Renico v. Lett, No. 09-338
Renico v. Lett, No. 09-338
Renico v. Lett, No. 09-338
Syllabus
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relief only when a state court’s application of federal law was unrea
sonable, it follows that “[t]he more general the rule” at issue—and
thus the greater the potential for reasoned disagreement among fair
minded judges—“the more leeway [state] courts have in reaching out
comes in case-by-case determinations.” Yarborough v. Alvarado, 541
U. S. 652, 664. Pp. 6–9.
(c) The Michigan Supreme Court’s adjudication involved a straight
forward application of this Court’s longstanding precedents to the
facts of Lett’s case. The state court cited this Court’s double jeopardy
cases—from Perez to Washington—applying those precedents to the
particular facts before it and finding no abuse of discretion in light of
the length of deliberations following a short, uncomplicated trial, the
jury’s notes to the judge, and the fact that the foreperson stated that
the jury could not reach a verdict. It was thus reasonable for the
court to determine that the trial judge had exercised sound discretion
in declaring a mistrial. The Sixth Circuit concluded otherwise be
cause it disagreed with the inferences that the Michigan Supreme
Court had drawn from the facts. The Circuit Court’s interpretation is
not implausible, but other reasonable interpretations of the record
are also possible. It was not objectively unreasonable for the Michi
gan Supreme Court to conclude that the trial judge’s exercise of dis
cretion was sound, both in light of what happened at trial and the
fact that the relevant legal standard is a general one, to which there
is no “plainly correct or incorrect” answer in this case. Yarborough,
supra, at 664. The Sixth Circuit failed to grant the Michigan courts
the dual layers of deference required by AEDPA and this Court’s dou
ble jeopardy precedents. Pp. 9–11.
(d) The Sixth Circuit also erred in relying on its own Fulton v.
Moore decision for the proposition that Arizona v. Washington sets
forth three specific factors that determine whether a judge has exer
cised sound discretion. Because Fulton does not constitute “clearly
established Federal law, as determined by the Supreme Court,”
§2254(d)(1), failure to apply it does not independently authorize ha
beas relief under AEDPA. Nor can Fulton be understood merely to il
luminate this Court’s decision in Washington, as Washington did not
set forth any such test to determine whether a trial judge has exer
cised sound discretion in declaring a mistrial. Pp. 11–12.
(e) The Court does not deny that the trial judge in this case could
have been more thorough before declaring a mistrial. Nonetheless,
the steps that the Sixth Circuit thought she should have taken were
not required—either under this Court’s double jeopardy precedents
or, by extension, under AEDPA. Pp. 12.
316 Fed. Appx. 421, reversed and remanded.
4 RENICO v. LETT
Syllabus
No. 09–338
_________________
REGINALD LETT
[May 3, 2010]
(per curiam).1
The “clearly established Federal law” in this area is
largely undisputed. In Perez, we held that when a judge
discharges a jury on the grounds that the jury cannot
reach a verdict, the Double Jeopardy Clause does not bar a
new trial for the defendant before a new jury. 9 Wheat., at
579–580. We explained that trial judges may declare a
mistrial “whenever, in their opinion, taking all the cir
cumstances into consideration, there is a manifest neces
sity” for doing so. Id., at 580. The decision to declare a
mistrial is left to the “sound discretion” of the judge, but
“the power ought to be used with the greatest caution,
under urgent circumstances, and for very plain and obvi
ous causes.” Ibid.
Since Perez, we have clarified that the “manifest neces
sity” standard “cannot be interpreted literally,” and that a
mistrial is appropriate when there is a “ ‘high degree’ ” of
necessity. Washington, supra, at 506. The decision
whether to grant a mistrial is reserved to the “broad dis
cretion” of the trial judge, a point that “has been consis
tently reiterated in decisions of this Court.” Illinois v.
Somerville, 410 U. S. 458, 462 (1973). See also Gori v.
United States, 367 U. S. 364, 368 (1961).
In particular, “[t]he trial judge’s decision to declare a
mistrial when he considers the jury deadlocked is . . .
accorded great deference by a reviewing court.” Washing
——————
1 Thedissent correctly points out that AEDPA itself “never uses the
term ‘deference.’ ” Post, at 19 (opinion of STEVENS, J.). But our cases
have done so over and over again to describe the effect of the threshold
restrictions in 28 U. S. C. §2254(d) on granting federal habeas relief to
state prisoners. See, e.g., Wellons v. Hall, 558 U. S. ___, ___, n. 3 (2010)
(per curiam) (slip op., at 5, n. 3); Smith v. Spisak, 558 U. S. ___, ___
(2010) (slip op., at 2); McDaniel v. Brown, 558 U. S. ___, ___ (2010) (per
curiam) (slip op., at 13); Cone v. Bell, 556 U. S. ___, ___, (2009) (slip op.,
at 13, 23); Knowles v. Mirzayance, 556 U. S. ___, ___ n. 2 (2009) (slip
op., at 9, n. 2); Waddington v. Sarausad, 555 U. S. ___, ___ (2009) (slip
op., at 14).
Cite as: 559 U. S. ____ (2010) 7
No. 09–338
_________________
REGINALD LETT
[May 3, 2010]
criminal cases, “the jury cannot be discharged till they have given in
their verdict.” 4 Commentaries on the Laws of England 354 (1769).
4 See Thomas & Greenbaum, Justice Story Cuts the Gordian Knot of
Hung Jury Instructions, 15 Wm. & Mary Bill Rights J. 893, 897 (2007).
2 RENICO v. LETT
65, 69 (1959).
