Catlin v. United States, 324 U.S. 229 (1945)
Catlin v. United States, 324 U.S. 229 (1945)
Catlin v. United States, 324 U.S. 229 (1945)
229
65 S.Ct. 631
89 L.Ed. 911
CATLIN et al.
v.
UNITED STATES.
No. 419.
Argued and Submitted Feb. 1, 2, 1945.
Decided Feb. 26, 1945.
Messrs. Thomas S. McPheeters and Henry Davis, both of St. Louis, Mo.,
and Mr. George D. Burroughs, of Edwardsville, Ill., for petitioners.
Mr. Ralph F. Fuchs, of Washington, D.C., for respondent.
Mr. Justice RUTLEDGE delivered the opinion of the Court.
The petition for condemnation was filed in the District Court March 31, 1942.
The same day an order for immediate possession was entered ex parte. On
November 12, 1942, pursuant to the Declaration of Taking Act of February 26,
1931,3 the Secretary of War filed a declaration and deposited in court
$43,579.00 as the estimated compensation for Tract ED-7, to which petitioners
assert ownership as trustees. The court thereupon entered 'judgment,' likewise
ex parte, decreeing that title had vested in the United States upon the filing of
the declaration and making of the deposit, also declaring the right of just
compensation 'now vested in the persons entitled thereto,' and holding the cause
open for further 'orders, judgments and decrees.'
'judgment' and to dismiss the petition as to Tract ED-7. After this the
Government amended its petition4 and petitioners filed an amended motion to
vacate and dismiss,5 which the court denied. From this order and the order
entering the 'judgment' on the declaration of taking, petitioners appealed. The
Circuit Court of Appeals held the orders not final decisions within Section 128
and dismissed the appeal. 7 Cir., 142 F.2d 781. We granted certiorari, 323 U.S.
696, 65 S.Ct. 92, in order to resolve conflict upon this question among several
Circuit Courts of Appeals.6
4
We think the judgment was right. Petitioners' motions raised issues grounded in
contentions that the taking was not for a purpose authorized by the War
Purposes Act.7 Accordingly they urged that neither petition stated a cause of
action, the court acquired no jurisdiction of the cause or to enter the order
relating to title, and it was error to deny the motion to vacate and to dismiss.
Since the issue here is whether the orders are final, for purposes of appeal, we
assume, though we do not decide, that the substantive issues have sufficient
merit to warrant determination upon review. Even so, we think petitioners have
mistaken their remedy.
Their right to appeal rests upon Section 128 of the Judicial Code. This limits
review to 'final decisions' in the District Court. A 'final decision' generally is
one which ends the litigation on the merits and leaves nothing for the court to
do but execute the judgment. St. Louis I.M. & S.R.R. v. Southern Express Co.,
108 U.S. 24, 28, 2 S.Ct. 6, 8, 27 L.Ed. 638. Hence, ordinarily in condemnation
proceedings appellate review may be had only upon an order or judgment
disposing of the whole case, and adjudicating all rights, including ownership
and just compensation, as well as the right to take the property. This has been
the repeated holding of decisions here.8 The rule applies to review by this Court
of judgments of state courts, in advance of determination of just compensation,
although by local statute 'judgments of condemnation,' i.e., of the right to
condemn particular property, are reviewable before compensation is found and
awarded. Wick v. Superior Court, 278 U.S. 574, 49 S.Ct. 94, 73 L.Ed. 515; Id.,
278 U.S. 575, 49 S.Ct. 94, 73 L.Ed. 515; Public Service Co. of Indiana v. City
of Lebanon, 305 U.S. 558, 59 S.Ct. 84, 83 L.Ed. 352; Id., 305 U.S. 671, 59
S.Ct. 143, 83 L.Ed. 435; cf. Dieckmann v. United States, 7 Cir., 88 F.2d 902.
The foundation of this policy is not in merely technical conceptions of 'finality.'
It is one against piecemeal litigation. 'The case is not to be sent up in fragments
* * *.' Luxton v. North River Bridge Co., 147 U.S. 337, 341, 13 S.Ct. 356, 358,
37 L.Ed. 194. Reasons other than conservation of judicial energy sustain the
limitation. One is elimination of delays caused by interlocutory appeals.
