Kramer v. Union Free School Dist. No. 15, 395 U.S. 621 (1969)
Kramer v. Union Free School Dist. No. 15, 395 U.S. 621 (1969)
Kramer v. Union Free School Dist. No. 15, 395 U.S. 621 (1969)
621
89 S.Ct. 1886
23 L.Ed.2d 583
In this case we are called on to determine whether 2012 of the New York
Education Law, McKinney's Consol.Laws, c. 16, is constitutional. The
legislation provides that in certain New York school districts residents who are
otherwise eligible to vote in state and federal elections may vote in the school
district election only if they (1) own (or lease) taxable real property within the
district, or (2) are parents (or have custody of) children enrolled in the local
public schools. Appellant, a bachelor who neither owns nor leases taxable real
property, filed suit in federal court claiming that 2012 denied him equal
protection of the laws in violation of the Fourteenth Amendment. With one
judge dissenting, a three-judge District Court dismissed appellant's complaint.
Finding that 2012 does violate the Equal Protection Clause of the Fourteenth
Amendment, we reverse.
I.
2
New York law provides basically three methods of school board selection. In
some large city districts, the school board is appointed by the mayor or city
council. N.Y.Educ.Law 2553, subds. 2, 4 (1953), as amended (Supp.1968).
On the other hand, in some cities, primarily those with less than 125,000
residents, the school board is elected at general or municipal elections in which
all qualified city voters may participate. N.Y.Educ.Law 2502, subd. 2, 2553,
subd. 3 (1953). Cf. N.Y.Educ.Law 2531 (1953). Finally, in other districts
such as the one involved in this case, which are primarily rural and suburban,
the school board is elected at an annual meeting of qualified school district
voters.1
3
The challenged statute is applicable only in the districts which hold annual
meetings. To be eligible to vote at an annual district meeting, an otherwise
qualified2 district resident must either (1) be the owner or lessee of taxable real
property located in the district, (2) be the spouse of one who owns or leases
qualifying property, or (3) be the parent or guardian of a child enrolled for a
specified time during the preceding year in a local district school.
The United States District Court for the Eastern District of New York denied
At the outset, it is important to note what is not at issue in this case. The
requirements of 2012 that school district voters must (1) be citizens of the
United States, (2) be bona fide residents of the school district, and (3) be at
least 21 years of age are not challenged. Appellant agrees that the States have
the power to impose reasonable citizenship, age, and residency requirements on
the availability of the ballot. Cf. Carrington v. Rash, 380 U.S. 89, 91, 85 S.Ct.
775, 777, 13 L.Ed.2d 675 (1965); Pope v. Williams, 193 U.S. 621, 24 S.Ct.
573, 48 L.Ed. 817 (1904). The sole issue in this case is whether the additional
requirements of 2012requirements which prohibit some district residents
who are otherwise qualified by age and citizenship from participating in district
meetings and school board electionsviolate the Fourteenth Amendment's
command that no State shall deny persons equal protection of the laws.
'In determining whether or not a state law violates the Equal Protection Clause,
we must consider the facts and circumstances behind the law, the interests
which the State claims to be protecting, and the interests of those who are
disadvantaged by the classification.' Williams v. Rhodes, 393 U.S. 23, 30, 89
S.Ct. 5, 10, 21 L.Ed.2d 24 (1968). And, in this case, we must give the statute a
close and exacting examination. '(S)ince the right to exercise the franchise in a
free and unimpaired manner is preservative of other basic civil and political
rights, any alleged infringement of the right of citizens to vote must be carefully
and meticulously scrutinized.' Reynolds v. Sims, 377 U.S. 533, 562, 84 S.Ct.
1362, 1381, 12 L.Ed.2d 506 (1964). See Williams v. Rhodes, supra, 393 U.S. at
31, 89 S.Ct. at 10; Wesberry v. Sanders, 376 U.S. 1, 17, 84 S.Ct. 526, 535, 11
L.Ed.2d 481 (1964). This careful examination is necessary because statutes
distributing the franchise constitute the foundation of our representative
society. Any unjustified discrimination in determining who may participate in
political affairs or in the selection of public officials undermines the legitimacy
of representative government.
