [3].
98
(a)
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C)
TANGENTIALSTRESSES
r,
ro
RADIAL STRESSES
Fig. 11. Analysis of thick-walled cylinder under internal pressure [4]. (a) 2-D structure and loading. (b) Finite element
mesh for narrow arc model. (c) Comparison of finite element stresses with 1-D analysis.
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Fig. 12. Analysis of plate with elliptic hole under unifrom tension [4]. (a) Plate and load system. (b) Finite element
idealization. (c) Comparison of finite element stresses with mathematical theory.
99
Berkeley colleague (now Dean) K.S. Pister, he was very skeptical and challenged me to solve
some of the classical problems of plane stress analysis by this method. Much to his surprise and
to my satisfaction, excellent results were obtained, as shown by Fig. 10, which depicts one of
the earliest test cases. Of course the stress accuracy obtained in this case and in the dam section
analysis of Fig. 2 (which was done at the same time) was limited by the large size of the
elements used. Particularly in the Fig. 2 analysis of an assemblage of triangular elements, the
assumed constant state of stress in each element leads to significant stress discontinuities, as
shown in the figure. However, by using small elements in regions of steep stress gradients, and
by drawing smooth curves to depict the stress distribution resulting from the analysis, it was
possible to get excellent agreement with theory. More refined analyses that were done a short
time later further demonstrated this fact, as shown in Figs. 11 and 12 [4].
Because the results of these studies were so encouraging, I thought it was important to
prepare a paper for the structural engineering profession on the use of Turner triangular
elements in stress analysis. Probably the potential for such analyses was recognized by Jon
Turner and his group, but their mission was concerned with stiffness and deflection as required
in structural dynamics, rather than with stress analysis. The forthcoming 2nd ASCE Conference
on Electronic Computation, to be held in Pittsburgh in September 1960, offered the ideal
occasion to present the paper because the triangular element concept had been discussed only
in the aeronautical industry up to that time. In writing the paper, the principal problem turned
out to be the selection of a suitable name for the method. At Boeing, the term "direct stiffness
method" tended to be associated with the solution of structural problems using assemblages of
plane stress elements. However, in my opinion this name merely described the element
assembly procedure, and did not relate to the essential problem of evaluating the stiffness of
the plane stress elements. Noting the analogy to the finite difference procedure for solving
plane stress problems, but recognizing that in the new method the equations of elasticity were
applied independently in discrete regions, it seemed to me that those building blocks of the
structural model should be called finite elements. Consequently, the 1960 paper was called
" T h e Finite Element Method in Plane Stress Analysis" [3].
When the paper was presented, it had essentially no impact on the civil engineering
profession, mainly because the method could be applied effectively only by means of an
(b)
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Fig. 13. Gravity dam section with thermally induced crack [6]. (a) Basic geometry.(b) Finite elementidealizations.
100
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(b)
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STRESSES-O r
VERTICAL
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- -400!
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Fig. 14. Distribution of vertical normal stresses in cracked d a m section [6]. (a) Isotropic foundation ( E c / E f = 2/5). (b)
Orthotropic foundation ( E f y / E f x = 1/5).
automatic digital computer, and these were not readily available to typical structural engineers.
However, we had a suitable computer at Berkeley, and we were fortunate to obtain a research
contract from the U.S. Corps of Engineers at this time which enabled us to make a significant
advance in the application of the finite element method to practical civil engineering problems.
The objective of this research was to evaluate the safety of a concrete gravity dam that had
developed a major interior crack as a result of temperature changes during construction, as
depicted by Fig. 13(a). This plane stress problem was an ideal example for study by the finite
element method, and provided an opportunity for my doctoral student (now colleague) E.L.
Wilson to write the first computer program for finite element plane stress analysis. The
program calculated the stiffness properties for any specified mesh of triangular elements, and
then used Gauss-Seidel iteration to solve the equilibrium equations so that very large equation
sets could be considered. The finite element meshes used in this study are shown in Fig. 13(b)
and some of the stress results are shown in Fig. 14. The results of the research effort were very
satisfactory to the sponsors and were presented at the Symposium on the Use of Computers in
Civil Engineering that was held in Lisbon, Portugal, in 1962; this was the second time that the
finite element name appeared in the title of a paper [6].
In my opinion, that paper and the computer program used in its calculations marked the end
of the "Original Formulation" period in the history of the finite element method. The rapid
world-wide acceptance of the method was very evident at the 1965 Conference on Matrix
Methods in Structural Mechanics held at Wright-Patterson Air Force Base [7], at which many
papers were presented involving a wide range of applications of the finite element method.
