Baker v. Carr, 369 U.S. 186 (1962)
Baker v. Carr, 369 U.S. 186 (1962)
Baker v. Carr, 369 U.S. 186 (1962)
186
82 S.Ct. 691
7 L.Ed.2d 663
This civil action was brought under 42 U.S.C. 1983 and 1988, 42 U.S.C.A.
1983, 1988 to redress the alleged deprivation of federal constitutional rights.
The complaint, alleging that by means of a 1901 statute of Tennessee
apportioning the members of the General Assembly among the State's 95
counties,1 'these plaintiffs and others similarly situated, are denied the equal
protection of the laws accorded them by the Fourteenth Amendment to the
Constitution of the United States by virtue of the debasement of their votes,'
was dismissed by a three-judge court convened under 28 U.S.C. 2281, 28
U.S.C.A. 2281 in the Middle District of Tennessee.2 The court held that it
lacked jurisdiction of the subject matter and also that no claim was stated upon
which relief could be granted. 179 F.Supp. 824. We noted probable jurisdiction
of the appeal. 364 U.S. 898, 81 S.Ct. 230, 5 L.Ed.2d 193. 3 We hold that the
dismissal was error, and remand the cause to the District Court for trial and
further proceedings consistent with this opinion.
Between 1901 and 1961, Tennessee has experienced substantial growth and
redistribution of her population. In 1901 the population was 2,020,616, of
whom 487,380 were eligible to vote.11 The 1960 Federal Census reports the
State's population at 3,567,089, of whom 2,092,891 are eligible to vote.12 The
relative standings of the counties in terms of qualified voters have changed
significantly. It is primarily the continued application of the 1901
Apportionment Act to this shifted and enlarged voting population which gives
rise to the present controversy.
Indeed, the complaint alleges that the 1901 statute, even as of the time of its
passage, 'made no apportionment of Representatives and Senators in
accordance with the constitutional formula * * *, but instead arbitrarily and
capriciously apportioned representatives in the Senate and House without
reference * * * to any logical or reasonable formula whatever.'13 It is further
alleged that 'because of the population changes since 1900, and the failure of
the Legislature to reapportion itself since 1901,' the 1901 statute became
'unconstitutional and obsolete.' Appellants also argue that, because of the
composition of the legislature effected by the 1901 Apportionment Act, redress
in the form of a state constitutional amendment to change the entire mechanism
for reapportioning, or any other change short of that, is difficult or impossible.14
The complaint concludes that 'these plaintiffs and others similarly situated, are
denied the equal protection of the laws accorded them by the Fourteenth
Amendment to the Constitution of the United States by virtue of the
debasement of their votes.'15 They seek a declaration that the 1901 statute is
unconstitutional and an injunction restraining the appellees from acting to
conduct any further elections under it. They also pray that unless and until the
General Assembly enacts a valid reapportionment, the District Court should
either decree a reapportionment by mathematical application of the Tennessee
constitutional formulae to the most recent Federal Census figures, or direct the
appellees to conduct legislative elections, primary and general, at large. They
also pray for such other and further relief as may be appropriate.
I.
10
11
Because we deal with this case on appeal from an order of dismissal granted on
In the setting of a case such as this, the recited grounds embrace two possible
reasons for dismissal:
13
First: That the facts and injury alleged, the legal bases invoked as creating the
rights and duties relied upon, and the relief sought, fail to come within that
language of Article III of the Constitution and of the jurisdictional statutes
which define those matters concerning which United States District Courts are
empowered to act;
14
Second: That, although the matter is cognizable and facts are alleged which
establish infringement of appellants' rights as a result of state legislative action
departing from a federal constitutional standard, the court will not proceed
because the matter is considered unsuited to judicial inquiry or adjustment.
15
16
The District Court's dismissal order recited that it was issued in conformity
with the court's per curiam opinion. The opinion reveals that the court rested its
dismissal upon lack of subject-matter jurisdiction and lack of a justiciable
cause of action without attempting to distinguish between these grounds. After
noting that the plaintiffs challenged the existing legislative apportionment in
Tennessee under the Due Process and Equal Protection Clauses, and
summarizing the supporting allegations and the relief requested, the court stated
that
17
'The action is presently before the Court upon the defendants' motion to dismiss
predicated upon three grounds: first, that the Court lacks jurisdiction of the
subject matter; second, that the complaints fail to state a claim upon which
relief can be granted; and third, that indispensable party defendants are not
before the Court.' 179 F.Supp., at 826.
18
The court proceeded to explain its action as turning on the case's presenting a
20
The court went on to express doubts as to the feasibility of the various possible
remedies sought by the plaintiffs. 179 F.Supp., at 827828. Then it made
clear that its dismissal reflected a view not of doubt that violation of
constitutional rights was alleged, but of a court's impotence to correct that
violation:
21
22
In light of the District Court's treatment of the case, we hold today only (a) that
the court possessed jurisdiction of the subject matter; (b) that a justiciable cause
of action is stated upon which appellants would be entitled to appropriate relief;
and (c) because appellees raise the issue before this Court, that the appellants
have standing to challenge the Tennessee apportionment statutes.16 Beyond
noting that we have no cause at this stage to doubt the District Court will be
able to fashion relief if violations of constitutional rights are found, it is
improper now to consider what remedy would be most appropriate if appellants
prevail at the trial.
II.
JURISDICTION OF THE SUBJECT MATTER.
23
The District Court was uncertain whether our cases withholding federal judicial
relief rested upon a lack of federal jurisdiction or upon the inappropriateness of
the subject matter for judicial considerationwhat we have designated
'nonjusticiability.' The distinction between the two grounds is significant. In the
instance of nonjusticiability, consideration of the cause is not wholly and
Article III, 2, of the Federal Constitution provides that 'The judicial Power
shall extend to all Cases, in Law and Equity, arising under this Constitution, the
Laws of the United States, and Treaties made, or which shall be made, under
their Authority * * *.' It is clear that the cause of action is one which 'arises
under' the Federal Constitution. The complaint alleges that the 1901 statute
effects an apportionment that deprives the appellants of the equal protection of
the laws in violation of the Fourteenth Amendment. Dismissal of the complaint
upon the ground of lack of jurisdiction of the subject matter would, therefore,
be justified only if that claim were 'so attenuated and unsubstantial as to be
absolutely devoid of merit,' Newburyport Water Co. v. Newburyport, 193 U.S.
561, 579, 24 S.Ct. 553, 557, 48 L.Ed. 795, or 'frivolous,' Bell v. Hood, 327 U.S.
678, 683, 66 S.Ct. 773, 776, 90 L.Ed. 939. 17 That the claim is unsubstantial
must be 'very plain.' Hart v. B. F. Keith Vaudeville Exchange, 262 U.S. 271,
274, 43 S.Ct. 540, 541, 67 L.Ed. 977. Since the District Court obviously and
correctly did not deem the asserted federal constitutional claim unsubstantial
and frivolous, it should not have dismissed the complaint for want of
jurisdiction of the subject matter. And of course no further consideration of the
merits of the claim is relevant to a determination of the court's jurisdiction of
the subject matter. We said in an earlier voting case from Tennessee: 'It is
obvious * * * that the court, in dismissing for want of jurisdiction, was
controlled by what it deemed to be the want of merit in the averments which
were made in the complaint as to the violation of the Federal right. But as the
very nature of the controversy was Federal, and, therefore, jurisdiction existed,
whilst the opinion of the court as to the want of merit in the cause of action
might have furnished ground for dismissing for that reason, it afforded no
sufficient ground for deciding that the action was not one arising under the
Constitution and laws of the United States.' Swafford v. Templeton, 185 U.S.
487, 493, 22 S.Ct. 783, 785, 46 L.Ed. 1005. 'For it is well settled that the
failure to state a proper cause of action calls for a judgment on the merits and
not for a dismissal for want of jurisdiction.' Bell v. Hood, 327 U.S. 678, 682, 66
S.Ct. 773, 776. See also Binderup v. Pathe Exchange, 263 U.S. 291, 305308,
44 S.Ct. 96, 9899, 68 L.Ed. 308.
25
Since the complaint plaintly sets forth a case arising under the Constitution, the
subject matter is within the federal judicial power defined in Art. III, 2, and so
within the power of Congress to assign to the jurisdiction of the District Courts.
Congress has exercised that power in 28 U.S.C. 1343(3), 28 U.S.C.A.
1343(3):
26
'The district courts shall have original jurisdiction of any civil action authorized
by law18 to be commenced by any person * * * (t)o redress the deprivation,
under color of any State law, statute, ordinance, regulation, custom or usage, of
any right, privilege or immunity secured by the Constitution of the United
States * * *.'19
27
28
The appellees refer to Colegrove v. Green, 328 U.S. 549, 66 S.Ct. 1198, 90
L.Ed. 1432, as authority that the District Court lacked jurisdiction of the subject
matter. Appellees misconceive the holding of that case. The holding was
precisely contrary to their reading of it. Seven members of the Court
participated in the decision. Unlike many other cases in this field which have
assumed without discussion that there was jurisdiction, all three opinions filed
in Colegrove discussed the question. Two of the opinions expressing the views
of four of the Justices, a majority, flatly held that there was jurisdiction of that
subject matter. Mr. Justice Black joined by Mr. Justice Douglas and Mr. Justice
Murphy stated: 'It is my judgment that the District Court had jurisdiction * * *,'
citing the predecessor of 28 U.S.C. 1343(3), 28 U.S.C.A. 1343(3), and Bell
v. Hood, supra. 328 U.S. at 568, 66 S.Ct. at 1210. Mr. Justice Rutledge, writing
separately, expressed agreement with this conclusion. 328 U.S. at 564, 565,
note 2, 66 S.Ct. at 1208. Indeed, it is even questionable that the opinion of Mr.
Justice Frankfurter, joined by Justices Reed and Burton, doubted jurisdiction of
the subject matter. Such doubt would have been inconsistent with the professed
willingness to turn the decision on either the majority or concurring views in
Wood v. Broom, supra. 328 U.S. at 551, 66 S.Ct. at 1199.
29
Several subsequent cases similar to Colegrove have been decided by the Court
in summary per curiam statements. None was dismissed for want of jurisdiction
of the subject matter. Cook v. Fortson, 329 U.S. 675, 67 S.Ct. 21, 91 L.Ed. 596;
Turman v. Duckworth, ibid.; Colegrove v. Barrett, 330 U.S. 804, 67 S.Ct. 973,
91 L.Ed. 1262;21 Tedesco v. Board of Supervisors, 339 U.S. 940, 70 S.Ct. 797,
94 L.Ed. 1357; Remmey v. Smith, 342 U.S. 916, 72 S.Ct. 368, 96 L.Ed. 685;
Cox v. Peters, 342 U.S. 936, 72 S.Ct. 559, 96 L.Ed. 697; Anderson v. Jordan,
343 U.S. 912, 72 S.Ct. 648, 96 L.Ed. 1328; Kidd v. McCanless, 352 U.S. 920,
77 S.Ct. 223, 1 L.Ed.2d 157; Radford v. Gary, 352 U.S. 991, 77 S.Ct. 559, 1
L.Ed.2d 540; Hartsfield v. Sloan, 357 U.S. 916, 78 S.Ct. 1363, 2 L.Ed.2d 1363;
Matthews v. Handley, 361 U.S. 127, 80 S.Ct. 256, 4 L.Ed.2d 180.22
30
Two cases decided with opinions after Colegrove likewise plainly imply that
the subject matter of this suit is within District Court jurisdiction. In
MacDougall v. Green, 335 U.S. 281, 69 S.Ct. 1, 93 L.Ed. 3, the District Court
dismissed for want of jurisdiction, which had been invoked under 28 U.S.C.
1343(3), 28 U.S.C.A. 1343(3), a suit to enjoin enforcement of the
requirement that nominees for state-wide elections be supported by a petition
signed by a minimum number of persons from at least 50 of the State's 102
counties. This Court's disagreement with that action is clear since the Court
affirmed the judgment after a review of the merits and concluded that the
particular claim there was without merit. In South v. Peters, 339 U.S. 276, 70
S.Ct. 641, 94 L.Ed. 834, we affirmed the dismissal of an attack on the Georgia
'county unit' system but founded our action on a ground that plainly would not
have been reached if the lower court lacked jurisdiction of the subject matter,
which allegedly existed under 28 U.S.C. 1343(3), 28 U.S.C.A. 1343(3). The
express words of our holding were that 'Federal courts consistently refuse to
exercise their equity powers in cases posing political issues arising from a
state's geographical distribution of electoral strength among its political
subdivisions.' 339 U.S. at 277, 70 S.Ct. at p. 642.
31
We hold that the District Court has jurisdiction of the subject matter of the
federal constitutional claim asserted in the complaint.
III.
STANDING.
32
33
A federal court cannot 'pronounce any statute, either of a state or of the United
States, void, because irreconcilable with the constitution, except as it is called
upon to adjudge the legal rights of litigants in actual controversies.' Liverpool,
N.Y. & P. Steamship Co. v. Commissioners of Emigration, 113 U.S. 33, 39, 5
S.Ct. 352, 355, 28 L.Ed. 899. Have the appellants alleged such a personal stake
in the outcome of the controversy as to assure that concrete adverseness which
sharpens the presentation of issues upon which the court so largely depends for
illumination of difficult constitutional questions? This is the gist of the question
of standing. It is, of course, a question of federal law.
34
35
We hold that the appellants do have standing to maintain this suit. Our
decisions plainly support this conclusion. Many of the cases have assumed
rather than articulated the premise in deciding the merits of similar claims.26
And Colegrove v. Green, supra, squarely held that voters who allege facts
showing disadvantage to themselves as individuals have standing to sue.27 A
number of cases decided after Colegrove recognized the standing of the voters
37
IV.
JUSTICIABILITY.
38
39
In holding that the subject matter of this suit was not justiciable, the District
Court relied on Colegrove v. Green, supra, and subsequent per curiam cases.29
The court stated: 'From a review of these decisions there can be no doubt that
the federal rule * * * is that the federal courts * * * will not intervene in cases
of this type to compel legislative reapportionment.' 179 F.Supp. at 826. We
understand the District Court to have read the cited cases as compelling the
conclusion that since the appellants sought to have a legislative apportionment
held unconstitutional, their suit presented a 'political question' and was
therefore nonjusticiable. We hold that this challenge to an apportionment
presents no nonjusticiable 'political question.' The cited cases do not hold the
contrary.
40
Of course the mere fact that the suit seeks protection of a political right does
not mean it presents a political question. Such an objection 'is little more than a
play upon words.' Nixon v. Herndon, 273 U.S. 536, 540, 47 S.Ct. 446, 71 L.Ed.
759. Rather, it is argued that apportionment cases, whatever the actual wording
of the complaint, can involve no federal constitutional right except one resting
on the guaranty of a republican form of government,30 and that complaints
based on that clause have been held to present political questions which are
nonjusticiable.
41
We hold that the claim pleaded here neither rests upon nor implicates the
Guaranty Clause and that its justiciability is therefore not foreclosed by our
decisions of cases involving that clause. The District Court misinterpreted
Colegrove v. Green and other decisions of this Court on which it relied.
Appellants' claim that they are being denied equal protection is justiciable, and
if 'discrimination is sufficiently shown, the right to relief under the equal
protection clause is not diminished by the fact that the discrimination relates to
political rights.' Snowden v. Hughes, 321 U.S. 1, 11, 64 S.Ct. 397, 402, 88
L.Ed. 497. To show why we reject the argument based on the Guaranty Clause,
we must examine the authorities under it. But because there appears to be some
uncertainty as to why those cases did present political questions, and
specifically as to whether this apportionment case is like those cases, we deem
it necessary first to consider the contours of the 'political question' doctrine.
42
Our discussion, even at the price of extending this opinion, requires review of a
number of political question cases, in order to expose the attributes of the
doctrineattributes which, in various settings, diverge, combine, appear, and
disappear in seeming disorderliness. Since that review is undertaken solely to
demonstrate that neither singly nor collectively do these cases support a
conclusion that this apportionment case is nonjusticiable, we of course do not
explore their implications in other contexts. That review reveals that in the
Guaranty Clause cases and in the other 'political question' cases, it is the
relationship between the judiciary and the coordinate branches of the Federal
Government, and not the federal judiciary's relationship to the States, which
44
We have said that 'In determining whether a question falls within (the political
question) category, the appropriateness under our system of government of
attributing finality to the action of the political departments and also the lack of
satisfactory criteria for a judicial determination are dominant considerations.'
Coleman v. Miller, 307 U.S. 433, 454455, 59 S.Ct. 972, 982, 83 L.Ed. 1385.
The nonjusticiability of a political question is primarily a function of the
separation of powers. Much confusion results from the capacity of the 'political
question' label to obscure the need for case-by-case inquiry. Deciding whether
a matter has in any measure been committed by the Constitution to another
branch of government, or whether the action of that branch exceeds whatever
authority has been committed, is itself a delicate exercise in constitutional
interpretation, and is a responsibility of this Court as ultimate interpreter of the
Constitution. To demonstrate this requires no less than to analyze
representative cases and to infer from them the analytical threads that make up
the political question doctrine. We shall then show that none of those threads
catches this case.
Foreign relations: There are sweeping statements to the effect that all questions
touching foreign relations are political questions. 31 Not only does resolution of
such issues frequently turn on standards that defy judicial application, or
involve the exercise of a discretion demonstrably committed to the executive or
legislature;32 but many such questions uniquely demand single-voiced
statement of the Government's views.33 Yet it is error to suppose that every
case or controversy which touches foreign relations lies beyond judicial
cognizance. Our cases in this field seem invariably to show a discriminating
analysis of the particular question posed, in terms of the history of its
management by the political branches, of its susceptibility to judicial handling
in the light of its nature and posture in the specific case, and of the possible
consequences of judicial action. For example, though a court will not ordinarily
inquire whether a treaty has been terminated, since on that question
'governmental action * * * must be regarded as of controlling importance,' if
there has been no conclusive 'governmental action' then a court can construe a
treaty and may find it provides the answer. Compare Terlinden v. Ames, 184
U.S. 270, 285, 22 S.Ct. 484, 490, 46 L.Ed. 534, with Society for the
Propagation of the Gospel in Foreign Parts v. New Haven, 8 Wheat. 464, 492
495, 5 L.Ed. 662. 34 Though a court will not undertake to construe a treaty in a
manner inconsistent with a subsequent federal statute, no similar hesitancy
obtains if the asserted clash is with state law. Compare Whitney v. Robertson,
124 U.S. 190, 8 S.Ct. 456, 31 L.Ed. 386, with Kolovrat v. Oregon, 366 U.S.
187, 81 S.Ct. 922, 6 L.Ed.2d 218.
45
46
Dates of duration of hostilities: Though it has been stated broadly that 'the
power which declared the necessity is the power to declare its cessation, and
what the cessation requires,' Commercial Trust Co. v. Miller, 262 U.S. 51, 57,
43 S.Ct. 486, 488, 489, 67 L.Ed. 858, here too analysis reveals isolable reasons
for the presence of political questions, underlying this Court's refusal to review
the political departments' determination of when or whether a war has ended.
Dominant is the need for finality in the political determination, for emergency's
nature demands 'A prompt and unhesitating obedience,' Martin v. Mott, 12
Wheat. 19, 30, 6 L.Ed. 537 (calling up of militia). Moreover, 'the cessation of
hostilities does not necessarily end the war power. It was stated in Hamilton v.
Kentucky Distilleries & W. Co., 251 U.S. 146, 161, 40 S.Ct. 106, 110, 64 L.Ed.
