Tort Med Malpractice Cases
Tort Med Malpractice Cases
Tort Med Malpractice Cases
This is a petition for review of the decision [1] of the Court of Appeals in CA-G.R. CV No.
36551 affirming the decision of the Regional Trial Court, Branch IX, Cebu City which
dismissed a complaint for damages filed by petitioners against respondents.
The facts are as follows:
Petitioner Leah Alesna Reyes is the wife of the late Jorge Reyes. The other petitioners,
namely, Rose Nahdja, Johnny, Lloyd, and Kristine, all surnamed Reyes, were their
children. Five days before his death on January 8, 1987, Jorge had been suffering from a
recurring fever with chills. After he failed to get relief from some home medication he was
taking, which consisted of analgesic, antipyretic, and antibiotics, he decided to see the doctor.
On January 8, 1987, he was taken to the Mercy Community Clinic by his wife. He was
attended to by respondent Dr. Marlyn Rico, resident physician and admitting physician on
duty, who gave Jorge a physical examination and took his medical history. She noted that at
the time of his admission, Jorge was conscious, ambulatory, oriented, coherent, and with
respiratory distress.[2] Typhoid fever was then prevalent in the locality, as the clinic had been
getting from 15 to 20 cases of typhoid per month. [3] Suspecting that Jorge could be suffering
from this disease, Dr. Rico ordered a Widal Test, a standard test for typhoid fever, to be
performed on Jorge. Blood count, routine urinalysis, stool examination, and malarial smear
were also made.[4] After about an hour, the medical technician submitted the results of the
test from which Dr. Rico concluded that Jorge was positive for typhoid fever. As her shift was
only up to 5:00 p.m., Dr. Rico indorsed Jorge to respondent Dr. Marvie Blanes.
Dr. Marvie Blanes attended to Jorge at around six in the evening. She also took Jorges
history and gave him a physical examination. Like Dr. Rico, her impression was that Jorge
had typhoid fever. Antibiotics being the accepted treatment for typhoid fever, she ordered that
a compatibility test with the antibiotic chloromycetin be done on Jorge. Said test was
administered by nurse Josephine Pagente who also gave the patient a dose of triglobe. As
she did not observe any adverse reaction by the patient to chloromycetin, Dr. Blanes ordered
the first five hundred milligrams of said antibiotic to be administered on Jorge at around 9:00
p.m. A second dose was administered on Jorge about three hours later just before midnight.
At around 1:00 a.m. of January 9, 1987, Dr. Blanes was called as Jorges temperature
rose to 41C. The patient also experienced chills and exhibited respiratory distress, nausea,
vomiting, and convulsions. Dr. Blanes put him under oxygen, used a suction machine, and
administered hydrocortisone, temporarily easing the patients convulsions. When he regained
consciousness, the patient was asked by Dr. Blanes whether he had a previous heart ailment
or had suffered from chest pains in the past. Jorge replied he did not.[5] After about 15
minutes, however, Jorge again started to vomit, showed restlessness, and his convulsions
returned. Dr. Blanes re-applied the emergency measures taken before and, in addition, valium
was administered. Jorge, however, did not respond to the treatment and slipped into
cyanosis, a bluish or purplish discoloration of the skin or mucous membrane due to deficient
oxygenation of the blood. At around 2:00 a.m., Jorge died. He was forty years old. The cause
of his death was Ventricular Arrythemia Secondary to Hyperpyrexia and typhoid fever.
On June 3, 1987, petitioners filed before the Regional Trial Court of Cebu City a
complaint[6]for damages against respondents Sisters of Mercy, Sister Rose Palacio, Dr.
