Gitlow v. New York, 268 U.S. 652 (1925)
Gitlow v. New York, 268 U.S. 652 (1925)
Gitlow v. New York, 268 U.S. 652 (1925)
652
45 S.Ct. 625
69 L.Ed. 1138
GITLOW
v.
PEOPLE OF THE STATE OF NEW YORK.
No. 19.
Reargued Nov. 23, 1923.
Decided June 8, 1925.
Messrs. Walter H. Pollak and Walter Nelles, both of New York City, for
plaintiff in error.
Messrs. John Caldwell Myers, of New York City, and W. J. Wetherbee
and Claude T. Dawes, both of Albany, N. Y., for the People of the State
of New York.
[Argument of Counsel from Page 653 intentionally omitted]
Mr. Justice SANFORD delivered the opinion of the Court.
Benjamin Gitlow was indicted in the Supreme Court of New York, with three
others, for the statutory crime of criminal anarchy. New York Penal Law,
160, 161.1 He was separately tried, convicted, and sentenced to imprisonment.
The judgment was affirmed by the Appellate Division and by the Court of
Appeals. People v. Gitlow, 195 App. Div. 773, 187 N. Y. S. 783; 234 N. Y.
132, 136 N. E. 317; and 234 N. Y. 529, 138 N. E. 438. The case is here on writ
of error to the Supreme Court, to which the record was remitted. 260 U. S. 703,
43 S. Ct. 163, 67 L. Ed. 472.
The contention here is that the statute, by its terms and as applied in this case,
is repugnant to the due process clause of the Fourteenth Amendment. Its
material provisions are:
'Sec. 160. Criminal Anarchy Defined. Criminal anarchy is the doctrine that
organized government should be overthrown by force or violence, or by
The indictment was in two counts. The first charged that the defendant had
advocated, advised and taught the duty, necessity and propriety of
overthrowing and overturning organized government by force, violence and
unlawful means, by certain writings therein set forth entitled 'The Left Wing
Manifesto'; the second that he had printed, published and knowingly circulated
and distributed a certain paper called 'The Revolutionary Age,' containing the
writings set forth in the first count advocating, advising and teaching the
doctrine that organized government should be overthrown by force, violence
and unlawful means.
The following facts were established on the trial by undisputed evidence and
admissions: The defendant is a member of the Left Wing Section of the
Socialist Party, a dissenting branch or faction of that party formed in opposition
to its dominant policy of 'moderate Socialism.' Membership in both is open to
aliens as well as citizens. The Left Wing Section was organized nationally at a
conference in New York City in June, 1919, attended by ninety delegates from
twenty different States. The conference elected a National Council, of which
the defendant was a member, and left to it the adoption of a 'Manifesto.' This
was published in The Revolutionary Age, the official organ of the Left Wing.
The defendant was on the board of managers of the paper and was its business
manager. He arranged for the printing of the paper and took to the printer the
manuscript of the first issue which contained the Left Wing Manifesto, and also
a Communist Program and a Program of the Left Wing that had been adopted
by the conference. Sixteen thousand copies were printed, which were delivered
at the premises in New York City used as the office of the Revolutionary Age
and the head quarters of the Left Wing, and occupied by the defendant and
other officials. These copies were paid for by the defendant, as business
manager of the paper. Employees at this office wrapped and mailed out copies
of the paper under the defendant's direction; and copies were sold from this
office. It was admitted that the defendant signed a card subscribing to the
Manifesto and Program of the Left Wing, which all applicants were required to
sign before being admitted to membership; that he went to different parts of the
State to speak to branches of the Socialist Party about the principles of the Left
Wing and advocated their adoption; and that he was responsible for the
Manifesto as it appeared, that 'he knew of the publication, in a general way and
he knew of its publication afterwards, and is responsible for the circulation.'
10
There was no evidence of any effect resulting from the publication and
circulation of the Manifesto.
