IHL Project
IHL Project
IHL Project
Implementation
of International
Humanitarian
Law
Sahil Ahmed
B.A, LLB. (Hons.), Vth Semester
Faculty of Law, Jamia Millia Islamia
University, New Delhi
Acknowledgement
I take this opportunity to thank all who have
been of immense help to me while writing this
research paper. I am extremely indebted to Mr.
Sourabh Mishra at Faculty of Law, Jamia Millia
Islamia University, New Delhi, for her valuable
guidance, timely advice and constant support
while writing this work, which has helped me to
streamline my thoughts and writing.
Over and above all, I owe more than I could
express my immense debt of gratitude to my
parents, who stood by me all along and without
whose moral and financial support I would not
have been what I am today.
I also extend my deep sense of gratitude to
the learned authors whose works I have
consulted and referred and which has been
enlisted in the Bibliography. Last but not least, I
extend my sincere thanks to all my friends who
have given me a lot of confidence while I was
working on this topic.
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Sahil Ahmed
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Synopsis
Introduction
Implementation of International Humanitarian Law
What is International Humanitarian Law?
Where did international humanitarian law originate?
Where is international humanitarian law to be found?
When does international humanitarian law apply?
What does international humanitarian law cover?
What is protection?
What restrictions are there on weapons and tactics?
Is international humanitarian law actually complied with?
What should be done to implement the law?
Origin of International Humanitarian Law
How and why did the Convention come to life?
The birth of modern International Law
The Progressive Development of IHL (1864 2012)
The Standing of IHL within Public International Law
The Distinction between Jus ad Bellum and Jus in Bello
Sources of International Humanitarian Law
The Material Field of Application of IHL: When Does IHL
Apply?
International armed conflict
Non-international armed conflict
Other situations
Basic Rules of IHL
Document attached: National Enforcement of Humanitarian
Law, Information Kit, ICRC
Bibliography
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Introduction
International humanitarian law also known as the Law of Armed Conflict or
the Law of War (ius in bello) applies to armed conflicts and has a two-fold
purpose: to regulate the conduct of hostilities and to protect the victims of
armed conflicts. It does not, however, answer the question of whether or not a
particular war is lawful (ius ad bellum). This is dealt with by the Charter of the
United Nations (UN). International humanitarian law applies to all types of
armed conflicts, whether lawful or not, and must be respected by all parties to
the conflict.
A substantial part of international humanitarian law, notably concerning the
conduct of hostilities, was elaborated at the international peace conferences of
1899 and 1907 in The Hague (Hague Law). The participants adopted a
number of declarations and agreements intended to impose limits on the means
and methods of warfare, such as the Hague Conventions of 1899 and 1907
concerning the Laws and Customs of War on Land, the various agreements on
the conduct of war at sea of 1907 and the declarations of 1899 banning the use
of poison gas and dumdum bullets.
Provisions for the protection of victims of armed conflicts (Geneva Law) are
contained in the four Geneva Conventions of 1949, which protect the following:
Wounded and sick in armed forces in the field (First Convention)
Wounded, sick and shipwrecked armed forces at sea (Second Convention)
Prisoners of war (Third Convention)
Civilians in time of war (Fourth Convention)
The Geneva Conventions of 1949 were supplemented in 1977 by two
Additional Protocols on the protection of victims of international armed
conflicts and on the protection of victims of non-international armed conflicts.
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for
Rwanda).
justify its actions on the grounds that the other Party committed a similar
violation. The suspension clause that generally applies in treaty law has no
validity here. Furthermore, States remain bound by the Conventions even if the
enemy has not acceded to them.
Implementation of International
Humanitarian Law
What is International Humanitarian Law?
International humanitarian law is a set of rules which seek, for humanitarian
reasons, to limit the effects of armed conflict. It protects persons who are not or
are no longer participating in the hostilities and restricts the means and methods
of warfare. International humanitarian law is also known as the law of war or
the law of armed conflict.
International humanitarian law is part of international law, which is the body of
rules governing relations between States. International law is contained in
agreements between States treaties or conventions , in customary rules,
which consist of State practise considered by them as legally binding, and in
general principles.
International humanitarian law applies to armed conflicts. It does not regulate
whether a State may actually use force; this is governed by an important, but
distinct, part of international law set out in the United Nations Charter.