194, that the war power includes the power 'to remedy the evils which have
arisen from its rise and progress' and continues during that emergency. Stewart
v. Kahn, 11 Wall. 493, 507, 20 L.Ed. 176.' Fleming v. Mohawk Wrecking Co.,
331 U.S. 111, 116, 67 S.Ct. 1129, 1132, 91 L.Ed. 1375. But deference rests on
reason, not habit.38 The question in a particular case may not seriously
implicate considerations of finalitye.g., a public program of importance (rent
control) yet not central to the emergency effort.39 Further, clearly definable
criteria for decision may be available. In such case the political question barrier
falls away: '(A) Court is not at liberty to shut its eyes to an obvious mistake,
when the validity of the law depends upon the truth of what is declared. * * *
(It can) inquire whether the exigency still existed upon which the continued
operation of the law depended.' Chastleton Corp. v. Sinclair, 264 U.S. 543, 547
548, 44 S.Ct. 405, 406, 68 L.Ed. 841. 40 Compare Woods v. Cloyd W. Miller
Co., 333 U.S. 138, 68 S.Ct. 421, 92 L.Ed. 596. On the other hand, even in
private litigation which directly implicates no feature of separation of powers,
lack of judicially discoverable standards and the drive for even-handed
application may impel reference to the political departments' determination of
dates of hostilities' beginning and ending. The Protector, 12 Wall. 700, 20
L.Ed. 463.
47
Validity of enactments: In Coleman v. Miller, supra, this Court held that the
questions of how long a proposed amendment to the Federal Constitution
remained open to ratification, and what effect a prior rejection had on a
subsequent ratification, were committed to congressional resolution and
involved criteria of decision that necessarily escaped the judicial grasp. 41
Similar considerations apply to the enacting process: 'The respect due to
coequal and independent departments,' and the need for finality and certainty
about the status of a statute contribute to judicial reluctance to inquire whether,
as passed, it complied with all requisite formalities. Field v. Clark, 143 U.S.
649, 672, 676677, 12 S.Ct. 495, 497, 499, 36 L.Ed. 294; see Leser v. Garnett,
258 U.S. 130, 137, 42 S.Ct. 217, 218, 66 L.Ed. 505. But it is not true that courts
will never delve into a legislature's records upon such a quest: If the enrolled
statute lacks an effective date, a court will not hesitate to seek it in the
legislative journals in order to preserve the enactment. Gardner v. Collector, 6
Wall. 499, 18 L.Ed. 890. The political question doctrine, a tool for maintenance
of governmental order, will not be so applied as to promote only disorder.
48
The status of Indian tribes: This Court's deference to the political departments
in determining whether Indians are recognized as a tribe, while it reflects
familiar attributes of political questions,42 United States v. Holliday, 3 Wall.
407, 419, 18 L.Ed. 182, also has a unique element in that 'the relation of the
Indians to the United States is marked by peculiar and cardinal distinctions
which exist no where else. * * * (The Indians are) domestic dependent nations
* * * in a state of pupilage. Their relation to the United States resembles that of
a ward to his guardian.' Cherokee Nation v. Georgia, 5 Pet. 1, 16, 17, 8 L.Ed.
25.43 Yet, here too, there is no blanket rule.
49
While "It is for (Congress) * * *, and not for the courts, to determine when the
true interests of the Indian require his release from (the) condition of tutelage' *
* *, it is not meant by this that Congress may bring a community or body of
people within the range of this power by arbitrarily calling them an Indian tribe
* * *.' United States v. Sandoval, 231 U.S. 28, 46, 34 S.Ct. 1, 6, 58 L.Ed. 107.
Able to discern what is 'distinctly Indian,' ibid., the courts will strike down any
heedless extension of that label. They will not stand impotent before an obvious
instance of a manifestly unauthorized exercise of power.
50
51
Unless one of these formulations is inextricable from the case at bar, there
should be no dismissal for non-justiciability on the ground of a political
question's presence. The doctrine of which we treat is one of 'political
questions,' not one of 'political cases.' The courts cannot reject as 'no law suit' a
bona fide controversy as to whether some action denominated 'political'
exceeds constitutional authority. The cases we have reviewed show the
necessity for discriminating inquiry into the precise facts and posture of the
particular case, and the impossibility of resolution by any semantic cataloguing.
52
But it is argued that this case shares the characteristics of decisions that
constitute a category not yet considered, cases concerning the Constitution's
guaranty, in Art. IV, s 4, of a republican form of government. A conclusion as
to whether the case at bar does present a political question cannot be
confidently reached until we have considered those cases with special care. We
shall discover that Guaranty Clause claims involve those elements which define
a 'political question,' and for that reason and no other, they are nonjusticiable.
In particular, we shall discover that the nonjusticiability of such claims has
nothing to do with their touching upon matters of state governmental
organization.
53
Chief Justice Taney's opinion for the Court reasoned as follows: (1) If a court
were to hold the defendants' acts unjustified because the charter government
had no legal existence during the period in question, it would follow that all of
that government's actionslaws enacted, taxes collected, salaries paid,
accounts settled, sentences passedwere of no effect; and that 'the officers
who carried their decisions into operation (were) answerable as trespassers, if
not in some cases as criminals.'46 There was, of course, no room for application
of any doctrine of de facto status to uphold prior acts of an officer not
authorized de jure, for such would have defeated the plaintiff's very action. A
decision for the plaintiff would inevitably have produced some significant
measure of chaos, a consequence to be avoided if it could be done without
abnegation of the judicial duty to uphold the Constitution.
55
56
(3) Since '(t)he question relates, altogether, to the constitution and laws of (the)
* * * State,' the courts of the United States had to follow the state courts'
decisions unless there was a federal constitutional ground for overturning
them.47
57
(4) No provision of the Constitution could be or had been invoked for this
purpose except Art. IV, 4, the Guaranty Clause. Having already noted the
absence of standards whereby the choice between governments could be made
by a court acting independently, Chief Justice Taney now found further textual
and practical reasons for concluding that, if any department of the United States
was empowered by the Guaranty Clause to resolve the issue, it was not the
judiciary:
58
'Under this article of the Constitution it rests with Congress to decide what
government is the established one in a State. For as the United States guarantee
to each State a republican government, Congress must necessarily decide what
government is established in the State before it can determine whether it is
republican or not. And when the senators and representatives of a State are
admitted into the councils of the Union, the authority of the government under
which they are appointed, as well as its republican character, is recognized by
the proper constitutional authority. And its decision is binding on every other
department of the government, and could not be questioned in a judicial
tribunal. It is true that the contest in this case did not last long enough to bring
the matter to this issue; and * * * Congress was not called upon to decide the
controversy. Yet the right to decide is placed there, and not in the courts.
59
60
'By this act, the power of deciding whether the exigency had arisen upon which
the government of the United States is bound to interfere, is given to the
President. * * *
61
'After the President has acted and called out the militia, is a Circuit Court of the
United States authorized to inquire whether his decision was right? * * * If the
judicial power extends so far, the guarantee contained in the Constitution of the
United States is a guarantee of anarchy, and not of order. * * *
62
'It is true that in this case the militia were not called out by the President. But
upon the application of the governor under the charter government, the
President recognized him as the executive power of the State, and took
measures to call out the militia to support his authority if it should be found
necessary for the general government to interfere * * *. (C)ertainly no court of
the United States, with a knowledge of this decision, would have been justified
in recognizing the opposing party as the lawful government * * *. In the case of
foreign nations, the government acknowledged by the President is always
recognized in the courts of justice. * * *' 7 How., at 4244.
63
Clearly, several factors were thought by the Court in Luther to make the
question there 'political': the commitment to the other branches of the decision
as to which is the lawful state government; the unambiguous action by the
President, in recognizing the charter government as the lawful authority; the
need for finality in the executive's decision; and the lack of criteria by which a
court could determine which form of government was republican. 48
64
But the only significance that Luther could have for our immediate purposes is
in its holding that the Guaranty Clause is not a repository of judicially
manageable standards which a court could utilize independently in order to
identify a State's lawful government. The Court has since refused to resort to
the Guaranty Clausewhich alone had been invoked for the purposeas the
source of a constitutional standard for invalidating state action. See Taylor &
Marshall v. Beckham (No. 1), 178 U.S. 548, 20 S.Ct. 890, 44 L.Ed. 1187 (claim
that Kentucky's resolution of contested gubernatorial election deprived voters of
republican government held nonjusticiable); Pacific States Tel. & T. Co. v.
Oregon, 223 U.S. 118, 32 S.Ct. 224, 56 L.Ed. 377 (claim that initiative and
referendum negated republican government held nonjusticiable); Kiernan v.
Portland, 223 U.S. 151, 32 S.Ct. 231, 56 L.Ed. 386 (claim that municipal
charter amendment per municipal initiative and referendum negated republican
government held nonjusticiable); Marshall v. Dye, 231 U.S. 250, 34 S.Ct. 92,
58 L.Ed. 206 (claim that Indiana's constitutional amendment procedure negated
republican government held nonjusticiable); O'Neill v. Leamer, 239 U.S. 244,
36 S.Ct. 54, 60 L.Ed. 249 (claim that delegation to court of power to form
drainage districts negated republican government held 'futile'); Ohio ex rel.
Davis v. Hildebrant, 241 U.S. 565, 36 S.Ct. 708, 60 L.Ed. 1172 (claim that
invalidation of state reapportionment statute per referendum negates republican
government held nonjusticiable);49 Mountain Timber Co. v. Washington, 243
U.S. 219, 37 S.Ct. 260, 61 L.Ed. 685 (claim that workmen's compensation
violates republican government held nonjusticiable); Ohio ex rel. Bryant v.
Akron Metropolitan Park District, 281 U.S. 74, 50 S.Ct. 228, 74 L.Ed. 710
(claim that rule requiring invalidation of statute by all but one justice of state
court negated republican government held nonjusticiable); Highland Farms
Dairy v. Agnew, 300 U.S. 608, 57 S.Ct. 549, 81 L.Ed. 835 (claim that
delegation to agency of power to control milk prices violated republican
government, rejected).
65
Just as the Court has consistently held that a challenge to state action based on
the Guaranty Clause presents no justiciable question so has it held, and for the
same reasons, that challenges to congressional action on the ground of
inconsistency with that clause present no justiciable question. In Georgia v.
Stanton, 6 Wall. 50, 18 L.Ed. 721, the State sought by an original bill to enjoin
execution of the Reconstruction Acts, claiming that it already possessed 'A
republican State, in every political, legal, constitutional, and juridical sense,'
and that enforcement of the new Acts 'Instead of keeping the guaranty against a
forcible overthrow of its government by foreign invaders or domestic
insurgents, * * * is destroying that very government by force.'50 Congress had
clearly refused to recognize the republican character of the government of the
suing State.51 It seemed to the Court that the only constitutional claim that
could be presented was under the Guaranty Clause, and Congress having
determined that the effects of the recent hostilities required extraordinary
measures to restore governments of a republican form, this Court refused to
interfere with Congress' action at the behest of a claimant relying on that very
guaranty.52
66
In only a few other cases has the Court considered Art. IV, 4, in relation to
congressional action. It has refused to pass on a claim relying on the Guaranty
Clause to establish that Congress lacked power to allow the States to employ
the referendum in passing on legislation redistricting for congressional seats.
Ohio ex rel. Davis v. Hildebrant, supra. And it has pointed out that Congress is
not required to establish republican government in the territories before they
become States, and before they have attained a sufficient population to warrant
a polularly elected legislature. Downes v. Bidwell, 182 U.S. 244, 278279, 21
S.Ct. 770, 783784, 45 L.Ed. 1088 (dictum).53
67
This case does, in one sense, involve the allocation of political power within a
State, and the appellants might conceivably have added a claim under the
Guaranty Clause. Of course, as we have seen, any reliance on that clause would
be futile. But because any reliance on the Guaranty Clause could not have
succeeded it does not follow that appellants may not be heard on the equal
protection claim which in fact they tender. True, it must be clear that the
Fourteenth Amendment claim is not so enmeshed with those political question
elements which render Guaranty Clause claims nonjusticiable as actually to
present a political question itself. But we have found that not to be the case
here.
69
In this connection special attention is due Pacific States Tel. & T. Co. v.
Oregon, 223 U.S. 118, 32 S.Ct. 224, 56 L.Ed. 377. In that case a corporation
tax statute enacted by the initiative was attacked ostensibly on three grounds:
(1) due process; (2) equal protection; and (3) the Guaranty Clause. But it was
clear that the first two grounds were invoked solely in aid of the contention that
the tax was invalid by reason of its passage:
70
'The defendant company does not contend here that it could not have been
required to pay a license tax. It does not assert that it was denied an opportunity
to be heard as to the amount for which it was taxed, or that there was anything
inhering in the tax or involved intrinsically in the law which violated any of its
constitutional rights. If such questions had been raised, they would have been
justiciable, and therefore would have required the calling into operation of
judicial power. Instead, however, of doing any of these things, the attack on the
statute here made is of a wholly different character. Its essentially political
nature is at once made manifest by understanding that the assault which the
contention here advanced makes it (sic) not on the tax as a tax, but on the state
as a state. It is addressed to the framework and political character of the
government by which the statute levying the tax was passed. It is the
government, the political entity, which (reducing the case to its essence) is
called to the bar of this court, not for the purpose of testing judicially some
exercise of power, assailed on the ground that its exertion has injuriously
affected the rights of an individual because of repugnancy to some
constitutional limitation, but to demand of the state that it establish its right to
exist as a State, republican in form.' 223 U.S. at 150151, 32 S.Ct. at 231.
71
The due process and equal protection claims were held nonjusticiable in Pacific
States not because they happened to be joined with a Guaranty Clause claim, or
because they sought to place before the Court a subject matter which might
conceivably have been dealt with through the Guaranty Clause, but because the
Court believed that they were invoked merely in verbal aid of the resolution of
issues which, in its view, entailed political questions. Pacific States may be
compared with cases such as Mountain Timber Co. v. Washington, 243 U.S.
219, 37 S.Ct. 260, 61 L.Ed. 685, wherein the Court refused to consider whether
a workmen's compensation act violated the Guaranty Clause but considered at
length, and rejected, due process and equal protection arguments advanced
against it; and O'Neill v. Leamer, 239 U.S. 244, 36 S.Ct. 54, 60 L.Ed. 249,
wherein the Court refused to consider whether Nebraska's delegation of power
to form drainage districts violated the Guaranty Clause, but went on to consider
and reject the contention that the action against which an injunction was sought
was not a taking for a public purpose.
72
73
74
Gomillion was brought by a Negro who had been a resident of the City of
Tuskegee, Alabama, until the municipal boundaries were so recast by the State
Legislature as to exclude practically all Negroes. The plaintiff claimed
deprivation of the right to vote in municipal elections. The District Court's, 167
F.Supp. 405, dismissal for want of jurisdiction and failure to state a claim upon
which relief could be granted was affirmed by the Court of Appeals, 5 Cir., 270
F.2d 594. This Court unanimously reversed. This Court's answer to the
argument that States enjoyed unrestricted control over municipal boundaries
was:
75
'Legislative control of municipalities, no less than other state power, lies within
the scope of relevant limitations imposed by the United States Constitution. * *
* The opposite conclusion, urged upon us by respondents, would sanction the
achievement by a State of any impairment of voting rights whatever so long as
it was cloaked in the garb of the realignment of political subdivisions. 'It is
inconceivable that guaranties embedded in the Constitution of the United States
may thus be manipulated out of existence." 364 U.S. at 344345, 81 S.Ct. at
129.
76
77
78
'When a State exercises power wholly within the domain of state interest, it is
insulated from federal judicial review. But such insulation is not carried over
when state power is used as an instrument for circumventing a federally
protected right.' 364 U.S. at 347, 81 S.Ct. at 130.57
79
We have not overlooked such cases as In re Sawyer, 124 U.S. 200, 8 S.Ct. 482,
31 L.Ed. 402, and Walton v. House of Representatives, 265 U.S. 487, 44 S.Ct.
628, 68 L.Ed. 1115, which held that federal equity power could not be
exercised to enjoin a state proceeding to remove a public officer. But these
decisions explicitly reflect only a traditional limit upon equity jurisdiction, and
not upon federal courts' power to inquire into matters of state governmental
organization. This is clear not only from the opinions in those cases, but also
from White v. Berry, 171 U.S. 366, 18 S.Ct. 917, 43 L.Ed. 199, which, relying
on Sawyer, withheld federal equity from staying removal of a federal officer.
Wilson v. North Carolina, 169 U.S. 586, 18 S.Ct. 435, 42 L.Ed. 865, simply
dismissed an appeal from an unsuccessful suit to upset a State's removal
procedure, on the ground that the constitutional claim presentedthat a jury
trial was necessary if the removal procedure was to comport with due process
requirements was frivolous. Finally, in Taylor and Marshall v. Beckham (No.
1), 178 U.S. 548, 20 S.Ct. 890, 1009, 44 L.Ed. 1187, where losing candidates
attacked the constitutionality of Kentucky's resolution of a contested
gubernatorial election, the Court refused to consider the merits of a claim
posited upon the Guaranty Clause, holding it presented a political question, but
also held on the merits that the ousted candidates had suffered no deprivation of
property without due process of law. 58
80
Since, as has been established, the equal protection claim tendered in this case
does not require decision of any political question, and since the presence of a
matter affecting state government does not render the case nonjusticiable, it
seems appropriate to examine again the reasoning by which the District Court
reached its conclusion that the case was nonjusticiable.
81
We have already noted that the District Court's holding that the subject matter
of this complaint was nonjusticiable relied upon Colegrove v. Green, supra, and
later cases. Some of those concerned the choice of members of a state
legislature, as in this case; others, like Colegrove itself and earlier precedents,
Smiley v. Holm, 285 U.S. 355, 52 S.Ct. 397, 76 L.Ed. 795; Koenig v. Flynn,
285 U.S. 375, 52 S.Ct. 403, 76 L.Ed. 805, and Carroll v. Becker, 285 U.S. 380,
52 S.Ct. 402, 76 L.Ed. 807, concerned the choice of Representatives in the
Federal Congress. Smiley, Koenig and Carroll settled the issue in favor of
justiciability of questions of congressional redistricting. The Court followed
these precedents in Colegrove although over the dissent of three of the seven
Justices who participated in that decision. On the issue of justiciability, all four
Justices comprising a majority relied upon Smiley v. Holm, but in two opinions,
one for three Justices, 328 U.S. at 566, 568, 66 S.Ct. at 1209, and a separate
one by Mr. Justice Rutledge, 328 U.S. at 564, 66 S.Ct. at 1208. The argument
that congressional redistricting problems presented a 'political question' the
resolution of which was confided to Congress might have been rested upon Art.
I, 4, Art. I, 5, Art. I, 2, and Amendment XIV, 2. Mr. Justice Rutledge
said: 'But for the ruling in Smiley v. Holm, 285 U.S. 355, 52 S.Ct. 397, 76
L.Ed. 795, I should have supposed that the provisions of the Constitution, Art.
I, 4, that 'The Times, Places and Manner of holding Elections for * * *
Representatives, shall be prescribed in each State by the Legislature thereof; but
the Congress may at any time by Law make or alter such Regulations * * *';
Art. I, 2 (but see Amendment XIV, 2), vesting in Congress the duty of
apportionment of representatives among the several states 'according to their
respective Numbers'; and Art. I, 5, making each house the sole judge of the
qualifications of its own members, would remove the issues in this case from
justiciable cognizance. But, in my judgment, the Smiley case rules squarely to
the contrary, save only in the matter of degree. * * * Assuming that that
decision is to stand, I think * * * that its effect is to rule that this Court has
power to afford relief in a case of this type as against the objection that the
issues are not justiciable.' 328 U.S. at 564 565, 66 S.Ct. at 1208. Accordingly,
Mr. Justice Rutledge joined in the conclusion that the case was justiciable,
although he held that the dismissal of the complaint should be affirmed. His
view was that 'The shortness of the time remaining (before forthcoming
elections) makes it doubtful whether action could, or would, be taken in time to
secure for petitioners the effective relief they seek. * * * I think, therefore, the
case is one in which the Court may properly, and should, decline to exercise its
jurisdiction. Accordingly, the judgment should be affirmed and I join in that
disposition of the cause.' 328 U.S., at 565566, 66 S.Ct. at 1208.59
82
can be reached in the normal course of * * * business may defeat the cause, and
inasmuch as the time problem is due to the inherent nature of the case * * *.'