The rule applies to proceedings under the War Purposes Act of 1917.9 That act
does not purport to change or depart from the generally prevailing rule
concerning appeals in condemnation proceedings. It is an amended version of
the 1890 act, under which from its enactment to now that rule has been applied,
except in the three decisions of Circuit Courts of Appeals reaching the contrary
result, where however the Declaration of Taking Act of 1931 also was
involved.10 The 1917 act purports to authorize no judgment except one 'for the
acquirement by condemnation of any land,' etc., for the purposes specified or,
necessarily, one finally denying this. The provision for the proceedings 'to be
prosecuted in accordance with the laws relating to suits for the condemnation of
property of the States wherein the proceedings may be instituted * * *' had no
purpose to make the right of appeal in such proceedings depend upon and vary
with the local procedure in this respect, cf. Wick v. Superior Court, supra;
Public Service Co. v. Lebanon, supra, or to incorporate local ideas of 'finality'
in the application of Section 128 to such suits. The language may be applied in
other ways without introducing so much lack of uniformity into the application
of Section 128, if indeed the quoted provision has not been largely nullified by
the Federal Rules of Civil Procedure in all respects concerning appeals.11
Furthermore, the 1917 act contemplated emergency action, to the extent that
upon the filing of the petition immediate possession might be taken and the
lands occupied 'for military purposes' during war 'or the imminence thereof.'
This purpose, it seems clear, would be largely defeated, if entry must be
deferred until specific challenges to jurisdiction and the sufficiency of the
petition are determined seriatim, not only by ruling of the trial court but by
separate appeals from each ruling which, if sustained,12 would end the
litigation, but if lacking in merit could only prolong it. We find neither in the
language nor in the purposes of the 1917 act an intent to authorize departure
from the general course of applying Section 128 in condemnation proceedings.
Indeed, we do not understand petitioners to urge that the 1917 act without more
accomplishes the departure. They say rather that it does so when used in
conjunction with the Declaration of Taking Act of 1931. It is the 'judgment'
upon 'a declaration of taking' and the subsequent order denying their motion to
vacate this 'judgment' and to dismiss the proceedings which they contend are
'final decisions' within Section 128 and therefore appealable. It is 'judgments' of
this character which the decisions of Circuit Courts of Appeals, upon which
petitioners rely, have involved. One of them relied expressly upon the 1931 act
as being intended 'to sever the taking of title and possession from controversies
as to valuation, and to provide a procedure whereby the United States might be
speedily and conclusively vested with title and possession' and therefore as
having a 'final and immediate effect on property rights' which 'obviously should
be reviewable at once, without the necessity of awaiting the outcome of long
drawn out controversies as to valuation.' Puerto Rico Ry. Light & Power Co. v.
United States, 1 Cir., 131 F.2d 491, 494. The reason stated might afford ground
for Congress to provide a special appeal. However, we do not think the reason
accords with the statute's provisions or their effect. Consequently it gives no
ground for believing that Congress has provided a separate appeal.
9
We dispose shortly of the motion, or that part of it, which was directed at
dismissal of the proceedings, in so far as it may require treatment separately
from the motion to vacate the 'judgment,' if it does so at all. Had this motion
been granted and judgment of dismissal been entered, clearly there would have
been an end of the litigation and appeal would lie within Section 128. United
States v. Carey, 9 Cir., 143 F.2d 445; United States v. Marin, 9 Cir., 136 F.2d
388. But denial of a motion to dismiss, even when the motion is based upon
jurisdictional grounds, is not immediately reviewable. Cf. Roche v. Evaporated
Milk Ass'n, 319 U.S. 21, 63 S.Ct. 938, 87 L.Ed. 1185. See also Dieckmann v.
United States, 7 Cir., 88 F.2d 902. Certainly this is true whenever the question
may be saved for disposition upon review of final judgment disposing of all
issues involved in the litigation or in some other adequate manner. As will
appear, we think such a remedy is available in this case.
10
The 'judgment' and the order denying the motion to vacate it stand no better.
The 1931 act, like that of 1917, contains no language purporting to change the
general rule relating to appeals in condemnation proceedings. Section 1, which
is the basis section, makes no express reference to appeals.13 Section 2 implies
the contrary effect. It provides: 'No appeal in any such cause nor any bond or
undertaking given therein shall operate to prevent or delay the vesting of title to
such lands in the United States.' While the section does not in terms deny the
right of appeal contended for, neither does it confer that right. The possibility of
delaying or preventing the vesting of title by appeals was explicitly in the mind
of Congress, when it included this section. If it had thought granting an earlier
appeal than the existing procedure allowed, upon the severed issue of the right
to take the property, would expedite the taking or the vesting of title or the
proceedings in any other manner, slight additional words would have made
provision for such an appeal. The omission, and the clear import of the
language used, are against the implication that separate appeals were to be
allowed.