Marvie Blanes, Dr. Marlyn Rico, and nurse Josephine Pagente. On September 24, 1987,
petitioners amended their complaint to implead respondent Mercy Community Clinic as
additional defendant and to drop the name of Josephine Pagente as defendant since she was
no longer connected with respondent hospital. Their principal contention was that Jorge did
not die of typhoid fever.[7]Instead, his death was due to the wrongful administration of
chloromycetin. They contended that had respondent doctors exercised due care and
diligence, they would not have recommended and rushed the performance of the Widal Test,
hastily concluded that Jorge was suffering from typhoid fever, and administered chloromycetin
without first conducting sufficient tests on the patients compatibility with said drug. They
charged respondent clinic and its directress, Sister Rose Palacio, with negligence in failing to
provide adequate facilities and in hiring negligent doctors and nurses. [8]
Respondents denied the charges. During the pre-trial conference, the parties agreed to
limit the issues on the following: (1) whether the death of Jorge Reyes was due to or caused
by the negligence, carelessness, imprudence, and lack of skill or foresight on the part of
defendants; (2) whether respondent Mercy Community Clinic was negligent in the hiring of its
employees; and (3) whether either party was entitled to damages. The case was then heard
by the trial court during which, in addition to the testimonies of the parties, the testimonies of
doctors as expert witnesses were presented.
Petitioners offered the testimony of Dr. Apolinar Vacalares, Chief Pathologist at the
Northern Mindanao Training Hospital, Cagayan de Oro City. On January 9, 1987, Dr.
Vacalares performed an autopsy on Jorge Reyes to determine the cause of his
death. However, he did not open the skull to examine the brain. His findings[9] showed that
the gastro-intestinal tract was normal and without any ulceration or enlargement of the
nodules. Dr. Vacalares testified that Jorge did not die of typhoid fever. He also stated that he
had not seen a patient die of typhoid fever within five days from the onset of the disease.
For their part, respondents offered the testimonies of Dr. Peter Gotiong and Dr. Ibarra
Panopio. Dr. Gotiong is a diplomate in internal medicine whose expertise is microbiology and
infectious diseases. He is also a consultant at the Cebu City Medical Center and an associate
professor of medicine at the South Western University College of Medicine in Cebu City. He
had treated over a thousand cases of typhoid patients. According to Dr. Gotiong, the patients
history and positive Widal Test results ratio of 1:320 would make him suspect that the patient
had typhoid fever. As to Dr. Vacalares observation regarding the absence of ulceration in
Jorges gastro-intestinal tract, Dr. Gotiong said that such hyperplasia in the intestines of a
typhoid victim may be microscopic. He noted that since the toxic effect of typhoid fever may
lead to meningitis, Dr. Vacalares autopsy should have included an examination of the brain.
[10]
The other doctor presented was Dr. Ibarra Panopio, a member of the American Board of
Pathology, examiner of the Philippine Board of Pathology from 1978 to 1991, fellow of the
Philippine Society of Pathologist, associate professor of the Cebu Institute of Medicine, and
chief pathologist of the Andres Soriano Jr. Memorial Hospital in Toledo City. Dr. Panopio
stated that although he was partial to the use of the culture test for its greater reliability in the
diagnosis of typhoid fever, the Widal Test may also be used. Like Dr. Gotiong, he agreed that
the 1:320 ratio in Jorges case was already the maximum by which a conclusion of typhoid
fever may be made. No additional information may be deduced from a higher dilution. [11] He
said that Dr. Vacalares autopsy on Jorge was incomplete and thus inconclusive.
On September 12, 1991, the trial court rendered its decision absolving respondents from
the charges of negligence and dismissing petitioners action for damages. The trial court
likewise dismissed respondents counterclaim, holding that, in seeking damages from
respondents, petitioners were impelled by the honest belief that Jorges death was due to the
latters negligence.
Petitioners brought the matter to the Court of Appeals. On July 31, 1997, the Court of
Appeals affirmed the decision of the trial court.
Hence this petition.
Petitioners raise the following assignment of errors:
I. THE HONORABLE COURT OF APPEALS COMMITTED A REVERSIBLE ERROR WHEN
IT RULED THAT THE DOCTRINE OF RES IPSA LOQUITUR IS NOT APPLICABLE IN
THE INSTANT CASE.
II. THE HONORABLE COURT OF APPEALS COMMITTED REVERSIBLE ERROR WHEN IT
MADE AN UNFOUNDED ASSUMPTION THAT THE LEVEL OF MEDICAL PRACTICE IS
LOWER IN ILIGAN CITY.