Concluding remarks
In closing this paper, I will reiterate some concerns that I expressed in a paper written ever
ten years ago [5], in which I deplored the excessive confidence that some engineers had in the
101
results of computer analyses of complex structures. The major point of those comments was
that the results of a finite element analysis cannot be better than the data and the judgment
used in formulating the mathematical model, regardless of the refinement of the computer
program that performs the analysis. The main purpose of that word of caution was to
emphasize the continuing need for experimental observations of structural behavior; it is only
with such experimental evidence that computer analysis procedures can be validated, and there
is no question that the need for such validation is as great now as it was ten years ago.
However, during the past several years I have noticed an even more troublesome tendency
among many engineers: to accept as gospel the stress values produced by a finite element
computer program--without realizing the limitations of the approximation procedure being
applied. Clearly, the assumption of specified strain patterns used in formulating the element
stiffness makes it impossible for stress equilibrium to be satisfied locally at arbitrary points
within the elements. Equilibrium actually is considered only at the nodal points of the
assemblage, and even at those points it is satisfied only in an integrated virtual work sense.
Therefore, the engineers who make use of a finite element analysis must apply good engineering
judgment in interpreting the results of the analysis, based on a thorough knowledge of the finite
element stiffness formulation.
References
[1] ARGYRIS, J., "Energy theorems and structural analysis", Aircraft Engineering, 1954 and 1955, re-printed by
Butterworth's Scientific Publications, London, 1960.
[2] CLOUGH, R.W., "Structural analysis by means of a matrix algebra program", Proc. A.S.C.E. Conf. on Electronic
Computation, Kansas City, pp. 109-132, 1958.
[3] CLOUGH, R.W., "The finite element method in plane stress analysis", Proc. 2nd A.S.C.E. Conf. on Electronic
Computation, Pittsburg, Pa., Sept. 1960.
[4] CLOUGH, R., "The finite element method in structural mechanics", in: Stress Analysis, Chapter 7, edited by O.C.
ZIENKIEWmZ and G.S. HOLISTER,Johil Wiley and Sons, Ltd., pp. 85-87, 1965.
[5] CLOUGH, R., "The finite element method after twenty-five years: A personal view", Int. Conf. on Engineering
Application of the Finite Element Method, Computas, Veritas Center, Hovik, Norway, p. 1.1, May 1979.
[6] CLOUGH, R.W. and E.L. WILSON, "Stress analysis of a gravity dam by the finite element method", Proc.
Symposium on the Use of Computers in Civil Engineering, Laboratorio Nacional de Engenliaria Civil, Lisbon,
Portugal, 1962.
[7] Conference on Matrix Methods in Structural Mechanics, Air Force Institute of Technology and Flight Dynamics
Laboratory, Wright-Patterson Air Force Base, Ohio, October 1965.
[8] COURANT,R., "Variational methods for the solution of problems of equilibrium and vibration", Bull. Am. Math.
Soc. 49, pp. 1-43, 1943.
[9] FALKENHEIMER,"Systematic calculation of the elastic characteristics of hyperstatic systems", La Recherche
Aeronautique, No. 17 (Sept.-Oct. 1950), No. 23 (Sept.-Oct. 1951).
[10] HRENNIKOFF,A., "Solution of problems in elasticity by the framework method", J. Appl. Mech. 8, pp. A169-175,
1941.
[11] H, C.P., "The electronic digital computer in aircraft structural analysis", Aircraft Engineering 28, March (p. 40),
April (p. 11) and May (p. 155) 1956.
[12] LANGEFORS,B., "Analysis of elastic structures by matrix transformation, with special regard to semi-monocoque
structures", J. Aeronaut. Sci. 19 (7), 1952.
[13] MCHENRY, D., "A lattice analogy for the solution of plane stress problems", J. Inst. Civil Eng. 21 (2), 1943-44.
[14] PRAGER,W. and J.L. SYNGE,"Approximation in elasticity based on the concept of function space", Quart. J. Appl.
Math, 5, pp. 214-269, 1947.
[15] TURNER, M., R.W. CLOUGH, H.C. MARTIN and L.J. ToPp, "Stiffness and deflection analysis of complex
structures", Jr. Aeronaut. ScL 23 (9), pp. 805-823, Sept. 1956.
[16] ZIENKIEWICZ,O.C., The Finite Element Method in Engineering Science, 2nd edn. McGraw-Hill, New York, p. vi,
1971.