11
This seems reinforced by Section 4. It makes the right to take possession and
title 'in advance of final judgment' additional to other rights, powers or authority
conferred by federal or local law, and expressly states that this right 'shall not be
construed as abrogating, limiting, or modifying any such right, power, or
authority.' One of the rights of the Government under pre-existing federal law
was the right not to have the proceeding, or the taking of possession,14 delayed
by separate appeals over issues of title or taking.15 Its right was rather to have
these issues determined with others in the final judgment dispositive of the
whole cause. This right, we think, was guarded by Section 4 against being
construed as having been abrogated, limited or modified, by virtue of the
additional right conferred 'to take possession and title in advance of final
judgment.' (Emphasis added) Other provisions of the statute, as will appear,
support the same conclusion.
12
Moreover, the statute does not purport in terms to authorize such a 'judgment' as
was entered in this cause or to make its entry the event upon which title is
changed, if so summary a procedure could be valid. The 'judgment' apparently
was entered ex parte, prior to service of process or publication of notice. Cf.
Pennoyer v. Neff, 95 U.S. 714, 24 L.Ed. 565. By the terms of Section 1, 'Upon
the filing said declaration of taking (in the condemnation proceeding) and of
the deposit in the court * * * title * * * shall vest in the United States * * * and
said lands shall be deemed to be condemned and taken for the use of the United
States, and the right to just compensation for the same shall vest in the persons
entitled thereto; and said compensation shall be ascertained and awarded in said
proceeding and established by judgment therein * * *.'16
13
The exact effect of these provisions is not entirely clear. But we find nothing in
the statute to indicate that Congress intended to deprive the owner of all
opportunity to challenge the validity of the taking for departure from the
statutory limits. Such a purpose cannot be implied from the provision for
transfer of title itself and the fact that the specific references to the final
judgment in Section 1 speak only concerning compensation. Those references,
we think, are counterbalanced by other provisions and considerations, in so far
as they may be thought to exclude matters of title from the final adjudication.
14
We think the purpose was to leave intact the owner's remedy existing before
the statute was adopted. For one thing, the statute is not an independent one for
condemnation. It provides for no new condemnation proceeding. It merely
affords steps ancillary or incidental to suits brought under other statutes; and
was so used in this case in conjunction with the suit brought under the Act of
1917. Its declared purpose is to expedite, in the cases to which it applies, the
construction of public buildings and works 'by enabling possession and title of
sites to be taken in advance of final judgment in proceedings for the acquisition
thereof under the power of eminent domain,' (emphasis added) as the title
states, and it applies to 'any proceeding * * * instituted * * * under the authority
of the United States for the acquisition of any land * * * for the public use * *
*.' Section 1. The procedure clearly is ancillary to the main condemnation
proceeding, cf. United States, v. 17,280 Acres of Land, D.C., 47 F.Supp. 267,
269, is intended to dovetail with it and by Section 4 is declared expressly to
provide rights which are to be 'in addition to' preexisting rights and are not to
'be construed as abrogating, limiting, or modifying' them. This provision,
inserted primarily to safeguard the Government's interest, is not expressly so
limited; and we think it may be applied also to safeguard the owner's
preexisting rights where doing this will not be in essential conflict with the
additional rights validly conferred on the Government. This would be done by
preserving his preexisting right of appeal.
15
While the language and the wording of the act are not wholly free from doubt,
we see no necessary inconsistency between the provisions for transfer of title
upon filing of the declaration and making of the deposit and at the same time
preserving the owner's preexisting right to question the validity of the taking as
not being for a purpose authorized by the statute under which the main
proceeding is brought. That result may be reached if the statute is construed to
confer upon the Government, upon occurrence of the events specified, only a
defeasible title in cases where an issue concerning the validity of the taking
arises. So to construe the act would accomplish fully the purposes for which it
was adopted in the large number of cases where no such issue is made. In
others this would go far toward doing so, for not all such issues will be
followed through to final decision or, if so followed, will turn out adversely to
the Government. The alternative construction, that title passes irrevocably,
leaving the owner no opportunity to question the taking's validity or one for
which the only remedy would be to accept the compensation which would be
just if the taking were valid, would raise serious question concerning the
statute's validity. In any event we think it would run counter to what reasonable
construction requires.
16
persons having an interest therein have been made parties to such proceeding
and will be bound by the final judgment therein,' (emphasis added) before the
funds are expended, seems clearly to contemplate that title is not indefeasibly
vested in the United States merely by following the administrative procedure.