III. THE HONORABLE COURT OF APPEALS GRAVELY ERRED WHEN IT RULED FOR A
LESSER STANDARD OF CARE AND DEGREE OF DILIGENCE FOR MEDICAL
PRACTICE IN ILIGAN CITY WHEN IT APPRECIATE[D] NO DOCTORS NEGLIGENCE IN
THE TREATMENT OF JORGE REYES.
Petitioners action is for medical malpractice. This is a particular form of negligence which
consists in the failure of a physician or surgeon to apply to his practice of medicine that
degree of care and skill which is ordinarily employed by the profession generally, under
similar conditions, and in like surrounding circumstances. [12] In order to successfully pursue
such a claim, a patient must prove that the physician or surgeon either failed to do something
which a reasonably prudent physician or surgeon would have done, or that he or she did
something that a reasonably prudent physician or surgeon would not have done, and that the
failure or action caused injury to the patient. [13] There are thus four elements involved in
medical negligence cases, namely: duty, breach, injury, and proximate causation.
In the present case, there is no doubt that a physician-patient relationship existed
between respondent doctors and Jorge Reyes. Respondents were thus duty-bound to use at
least the same level of care that any reasonably competent doctor would use to treat a
condition under the same circumstances. It is breach of this duty which constitutes actionable
malpractice.[14]As to this aspect of medical malpractice, the determination of the reasonable
level of care and the breach thereof, expert testimony is essential. Inasmuch as the causes of
the injuries involved in malpractice actions are determinable only in the light of scientific
knowledge, it has been recognized that expert testimony is usually necessary to support the
conclusion as to causation.[15]
There is a case when expert testimony may be dispensed with, and that is under the
doctrine of res ipsa loquitur. As held in Ramos v. Court of Appeals:[16]
Although generally, expert medical testimony is relied upon in malpractice suits to prove
that a physician has done a negligent act or that he has deviated from the standard
medical procedure, when the doctrine of res ipsa loquitor is availed by the plaintiff, the
need for expert medical testimony is dispensed with because the injury itself provides
the proof of negligence. The reason is that the general rule on the necessity of expert
testimony applies only to such matters clearly within the domain of medical science, and
not to matters that are within the common knowledge of mankind which may be testified
to by anyone familiar with the facts. Ordinarily, only physicians and surgeons of skill
and experience are competent to testify as to whether a patient has been treated or
operated upon with a reasonable degree of skill and care. However, testimony as to the
statements and acts of physicians and surgeons, external appearances, and manifest
conditions which are observable by any one may be given by non-expert
witnesses. Hence, in cases where the res ipsa loquitur is applicable, the court is
permitted to find a physician negligent upon proper proof of injury to the patient,
without the aid of expert testimony, where the court from its fund of common
knowledge can determine the proper standard of care. Where common knowledge and
experience teach that a resulting injury would not have occurred to the patient if due
care had been exercised, an inference of negligence may be drawn giving rise to an
application of the doctrine of res ipsa loquitur without medical evidence, which is
ordinarily required to show not only what occurred but how and why it occurred. When
the doctrine is appropriate, all that the patient must do is prove a nexus between the
particular act or omission complained of and the injury sustained while under the
custody and management of the defendant without need to produce expert medical
testimony to establish the standard of care. Resort to res ipsa loquitor is allowed because
there is no other way, under usual and ordinary conditions, by which the patient can
obtain redress for injury suffered by him.
Thus, courts of other jurisdictions have applied the doctrine in the following
situations: leaving of a foreign object in the body of the patient after an operation,
injuries sustained on a healthy part of the body which was not under, or in the area, of
treatment, removal of the wrong part of the body when another part was intended,
knocking out a tooth while a patients jaw was under anesthetic for the removal of his
tonsils, and loss of an eye while the patient was under the influence of anesthetic, during
or following an operation for appendicitis, among others.[17]
Petitioners asserted in the Court of Appeals that the doctrine of res ipsa loquitur applies to
the present case because Jorge Reyes was merely experiencing fever and chills for five days
and was fully conscious, coherent, and ambulant when he went to the hospital. Yet, he died
after only ten hours from the time of his admission.
This contention was rejected by the appellate court.