Thus, state apportionment statutes, which may dilute the effectiveness of some
citizens' votes, receive close scrutiny from this Court. Reynolds v. Sims, supra.
See Avery v. Midland County, 390 U.S. 474, 88 S.Ct. 1114, 20 L.Ed.2d 45
(1968). No less rigid an examination is applicable to statutes denying the
franchise to citizens who are otherwise qualified by residence and age. 6
Statutes granting the franchise to residents on a selective basis always pose the
danger of denying some citizens any effective voice in the governmental affairs
which substantially affect their lives.7 Therefore, if a challenged state statute
grants the right to vote to some bona fide residents of requisite age and
citizenship and denies the franchise to others, the Court must determine
whether the exclusions are necessary to promote a compelling state interest.
See Carrington v. Rash, supra, 380 U.S., at 96, 85 S.Ct., at 780.
10
And, for these reasons, the deference usually given to the judgment of
legislators does not extend to decisions concerning which resident citizens may
participate in the election of legislators and other public officials. Those
decisions must be carefully scrutinized by the Court to determine whether each
resident citizen has, as far as is possible, an equal voice in the selections.
Accordingly, when we are reviewing statutes which deny some residents the
right to vote, the general presumption of constitutionality afforded state statutes
and the traditional approval given state classifications if the Court can conceive
of a 'rational basis' for the distinctions made 8 are not applicable. See Harper v.
Virginia State Bd. of Elections, 383 U.S. 663, 670, 86 S.Ct. 1079, 1083, 16
L.Ed.2d 169 (1966). The presumption of constitutionality and the approval
given 'rational' classifications in other types of enactments9 are based on an
assumption that the institutions of state government are structured so as to
represent fairly all the people. However, when the challenge to the statute is in
effect a challenge of this basic assumption, the assumption can no longer serve
as the basis for presuming constitutionality. And, the assumption is no less
under attack because the legislature which decides who may participate at the
various levels of political choice is fairly elected. Legislation which delegates
decision making to bodies elected by only a portion of those eligible to vote for
the legislature can cause unfair representation. Such legislation can exclude a
minority of voters from any voice in the decisions just as effectively as if the
decisions were made by legislators the minority had no voice in selecting.10
11
The need for exacting judicial scrutiny of statutes distributing the franchise is
undiminished simply because, under a different statutory scheme, the offices
subject to election might have been filled through appointment.11 States do have
latitude in determining whethe certain public officials shall be selected by
election or chosen by appointment and whether various questions shall be
submitted to the voters. In fact, we have held that where a county school board
Nor is the need for close judicial examination affected because the district
meetings and the school board do not have 'general' legislative powers. Our
exacting examination is not necessitated by the subject of the election; rather, it
is required because some resident citizens are permitted to participate and some
are not. For example, a city charter might well provide that the elected city
council appoint a mayor who would have broad administrative powers.
Assuming the council were elected consistent with the commands of the Equal
Protection Clause, the delegation of power to the mayor would not call for this
Court's exacting review. On the other hand, if the city charter made the office
of mayor subject to an election in which only some resident citizens were
entitled to vote, there would be presented a situation calling for our close
review.
III.
13
Besides appellant and others who similarly live in their parents' homes, the
statute also disenfranchises the following persons (unless they are parents or
guardians of children enrolled in the district public school): senior citizens and
others living with children or relatives; clergy, military personnel, and others
who live on tax-exempt property; boarders and lodgers; parents who neither
own nor lease qualifying property and whose children are too young to attend
school; parents who neither own nor lease qualifying property and whose
children attend private schools.
14
Appellant asserts that excluding him from participation in the district elections
denies him equal protection of the laws. He contends that he and others of his
class are substantially interested in and significantly affected by the school
meeting decisions. All members of the community have an interest in the
quality and structure of public education, appellant says, and he urges that 'the
decisions taken by local boards * * * may have grave consequences to the
entire population.' Appellant also argues that the level of property taxation
affects him, even though he does not own property, as property tax levels affect
the price of goods and services in the community.