Where did international humanitarian law originate?
International humanitarian law is rooted in the rules of ancient civilizations and
religions warfare has always been subject to certain principles and customs.
Universal codification of international humanitarian law began in the nineteenth
century. Since then, States have agreed to a series of practical rules, based on
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the bitter experience of modern warfare. These rules strike a careful balance
between humanitarian concerns and the military requirements of States.
As the international community has grown, an increasing number of States have
contributed to the development of those rules. International humanitarian law
forms today a universal body of law.
Where is international humanitarian law to be found?
A major part of international humanitarian law is contained in the four Geneva
Conventions of 1949. Nearly every State in the world has agreed to be bound by
them. The Conventions have been developed and supplemented by two further
agreements: the Additional Protocols of 1977 relating to the protection of
victims of armed conflicts.
Other agreements prohibit the use of certain weapons and military tactics and
protect certain categories of people and goods. These agreements include:
The 1954 Convention for the Protection of Cultural Property in the Event
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applies only once a conflict has begun, and then equally to all sides regardless
of who started the fighting.
International humanitarian law distinguishes between international and noninternational armed conflict. International armed conflicts are those in which at
least two States are involved. They are subject to a wide range of rules,
including those set out in the four Geneva Conventions and Additional Protocol
I.
Non-international armed conflicts are those restricted to the territory of a single
State, involving either regular armed forces fighting groups of armed dissidents,
or armed groups fighting each other. A more limited range of rules apply to
internal armed conflicts and are laid down in Article 3 common to the four
Geneva Conventions as well as in Additional Protocol II. It is important to
differentiate between international humanitarian law and human rights law.
While some of their rules are similar, these two bodies of law have developed
separately and are contained in different treaties. In particular, human rights law
unlike international humanitarian law applies in peacetime, and many of its
provisions may be suspended during an armed conflict.
What does international humanitarian law cover?
International humanitarian law covers two areas:
The protection of those who are not, or no longer, taking part in fighting;
Restrictions on the means of warfare in particular weapon and the
methods of warfare, such as military tactics.
What is protection?
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International humanitarian law protects those who do not take part in the
fighting, such as civilians and medical and religious military personnel. It also
protects those who have ceased to take part, such as wounded, shipwrecked and
sick combatants, and prisoners of war.
These categories of person are entitled to respect for their lives and for their
physical and mental integrity. They also enjoy legal guarantees. They must be
protected and treated humanely in all circumstances, with no adverse
distinction.
More specifically: it is forbidden to kill or wound an enemy who surrenders or
is unable to fight; the sick and wounded must be collected and cared for by the
party in whose power they find themselves. Medical personnel, supplies,
hospitals and ambulances must all be protected.
There are also detailed rules governing the conditions of detention for prisoners
of war and the way in which civilians are to be treated when under the authority
of an enemy power. This includes the provision of food, shelter and medical
care, and the right to exchange messages with their families.
The law sets out a number of clearly recognizable symbols which can be used to
identify protected people, places and objects. The main emblems are the Red
Cross, the Red Crescent and the symbols identifying cultural property and civil
defence facilities.
What restrictions are there on weapons and tactics?
International humanitarian law prohibits all means and methods of warfare
which:
Fail to discriminate between those taking part in the fighting and those,
such as civilians, who are not, the purpose being to protect the civilian
population, individual civilians and civilian property;
Cause superfluous injury or unnecessary suffering;
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Although these ancient and often very rudimentary rules were not established
for humanitarian reasons, but rather for purely economic purposes, their effect
was humanitarian.
For example:
The prohibition against poisoning wells (reaffirmed in 1899 in The Hague)
was originally made in order to permit the exploitation of conquered areas;
The first reasons for the prohibition against killing prisoners (reaffirmed and
developed in the Third Geneva Convention of 1949) were to safeguard the lives
of future slaves or to facilitate the exchange of prisoners.
