Socrates v. Comelec
Socrates v. Comelec
Socrates v. Comelec
On July 2, 2002, 312 out of 528 members of the then incumbent barangay officials of
the Puerto Princesa convened themselves into a Preparatory Recall Assembly (PRA for
brevity) at the Gymnasium of Barangay San Jose from 9:00 a.m. to 12:00 noon. The PRA
was convened to initiate the recall[2] of Victorino Dennis M. Socrates (Socrates for
brevity) who assumed office as Puerto Princesas mayor on June 30, 2001. The members
of the PRA designated Mark David M. Hagedorn, president of the Association of
Barangay Captains, as interim chair of the PRA.
On the same date, the PRA passed Resolution No. 01-02 (Recall Resolution for
brevity) which declared its loss of confidence in Socrates and called for his recall. The
PRA requested the COMELEC to schedule the recall election for mayor within 30 days
from receipt of the Recall Resolution.
On July 16, 2002, Socrates filed with the COMELEC a petition, docketed as E.M.
No. 02-010 (RC), to nullify and deny due course to the Recall Resolution.
On August 14, 2002, the COMELEC en banc[3] promulgated a resolution
dismissing for lack of merit Socrates petition. The COMELEC gave due course to the
Recall Resolution and scheduled the recall election on September 7, 2002.
On August 21, 2002, the COMELEC en banc promulgated Resolution No. 5673
prescribing the calendar of activities and periods of certain prohibited acts in connection
with the recall election. The COMELEC fixed the campaign period from August 27, 2002
to September 5, 2002 or a period of 10 days.
On August 23, 2002, Edward M. Hagedorn (Hagedorn for brevity) filed his
certificate of candidacy for mayor in the recall election.
On August 17, 2002, Ma. Flores F. Adovo (Adovo for brevity) and Merly E. Gilo
(Gilo for brevity) filed a petition before the COMELEC, docketed as SPA No. 02-492, to
disqualify Hagedorn from running in the recall election and to cancel his certificate of
candidacy. On August 30, 2002, a certain Bienvenido Ollave, Sr. (Ollave for brevity) filed
a petition-in-intervention in SPA No. 02-492 also seeking to disqualify Hagedorn. On the
same date, a certain Genaro V. Manaay filed another petition, docketed as SPA No. 02539, against Hagedorn alleging substantially the same facts and involving the same
issues. The petitions were all anchored on the ground that Hagedorn is disqualified from
running for a fourth consecutive term, having been elected and having served as mayor of
the city for three (3) consecutive full terms immediately prior to the instant recall election
for the same post. Subsequently, SPA Nos. 02-492 and 02-539 were consolidated.
In a resolution promulgated on September 20, 2002, the COMELECs First
Division[4] dismissed for lack of merit SPA Nos. 02-492 and 02-539. The COMELEC
declared Hagedorn qualified to run in the recall election. The COMELEC also reset the
recall election from September 7, 2002 to September 24, 2002.
On September 23, 2002, the COMELEC en banc promulgated a resolution denying
the motion for reconsideration of Adovo and Gilo. The COMELEC affirmed the
resolution declaring Hagedorn qualified to run in the recall election.
Hence, the instant consolidated petitions.
In the meantime, Hagedorn garnered the highest number of votes in the recall
election with 20,238 votes. Rival candidates Socrates and Sandoval obtained 17,220
votes and 13,241 votes, respectively.
Hagedorn filed motions to lift the order restraining the COMELEC from proclaiming
the winning candidate and to allow him to assume office to give effect to the will of the
electorate.
On October 1, 2002, the Court granted Socrates motion for leave to file a petition for
intervention.
The Issues
The issues for resolution of the Court are:
1. In G.R. No. 154512, whether the COMELEC committed grave abuse of
discretion in giving due course to the Recall Resolution and scheduling the
recall election for mayor of Puerto Princesa.
2. In G.R. Nos.155083-84, whether Hagedorn is qualified to run for mayor in the
recall election of Puerto Princesa on September 24, 2002.