15
compelling state interest. First appellees13 argue that the State has a legitimate
interest in limiting the franchise in school district elections to 'members of the
community of interest'those 'primarily interested in such elections.' Second,
appellees urge that the State may reasonably and permissibly conclude that
'property taxpayers' (including lessees of taxable property h o share the tax
burden through rent payments) and parents of the children enrolled in the
district's schools are those 'primarily interested' in school affairs.
16
We do not understand appellees to argue that the State is attempting to limit the
franchise to those 'subjectively concerned' about school matters. Rather, they
appear to argue that the State's legitimate interest is in restricting a voice in
school matters to those 'directly affected' by such decisions. The State
apparently reasons that since the schools are financed in part by local property
taxes, persons whose out-of-pocket expenses are 'directly' affected by property
tax changes should be allowed to vote. Similarly, parents of children in school
are thought to have a 'direct' stake in school affairs and are given a vote.
17
18
20
The judgment of the United States District Court for the Eastern District of
New York is therefore reversed. The case is remanded for further proceedings
consistent with this opinion.
21
It is so ordered.
'A person shall be entitled to vote at any school meeting for the election of
school district officers, and upon all other matters which may be brought before
such meeting, who is: 1. A citizen of the United States.
23
24
'3. A resident within the district for a period of thirty days next preceding the
meeting at which he offers to vote; and who in addition thereto possesses one of
'a. Owns or is the spouse of an owner, leases, hires, or is in the possession under
a contract of purchase or is the spouse of one who leases, hires or is in
possession under a contract of purchase of, real property in such district liable to
taxation for school purposes, but the occupation of real property by a person as
lodger or boarder shall not entitle such person to vote, or
26
'b. Is the parent of a child of school age, provided such a child shall have
attended the district school in the district in which the meeting is held for a
period of at least eight weeks during the year preceding such school meeting, or
27
'c. Not being the parent, has permanently residing with him a child of school
age who shall have attended the district school for a period of at least eight
weeks during the year preceding such meeting.
28
29
Mr. Justice STEWART, with whom Mr. Justice BLACK, and Mr. Justice
HARLAN join, dissenting.
30
In Lassiter v. Northampton County Election Bd., 360 U.S. 45, 79 S.Ct. 985, 3
L.Ed.2d 1072 this Court upheld against constitutional attack a literacy
requirement, applicable to voters in all state and federal elections, imposed by
the State of North Carolina. Writing for a unanimous Court, Mr. Justice
Douglas said:
31
'The States have long been held to have broad powers to determine the
conditions under which the right of suffrage may be exercised, Pope v.
Williams, 193 U.S. 621, 663, 24 S.Ct. 573, 576, 48 L.Ed. 817; Mason v.
Missouri, 179 U.S. 328, 335, 21 S.Ct. 125, 128, 45 L.Ed. 214, absent of course
the discrimination which the Constitution condemns.' 360 U.S., at 5051, 79
S.Ct., at 989.
32
Believing that the appellant in this case is not the victim of any 'discrimination
which the Constitution condemns,' I would affirm the judgment of the District
Court.
33
The issue before us may be briefly summarized. New York has provided that in
certain areas of the State local authority over public schools shall reside in
'Union Free School Districts,' such as the District involved here. In such areas,
the qualified voters of the i strict annually elect members of a Board of
Education and determine by vote the basic fiscal policy of the school system:
they adopt a budget and in effect decide the amount of school taxes that shall
be imposed upon the taxable real property of the District. State and federal
grants provide some additional funds for the operation of the school system, but
the only method by which the District itself may raise its own revenue is
through such property taxes.1
34
Three classes of persons are qualified under New York law to vote in these
school elections: (1) parents or guardians of children attending public schools
within the District; (2) persons who own taxable real property within the
District, and their spouses; and (3) persons who lease taxable real property
within the District, and their spouses.2 The appellant, a bachelor who lives with
his parents and who neither owns nor leases any real property within the
District, falls within none of those classes, and consequently is disqualified
from voting despite the fact that he meets the general age and residence
requirements imposed by state law. The question presented is whether, by
virtue of that disqualification the appellant is denied the equal protection of the
laws.
