Wayne Carl Coleman v. Charles R. Balkcom, Warden, 451 U.S. 949 (1981)
Wayne Carl Coleman v. Charles R. Balkcom, Warden, 451 U.S. 949 (1981)
Wayne Carl Coleman v. Charles R. Balkcom, Warden, 451 U.S. 949 (1981)
949
101 S.Ct. 2031
68 L.Ed.2d 334
The Court's management of its discretionary docket is a subject that merits reexamination from time to time in the light of changes that affect the business of
the federal judiciary. See, e. g., Watt v. Alaska, 451 U.S. 259, 273, 101 S.Ct.
1673, 1681, 68 L.Ed.2d 80 (STEVENS, J., concurring), and Singleton v.
Commissioner, 439 U.S. 940, 942-946, 99 S.Ct. 335, 337-339, 58 L.Ed.2d 335
(opinion of STEVENS, J.). Opinions dissenting from the denial of certiorari
sometimes create the impression that we review fewer cases than we should; I
hold the opposite view. Today Justice REHNQUIST advances the proposition,
as I understand his dissenting opinion, that we should promptly grant certiorari
and decide the merits of every capital case coming from the state courts in
order to expedite the administration of the death penalty.
In my judgment, the Court wisely rejects this proposal. In the last 10 months,
over 90 certiorari petitions have been filed in capital cases. If we were to hear
even a substantial percentage of these cases on the merits, they would consume
over half of this Court's argument calendar. Although the interest in protecting
the constitutional rights of persons sentenced to death is properly characterized
as a federal interest, the interest in imposing the death sentence is essentially a
state interest. Because the persons on death row are concentrated in only a few
States, because some States have no capital punishment at all, and because the
range of capital offenses differs in different States, it is quite clear that all
States do not share the same interest in accelerating the execution rate. This
Court's primary function is to adjudicate federal questions. To make the
primary mission of this Court the vindication of certain States' interests in
carrying out the death penalty would be an improper allocation of the Court's
limited resources.
3
One of the causes of delay in the conclusion of litigation in capital cases has
been the fact that the enactment of new state legislation after this Court's
decision in Furman v. Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33 L.Ed.2d 346,
generated a number of novel constitutional questions. Although those questions
have not been difficult for three Members of the Court,2 other Justices have
found a number of these questions sufficiently important and difficult to justify
the delays associated with review in this Court. The principal delaya matter
of four years was the period between the entry of the stays in the Furman
litigation in 1972, and the decisions in July 1976 in Gregg v. Georgia, 428 U.S.
153, 96 S.Ct. 2909, 49 L.Ed.2d 859; Proffitt v. Florida, 428 U.S. 242, 96 S.Ct.
2960, 49 L.Ed.2d 913, and Jurek v. Texas, 428 U.S. 262, 96 S.Ct. 2950, 49
L.Ed.2d 929, in which the constitutionality of the death penalty was ultimately
sustained. Following that basic holding, the Court has also decided several
other cases presenting substantial constitutional issues relating to capital
punishment statutes;3 presumably those issues will no longer detain the state or
federal courts in their consideration of cases in which the death penalty has
been imposed.4 One therefore should not assume that the delays of the past few
years will necessarily be reflected in the future if the various state authorities
act with all possible diligence.5
The deterrent value of any punishment is, of course, related to the promptness
commissioners, members of the jury panels, and numerous reporters and expert
witnesses would offer testimony to similar effect. In order to prove these
allegations, petitioner sought compulsory process to require the witnesses to
testify.
9
10
A habeas corpus proceeding is, of course, civil rather than criminal in nature,
and consequently the ordinary Sixth Amendment guarantee of compulsory
process, which is made applicable to the States by the Fourteenth Amendment,4
does not apply. Nevertheless, when the death penalty is in issue, the
Constitution may impose unusual limitations on the States. As we emphasized
just last Term in Beck v. Alabama, 447 U.S. 625, 637, 100 S.Ct. 2382, 2389, 65
L.Ed.2d 392 (1980), "there is a significant constitutional difference between the
death penalty and lesser punishments." If an individual is imprisoned for an
offense he did not commit, the error can to some extent be rectified. But if he is
executed, the wrong that has been done can never be corrected. That is just one
reason that I, of course, adhere to my view that the State may never put an
individual to death without imposing a cruel and unusual punishment
prohibited by the Eighth and Fourteenth Amendments. Yet surely those among
my Brethren who believe that there are circumstances in which the State may
legitimately impose this ultimate sanction would not want to see an innocent
individual put to death. Certainly no Member of this Court would countenance
a conviction obtained in violation of the Constitution. Because of the unique
finality of the death penalty, its imposition must be the result of careful
procedures and must survive close scrutiny on post-trial review. I do not
believe that this rigorous scrutiny is possible when, as here, procedural rules
ultimately abandoned by the State are all that stand between the convicted
individual and the chance to prove his claims.