In G.R. No. 154683, the issue of whether the COMELEC committed grave abuse of
discretion in fixing a campaign period of only 10 days has become moot. Our Resolution
of September 3, 2002 and COMELEC Resolution No. 5708 granted an additional 15 days
for the campaign period as prayed for by petitioner.
First Issue: Validity of the Recall Resolution.
Petitioner Socrates argues that the COMELEC committed grave abuse of discretion
in upholding the Recall Resolution despite the absence of notice to 130 PRA members
and the defective service of notice to other PRA members. The COMELEC, however,
found that
On various dates, in the month of June 2002, the proponents for the Recall of
incumbent City Mayor Victorino Dennis M. Socrates sent notices of the convening
of the PRA to the members thereof pursuant to Section 70 of the Local Government
Code. Copies of the said notice are in Volumes I and II entitled Notices to PRA.
Likewise, Proof of Service for each of the said notices were attached to the Petition
and marked as Annex G of Volumes II and III of the Petition.
Notices were likewise posted in conspicuous places particularly at the Barangay
Hall. Photos establishing the same were attached to the Petition and marked as
Annex H. The proponents likewise utilized the broadcast mass media in the
dissemination of the convening of the PRA.
Notices of the convening of the Puerto Princesa PRA were also sent to the
following: [a list of 25 names of provincial elective officials, print and broadcast
media practitioners, PNP officials, COMELEC city, regional and national officials,
and DILG officials].
xxx
The City Election Officer of Puerto Princesa City in her Certification dated 10 July
2002 certified that upon a thorough and careful verification of the signatures
appearing in PRA Resolution 01-02, x x x the majority of all members of the PRA
concerned approved said resolution. She likewise certified that not a single
member/signatory of the PRA complained or objected as to the veracity and
authenticity of their signatures.
The Provincial Election Supervisor of Palawan, Atty. Urbano Arlando, in his
Indorsement dated 10 July 2002, stated, upon proper review, all documents
submitted are found in order.
The Acting Director IV, Region IV, in his study dated 30 July 2002 submitted the
following recommendations:
This Office, after evaluating the documents filed, finds the instant Petition sufficient in
form and substance. That the PRA was validly constituted and that the majority of all
members thereof approved Resolution No. 01-02 calling for the recall of Mayor Victorino
Dennis M. Socrates.
xxx.
This Court is bound by the findings of fact of the COMELEC on matters within the
competence and expertise of the COMELEC, unless the findings are patently erroneous.
In Malonzo v. COMELEC,[5] which also dealt with alleged defective service of notice
to PRA members, we ruled that
Needless to state, the issue of propriety of the notices sent to the PRA members is
factual in nature, and the determination of the same is therefore a function of the
COMELEC. In the absence of patent error, or serious inconsistencies in the
findings, the Court should not disturb the same. The factual findings of the
COMELEC, based on its own assessments and duly supported by gathered
evidence, are conclusive upon the court, more so, in the absence of a substantiated
attack on the validity of the same.
In the instant case, we do not find any valid reason to hold that the COMELECs findings
of fact are patently erroneous.
Socrates also claims that the PRA members had no authority to adopt the Recall
Resolution on July 2, 2002 because a majority of PRA members were seeking a new
electoral mandate in the barangay elections scheduled on July 15, 2002. This argument
deserves scant consideration considering that when the PRA members adopted the Recall
Resolution their terms of office had not yet expired. They were all de jure sangguniang
barangay members with no legal disqualification to participate in the recall assembly
under Section 70 of the Local Government Code.
Socrates bewails that the manner private respondents conducted the PRA
proceedings violated his constitutional right to information on matters of public concern.
Socrates, however, admits receiving notice of the PRA meeting and of even sending his
representative and counsel who were present during the entire PRA proceedings.
Proponents of the recall election submitted to the COMELEC the Recall Resolution,
minutes of the PRA proceedings, the journal of the PRA assembly, attendance sheets,
notices sent to PRA members, and authenticated master list of barangay officials in
Puerto Princesa. Socrates had the right to examine and copy all these public records in the
official custody of the COMELEC. Socrates, however, does not claim that the
COMELEC denied him this right. There is no legal basis in Socrates claim that
respondents violated his constitutional right to information on matters of public concern.