35
36
Clearly a State may reasonably assume that its residents have a greater stake in
38
With good reason, the Court does not really argue the contrary. Instead, it
strikes down New York's statute by asserting that the traditional equal
protection standard is inapt in this case, and that a considerably stricter standard
under which classifications relating to 'the franchise' are to be subjected to
'exacting judicial scrutiny'should be applied. But the asserted justification for
applying such a standard cannot withstand analysis.
39
The Court is quite explicit in explaining why it believes this statute should be
given 'close scrutiny':
40
41
42
Nor is there any other jurisdiction for imposing the Court's 'exacting' equal
protection test. This case does not involve racial classifications, which in light
of the genesis of the Fourteenth Amendment have traditionally been viewed as
inherently 'suspect.'7 And this statute is not one that impinges upon a
constitutionally protected right, and that consequently can be justified only by a
'compelling' state interest.8 For 'the Constitution of the United States does not
confer the right of suffrage upon any one * * *.' Minor v. Happersett, 21 Wall.
162, 178, 22 L.Ed. 627.
43
In any event, it seems to me that under any equal protection standard, short of a
doctrinaire insistence that universal suffrage is somehow mandated by the
Constitution, the appellant's claim must be rejected. First of all, it must be
emphasized despite the Court's undifferentiated references to what it terms 'the
franchise'that we are dealing here, not with a general election, but with a
limited, special-purpose election.9 The appellant is eligible to vote in all state,
local, and federal elections in which general governmental policy is determined.
He is fully able, therefore, to participate not only in the processes by which the
requirements for school district voting may be changed, but also in those by
which the levels of state and federal financial assistance to the District are
determined. He clearly is not locked into any self-perpetuating status of
exclusion from the electoral process.10
44
Secondly, the appellant is of course limited to asserting his own rights, not the
purported rights of hypothetical childless clergymen or parents of preschool
children, who neither own nor rent taxable property. The appellant's status is
merely that of a citizen who says he is interested in the affairs of his local
public schools. If the Constitution requires that he must be given a decisionmaking role in the governance of those affairs, then it seems to me that any
individual who seeks such a role must be given it. For as I have suggested,
there is no persuasive reason for distinguishing constitutionally between the
voter qualifications New York has required for its Union Free School District
elections and qualifications based on factors such as age, residence, or
literacy.11
45
In some districts the election takes place on the Wednesday following the
district meeting. N.Y.Educ.Law 2013 (Supp. 1968).
The statute also requires that a voter be a citizen of the United States and at
least 21 years of age. Appellant meets these requirements and doe not challenge
the citizenship, age, or residency requirements of 2012. See infra, at 625. The
statute is set out in the Appendix, infra.
'But while the administration of schools and the formulation of general policies
have been centralized in the State Education Department * * * the immediate
control and operation of the schools in New York have to a large extent been
vested in the localities. The thousands of districts * * * possess a high degree of
authority in education. They decide matters of local taxation for school
purposes, elect trustees and other school officials, purchase buildings and sites,
employ teachers and * * * maintain discipline * * *.' Graves, Development of
the Education Law in New York, 16 Consolidated Laws of New York
(Education Law) xxiii (McKinney 1953). See R. Pyle, Some Aspects of
Education in New York 913 (1967).
In districts which do not have annual meetings, the budget is not submitted to
district voters. Thus, in city districts where the board of education is elected by
all the voters, the board has the power to set the budget and assess taxes to meet
expenditures. In large city districts, where the board is appointed, the board
must submit requests to the city government, much as would any other city
department. R. Pyle, Some Aspects of Education in New York 11 (1967).