11
12
Extracts from the Manifesto are set forth in the margin. 2 Coupled with a review
of the rise of Socialism, it condemned the dominant 'moderate Socialism' for its
recognition of the necessity of the democratic parliamentary state; repudiated
its policy of introducing Socialism by legislative measures; and advocated, in
plain and unequivocal language, the necessity of accomplishing the
'Communist Revolution' by a militant and 'revolutionary Socialism,' based on
'the class struggle' and mobilizing the 'power of the proletariat in action,'
through mass industrial revolts developing into mass political strikes and
'revolutionary mass action,' for the purpose of conquering and destroying the
parliamentary state and establishing in its place, through a 'revoluntionary
dictatorship of the proletariat,' the system of Communist Socialism. The then
recent strikes in Seattle and Winnepeg 3 were cited as instances of a
development already verging on revolutionary action and suggestive of
proletarian dictatorship, in which the strike-workers were 'trying to usurp the
functions of municipal government'; and revolutionary Socialism, it was urged,
must use these mass industrial revolts to broaden the strike, make it general and
militant, and develop it into mass political strikes and revolutionary mass action
for the annihilation of the parliamentary state.
13
At the outset of the trial the defendant's counsel objected to the introduction of
any evidence under the indictment on the grounds that, as a matter of law, the
Manifesto 'is not in contravention of the statute,' and that 'the statute is in
contravention of' the due process clause of the Fourteenth Amendment. This
objection was denied. They also moved, at the close of the evidence, to dismiss
the indictment and direct an acquittal 'on the grounds stated in the first
objection to evidence,' and again on the grounds that 'the indictment does not
charge an offense' and the evidence 'does not show an offense.' These motions
were also denied.
14
The court, among other things, charged the jury, in substance, that they must
determine what was the intent, purpose and fair meaning of the Manifesto; that
its words must be taken in their ordinary meaning, as they would be understood
by people whom it might reach; that a mere statement or analysis of social and
economic facts and historical incidents, in the nature of an essay, accompanied
by prophecy as to the future course of events, but with no teaching, advice or
advocacy of action, would not constitute the advocacy, advice or teaching of a
doctrine for the overthrow of government within the meaning of the statute;
that a mere statement that unlawful acts might accomplish such a purpose
would be insufficient, unless there was a teaching, advising the advocacy of
employing such unlawful acts for the purpose of overthrowing government; and
that if the jury had a reasonable doubt that the Manifesto did teach, advocate or
advise the duty, necessity or propriety of using unlawful means for the
overthrowing of organized government, the defendant was entitled to an
acquittal.
15
16
The Appellate Division, after setting forth extracts from the Manifesto and
referring to the Left Wing and Communist Programs published in the same
issue of the Revolutionary Age, said:4
17
'It is perfectly plain that the plan and purpose advocated * * * contemplate the
overthrow and destruction of the governments of the United States and of all
the States, not by the free action of the majority of the people through the ballot
The Court of Appeals held that the Manifesto 'advocated the overthrow of this
government by violence, or by unlawful means.'5 In one of the opinions
representing the views of a majority of the court,6 it was said:
19
'It will be seen * * * that this defendant through the Manifesto * * * advocated
the destruction of the state and the establishment of the dictatorship of the
proletariat. * * * To advocate * * * the commission of this conspiracy or action
by mass strike whereby government is cripped, the administration of justice
paralyzed, and the health, morals and welfare of a community endangered, and
this for the purpose of bringing about a revolution in the state, is to advocate
the overthrow of organized government by unlawful means.'
In the other7 it was said:
20
'As we read this Manifesto * * * we feel entirely clear that the jury were
justified in rejecting the view that it was a mere academic and harmless
discussion of the advantages of communism and advanced socialism' and 'in
regarding it as a justification and advocacy of action by one class which would
destory the rights of all other classes and overthrow the state itself by use of
revolutionary mass strikes. It is true that there is no advocacy in specific terms
of the use of * * * force or violence. There was no need to be. Some things are
so commonly incident to others that they do not need to be mentioned when the
underlying purpose is described.'