Thus, we rule that the COMELEC did not commit grave abuse of discretion in
upholding the validity of the Recall Resolution and in scheduling the recall election on
September 24, 2002.
Second Issue: Hagedorns qualification to run for mayor
in the recall election of September 24, 2002.
The three-term limit rule for elective local officials is found in Section 8, Article X of
the Constitution, which states:
Section 8. The term of office of elective local officials, except barangay officials,
which shall be determined by law, shall be three years and no such official shall
serve for more than three consecutive terms. Voluntary renunciation of the office for
any length of time shall not be considered as an interruption in the continuity of his
service for the full term for which he was elected.
This three-term limit rule is reiterated in Section 43 (b) of RA No. 7160, otherwise
known as the Local Government Code, which provides:
Section 43. Term of Office. (a) x x x
(b) No local elective official shall serve for more than three (3) consecutive terms in
the same position. Voluntary renunciation of the office for any length of time shall
not be considered as an interruption in the continuity of service for the full term for
which the elective official was elected.
These constitutional and statutory provisions have two parts. The first part provides
that an elective local official cannot serve for more than three consecutive terms. The
clear intent is that only consecutive terms count in determining the three-term limit rule.
The second part states that voluntary renunciation of office for any length of time does
not interrupt the continuity of service. The clear intent is that involuntary severance from
office for any length of time interrupts continuity of service and prevents the service
before and after the interruption from being joined together to form a continuous service
or consecutive terms.
After three consecutive terms, an elective local official cannot seek immediate
reelection for a fourth term. The prohibited election refers to the next regular election for
the same office following the end of the third consecutive term. Any subsequent election,
like a recall election, is no longer covered by the prohibition for two reasons. First, a
subsequent election like a recall election is no longer an immediate reelection after three
consecutive terms. Second, the intervening period constitutes an involuntary interruption
GASCON:[12] I would like to ask a question with regard to the issue after the
second term. We will allow the Senator to rest for a period of time before he can run
again?
DAVIDE:[13] That is correct.
GASCON: And the question that we left behind before - if the Gentleman will
remember - was: How long will that period of rest be? Will it be one election which
is three years or one term which is six years?
DAVIDE: If the Gentleman will remember, Commissioner Rodrigo expressed the
view that during the election following the expiration of the first 12 years, whether
such election will be on the third or on the sixth year thereafter, this particular
member of the Senate can run. So, it is not really a period of hibernation for six
years. That was the Committees stand.
GASCON: So, effectively, the period of rest would be three years at the least.[14]
(Emphasis supplied)
The framers of the Constitution thus clarified that a Senator can run after only three
years[15] following his completion of two terms. The framers expressly acknowledged
that the prohibited election refers only to the immediate reelection, and not to any
subsequent election, during the six-year period following the two term limit. The framers
of the Constitution did not intend the period of rest of an elective official who has
reached his term limit to be the full extent of the succeeding term.
In the case of Hagedorn, his candidacy in the recall election on September 24, 2002
is not an immediate reelection after his third consecutive term which ended on June 30,
2001. The immediate reelection that the Constitution barred Hagedorn from seeking
referred to the regular elections in 2001. Hagedorn did not seek reelection in the 2001
elections.
Hagedorn was elected for three consecutive terms in the 1992, 1995 and 1998
elections and served in full his three consecutive terms as mayor of Puerto Princesa.
Under the Constitution and the Local Government Code, Hagedorn could no longer run
for mayor in the 2001 elections. The Constitution and the Local Government Code
disqualified Hagedorn, who had reached the maximum three-term limit, from running for
a fourth consecutive term as mayor. Thus, Hagedorn did not run for mayor in the 2001
elections.[16] Socrates ran and won as mayor of Puerto Princesa in the 2001 elections.
After Hagedorn ceased to be mayor on June 30, 2001, he became a private citizen until
the recall election of September 24, 2002 when he won by 3,018 votes over his closest
opponent, Socrates.