The legislation provides that the money shall be raised through a 'tax, to be
levied upon all the real property in (the) village * * *.' And, the 'corporate
authorities shall have no power to withhold the sums so declared to be
necessary * * *.' N.Y.Educ.Law 1717 (1953).
This case presents an issue different from the one we faced in McDonald v.
Board of Election Comm'rs of Chicago, 394 U.S. 802, 89 S.Ct. 1404, 22
L.Ed.2d 739 (1969). The present appeal involves an absolute denial of the
franchise. In McDonald, on the other hand, we were reviewing a statute which
made casting a ballot easier for some who were unable to come to the polls. As
we noted, there was no evidence that the statute absolutely prohibited anyone
from exercising the franchise; at issue ws not a claimed right to vote but a
claimed right to an absentee ballot. Id., at 807808, 89 S.Ct., at 1408.
See, e.g., McGowan v. Maryland, 366 U.S. 420, 425428, 81 S.Ct. 1101, 1104
1106, (1961); Allied Stores of Ohio, Inc. v. Bowers, 358 U.S. 522, 527, 79
S.Ct. 437, 441, 3 L.Ed.2d 480, 6 L.Ed.2d 393 (1959); Kotch v. Board of River
Port Pilot Comm'rs, 330 U.S. 552, 556 (1947).
10
(1968).
11
12
In Sailors v. Kent County Bd. of Education, 387 U.S. 105, 87 S.Ct. 1549, 18
L.Ed.2d 650 (1967), each local school board sent one delegate to a biennial
meeting at which the members of the county board of education were selected.
We noted that 'the choice of members of the county school board did not
involve an election.' Id., at 111, 87 S.Ct., at 1553. However, we also pointed
out that the members of the local school boards, who in effect made the county
board appointments, were elected, but that 'no constitutional complaint (was)
raised respecting that election.' Ibid.
13
The Union Free School District No. 15 and each member of its board of
education were named as defendants. The Attorney General of New York
intervened as an appellee.
14
15
For example, appellant resides with his parents in the school district, pays state
and federal taxes and is interested in and affected by school board decisions;
however, he has no vote. On the other hand, an uninterested unemployed young
man who pays no state or federal taxes, but who rents an apartment in the
district, can participate in the election.
16
The District Court's statement to this effect has been explicitly reiterated and
emphasized by the appellees, and the proposition is apparently conceded by the
appellant. See N.Y.Educ.Law 416, 1717, 2021; N.Y.Real.Prop.Tax Law
McKinney's Consol. Laws, c. 50A, 1302, 1306, 1308.
New York's general age and residence requirements must also be met.
See also McGowan v. Maryland, 366 U.S. 420, 425426, 81 S.Ct. 1101, 1105,
6 L.Ed.2d 393:
'The constitutional safeguard is offended only if the classification rests on
Pope v. Williams, 193 U.S. 621, 24 S.Ct. 573, 48 L.Ed. 817; Lassiter v.
Northampton County Election Bd., 360 U.S. 45, 51, 79 S.Ct. 985, 990, 3
L.Ed.2d 1072; Carrington v. Rash, 380 U.S. 89, 9394, 96, 85 S.Ct. 775, 778
779, 13 L.Ed.2d 675; see Harper v. Virginia State Bd. of Elections, 383 U.S.
663, 666, 86 S.Ct. 1079, 1081, 16 L.Ed.2d 169.
Presumably the rationale for including lessees and their spouses in the electoral
process is that the cost of property taxes is in many instances passed on from
owner to lessee.
Korematsu v. United States, 323 U.S. 214, 216, 65 S.Ct. 193, 89 L.Ed. 194;
McLaughlin v. Florida, 379 U.S. 184, 192, 85 S.Ct. 283, 288, 13 L.Ed.2d 222.
Shapiro v. Thompson, 394 U.S. 618, 634, 89 S.Ct. 1322, 1331, 22 L.Ed.2d 600;
cf. NAACP v. Alabama, 357 U.S. 449, 463, 78 S.Ct. 1163, 1172.
10
11