Firrantello V West Et Al COMPLAINT
Firrantello V West Et Al COMPLAINT
Firrantello V West Et Al COMPLAINT
Defendants,
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COMPLAINT
Plaintiff Kathleen Firrantello (“Firrantello”) d/b/a Farjo Music (hereinafter referred to as
“Plaintiff” or “Farjo”), by her attorney, Dennis H. Cavanaugh, as and for her complaint, alleges
as follows:
1. In this action, Plaintiff seeks injunctive relief and damages for acts of copyright
infringement and unfair competition engaged in by Defendants under the laws of the United
2. This action arises under the Copyright Act of 1976, 17 U.S.C. Sec. 101 et seq.
(the “Copyright Act”), and the common law of the State of New York. This Court has
jurisdiction pursuant to 28 U.S.C. Secs. 1331, 1332 and 1338, 17 U.S.C. Sec. 101 et seq., and the
3. The venue of this action is properly laid in the Southern District of New York
pursuant to 28 U.S.C. Secs. 1391(b) and (c), 1392 and 1400(a). Upon information and belief,
each of the Defendants has been transacting and continues to transact business in this the State of
New York and elsewhere in interstate commerce, or transacts business that affects such
commerce, and has been committing and continues to commit the acts complained of herein in
the State of New York and elsewhere in interstate commerce, and regularly has been and now
does business and solicits business and derives substantial revenue from the sale and licensing of
creative properties and other products and services sold, used or consumed in the State of New
York, including the musical composition complained of herein, and elsewhere in interstate
commerce. The Defendants expected or should have reasonably expected their acts, including
the acts set forth above and complained of herein, to have consequences in the State of New
York.
4. The amount in controversy exceeds, exclusive of interest and costs, the sum of
$75,000.00.
THE PARTIES
6. Plaintiff is informed and believes and thereupon alleges that at all times relevant
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hereto:
liability company with its principal place of business at 825 Eighth Avenue, New York,
New York 10019. On information and belief, Roc-A-Fella is either doing business in or
unincorporated division of Universal Music Group and/or Vivendi SA with its principal
place of business at 825 Eighth Avenue, New York, New York 10019. On information
and belief, Island is either doing business in or is engaged in the transaction of business
New York, New York 10019. On information and belief, UMG is either doing business
existing under the laws of France with its principal place of business at 42 avenue de
Friedland, 75380 Paris Cedex 08, France. On information and belief, Vivendi has an
office and place of business within this judicial district at 800 Third Avenue, New York,
New York 10022 and is either doing business in or is engaged in the transaction of
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principal place of business at 162 West 56th Street, Suite 306, New York, New York
10019. On information and belief, Sample is either doing business in or is engaged in the
unincorporated division of UMG and/or Vivendi SA with its principal place of business
at 2220 Colorado Avenue, Santa Monica, California 90404. On information and belief,
Island is either doing business in or is engaged in the transaction of business within this
judicial district.
k. Upon information and belief, Defendants Does 1-50 are either residents of
or are doing business in this judicial district. The identities of the various Does are not
presently known and cannot be presently known. This complaint will be amended to
either doing business in or are engaged in the transaction of business within this judicial
district. The identities of XYZ Corporations 1-50 are not presently known and cannot be
presently known. This complaint will be amended to include the name of the actual
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Defendants West, Roc-A-Fella, Island, UMG, Vivendi and Sample are hereinafter referred to
collectively as the “West Defendants.” Defendants Common, Interscope, UMG and Vivendi are
Redman, Island, UMG and Vivendi are hereinafter referred to collectively as the “Method Man
Defendants.” The West Defendants, the Common Defendants, the Method Man Defendants,
Does 1-50 and XYZ Corporations 1-50 are hereinafter referred to collectively as “Defendants.”
composer and recording artist (“Farrell”). Farrell died on January 10, 1986 and Firrantello is the
successor in interest to the rights of Farrell with respect to his recordings and musical
compositions. Prior to his death, Farrell did business as Farjo Music in connection with the
music publishing of the musical compositions written by Farrell. Upon her becoming Farrell’s
successor in interest, Firrantello continued to do business as Farjo Music. On October 16, 2003,
Firrantello filed a Business Certificate for Farjo Music with the Clerk’s Office of Duchess
8. In 1974, Farrell wrote a musical composition entitled “Upon This Rock” (the
“Plaintiffs’ Song”). Plaintiffs’ Song was originally recorded by Farrell and this sound recording
was released by Creed Taylor, Inc. d/b/a CTI Records (“CTI”) in 1974, catalog number CTI
9. The music, lyrics and/or other creative elements of Plaintiff’s Song are wholly
original with Plaintiff and constitute copyrightable subject matter under the Copyright Act.