Final judgment in 'such proceeding,' that is, the main condemnation suit, is
necessary for that purpose. The operation of Sections 3 and 5 is to cut off the
Government's right to abandon the proceedings. It is not to compel the owner to
submit to unauthorized takings.
17
Accordingly, in our opinion the right of the owner to challenge the validity of
the taking, for nonconformity with the prescribed statutory purposes, was not
destroyed by the 1931 act. Nor was the right to do this upon appeal, existing
before that act was adopted, affected. No such 'severance' was made as the
court deciding the Puerto Rico case thought was created. No new right of
separate appeal was given. The preexisting right of appeal, including appeal on
grounds relating to validity of the taking, remained in force to be exercised
when and only when final judgment, disposing of the cause in its entirety, has
been rendered. The statute makes no other explicit provision. Nor is one so
clearly implied that we can make it. The weightier implications are the other
way.
18
19
Affirmed.
20
Mr. Justice ROBERTS and Mr. Justice DOUGLAS concur in the result.
Act of August 18, 1890, 26 Stat. 316, as amended by the Acts of July 2, 1917,
40 Stat. 241, and April 11, 1918, 40 Stat. 518, 50 U.S.C. 171, 50 U.S.C.A.
171. The Act provides:
'That hereafter the Secretary of War may cause proceedings to be instituted in
the name of the United States, in any court having jurisdiction of such
proceedings for the acquirement by condemnation of any land, temporary use
thereof or other interest therein, or right pertaining thereto, needed for the site,
location, construction, or prosecution of works for fortifications, coast
defenses, military training camps, and for the construction and operation of
plants for the production of nitrate and other compounds and the manufacture
of explosives and other munitions of war and for the development and
transmission of power for the operations of such plants; such proceedings to be
prosecuted in accordance with the laws relating to suits for the condemnation of
property of the States wherein the proceedings may be instituted: * * * And
provided further, That when such property is acquired in time of war, or the
imminence thereof, upon the filing of the petition for the condemnation of any
land, temporary use thereof or other interest therein or right pertaining thereto
to be acquired for any of the purposes aforesaid, immediate possession thereof
may be taken to the extent of the interest to be acquired and the lands may be
occupied and used for military purposes * * *.' (Emphasis added.)
Petitioners attacked the original petition for failure to set forth (1) the purpose
of the acquisition or that it was for any purpose authorized by the act; (2) that
the Secretary of War had found that the land was needed or (3) had requested
the Attorney General to institute the proceeding to acquire it for such a
purpose. Considering these objections jurisdictional, petitioners regard 'all
further proceedings based upon the said petition' as 'ineffective,' including the
filing of the first declaration of taking and the 'judgment' entered pursuant to it.
The amendment added a new paragraph to the petition stating the lands were
being taken for purposes described in the language of the statute and
incorporated in the petition the letter of the Secretary of War requesting the
Attorney General to institute the proceedings to acquire the land 'for use in the
establishment of the Granite City Engineer Branch Depot.' This is the specific
purpose which petitioners say does not come within any set forth in the statute,
for which see note 1.
5
Dade County, Fla. v. United States, 5 Cir., 142 F.2d 230, accords with the
decision in this case. Contrary decisions were rendered in City of Oakland v.
United States, 9 Cir., 124 F.2d 959, certiorari denied, 316 U.S. 679, 62 S.Ct.
1106, 86 L.Ed. 1753; United States v. 243.22 Acres of Land, 2 Cir., 129 F.2d
678, certiorari denied, 317 U.S. 698, 63 S.Ct. 441, 87 L.Ed. 558; Puerto Rico
Ry. Light & Power Co. v. United States, 1 Cir., 131 F.2d 491.
Under the comparable provision of the 1929 act applicable in the District of
Columbia, where special appeal may be allowed upon interlocutory orders,
D.C.Code 1940, 17101, compare Lee v. United States, 61 App.D.C. 153,
58 F.2d 879, with Keyes v. United States, 73 App.D.C. 273, 119 F.2d 444.
Luxton v. North River Bridge Co., 147 U.S. 337, 341, 13 S.Ct. 356, 358, 37
L.Ed. 194; Southern Ry. v. Postal Telegraph Co., 179 U.S. 641, 643, 21 S.Ct.
249, 250, 45 L.Ed. 355; Grays Harbor Logging Co. v. Coats-Fordney Co., 243
U.S. 251, 256, 37 S.Ct. 295, 297, 61 L.Ed. 702; State of Washington ex rel.