21
And both the Appellate Division and the Court of Appeals held the statute
constitutional.
22
The specification of the errors relied on relates solely to the specific rulings of
the trial court in the matters hereinbefore set out.8 The correctness of the
verdict is not questioned, as the case was submitted to the jury. The sole
contention here is, essentially, that as there was no evidence of any concrete
result flowing from the publication of the Manifesto or of circumstances
showing the likelihood of such result, the statute as construed and applied by
the trial court penalizes the mere utterance, as such, of 'doctrine' having no
quality of incitement, without regard either to the circumstances of its utterance
or to the likelihood of unlawful sequences; and that, as the exercise of the right
of free expression with relation to government is only punishable 'in
circumstances involving likelihood of substantive evil,' the statute contravenes
the due process clause of the Fourteenth Amendment. The argument in support
of this contention rests primarily upon the following propositions: 1st, That the
'liberty' protected by the Fourteenth Amendment includes the liberty of speech
and of the press; and 2d, That while liberty of expression 'is not absolute,' it
may be restrained 'only in circumstances where its exercise bears a causal
relation with some substantive evil, consummated, attempted or likely,' and as
the statute 'takes no account of circumstances,' it unduly restrains this liberty
and is therefore unconstitutional.
23
The precise question presented, and the only question which we can consider
under this writ of error, then is, whether the statute, as construed and applied in
this case, by the State courts, deprived the defendant of his liberty of expression
in violation of the due process clause of the Fourteenth Amendment.
24
The statute does not penalize the utterance or publication of abstract 'doctrine'
or academic discussion having no quality of incitement to any concrete action.
It is not aimed against mere historical or philosophical essays. It does not
restrain the advocacy of changes in the form of government by constitutional
and lawful means. What it prohibits is language advocating, advising or
teaching the overthrow of organized government by unlawful means. These
words imply urging to action. Advocacy is defined in the Century Dictionary
as: '1. The act of pleading for, supporting, or recommending; active espousal.' It
is not the abstract 'doctrine' of overthrowing organized government by unlawful
means which is denounced by the statute, but the advocacy of action for the
accomplishment of that purpose. It was so construed and applied by the trial
judge, who specifically charged the jury that:
25
'A mere grouping of historical events and a prophetic deduction from them
would neither constitute advocacy, advice or teaching of a doctrine for the
overthrow of government by force, violence or unlawful means. [And] if it
were a mere essay on the subject, as suggested by counsel, based upon
27
28
29
30
For present purposes we may and do assume that freedom of speech and of the
presswhich are protected by the First Amendment from abridgment by
Congressare among the fundamental personal rights and 'liberties' protected
by the due process clause of the Fourteenth Amendment from impairment by
the States. We do not regard the incidental statement in Prudential Ins. Co. v.
Cheek, 259 U. S. 530, 543, 42 S. Ct. 516, 66 L. Ed. 1044, 27 A. L. R. 27, that
the Fourteenth Amendment imposes no restrictions on the States concerning
freedom of speech, as determinative of this question.9
31
an unrestricted and unbridled license that gives immunity for every possible use
of language and prevents the punishment of those who abuse this freedom. 2
Story on the Constitution (5th Ed.) 1580, p. 634; Robertson v. Baldwin, 165
U. S. 275, 281, 17 S. Ct. 326, 41 L. Ed. 715; Patterson v. Colorado, 205 U. S.
454, 462, 27 S. Ct. 556, 51 L. Ed. 879, 10 Ann. Cas. 689; Fox v. Washington,
236 U. S. 273, 276, 35 S. Ct. 383, 59 L. Ed. 573; Schenck v. United States, 249
U. S. 47, 52, 39 S. Ct. 247, 63 L. Ed. 470; Frohwerk v. United States, 249 U. S.
204, 206, 39 S. Ct. 249, 63 L. Ed. 561; Debs v. United States, 249 U. S. 211,
213, 39 S. Ct. 252, 63 L. Ed. 566; Schaefer v. United States, 251 U. S. 466,
474, 40 S. Ct. 259, 64 L. Ed. 360; Gilbert v. Minnesota, 254 U. S. 325, 332, 41
S. Ct. 125, 65 L. Ed. 287; Warren v. United States, 183 F. 718, 721, 106 C. C.
A. 156, 33 L. R. A. (N. S.) 800. Reasonably limited, it was said by Story in the
passage cited, this freedom is an inestimable privilege in a free government;
without such limitation, it might become the scourge of the republic.