South v. Peters, 339 U.S. 276, 70 S.Ct. 641, 94 L.Ed. 834, like Colegrove
appears to be a refusal to exercise equity's powers; see the statement of the
holding, quoted, supra, 369 U.S., p. 203, 82 S.Ct. p. 703. And Cox v. Peters,
342 U.S. 936, 72 S.Ct. 559, 96 L.Ed. 697, dismissed for want of a substantial
federal question the appeal from the state court's holding that their primary
elections implicated no 'state action.' See 208 Ga. 498, 67 S.E.2d 579. But
compare Terry v. Adams, 345 U.S. 461, 73 S.Ct. 809, 97 L.Ed. 1152
83
Tedesco v. Board of Supervisors, 339 U.S. 940, 70 S.Ct. 797, 94 L.Ed. 1357,
indicates solely that no substantial federal question was raised by a state court's
refusal to upset the districting of city council seats, especially as it was urged
that there was a rational justification for the challenged districting. See
La.App., 43 So.2d 514. Similarly, in Anderson v. Jordan, 343 U.S. 912, 72
S.Ct. 648, 96 L.Ed. 1328, it was certain only that the state court had refused to
issue a discretionary writ, original mandamus in the Supreme Court. That had
been denied without opinion, and of course it was urged here that an adequate
state ground barred this Court's review. And in Kidd v. McCanless, 200 Tenn.
273, 292 S.W.2d 40, the Supreme Court of Tennessee held that it could not
invalidate the very statute at issue in the case at bar, but its holding rested on its
state law of remedies, i.e., the state view of de facto officers,60 and not on any
view that the norm for legislative apportionment in Tennessee is not numbers
of qualified voters resident in the several counties. Of course this Court was
there precluded by the adequate state ground, and in dismissing the appeal, 352
U.S. 920, 77 S.Ct. 223, 1 L.Ed.2d 157, we cited Anderson, supra, as well as
Colegrove. Nor does the Tennessee court's decision in that case bear upon this,
for just as in Smith v. Holm, 220 Minn. 486, 19 N.W.2d 914, and Magraw v.
Donovan, D.C., 163 F.Supp. 184; D.C., 177 F.Supp. 803, a state court's
inability to grant relief does not bar a federal court's assuming jurisdiction to
inquire into alleged deprivation of federal constitutional rights. Problems of
relief also controlled in Radford v. Gary, 352 U.S. 991, 77 S.Ct. 559, 1 L.Ed.2d
540, affirming the District Court's refusal to mandamus the Governor to call a
session of the legislature, to mandamus the legislature then to apportion, and if
they did not comply, to mandamus the State Supreme Court to do so. And
Matthews v. Handley, 361 U.S. 127, 80 S.Ct. 256, 4 L.Ed.2d 180, affirmed a
refusal to strike down the State's gross income tax statuteurged on the
ground that the legislature was malapportionedthat had rested on the
adequacy of available state legal remedies for suits involving that tax, including
challenges to its constitutionality. Lastly, Colegrove v. Barrett, 330 U.S. 804,
67 S.Ct. 973, 91 L.Ed. 1262, in which Mr. Justice Rutledge concurred in this
Court's refusal to note the appeal from a dismissal for want of equity, is
85
The judgment of the District Court is reversed and the cause is remanded for
further proceedings consistent with this opinion.
86
87
Mr. Justice WHITTAKER did not participate in the decision of this case.
89
90
shall elect two (2) representatives each, to wit: Gibson and Madison. (Acts
1901, ch. 122, 3; Shan., 124; mod. Code 1932, 141.)'
91
92
93
94
95
96
97
98
99
155 (4) In 1945, Anderson and Roane Counties were shifted to the Sixth State
Senate District from the Seventh, and Monroe and Polk Counties were shifted
to the Seventh from the Sixth. Acts of 1945, c. 11.
156 Mr. Justice DOUGLAS, concurring.
157 While I join the opinion of the Court and, like the Court, do not reach the
merits, a word of explanation is necessary.1 I put to one side the problems of
'political' questions involving the distribution of power between this Court, the
Congress, and the Chief Executive. We have here a phase of the recurring
problem of the relation of the federal courts to state agencies. More particularly,
the question is the extent to which a State may weight one person's vote more
heavily than it does another's.
158 So far as voting rights are concerned, there are large gaps in the Constitution.
Yet the right to vote is inherent in the republican form of government envisaged
by Article IV, Section 4 of the Constitution. The Houseand now the Senate
are chosen by the people. The time, manner, and place of elections of
Senators and Representatives are left to the States (Article I, Section 4, Clause
1; Amendment XVII) subject to the regulatory power of Congress. A
'republican form' of government is guaranteed each State by Article IV, Section
4, and each is likewise promised protection against invasion.2 Ibid. That the
States may specify the qualifications for voters is implicit in Article I, Section
2, Clause 1, which provides that the House of Representatives shall be chosen
by the people and that 'the Electors (voters) in each state shall have the
qualifications requisite for electors (voters) of the most numerous branch of the
state legislature.' The same provision, contained in the Seventeenth
Amendment, governs the election of Senators. Within limits those
qualifications may be fixed by state law. See Lassiter v. Northampton Election
Board, 360 U.S. 45, 50 51, 79 S.Ct. 985, 989, 3 L.Ed.2d 1072. Yet, as stated in
Ex parte Yarbrough, 110 U.S. 651, 663664, 4 S.Ct. 152, 158, 28 L.Ed. 274,
those who vote for members of Congress do not 'owe their right to vote to the
state law, in any sense which makes the exercise of the right to depend
exclusively on the law of the state.' The power of Congress to prescribe the
qualifications for voters and thus override state law is not in issue here. It is,
however, clear that by reason of the commands of the Constitution there are
several qualifications that a State may not require.
159 Race, color, or previous condition of servitude is an impermissible standard by
reason of the Fifteenth Amendment, and that alone is sufficient to explain
Gomillion v. Lightfoot, 364 U.S. 339, 81 S.Ct. 125, 5 L.Ed.2d 110. See Taper,
Gomillion versus Lightfoot (1962), pp. 1217.
166 Where the Constitution assigns a particular function wholly and indivisibly3 to
another department, the federal judiciary does not intervene. Oetjen v. Central
Leather Co., 246 U.S. 297, 302, 38 S.Ct. 309, 310, 62 L.Ed. 726. None of those
cases is relevant here.
167 There is no doubt that the federal courts have jurisdiction of controversies
concerning voting rights. The Civil Rights Act gives them authority to redress
the deprivation 'under color of any State law' of any 'right, privilege or
immunity secured by the Constitution of the United States or by any Act of
Congress providing for equal rights of citizens * * *.' 28 U.S.C. 1343(3), 28
U.S.C.A. 1343(3). And 28 U.S.C. 1343(4), 28 U.S.C.A. 1343(4) gives the
federal courts authority to award damages or issue an injunction to redress the
violation of 'any Act of Congress providing for the protection of civil rights,
including the right to vote.' (Italics added.) The element of state action covers a
wide range. For as stated in United States v. Classic, 313 U.S. 299, 326, 61
S.Ct. 1031, 1043, 85 L.Ed. 1368:
168 'Misuse of power, possessed by virtue of state law and made possible only
because the wrongdoer is clothed with the authority of state law, is action taken
'under color of' state law.' And see Monroe v. Pape, 365 U.S. 167, 81 S.Ct. 473,
5 L.Ed.2d 492.
169 The right to vote in both federal and state elections was protected by the
judiciary long before that right received the explicit protection it is now
accorded by 1343(4). Discrimination against a voter on account of race has
been penalized (Ex parte Yarbrough, 110 U.S. 651, 4 S.Ct. 152, 28 L.Ed. 274)
or struck down. Nixon v. Herndon, 273 U.S. 536, 47 S.Ct. 446, 71 L.Ed. 759;
Smith v. Allwright, 321 U.S. 649, 64 S.Ct. 757, 88 L.Ed. 987; Terry v. Admas,
345 U.S. 461, 73 S.Ct. 809, 97 L.Ed. 1152. Fraudulent acts that dilute the votes
of some have long been held to be within judicial cognizance. Ex parte Siebold,
100 U.S. 371, 25 L.Ed. 717. The 'right to have one's vote counted' whatever his
race or nationality or creed was held in United States v. Mosley, 238 U.S. 383,
386, 35 S.Ct. 904, 905, 59 L.Ed. 1355, to be 'as open to protection by Congress
as the right to put a ballot in a box.' See also United States v. Classic, supra, 313
U.S. at 324325, 61 S.Ct. at 1042; United States v. Saylor, 322 U.S. 385, 64
S.Ct. 1101, 88 L.Ed. 1341.
170 Chief Justice Holt stated in Ashby v. White, 2 Ld.Raym. 938, 956 (a suit in
which damages were awarded against election officials for not accepting the
plaintiff's vote, 3 Ld.Raym. 320) that:
171 'To allow this action will make publick officers more careful to observe the
171 'To allow this action will make publick officers more careful to observe the
constitution of cities and boroughs, and not to be so partial as they commonly
are in all elections, which is indeed a great and growing mischief, and tends to
the prejudice of the peace of the nation.'
172 The same prophylactic effect will be produced here, as entrenched political
regimes make other relief as illusory in this case as a petition to Parliament in
Ashby v. White would have been.4
173 Intrusion of the Federal Government into the election machinery of the States
has taken numerous formsinvestigations (Hannah v. Larche, 363 U.S. 420, 80
S.Ct. 1502, 4 L.Ed.2d 1307); criminal proceedings (Ex parte Siebold, supra; Ex
parte Yarbrough, supra; United States v. Mosley, supra; United States v.
Classic, supra); collection of penalties (Smith v. Allwright, supra); suits for
declaratory relief and for an injunction (Terry v. Adams, supra); suits by the
United States under the Civil Rights Act to enjoin discriminatory practices.
United States v. Raines, 362 U.S. 17, 80 S.Ct. 519, 4 L.Ed.2d 524.
174 As stated by Judge McLaughlin in Dyer v. Kazuhisa Abe, D.C., 138 F.Supp.
220, 236 (an apportionment case in Hawaii which was reversed and dismissed
as moot, 9 Cir., 256 F.2d 728):
175 'The whole thrust of today's legal climate is to end unconstitutional
discrimination. It is ludicrous to preclude judicial relief when a mainspring of
representative government is impaired. Legislators have no immunity from the
Constitution. The legislatures of our land should be made as responsive to the
Constitution of the United States as are the citizens who elect the legislators.'
176 With the exceptions of Colegrove v. Green, 328 U.S. 549, 66 S.Ct. 1198, 90
L.Ed. 1432; MacDougall v. Green, 335 U.S. 281, 69 S.Ct. 1, 93 L.Ed. 3; South
v. Peters, 339 U.S. 276, 70 S.Ct. 641, 94 L.Ed. 834, and the decisions they
spawned, the Court has never thought that protection of voting rights was
beyond judicial cognizance. Today's treatment of those cases removes the only
impediment to judicial cognizance of the claims stated in the present complaint.
177 The justiciability of the present claims being established, any relief accorded
can be fashioned in the light of wellknown principles of equity.5
178 Mr. Justice CLARK, concurring.
179 One emerging from the rash of opinions with their accompanying clashing of
views may well find himself suffering a mental blindness. The Court holds that
the appellants have alleged a cause of action. However, it refuses to award
relief here although the facts are undisputedand fails to give the District
Court any guidance whatever. One dissenting opinion, bursting with words that
go through so much and conclude with so little, contemns the majority action as
'a massive repudiation of the experience of our whole past.' Another describes
the complaint as merely asserting conclusory allegations that Tennessee's
apportionment is 'incorrect,' 'arbitrary,' 'obsolete,' and 'unconstitutional.' I
believe it can be shown that this case is distinguishable from earlier cases
dealing with the distribution of political power by a State, that a patent violation
of the Equal Protection Clause of the United States Constitution has been
shown, and that an appropriate remedy may be formulated.
I.
180 I take the law of the case from MacDougall v. Green, 335 U.S. 281, 69 S.Ct. 1,
93 L.Ed. 3 (1948), which involved an attack under the Equal Protection Clause
upon an Illinois election statute. The Court decided that case on its merits
without hindrance from the 'political question' doctrine. Although the statute
under attack was upheld, it is clear that the Court based its decision upon the
determination that the statute represented a rational state policy. It stated:
181 'It would be strange indeed, and doctrinaire, for this Court, applying such broad
constitutional concepts as due process and equal protection of the laws, to deny
a State the power to assure a proper diffusion of political initiative as between
its thinly populated counties and those having concentrated masses, in view of
the fact that the latter have practical opportunities for exerting their political
weight at the polls not available to the former.' Id., at 284, 69 S.Ct. at 2.
(Emphasis supplied.)
182 The other cases upon which my Brethren dwell are all distinguishable or
inapposite. The widely heralded case of Colegrove v. Green, 328 U.S. 549, 66
S.Ct. 1198, 90 L.Ed. 1432 (1946), was one not only in which the Court was
bobtailed but in which there was no majority opinion. Indeed, even the 'political
question' point in Mr. Justice PRANKFURTER'S opinion was no more than an
alternative ground.1 Moreover, the appellants did not present an equal
protection argument.2 While it has served as a Mother Hubbard to most of the
subsequent cases, I feel it was in that respect ill cast and for all of these reasons
put it to one side.3 Likewise, I do not consider the Guaranty Clause cases based
on Art. I, 4, of the Constitution, because it is not invoked here and it involves
different criteria, as the Court's opinion indicates. Cases resting on various
other considerations not present here, such as Radford v. Gary, 352 U.S. 991,
77 S.Ct. 559, 1 L.Ed.2d 540 (1957) (lack of equity); Kidd v. McCanless, 352
U.S. 920, 77 S.Ct. 223, 1 L.Ed.2d 157 (1956) (adequate state grounds
supporting the state judgment); Anderson v. Jordan, 343 U.S. 912, 72 S.Ct. 648,
96 L.Ed. 1328 (1952) (adequate state grounds); Remmey v. Smith, 342 U.S.
916, 72 S.Ct. 368, 96 L.Ed. 685 (1952) (failure to exhaust state procedures), are
of course not controlling. Finally, the Georgia county-unit-system cases, such
as South v. Peters, 339 U.S. 276, 70 S.Ct. 641, 94 L.Ed. 834 (1950), reflect the
viewpoint of MacDougall, i.e., to refrain from intervening where there is some
rational policy behind the State's system.4
II.
183 The controlling facts cannot be disputed. It appears from the record that 37% of
the voters of Tennessee elect 20 of the 33 Senators while 40% of the voters
elect 6o of the 99 members of the House. But this might not on its face be an
'invidious discrimination,' Williamson v. Lee Optical of Oklahoma, 348 U.S.
483, 489, 75 S.Ct. 461, 465, 99 L.Ed. 563 (1955), for a 'statutory discrimination
will not be set aside if any state of facts reasonably may be conceived to justify
it.' McGowan v. Maryland, 366 U.S. 420, 426, 81 S.Ct. 1101, 1105, 6 L.Ed.2d
393 (1961).
184 It is true that the apportionment policy incorporated in Tennessee's
Constitution, i.e., state-wide numerical equality of representation with certain
minor qualifications,5 is a rational one. On a county-by-county comparison a
districting plan based thereon naturally will have disparities in representation
due to the qualifications. But this to my mind does not raise constitutional
problems, for the overall policy is reasonable. However, the root of the trouble
is not in Tennessee's Constitution, for admittedly its policy has not been
followed. The discrimination lies in the action of Tennessee's Assembly in
allocating legislative seats to counties or districts created by it. Try as one may,
Tennessee's apportionment just cannot be made to fit the pattern cut by its
Constitution. This was the finding of the District Court. The policy of the
Constitution referred to by the dissenters, therefore, is of no relevance here. We
must examine what the Assembly has done.6 The frequency and magnitude of
the inequalities in the present districting admit of no policy whatever. An
examination of Table I accompanying this opinion, 369 U.S., p. 262, 82 S.Ct.,
p. 734, conclusively reveals that the apportionment picture in Tennessee is a
topsy-turvical of gigantic proportions. This is not to say that some of the
disparity cannot be explained, but when the entire table is examined
comparing the voting strength of counties of like population as well as
contrasting that of the smaller with the larger countiesit leaves but one
conclusion, namely that Tennessee's apportionment is a crazy quilt without
rational basis. At the risk of being accused of picking out a few of the horribles
I shall allude to a series of examples that are taken from Table I.
185 As is admitted, there is a wide disparity of voting strength between the large
and small counties. Some samples are: Moore County has a total representation
of two7 with a population (2,340) of only one-eleventh of Rutherford County
(25,316) with the same representation; Decatur County (5,563) has the same
representation as Carter (23,303) though the latter has four times the
population; likewise, Loudon County (13,264), Houston (3,084), and Anderson
County (33,990) have the same representation, i.e., 1.25 each. But it is said that
in this illustration all of the underrepresented counties contain municipalities of
over 10,000 population and they therefore should be included under the 'urban'
classification, rationalizing this disparity as an attempt to effect a ruralurban
political balance. But in so doing one is caught up in the backlash of his own
bull whip, for many counties have municipalities with a population exceeding
10,000, yet the same invidious discrimination is present. For example:
186 County............... Population. Representation
Carter................. 23,303. 1.10
Maury.................. 24,556. 2.25
Washington............. 36,967. 1.93
187 Madison................ 37,245. 3.50 Likewise, counties with no municipality of
over 10,000 suffer a similar discrimination:
188 County............. Population. Representation
Grundy............... 6,540. 0.95
Chester.............. 6,391. 2.00
Cumberland........... 9,593. 0.63
Crockett............. 9,676. 2.00
Loudon............... 13,264. 1.25
population:
193 County Population Representation
Moore................ 2,340. 1.23
Pickett.............. 2,565. .22
Stewart.............. 5,238. 1.60
Cheatham............. 5,263. .74
Chester.............. 6,391. 1.36
Grundy............... 6,540. .69
Smith................ 8,731. 2.04
Unicoi............... 8,787. 0.40
194 And for counties with similar representation but with gross differences in
population, take:
195 County Population Representation
Sullivan............. 55,712. 4.07
Maury................ 24,556. 3.81
Blount............... 30,353. 2.12
Coffee............... 13,406. 2.32
196 These cannot be 'distorted effects,' for here the same formula proposed by the
dissenters is used and the result is even 'a crazier' quilt.
197 The truth is thatalthough this case has been here for two years and has had
over six hours' argument (three times the ordinary case) and has been most
To date Congress has never undertaken such a task in any State. We therefore
must conclude that the people of Tennessee are stymied and without judicial
intervention will be saddled with the present discrimination in the affairs of
their state government
IV.
200 Finally, we msut consider if there are any appropriate modes of effective
judicial relief. The federal courts are of course not forums for political debate,
nor should they resolve themselves into state constitutional conventions or
legislative assemblies. Nor should their jurisdiction be exercised in the hope
that such a declaration as is made today may have the direct effect of bringing
on legislative action and relieving the courts of the problem of fashioning
relief. To my mind this would be nothing less than blackjacking the Assembly
into reapportioning the State. If judicial competence were lacking to fashion an
effective decree, I would dismiss this appeal. However, like the Solicitor
General of the United States, I see no such difficulty in the position of this case.
