Voinovich v. Quilter, 507 U.S. 146 (1993)
Voinovich v. Quilter, 507 U.S. 146 (1993)
Voinovich v. Quilter, 507 U.S. 146 (1993)
146
113 S.Ct. 1149
122 L.Ed.2d 500
Syllabus *
Pursuant to the Ohio Constitution's requirement that electoral districts for
the state legislature be reapportioned every 10 years, appellant James
Tilling drafted and the state apportionment board adopted in 1991 an
apportionment plan that created several districts in which a majority of the
population is a member of a specific minority group. Appellees,
Democratic board members who voted against the plan and others, filed
suit in the District Court, asking that the plan be invalidated on the
grounds that it violated 2 of the Voting Rights Act of 1965 and the
Fourteenth and Fifteenth Amendments. A three-judge district court
ordered the board to reconsider the plan, holding that 2 of the Voting
Rights Act prohibits the wholesale creation of majority-minority districts
unless necessary to remedy a 2 violation; the board, it held, had failed to
show such a violation. The District Court reaffirmed that holding when it
reviewed the board's revised 1992 plan, rejecting appellants' argument
that it should not have invalidated the 1991 plan without finding that,
under the totality of the circumstances, the plan diluted minority voting
strength. In addition, the court held that the board had violated the
Fifteenth Amendment by applying the remedy of creating majorityminority districts intentionally and for the purpose of political advantage.
It further held that the plan violated the Fourteenth Amendment by
departing from the requirement that all districts be of nearly equal
population.
Held:
1. The plan does not violate 2 of the Voting Rights Act. Pp. ____.
(a) Appellees raise an "influence-dilution" claim. They contend that, by
packing black voters in a few districts with a disproportionately large
black voter population, the plan deprived them of a larger number of
districts in which they would have been an influential minority capable of
electing their candidates of choice with the help of cross-over votes from
white voters. While this Court has not decided whether such a claim is
viable under 2, the Court assumes for the purpose of resolving this case
that appellees have stated a cognizable 2 claim. Pp. ____.
(b) Plaintiffs can prevail on a 2 dilution claim only if they show that,
under the totality of the circumstances, the State's apportionment scheme
has the effect of diminishing or abridging the voting strength of the
protected class. The District Court erred in holding that 2 prohibits the
creation of majority-minority districts unless such districts are necessary
to remedy a statutory violation, since 2 contains no per se prohibitions
against any particular type of district. Instead, it focuses exclusively on the
consequences of apportionment. The court also mistakenly placed the
burden of justifying apportionment on Ohio by requiring appellants to
justify the creation of majority-minority districts. Section 2(b) places at
least the initial burden of proving an apportionment's invalidity on the
plaintiff's shoulders. Although the federal courts may not order the
creation of majority-minority districts unless necessary to remedy a
violation of federal law, that prohibition does not extend to the States. The
federal courts are barred from intervening in state apportionment in the
absence of such a violation precisely because it is the domain of the States
and not the federal courts to conduct apportionment in the first place. Pp.
____.
(c) The District Court, had it applied the three-part vote-dilution test of
Thornburg v. Gingles, 478 U.S. 30, 50-51, 106 S.Ct. 2752, 2766, 92
L.Ed.2d 25, would have rejected appellees' 2 claim on the ground that
appellees failed to demonstrate Gingles' third preconditionsufficient
white majority bloc voting to frustrate the election of the minority group's
candidate of choice. The court specifically found, and appellees agree, that
Ohio does not suffer from racially polarized voting. Pp. ____.
2. The District Court's holding that the board violated the Fifteenth
Amendment by intentionally diluting minority voting strength for political
reasons is clearly erroneous. Tilling's preference for federal over state law
when he believed the two in conflict does not raise an inference of
intentional discrimination; it demonstrates obedience to the Supremacy
* Under the Ohio Constitution, the state apportionment board must reapportion
electoral districts for the state legislature every 10 years. Ohio Const., Art. XI,
1. In 1991, the board selected James Tilling to draft a proposed apportionment
plan. After conducting public hearings and meeting with members of
historically underrepresented groups, Tilling drafted a plan that included eight
so-called majority-minority districtsdistricts in which a majority of the
population is a member of a specific minority group. The board adopted the
plan with minor amendments by a 3-to-2 vote along party lines. The board's
three Republican members voted for the plan; the two Democrats voted against
it. 794 F.Supp. 695, 698, 716-717 (ND Ohio 1992); App. to Juris. Statement
160a-167a, 183a.