11
Petitioner offered to call as witnesses the jurors, who, he alleged, would testify
not merely to the atmosphere surrounding the trial, but to the actual effect of
that atmosphere on their deliberations. The only obstacle to calling those
witnesses was the State's failure to provide him with a means of serving
compulsory process. In order to agree with petitioner that this failure amounts
to a violation of the Due Process Clause, it would not be necessary to hold that
compulsory process is constitutionally required in any other civil, or indeed, in
any other habeas proceeding. It would instead be sufficient, as it was last Term
in Beck, to recognize the unique character of the death penalty and of the
restraints required by the Constitution before the State may impose it. Granting
the assistance of compulsory process to an individual under sentence of death
but ready and willing to demonstrate the unconstitutionality of the manner of
his conviction might well be among those restraints.5 Accordingly, I would
grant the petition for certiorari to consider that question.
12
13
14
A mere recital of the facts of this case illustrates the delay to which I have
referred. Petitioner was convicted by a jury in 1973 of murdering six members
of a family, after raping and torturing some members of that family. He was
sentenced to death under Georgia's capital punishment statute, a statute
expressly held constitutional in Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909,
49 L.Ed.2d 859 (1976). The sentence was affirmed by the Supreme Court of
Georgia, Coleman v. State, 237 Ga. 84, 226 S.E.2d 911 (1976), and this Court
denied the first petition for certiorari. Coleman v. Georgia, 431 U.S. 909, 97
S.Ct. 1707, 52 L.Ed.2d 394, rehearing denied, 431 U.S. 961, 97 S.Ct. 2690, 53
L.Ed.2d 280 (1977). Petitioner subsequently sought state collateral relief,
which was denied by the state habeas court. The Georgia Supreme Court then
denied his application for a writ of probable cause to appeal. Petitioner has now
filed his second petition for certiorari in this Court. Because petitioner has had a
full opportunity to have his claims considered on direct review by both the
Supreme Court of Georgia and this Court and on collateral review by the state
courts of Georgia, and because the issues presented are not substantial, it is not
surprising that the majority of the Court votes to deny the petition for certiorari.
15
I dissent not because I believe that petitioner has made any showing in the
Georgia courts that he was deprived of any rights secured to him by the United
States Constitution, but rather because our mere denial of certiorari will not in
all likelihood end the already protracted litigation in this case. If petitioner
follows the path of many of his predecessors, he will now turn to a single-judge
federal habeas court, alleging anew some or all of the reasons which he urges
here for granting the petition for certiorari. If he fails to impress the particular
United States District Court in which his habeas petition is filed, he may upon
the issuance of a certificate of probable cause appeal to a United States Court of
Appeals. And throughout this exhaustive appeal process, any single judge
having jurisdiction over the case may of course stay the execution of the
penalty pending further review. 28 U.S.C. 1651. Given so many bites at the
apple, the odds favor petitioner finding some court willing to vacate his death
sentence because in its view his trial or sentence was not free from
constitutional error. See Estelle v. Jurek, 450 U.S. 1014, 101 S.Ct. 1724, 68
L.Ed.2d 214 (1981) (REHNQUIST, J., dissenting).
16
17
I do not think that this Court can continue to evade some responsibility for this
mockery of our criminal justice system. Perhaps out of a desire to avoid even
the possibility of a "Bloody Assizes," this Court and the lower federal courts
have converted the constitutional limits upon imposition of the death penalty by
the States and the Federal Government into arcane niceties which parallel the
equity court practices described in Charles Dickens' "Bleak House." Even
though we have upheld the constitutionality of capital punishment statutes, I
fear that by our recent actions we have mistakenly sent a signal to the lower
state and federal courts that the actual imposition of the death sentence is to be
avoided at all costs.
18
That surely was not the intent of the opinion of Justices STEWART, POWELL,
and STEVENS in Gregg v. Georgia. That opinion recognized that capital
punishment is said to serve two principal social purposesretribution and the
deterrence of capital crimes by prospective offenders. It went on to explain:
19
20
"In sum, we cannot say that the judgment of the Georgia Legislature that
capital punishment may be necessary in some cases is clearly wrong.
Considerations of federalism, as well as respect for the ability of a legislature to
evaluate, in terms of its particular State, the moral consensus concerning the
death penalty and its social utility as a sanction, require us to conclude, in the
absence of more convincing evidence, that the infliction of death as a
punishment for murder is not without justification and thus is not
unconstitutionally severe." 428 U.S., at 186-187, 96 S.Ct., at 2931. 1
21
What troubles me is that this Court, by constantly tinkering with the principles
laid down in the five death penalty cases decided in 1976, together with the
natural reluctance of state and federal habeas judges to rule against an inmate
on death row, has made it virtually impossible for States to enforce with
reasonable promptness their constitutionally valid capital punishment statutes.