Such prohibitions can be found in many different civilizations, throughout the
world and throughout history. For example, in many parts of Africa there were
specific rules regarding the commencement of hostilities between different
peoples that correspond, to a large extent, to the classical European traditional
obligation of declaring war. Moreover, in a treatise called The Arts of the
War, written in 500 BC, the Chinese writer Sun Tzu, expressed the idea that
wars must be limited to military necessity, and that prisoners of war, the
wounded, the sick, and civilians should be spared. Likewise, in the Indian
subcontinent, similar rules can be found. For example, in the Code of Manu
written in 200 BC, one finds rules relating to behaviour in combat. The Code
declared that barbed or poisoned weapons were prohibited, that wounded
soldiers had to be cared for, and that surrendering combatants must be spared.
These examples of humanitarian customs in various civilizations demonstrate
that, even if the Geneva or Hague Conventions were not universal at inception,
since they were drafted and adopted by lawyers and diplomats belonging to the
European Christian culture, their sentiments are nearly universal, since the
principles they contain can be found in very different systems of thought
both European and non-European.
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The cultural history of Europe also provides examples of both barbarism and
humanity. The first significant development in respect to the law of war
occurred in 300 BC, with the Greek philosophical school called stoicism. This
school advocated a path towards humanity through understanding and
sympathy, the need to understand and respect each other.
Between the 16th and 18th centuries, in the Renaissance and Age of Reason,
---an interesting and humanitarian practice developed in Europe. Frequently,
warriors met before the hostilities and decided on guidelines to be respected
during the battle. These special agreements could, for example, establish the
observance of an armistice two days per week, the obligation to collect the
wounded, or a responsibility to release prisoners at the end of the war. Although
these agreements were concluded on an ad hoc basis, and had a limited scope of
application, such precedents played a very significant role in the creation of
IHL.
From this historical perspective developed the documented origin of IHL in the
mid-19th Century. Up to that point, the practice of the accepted rules of warfare
reflected the theories of philosophers, priests or jurists with local and special
agreements.2 However, these customs were geographically limited and there
were no international (states were not yet born) or universal rules. The first
universal treaty on Humanitarian Law is the Geneva Convention of 1864.
How and why did the Convention come to life?
The conception of IHL can be traced to the Battle of Solferino, a terrible
conflict between French and Austrian forces that took place in northern Italy in
1859. One witness of that carnage, a businessman from Geneva named Henry
Dunant, was appalled not so much by the violence of that battle, but rather by
the desperate and miserable situation of the wounded left on the battlefields.
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With the help of the local inhabitants, Dunant immediately decided to collect
and care for the wounded.
Back in Geneva, Dunant published a short book in 1862, A Memory of
Solferino, in which he vividly depicted the horrors of the battle:
When the sun came up on the twenty-fifth June 1859 it disclosed the most
dreadful sights imaginable. Bodies of men and horses covered the battlefield:
corpses were strewn over roads, ditches, ravines, thickets and fieldsThe
poor wounded men that were being picked up all day long were ghastly pale
and exhausted. Some, who had been the most badly hurt, had a stupefied look
as though they could not grasp what was said to them Others were anxious
and excited by nervous strain and shaken by spasmodic trembling. Some, who
had gaping wounds already beginning to show infection, were almost crazed
with suffering. They begged to be put out of their misery, and writhed with
faces distorted in the grip of the death struggle.1
In his book, Dunant not only described the battle, but tried to suggest and
publicize possible measures to improve the fate of war victims. He presented
three basic proposals designed to mitigate the suffering of the victims of war. To
this end he proposed:
That voluntary societies be established in every country which, in time of
peace, would prepare themselves to serve as auxiliaries to the military
medical services.
That States adopt an international treaty guaranteeing legal protection to
military hospitals and medical personnel.
That an international sign of identification and protection of medical
personnel and medical facilities be adopted.
These three proposals were simple, but they have had deep and lasting
consequences.
The whole system of National Red Cross or Red Crescent Societies (of
which there are today 188 around the world) stems from the first
proposal;
The second proposal gave birth to the First Geneva Convention in
1864;
The third proposal led to the adoption of the protective emblem of the
Red Cross or the Red Crescent.
Dunants book enjoyed enormous success throughout Europe. Although it did
not present entirely original ideas, the merit of the book is in large part due to
the timeliness of its message.