McPherson Bros. Co. v. Superior Court in and for Douglas County, 274 U.S.
726, 47 S.Ct. 769, 71 L.Ed. 1335; Ornstein v. Chesapeake & Ohio Ry., 284
U.S. 572, 52 S.Ct. 14, 76 L.Ed. 497; cf. Collins v. Miller, 252 U.S. 364, 370, 40
S.Ct. 347, 349, 64 L.Ed. 616; United States v. Florian, 312 U.S. 656, 61 S.Ct.
713, 85 L.Ed. 1105.
No case has been found in which appeal was taken, or attempted to be taken,
under the 1890 and 1917 acts, from an order other than the final judgment
disposing of all issues raised in the proceeding, including compensation. The
uniform practice under those acts appears to have been therefore to confine
appeals to such orders. Only three cases appear to have sought to raise, in
appeals from final judgments, the question of the right to condemn. See Forbes
v. United States, 5 Cir., 268 F. 273; Chappell v. United States, 4 Cir., 81 F. 764;
Id., 160 U.S. 499, 16 S.Ct. 397, 40 L.Ed. 510; Henry v. United States, 3 Cir., 46
F.2d 640. Numerous other cases involved appeals on questions affecting
Cf. note 6 and text beginning with the paragraph following note 12.
11
12
See United States v. Carey, 9 Cir., 143 F.2d 445; United States v. Marin, 9 Cir.,
136 F.2d 388.
13
Because of its importance, the Section is set forth here in full, except for the
concluding paragraph which is quoted in note 14:
'An Act To expedite the construction of public buildings and works outside of
the District of Columbia by enabling possession and title of sites to be taken in
advance of final judgment in proceedings for the acquisition thereof under the
power of eminent domain.
'Be it enacted by the Senate and House of Representatives of the United States
of America in Congress assembled, That in any proceeding in any court of the
United States outside of the District of Columbia which has been or may be
instituted by and in the name of and under the authority of the United States for
the acquisition of any land or easement or right of way in land for the public
use, the petitioner may file in the cause, with the petition or at any time before
judgment, a declaration of taking signed by the authority empowered by law to
acquire the lands described in the petition, declaring that said lands are thereby
taken for the use of the United States. Said declaration of taking shall contain or
have annexed thereto
'(1) A statement of the authority under which and the public use for which said
lands are taken.
'(2) A description of the lands taken sufficient for the identification thereof.
'(3) A statement of the estate or interest in said lands taken for said public use.
'(4) A plan showing the lands taken.
'(5) A statement of the sum of money estimated by said acquiring authority to
be just compensation for the land taken.
'Upon the filing said declaration of taking and of the deposit in the court, to the
use of the persons entitled thereto, of the amount of the estimated compensation
stated in said declaration, title to the said lands in fee simple absolute, or such
less estate or interest therein as is specified in said declaration, shall vest in the
United States of America, and said lands shall be deemed to be condemned and
taken for the use of the United States, and the right to just compensation for the
same shall vest in the persons entitled thereto; and said compensation shall be
ascertained and awarded in said proceeding and established by judgment
therein, and the said judgment shall include, as part of the just compensation
awarded, interest at the rate of 6 per centum per annum on the amount finally
awarded as the value of the property as of the date of taking, from said date to
the date of payment; but interest shall not be allowed on so much thereof as
shall have been paid into the court. No sum so paid into the court shall be
charged with commissions or poundage.
'Upon the application of the parties in interest, the court may order that the
money deposited in the court, or any part thereof, be paid forthwith for or on
account of the just compensation to be awarded in said proceeding. If the
compensation finally awarded in respect of said lands, or any parcel thereof,
shall exceed the amount of the money so received by any person entitled, the
court shall enter judgment against the United States for the amount of the
deficiency.' (Emphasis added.)
14
This was authorized by the Act of 1917, cf. note 1 above, as well as by the Act
of 1931 in the concluding paragraph of Section 1, which is as follows:
'Upon the filing of a declaration of taking the court shall have power to fix the
time within which and the terms upon which the parties in possession shall be
required to surrender possession to the petitioner. The court shall have power to
make such orders in respect of encumbrances, liens, rents, taxes, assessments,
insurance, and other charges, if any, as shall be just and equitable.'
15
See note 9.
16
17
United States: Provided, That in the opinion of the Attorney General, the title
has been vested in the United States or all persons having an interest therein
have been made parties to such proceeding and will be bound by the final
judgment therein.'
18