Appellees Barney Quilter and Thomas Ferguson, the two Democratic members
of the Board who voted against the plan, and various Democratic electors and
legislators filed this lawsuit in the United States District Court for the Northern
District of Ohio seeking the plan's invalidation. They alleged that the plan
violated 2 of the Voting Rights Act of 1965, as amended, 42 U.S.C. 1973,
and the Fourteenth and Fifteenth Amendments to the United States
Constitution. 794 F.Supp., at 695-696. According to appellees, the plan
"packed" black voters by creating districts in which they would constitute a
disproportionately large majority. This, appellees contended, minimized the
total number of districts in which black voters could select their candidate of
choice. In appellees' view, the plan should have created a larger number of
"influence" districtsdistricts in which black voters would not constitute a
majority but in which they could, with the help of a predictable number of
cross-over votes from white voters, elect their candidates of choice. See App. to
Juris. Statement 141a-142a. Appellants, by contrast, argued that the plan
actually enhanced the strength of black voters by providing "safe" minoritydominated districts. The plan, they pointed out, compared favorably with the
1981 apportionment and had the backing of the National Association for the
Advancement of Colored People, Ohio Conference of Branches (Ohio
NAACP). 794 F.Supp., at 706.
A three-judge District Court heard the case and held for appellees. Relying on
various statements Tilling had made in the course of the reapportionment
hearings, the court found that the board had created minority-dominated
districts "whenever possible." Id., at 698. The District Court rejected appellants'
contention that 2 of the Voting Rights Act of 1965, as amended, 42 U.S.C.
1973, requires that such districts be created wherever possible. Id., at 699. It
further held that 2 actually prohibits the "wholesale creation of majorityminority districts" unless necessary to " 'remedy' " a 2 violation. Id., at 701.
The District Court therefore ordered the board to draft a new plan or
demonstrate that it was remedying a 2 violation. Id., at 702.
5
Judge Dowd dissented, arguing that the majority's analysis "place[d] the cart
before the horse." Id., at 709. In his view, 2 does not require the State to show
a violation before creating a majority-minority district. Rather, the State may
create any district it might desire, so long as minority voting strength is not
diluted as a result. Because appellees failed to demonstrate that the 1991 plan
diluted the balloting strength of black voters, Judge Dowd thought their
challenge should fail. Id., at 710.
Nine days later, on March 19, 1992, the District Court issued an order
reaffirming its view that the creation of majority-minority districts is
impermissible under 2 unless necessary to remedy a statutory violation. App.
to Juris. Statement 128a-141a. The order also restated the court's conclusion
that the board had failed to prove a violation. Specifically, it noted "the absence
of racial bloc voting, the [ability of black voters] to elect both black and white
candidates of their choice, and the fact that such candidates ha[d] been elected
over a sustained period of time." Id., at 130a. In addition, the order rejected as
"clever sophistry" appellants' argument that the District Court should not have
invalidated the 1991 plan without finding that, under the totality of the
circumstances, it diluted minority voting strength:
The District Court further concluded that, because the board had applied the "
'remedy' intentionally" and for the purpose of political advantage, it had
violated not only 2 but the Fifteenth Amendment as well. Id., at 142a-143a.
Finally, the court held that the plan violated the Fourteenth Amendment
because it departed from the requirement that all districts be of nearly equal
population. Id., at 146a-148a.
10
On March 31, 1992, the District Court ordered that the primary elections for
Ohio's General Assembly be rescheduled. 794 F.Supp. 760 (ND Ohio). On
April 20, 1992, this Court granted appellants' application for a stay of the
District Court's orders, 503 U.S. ----, 112 S.Ct. 1663, 118 L.Ed.2d 382; and on
June 1, 1992, we noted probable jurisdiction, 504 U.S. ----, 112 S.Ct. 2299, --L.Ed.2d ----. We now reverse the judgment of the District Court and remand
only for further proceedings on whether the plan's deviation from equal
population among districts violates the Fourteenth Amendment.
II
11
12
13
A.