At that time, a private welfare association existed in Geneva: The Society for
the Public Good. Its President, Gustave Moynier, was impressed by Dunants
book and proposed to the members of the Society that they try to carry out
Dunants proposals. This suggestion was accepted and five members of the
Society, Mssrs. Dunant, Moynier, Dufour, Appia and Maunoir, created a special
committee [in 1863], the International Standing Committee for Aid to
Wounded Soldiers. This committee would, 15 years later, become the
International Committee of the Red Cross.
In 1863, the Committee convened military and medical experts at a conference
in Geneva. The aim of that meeting was to examine the practicability and
feasibility of the proposals made by Dunant. The results of the meeting were
encouraging, and the members of the Committee persuaded the Swiss Federal
Council to convene a diplomatic conference, whose task would be to give a
legal form to Dunants proposals.
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states
finally
represented
adopted
the
Geneva Convention of
22nd August 1864 for the
Amelioration
Condition
of
of
the
the
Wounded in Armies in
the Field. Its result was
an
international
treaty
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Beginning in 1866, the Geneva Convention proved its worth on the battlefield.
By 1882, 18 years after its adoption, it had been universally ratified.2
These two legal currents were practically merged with the adoption of the two
Additional Protocols of 1977.
2 Under Art 2 of the 1969 Vienna Convention on the Law of Treaties, ratification
() mean[s] in each case the international act so named whereby a State
establishes on the international plane its consent to be bound by a treaty.
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NB: Geneva Law Treaties are reproduced in bold; Hague Law instruments in
normal font.
*The Conventions currently in force have replaced the older Geneva Conventions.
Another important success of the 1899 Conference was the extension of the
humanitarian rules from the Geneva Convention of 1864 to the victims of naval
conflicts. This adaptation is included at the origin of the present Second Geneva
Convention.
In 1906, the Convention of 1864 that protected the wounded and the sick of
armies in the field was revised. Although the revision expanded the convention
to 33 articles from the original 10 in the 1864 version, the fundamental
principles remained the same.
In 1907, a second Peace Conference was convened in The Hague. On this
occasion, the Conventions of 1899 were revised and some new rules were
introduced. Among the additions were a definition of combatants, rules on naval
warfare, rules on the rights and duties of neutral powers, rules on military
occupation, and rules regarding Prisoners of War (POW).
In 1925, as a direct result of the suffering endured during the First World War, a
Protocol prohibiting the use of gas was adopted. Although it was adopted in
Geneva, this Protocol clearly belongs, according to its content, to the legal
current of The Hague Law.
In 1929, a diplomatic Conference was convened in Geneva by the Swiss
Confederation. The main results of that Conference were:
The second revision (after 1906) of the 1864 Convention. This
Convention was again modified. Among the new provisions, mention
should be made of the first official recognition of the emblem of the Red
Crescent. Although that emblem had been used as early as 1876, it was
only in 1929 that it was authorized by law;
The other remarkable success of the 1929 Conference was the adoption of
the Convention relative to the treatment of Prisoners of War (also a
result of the First World War). Partially examined during the Peace
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Conference of 1899 and 1907, this important issue was not deeply studied
before 1929.
In 1949, just after the Second World War (note the parallel to World War I and
the Conference of 1929), the four current Geneva Conventions were adopted.
The First (protection of sick and wounded), Second (protection of shipwrecked),
and Third Conventions (prisoners of war), are mainly revised versions of former
Conventions. The Fourth Convention, establishing protection for the civilian
population, is an entirely new amendment and constitutes the greatest success of
the 1949 Conference. Another decisive improvement of the 1949 Diplomatic
conference was the adoption of Article 3 common to the four Conventions, the
first international provision applicable in situations of non-international armed
conflicts.
In 1977, after four sessions of Diplomatic Conferences, two additional Protocols
to the Geneva Conventions of 1949 were adopted. The First Protocol is related
to the protection of victims of international armed conflicts; the second to the
protection of victims of non-international armed conflicts. To some degree, this
Second Protocol can be regarded as an enlargement of Article 3 common to the
four Geneva Conventions.
In 1980, another important convention was adopted under the UN auspices, the
Convention on prohibition or restrictions on the use of conventional weapons
which may be deemed to be excessively injurious or to have indiscriminate
effects. This instrument limits or prohibits the use of mines, booby traps,
incendiary weapons, and non-detectable fragments.
