Emporium Capwell Co. v. Western Addition Community Organization, 420 U.S. 50 (1975)
Emporium Capwell Co. v. Western Addition Community Organization, 420 U.S. 50 (1975)
Emporium Capwell Co. v. Western Addition Community Organization, 420 U.S. 50 (1975)
50
95 S.Ct. 977
43 L.Ed.2d 12
Syllabus
A union, after investigating complaints that the company with which it
had a collective-bargaining agreement was racially discriminating against
employees, invoked the contract grievance procedure by demanding that
the joint union-management Adjustment Board be convened 'to hear the
entire case.' Certain employees who felt that procedure inadequate refused
to participate and, against the union's advice, picketed the company's
store. The company, after warning the employees, fired them on their
resumption of picketing, whereupon a local civil rights association to
which the fired employees belonged (hereinafter respondent) filed charges
against the company with the National Labor Relations Board (NLRB)
under 8(a)(1) of the National Labor Relations Act (NLRA), which
makes it an unfair labor practice for an employer to interfere with an
employee's right under 7 to engage in concerted action 'for the purpose
of collective bargaining or other mutual aid or protection.' The NLRB
found that the employees were discharged for attempting to bargain with
the company over the terms and conditions of employment as they
affected racial minorities and held that they could not circumvent their
elected representative's efforts to engage in such bargaining. On
respondent's petition for review the Court of Appeals reversed and
remanded, concluding that concerted activity against racial discrimination
enjoys a 'unique status' under the NLRA and Title VII of the Civil Rights
Act of 1964; that the NLRB 'should inquire, in cases such as this, whether
the union was actually remedying the discrimination to the fullest extent
possible, by the most expedient and efficacious means'; and that '(w)here
the union's efforts fall short of this high standard, the minority group's
concerted activities cannot lose (their) section 7 protection.' Held: Though
national labor policy accords the highest priority to nondiscriminatory
employment practices, the NLRA does not protect concerted activity by
minority employees to bargain with their employer over issues of
employment discrimination, thus bypassing their exclusive bargaining
representative. Pp. 60-70.
(a) The NLRA in 9(a) recognizes the principle of exclusive
representation, which is tempered by safeguards for the protection of
minority interests, and in establishing this regime of majority rule,
Congress sought to secure to all members of the collective-bargaining unit
the benefits of their collective strength in full awareness that the superior
strength of some individuals or groups might be subordinated to the
majority interest. Pp. 61-65.
(b) Separate bargaining is not essential to eliminate discriminatory
employment practices, and may well have the opposite effect. Here the
grievance procedure of the collective-bargaining agreement was directed
precisely at determining whether such practices had occurred. Pp. 65-70.
(c) If the discharges here involved violate Title VII, its remedial
provisions are available to the discharged employees, but it does not
follow that the discharges also violated 8(a)(1) of the NLRA. Pp. 70-72.
158 U.S.App.D.C. 138, 485 F.2d 917, reversed.
Lawrence G. Wallace, Washington, D.C., for petitioner in No. 73830.
George O. Bahrs, San Francisco, Cal., for petitioner in No. 73696.
Kenneth Hecht, San Francisco, Cal., for respondents in both cases.
Opinion of the Court by Mr. Justice MARSHALL, announced by Mr.
Chief Justice BURGER.
This litigation presents the question whether, in light of the national policy
against racial discrimination in employment, the National Labor Relations Act
protects concerted activity by a group of minority employees to bargain with
their employer over issues of employment discrimination. The National Labor
Relations Board held that the employees could not circumvent their elected
Shortly after receiving the report, the Company's labor relations director met
with Union representatives and agreed to 'look into the matter' of discrimination
and see what needed to be done. Apparently unsatisfied with these
representations, the Union held a meeting in September attended by Union
officials, Company employees, and representatives of the California Fair
Employment Practices Committee (FEPC) and the local anti-poverty agency.