No. EU486207, a copy of the certificate of which is attached hereto and identified as Exhibit A
and is incorporated herein by reference (the “Copyright”). The Copyright has been duly
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registered in the Copyright Office and all applicable recordation and registration formalities and
notice requirements under The Copyright Act have been fully complied with.
11. On or about December 13, 1974, Farrell and Char-Liz Music, Inc. (“Char-Liz”)
entered into a Popular Songwriter’s Agreement with respect to the Plaintiff’s Song, whereby
ownership of Plaintiff’s Song was transferred to Char-Liz. This agreement did not provide that
Plaintiff’s Song was a “work for hire” of Char-Liz. It also did not contain any transfer of
12. The Copyright was originally filed for and obtained by Char-Liz Music, Inc.
Copyright protection of Plaintiff’s Song was obtained pursuant to the 1909 Copyright Act, which
provided for an initial 28-year term of copyright protection and a single 28-year renewal term of
continued protection. As of the date of Farrell’s death in 1986, the Copyright was in its first
term of registration. Upon his death, his rights in the renewals rights in Plaintiff’s Song and the
Copyright passed to Firrantello. Pursuant to U.S. copyright law in effect at that time, the
renewal term of the Copyright vested in Firrantello on or about January 1, 2003. Pursuant to
amendment of U.S. copyright law then in effect, this second renewal term has a period of sixty-
seven (67) years. Plaintiff has filed a renewal registration of Plaintiff’s Song.
13. On or about 1974, Plaintiff’s Song was registered with Broadcast Music Inc.
(“BMI”), the music writer and publisher performing rights society. At all times complained of
herein, information regarding the registration of Plaintiff’s Song and the publishers or other
parties responsible for the licensing of Plaintiff’s Song was available from BMI.
between Joe Farrell and CTI entered into on or about May 31, 1973. On or about April 1974,
CTI published Plaintiff’s Record with notice of copyright. Subsequently, CTI filed for and
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N18109, a copy of the certificate of which is attached hereto and identified as Exhibit B and is
incorporated herein by reference. On or about 1979-80, CTI sold its catalog of sound recordings,
including Plaintiff’s Record, to Columbia Records, now part of Sony BMG Music Entertainment
(“Sony”). Pursuant to said exclusive recording agreement and industry practice, Sony has paid
Plaintiff fifty percent (50%) of any licensing revenues received by Sony, including from the
licensing of samples of the Plaintiff’s Record. Plaintiff is thus the beneficiary of fifty percent of
the revenues to be received from any licensing, royalties or damages as a result of the
Defendants’ use of the Plaintiff’s Record. Upon information and belief, to date, no license for a
sample of the Plaintiff’s Record has been entered into by any of the Defendants herein and Sony
with respect to the acts complained of herein. Based upon all of the foregoing, Plaintiff has
standing to bring this action with respect to the Defendants’ unauthorized use of the Plaintiff’s
Record.
15. Plaintiff repeats and realleges each and every allegation contained in paragraphs 1
16. This claim arises under the Copyright Acts of 1909 and 1976.
17. Upon information and belief, on or about August 30, 2005, Roc-A-Fella, in
association with Island, UMG and Vivendi, recorded, manufactured and distributed a sound
recording by West of a musical composition entitled “Gone” (the “Infringing West Record”),
and Plaintiff’s Record, thereby infringing same. “Gone” is contained on the album entitled “Late
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18. Upon information and belief, Sample acted as a music copyright clearance agent
for West, Roc-A-Fella, Island, UMG and/or Vivendi, and such capacity, Sample obtained
clearances or licenses for one or more musical compositions and/or sound recordings other than
Plaintiff’s Song and Plaintiff’s Record for use on one or more musical compositions on “Late
Registration.” By virtue of such role, Sample either knew or should have known that Plaintiff’s
Song and Plaintiff’s Record were subject to copyright protection, and that, accordingly, a license
was required for use of any copyright protected elements thereof. By further virtue of its failure
to obtain a license for use of Plaintiff’s Song and/or Plaintiff’s Record, Sample is thereby liable
for the acts complained of herein as a direct, contributory and/or vicarious infringer.