One plan might be to start with the existing assembly districts, consolidate
some of them, and award the seats thus released to those counties suffering the
most egregious discrimination. Other possibilities are present and might be
more effective. But the plan here suggested would at least release the
stranglehold now on the Assembly and permit it to redistrict itself.
201 In this regard the appellants have proposed a plan based on the rationale of
state-wide equal representation. Not believing that numerical equality of
representation throughout a State is constitutionally required, I would not apply
such a standard albeit a permissive one. Nevertheless, the dissenters attack it by
the application of the HARLAN 'adjusted 'total representation" formula. The
result is that some isolated inequalities are shown, but this in itself does not
make the proposed plan irrational or place it in the 'crazy quilt' category. Such
inequalities, as the dissenters point out in attempting to support the present
apportionment as rational, are explainable. Moreover, there is no requirement
that any plan have mathematical exactness in its application. Only where, as
here, the total picture reveals incommensurables of both magnitude and
frequency can it be said that there is present an invidious discrimination.
202 In view of the detailed study that the Court has given this problem, it is
unfortunate that a decision is not reached on the merits. The majority appears to
hold, at least sub silentio, that an invidious discrimination is present, but it
remands to the three-judge court for it to make what is certain to be that formal
determination. It is true that Tennessee has not filed a formal answer. However,
it has filed voluminous papers and made extended arguments supporting its
position. At no time has it been able to contradict the appellants' factual claims;
it has offered no rational explanation for the present apportionment; indeed, it
has indicated that there are none known to it. As I have emphasized, the case
proceeded to the point before the three-judge court that it was able to find an
invidious discrimination factually present, and the State has not contested that
holding here. In view of all this background I doubt if anything more can be
offered or will be gained by the State on remand, other than time. Nevertheless,
not being able to muster a court to dispose of the case on the merits, I concur in
the opinion of the majority and acquiesce in the decision to remand. However,
in fairness I do think that Tennessee is entitled to have my idea of what it faces
on the record before us and the trial court some light as to how it might
proceed.
203 As John Rutledge (later Chief Justice) said 175 years ago in the course of the
Constitutional Convention, a chief function of the Court is to secure the
national rights.10 Its decision today supports the proposition for which our
forebears fought and many died, namely, that to be fully conformable to the
principle of right, the form of government must be representative. 11 That is the
keystone upon which our government was founded and lacking which no
republic can survive. It is well for this Court to practice self-restraint and
discipline in constitutional adjudication, but never in its history have those
principles received sanction where the national rights of so many have been so
clearly infringed for so long a time. National respect for the courts is more
enhanced through the forthright enforcement of those rights rather than by
rendering them nugatory through the interposition of subterfuges. In my view
the ultimate decision today is in the greatest tradition of this Court.
TABLE I
Present Proposed total
Present total total representation
representation representation (appellants'
204
using using J. plan), using J.
205
1950 voting J.Clark's Harlan's Harlan's
206 County population formula formula formula
Van Buren. 2,039. .63 .23 .11
825, 67 S.Ct. 118, 91 L.Ed. 701, motion for reargument before the full bench
denied, 329 U.S. 828, 67 S.Ct. 199, 91 L.Ed. 703. The original and intervening
plaintiffs bring the case here on appeal. 364 U.S. 898, 81 S.Ct. 230, 5 L.Ed.2d
193. In this Court they have altered their request for relief, suggesting a 'stepby-step approach.' The first step is a remand to the District Court with
directions to vacate the order dismissing the complaint and to enter an order
retaining jurisdiction, providing 'the necessary spur to legislative action * * *.'
If this proves insufficient, appellants will ask the 'additional spur' of an
injunction prohibiting elections under the 1901 Act, or a declaration of the Act's
unconstitutionality, or both. Finally, all other means failing, the District Court
is invited by the plaintiffs, greatly daring, to order an election at large or
redistrict the State itself or through a master. The Solicitor General of the
United States, who has filed a brief amicus and argued in favor of reversal, asks
the Court on this appeal to hold only that the District Court has 'jurisdiction' and
may properly exercise it to entertain the plaintiffs' claims on the merits. This
would leave to that court after remand the questions of the challenged statute's
constitutionality and of some undefined, unadumbrated relief in the event a
constitutional violation is found. After an argument at the last Term, the case
was set down for reargument, 366 U.S. 907, 81 S.Ct. 1082 and heard this Term.
I.
228 In sustaining appellants' claim, based on the Fourteenth Amendment, that the
District Court may entertain this suit, this Court's uniform course of decision
over the years is overruled or disregarded. Explicitly it begins with colegrove v.
Green, supra, decided in 1946, but its roots run deep in the Court's historic
adjudicatory process.
229 Colegrove held that a federal court should not entertain an action for
declaratory and injunctive relief to adjudicate the constitutionality, under the
Equal Protection Clause and other federal constitutional and statutory
provisions, of a state statute establishing the respective districts for the State's
election of Representatives to the Congress. Two opinions were written by the
four Justices who composed the majority of the seven sitting members of the
Court. Both opinions joining in the result in Colegrove v. Green agreed that
considerations were controlling which dictated denial of jurisdiction though not
in the strict sense of want of power. While the two opinions show a divergence
of view regarding some of these considerations, there are important points of
concurrence. Both opinions demonstrate a predominant concern, first, with
avoiding federal judicial involvement in matters traditionally left to legislative
policy making; second, with respect to the difficultyin view of the nature of
the problems of apportionment and its history in this countryof drawing on or
MacDougall v. Green, 335 U.S. 281, 283, 69 S.Ct. 1, 93 L.Ed. 3, the Court
noted that 'To assume that political power is a function exclusively of numbers
is to disregard the practicalities of government,' and, citing the Colegrove
cases, declined to find in 'such broad constitutional concepts as due process and
equal protection of the laws,' id., at 284, 69 S.Ct. at 2, a warrant for federal
judicial invalidation of an Illinois statute requiring as a condition for the
formation of a new political party the securing of at least two hundred
signatures from each of fifty counties. And in South v. Peters, 339 U.S. 276, 70
S.Ct. 641, 94 L.Ed. 834, another suit attacking Georgia's county-unit law, it
affirmed a District Court dismissal, saying
231 'Federal courts consistently refuse to exercise their equity powers in cases
posing political issues arising from a state's geographical distribution of
electoral strength among its political subdivisions.' Id., at 277, 70 S.Ct. at 642.
232 Of course it is important to recognize particular, relevant diversities among
comprehensively similar situations. Appellants seek to distinguish several of
this Court's prior decisions on one or another groundColegrove v. Green on
the ground that federal, not state, legislative apportionment was involved;
Remmey v. Smith on the ground that state judicial remedies had not been tried;
Radford v. Gary on the ground that Oklahoma has the initiative, whereas
Tennessee does not. It would only darken counsel to discuss the relevance and
significance of each of these assertedly distinguishing factors here and in the
context of this entire line of cases. Suffice it that they do not serve to
distinguish Colegrove v. Barrett, supra, which is on all fours with the present
case, or to distinguish Kidd v. McCanless, 352 U.S. 920, 77 S.Ct. 223, 1
L.Ed.2d 157, in which the full Court without dissent, only five years ago,
dismissed on authority of Colegrove v. Green and Anderson v. Jordan, 343 U.S.
912, 72 S.Ct. 648, 96 L.Ed. 1328, an appeal from the Supreme Court of
Tennessee in which a precisely similar attack was made upon the very statute
now challenged. If the weight and momentum of an unvarying course of
carefully considered decisions are to be respected, appellants' claims are
foreclosed not only by precedents governing the exact facts of the present case
but are themselves supported by authority the more persuasive in that it gives
effect to the Colegrove principle in distinctly varying circumstances in which
state arrangements allocating relative degrees of political influence among
geographic groups of voters were challenged under the Fourteenth Amendment.
II.
233 The colegrove doctrine, in the form in which repeated decisions have settled it,
was not an innovation. It represents long judicial thought and experience. From
action. See Chicago & Southern Air Lines, Inc. v. Waterman S.S. Corp., 333
U.S. 103, 68 S.Ct. 431, 92 L.Ed. 568. The dominant consideration is 'the lack of
satisfactory criteria for a judicial determination * * *.' Mr. Chief Justice
Hughes, for the Court, in Coleman v. Miller, 307 U.S. 433, 454455, 59 S.Ct.
972, 982, 83 L.Ed. 1385. Compare United States v. Rogers, 4 How. 567, 572,
11 L.Ed. 1105, with Worcester v. Georgia, 6 Pet. 515, 8 L.Ed. 483.13
235 This may be, like so many questions of law, a matter of degree. Questions have
arisen under the Constitution to which adjudication gives answer although the
criteria for decision are less than unwavering bright lines. Often in these cases
illumination was found in the federal structures established by, or the
underlying presuppositions of, the Constitution. With respect to such questions,
the Court has recognized that, concerning a particular power of Congress put in
issue, '* * * effective restraints on its exercise must proceed from political
rather than from judicial processes.' Wickard v. Filburn, 317 U.S. 111, 120, 63
S.Ct. 82, 87, 87 L.Ed. 122. It is also true that even regarding the duration of
war and the status of Indian tribes, referred to above as subjects ordinarily
committed exclusively to the nonjudicial branches, the Court has suggested that
some limitations exist upon the range within which the decisions of those
branches will be permitted to go unreviewed. See United States v. Sandoval,
supra, 231 U.S. at 46, 34 S.Ct. at 5; cf. Chastleton Corp. v. Sinclair, 264 U.S.
543, 44 S.Ct. 405, 68 L.Ed. 841. But this is merely to acknowledge that
particular circumstances may differ so greatly in degree as to differ thereby in
kind, and that, although within a certain range of cases on a continuum, no
standard of distinction can be found to tell between them, other cases will fall
above or below the range. The doctrine of political questions, like any other, is
not to be applied beyond the limits of its own logic, with all the quiddities and
abstract disharmonies it may manifest. See the disposition of contentions based
on logically distorting views of Colegrove v. Green and Hunter v. Pittsburgh,
207 U.S. 161, 28 S.Ct. 40, 52 L.Ed. 151, in Gomillion v. Lightfoot, 364 U.S.
339, 81 S.Ct. 125, 5 L.Ed.2d 110.
236 2. The Court has been particularly unwilling to interven in matters concerning
the structure and organization of the political institutions of the States. The
abstention from judicial entry into such areas has been greater even than that
which marks the Court's ordinary approach to issues of state power challenged
under broad federal guarantees. 'We should be very reluctant to decide that we
had jurisdiction in such a case, and thus in an action of this nature to supervise
and review the political administration of a state government by its own
officials and through its own courts. The jurisdiction of this court would only
exist in case there had been * * * such a plain and substantial departure from
the fundamental principles upon which our government is based that it could
with truth and propriety be said that, if the judgment were suffered to remain,
the party aggrieved would be deprived of his life, liberty, or property in
violation of the provisions of the federal constitution.' Wilson v. North
Carolina, 169 U.S. 586, 596, 18 S.Ct. 435, 439, 42 L.Ed. 865. See Taylor and
Marshall v. Beckham (No. 1), 178 U.S. 548, 20 S.Ct. 890, 44 L.Ed. 1187;
Walton v. House of Representatives, 265 U.S. 487, 44 S.Ct. 628, 68 L.Ed.
1115; Snowden v. Hughes, 321 U.S. 1, 64 S.Ct. 397, 88 L.Ed. 497. Cf. In re
Sawyer, 124 U.S. 200, 220 221, 8 S.Ct. 482, 492493, 31 L.Ed. 402.
237 Where, however, state law has made particular federal questions determinative
of relations within the structure of state government, not in challenge of it, the
Court has resolved such narrow, legally defined questions in proper
proceedings. See Boyd v. Nebraska ex rel. Thayer, 143 U.S. 135, 12 S.Ct. 375,
36 L.Ed. 103. In such instances there is no conflict between state policy and the
exercise of federal judicial power. This distinction explains the decisions in
Smiley v. Holm, 285 U.S. 355, 52 S.Ct. 397, 76 L.Ed. 795; Koenig v. Flynn,
285 U.S. 375, 52 S.Ct. 403, 76 L.Ed. 805; and Carroll v. Becker, 285 U.S. 380,
52 S.Ct. 402, 76 L.Ed. 807, in which the Court released state constitutional
provisions prescribing local lawmaking procedures from misconceived
restriction of superior federal requirements. Adjudication of the federal claim
involved in those cases was not one demanding the accommodation of
conflicting interests for which no readily accessible judicial standards could be
found. See McPherson v. Blacker, 146 U.S. 1, 13 S.Ct. 3, 36 L.Ed. 869, in
which, in a case coming here on writ of error from the judgment of a state court
which had entertained it on the merits, the Court treated as justiciable the claim
that a State could not constitutionally select its presidential electors by districts,
but held that Art. II, 1, cl. 2, of the Constitution left the mode of choosing
electors in the absolute discretion of the States. Cf. Pope v. Williams, 193 U.S.
621, 24 S.Ct. 573, 48 L.Ed. 817; Breedlove v. Suttles, 302 U.S. 277, 58 S.Ct.
205, 82 L.Ed. 252. To read with literalness the abstracted jurisdictional
discussion in the McPherson opinion reveals the danger of conceptions of
'justiciability' derived from talk and not from the effective decision in a case. In
probing beneath the surface of cases in which the Court has declined to
interfere with the actions of political organs of government, of decisive
significance is whether in each situation the ultimate decision has been to
intervene or not to intervene. Compare the reliance in South v. Peters, 339 U.S.
276, 70 S.Ct. 641, 94 L.Ed. 834, on MacDougall v. Green, 335 U.S. 281, 69
S.Ct. 1, 93 L.Ed. 3, and the 'jurisdictional' form of the opinion in Wilson v.
North Carolina, 169 U.S. 586, 596, 18 S.Ct. 435, 439, 43 L.Ed. 865, supra.
238 3. The cases involving Negro disfranchisement are no exception to the principle
of avoiding federal judicial intervention into matters of state government in the
92, 93 94, 58 L.Ed. 206. The subject was fully considered in Pacific States
Telephone & Telegraph Co. v. Oregon, 223 U.S. 118, 32 S.Ct. 224, 56 L.Ed.
377, in which the Court dismissed for want of jurisdiction a writ of error
attacking a state licensetax statute enacted by the initiative, on the claim that
this mode of legislation was inconsistent with a Republican Form of
Government and violated the Equal Protection Clause and other federal
guarantees. After noting '* * * the ruinous destruction of legislative authority in
matters purely political which would necessarily be occasioned by giving
sanction to the doctrine which underlies and would be necessarily involved in
sustaining the propositions contended for,'24 the Court said:
242 '* * * (The) essentially political nature (of this claim) is at once made manifest
by understanding that the assault which the contention here advanced makes it
(sic) not on the tax as a tax, but on the State as a State. It is addressed to the
framework and political character of the government by which the statute
levying the tax was passed. It is the government, the political entity, which
(reducing the case to its essence) is called to the bar of this court, not for the
purpose of testing judicially some exercise of power assailed, on the ground
that its exertion has injuriously affected the rights of an individual because of
repugnancy to some constitutional limitation, but to demand of the State that it
establish its right to exist as a State, republican in form.' Id., at 150151, 32
S.Ct. at 231.
243 The starting point of the doctrine applied in these cases is, of course, Luther v.
Borden, 7 How. 1, 12 L.Ed. 581. The case arose out of the Dorr Rebellion in
Rhode Island in 18411842. Rhode Island, at the time of the separation from
England, had not adopted a new constitution but had continued, in its existence
as an independent State, under its original royal Charter, with certain statutory
alterations. This frame of government provided no means for amendment of the
fundamental law; the right of suffrage was to be prescribed by legislation,
which limited it to freeholders. In the 1830's, largely because of the growth of
towns in which there developed a propertied class whose means were not
represented by freehold estates, dissatisfaction arose with the suffrage
qualifications of the charter government. In addition, population shifts had
caused a dated apportionment of seats in the lower house to yield substantial
numerical inequality of political influence, even among qualified voters. The
towns felt themselves underrepresented, and agitation began for electoral
reform. When the charter government failed to respond, popular meetings of
those who favored the broader suffrage were held and delegates elected to a
convention which met and drafted a state constitution. This constitution
provided for universal manhood suffrage (with certain qualifications); and it
was to be adopted by vote of the people at elections at which a similarly
251 'Another evil, alarming and little foreseen, involved in regarding these as
questions for the final arbitrament of judges would be, that in such an event all
political privileges and rights would, in a dispute among the people, depend on
our decision finally. * * * (D)isputed points in making constitutions, depending
often, as before shown, on policy, inclination, popular resolves, and popular
will, * * * if the people, in the distribution of powers under the constitution,
should ever think of making judges supreme arbiters in political controversies,
when not selected by nor, frequently, amenable to them, nor at liberty to follow
such various considerations in their judgments as belong to mere political
questions, they will dethrone themselves and lose one of their own invaluable
birthrights; building up in this wayslowly, but surelya new sovereign
power in the republic, in most respects irresponsible and unchangeable for life,
and one more dangerous, in theory at least, than the worst elective oligarchy in
the worst of times * * *.' Id., at 5153. 30
III.
252 The present case involves all of the elements that have made the Guarantee
Clause cases non-justiciable. It is, in effect, a Guarantee Clause claim
masquerading under a different label. But it cannot make the case more fit for
judicial action that appellants invoke the Fourteenth Amendment rather than
Art. IV, 4, where, in fact, the gist of their complaint is the sameunless it
can be found that the Fourteenth Amendment speaks with greater particularity
to their situation. We have been admonished to avoid 'the tyranny of labels.'
Snyder v. Massachusetts, 291 U.S. 97, 114, 54 S.Ct. 330, 335, 78 L.Ed. 674.
Art. IV, 4, is not committed by express constitutional terms to Congress. It is
the nature of the controversies arising under it, nothing else, which has made it
judicially unenforceable. Of course, if a controversy falls within judicial power,
it depends 'on how he (the plaintiff) casts his action,' Pan American Petroleum
Corp. v. Superior Court, 366 U.S. 656, 662, 81 S.Ct. 1303, 1307, 6 L.Ed.2d
584, whether he brings himself within a jurisdictional statute. But where
judicial competence is wanting, it cannot be created by invoking one clause of
the Constitution rather than another. When what was essentially a Guarantee
Clause claim was sought to be laid, as well, under the Equal Protection Clause
in Pacific States Telephone & Telegraph Co. v. Oregon, supra, the Court had no
difficulty in 'dispelling any mere confusion resulting from forms of expression,
and considering the substance of things * * *.' 223 U.S., at 140, 32 S.Ct. at 227,
56 L.Ed. 377.
253 Here appellants attack 'the State as a State,' precisely as it was perceived to be
attacked in the Pacific States case, id., at 150, 32 S.Ct. at 231. Their complaint
is that the basis of representation of the Tennessee Legislature hurts them. They
assert that 'a minority now rules in Tennessee,' that the apportionment statute
political thinkers and framers of our government, it has never been generally
practiced, today or in the past. It was not the English system, it was not the
colonial system, it was not the system chosen for the national government by
the Constitution, it was not the system exclusively or even predominantly
practiced by the States at the time of adoption of the Fourteenth Amendment, it
is not predominantly practiced by the States today. Unless judges, the judges of
this Court, are to make their private views of political wisdom the measure of
the Constitutionviews which in all honesty cannot but give the appearance, if
not reflect the reality, of involvement with the business of partisan politics so
inescapably a part of apportionment controversiesthe Fourteenth
Amendment, 'itself a historical product,' Jackman v. Rosenbaum Co., 260 U.S.
22, 31, 43 S.Ct. 9, 10, 67 L.Ed. 107, provides no guide for judicial oversight of
the representation problem.