14
In the context of single-member districts, the usual device for diluting minority
voting power is the manipulation of district lines. A politically cohesive
minority group that is large enough to constitute the majority in a singlemember district has a good chance of electing its candidate of choice, if the
group is placed in a district where it constitutes a majority. Dividing the
minority group among various districts so that it is a majority in none may
prevent the group from electing its candidate of choice: If the majority in each
district votes as a bloc against the minority candidate, the fragmented minority
group will be unable to muster sufficient votes in any district to carry its
candidate to victory.
15
This case focuses not on the fragmentation of a minority group among various
districts but on the concentration of minority voters within a district. How such
concentration or "packing" may dilute minority voting strength is not difficult
to conceptualize. A minority group, for example, might have sufficient numbers
to constitute a majority in three districts. So apportioned, the group inevitably
will elect three candidates of its choice, assuming the group is sufficiently
cohesive. But if the group is packed into two districts in which it constitutes a
super-majority, it will be assured only two candidates. As a result, we have
recognized that "[d]ilution of racial minority group voting strength may be
caused" either "by the dispersal of blacks into districts in which they constitute
an ineffective minority of voters or from the concentration of blacks into
districts where they constitute an excessive majority." Id., at 46, n. 11, 106
S.Ct. at 2764, n. 11.
16
Appellees in this case, however, do not allege that Ohio's creation of majorityblack districts prevented black voters from constituting a majority in additional
districts. Instead, they claim that Ohio's plan deprived them of "influence
districts" in which they would have constituted an influential minority. Black
voters in such influence districts, of course, could not dictate electoral outcomes
independently. But they could elect their candidate of choice nonetheless if
they are numerous enough and their candidate attracts sufficient cross-over
votes from white voters. We have not yet decided whether influence- dilution
claims such as appellees' are viable under 2, Growe, 507 U.S., at ----, n. 5,
113 S.Ct., at 1084, n. 5; see Gingles, supra, 478 U.S., at 46-47, nn. 11-12, 106
18
19
The District Court's decision was flawed for another reason as well. By
requiring appellants to justify the creation of majority-minority districts, the
District Court placed the burden of justifying apportionment on the State.
Section 2, however, places at least the initial burden of proving an
Of course, the federal courts may not order the creation of majority-minority
districts unless necessary to remedy a violation of federal law. See Growe,
supra, 507 U.S., at ----, 113 S.Ct., at 1084. But that does not mean that the
State's powers are similarly limited. Quite the opposite is true: Federal courts
are barred from intervening in state apportionment in the absence of a violation
of federal law precisely because it is the domain of the States, and not the
federal courts, to conduct apportionment in the first place. Time and again we
have emphasized that " 'reapportionment is primarily the duty and
responsibility of the State through its legislature or other body, rather than of a
federal court.' " Growe, supra, at ----, 113 S.Ct., at 1081 (quoting Chapman v.
Meier, 420 U.S. 1, 27, 95 S.Ct. 751, 766, 42 L.Ed.2d 766 (1975)). Accord,
Connor v. Finch, 431 U.S. 407, 414, 97 S.Ct. 1828, 1833, 52 L.Ed.2d 465
(1977) ("We have repeatedly emphasized that 'legislative reapportionment is
primarily a matter for legislative consideration and determination' " (quoting
Reynolds v. Sims, 377 U.S. 533, 586, 84 S.Ct. 1362, 1394, 12 L.Ed.2d 506
(1964)). Because the "States do not derive their reapportionment authority from
the Voting Rights Act, but rather from independent provisions of state and
federal law," Brief for United States as Amicus Curiae 12, the federal courts are
bound to respect the States' apportionment choices unless those choices
contravene federal requirements. Cf. Katzenbach v. Morgan, 384 U.S. 641,
647-648, 86 S.Ct. 1717, 1721, 16 L.Ed.2d 828 (1966) ("Under the distribution
of powers effected by the Constitution, the States establish qualifications for
voting for state officers" and such qualifications are valid unless they violate
the Constitution or a federal statute).
21
Appellees' complaint does not allege that the State's conscious use of race in
redistricting violates the Equal Protection Clause; the District Court below did
not address the issue; and neither party raises it here. Accordingly, we express
no view on how such a claim might be evaluated. We hold only that, under 2
of the Voting Rights Act of 1965, as amended, 42 U.S.C. 1973, plaintiffs can
prevail on a dilution claim only if they show that, under the totality of the
circumstances, the State's apportionment scheme has the effect of diminishing
or abridging the voting strength of the protected class.