32
That a State in the exercise of its police power may punish those who abuse this
freedom by utterances inimical to the public welfare, tending to corrupt public
morals, incite to crime, or disturb the public peace, is not open to question.
Robertson v. Baldwin, supra, p. 281 (17 S. Ct. 326); Patterson v. Colorado,
supra, p. 462 (27 S. Ct. 556); Fox v. Washington, supra, p. 277 (35 S. Ct. 383);
Gilbert v. Minnesota, supra, p. 339 (41 S. Ct. 125); People v. Most, 171 N. Y.
423, 431, 64 N. E. 175, 58 L. R. A. 509; State v. Holm, 139 Minn. 267, 275,
166 N. W. 181, L. R. A. 1918C, 304; State v. Hennessy, 114 Wash. 351, 359,
195 P. 211; State v. Boyd, 86 N. J. Law, 75, 79, 91 A. 586; State v. McKee, 73
Conn. 18, 27, 46 A. 409, 49 L. R. A. 542, 84 Am. St. Rep. 124. Thus it was
held by this Court in the Fox Case, that a State may punish publications
advocating and encouraging a breach of its criminal laws; and, in the Gilbert
Case, that a State may punish utterances teaching or advocating that its citizens
should not assist the United States in prosecuting or carrying on war with its
public enemies.
33
And, for yet more imperative reasons, a State may punish utterances
endangering the foundations of organized government and threatening its
overthrow by unlawful means. These imperil its own existence as a
constitutional State. Freedom of speech and press, said Story, supra, does not
protect disturbances to the public peace or the attempt to subvert the
government. It does not protect publications or teachings which tend to subvert
or imperil the government or to impede or hinder it in the performance of its
governmental duties. State v. Holm, supra, p. 275 (166 N. W. 181). It does not
protect publications prompting the overthrow of government by force; the
punishment of those who publish articles which tend to destroy organized
society being essential to the security of freedom and the stability of the state.
People v. Most, supra, pp. 431, 432 (64 N. E. 175). And a State may penalize
utterances which openly advocate the overthrow of the representative and
constitutional form of government of the United States and the several States,
by violence or other unlawful means. People v. Lloyd, 304 Ill. 23, 34, 136 N. E.
505. See, also, State v. Tachin, 92 N. J. Law, 269, 274, 106 A. 145, and People
v. Steelik, 187 Cal. 361, 375, 203 P. 78. In short this freedom does not deprive a
State of the primary and essential right of self preservation; which, so long as
human governments endure, they cannot be denied. Turner v. Williams, 194 U.
S. 279, 294, 24 S. Ct. 719, 48 L. Ed. 979. In Toledo Newspaper Co. v. United
States, 247 U. S. 402, 419, 38 S. Ct. 560, 564 (62 L. Ed. 1186), it was said:
34
35
By enacting the present statute the State has determined, through its legislative
body, that utterances advocating the overthrow of organized government by
force, violence and unlawful means, are so inimical to the general welfare and
involve such danger of substantive evil that they may be penalized in the
exercise of its police power. That determination must be given great weight.
Every presumption is to be indulged in favor of the validity of the statute.