From June 30, 2001 until the recall election on September 24, 2002, the mayor of
Puerto Princesa was Socrates. During the same period, Hagedorn was simply a private
citizen. This period is clearly an interruption in the continuity of Hagedorns service as
mayor, not because of his voluntary renunciation, but because of a legal prohibition.
Hagedorns three consecutive terms ended on June 30, 2001. Hagedorns new recall term
from September 24, 2002 to June 30, 2004 is not a seamless continuation of his previous
three consecutive terms as mayor.One cannot stitch together Hagedorns previous threeterms with his new recall term to make the recall term a fourth consecutive term because
factually it is not. An involuntary interruption occurred from June 30, 2001 to September
24, 2002 which broke the continuity or consecutive character of Hagedorns service as
mayor.
In Lonzanida v. Comelec ,[17] the Court had occasion to explain interruption of
continuity of service in this manner:
x x x The second sentence of the constitutional provision under scrutiny states,
Voluntary renunciation of office for any length of time shall not be considered as an
interruption in the continuity of service for the full term for which he was elected.
The clear intent of the framers of the constitution to bar any attempt to circumvent
the three-term limit by a voluntary renunciation of office and at the same time
respect the peoples choice and grant their elected official full service of a term is
evident in this provision. Voluntary renunciation of a term does not cancel the
renounced term in the computation of the three-term limit; conversely, involuntary
severance from office for any length of time short of the full term provided by law
amounts to an interruption of continuity of service. x x x. (Emphasis supplied)
In Hagedorns case, the nearly 15-month period he was out of office, although short of a
full term of three years, constituted an interruption in the continuity of his service as
mayor. The Constitution does not require the interruption or hiatus to be a full term of
three years. The clear intent is that interruption for any length of time, as long as the
cause is involuntary, is sufficient to break an elective local officials continuity of service.
In the recent case of Adormeo v. Comelec and Talaga ,[18] a unanimous Court
reiterated the rule that an interruption consisting of a portion of a term of office breaks the
continuity of service of an elective local official. In Adormeo, Ramon Y. Talaga, Jr. had
served two consecutive full terms as mayor of Lucena City. In his third bid for election as
mayor in 1998, Talaga lost to Bernard G. Tagarao. However, in the recall election of May
12, 2000, Talaga won and served the unexpired term of Tagarao from May 12, 2000 to
June 30, 2001. When Talaga ran again for mayor in the 2001 elections, Raymundo
Adormeo, the other candidate for mayor, petitioned for Talagas disqualification on the
ground that Talaga had already served three consecutive terms as mayor.
Thus, the issue in Adormeo was whether Talagas recall term was a continuation of
his previous two terms so that he was deemed to have already served three consecutive
terms as mayor. The Court ruled that Talaga was qualified to run in the 2001 elections,
stating that the period from June 30, 1998 to May 12, 2000 when Talaga was out of office
interrupted the continuity of his service as mayor. Talagas recall term as mayor was not
consecutive to his previous two terms because of this interruption, there having been a
break of almost two years during which time Tagarao was the mayor.
We held in Adormeo that the period an elective local official is out of office
interrupts the continuity of his service and prevents his recall term from being stitched
together as a seamless continuation of his previous two consecutive terms. In the instant
case, we likewise hold that the nearly 15 months Hagedorn was out of office interrupted
his continuity of service and prevents his recall term from being stitched together as a
seamless continuation of his previous three consecutive terms. The only difference
between Adormeo and the instant case is the time of the interruption. In Adormeo, the
interruption occurred after the first two consecutive terms. In the instant case, the
interruption happened after the first three consecutive terms.In both cases, the
respondents were seeking election for a fourth term.
In Adormeo, the recall term of Talaga began only from the date he assumed office
after winning the recall election. Talagas recall term did not retroact to include the tenure
in office of his predecessor. If Talagas recall term was made to so retroact, then he would
have been disqualified to run in the 2001 elections because he would already have served
three consecutive terms prior to the 2001 elections. One who wins and serves a recall
term does not serve the full term of his predecessor but only the unexpired term. The
period of time prior to the recall term, when another elective official holds office,
constitutes an interruption in continuity of service. Clearly, Adormeo established the rule
that the winner in the recall election cannot be charged or credited with the full term of
three years for purposes of counting the consecutiveness of an elective officials terms in
office.