C
22
In its order of March 19, 1992, the District Court found that the 1992 plan's
creation of majority-minority districts "ha[d] a dilutive effect on black votes."
App. to Juris. Statement 141a. Again we disagree.
23
In Thornburg v. Gingles, supra, this Court held that plaintiffs claiming vote
dilution through the use of multimember districts must prove three threshold
conditions. First, they must show that the minority group " 'is sufficiently large
and geographically compact to constitute a majority in a single-member
district.' " Second, they must prove that the minority group " 'is politically
cohesive.' " Third, the plaintiffs must establish " 'that the white majority votes
sufficiently as a bloc to enable it . . . usually to defeat the minority's preferred
candidate.' " Growe, 507 U.S., at ----, 113 S.Ct., at 1084 (quoting Gingles,
supra, 478 U.S., at 50-51, 106 S.Ct., at 2766). The District Court apparently
thought the three Gingles factors inapplicable because Ohio has single-member
rather than multimember districts. 794 F.Supp., at 699 ("Gingles' preconditions
are not applicable to the apportionment of single-member districts"). In Growe,
however, we held that the Gingles preconditions apply in challenges to singlemember as well as multimember districts. 507 U.S., at ----, 113 S.Ct., at 108485.
24
Had the District Court employed the Gingles test in this case, it would have
rejected appellees' 2 claim. Of course, the Gingles factors cannot be applied
mechanically and without regard to the nature of the claim. For example, the
first Gingles precondition, the requirement that the group be sufficiently large
to constitute a majority in a single district, would have to be modified or
eliminated when analyzing the influence-dilution claim we assume arguendo to
be actionable today. Supra, at ----. The complaint in such a case is not that
black voters have been deprived of the ability to constitute a majority, but of the
possibility of being a sufficiently large minority to elect their candidate of
choice with the assistance of cross-over votes from the white majority. See
supra, at ----. We need not decide how Gingles' first factor might apply here,
however, because appellees have failed to demonstrate Gingles' third
preconditionsufficient white majority bloc voting to frustrate the election of
the minority group's candidate of choice. The District Court specifically found
that Ohio does not suffer from "racially polarized voting." 794 F.Supp., at 700701. Accord, App. to Juris. Statement 132a-134a, and n. 2, 139a-140a. Even
appellees agree. See Tr. of Oral Arg. 25. Here, as in Gingles, "in the absence of
significant white bloc voting it cannot be said that the ability of minority voters
to elect their chosen representatives is inferior to that of white voters." Gingles,
478 U.S., at 49, n. 15, 106 S.Ct., at 2766, n. 15. The District Court's finding of
a 2 violation, therefore, must be reversed.
III
25
The District Court also held that the redistricting plan violated the Fifteenth
Amendment because the apportionment board intentionally diluted minority
voting strength for political reasons. App. to Juris. Statement 142a-143a. This
Court has not decided whether the Fifteenth Amendment applies to votedilution claims; in fact, we never have held any legislative apportionment
inconsistent with the Fifteenth Amendment. Beer v. United States, 425 U.S.
130, 142-143, n. 14, 96 S.Ct. 1357, 1364, n. 14, 47 L.Ed.2d 629 (1976).
Nonetheless, we need not decide the precise scope of the Fifteenth
Amendment's prohibition in this case. Even if we assume that the Fifteenth
Amendment speaks to claims like respondents', the District Court's decision
still must be reversed: Its finding of intentional discrimination was clearly
erroneous. See Mobile v. Bolden, 446 U.S. 55, 62, 100 S.Ct. 1490, 1497, 64
L.Ed.2d 47 (1980) (plurality opinion); id., at 101-103, 100 S.Ct., at 1516-1518
(WHITE, J., dissenting); id., at 90-92, 100 S.Ct., at 1511-1513 (STEVENS, J.,
concurring in judgment); id., 446 U.S., at 80, 100 S.Ct., at 1506 (BLACKMUN,
J., concurring in result).
26
The District Court cited only two pieces of evidence to support its finding. First,
the District Court thought it significant that the plan's drafter, Tilling,
disregarded the requirements of the Ohio Constitution where he believed that
the Voting Rights Act of 1965 required a contrary result. App. to Juris.