7 See, e.g., Cole v. Swan, 4 Greene 32, 33 (Iowa 1853).
8 See, e.g., Canterberry v. Commonwealth, 222 Ky. 510, 513–514, 1
I
No one disputes that a “genuinely deadlocked jury” is
“the classic basis” for declaring a mistrial or that such
declaration, under our doctrine, does not preclude reprose
cution, id., at 509; what is disputed in this case is whether
the trial judge took adequate care to ensure the jury was
genuinely deadlocked. A long line of precedents from this
Court establishes the “governing legal principle[s],” Wil
liams v. Taylor, 529 U. S. 362, 413 (2000), for resolving
this question. Although the Court acknowledges these
precedents, ante, at 6–8, it minimizes the heavy burden we
have placed on trial courts.
“The fountainhead decision . . . is United States v. Perez,
9 Wheat. 579 (1824).” Illinois v. Somerville, 410 U. S. 458,
461 (1973).10 Writing for a unanimous Court, Justice
Story articulated a “manifest necessity” standard that
continues to govern the double jeopardy analysis for mis
trial orders:
“We think, that in all cases of this nature, the law has
invested Courts of justice with the authority to dis
charge a jury from giving any verdict, whenever, in
their opinion, taking all the circumstances into con
sideration, there is a manifest necessity for the act, or
the ends of public justice would otherwise be defeated.
They are to exercise a sound discretion on the subject;
and it is impossible to define all the circumstances,
which would render it proper to interfere. To be sure,
the power ought to be used with the greatest caution,
under urgent circumstances, and for very plain and
obvious causes; and, in capital cases especially, Courts
should be extremely careful how they interfere with
any of the chances of life, in favour of the prisoner.
But, after all, they have the right to order the dis
——————
10 See also Gori v. United States, 367 U. S. 364, 368 (1961) (Perez is
charge; and the security which the public have for the
faithful, sound, and conscientious exercise of this dis
cretion, rests, in this, as in other cases, upon the re
sponsibility of the Judges, under their oaths of office.”
United States v. Perez, 9 Wheat. 579, 580 (1824).
This passage, too, is worthy of repetition, because in it
the Perez Court struck a careful balance. The Court estab
lished the authority of trial judges to discharge the jury
prior to verdict, but in recognition of the novelty and
potential injustice of the practice, the Court subjected that
authority to several constraints: The judge may not de
clare a mistrial unless “there is a manifest necessity for
the act” or “the ends of public justice” so require; and in
determining whether such conditions exist, the judge must
exercise “sound discretion,” “conscientious[ness],” and “the
greatest caution,” reserving the discharge power for “ur
gent circumstances” and “very plain and obvious causes.”
Ibid. What exact circumstances and causes would meet
that bar, the Court declined to specify. Recognizing that
trial proceedings may raise innumerable complications, so
that “it is impossible to define” in advance all of the possi
ble grounds for “interfere[nce],” the Court set forth general
standards for judicial conduct rather than categorical
rules for specific classes of situations. Ibid.
The seeds of our entire jurisprudence on the permissibil
ity of retrial following an initial mistrial are packed into
this one passage. Later Courts have fleshed out Perez,
without making significant innovations or additions.
Justice Story’s formulation has been “quoted over and over
again to provide guidance in the decision of a wide variety
of cases,” Washington, 434 U. S., at 506, and it has been
“consistently adhered to by this Court in subsequent
decisions,” Somerville, 410 U. S., at 462.
Thus, we have repeatedly reaffirmed that the power to
discharge the jury prior to verdict should be reserved for
6 RENICO v. LETT
tional floor”).
13 Accord, Arizona v. Washington, 434 U. S. 497, 506 (1978); Illinois v.
ment,“ ‘The majority of us don’t believe that,’ ” may have been a com
plete sentence. In other words, she may have meant to convey, “The
majority of us don’t believe that we are hopelessly deadlocked.” The
trial-court transcript places an em dash rather than a period after the
word “that,” but this is hardly dispositive evidence of intonation or
intent. However, the trial judge’s contemporaneous reaction, the fact
that the foreperson was not permitted to consult with the other jurors
on the issue of deadlock, and respondent’s failure to advance this
reading undercut its plausibility.
12 RENICO v. LETT
STEVENS, J.). But the statute never uses the term “defer
ence,” and the legislative history makes clear that Con
gress meant to preserve robust federal-court review. Id.,
at 386–387; see also Hertz & Liebman §32.3, at 1587–
1589, n. 13 (summarizing congressional record and noting
that “[t]he aspect of prior practice that most troubled
AEDPA’s supporters was the federal court’s inattention to,
and lack of respect for, state court decisions that the fed
eral court, if it only looked, would find to be legally cor
rect”). Any attempt to prevent federal courts from exercis
ing independent review of habeas applications would have
been a radical reform of dubious constitutionality, and
Congress “would have spoken with much greater clarity” if
that had been its intent. Williams, 529 U. S., at 379 (opin
ion of STEVENS, J.).
So on two levels, it is absolutely “necessary for us to
decide whether the Michigan Supreme Court’s decision . . .
was right or wrong.” Ante, at 11, n. 3. If a federal judge
were firmly convinced that such a decision were wrong,
then in my view not only would he have no statutory duty
to uphold it, but he might also have a constitutional obli
gation to reverse it. And regardless of how one conceptu
alizes the distinction between an incorrect and an “unrea
sonable” state-court ruling under §2254(d)(1), one must
always determine whether the ruling was wrong to be able
to test the magnitude of any error. Substantive and meth
odological considerations compel federal courts to give
habeas claims a full, independent review—and then to
decide for themselves. Even under AEDPA, there is no
escaping the burden of judgment.
* * *
In this case, Reginald Lett’s constitutional rights were
violated when the trial court terminated his first trial
without adequate justification and he was subsequently
prosecuted for the same offense. The majority does not
20 RENICO v. LETT