260 1. Great Britain. Writing in 1958, Professor W. J. M. Mackenzie aptly
summarized the British history of the principle of representation proportioned
to population: "Equal electoral districts' formed part of the programme of
radical reform in England in the 1830s, the only part of that programme which
has not been realised.' 33 Until the late nineteenth century, the sole base of
representation (with certain exceptions not now relevant) was the local
geographical unit: each county or borough returned its fixed number of
members, usually two for the English units, regardless of population.34 Prior to
the Reform Act of 1832, this system was marked by the almost total
disfranchisement of the populous northern industrial centers, which had grown
to significant size at the advent of the Industrial Revolution and had not been
granted borough representation, and by the existence of the rotten borough,
playing its substantial part in the Crown's struggle for continued control of the
Commons.35 In 1831, ten southernmost English counties, numbering three and
a quarter million people, had two hundred and thirty-five parliamentary
representatives, while the six northernmost counties, with more than three and a
half million people, had sixty-eight.36 It was said that one hundred and eighty
persons appointed three hundred and fifty members in the Commons.37 Less
than a half century earlier, Madison in the Federalist had remarked that half the
House was returned by less than six thousand of the eight million people of
England and Scotland.38
261 The Act of 1832, the product of a fierce partisan political struggle and the
occasion of charges of gerrymandering not without foundation,39 effected
eradication of only the most extreme numerical inequalities of the unreformed
system. It did not adopt the principle of representation based on population, but
merely disfranchised certain among the rotten borough and enfranchised most
of the urban centersstill quite without regard to their relative numbers.40 In
the wake of the Act there remained substantial electoral inequality: the
boroughs of Cornwall were represented sixteen times as weightily, judged by
population, as the county's eastern division; the average ratio of seats to
population in ten agricultural counties was four and a half times that in ten
manufacturing divisions; Honiton, with about three thousand inhabitants, was
equally represented with Liverpool, which had four hundred thousand.41 In
1866 apportionment by population began to be advocated generally in the
House, but was not made the basis of the redistribution of 1867, although the
act of that year did apportion representation more evenly, gauged by the
population standard.42 Population shifts increased the surviving inequalities; by
1884 the representation ratio in many small boroughs was more than twentytwo times that of Birmingham or Manchester, forty-to-one disparities could be
found elsewhere, and, in sum, in the 1870's and 1880's, a fourth of the
electorate returned two-thirds of the members of the House.43
The first systematic English attempt to distribute seats by population was the
262 Redistribution Act of 1885.44 The statute still left ratios of inequality of as
much as seven to one,45 which had increased to fifteen to one by 1912.46 In
1918 Parliament again responded to 'shockingly bad' conditions of inequality,47
and to partisan political inspiration,48 by redistribution.49 In 1944, redistribution
was put on a periodic footing by the House of Commons (Redistribution of
Seats) Act of that year,50 which committed a continuing primary responsibility
for reapportioning the Commons to administrative agencies (Boundary
Commissions for England, Scotland, Wales and Northern Ireland,
respectively).51 The Commissions, having regard to certain rules prescribed for
their guidance, are to prepare at designated intervals reports for the Home
Secretary's submission to Parliament, along with the draft of an Order in
Council to give effect to the Commissions' recommendations. The districting
rules adopt the basic principle of representation by population, although the
principle is significantly modified by directions to respect local geographic
boundaries as far as practicable, and by discretion to take account of special
geographical conditions, including the size, shape and accessibility of
constituencies. Under the original 1944 Act, the rules provided that (subject to
the exercise of the discretion respecting special geographical conditions and to
regard for the total size of the House of Commons as prescribed by the Act) so
far as practicable, the single-member districts should not deviate more than
twenty-five percent from the electoral quota (population divided by number of
constituencies). However, apparently at the recommendation of the Boundary
Commission for England, the twenty-five percent standard was eliminated as
too restrictive in 1947, and replaced by the flexible provision that
constituencies are to be as near the electoral quota as practicable, a rule which
is expressly subordinated both to the consideration of special geographic
278 Appellants, however, contend that the federal courts may provide the standard
which the Fourteenth Amendment lacks by reference to the provisions of the
constitution of Tennessee. The argument is that although the same or greater
disparities of electoral strength may be suffered to exist immune from federal
judicial review in States where they result from apportionment legislation
consistent with state constitutions, the Tennessee Legislature may not abridge
the rights which, on its face, its own constitution appears to give, without by
that act denying equal protection of the laws. It is said that the law of
Tennessee, as expressed by the words of its written constitution, has made the
basic choice among policies in favor of representation proportioned to
population, and that it is no longer open to the State to allot its voting power on
other principles.
279 This reasoning does not bear analysis. Like claims invoking state constitutional
requirement have been rejected here and for good reason. It is settled that
whatever federal consequences may derive from a discrimination worked by a
state statute must be the same as if the same discrimination were written into
the State's fundamental law. Nashville, C. & St. L.R. Co. v. Browning, 310 U.S.
362, 60 S.Ct. 968, 84 L.Ed. 1254. And see Castillo v. McConnico, 168 U.S.
674, 18 S.Ct. 229, 42 L.Ed. 622; Coulter v. Louisville & N.R. Co., 196 U.S.
599, 608609, 25 S.Ct. 342, 344 345, 49 L.Ed. 615; Owensboro Waterworks
Co. v. Owensboro, 200 U.S. 38, 26 S.Ct. 249, 50 L.Ed. 361; Hebert v.
Louisiana, 272 U.S. 312, 316317, 47 S.Ct. 103, 104, 71 L.Ed. 270; Snowden
v. Hughes, 321 U.S. 1, 11, 64 S.Ct. 397, 402, 88 L.Ed. 497. Appellants
complain of a practice which, by their own allegations, has been the law of
Tennessee for sixty years. They allege that the Apportionment Act of 1901
created unequal districts when passed and still maintains unequal districts.
They allege that the Legislature has since 1901 purposefully retained unequal
districts. And the Supreme Court of Tennessee has refused to invalidate the law
establishing these unequal districts. Kidd v. McCanless, 200 Tenn. 273, 292
S.W.2d 40; appeal dismissed here in 352 U.S. 920, 77 S.Ct. 223, 1 L.Ed.2d
157. In these circumstances, what was said in the Browning case, supra, at 369,
60 S.Ct. at 972, clearly governs this case:
280 '* * * Here, according to petitioner's own claim, all the organs of the state are
conforming to a practice, systematic, unbroken for more than forty years, and
now questioned for the first time. It would be a narrow conception of
jurisprudence to confine the notion of 'laws' to what is found written on the
statute books, and to disregard the gloss which life has written upon it. Settled
state practice cannot supplant constitutional guarantees, but it can establish
what is state law. The equal protection clause did not write an empty formalism
into the Constitution. Deeply embedded traditional ways of carrying out state
policy, such as those of which petitioner complains, are often tougher and truer
law than the dead words of the written text. * * * (T) he equal protection clause
is not a command of candor. * * *' Tennessee's law and its policy respecting
apportionment are what 60 years of practice show them to be, not what
appellants cull from the unenforced and, according to its own judiciary,
unenforceable words of its Constitution. The statute comes here on the same
footing, therefore, as would the apportionment laws of New Jersey, California
or Connecticut,149 and is unaffected by its supposed repugnance to the state
constitutional language on which appellants rely. 150
281 In another aspect, however, the Kidd v. McCanless case, supra, introduces a
factor peculiar to this litigation, which only emphasizes the duty of declining
the exercise of federal judicial jurisdiction. In all of the apportionment cases
which have come before the Court, a consideration which has been weighty in
determining their non-justiciability has been the difficulty or impossibility of
devising effective judicial remedies in this class of case. An injunction
restraining a general election unless the legislature reapportions would paralyze
the critical centers of a State's political system and threaten political dislocation
whose consequences are not foreseeable. A declaration devoid of implied
compulsion of injunctive or other relief would be an idle threat.151 Surely a
Federal District Court could not itself remap the State: the same complexities
which impede effective judicial review of apportionment a fortiori make
impossible a court's consideration of these imponderables as an original matter.
And the choice of elections at large as opposed to elections by district, however
unequal the districts, is a matter of sweeping political judgment having
enormous political implications, the nature and reach of which are certainly
beyond the informed understanding of, and capacity for appraisal by, courts.
282 In Tennessee, moreover, the McCanless case has closed off several among even
these unsatisfactory and dangerous modes of relief. That case was a suit in the
state courts attacking the 1901 Reapportionment Act and seeking a declaration
and an injunction of the Act's enforcement or, alternatively, a writ of mandamus
compelling state election officials to hold the elections at large, or, again
alternatively, a decree of the court reapportioning the State. The Chancellor
denied all coercive relief, but entertained the suit for the purpose of rendering a
declaratory judgment. It was his view that despite an invalidation of the statute
under which the present legislature was elected, that body would continue to
possess de facto authority to reapportion, and that therefore the maintaining of
the suit did not threaten the disruption of the government. The Tennessee
Supreme Court agreed that no coercive relief could be granted; in particular, it
said, 'There is no provision of law for election of our General Assembly by an
election at large over the State.' 200 Tenn., at 277, 292 S.W.2d, at 42. Thus, a
legislature elected at large would not be the legally constituted legislative
292 The appellants' claim in this case ultimately rests entirely on the Equal
Protection Clause of the Fourteenth Amendment. It is asserted that Tennessee
has violated the Equal Protection Clause by maintaining in effect a system of
apportionment that grossly favors in legislative representation the rural sections
of the State as against its urban communities. Stripped to its essentials the
complaint purports to set forth three constitutional claims of varying breadth:
293 (1) The Equal Protection Clause requires that each vote cast in state legislative
elections be given approximately equal weight.
294 (2) Short of this, the existing apportionment of state legislators is so
unreasonable as to amount to an arbitrary and capricious act of classification on
the part of the Tennessee Legislature, which is offensive to the Equal
Protection Clause.
295 (3) In any event, the existing apportionment is rendered invalid under the
Fourteenth Amendment because it flies in the face of the Tennessee
Constitution. For reasons given in Mr. Justice FRANKFURTER'S opinion, 369
U.S., pp. 325327, 82 S.Ct., pp. 768769, the last of these propositions is
manifestly untenable, and need not be dealt with further. I turn to the other two.
I.
296 I can find nothing in the Equal Protection Clause or elsewhere in the Federal
Constitution which expressly or impliedly supports the view that state
legislatures must be so structured as to reflect with approximate equality the
voice of every voter. Not only is that proposition refuted by history, as shown
by my Brother FRANKFURTER, but it strikes deep into the heart of our
federal system. Its acceptance would require us to turn our backs on the regard
which this Court has always shown for the judgment of state legislatures and
courts on matters of basically local concern.
297 In the last analysis, what lies at the core of this controversy is a difference of
opinion as to the function of representative government. It is surely beyond
argument that those who have the responsibility for devising a system of
representation may permissibly consider that factors other than bare numbers
should be taken into account. The existence of the United States Senate is proof
enough of that. To consider that we may ignore the Tennessee Legislature's
judgment in this instance because that body was the product of an asymmetrical
electoral apportionment would in effect be to assume the very conclusion here
disputed. Hence we must accept the present form of the Tennessee Legislature
as the embodiment of the State's choice, or, more realistically, its compromise,
between competing political philosophies. The federal courts have not been
empowered by the Equal Protection Clause to judge whether this resolution of
the State's internal political conflict is desirable or undesirable, wise or unwise.
298 With respect to state tax statutes and regulatory measures, for example, it has
been said that the 'day is gone when this Court uses the * * * Fourteenth
Amendment to strike down state laws * * * because they may be unwise,
improvident, or out of harmony with a particular school of thought.' Williamson
v. Lee Optical Co., 348 U.S. 483, 488, 75 S.Ct. 461, 464, 99 L.Ed. 563. I would
think it all the more compelling for us to follow this principle of self-restraint
when what is involved is the freedom of a State to deal with so intimate a
concern as the structure of its own legislative branch. The Federal Constitution
imposes no limitation on the form which a state government may take other
than generally committing to the United States the duty to guarantee to every
State 'a Republican Form of Government.' And, as my Brother
FRANKFURTER so conclusively proves (ante, 369 U.S., pp. 308317, 82
S.Ct., pp. 759764), no intention to fix immutably the means of selecting
representatives for state governments could have been in the minds of either the
founders or the draftsmen of the Fourteenth Amendment.
299 In short, there is nothing in the Federal Constitution to prevent a State, acting
not irrationally, from choosing any electoral legislative structure it thinks best
suited to the interests, temper, and customs of its people. I would have thought
this proposition settled by MacDougall v. Green, 335 U.S. 281, at p. 283, 69
S.Ct. 1, at p. 2, 93 L.Ed. 3, in which the Court observed that to 'assume that
political power is a function exclusively of numbers is to disregard the
practicalities of government,' and reaffirmed by South v. Peters, 339 U.S. 276,
70 S.Ct. 641, 94 L.Ed. 834. A State's choice to distribute electoral strength
among geographical units, rather than according to a census of population, is
certainly no less a rational decision of policy than would be its choice to levy a
tax on property rather than a tax on income. Both are legislative judgments
entitled to equal respect from this Court.
II.
300 The claim that Tennessee's system of apportionment is so unreasonable as to
amount to a capricious classification of voting strength stands up no better
under dispassionate analysis.
301 The Court has said time and again that the Equal Protection Clause does not
demand of state enactments either mathematical identity or rigid equality. E.g.,
Allied Stores of Ohio, Inc., v. Bowers, 358 U.S. 522, 527528, 79 S.Ct. 437,
440, 441, 3 L.Ed.2d 480, and authorities there cited; McGowan v. State of
Maryland, 366 U.S. 420, 425426, 81 S.Ct. 1101, 1104, 1105, 6 L.Ed.2d 393.
All that is prohibited is 'invidious discrimination' bearing no rational relation to
any permissible policy of the State. Williamson v. Lee Optical Co., supra, 348
U.S. at 489, 75 S.Ct. 461, 99 L.Ed. 563. And in deciding whether such
discrimination has been practiced by a State, it must be borne in mind that a
'statutory discrimination will not be set aside if any state of facts reasonably
may be conceived to justify it.' McGowan v. Maryland, supra. It is not
inequality alone that calls for a holding of unconstitutionality; only if the
inequality is based on an impermissible standard may this Court condemn it.
302 What then is the basis for the claim made in this case that the distribution of
state senators and representatives is the product of capriciousness or of some
constitutionally prohibited policy? It is not that Tennessee has arranged its
electoral districts with a deliberate purpose to dilute the voting strength of one
race, cf. Gomillion v. Lightfoot, 364 U.S. 339, 81 S.Ct. 125, 5 L.Ed.2d 110, or
that some religious group is intentionally underrepresented. Nor is it a charge
that the legislature has indulged in sheer caprice by allotting representatives to
each county on the basis of a throw of the dice, or of some other determinant
bearing no rational relation to the question of apportionment. Rather, the claim
is that the State Legislature has unreasonably retained substantially the same
allocation of senators and representatives as was established by statute in 1901,
refusing to recognize the great shift in the population balance between urban
and rural communities that has occurred in the meantime.
303 It is further alleged that even as of 1901 the apportionment was invalid, in that
it did not allocate state legislators among the counties in accordance with the
formula set out in Art. II, 5, of the Tennessee Constitution. In support of this
the appellants have furnished a Table which indicates that as of 1901 six
counties were overrepresented and 11 were underrepresented. But that Table in
fact shows nothing in the way of significant discrepancy; in the instance of each
county it is only one representative who is either lacking or added. And it is
further perfectly evident that the variations are attributable to nothing more
than the circumstance that the then enumeration of voters resulted in fractional
remainders with respect to which the precise formula of the Tennessee
Constitution was in some instances slightly disregarded. Unless such de
minimis departures are to be deemed of significance, these statistics certainly
provide no substantiation for the charge that the 1901 apportionment was
arbitrary and capricious. Indeed, they show the contrary.
304 Thus reduced to its essentials, the charge of arbitrariness and capriciousness
rests entirely on the consistent refusal of the Tennessee Legislature over the
past 60 years to alter a pattern of apportionment that was reasonable when
conceived.
305 A Federal District Court is asked to say that the passage of time has rendered
the 1901 apportionment obsolete to the point where its continuance becomes
vulnerable under the Fourteenth Amendment. But is not this matter one that
involves a classic legislative judgment? Surely it lies within the province of a
state legislature to conclude that an existing allocation of senators and
representatives constitutes a desirable balance of geographical and
demographical representation, or that in the interest of stability of government
it would be best to defer for some further time the redistribution of seats in the
state legislature.
306 Indeed, I would hardly think it unconstitutional if a state legislature's expressed
reason for establishing or maintaining an electoral imbalance between its rural
and urban population were to protect the State's agricultural interests from the
sheer weight of numbers of those residing in its cities. A State may, after all,
take account of the interests of its rural population in the distribution of tax
burdens, e.g., American Sugar Rfg. Co. v. State of Louisiana, 179 U.S. 89, 21
S.Ct. 43, 45 L.Ed. 102, and recognition of the special problems of agricultural
interests has repeatedly been reflected in federal legislation, e.g., CapperVolstead Act, 42 Stat. 388, 7 U.S.C.A. 291, 292; Agricultural Adjustment
Act of 1938, 52 Stat. 31, 7 U.S.C.A. 601 et seq. Even the exemption of
agricultural activities from state criminal statutes of otherwise general
application has not been deemed offensive to the Equal Protection Clause.
Tigner v. State of Texas, 310 U.S. 141, 60 S.Ct. 879, 84 L.Ed. 1124. Does the
Fourteenth Amendment impose a stricter limitation upon a State's
apportionment of political representatives to its central government? I think not.
These are matters of local policy, on the wisdom of which the federal judiciary
is neither permitted nor qualified to sit in judgment.
307 The suggestion of my Brother FRANKFURTER that courts lack standards by
which to decide such cases as this, is relevant not only to the question of
'justiciability,' but also, and perhaps more fundamentally, to the determination
whether any cognizable constitutional claim has been asserted in this case.
Courts are unable to decide when it is that an apportionment originally valid
becomes void because the factors entering into such a decision are basically
matters appropriate only for legislative judgment. And so long as there exists a
possible rational legislative policy for retaining an existing apportionment, such
a legislative decision cannot be said to breach the bulwark against arbitrariness
and caprice that the Fourteenth Amendment affords. Certainly, with all due
315 Two of the three separate concurring opinions appear to concede that the Equal
Protection Clause does not guarantee to each state voter a vote of approximately
equal weight for the State Legislature. Whether the existing Tennessee
apportionment is constitutional is recognized to depend only on whether it can
find 'any possible justification in rationality' (369 U.S., p. 265, 82 S.Ct., p. 736);
it is to be struck down only if 'the discrimination here does not fit any pattern'
(369 U.S., p. 258, 82 S.Ct., p. 732).
316 One of the concurring opinions, that of my Brother STEWART, suggests no
reasons which would justify a finding that the present distribution of state
legislators is unconstitutionally arbitrary. The same is true of the majority
opinion. My Brother CLARK, on the other hand, concludes that 'the
apportionment picture in Tennessee is a topsy-turvical of gigantic proportions'
(369 U.S., p. 254, 82 S.Ct., p. 730), solely on the basis of certain statistics
presented in the text of his separate opinion and included in a more extensive
Table appended thereto. In my view, that analysis is defective not only because
the 'total representation' formula set out in footnote 7 of the opinion (369 U.S.,
p. 255, 82 S.Ct., pp. 730, 731), rests on faulty mathematical foundations, but,
more basically, because the approach taken wholly ignores all other factors
justifying a legislative determination of the sort involved in devising a proper
apportionment for a State Legislature.