The secretary-treasurer of the Union announced that the Union had concluded
that the Company was discriminating, and that it would process every such
The Board, after oral argument, adopted the findings and conclusions of its
Trial Examiner and dismissed the complaint. 192 N.L.R.B. 173. Among the
findings adopted by the Board was that the discharged employees' course of
conduct
10
'was no mere presentation of a grievance but nothing short of a demand that the
(Company) bargain with the picketing employees for the entire group of
minority employees.'5
11
12
Before turning to the central questions of labor policy raised by these cases, it is
important to have firmly in mind the character of the underlying conduct to
which we apply them. As stated, the Trial Examiner and the Board found that
the employees were discharged for attempting to bargain with the Company
over the terms and conditions of employment as they affected racial minorities.
Although the Court of Appeals expressly declined to set aside this finding,10
respondent has devoted considerable effort to attacking it in this Court,11 on the
theory that the employees were attempting only to present a grievance to their
employer within the meaning of the first proviso to 9(a).12 We see no
occasion to disturb the finding of the Board. Universal Camera Corp. v. NLRB,
340 U.S. 474, 491, 71 S.Ct. 456, 466, 95 L.Ed. 456 (1951). The issue, then, is
whether such attempts to engage in separate bargaining are protected by 7 of
the Act or proscribed by 9(a).
14
16
The Court most recently had occasion to re-examine the underpinnings of the
majoritarian principle in NLRB v. Allis-Chalmers Mfg. Co., 388 U.S. 175, 87
S.Ct. 2001, 18 L.Ed.2d 1123 (1967). In that case employees in two local unions
had struck their common employer to enforce their bargaining demands for a
new contract. In each local at least the two-thirds majority required by the
constitution of the international union had voted for the strike, but some
members nonetheless crossed the picket lines and continued to work. When the
union later tried and fined these members, the employer charged that it had
violated 8(b)(1)(A) by restraining or coercing the employees in the exercise
of their 7 right to refrain from concerted activities. In holding that the unions
had not committed an unfair labor practice by disciplining the dissident
members, we approached the literal language of 8(b)(1)(A) with an eye to the
policy within which it must be read:
17
'National labor policy has been built on the premise that by pooling their
economic strength and acting through a labor organization freely chosen by the
majority, the employees of an appropriate unit have the most effective means of
bargaining for improvements in wages, hours, and working conditions. The
policy therefore extinguishes the individual employee's power to order his own
relations with his employer and creates a power vested in the chosen
representative to act in the interests of all employees. 'Congress has seen fit to
clothe the bargaining representative with powers comparable to those possessed
by a legislative body both to create and restrict the rights of those whom it
represents . . ..' Steele v. Louisville & N.R. Co., 323 U.S. 192, 202, 65 S.Ct.
226, 232, 89 L.Ed. 173. Thus only the union may contract the employee's terms
and conditions of employment, and provisions for processing his grievances;
the union may even bargain away his right to strike during the contract term . .
..' 388 U.S., at 180, 87 S.Ct. at 2006 (footnotes omitted). 14
18
In vesting the representatives of the majority with this broad power Congress
did not, of course, authorize a tyranny of the majority over minority interests.
First, it confined the exercise of these powers to the context of a "unit
appropriate' for the purposes of collective bargaining,' i.e., a group of
employees with a sufficient commonality of circumstances to ensure against the
submergence of a minority with distinctively different interests in the terms and
conditions of their employment. See Chemical Workers v. Pittsburgh Glass,
404 U.S. 157, 171, 92 S.Ct. 383, 393, 30 L.Ed.2d 341 (1971). Second, it
undertook in the 1959 Landrum-Griffin amendments, 73 Stat. 519, to assure
that minority voices are heard as they are in the functioning of a democratic
institution. Third, we have held, by the very nature of the exclusive bargaining
representative's status as representative of all unit employees, Congress
implicitly imposed upon it a duty fairly and in good faith to represent the
interests of minorities within the unit. Vaca v. Sipes, supra; Wallace Corp. v.