Mugler v. Kansas, 123 U. S. 623, 661, 8 S. Ct. 273, 31 L. Ed. 205. And the
case is to be considered 'in the light of the principle that the State is primarily
the judge of regulations required in the interest of public safety and welfare';
and that its police 'statutes may only be declared unconstitutional where they
are arbitrary or unreasonable attempts to exercise authority vested in the State
in the public interest.' Great Northern Ry. v. Clara City, 246 U. S. 434, 439, 38
S. Ct. 346, 347 (62 L. Ed. 817). That utterances inciting to the overthrow of
organized government by unlawful means, present a sufficient danger of
substantive evil to bring their punishment within the range of legislative
discretion, is clear. Such utterances, by their very nature, involve danger to the
public peace and to the security of the State. They threaten breaches of the
peace and ultimate revolution. And the immediate danger is none the less real
and substantial, because the effect of a given utterance cannot be accurately
foreseen. The State cannot reasonably be required to measure the danger from
every such utterance in the nice balance of a jeweler's scale. A single
revolutionary spark may kindle a fire that, smouldering for a time, may burst
into a sweeping and destructive conflagration. It cannot be said that the State is
acting arbitrarily or unreasonably when in the exercise of its judgment as to the
measures necessary to protect the public peace and safety, it seeks to extinguish
the spark without waiting until it has enkindled the flame or blazed into the
37
38
39
It is clear that the question in such cases is entirely different from that involved
in those cases where the statute merely prohibits certain acts involving the
danger of substantive evil, without any reference to language itself, and it is
sought to apply its provisions to language used by the defendant for the
purpose of bringing about the prohibited results. There, if it be contended that
the statute cannot be applied to the language used by the defendant because of
its protection by the freedom of speech or press, it must necessarily be found, as
an original question, without any previous determination by the legislative
body, whether the specific language used involved such likelihood of bringing
about the substantive evil as to deprive it of the constitutional protection. In
such case it has been held that the general provisions of the statute may be
constitutionally applied to the specific utterance of the defendant if its natural
tendency and probable effect was to bring about the substantive evil which the
legislative body might prevent. Schenck v. United States, supra, p. 51 (39 S. Ct.
247); Debs v. United States, supra, pp. 215, 216 (39 S. Ct. 252). And the
general statement in the Schenck Case, p. 52 (39 S. Ct. 249) that the 'question in
every case is whether the words used are used in such circumstances and are of
such a nature as to create a clear and present danger that they will bring about
the substantive evils,'upon which great reliance is placed in the defendant's
argumentwas manifestly intended, as shown by the context, to apply only in
cases of this class, and has no application to those like the present, where the
legislative body itself has previously determined the danger of substantive evil
arising from utterances of a specified character.
40
The defendant's brief does not separately discuss any of the rulings of the trial
court. It is only necessary to say that, applying the general rules already stated,
we find that none of them involved any invasion of the constitutional rights of
the defendant. It was not necessary, within the meaning of the statute, that the
defendant should have advocated 'some definite or immediate act or acts' of
force, violence or unlawfulness. It was sufficient if such acts were advocated in
general terms; and it was not essential that their immediate execution should
have been advocated. Nor was it necessary that the language should have been
'reasonably and ordinarily calculated to incite certain persons' to acts of force,
violence or unlawfulness. The advocacy need not be addressed to specific
persons. Thus, the publication and circulation of a newspaper article may be an
encouragement or endeavor to persuade to murder, although not addressed to
any person in particular. Queen v. Most, L. R. 7 Q. B. D. 244.
41
We need not enter upon a consideration of the English common law rule of
seditious libel or the Federal Sedition Act of 1798,11 to which reference is made
in the defendant's brief. These are so unlike the present statute, that we think
the decisions under them cast no helpful light upon the questions here.
42
And finding, for the reasons stated, that the statute is not in itself
unconstitutional, and that it has not been applied in the present case in
derogation of any constitutional right, the judgment of the Court of Appeals is
43
Affirmed.