When society promises to punish by death certain criminal conduct, and then
the courts fail to do so, the courts not only lessen the deterrent effect of the
threat of capital punishment, they undermine the integrity of the entire criminal
justice system. To be sure, the importance of procedural protections to an
accused should not be minimized, particularly in light of the irreversibility of
the death sentence. But it seems to me that when this Court surrounds capital
defendants with numerous procedural protections unheard of for other crimes
and then pristinely denies a petition for certiorari in a case such as this, it in
effect all but prevents the States from imposing a death sentence on a defendant
who has been fairly tried by a jury of peers. As Justice Jackson stated in Stein v.
New York, 346 U.S. 156, 197, 73 S.Ct. 1077, 1099, 97 L.Ed. 1522 (1953): "The
petitioners have had fair trial and fair review. The people of the State are also
entitled to due process of law."
22
23
24
There can be little doubt that delay in the enforcement of capital punishment
frustrates the purpose of retribution. As the opinion in Gregg stated, " '[W]hen
people begin to believe that organized society is unwilling or unable to impose
upon criminal offenders the punishment they "deserve" then there are sown the
seeds of anarchyof self-help, vigilante justice, and lynch law.' " Id., at 183,
96 S.Ct., at 2930, quoting Furman v. Georgia, 408 U.S. 238, 308, 92 S.Ct.
2726, 2761, 33 L.Ed.2d 346 (1972) (STEWART, J., concurring). San Francisco
experienced vigilante justice during the Gold Rush in the middle part of the last
century; the mining towns of Montana experienced it a short time later; and it is
still with us as a result of the series of unsolved slayings of Negro children in
Atlanta.2
25
26
"And what is this liberty which must lie in the hearts of men and women? It is
26
"And what is this liberty which must lie in the hearts of men and women? It is
not the ruthless, the unbridled will; it is not freedom to do as one likes. That is
the denial of liberty, and leads straight to its overthrow. A society in which men
recognize no check upon their freedom soon becomes a society where freedom
is the possession of only a savage few; as we have learned to our sorrow." The
Spirit of Liberty 190 (3d ed. 1960).
27
James Madison made the same point in this now famous passage from
Federalist Paper No. 51:
28
"But what is government itself but the greatest of all reflections on human
nature? If men were angels, no government would be necessary. If angels were
to govern men, neither external nor internal controls on government would be
necessary. In framing a government which is to be administered by men over
men, the great difficulty lies in this: you must first enable the government to
control the governed ; and in the next place oblige it to control itself." The
Federalist Papers 322 (1961). (Emphasis supplied.)
29
30
31
Accordingly, I believe that the petition should be granted in order that this
Court may deal with all of petitioner's claims on their merits. If after full
briefing and argument the Court decides to affirm, the provisions of 28 U.S.C.
2244(c) would come into operation. That section provides in pertinent part:
32
33
See Neil v. Biggers, 409 U.S. 188, 93 S.Ct. 375, 34 L.Ed.2d 401 (1972).
34
Thus the jurisdiction of the federal courts over petitioner's sentence of death
would be at an end, and unless the appropriate state officials commuted
petitioner's sentence, it would presumably be carried out. In any event, the
decision would then be in the hands of the State which had initially imposed the
death penalty, not in the hands of the federal courts.
This proposed procedure in some cases would require the Court to grant
certiorari and review the merits twice, once on direct appeal and once to review
state collateral proceedings. Review of the merits would certainly involve more
delay than would a denial of certiorari. Moreover, Justice REHNQUIST's
proposal would not have any effect on the delay in those cases in which a state
court's resolution of collateral proceedings on procedural grounds would bar
this Court's consideration of the merits of the claims raised in those
proceedings.
Justice BRENNAN and Justice MARSHALL have invariably voted to set aside
the death penalty and, if my memory serves me correctly, Justice REHNQUIST
has invariably voted to uphold the death penalty.
See Adams v. Texas, 448 U.S. 38, 100 S.Ct. 2521, 65 L.Ed.2d 581; Beck v.