19. Upon information and belief, the Infringing West Record was knowingly and
willfully directly copied from and/or sampled copyrighted elements of Plaintiff’s Song and
20. Upon information and belief, the West Defendants have sold and/or distributed
copies of the Infringing West Record in various media throughout the world, including but not
limited to CDs, DVDs, videocassettes, digital downloads and ringtones. Upon further
information and belief, the West Defendants have licensed the Infringing West Record for
further recording and various means of public performance, broadcast and webcast, including but
not limited to live performances, videos, radio, television and the Internet, including through one
or more agents, including but not limited to BMI, ASCAP and The Harry Fox Agency, Inc.
21. Plaintiff is informed and believes and on that basis alleges that the West
Defendants have infringed and threaten to further infringe upon Plaintiff’s Song and Plaintiff’s
Record by being the source of the Infringing West Record and aiding and abetting others in the
manufacturing, distributing, offering for sale and/or selling copies of, licensing, and/or otherwise
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commercially exploiting the Infringing West Record, and contributing to the infringement of
Plaintiff’s Song and Plaintiff’s Record by others, in the Southern District of New York and
elsewhere, all without the consent or authorization of Plaintiff or anyone authorized to act on its
behalf.
22. The marketing and sale of copies of the Infringing West Record by the West
Defendants and others with their aid and assistance, and/or as a direct result of their direct and
works; and the public performance of the infringing musical composition embodied in the
copyrighted works, all in violation of Plaintiff’s rights under the Copyright Act.
23. Plaintiff is informed and believes and on that basis alleges that the West
Defendants’ infringement of Plaintiff’s copyrighted work has been and continues to be carried
out with Defendants’ full knowledge that the Plaintiff’s Song and Plaintiff’s Record are
protected by copyright and that all relevant times Defendants had actual and constructive
knowledge of Plaintiff’s rights but proceeded in complete disregard thereof. In doing the acts
copyrights.
24. Plaintiff has suffered and continues to suffer irreparable harm and injury as a
result of the aforesaid infringing acts of Defendants and Plaintiff is without an adequate remedy
at law, in that damages are extremely difficult to ascertain and, unless injunctive relief is granted
hereinabove alleged. Plaintiff is presently unable to ascertain the full extent of the money
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damages it has suffered by reason of said acts of copyright infringement, but upon information
and belief such damages exceed $100,000 as to each work infringed as to each Defendant.
26. Plaintiff is informed and believes and on that basis alleges that Defendants have
obtained gains, profits, and advantages as a result of their infringing acts as hereinabove alleged.
Plaintiff is presently unable to ascertain the full extent of the gains, profits, and advantages
Defendants have obtained by reason of their aforesaid acts of copyright infringement, but upon
information and belief such gains, profits, and advantages exceed $100,000 as to each work
27. Plaintiff repeats and realleges each and every allegation contained in paragraphs 1
28. This claim arises under the Copyright Acts of 1909 and 1976.
29. Upon information and belief, on or about May 24, 2005, Interscope, in association
with UMG and Vivendi, recorded, manufactured and distributed a sound recording by Common
Plaintiff’s Record, thereby infringing same. “Chi-City” is contained on the album entitled “Be”
30. Upon information and belief, the Infringing Common Record was knowingly and
willfully directly copied from and/or sampled copyrighted elements of Plaintiff’s Song and
31. Upon information and belief, the Common Defendants have sold and/or
distributed copies of the Infringing Common Record in various media throughout the world,
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including but not limited to CDs, DVDs, videocassettes, digital downloads and ringtones. Upon
further information and belief, the Common Defendants have licensed the Infringing Common
Record for further recording and various means of public performance, broadcast and webcast,
including but not limited to live performances, videos, radio, television and the Internet,
including through one or more agents, including but not limited to BMI, ASCAP and The Harry
32. Plaintiff is informed and believes and on that basis alleges that the Common
Defendants have infringed and threaten to further infringe upon Plaintiff’s Song and Plaintiff’s
Record by being the source of the Infringing Common Record and aiding and abetting others in
the manufacturing, distributing, offering for sale and/or selling copies of, licensing, and/or
otherwise commercially exploiting the Infringing Common Record, and contributing to the
infringement of Plaintiff’s Song and Plaintiff’s Record by others, in the Southern District of New
York and elsewhere, all without the consent or authorization of Plaintiff or anyone authorized to
33. The marketing and sale of copies of the Infringing Common Record by the
Common Defendants and others with their aid and assistance, and/or as a direct result of their
copyrighted works; and the public performance of the infringing musical composition embodied
Plaintiff’s copyrighted works, all in violation of Plaintiff’s rights under the Copyright Act.