In failing to take any of such other matters into account and in focusing on a
317 particular mathematical formula which, as will be shown, is patently unsound,
my Brother CLARK'S opinion has, I submit, unwittingly served to bring into
basrelief the very reasons that support the view that this complaint does not
state a claim on which relief could be granted. For in order to warrant holding a
state electoral apportionment invalid under the Equal Protection Clause, a court,
in line with well-established constitutional doctrine, must find that none of the
permissible policies and none of the possible formulas on which it might have
been based could rationally justify particular inequalities.
I.
318 At the outset, it cannot be denied that the apportionment rules explicitly set out
in the Tennessee Constitution are rational. These rules are based on the
following obviously permissible policy determinations: (1) to utilize counties as
electoral units; (2) to prohibit the division of any county in the composition of
electoral districts; (3) to allot to each county that has a substantial voting
populationat least two-thirds of the average voting population per countya
separate 'direct representative'; (4) to create 'floterial' districts (multicounty
representative districts) made up of more than one county; and (5) to require
industry over the past half decade. The existence of slight disparities between
rural areas does not overcome the fact that the foremost apparent legislative
motivation has been to preserve the electoral strength of the rural interests
notwithstanding shifts in population. And I understand it to be conceded by at
least some of the majority that this policy is not rendered unconstitutional
merely because it favors rural voters.
330 Once the electoral apportionment process is recognized for what it isthe
product of legislative give-and-take and of compromise among policies that
often conflictthe relevant constitutional principles at once put these
appellants out of the federal courts.
The three-judge court was convened pursuant to the order of a single district
judge, who, after he had reviewed certain decisions of this Court and found
them distinguishable in features 'that may ultimately prove to be significant,'
held that the complaint was not so obviously without merit that he would be
justified in refusing to convene a three-judge court. 175 F.Supp. 649, 652.
3
4
We heard argument first at the 1960 Term and again at this Term when the
case was set over for reargument. 366 U.S. 907, 81 S.Ct. 1082.
A county having less than, but at least two-thirds of, the population required to
choose a Representative is allocated one Representative. See also Tenn.Const.
Art. II, 6. A common and much more substantial departure from the numberof-voters or total-population standard is the guaranty of at least one seat to each
county. See, e.g., Kansas Const. Art. 2, 2; N.J.Const. Art. 4, 3, 1, N.J.S.A.
While the Tennessee Constitution speaks of the number of 'qualified voters,'
the exhibits attached to the complaint use figures based on the number of
persons 21 years of age and over. This basis seems to have been employed by
the General Assembly in apportioning legislative seats from the outset. The
1870 statute providing for the first enumeration, Acts of 1870 (1st Sess.), c.
107, directed the courts of
the several counties to select a Commissioner to enumerate 'all the male
inhabitants of their respective counties, who are twenty-one years of age and
upward, who shall be resident citizens of their counties on the first day of
January, 1871. * * *.' Reports compiled in the several counties on this basis
were submitted to the General Assembly by the Secretary of State and were
used in the first apportionment. Appendix to Tenn.S.J., 1871, 4143. Yet such
figures would not reflect the numbers of persons qualified to exercise the
franchise under the then-governing qualifications: (a) citizenship; (b) residence
in the State 12 months, and in the county 6 months; (c) payment of poll taxes
for the preceding year unless entitled to exemption. Acts of 1870 (2d Sess.), c.
10. (These qualifications continued at least until after 1901. See
Shan.Tenn.Code Ann. 1167, 1220 (1896; Supp. 1904).) Still, when the
General Assembly directed the Secretary of State to do all he could to obtain
complete reports from the counties, the Resolution spoke broadly of 'the
impossibility of * * * (redistricting) without the census returns of the voting
population from each county * * *.' Tenn.S.J., 1871, 4647, 96. The figures
also showed a correlation with Federal Census figures for 1870. The Census
reported 259,016 male citizens 21 and upward in Tennessee. Ninth Census of
the United States, 1870, Statistics of the Population 635 (1872). The Tennessee
Secretary of State's Report, with 15 counties not reported, gave a figure of
237,431. Using the numbers of actual votes in the last gubernatorial election for
those 15 counties, the Secretary arrived at a total of 250,025. Appendix to
Tenn.S.J., 1871, 4143. This and subsequent history indicate continued
reference to Census figures and finally in 1901, abandonment of a state
enumeration in favor of the use of Census figures. See notes 7, 8, 9, infra. See
also Williams, Legislative Apportionment in Tennessee, 20 Tenn.L.Rev. 235,
236, n. 6. It would therefore appear that unless there is a contrary showing at
the trial, appellants' current figures, taken from the United States Census
Reports, are apposite.
5
The statute authorizing the enumeration was Acts of 1881 (1st Sess.), c. 124.
The enumeration commissioners in the counties were allowed 'access to the
U.S. Census Reports of the enumeration of 1880, on file in the offices of the
County Court Clerks of the State, and a reference to said reports by said
commissioners shall be legitimate as an auxiliary in the enumeration required. *
* *' Ibid., 4.
The United States Census reported 330,305 male citizens 21 and upward in
Tennessee. The Tenth Census of the United States, 1880, Compendium 596
(1883). The Tennessee Secretary of State's Report gave a figure of 343,817,
Tenn.H.J. (1st Extra.Sess.), 1881, 1214 (1882).
The General Assembly was enlarged in accordance with the constitutional
mandate since the State's population had passed 1,500,000. Acts of 1881 (1st
Extra.Sess.), c. 5; and see, id., S.J.Res. No. III; see also Tenth Census of the
United States, 1880, Statistics of the Population 77 (1881). The statute
apportioning the General Assembly was Acts of 1881 (1st Extra.Sess.), c. 6.
8
Acts of 1901, p. 1260, S.J.Res. No. 35; Acts of 1901, c. 122. The Joint
Resolution said: 'The Federal census of 1900 has been very recently taken and
by reference to said Federal census an accurate enumeration of the qualified
voters of the respective counties of the State of Tennessee can be ascertained
and thereby save the expense of an actual enumeration * * *.'
10
11
Twelfth Census of the United States, 1900, Population (Part 1) 39 (1901); (Part
2) 202 (1902).
12
13
14
16
We need not reach the question of indispensable parties because the District
Court has not yet decided it.
17
18
19
This Court has frequently sustained District Court jurisdiction under 28 U.S.C.
1343(3), 28 U.S.C.A. 1343(3) or its predecessors to entertain suits to
redress deprivations of rights secured against state infringement by the Equal
Protection and Due Process Clauses of the Fourteenth Amendment. Douglas v.
Jeannette, 319 U.S. 157, 63 S.Ct. 877, 87 L.Ed. 1324; Stefanelli v. Minard, 342
U.S. 117, 72 S.Ct. 118, 96 L.Ed. 138; cf. Nixon v. Herndon, 273 U.S. 536, 47
S.Ct. 446, 71 L.Ed. 759; Nixon v. Condon, 286 U.S. 73, 52 S.Ct. 484, 76 L.Ed.
984; Snowden v. Hughes, 321 U.S. 1, 64 S.Ct. 397, 88 L.Ed. 497; Smith v.
Allwright, 321 U.S. 649, 64 S.Ct. 757, 88 L.Ed. 987; Monroe v. Pape, 365 U.S.
167, 81 S.Ct. 473, 5 L.Ed.2d 492; Egan v. Aurora, 365 U.S. 514, 81 S.Ct. 684,
5 L.Ed.2d 741.
20
Since that case was not brought to the Court until after the election had been
held, the Court cited not only Wood v. Broom, but also directed dismissal for
mootness, citing Brownlow v. Schwartz, 261 U.S. 216, 43 S.Ct. 263, 67 L.Ed.
620.
21
Compare Boeing Aircraft Co. v. King County, 330 U.S. 803, 67 S.Ct. 972, 91
L.Ed. 1262 ('the appeal is dismissed for want of jurisdiction'). See Coleman v.
Miller, 307 U.S. 433, 440, 59 S.Ct. 972, 83 L.Ed. 1385.
22
Matthews did affirm a judgment that may be read as a dismissal for want of
jurisdiction, 179 F.Supp. 470. However, the motion to affirm also rested on the
ground of failure to state a claim upon which relief could be granted. Cf. text
following, on MacDougall v. Green. And see text, infra, 369 U.S., p. 236, 82
S.Ct., p. 720.
23
The Mayor of Nashville suing 'on behalf of himself and all residents of the City
of Nashville, Davidson County, . . .' and the Cities of Chattanooga (Hamilton
County) and Knoxville (Knox County), each suing on behalf of its residents,
were permitted to intervene as parties plaintiff. Since they press the same
claims as do the initial plaintiffs, we find it unnecessary to decide whether the
intervenors would have standing to maintain this action in their asserted
representative capacities.
24
The complaint also contains an averment that the appellants sue 'on their own
behalf and on behalf of all other voters in the State of Tennessee.' (Emphasis
added.) This may be read to assert a claim that voters in counties allegedly
over-represented in the General Assembly also have standing to complain. But
it is not necessary to decide that question in this case.
25
Smiley v. Holm, supra, 285 U.S., at 361, 52 S.Ct., at 397 ("citizen, elector and
taxpayer' of the state'); Koenig v. Flynn, supra, 285 U.S., at 379, 52 S.Ct., at
403 ("citizens and voters' of the state'); Wood v. Broom, supra, 287 U.S., at 4,
53 S.Ct., at 1 ('citizen of Mississippi, a qualified elector under its laws, and also
qualified to be a candidate for election as Representative in Congress'); cf.
Carroll v. Becker, supra (candidate for office).
27
Mr. Justice Rutledge was of the view that any question of standing was settled
in Smiley v. Holm, supra; Mr. Justice Black stated 'that petitioner had standing
to sue, since the facts alleged show that they have been injured as individuals.'
He relied on Coleman v. Miller, 307 U.S. 433, 438, 467, 59 S.Ct. 972, 975,
988, 83 L.Ed. 1385. See 328 U.S. 564, 568, 66 S.Ct. 1208, 1209.
Commentators have suggested that the following statement in Mr. Justice
Frankfurter's opinion might imply a view that appellants there had no standing:
'This is not an action to recover for damage because of the discriminatory
exclusion of a plaintiff from rights enjoyed by other citizens. The basis for the
suit is not a private wrong, but a wrong suffered by Illinois as a polity.' 328 U.S.
at 552, 66 S.Ct. at 1199. See Jaffe, Standing to Secure Judicial Review: Public
Actions, 74 Harv.L.Rev. 1265, 1298 (1961); Lewis, Legislative Apportionment
and the Federal Courts, 71 Harv.L.Rev. 1057, 10811083 (1958). But since
the opinion goes on to consider the merits, it seems that this statement was not
intended to intimate any view that the plaintiffs in that action lacked standing.
Nor do the cases cited immediately after the above quotation deal with
standing. See especially Lane v. Wilson, 307 U.S. 268, 272273, 59 S.Ct. 872,
874875, 83 L.Ed. 1291.
28
29
Cook v. Fortson, 329 U.S. 675, 67 S.Ct. 21, 91 L.Ed. 596; Turman v.
Duckworth, ibid.; Colegrove v. Barrett, 330 U.S. 804, 67 S.Ct. 973, 91 L.Ed.
1262; MacDougall v. Green, 335 U.S. 281, 69 S.Ct. 1, 93 L.Ed. 3; South v.
Peters, 339 U.S. 276, 70 S.Ct. 641, 94 L.Ed. 834; Remmey v. Smith, 342 U.S.
916, 72 S.Ct. 368, 96 L.Ed. 685; Anderson v. Jordan, 343 U.S. 912, 72 S.Ct.
648, 96 L.Ed. 1328; Kidd v. McCanless, 352 U.S. 920, 77 S.Ct. 223, 1 L.Ed.2d
157; Radford v. Gary, 352 U.S. 991, 77 S.Ct. 559, 1 L.Ed.2d 540.
30
'The United States shall guarantee to every State in this Union a Republican
Form of Government, and shall protect each of them against Invasion; and on
Application of the Legislature, or of the Executive (when the Legislature
cannot be convened) against domestic Violence.' U.S.Const. Art. IV, 4.
31
32
See Doe ex dem. Clark v. Braden, 16 How. 635, 657, 14 L.Ed. 1090; Taylor v.
Morton, 23 Fed.Cas. page 733, No. 13,799 (C.C.D.Mass.) (Mr. Justice Curtis),
affirmed, 2 Black 481, 17 L.Ed. 277.
33
34
And see Clark v. Allen, 331 U.S. 503, 67 S.Ct. 1431, 91 L.Ed. 1633.
35
United States v. Klintock, 5 Wheat. 144, 149, 5 L.Ed. 55; see also United States
v. Palmer, 3 Wheat. 610, 634635, 4 L.Ed. 471.
36
Foster & Elam v. Neilson, 2 Pet. 253, 307, 7 L.Ed. 415, and see Williams v.
Suffolk Insurance Co., 13 Pet. 415, 420, 10 L.Ed. 226.
37
Vermilya-Brown Co. v. Connell, 335 U.S. 377, 380, 69 S.Ct. 140, 142, 93
L.Ed. 76; De Lima v. Bidwell, 182 U.S. 1, 180 200, 21 S.Ct. 743, 746754, 45
L.Ed. 1041.
38
See, e.g., Home Building & Loan Ass'n v. Blaisdell, 290 U.S. 398, 426, 54
S.Ct. 231, 235, 78 L.Ed. 413.
39
40
But cf. Dakota Central Tel. Co. v. South Dakota, 250 U.S. 163, 184, 187, 39
S.Ct. 507, 509, 510, 63 L.Ed. 910.
41
Cf. Dillon v. Gloss, 256 U.S. 368, 41 S.Ct. 510, 65 L.Ed. 994. See also United
States v. Sprague, 282 U.S. 716, 732, 51 S.Ct. 220, 222, 75 L.Ed. 640.
42
See also Fellows v. Blacksmith, 19 How. 366, 372, 15 L.Ed. 684; United States
v. OldSettlers, 148 U.S. 427, 466, 13 S.Ct. 650, 666, 37 L.Ed. 509; and
compare Doe v. Braden, 16 How. 635, 657, 14 L.Ed. 1090.
43
This case, so frequently cited for the broad proposition that the status of an
Indian tribe is a matter for the political departments, is in fact a noteworthy
example of the limited and precise impact of a political question. The
Cherokees brought an original suit in this Court to enjoin Georgia's assertion of
jurisdiction over Cherokee territory and abolition of Cherokee government and
laws. Unquestionably the case lay at the vortex of most fiery political
embroilment. See 1 Warren, The Supreme Court in United States History (Rev.
ed.), 729779. But in spite of some broader language in separate opinions, all
that the Court held was that it possessed no original jurisdiction over the suit:
for the Cherokees could in no view be considered either a State of this Union or
a 'foreign state.' Chief Justice Marshall treated the question as one of de novo
interpretation of words in the Constitution. The Chief Justice did say that 'The
acts of our government plainly recognize the Cherokee nation
as a state, and the courts are bound by those acts,' but here he referred to their
existence 'as a state, as a distinct political society, separated from others * * *.'
From there he went to 'A question of much more difficulty * * *. Do the
Cherokees constitute a foreign state in the sense of the constitution?' Id., 5 Pet.
at 16, 30 U.S. at 16. Thus, while the Court referred to 'the political' for the
decision whether the tribe was an entity, a separate polity, it held that whether
being an entity the tribe had such status as to be entitled to sue originally was a
judicially soluble issue: criteria were discoverable in relevant phrases of the
Constitution and in the common understanding of the times. As to this issue,
the Court was not hampered by problems of the management of unusual
evidence or of possible interference with a congressional program. Moreover,
Chief Justice Marshall's dictum that 'It savours too much of the exercise of
political power to be within the proper province of the judicial department,' id.,
5 Pet. at 20, 30 U.S. at 20, was not addressed to the issue of the Cherokees'
status to sue, but rather to the breadth of the claim asserted and the impropriety
of the relief sought. Compare Georgia v. Stanton, 6 Wall. 50, 77, 18 L.Ed. 721.
The Chief Justice made clear that if the issue of the Cherokees' rights arose in a
customary legal context, 'a proper case with proper parties,' it would be
justiciable Thus, when the same dispute produced a case properly brought, in
which the right asserted was one of protection under federal treaties and laws
from conflicting state law, and the relief sought was the voiding of a conviction
under that state law, the Court did void the conviction. Worcester v. Georgia, 6
Pet. 515, 8 L.Ed. 483. There, the fact that the tribe was a separate polity served
as a datum contributing to the result, and despite the consequences in a heated
federal-state controversy and the opposition of the other branches of the
National Government, the judicial power acted to reverse the State Supreme
Court. An example of similar isolation of a political question in the decision of
a case is Luther v. Borden, 7 How. 1, 12 L.Ed. 581; see infra.
44
45
7 How., at 29. And see 11 The Writings and Speeches of Daniel Webster 217
(1903).
See Mowry, The Dorr War (1901), and its exhaustive bibliography. And for an
account of circumstances surrounding the decision here, see 2 Warren, The
Supreme Court in United States History (Rev. ed.), 185195.
'Dorr himself, head of one of the two groups and held in a Rhode Island jail
under a conviction for treason, had earlier sought a decision from the Supreme
Court that his was the lawful government. His application for original habeas
corpus in the Supreme Court was denied because the federal courts then lacked
authority to issue habeas for a prisoner held under a state court sentence. Ex
parte Dorr, 3 How. 103, 11 L.Ed. 514.
46
7 How., at 39.
47
48
Even though the Court wrote of unrestrained legislative and executive authority
under this Guaranty, thus making its enforcement a political question, the Court
49
But cf. Hawke v. Smith (No. 1), 253 U.S. 221, 40 S.Ct. 495, 64 L.Ed. 871;
National Prohibition Cases, State of Rhode Island v. Palmer, 253 U.S. 350, 40
S.Ct. 486, 64 L.Ed. 946.
50
51
52
In Mississippi v. Johnson, 4 Wall. 475, 18 L.Ed. 437, the State sought to enjoin
the President from executing the Acts, alleging that his role was purely
ministerial. The Court held that the duties were in no sense ministerial, and that
although the State sought to compel inaction rather than action, the absolute
lack of precedent for any such distinction left the case one in which 'general
principles * * * forbid judicial interference with the excrcise of Executive
discretion.' 4 Wall., at 499. See also Mississippi v. Stanton, 154 U.S. 554, 14
S.Ct. 1209, 18 L.Ed. 725; and see 2 Warren, The Supreme Court in United
States History (Rev. ed.), 463.
For another instance of congressional action challenged as transgressing the
Guaranty Clause, see Collector v. Day, 11 Wall. 113, 125126, 20 L.Ed. 122,
overruled, Graves v. O'Keefe, 306 U.S. 466, 59 S.Ct. 595, 83 L.Ed. 927.
53
On the other hand, the implication of the Guaranty Clause in a case concerning
congressional action does not always preclude judicial action. It has been held
that the clause gives Congress no power to impose restrictions upon a State's
admission which would undercut the constitutional mandate that the States be
on an equal footing. Coyle v. Smith, 221 U.S. 559, 31 S.Ct. 688, 55 L.Ed. 853.
And in Texas v. White, 7 Wall. 700, 19 L.Ed. 227, although Congress had
determined that the State's government was not republican in form, the State's
standing to bring an original action in this Court was sustained.
54
See, infra, 369 U.S., p. 235, 82 S.Ct., p. 720, considering Kidd v. McCanless,
352 U.S. 920, 77 S.Ct. 223, 1 L.Ed.2d 157.
55
Boyd v. Nebraska ex rel. Thayer, 143 U.S. 135, 183, 12 S.Ct. 375, 389, 36
L.Ed. 103 (Field, J., dissenting).
56
Gomillion v. Lightfoot, 5 Cir., 270 F.2d 594, relying upon, inter alia, Hunter v.