Alabama, 447 U.S. 625, 100 S.Ct. 2382, 65 L.Ed.2d 392; Godfrey v. Georgia,
446 U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d 398; Green v. Georgia, 442 U.S. 95,
99 S.Ct. 2150, 60 L.Ed.2d 738; Presnell v. Georgia, 439 U.S. 14, 99 S.Ct. 235,
58 L.Ed.2d 207; Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973;
Bell v. Ohio, 438 U.S. 637, 98 S.Ct. 2977, 57 L.Ed.2d 1010; Coker v. Georgia,
433 U.S. 584, 97 S.Ct. 2861, 53 L.Ed.2d 982; Dobbert v. Florida, 432 U.S.
282, 97 S.Ct. 2290, 53 L.Ed.2d 344; Roberts v. Louisiana, 431 U.S. 633, 97
S.Ct. 1993, 52 L.Ed.2d 637; Gardner v. Florida, 430 U.S. 349, 97 S.Ct. 1197,
51 L.Ed.2d 393; Davis v. Georgia, 429 U.S. 122, 97 S.Ct. 399, 50 L.Ed.2d 339.
4
In the case of John Spenkelink, the only person who continued to attack his
sentence and who has been executed since 1976, the date of his crime was
February 3, 1973, and the date of his execution was May 25, 1979. Of the more
than six years between his crime and his execution, approximately 38 months
was spent in the federal courts. During 17 of those months Spenkelink's
certiorari petition was awaiting this Court's determination of the
constitutionality of the Florida death penalty statute in Proffitt v. Florida, 428
U.S. 242, 96 S.Ct. 2960, 49 L.Ed.2d 913. Thus over three of the six-plus years
were spent at trial, on appeal in the Florida state courts, before the Governor of
Florida on a petition for executive clemency, and before the trial court on a
motion to vacate, set aside, or correct a sentence. See Spinkellink v. State, 313
So.2d 666 (Fla.1975); Spenkelink v. Wainwright, 442 U.S. 1301, 99 S.Ct. 2091,
60 L.Ed.2d 649 (REHNQUIST, J., in chambers). These delays would be
unaffected by Justice REHNQUIST's proposal.
The statute as amended, effective February 15, 1980, permits service of process
"at any place within the state." 1980 Ga.Laws 71-72. Petitioner's hearing was
held prior to that date.
It is true that Rule 45(e)(1) of the Federal Rules of Civil Procedure limits
service of district court subpoenas to 100 miles of the hearing site. But under 28
U.S.C. 2241(d) an individual has the option of filing his petition for a writ of
habeas corpus in the district where the conviction occurred rather than the one
where he is incarcerated. The Georgia statutory scheme challenged in this case
does not include that option.
Adhering to my view that the death penalty is in all circumstances cruel and
unusual punishment, I would in any event grant the petition for certiorari and
vacate the judgment below insofar as it leaves undisturbed the death sentence.
Because Georgia law now permits service anywhere in the State, it cannot
fairly be argued that requiring compulsory process to force witnesses to appear
would be contrary to any state policy. It is no longer true, as the State asserts in
its brief in opposition, that the 150-mile limit reflects a legislative
determination concerning "the interests of sparing undue burdens to witnesses
That same opinion once again rejected the argument that evolving "standards of
decency" demand the end of the death penalty, as if the role of judges, as
opposed to democratically elected legislatures, is to "divine" what are "decent"
societal values. The opinion made clear that recent developmentssuch as the
enactment of capital punishment statutes by 35 Stateshad undercut that
argument. "Despite the continuing debate, dating back to the 19th century, over
the morality and utility of capital punishment, it is now evident that a large
proportion of American society continues to regard it as an appropriate and
necessary criminal sanction." 428 U.S., at 179-180, 96 S.Ct., at 2928.
A recent article in the Washington Star, Mar. 21, 1981, p. 1, cols. 3-4,
illustrates this growing problem. It reads:
"ATLANTA (AP)Two gun-wielding men were arrested yesterday at the start
of a housing project's self-defense patrol to protect youngsters against Atlanta's
child killers.
"Younger members of the patrol, who carried baseball bats, were not stopped
but those carrying weapons were questioned by police. The two arrested were
charged with possession of deadly weapons at a public gathering. . . .
"Israel Green, who heads the project's tenants' association, called for national
support of the patrol's right to carry arms.
" 'We cannot stop them (killers) by consulting psychics, by having seances, by
prayer vigils or by lighting little candles or forms of distracting activity that is
not directly connected to the problems we face,' Green said in a statement. 'We
have to face these killers in the real world.' "
When the issue of capital punishment arises, one is reminded of Judge Parker, a
well-known judge who sat in the Western District of Arkansas for more than
20 years, and had to deal with the outlaws of his time and place. He had earned
the reputation of a "hanging judge." Of the several biographies written of him,
J. Gregory & R. Strictland, Hell on the Border 28 (1971) makes the following
statement:
"It did not seem to Judge Parker to be an act of cruelty to sentence such bloodthirsty men to die. 'I never hanged a man,' he said when lying on his death bed,
'I never hanged a man. It is the law. The good ladies who carry flowers and
jellies to criminals mean well. There is no doubt of that, but what mistaken
goodness! Back of the sentimentality are the motives of sincere pity and
charity, sadly misdirected. They see the convict alone, perhaps chained in his
cell; they forget the crime he perpetrated and the family he made husbandless
and fatherless by his assassin work.' "