NLRB, 323 U.S. 248, 65 S.Ct. 238, 89 L.Ed. 216 (1944); cf. Steele v.
Louisville & N.R. Co., 323 U.S. 192, 65 S.Ct. 226, 89 L.Ed. 173 (1944). And
the Board has taken the position that a union's refusal to process grievances
against racial discrimination, in violation of that duty, is an unfair labor
practice. Hughes Tool Co., 147 N.L.R.B. 1573 (1964); see Miranda Fuel Co.,
140 N.L.R.B. 181 (1962), enforcement denied, 326 F.2d 172 (CA2 1963).
Indeed, the Board has ordered a union implicated by a collective-bargaining
agreement in discrimination with an employer to propose specific contractual
provisions to prohibit racial discrimination. See Local Union No. 12, United
Rubber Workers of America v. NLRB, 368 F.2d 12 (CA5 1966) (enforcement
granted).
B
19
policy against discrimination requires this exception, respondent argues, and its
adoption would not unduly compromise the legitimate interests of either unions
or employers.16
20
21
What has been said here in evaluating respondent's claim that the policy against
discrimination requires 7 protection for concerted efforts at minority
bargaining has obvious implications for the related claim that legitimate
employer and union interests would not be unduly compromised thereby. The
court below minimized the impact on the Union in this case by noting that it
was not working at cross-purposes with the dissidents, and that indeed it could
not do so consistent with its duty of fair representation and perhaps its
obligations under Title VII. As to the Company, its obligations under Title VII
are cited for the proposition that it could have no legitimate objection to
bargaining with the dissidents in order to achieve full compliance with that law.
23
Louisville & N.R. Co., 323 U.S. 192, 65 S.Ct. 226, 89 L.Ed. 173, 42 U.S.C.
2000e2(c)(3), it has a legitimate interest in presenting a united front on this
as on other issues and in not seeing its strength dissipated and its stature
denigrated by subgroups within the unit separately pursuing what they see as
separate interests. What they see as are not responsive to their legal obligations,
the bargain they have struck must yield pro tanto to the law, whether by means
of conciliation through the offices of the EEOC, or by means of federal-court
enforcement at the instance of either that agency or the party claiming to be
aggrieved.
24
III
25
Even if the NLRA, when read in the context of the general policy against
discrimination, does not sanction these employees' attempt to bargain with the
Company, it is contended that it must do so if a specific element of that policy
is to be preserved. The element in question is the congressional policy of
protecting from employer reprisal employee efforts to oppose unlawful
discrimination, as expressed in 704(a) of Title VII. See n. 7, supra. Since the
discharged employees here had, by their own lights, 'opposed' discrimination, it
is argued that their activities 'fell plainly within the scope of,' and their
discharges therefore violated, 704(a).24 The notion here is that if the
discharges did not also violate 8(a)(1) of the NLRA, then the integrity of
704(a) will be seriously undermined. We cannot agree.
26
recover their jobs with backpay. 42 U.S.C. 2000e 5(g) (1970 ed., supp. III).
27
28
Whatever its factual merit, this argument is properly addressed to the Congress
and not to this Court or the NLRB. In order to hold that employer conduct
violates 8(a)(1) of the NLRA because it violates 704(a) of Title VII, we
would have to override a host of consciously made decisions well within the
exclusive competence of the Legislature.26 This obviously, we cannot do.
29
Reversed.
30
31
32
The employees involved, who are black and who were members of a Union
through which they obtained employment by the Emporium, would seem to
have suffered rank discrimination because of their race. They theoretically had
a cause of action against their Union for breach of its duty of fair representation
spelled out in Steele v. Louisville & N.R. Co., 323 U.S. 192, 65 S.Ct. 226, 89
L.Ed. 173. But as the law on that phase of the roblem has evolved it would
seem that the burden on the employee is heavy. See Vaca v. Sipes, 386 U.S.