34. Plaintiff is informed and believes and on that basis alleges that the Common
Defendants’ infringement of Plaintiff’s copyrighted works has been and continues to be carried
out with Defendants’ full knowledge that the Plaintiff’s Song and Plaintiff’s Record are
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protected by copyright and that all relevant times Defendants had actual and constructive
knowledge of Plaintiff’s rights but proceeded in complete disregard thereof. In doing the acts
copyrights.
35. Plaintiff has suffered and continues to suffer irreparable harm and injury as a
result of the aforesaid infringing acts of Defendants and Plaintiff is without an adequate remedy
at law, in that damages are extremely difficult to ascertain and, unless injunctive relief is granted
hereinabove alleged. Plaintiff is presently unable to ascertain the full extent of the money
damages it has suffered by reason of said acts of copyright infringement, but upon information
and belief such damages exceed $100,000 as to each work infringed as to each Defendant.
37. Plaintiff is informed and believes and on that basis alleges that Defendants have
obtained gains, profits, and advantages as a result of their infringing acts as hereinabove alleged.
Plaintiff is presently unable to ascertain the full extent of the gains, profits, and advantages
Defendants have obtained by reason of their aforesaid acts of copyright infringement, but upon
information and belief such gains, profits, and advantages exceed $100,000 as to each work
38. Plaintiff repeats and realleges each and every allegation contained in paragraphs 1
39. This claim arises under the Copyright Acts of 1909 and 1976.
40. Upon information and belief, on or about September 28, 1999, Island, in
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association with UMG and Vivendi, recorded, manufactured and distributed a sound recording
by Method Man and Redman of a musical composition entitled “Run 4 Cover” (the “Infringing
elements of Plaintiff’s Song and Plaintiff’s Record, thereby infringing same. “Run 4 Cover” is
contained on the album entitled “Blackout!” released by Interscope, UMG and/or Vivendi.
41. Upon information and belief, the Infringing Common Record was knowingly and
willfully directly copied from and/or sampled copyrighted elements of Plaintiff’s Song and
42. Upon information and belief, the Common Defendants have sold and/or
distributed copies of the Infringing Common Record in various media throughout the world,
including but not limited to CDs, DVDs, videocassettes, digital downloads and ringtones. Upon
further information and belief, the Common Defendants have licensed the Infringing Common
Record for further recording and various means of public performance, broadcast and webcast,
including but not limited to live performances, videos, radio, television and the Internet,
including through one or more agents, including but not limited to BMI, ASCAP and The Harry
43. Plaintiff is informed and believes and on that basis alleges that the Common
Defendants have infringed and threaten to further infringe upon Plaintiff’s Song and Plaintiff’s
Record by being the source of the Infringing Common Record and aiding and abetting others in
the manufacturing, distributing, offering for sale and/or selling copies of, licensing, and/or
otherwise commercially exploiting the Infringing Common Record, and contributing to the
infringement of Plaintiff’s Song and Plaintiff’s Record by others, in the Southern District of New
York and elsewhere, all without the consent or authorization of Plaintiff or anyone authorized to
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44. The marketing and sale of copies of the Infringing Common Record by the
Common Defendants and others with their aid and assistance, and/or as a direct result of their
copyrighted works; and the public performance of the infringing musical composition embodied
Plaintiff’s copyrighted works, all in violation of Plaintiff’s rights under the Copyright Act.