In the same manner, Hagedorns recall term does not retroact to include the tenure in
office of Socrates. Hagedorn can only be disqualified to run in the September 24, 2002
recall election if the recall term is made to retroact to June 30, 2001, for only then can the
recall term constitute a fourth consecutive term. But to consider Hagedorns recall term as
a full term of three years, retroacting to June 30, 2001, despite the fact that he won his
recall term only last September 24, 2002, is to ignore reality. This Court cannot declare as
consecutive or successive terms of office which historically and factually are not.
Worse, to make Hagedorns recall term retroact to June 30, 2001 creates a legal
fiction that unduly curtails the freedom of the people to choose their leaders through
popular elections.The concept of term limits is in derogation of the sovereign will of the
people to elect the leaders of their own choosing. Term limits must be construed strictly
to give the fullest possible effect to the sovereign will of the people. As this Court aptly
stated in Borja, Jr. v. Comelec:
Thus, a consideration of the historical background of Art. X, 8 of the Constitution
reveals that the members of the Constitutional Commission were as much
concerned with preserving the freedom of choice of the people as they were with
preventing the monopolization of political power. Indeed, they rejected a proposal
put forth by Commissioner Edmundo F. Garcia that after serving three consecutive
terms or nine years there should be no further reelection for local and legislative
officials. Instead, they adopted the alternative proposal of Commissioner Christian
Monsod that such officials be simply barred from running for the same position in
the succeeding election following the expiration of the third consecutive term.
Monsod warned against prescreening candidates [from] whom the people will
choose as a result of the proposed absolute disqualification, considering that the
draft constitution contained provisions recognizing people's power.[19] (Emphasis
supplied)
A necessary consequence of the interruption of continuity of service is the start of a
new term following the interruption. An official elected in recall election serves the
unexpired term of the recalled official. This unexpired term is in itself one term for
purposes of counting the three-term limit. This is clear from the following discussion in
the Constitutional Commission:
SUAREZ:[20] For example, a special election is called for a Senator, and the
Senator newly elected would have to serve the unexpired portion of the term. Would
that mean that serving the unexpired portion of the term is already considered one
term? So, half a term, which is actually the correct statement, plus one term would
disqualify the Senator concerned from running? Is that the meaning of this
provision on disqualification, Madam President?
DAVIDE: Yes, because we speak of term, and if there is a special election, he will
serve only for the unexpired portion of that particular term plus one more term for
the Senator and two more terms for the Members of the Lower House.[21]
Although the discussion referred to special elections for Senators and
Representatives of the House, the same principle applies to a recall election of local
officials. Otherwise, an elective local official who serves a recall term can serve for more
than nine consecutive years comprising of the recall term plus the regular three full terms.
A local official who serves a recall term should know that the recall term is in itself one
term although less than three years. This is the inherent limitation he takes by running
and winning in the recall election.
In summary, we hold that Hagedorn is qualified to run in the September 24, 2002
recall election for mayor of Puerto Princesa because:
1. Hagedorn is not running for immediate reelection following his three
consecutive terms as mayor which ended on June 30, 2001;
2. Hagedorns continuity of service as mayor was involuntarily interrupted from
June 30, 2001 to September 24, 2002 during which time he was a private
citizen;
3. Hagedorns recall term from September 24, 2002 to June 30, 2004 cannot be
made to retroact to June 30, 2001 to make a fourth consecutive term because
factually the recall term is not a fourth consecutive term; and
4. Term limits should be construed strictly to give the fullest possible effect to
the right of the electorate to choose their leaders.
WHEREFORE, the petitions in G.R. Nos. 154512, 154683 and 155083-84 are
DISMISSED. The temporary restraining order issued by this Court on September 24,
2002 enjoining the proclamation of the winning candidate for mayor of Puerto Princesa in
the recall election of September 24, 2002 is lifted. No costs.
SO ORDERED.