Pittsburgh, 207 U.S. 161, 28 S.Ct. 40, 52 L.Ed. 151.
57
The Court's opinion was joined by Mr. Justice Douglas, noting his adherence to
the dissents in Colegrove and South v. Peters, supra; and the judgment was
concurred in by Mr. Justice Whittaker, who wrote that the decision should rest
on the Equal Protection Clause rather than on the Fifteenth Amendment, since
there had been not solely a denial of the vote (if there had been that at all) but
also a 'fencing out' of a racial group.
58
59
The ground of Mr. Justice Rutledge's vote to affirm is further explained in his
footnote, 3, 328 U.S. at 566, 66 S.Ct. at 1209: "The power of a court of equity
to act is a discretionary one. * * * Where a federal court of equity is asked to
interfere with the enforcement of state laws, it should do so only 'to prevent
irreparable injury which is clear and
imminent." American Federation of Labor v. Watson, 327 U.S. 582, (593) 66
S.Ct. 761, 766, (90 L.Ed. 873) and cases cited.'
No constitutional questions, including the question whether voters have a
judicially enforceable constitutional right to vote at elections of congressmen
from districts of equal population, were decided in Colegrove. Six of the
participating Justices reached the questions but divided three to three on their
merits. Mr. Justice Rutledge believed that it was not necessary to decide them.
He said: 'There is (an alternative to constitutional decision) in this case. And I
think the gravity of the constitutional questions raised so great, together with
the possibilities for collision (with the political departments of the
Government), that the admonition (against avoidable constitutional decision) is
appropriate to be followed here. Other reasons support this view, including the
fact that, in my opinion, the basic ruling and less important ones in Smiley v.
Holm, supra, would otherwise be brought into question.' 328 U.S. at 564565,
66 S.Ct. at 1208. He also joined with his brethren who shared his view that the
issues were justiciable in considering that Wood v. Broom, 287 U.S. 1, 53 S.Ct.
1, 77 L.Ed. 131, decided no constitutional questions but 'the Court disposed of
the cause on the ground that the 1929 Reapportionment Act, 46 Stat. 21, did not
carry forward the requirements of the 1911 Act, 37 Stat. 13, and declined to
decide whether there was equity in the bill.' 328 U.S. at 565, 66 S.Ct. at 1208
see also, id., at 573, 66 S.Ct. at 1212. We agree with this view of Wood v.
Broom.
60
See also Buford v. State Board of Elections, 206 Tenn. 480, 334 S.W.2d 726;
I feel strongly that many of the cases cited by the Court and involving so-called
'political' questions were wrongly decided.
In joining the opinion, I do not approve those decisions but only construe the
Court's opinion in this case as stating an accurate historical account of what the
prior cases have held.
The statements in Luther v. Borden, 7 How. 1, 42, 12 L.Ed. 581, that this
guaranty is enforceable only by Congress or the Chief Executive is not
maintainable. Of course the Chief Executive, not the Court, determines how a
State will be protected against invasion. Of course each House of Congress, not
the Court, is 'the judge of the elections, returns, and qualifications of its own
members.' Article I, Section 5, Clause 1. But the abdication of all judicial
functions respecting voting rights (7 How. at 41), however justified by the
peculiarities of the charter form of government in Rhode Island at the time of
Dorr's Rebellion, states no general principle. It indeed is contrary to the cases
discussed in the body of this opinionthe modern decisions of the Court that
give the full panoply of judicial protection to voting rights. Today we would
not say with Chief Justice Taney that it is no part of the judicial function to
protect the right to vote of those 'to whom it is denied by the written and
established constitution and laws of the State.' Ibid.
Moreover, the Court's refusal to examine the legality of the regime of martial
law which had been laid upon Rhode Island (id. at 4546) is indefensible, as
Mr. Justice Woodbury maintained in his dissent. Id. at 59 et seq. Today we
would ask with him: '* * * who
could hold for a moment, when the writ of habeas corpus cannot be suspended
by the legislature itself, either in the general government or most of the States,
without an express constitutional permission, that all other writs and laws could
be suspended, and martial law substituted for them over the whole State or
country, without any express constitutional license to that effect, in any
emergency?' Id. at 67.
Justice Woodbury went on to say:
'It would be alarming enough to sanction here an unlimited power, exercised
either by legislatures, or the executive, or courts, when all our governments are
themselves governments of limitations and checks, and of fixed and known
laws, and the people a race above all others jealous of encroachments by those
in power. And it is far better that those persons should be without the
The category of the 'political' question is, in my view, narrower than the
decided cases indicate. 'Even the English courts have held that a resolution of
one House of Parliament does not change the law (Stockdale v. Hansard (1839)
9 A. & E. 1; and Bowles v. Bank of England (No. 2) (1913) 1 Ch. 57), and
these decisions imply that the House of Commons acting alone does not
constitute the 'Parliament' recognised by the English courts.' 103 Sol.Jour. 995,
996. The Court in Bowles v. Bank of England, (1913) 1 Ch. 57, 8485, stated:
'By the statute 1 W. & M., usually known as the Bill of Rights, it was finally
settled that there could be no taxation in this country except under authority of
an Act of Parliament. The Bill of Rights still remains unrepealed, and no
practice or custom, however prolonged, or however acquiesced in on the part of
the subject, can be relied on by the Crown as justifying any infringement of its
provisions. It follows that, with regard to the powers of the Crown to levy
taxation, no resolution, either of the Committee for Ways and Means or of the
House itself, has any legal effect whatever. Such resolutions are necessitated by
a parliamentary procedure adopted with a view to the protection of the subject
against the hasty imposition of taxes, and it would be strange to find them relied
on as justifying the Crown in levying a tax before such tax is actually imposed
by Act of Parliament.'
In The Pocket Veto Case, 279 U.S. 655, 49 S.Ct. 463, 73 L.Ed. 894, the Court
undertook a review of the veto provisions of the Constitution and concluded
that the measure in litigation had not become a law. Cf. Coleman v. Miller, 307
U.S. 433, 59 S.Ct. 972, 83 L.Ed. 1385.
Georgia v. Stanton, 6 Wall. 50, 18 L.Ed. 721, involved the application of the
Reconstruction Acts to Georgialaws which destroyed by force the internal
regime of that State. Yet the Court refused to take jurisdiction. That question
was no more 'political' than a host of others we have entertained. See, e.g.,
Pennsylvania v. West Virginia, 262 U.S. 553, 43 S.Ct. 658, 67 L.Ed. 1117;
Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 72 S.Ct. 863, 96
L.Ed. 1153; Alabama v. Texas, 347 U.S. 272, 74 S.Ct. 481, 98 L.Ed. 689.
Today would this Court hold nonjusticiable or 'political' a suit to enjoin a
Governor who, like Fidel Castro, takes everything into his own hands and
suspends all election laws?
Georgia v. Stanton, supra, expresses a philosophy at war with Ex parte
Milligan, 4 Wall. 2, 18 L.Ed. 281, and Duncan v. Kahanamoku, 327 U.S. 304,
66 S.Ct. 606, 90 L.Ed. 688. The dominance of the civilian authority has been
expressed from the beginning. See Wise v. Withers, 3 Cranch 331, 337, 2 L.Ed.
457; Sterling v. Constantin, supra, note 2.
4
'Since World War II, the explosion in city and suburban population has created
intense local problems in education, transportation, and housing. Adequate
handling of these problems has not been possible to a large extent, due chiefly
to the political weakness of municipalities. This situation is directly attributable
to considerable under-representation of cities in the legislatures of most states.'
Amicus brief, pp. 23.
5
The recent ruling by the Iowa Supreme Court that a legislature, though elected
under an unfair apportionment scheme, is nonetheless a legislature empowered
to act (City of Cedar Rapids v. Cox, 252 Iowa 948, 964, 108 N.W.2d 253, 262
263; cf. Kidd v. McCanless, 200 Tenn. 273, 292 S.W.2d 40) is plainly
correct.
There need be no fear of a more disastrous collision between federal and state
agencies here than where a federal court enjoins gerrymandering based on
racial lines. See Gomillion v. Lightfoot, supra.
The District Court need not undertake a complete reapportionment. It might
possibly achieve the goal of substantial equality merely by directing respondent
to eliminate the egregious injustices. Or its conclusion that reapportionment
should be made may in itself stimulate legislative action. That was the result in
Asbury Park Press v. Woolley, 33 N.J. 1, 161 A.2d 705, where the state court
ruled it had jurisdiction:
'If by reason of passage of time and changing conditions the reapportionment
statute no longer serves its original purpose of securing to the voter the full
constitutional value of his franchise, and the legislative branch fails to take
appropriate restorative action, the doors of the courts must be open to him. The
lawmaking body cannot by inaction alter the constitutional system under which
it has its own existence.' 33 N.J. at 14, 161 A.2d at 711. The court withheld its
decision on the merits in order that the legislature might have an opportunity to
consider adoption of a reapportionment act. For the sequel see Application of
Lamb, 67 N.J.Super. 39, 4647, 169 A.2d 822, 825826.
Reapportionment was also the result in Magraw v. Donovan, D.C., 159 F.Supp.
901, where a federal three-judge District Court took jurisdiction, saying, D.C.,
163 F.Supp. 184, 187:
'Here it is the unmistakable duty of the State Legislature to reapportion itself
periodically in accordance with recent population changes. * * * Early in
January 1959 the 61st Session of the Minnesota Legislature will convene, all of
the members of which will be newly elected on November 4th of this year. The
facts which have been presented to us will be available to them. It is not to be
presumed that the Legislature will refuse to take such action as is necessary to
comply with its duty under the State Constitution. We defer decision on all the
issues presented (including that of the power of this Court to grant relief), in
order to afford the Legislature full opportunity to 'heed the constitutional
mandate to redistrict."
See, D.C., 177 F.Supp. 803, where the case was dismissed as moot, the State
Legislature having acted.
1
The opinion stated at 551, 66 S.Ct., at 1199 that the Court 'could also dispose of
this case on the authority of Wood v. Broom (287 U.S. 1, 53 S.Ct. 1, 77 L.Ed.
131 (1932)).' Wood v. Broom involved only the interpretation of a
congressional reapportionment Act.
Similarly, the Equal Protection Clause was not invoked in Tedesco v. Board of
Supervisors, 339 U.S. 940, 70 S.Ct. 797, 94 L.Ed. 1357 (1950).
I do not read the later case of Colegrove v. Barrett, 330 U.S. 804, 67 S.Ct. 976,
91 L.Ed. 1262 (1947) as having rejected the equal protection argument adopted
here. That was merely a dismissal of an appeal where the equal protection point
was mentioned along with attacks under three other constitutional provisions,
two congressional Acts, and three state constitutional provisions.
See Part I of the Appendix to Mr. Justice HARLAN'S dissent, 369 U.S., p. 341,
82 S.Ct., p. 776.
Of course this was not the case in the Georgia county unit system, South v.
Peters, supra, or the Illinois initiative plan, MacDougall v. Green, supra, where
recognized political units having independent significance were given
minimum political weight.
It is interesting to note that state judges often rest their decisions on the ground
that this Court has precluded adjudication of the federal claim. See, e.g.,
Scholle v. Secretary of State, 360 Mich. 1, 104 N.W.2d 63 (1960).
10
11
See Wood v. Broom, 287 U.S. 1, 53 S.Ct. 1, 77 L.Ed. 131; Colegrove v. Green,
328 U.S. 549, 66 S.Ct. 1198, 90 L.Ed. 1432, rehearing denied, 329 U.S. 825, 67
S.Ct. 118, 91 L.Ed. 701, motion for reargument before the full bench denied,
329 U.S. 828, 67 S.Ct. 199, 91 L.Ed. 703; Cook v. Fortson, 329 U.S. 675, 67
S.Ct. 21, 91 L.Ed. 596, rehearing denied, 329 U.S. 829, 67 S.Ct. 296, 91 L.Ed.
704; Turman v. Duckworth, 329 U.S. 675, 67 S.Ct. 21, 91 L.Ed. 596, rehearing
denied, 329 U.S. 829, 67 S.Ct. 296, 91 L.Ed. 704; Colegrove v. Barrett, 330
U.S. 804, 67 S.Ct. 973, 91 L.Ed. 1262; MacDougall v. Green, 335 U.S. 281, 69
S.Ct. 1, 93 L.Ed. 3; South v. Peters, 339 U.S. 276, 70 S.Ct. 641, 94 L.Ed. 834;
Tedesco v. Board of Supervisors, 339 U.S. 940, 70 S.Ct. 797, 94 L.Ed. 1357;
Remmey v. Smith, 342 U.S. 916, 72 S.Ct. 368, 96 L.Ed. 685; Cox v. Peters,
342 U.S. 936, 72 S.Ct. 559, 96 L.Ed. 697, rehearing denied, 343 U.S. 921, 72
S.Ct. 675, 96 L.Ed. 1334; Anderson v. Jordan, 343 U.S. 912, 72 S.Ct. 648, 96
L.Ed. 1328; Kidd v. McCanless, 352 U.S. 920, 77 S.Ct. 223, 1 L.Ed.2d 157;
Radford v. Gary, 352 U.S. 991, 77 S.Ct. 559, 1 L.Ed.2d 540; Hartsfield v.
Sloan, 357 U.S. 916, 78 S.Ct. 1363, 2 L.Ed.2d 1363; Matthews v. Handley, 361
U.S. 127, 80 S.Ct. 256, 4 L.Ed.2d 180; Perry v. Folsom, 144 F.Supp. 874
(D.C.N.D.Ala.); Magraw v. Donovan, 163 F.Supp. 184 (D.C.D.Minn.); cf.
Dyer v. Kazuhisa Abe, 138 F.Supp. 220 (D.C.D.Hawaii). And see Keogh v.
Neely, 50 F.2d 685 (C.A.7th Cir.).
2
are entitled to seat one member in the House, and there are certain geographical
restrictions upon the formation of Senate districts. The applicable provisions of
Article II of the Tennessee Constitution are:
'Sec. 4. Census.An enumeration of the qualified voters, and an apportionment
of the Representatives in the General Assembly, shall be made in the year one
thousand eight hundred and seventy-one, and within every subsequent term of
ten years.'
'Sec. 5. Apportionment of representatives.The number of Representatives
shall, at the several periods of making the enumeration, be apportioned among
the several counties or districts, according to the number of qualified voters in
each; and shall not exceed seventy-five, until the population of the State shall
be one million and a half, and shall never exceed ninety-nine; Provided that any
county having two-thirds of the ratio shall be entitled to one member.'
'Sec. 6. Apportionment of senators.The number of Senators shall, at the
several periods of making the enumeration, be apportioned among the several
counties or districts according to the number of qualified electors in each, and
shall not exceed one-third the number of representatives. In apportioning the
Senators among the different counties, the fraction that may be lost by any
county or counties, in the apportionment of members to the House of
Representatives, shall be made up to such county or counties in the Senate, as
near as may be practicable. When a district is composed of two or more
counties, they shall be adjoining; and no county shall be divided in forming a
district.'
6
It is alleged that certain amendments to the Act of 1901 made only minor
modifications of that Act, adjusting the boundaries of individual districts in a
manner not material to plaintiffs' claims.
The exhibits do not reveal the source of the population figures which they set
forth, but it appears that the figures were taken from the United States Census
of Population, 1950, Volume II, Part 42 (Tennessee), Table 41, at 7691.
These census figures represent the total population over twenty-one years of
age in each Tennessee County; they do not purport to enumerate 'qualified
voters' or 'qualified electors,' the measure of apportionment prescribed by the
Tennessee Constitution. See note 5, supra. To qualify to vote in Tennessee, in
addition to fulfilling the age requirement, an individual must be a citizen of the
United States, a resident of the State for twelve months and of the county
where he offers his vote for six months next preceding the election, and must
not be under the disqualification attaching to conviction for certain offenses.
Tenn.Code Ann.1955, 2201, 2205. The statistics found in the United
States Census of Population, 1950, Volume II, Part 42 (Tennessee), Table 42, at
9297, suggest that the residence requirement, in particular, may be an
unknown variable of considerable significance. Appellants do not suggest a
means by which a court, on the basis of the federal census figures, can
determine the number of qualified voters in the various Tennessee counties.
8
The 'county aid funds' derived from a portion of a state gasoline privilege tax,
for example, are distributed among the counties as follows: one-half equally
among the ninety-five counties, one-quarter on the basis of area, one-quarter on
the basis of population, to be used by county authorities in the building,
repairing and improving of county roads and bridges. Tenn.Code Ann.1955,
54403. Appellants urge that this distribution is discriminatory.
10
11
See, e.g., United States v. Palmer, 3 Wheat. 610, 634, 635, 4 L.Ed. 471; The
Divina Pastora, 4 Wheat. 52, 4 L.Ed. 512; Williams v. Suffolk Ins. Co., 13 Pet.
415, 10 L.Ed. 226; Kennett v. Chambers, 14 How. 38, 14 L.Ed. 316; Doe ex
dem. Clark v. Braden, 16 How. 635, 14 L.Ed. 1090; Jones v. United States, 137
U.S. 202, 11 S.Ct. 80, 34 L.Ed. 691; Terlinden v. Ames, 184 U.S. 270, 22 S.Ct.
484, 46 L.Ed. 534; Charlton v. Kelly, 229 U.S. 447, 33 S.Ct. 945, 57 L.Ed.
1274; Oetjen v. Central Leather Co., 246 U.S. 297, 38 S.Ct. 309, 62 L.Ed. 726;
Ex parte Republic of Peru, 318 U.S. 578, 63 S.Ct. 793, 87 L.Ed. 1014; Clark v.
Allen, 331 U.S. 503, 67 S.Ct. 1431, 91 L.Ed. 1633. Compare Foster and Elam
v. Neilson, 2 Pet. 253, 7 L.Ed. 415, with United States v. Arredondo, 6 Pet.
691, 8 L.Ed. 547. Of course, judgment concerning the 'political' nature of even
a controversy affecting the Nation's foreign affairs is not a simple mechanical
matter, and certain of the Court's decisions have accorded scant weight to the
consideration of unity of action in the conduct of external relations. Compare
Vermilya-Brown Co. v. Connell, 335 U.S. 377, 69 S.Ct. 140, 93 L.Ed. 76, with
United States v. Pink, 315 U.S. 203, 62 S.Ct. 552, 86 L.Ed. 796.
12
Obviously, this is the equivalent of saying that the characteristics are not
'constitutionally requisite' in a judicially enforceable sense. The recognition of
their necessity as a condition of legislation is left, as is observance of certain
other constitutional commands to the conscience of the non-judicial organs. Cf.
Kentucky v. Dennison, 24 How. 66, 16 L.Ed. 717.
13
Also compare the Coleman case and United States v. Sprague, 282 U.S. 716, 51
S.Ct. 220, 75 L.Ed. 640, with Hawke v. Smith (No. 1), 253 U.S. 221, 40 S.Ct.
495, 64 L.Ed. 871. See the National Prohibition Cases, State of Rhode Island v.
Palmer, 253 U.S. 350, 40 S.Ct. 486, 588, 64 L.Ed. 946; and consider the Court's
treatment of the several contentions in Leser v. Garnett, 258 U.S. 130, 42 S.Ct.
217, 66 L.Ed. 505.
14
E.g., Myers v. Anderson, 238 U.S. 368, 35 S.Ct. 932, 59 L.Ed. 1349; Nixon v.
Condon, 286 U.S. 73, 52 S.Ct. 484, 76 L.Ed. 984; Lane v. Wilson, 307 U.S.
268, 59 S.Ct. 872, 83 L.Ed. 1281; Smith v. Allwright, 321 U.S. 649, 64 S.Ct.