171, 190, 87 S.Ct. 903, 916, 17 L.Ed.2d 842, where it was held that the union
The employees might also have sought relief under Title VII of the Civil Rights
Act of 1964, 78 Stat. 253, as amended, 42 U.S.C. 2000e et seq., which forbids
discrimination in employment on the basis of 'race, color, religion, sex or
national origin.' Section 704(a) of that Act makes it unlawful for an employer to
'discriminate against any of his employees . . . because he has opposed any
practice made an unlawful employment practice by (the Act), or because he has
made a charge, testified, assisted, or participated in any manner in an
investigation, proceeding, or hearing under (the Act).' In distinguishing
'opposition' from participation in legal proceedings brought pursuant to the
statute, it would seem that Congress brought employee self-help within the
protection of 704.*
34
In this case, the employees took neither of the foregoing courses, each fraught
with obstacles, but picketed to protest Emporium's practices. I believe these
were 'concerted activities' protected under 7 of the National Labor Relations
Act. The employees were engaged in a traditional form of labor protest,
directed at matters which are unquestionably a proper subject of employee
concern. As long ago as New Negro Alliance v. Sanitary Grocery Co., 303 U.S.
552, 561, 58 S.Ct. 703, 707, 82 L.Ed. 1012, we observed:
35
'The desire for fair and equitable conditions of employment on the part of
persons of any race, color, or persuasion, and the removal of discriminations
against them by reason of their race or religious beliefs is quite as important to
those concerned as fairness and equity in terms and conditions of employment
can be to trade or craft unions or any form of labor organization or association.'
36
These observations have added force today with the enactment of Title VII,
which unequivocally makes the eradication of employment discrimination part
of the federal labor policy, in light of which all labor laws must be construed.
37
The Board has held that the employees were unprotected because they sought
to confront the employer outside the grievance process, which was under Union
control. The Court upholds the Board, on the view that this result is
commanded by the principle of 'exclusive representation' embodied in 9 of the
NLRA. But in the area of racial discrimination the Union is hardly in a position
to demand exclusive control, for the employee's right to nondiscriminatory
treatment does not depend upon Union demand but is based on the law. We
held in Alexander v. Gardner-Denver Co., 415 U.S. 36, 94 S.Ct. 1011, 39
L.Ed.2d 147, that a union may not circumscribe an employee's opportunity to
seek relief under Title VII. We said there that Title VII 'concerns not
majoritarian processes, but an individual's right to equal employment
opportunities. Title VII's strictures are absolute and represent a congressional
command that each employee be free from discriminatory practices.' Id., at 51,
94 S.Ct. at 1021.
38
The law should facilitate the involvement of unions in the quest for racial
equality in employment, but it should not make the individual a prisoner of the
union. While employees may reasonably be required to approach the union
first, as a kind of 'exhaustion' requirement before resorting to economic protest,
cf. NLRB v. Tanner Motor Livery, 419 F.2d 216 (CA9), they should not be
under continued inhibition when it becomes apparent that the union response is
inadequate. The Court of Appeals held that the employees should be protected
from discharge unless the Board found on remand that the Union had been
prosecuting their complaints 'to the fullest extent possible, by the most
expedient and efficacious means.' 158 U.S.App.D.C. 138, 152, 485 F.2d 917,
931. I would not disturb this standard. Union conduct can be oppressive even if
not made in bad faith. The inertia of weak-kneed, docile union leadership can
be as devastating to the cause of racial equality as aggressive subversion.
Continued submission by employees to such a regime should not be demanded.
39
Section 5B provided:
'Any act of any employer, representative of the Union, or any employe that is
interfering with the Faithful performance of this agreement, or a harmonious
relationship between the employers and the UNION, may be referred to the
Adjustment Board for such action as the Adjustment Board deems proper, and
is permissive within this agreement.' App. 100101.
Section 36B established an Adjustment Board consisting of three Union and
three management members. Section 36C provided that if any matter referred
to the Adjustment Board remained unsettled after seven days, either party could
insist that the dispute be submitted to final and binding arbitration. App. 100
101.