44
44
45
Mr. Justice BRANDEIS and I are of opinion that this judgment should be
reversed. The general principle of free speech, it seems to me, must be taken to
be included in the Fourteenth Amendment, in view of the scope that has been
given to the word 'liberty' as there used, although perhaps it may be accepted
with a somewhat larger latitude of interpretation than is allowed to Congress by
the sweeping language that governs or ought to govern the laws of the United
States. If I am right then I think that the criterion sanctioned by the full Court in
Schenck v. United States, 249 U. S. 47, 52, 39 S. Ct. 247, 249 (63 L. Ed. 470),
applies:
46
'The question in every case is whether the words used are used in such
circumstances and are of such a nature as to create a clear and present danger
that they will bring about the substantive evils that [the State] has a right to
prevent.'
47
48
Laws 1909, c. 88; Consol. Laws 1909, c. 40. This statute was originally enacted
in 1902. Laws 1902, c. 371.
political strikes and then into revolutionary mass action for the conquest of the
power of the state. Mass action becomes political in purpose while extraparliamentary in form; it is equally a process of revolution and the
revolution itself in operation. The final objective of mass action is the conquest
of the power of the state, the annihilation of the bourgeois parliamentary state
and the introduction of the transition proletarian state, functioning as a
revolutionary dictatorship of the proletariat. * * * The bourgeois parliamentary
state is the organ of the bourgeoisie for the coercion of the proletariat. The
revolutionary proletariat must, accordingly, destroy this state. * * * It is
therefore necessary that the proletariat organize its own state for the coercion
and suppression of the bourgeoisie. * * * Proletarian dictatorship is a
recognition of the necessity for a revolutionary state to coerce and suppress the
bourgeoisie; it is equally a recognition of the fact that, in the Communist
reconstruction of society, the proletariat as a class alone counts. * * * The old
machinery of the state cannot be used by the revolutionary proletariat. It must
be destroyed. The proletariat creates a new state, based directly upon the
industrially organized producers, upon the industrial unions or Soviets, or a
combination of both. It is that state alone, functioning as a dictatorship of the
proletariat, that can realize Socialism. * * * While the dictatorship of the
proletariat proforms its negative task of crushing the old order, it performs the
positive task of constructing the new. Together with the government of the
proletarian dictatorship, there is developed a new 'government,' which is no
longer government in the old sense, since it concerns itself with the
management of production and not with the government of persons. Out of
workers' control of industry, introduced by the proletarian dictatorship, there
develops the complete structure of Communist Socialism,industrial selfgovernment of the communistically organized producers. When this structure is
completed, which implies the complete expropriation of the bourgeoisie
economically and politically, the dictatorship of the proletariat ends, in its place
coming the full and free social and individual autonomy of the Communist
order. * * * It is not a problem of immediate revolution. It is a problem of the
immediate revolutionary struggle. The revolutionary epoch of the final struggle
against Capitalism may last for years and tens of years; but the communist
International offers a policy and program immediate and ultimate in scope, that
provides for the immediate class struggle against Capitalism, in its
revolutionary implications, and for the final act of the conquest of power. The
old order is in decay. Civilization is in collapse. The proletarian revolution and
the Communist reconstruction of society the struggle for theseis now
indispensable. This is the message of the Communist International to the
workers of the world. The Communist International calls the proletariat of the
world to the final struggle!'
There was testimony at the trial that 'there was an extended strike at Winnipeg
commencing May 15, 1919, during which the production and supply of
necessities, transportation, postal and telegraphic communication and fire and
sanitary protection were suspended or seriously curtailed.'
People v. Gitlow, 195 App. Div. 773, 782, 790, 187 N. Y. S. 783, 791.
Five judges, constituting the majority of the court, agreed in this view. People
v. Gitlow, 234 N. Y. 132, 138, 136 N. E. 317, 320. And the two judges,
constituting the minoritywho dissented solely on a question as to the
construction of the statute which is not here involvedsaid in reference to the
Manifesto: 'Revolution for the purpose of overthrowing the present form and
the established political system of the United States government by direct
means rather than by constitutional means is therein clearly advocated and
defended * * *' p. 154 (136 N. E. 326).
10
11
Stat. 596.