Statement 142a-143a, n. 8. But Tilling's preference for federal over state law
when he believed the two in conflict does not raise an inference of intentional
discrimination; it demonstrates obedience to the Supremacy Clause of the
United States Constitution. Second, the District Court cited Tilling's possession
of certain documents that, according to the court, were tantamount to "a roadmap detailing how [one could] create a racial gerrymander." Id., at 143a, n. 9.
Apparently, the District Court believed that Tilling, a Republican, sought to
minimize the Democratic Party's power by diluting minority voting strength.
See ibid. The District Court, however, failed to explain the nature of the
documents. Contrary to the implication of the District Court opinion, the
documents were not a set of Republican plans for diluting minority voting
strength. In fact, they were not even created by Tilling or the Republicans.
They were created by a Democrat who, concerned about possible Republican
manipulation of apportionment, set out the various types of political
gerrymandering in which he thought the Republicans might engage. App. 99100. That Tilling possessed documents in which the opposing party speculated
that he might have a discriminatory strategy does not indicate that Tilling
actually had such a strategy. And nothing in the record indicates that Tilling
relied on the documents in preparing the plan.
27
Indeed, the record demonstrates that Tilling and the board relied on sources that
were wholly unlikely to engage in or tolerate intentional discrimination against
black voters, including the Ohio NAACP, the Black Elected Democrats of
Ohio, and the Black Elected Democrats of Cleveland, Ohio. Tilling's plan
actually incorporated much of the Ohio NAACP's proposed plan; the Ohio
NAACP, for its part, fully supported the 1991 apportionment plan. 794
F.Supp., at 726-729; App. to Juris. Statement 164a-167a, 269a-270a. Because
the evidence not only fails to support but also directly contradicts the District
Court's finding of discriminatory intent, we reverse that finding as clearly
erroneous. In so doing, we express no view on the relationship between the
Fifteenth Amendment and race-conscious redistricting. Cf. United Jewish
Organizations of Williamsburgh, Inc. v. Carey, 430 U.S. 144, 155-165, 97 S.Ct.
996, 1004-1009, 51 L.Ed.2d 229 (1977) (plurality opinion). Neither party
asserts that the State's conscious use of race by itself violates the Fifteenth
Amendment. Instead, they dispute whether the District Court properly found
that the State intentionally discriminated against black voters. On that question,
we hold only that the District Court's finding of discriminatory intent was clear
error.
IV
28
Finally, the District Court held that the plan violated the Fourteenth
Amendment because it created legislative districts of unequal size. App. to
Juris. Statement at 146a-148a. The Equal Protection Clause does require that
electoral districts be "of nearly equal population, so that each person's vote may
be given equal weight in the election of representatives." Connor, 431 U.S., at
416, 97 S.Ct., at 1834. But the requirement is not an inflexible one.
29
Here, the District Court found that the maximum total deviation from ideal
district size exceeded 10%. App. to Juris. Statement 148a. As a result, appellees
established a prima facie case of discrimination, and appellants were required to
justify the deviation. Appellants attempted to do just that, arguing that the
deviation resulted from the State's constitutional policy in favor of preserving
county boundaries. See Ohio Const., Arts. VII-XI. The District Court therefore
was required to decide whether the "plan 'may reasonably be said to advance
[the] rational state policy' " of preserving county boundaries "and, if so,
'whether the population disparities among the districts that have resulted from
the pursuit of th[e] plan exceed constitutional limits.' " Brown, supra, at 843,
103 S.Ct., at 2696 (quoting Mahan v. Howell, 410 U.S. 315, 328, 93 S.Ct. 979,
986, 35 L.Ed.2d 320 (1973)). Rather than undertaking that inquiry, the District
Court simply held that total deviations in excess of 10% cannot be justified by a
policy of preserving the boundaries of political subdivisions. Our case law is
directly to the contrary. See Mahan v. Howell, supra (upholding total deviation
of over 16% where justified by the rational objective of preserving the integrity
of political subdivision lines); see also Brown v. Thomson, supra. On remand,
the District Court should consider whether the deviations from the ideal district
size are justified using the analysis employed in Brown, supra, 462 U.S., at
843-846, 103 S.Ct., at 2696-2697, and Mahan, supra, 410 U.S., at 325-330, 93
S.Ct., at 985-987.
31
The judgment of the District Court is reversed, and the case is remanded for
further proceedings in conformity with this opinion.
32
So ordered.
The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader. See
United States v. Detroit Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50
L.Ed. 499.