In 1993, a comprehensive Convention prohibiting the development, production,
stockpiling, and use of chemical weapons was adopted. This treaty supplements
the basic prohibition contained in the 1925 Geneva Protocol.
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as artillery shells, mortars, grenades, bombs, and rockets left behind after an
armed conflict.
In 2005, a diplomatic conference held in Geneva adopted a Third Additional
Protocol to the Geneva Conventions, creating an additional emblem alongside
the Red Cross and Red Crescent. The additional emblem, known as the red
crystal, should provide a comprehensive and lasting solution to the emblem
question. It will appear as a red frame in the shape of a square on a diagonal on
a white background, and is free from any religious, political, or other
connotation.
In 2008, governments negotiated and adopted the Convention on Cluster
Munitions. This important international humanitarian law treaty prohibits the
use, production, stockpiling, and transfer of cluster munitions, and requires
States to take specific action to ensure that these weapons claim no future
victims.
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It is worth noting the support lent by the international community to the Treaties
of IHL. Since 194 states are parties to these texts, the four Geneva Conventions
are now among the most universal instruments of international law.
Additionally, 172 States are parties to the First Protocol and 166 are parties to
the Second.
habaab to make improvised explosive devices (IEDs), at a former steel factory in Mogadishu. AMISOM and Tra
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binding character. This means, inter alia, that the most serious violations
thereof trigger individual criminal responsibility.
INTERNATIONAL HUMANITARIAN
REFUGEE LAW
RELATIONS
RELATIONS
LAWS GOVERNING
SETTLEMENT OF CONFLICT
INTERNATIONAL ORGANISATIONS
The next figure shows more precisely how IHL fits into the general framework
of Public International Law, and how it differs from another distinct part of this
whole, the principles of jus ad bellum.
JUS IN BELLO
HAGUE LAW
GENEVA LAW
JUS AD
BELLUM
LAW OF PEACE
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Relationship between Public International Law and International Humanitarian
Jus ad bellum (which regulates the resort to armed force) refers to the principle
of fighting a war based on precise causes, such as self-defence. On the other
hand, jus in bello (the rules applicable in armed conflicts a.k.a IHL) refers to the
principle of fighting a war justly, and encompasses standards of proportionality
and distinctions between civilians and combatants. International Humanitarian
Law (IHL) developed at a time when the use of force was a lawful form of
international relations, when states were not prohibited from waging war, when
they, in fact, had the right to make war (i.e. when they had the jus ad bellum).
Consequently, it was not a problem logically for international law to contain
certain rules of behaviour for states to observe in war (the jus in bello, or law
regulating the conduct of war), if they resorted to that means. Today, however,
the use of force between states is prohibited by a peremptory rule of
international law4 (the jus ad bellum has changed into a jus contra bellum).
Exceptions to this general prohibition are allowed in cases of individual and
collective self-defence,5 Security Council enforcement measures,6 and arguably
4 Expressed in Art. 2 (4) of the UN Charter: All Members shall refrain in their
international relations from the threat or use of force against the territorial integrity or
political independence of any state, or in any other manner inconsistent with the
Purposes of the United Nations
armed
conflict
is
therefore
the
prohibition
against
armed
COLLECTIVE
SECURITY
OPERATIONS
WAR OF NATIONAL LIBERATION
LEGITIMATE DEFENCE
JUS IN BELLO
RULES
OF
INTERNATIONAL
LAW
APPLICABLE BETWEEN THE PARTIES
TO AN ARMED CONFLICT AND
RELATED TO ARMED CONFLICT (A.K.A.
IHL, FORMED BY 2 MAIN CURRENTS:
GENEVA LAW AND THE HAGUE LAW)
recognize that international law has to address this reality of international life,
not only by combating the phenomenon, but also by regulating it to ensure a
level of humanity in this fundamentally inhumane and illegal situation. For
practical, policy, and humanitarian reasons, IHL must apply impartially to both
belligerents; the one resorting lawfully to force and the one resorting unlawfully
to force. Otherwise it would be impossible to practically maintain respect for
IHL as, at least between the belligerents, it is always controversial which party
resorted to force in conformity with the jus ad bellum and which violates the jus
contra bellum. In addition, from a humanitarian standpoint, the victims on both
sides of the conflict need the same protection, and they are not necessarily
responsible for the violation of the jus ad bellum committed by their party.