'EMPORIUM SHOPPERS
"Boycott Is On' 'Boycott Is On'
'Boycott Is On'
For years at The Emporium black, brown, yellow and red people have worked
at the lowest jobs, at the lowest levels. Time and time again we have seen
intelligent, hard working brothers and sisters denied promotions and respect.
'The Emporium is a 20th Century colonial plantation. The brothers and sisters
are being treated the same way as our brothers are being treated in the slave
mines of Africa.
'Whenever the racist pig at The Emporium injures or harms a black sister or
brother, they injure and insult all black people. THE EMPORIUM MUST PAY
FOR THESE INSULTS. Therefore, we encourage all of our people to take their
money out of this racist store, until black people have full employment and are
promoted justly through out The Emporium.
'We welcome the support of our brothers and sisters from the churches, unions,
sororities, fraternities, social clubs, Afro-American Institute, Black Panther
Party, W.A.C.O. and the Poor Peoples Institute.' App. 107.
3
Johnson testified that Hollins 'informed me that the only one they wanted to
talk to was Mr. Batchelder (the Company president) and I informed him that we
had concluded negotiations in 1967 and I was a spokesman for the union and
represented a few thousand clerks and I have never met Mr. Batchelder . . ..'
App. 76.
'There are ample legal remedies to correct any discrimination you may claim to
exist. Therefore, we view your activities as a deliberate and unjustified attempt
to injure your employer.
'This is to inform you that you may be discharged if you repeat any of the
above acts or make any similar public statement.'
That given to Hawkins was the same except that the first paragraph was not
included. Id., at 106.
5
192 N.L.R.B., at 185. The evidence mar-Hollins' meeting with the Company
president shaled in support of this finding consisted of in which he said that he
wanted to discuss the problem perceived by minority employees; his statement
that the pickets would not desist until the president treated with them; Hawkins'
testimony that their purpose in picketing was to 'talk to the top management to
get better conditions'; and his statement that they wanted to achieve their
purpose through 'group talk and through the president if we could talk to him,'
as opposed to use of the grievance-arbitration machinery.
The Board considered but stopped short of resolving the question of whether
the employees' invective and call for a boycott of the Company bespoke so
malicious an attempt to harm their employer as to deprive them of the
protection of the Act. The Board decision is therefore grounded squarely on the
view that a minority group member may not bypass the Union and bargain
directly over matters affecting minority employees, and not at all on the tactics
used in this particular attempt to obtain such bargaining.
Member Jenkins dissented on the ground that the employees' activity was
protected by 7 because it concerned the terms and conditions of their
employment. Member Brown agreed but expressly relied upon his view that the
facts revealed no attempt to bargain 'but simply to urge (the Company) to take
action to correct conditions of racial discrimination which the employees
reasonably believed existed at the Emporium.' 192 N.L.R.B., at 179.
10
Id., at 150 n. 34, 485 F.2d, at 929 n. 34 (majority opinion); id., at 158, 485
F.2d, at 937 (dissenting opinion) ('There could not be a plainer instance of an
attempt to bargain respecting working conditions, as distinguished from an
adjustment of grievances').
11
Brief for Respondent 2734; Tr. of Oral Arg. 34, 3740, 44, 49.
12
In introducing the bill that became the NLRA, Senator Wagner said of the
provisions establishing majority rule: 'Without them the phrase 'collective
bargaining' is devoid of meaning, and the very few unfair employers are
encouraged to divide their workers against themselves.' 79 Cong.Rec. 2372
(1935).
14
The Union may not, of course, bargain away the employees' statutory right to
choose a new, or to have no, bargaining representative. See NLRB v.
Magnavox Co., 415 U.S. 322, 94 S.Ct. 1099, 39 L.Ed.2d 358 (1974).
15
16
The Union in this case had been 'prepared to go into arbitration' to enforce its
position, but was advised by its attorney that it would be difficult to do so
without the dissident members' testimony. Testimony of Walter Johnson, App.
76.