45. Plaintiff is informed and believes and on that basis alleges that the Common
Defendants’ infringement of Plaintiff’s copyrighted works has been and continues to be carried
out with Defendants’ full knowledge that the Plaintiff’s Song and Plaintiff’s are protected by
copyright and that all relevant times Defendants had actual and constructive knowledge of
Plaintiff’s rights but proceeded in complete disregard thereof. In doing the acts complained of
46. Plaintiff has suffered and continues to suffer irreparable harm and injury as a
result of the aforesaid infringing acts of Defendants and Plaintiff is without an adequate remedy
at law, in that damages are extremely difficult to ascertain and, unless injunctive relief is granted
hereinabove alleged. Plaintiff is presently unable to ascertain the full extent of the money
damages it has suffered by reason of said acts of copyright infringement, but upon information
and belief such damages exceed $100,000 as to each work infringed as to each Defendant.
48. Plaintiff is informed and believes and on that basis alleges that Defendants have
obtained gains, profits, and advantages as a result of their infringing acts as hereinabove alleged.
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Plaintiff is presently unable to ascertain the full extent of the gains, profits, and advantages
Defendants have obtained by reason of their aforesaid acts of copyright infringement, but upon
information and belief such gains, profits, and advantages exceed $100,000 as to each work
49. Plaintiffs repeat and reallege each and every allegation contained in paragraphs 1
furtherance of the respective careers of West, Common, Method Man and Redman, and their
follows:
agents, servants, employees and attorneys, and predecessors and successors, by whatever name,
(a) Further violating any of the exclusive rights of Plaintiff in the copyrighted
song “Upon This Rock,” including the importation, reproduction, preparation, sale or
distribution of any and all copies of the Infringing West Record, the Infringing Common
(b) Further infringing upon Plaintiff’s rights under the Copyright Act by
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elements;
recording of the Infringing West Record, the Infringing Common Record and/or the
Infringing Method Man Record in all media, including, but not limited to, radio,
television (broadcast and cable), the Internet and motion pictures, and publicly
performing the musical compositions embodied in Infringing West Record, the Infringing
designation of origin or false description, or performing any act, which can or is likely to
lead the trade or public, or individual members thereof, to believe that any products or
authorized by Plaintiff;
or of Plaintiff’s rights in, or rights to use or to exploit, said copyrights, including aiding
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upon or injure the reputation or the goodwill of Plaintiff or in any manner to compete
copyrighted works;
utilizing any other device for the purpose of circumventing or otherwise avoiding the
of Infringing West Record, the Infringing Common Record or the Infringing Method
Man Record, or any books or records which contain any information relating to the
for sale, advertising, promoting or displaying of any copies of Infringing West Record,
the Infringing Common Record and the Infringing Method Man Record by Defendants.
(a) All copies of the Infringing West Record, the Infringing Common Record
and the Infringing Method Man Record, including sound recordings in any format, CDs,
novelty items, prints, dyes, wrappers, receptacles and any other such goods or
with Infringing West Record, the Infringing Common Record and the Infringing Method
copies of Infringing West Record, the Infringing Common Record and the Infringing
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Method Man Record and packaging therefor, and all digital files of same in whatever
3. Directing such other relief as the Court may deem appropriate to prevent the trade
and public from deriving any erroneous impression that any products or services manufactured,
for:
(b) all profits received by any of the Defendants from the sale or other
commercial exploitation of Infringing West Record, the Infringing Common Record and
the Infringing Method Man Record, as provided by 17 U.S.C. Sec. 504(b), including all
Record, the Infringing Common Record and the Infringing Method Man Record, and any
profits received by third parties as a result of activities for which Defendants may be
(d) all monies received from whatever source, directly or indirectly, by any of
the Defendants as unjust enrichment from the exploitation of Infringing West Record, the
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6. Awarding Plaintiff its costs in this action, including reasonable attorneys’ and
7. Directing that the Court retains jurisdiction of this action for the purpose of
enabling Plaintiff to apply to the Court at any time for such further orders and directions as may
be necessary or appropriate for the interpretation or execution of any order entered in this action,
for the modification of any such order, for the enforcement or compliance therewith, and for the
8. Awarding to Plaintiff such other and further relief as the Court may deem just and
proper.
JURY DEMAND
D H CAVANAUGH ASSOCIATES
/Dennis H. Cavanaugh/
By___________________________
Dennis H. Cavanaugh (DC 3146)
555 Fifth Avenue, 17th Floor
New York, New York 10019
Tel: (212) 856-7210
Fax: (212) 856-7211
Email: [email protected]
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EXHIBIT A
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EXHIBIT B
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