Therefore, IHL must be honoured independently of any argument for jus ad
bellum and has to be completely distinguished from jus ad bellum. Any past,
7 The legitimacy of the use of force to enforce the right of peoples to selfdetermination (recognized in Art. 1 of both UN Human Rights Covenants) was
recognized for the first time in Resolution 2105 (XX) of the UN General Assembly
(20 December 1965).
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present, and future theory of just war only concerns jus ad bellum and cannot
justify (but is in fact frequently used to imply) that those fighting a just war
have more rights or less obligations under IHL than those fighting an unjust
war.
This complete separation between jus ad bellum and jus in bello has been
recognized in the preamble of Additional Protocol I of 1977 reading:
The High Contracting Parties,
Proclaiming their earnest wish to see peace prevail among peoples,
Recalling that every State has the duty, in conformity with the Charter of the
United Nations, to refrain in its international relations from the threat or use
of force against the sovereignty, territorial integrity or political independence
of any State, or in any other manner inconsistent with the purposes of the
United Nations,
Believing it necessary nevertheless to reaffirm and develop the provisions
protecting the victims of armed conflicts and to supplement measures
intended to reinforce their application,
Expressing their conviction that nothing in this Protocol or in the Geneva
Conventions of 12 August 1949 can be construed as legitimising or
authorizing any act of aggression or any other use of force inconsistent with
the Charter of the United Nations,
Reaffirming further that the provisions of the Geneva Conventions of 12
August 1949 and of this Protocol must be fully applied in all circumstances to
all persons who are protected by those instruments, without any adverse
distinction based on the nature or origin of the armed conflict or on the
causes espoused by or attributed to the Parties to the conflict.
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This complete separation between jus ad bellum and jus in bello implies that
IHL applies whenever there is de facto (in fact) an armed conflict, however that
conflict can be qualified under jus ad bellum, and that no jus ad bellum
arguments may be used in interpreting IHL. However, it also implies that the
rules of IHL may not render the jus ad bellum impossible to implement, e.g.,
render legitimate self-defence unlawful.
technical
and
logistical
regulations)
reflect
customary
against another state, that it is not making war, but merely engaging in a police
action, or acting in legitimate self-defence. The expression armed conflict
makes such arguments less easy. Any difference arising between two States and
leading to the intervention of armed forces is an armed conflict ... even if one of
the Parties denies the existence of a state of war.
Although the treaties of IHL systematically refer to different types of armed
conflicts, they do not provide for a general definition of that concept. The first
comprehensive definition has been developed by the International Tribunal for
the former-Yugoslavia (ICTY). According to this definition () an armed
conflict exists whenever there is a resort to armed force between States or
protracted armed violence between governmental authorities and organized
armed groups or between such groups within a State.9
This definition is now widely accepted and has since been used in a number of
military manuals and in numerous court cases (which demonstrate how judicial
decisions can become sources of IHL).
International armed conflict
IHL relating to international armed conflict applies to all cases of declared war
or of any other armed conflict which may arise between two or more of the
High Contracting Parties, even if the state of war is not recognized by one of
them.10 The same set of provisions also applies to all cases of partial or total
occupation of the territory of a High Contracting Party, even if the said
occupation meets with no resistance.11
carry out sustained and concerted military operations and to implement this
Protocol.
This fairly restrictive definition applies only to the situations covered by
Additional Protocol II. The definition does not apply to the situations covered
by Article 3 common to the four Geneva Conventions. 14 Practically, there are
thus situations of non-international armed conflicts in which only Article 3 will
apply, the level of organization of the dissident groups being insufficient for
Protocol II to apply. Conversely, common Art 3 will apply to all situations
covered by Additional Protocol II.
Other situations
IHL is not applicable in situations of internal violence and tensions. This point
has been clearly made in Article 1 (2) of Additional Protocol II, which states,
This Protocol shall not apply to situations of internal disturbances and tensions,
such as riots, isolated and sporadic acts of violence and other acts of a similar
nature, as not being armed conflicts.15
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oss assisted in removing bodies killed during the violence in Bunia, DRC, and the surrounding areas as the si
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