18
Even if the arbitral decision denies the putative discriminatee's complaint his
access to the processes of Title VII and thereby to the federal courts is not
foreclosed. Alexander v. Gardner-Denver Co., 415 U.S. 36, 94 S.Ct. 1011, 39
L.Ed.2d 147.
19
20
The Company's Employer Information Report EEO1 to the EEOC for the
period during which this dispute arose indicates that it had employees in every
minority group for which information was required. Among sales workers
alone it recorded male and female employees who were Negro, Oriental, and
Spanish surnamed. App. 120. In addition, the Union took the position that older
employees were also being discriminated against.
21
At the Board hearing Hollins and Hawkins advanced as a basis for their belief
that the Company was discriminating in assignments and promotions their own
survey, Briefing on Conditions, Gen.Counsel Ex. 10, Court of Appeals App.
167. This document, reproduced in part in this Court, states: 'We demand
selling personnel of the following Racial groups to be infiltrated into the
following high commission selling areas. Black, Mexicans, Chinese, Filipinos,
etc.' A number of such departments of the store are then listed. App. 118.
22
23
See United Packinghouse Workers v. NLRB, 135 U.S.App.D.C. 111, 416 F.2d
1126, cert. denied, 396 U.S. 903 (1969); Local Union No. 12, United Rubber
Workers of America v. NLRB, 368 F.2d 12 (CA5 1966).
24
25
The question of whether 704(a) is applicable to the facts of this case is not as
free from doubt as the respondent and amicus would have it. In its brief the
NLRB argues that 704(a) is directed at protecting access to the EEOC and
federal courts. Pettway v. American Cast Iron Pipe Co., 411 F.2d 998 (CA5
1969). We have previously had occasion to note that '(n)othing in Title VII
compels an employer to absolve and rehire one who has engaged in . . .
deliberate, unlawful activity against it.' McDonnell Douglas Corp. v. Green,
411 U.S. 792, 803, 93 S.Ct. 1817, 1825, 36 L.Ed.2d 668 (1973). Whether the
protection afforded by 704(a) extends only to the right of access or well
beyond it, however, is not a question properly presented by these cases. Nor is
it an appropriate question to be answered in the first instance by the NLRB.
Questions arising under Title VII must be resolved by the means that Congress
provided for that purpose.
In the course of arguing for affirmance of the decision below, under which the
NLRB would be called upon to evaluate the effectiveness of a union's efforts to
oppose employer discrimination in the bargaining unit, respondent takes the
position that the Board is well equipped by reason of experience and
perspective to play a major role in the process of eliminating discrimination in
employment. The Board-enforced duty of fair representation, it is noted, has
already exposed it to the problems that inhere in detecting and deterring racial
discrimination within unions. What is said above does not call into question
either the capacity or the propriety of the Board's sensitivity to questions of
discrimination. It pertains, rather, to the proper allocation of a particular
functionadjudication of claimed violations of Title VIIthat Congress has
assigned elsewhere.
26
employee's access to redress under other statutory regimes, we do not take them
as foreclosing the possibility that in some circumstances rights created by the
NLRA and related laws affecting the employment relationship must be
broadened to accommodate the policies of Title VII.
*
See CCH EEOC Decisions (1973) 6264 (Apr. 19, 1971). There the EEOC held
that in spite of a collective agreement involving a 'no strike' clause an employee
might picket the plant for discrimination against blacks. The Commission said:
'An employee has a statutory right under Title VII to oppose, without
retaliation, any unlawful employment practices of his employer. We believe
this right cannot be abolished or diminished by a collective bargaining
agreement. The protection which Title VII affords to Charging Party No. 1's
conduct may be analogized to the protection the National Labor Relations Act
affords employees who picket in protest against unfair labor practices
committed by their employer, although there exists a valid collective bargaining
agreement containing a nostrike clause.'
The Commission rightly concluded that that decision was in line with Mastro
Plastics Corp. v. NLRB, 350 U.S. 270, 76 S.Ct., 349, 100 L.Ed. 309.