757, 88 L.Ed. 987. The action for damages for improperly rejecting an elector's
vote had been given by the English law since the time of Ashby v. White, 1
Brown's Cases in Parliament 62; 2 Ld.Raym. 938; 3 Ld.Raym. 320, a case
which in its own day precipitated an intraparliamentary war of major
dimensions. See 6 Hansard, Parliamentary History of England (1810), 225
324, 376436. Prior to the racial-discrimination cases, this Court had
recognized the action, by implication, in dictum in Swafford v. Templeton, 185
U.S. 487, 22 S.Ct. 783, 46 L.Ed. 1005, and Wiley v. Sinkler, 179 U.S. 58, 21
S.Ct. 17, 45 L.Ed. 84, both respecting federal elections.
15
Cf. Gomillion v. Lightfoot, 364 U.S. 339, 81 S.Ct. 125, 5 L.Ed.2d 110.
16
By statute an action for preventive relief is now given the United States in
certain voting cases. 71 Stat. 637, 42 U.S.C. 1971(c), 42 U.S.C.A. 1971(c),
amending R.S. 2004. See United States v. Raines, 362 U.S. 17, 80 S.Ct. 519,
4 L.Ed.2d 524; United States v. Thomas, 362 U.S. 58, 80 S.Ct. 612, 4 L.Ed.2d
535.
17
Compare Rhode Island v. Massachusetts, 12 Pet. 657, 9 L.Ed. 1233, and cases
following, with Georgia v. Stanton, 6 Wall. 50, 18 L.Ed. 721.
18
Compare Worcester v. Georgia, 6 Pet. 515, 8 L.Ed. 483, with Cherokee Nation
v. Georgia, 5 Pet. 1, 20, 28 (Mr. Justice Johnson, concurring), 51 and 75, 8
L.Ed. 25 (Mr. Justice Thompson, dissenting).
19
This was an alternative ground of Chief Justice Marshall's opinion for the
Court. Id., at 20. The question which Marshall reserved as 'unnecessary to
decide,' ibid., was not the justiciability of the bill in this aspect, but the 'more
doubtful' question whether that 'part of the bill which respects the land
occupied by the Indians, and prays the aid of the court to protect their
possession,' might be entertained. Ibid. Mr. Justice Johnson, concurring, found
the controversy non-justiciable and would have put the ruling solely on this
ground, id., at 28, and Mr. Justice Thompson, in dissent, agreed that much of
the matter in the bill was not fit for judicial determination. Id., at 51, 75.
20
21
22
'The United States shall guarantee to every state in this Union a republican form
of government, and shall protect each of them against invasion; and on
application of the legislature, or of the executive (when the legislature cannot
be convened) against domestic violence.'
23
Cf. the cases holding that the Fourteenth Amendment imposes no such
restriction upon the form of a State's governmental organization as will permit
persons affected by government action to complain that in its organization
principles of separation of powers have been violated. E.g., Dryer v. Illinois,
187 U.S. 71, 23 S.Ct. 28, 47 L.Ed. 79; Soliah v. Heskin, 222 U.S. 522, 32 S.Ct.
103, 56 L.Ed. 294; Houck v. Little River Drainage District, 239 U.S. 254, 36
S.Ct. 58, 60 L.Ed. 266. The same consistent refusal of this Court to find that the
Federal Constitution restricts state power to design the structure of state
political institutions is reflected in the cases rejecting claims arising out of the
States' creation, alteration, or destruction of local subdivisions or their powers,
insofar as these claims are made by the subdivisions themselves, see Laramie
County Com'rs v. Albany County, 92 U.S. 307, 23 L.Ed. 552; Pawhuska v.
Pawhuska Oil & Gas Co., 250 U.S. 394, 39 S.Ct. 526, 63 L.Ed. 1054; Trenton
v. New Jersey, 262 U.S. 182, 43 S.Ct. 534, 67 L.Ed. 937; Risty v. Chicago, R.I.
& P.R. Co., 270 U.S. 378, 389 390, 46 S.Ct. 236, 241, 70 L.Ed. 641; Williams
v. Mayor and City Council of Baltimore, 289 U.S. 36, 53 S.Ct. 431, 77 L.Ed.
1015, or by the whole body of their residents who share only a general,
undifferentiated interest in their preservation. See Hunter v. Pittsburgh, 207
U.S. 161, 28 S.Ct. 40, 52 L.Ed. 151. The policy is also given effect by the
denial of 'standing' to persons seeking to challenge state action as infringing the
interest of some separate unit within the State's administrative structurea
denial which precludes the arbitrament by federal courts of what are only
disputes over the local allocation of government functions and powers. See,
e.g., Smith v. Indiana, 191 U.S. 138, 24 S.Ct. 51, 48 L.Ed. 125; Braxton County
Court v. West Virginia, 208 U.S. 192, 28 S.Ct. 275, 52 L.Ed. 450; Marshall v.
Dye, 231 U.S. 250, 34 S.Ct. 92, 58 L.Ed. 206; Stewart v. Kansas City, 239 U.S.
14, 36 S.Ct. 15, 60 L.Ed. 120.
24
223 U.S., at 141, 32 S.Ct. at 227. '* * * (T)he contention, if held to be sound,
would necessarily affect the validity, not only of the particular statute which is
before us, but of every other statute passed in Oregon since the adoption of the
initiative and referendum. And indeed, the propositions go further than this,
since in their essence they assert that there is no governmental function,
legislative or judicial, in Oregon, because it cannot be assumed, if the
proposition be well founded, that there is, at one and the same time, one and the
same government which is republican in form, and not of that character.'
Compare Luther v. Borden, 7 How, 1, 3839, 12 L.Ed. 581:
'* * * For, if this court is authorized to enter upon this inquiry as proposed by
the plaintiff, and it should be decided that the charter government had no legal
existence during the period of time above mentioned,if it had been annulled
by the adoption of the opposing government,then the laws passed by its
legislature during that time were nullities; its taxes wrongfully collected; its
salaries and compensation to its officers illegally paid; its public accounts
improperly settled; and the judgments and sentences of its courts in civil and
criminal cases null and void, and the officers who carried their decisions into
operation answerable as trespassers, if not in some cases as criminals.
'When the decision of this court might lead to such results, it becomes it duty to
examine very carefully its own powers before it undertakes to exercise
jurisdiction.'
25
See Bowen, The Recent Contest in Rhode Island (1844); Frieze, A Concise
History of the Efforts to Obtain an Extension of Suffrage in Rhode Island;
From the Year 1811 to 1842 (2d ed. 1842); Mowry, The Dorr War (1901);
Wayland, The Affairs of Rhode Island (2d ed. 1842).
26
The Court reasoned, with respect to the guarantee against domestic violence
also contained in Art. IV, 4, that this, too, was an authority committed solely
to Congress; that Congress had emplowered the President, not the courts, to
enforce it; and that it was inconceivable that the courts should assume a power
to make determinations in the premises which might conflict with those of the
Executive. It noted further that, in fact, the President had recognized the
governor of the charter government as the lawful authority in Rhode Island,
although it had been unnecessary to call out the militia in his support.
27
28
29
Id., at 4142.
30
In evaluating the Court's determination not to inquire into the authority of the
charter government, it must be remembered that, throughout the country, Dorr
'had received the sympathy of the Democratic press. His cause, therefore,
became distinctly a party issue.' 2 Warren, The Supreme Court in United States
History (Rev. ed. 1937), 186.
31
32
33
34
Ogg, English Government and Politics (2d ed. 1936) (hereafter Ogg), 248
250, 257; Seymour, Electoral Reform in England and Wales (1915) (hereafter,
Seymour), 4647.
35
36
Ogg 258.
37
Seymour 51.
38
The Federalist, No. 56 (Wright ed. 1961), at 382. Compare Seymour 49. This
takes account of the restricted franchise as well as the effect of the localunit
apportionment principle.
39
Seymour 5276.
40
41
For these and other instances of gross inequality, see Seymour 320325.
42
43
44
Seymour 489518.
45
46
Ogg 270.
47
Ogg 253.
48
Ogg 270271.
49
Ogg 273274.
50
7 & 8 Geo. VI, c. 41. The 1944 Act was amended by the House of Commons
(Redistribution of Seats) Act, 1947, 10 & 11 Geo. VI, c. 10, and the two, with
other provisions, were consolidated in the House of Commons (Redistribution
of Seats) Act, 1949, 12 & 13 Geo. VI, c. 66, since amended by the House of
Commons (Redistribution of Seats) Act, 1958, 6 & 7 Eliz. II, c. 26.
51
52
See note 50, supra. However, Commissions are given discretion to depart from
the strict application of the local boundary rule to avoid excessive disparities
between the electorate of a constituency and the electoral quota, or between the
electorate of a constituency and that of neighboring constituencies. For detailed
discussion, see Craig, Parliament and Boundary Commissions, (1959) Public
Law 23. See also Butler, supra, note 51, at 127.
53
54
55
56
The court reserved the question whether a judicial remedy might be found in a
case in which it appeared that a Commission had manifestly acted in complete
disregard of the Acts.
57
58
First Periodical Report of the Boundary Commission for England (Cmd. 9311)
(1954), 4, par. 19.
59
Under the 1949 Act, see note 50, supra, the intervals between reports were to be
not less than three nor more than seven years with certain qualifications. The
1958 Act raised the minimum to ten and the maximum to fifteen years.
60
61
62
See The Federalistic, No. 56, supra, note 38; Tudor, Life of James Otis (1823),
188190.
63
64
65
Griffith 25.
66
Griffith 1516, n. 1.
67
Griffith 28.
68
69
70
71
72
73
See Madison, in I Farrand, op. cit., supra, note 70, at 321: 'The great difficulty
lies in the affair of Representation; and if this could be adjusted, all others
would be surmountable.'
74
75
76
Carpenter 130.
77
Jefferson, Notes on the State of Virginia (Peden ed. 1955), 118119. See also
II Writings of Thomas Jefferson (Memorial ed. 1903), 160162.
78
Carpenter 139140.
79
Griffith 102104.
80
Griffith 104105.
81
Luce 343350. Bowen, supra, note 25, at 1718, records that in 1824
Providence County, having three-fifths of Rhode Island's population, elected
only twenty-two of its seventy-two representatives, and that the town of
Providence, more than double the size of Newport, had half Newport's number
of representatives.
82
83
84
Various indices of population were employed among the States which took
account of the factor of numbers. Some counted all inhabitants, e.g.,
N.J.Const.1844, Art. IV, 3; some, only white inhabitants, e.g., Ill.Const.1848,
Art. III, 8; some, male inhabitants over twenty-one, e.g., Ind.Const.1851, Art.
IV, 4 5; some, qualified voters, e.g., Tenn.Const.1834, Art. II, 4 to 6;
some excluded aliens, e.g., N.Y.Const.1846, Art. III, 4, 5 (and untaxed
persons of color); some excluded untaxed Indians and military personnel, e.g.,
Neb.Const.18661867, Art. II, 3. For present purposes these differences,
although not unimportant as revealing fundamental divergences in
representation theory, will be disregarded.
85
should serve as the bases of representation for both houses, but did not
expressly require either numerical equality or reapportionment at fixed
intervals.
Several of these constitutions contain provisions which forbid splitting counties
or which otherwise require recognition of local boundaries. See, e.g., the severe
restriction in Ill.Const.1848, Art. III, 9. Such provisions will almost
inevitably produce numerical inequalities. See, for example, University of
Oklahoma, Bureau of Government Research, Legislative Apportionment in
Oklahoma (1956), 2123. However, because their effect in this regard will
turn on idiosyncratic local factors, and because other constitutional provisions
are a more significant source of inequality, these provisions are here
disregarded.
86
87
88
It also appears, although the section is not altogether clear, that the provisions
of West Virginia's Constitution controlling apportionment of senators would
operate in favor of the State's less populous regions by limiting any single
county to a maximum of two senators. W.Va.Const.18611863, Art. IV, 4.
89
90
91
92
Me.Const.1819, Art. IV, Pt. First, 2, 3. See Art. IV, Pt. Second, 2, for
Senate apportionment based on numbers.
93
94
Towns smaller than one hundred and fifty, if so situated that it was 'very
inconvenient' to join them to other towns for voting purposes, might be
permitted by the legislature to send a representative.
95
96
97
98
Vt.Const.1793, c. II, 7.
99
109 Ala.Const.1867, Art. VIII, 1. See Art. VIII, 3, for Senate apportionment
based on numbers.
110 S.C.Const.1868, Art. II, 8.
111 Fla.Const.1868, Art. XIV, par. 1. See Art. XIV, par. 2, for Senate
apportionment.
112 Ga.Const.1868, Art. III, 2. The extent of legislative authority to alter these
districts is unclear, but it appears that the structure of three contiguous counties
for each of forty-four districts is meant to be permanent.
113 Ga.Const.1868, Art. III, 3. The extent of legislative authority to alter the
apportionment is unclear, but it appears that the three-tiered structure is meant
to be permanent.
114 See, e.g., Durfee, Apportionment of Representation in the Legislature: A Study
of State Constitutions, 43 Mich.L.Rev. 1091, 1097 (1945); Short, States That
Have Not Met Their Constitutional Requirements, 17 Law & Contemp.Prob.
377 (1952); Harvey, Reapportionments of State LegislaturesLegal
Requirements, 17 Law & Contemp.Prob. 364, 370 (1952). For an excellent case
study of numerical inequalities deriving solely from a one-member-per-county
minimum provision in Ohio, see Aumann, Rural Ohio Hangs On, 46
Nat.Mun.Rev. 189, 191192 (1957).
115 Dauer and Kelsay, Unrepresentative States, 44 Nat.Mun.Rev. 571, 574 (1955).
(This is the effect of a later Georgia constitutional provision, Ga.Const.1945,
21501, art. 3, 3, par. 1, substantially similar to that of 1868.) The same
three-tiered system has subsequently been adopted in Florida, Fla.Const.1885,
Art. VII, 3, 4, where its effects have been inequalities of the order of eighty
to one. Dauer and Kelsay, supra, at 575, 587.
116 The constitutions discussed are those under which the new States entered the
Union.
117 Colo.Const.1876, Art. V, 45, 47; N.D.Const.1889, Art. 2, 29, 35;
S.D.Const.1889, Art. III 5; Wash.Const.1889, Art. II, 3, 6; Utah
Const.1895, Art. IX, 2, 4; N.M.Const.1911, Art. IV, following 41. The
Colorado and Utah Constitutions provide for reapportionment 'according to
ratios to be fixed by law' after periodic census and enumeration. In New
Mexico the legislature is authorized, but not commanded, to reapportion
periodically. North Dakota does not in terms demand equality in House
representation; members are to be assigned among the several senatorial
districts, which are of equal population.
population districts' factor, but also within the factors of contiguity and
compactness. The county and Assembly line legal restrictions operate outside
the framework of theoretically 'equal in population districts.' All the factors
might conceivably have the same weight in one situation; in another, some
factors might be considerably more important than others in making the final
determination.' A Virginia legislative committee adverted to '* * * many
difficulties such as natural topographical barriers, divergent business and social
interests, lack of communication by rail or highway, and disinclinations of
communities to breaking up political ties of long standing, resulting in some
cases of districts requesting to remain with populations more than their
averages rather than have their equal representation with the changed
conditions.' Report of the Joint Committee on the Re-apportionment of the
State into Senatorial and House Districts, Virginia General Assembly, House of
Delegates, H.Doc. No. 9 (1922), 12. And the Tennessee State Planning
Commission, concerning the problem of congressional redistricting in 1950,
spoke of a 'tradition (which) relates to the sense of belonging loyalties to groups
and items of common interest with friends and fellow citizens of like
circumstance, environment or region.' Tennessee State Planning Commission,
Pub. No. 222, Redistricting for Congress (1950), first page.
146 See, e.g., California Committee Report, at 52.
'* * * (T)he reapportionment process is, by its very nature, political * * *. There
will be politics in reapportionment as long as a representative form of
government exists * * *.
'It is impossible to draw a district boundary line without that line's having some
political significance * * *.'
147 See, e.g., Celler, Congressional ApportionmentPast, Present, and Future, 17
Law & Contemp.Prob. 268 (1952), speaking of the history of congressional
apportionment:
'* * * A mere reading of the debates (from the Constitutional Convention down
to contemporary Congresses) on this question of apportionment reveals the
conflicting interests of the large and small states and the extent to which
partisan politics permeates the entire problem.'
148 See Standards for Congressional Districts (Apportionment), Hearings before
Subcommittee No. 2 of the Committee on the Judiciary, House of
Representatives, 86th Cong., 1st Sess. 23, concerning a proposed provision for
judicial enforcement of certain standards in the laying out of districts:
'Mr. KASEM. You do not think that that (a provision embodying the language:
The relevant provisions of the Tennessee Constitution are Art. II, 5 and 6:
'Sec. 5. Apportionment of representatives.The number of Representatives
shall, at the several periods of making the enumeration, be apportioned among
the several counties or districts, according to the number of qualified voters in
each; and shall not exceed seventy-five, until the population of the State shall
be one million and a half, and shall never exceed ninety-nine; Provided that any
county having two-thirds of the ratio shall be entitled to one member.
'Sec. 6. Apportionment of senators.The number of Senators shall, at the
several periods of making the enumeration, be apportioned among the several
This formula is not clearly spelled out in the opinion, but it is necessarily
inferred from the figures that are presented. Knox County, for example, is said
to have a 'total representation' of 7.25. It elects (1) three direct representatives
(value 3.00); (2) one representative from a two-county district (value .50); (3)
one direct senator (value 3.00); and (4) one senator in a four-county district
(value .75). See Appendix to opinion of MR. JUSTICE CLARK, 369 U.S., pp.
262 264, 82 S.Ct., pp. 734736.
These disparities are as serious, if not more so, when my Brother CLARK'S
formula is applied to the appellants' proposal. For example, if the seven
counties chosen by him as illustrative are examined as they would be
represented under the appellants' distribution, Moore County, with a voting
population of 2,340, is given more electoral strength than Decatur County, with
a voting population of 5,563. Carter County (voting population 23,302) has
20% more 'total representation' that Anderson County (voting population
33,990), and 33% more than Rutherford County (voting population 25,316).
5
6
For example, Chester County (voting population 6,391) is one of those that is
presently said to be overrepresented. But under the appellants' proposal,
Chester would be combined with populous Madison County in a 'floterial
district' and with four others, including Shelby County, in a senatorial district.
Consequently, its total representation according to the Appendix to my Brother
CLARK'S opinion would be .19. (369 U.S., p. 262, 82 S.Ct., p. 734.) This
would have the effect of disenfranchising all the county's voters. Similarly,
Rhea County's almost 9,000 voters would find their voting strength so diluted
as to be practically nonexistent.
For example, it is primarily the eastern portion of the State that is complaining
of malapportionment (along with the Cities of Memphis and Nashville). But the
eastern section is where industry is principally located and where population
density, even outside the large urban areas, is highest. Consequently, if
Tennessee is apportioning in favor of its agricultural interests, as
constitutionally it was entitled to do, it would necessarily reduce representation
from the east.
10
For example, sound political reasons surely justify limiting the legislative
chambers to workable numbers; in Tennessee, the House is set at 99 and the
Senate at 33. It might have been deemed desirable, therefore, to set a ceiling on
representation from any single county so as not to deprive others of individual
representation. The proportional discrepancies among the four counties with
large urban centers may be attributable to a conscious policy of limiting
representation in this manner.
11
For example, Moore County is surrounded by four counties each of which has
sufficient voting population to exceed two-thirds of the average voting
population per county (which is the standard prescribed by the Tennessee
Constitution for the assignment of a direct representative), thus qualifying for
direct representatives. Consequently Moore County must be assigned a
representative of its own despite its small voting population because it cannot
be joined with any of its neighbors in a multicounty district, and the Tennessee
Constitution prohibits combining it with nonadjacent counties. See note 1,
supra.