Petitioners now contend that all requisites for the application of res ipsa loquitur were
present, namely: (1) the accident was of a kind which does not ordinarily occur unless
someone is negligent; (2) the instrumentality or agency which caused the injury was under the
exclusive control of the person in charge; and (3) the injury suffered must not have been due
to any voluntary action or contribution of the person injured. [18]
The contention is without merit. We agree with the ruling of the Court of Appeals. In
the Ramos case, the question was whether a surgeon, an anesthesiologist, and a hospital
should be made liable for the comatose condition of a patient scheduled for cholecystectomy.
[19] In that case, the patient was given anesthesia prior to her operation. Noting that the
patient was neurologically sound at the time of her operation, the Court applied the doctrine
of res ipsa loquitur as mental brain damage does not normally occur in a gallblader operation in
the absence of negligence of the anesthesiologist. Taking judicial notice that anesthesia
procedures had become so common that even an ordinary person could tell if it was
administered properly, we allowed the testimony of a witness who was not an expert. In this
case, while it is true that the patient died just a few hours after professional medical
assistance was rendered, there is really nothing unusual or extraordinary about his
death. Prior to his admission, the patient already had recurring fevers and chills for five days
unrelieved by the analgesic, antipyretic, and antibiotics given him by his wife. This shows that
he had been suffering from a serious illness and professional medical help came too late for
him.
Respondents alleged failure to observe due care was not immediately apparent to a
layman so as to justify application of res ipsa loquitur. The question required expert opinion
. . . . Res ipsa loquitur is not a rigid or ordinary doctrine to be perfunctorily used but a
rule to be cautiously applied, depending upon the circumstances of each case. It is
generally restricted to situations in malpractice cases where a layman is able to say, as a
matter of common knowledge and observation, that the consequences of professional
care were not as such as would ordinarily have followed if due care had been
exercised. A distinction must be made between the failure to secure results, and the
occurrence of something more unusual and not ordinarily found if the service or
treatment rendered followed the usual procedure of those skilled in that particular
practice. It must be conceded that the doctrine of res ipsa loquitur can have no
application in a suit against a physician or a surgeon which involves the merits of a
diagnosis or of a scientific treatment. The physician or surgeon is not required at his
peril to explain why any particular diagnosis was not correct, or why any particular
scientific treatment did not produce the desired result.[20]
Specific Acts of Negligence
We turn to the question whether petitioners have established specific acts of negligence
allegedly committed by respondent doctors.
Petitioners contend that: (1) Dr. Marlyn Rico hastily and erroneously relied upon the Widal
test, diagnosed Jorges illness as typhoid fever, and immediately prescribed the administration
of the antibiotic chloromycetin; [21] and (2) Dr. Marvie Blanes erred in ordering the
administration of the second dose of 500 milligrams of chloromycetin barely three hours after
the first was given. [22] Petitioners presented the testimony of Dr. Apolinar Vacalares, Chief
Pathologist of the Northern Mindanao Training Hospital, Cagayan de Oro City, who performed
an autopsy on the body of Jorge Reyes. Dr. Vacalares testified that, based on his findings
during the autopsy, Jorge Reyes did not die of typhoid fever but of shock undetermined, which
could be due to allergic reaction or chloromycetin overdose. We are not persuaded.
First. While petitioners presented Dr. Apolinar Vacalares as an expert witness, we do not
find him to be so as he is not a specialist on infectious diseases like typhoid
fever.Furthermore, although he may have had extensive experience in performing autopsies,
he admitted that he had yet to do one on the body of a typhoid victim at the time he
conducted the postmortem on Jorge Reyes. It is also plain from his testimony that he has
treated only about three cases of typhoid fever. Thus, he testified that: [23]
ATTY. PASCUAL:
Q Why? Have you not testified earlier that you have never seen a patient who died of typhoid
fever?
He is thus not qualified to prove that Dr. Marlyn Rico erred in her diagnosis. Both lower courts
were therefore correct in discarding his testimony, which is really inadmissible.
In Ramos, the defendants presented the testimony of a pulmonologist to prove that brain
injury was due to oxygen deprivation after the patient had bronchospasms [24] triggered by her
allergic response to a drug,[25] and not due to faulty intubation by the anesthesiologist. As the
issue was whether the intubation was properly performed by an anesthesiologist, we rejected
the opinion of the pulmonologist on the ground that he was not: (1) an anesthesiologist who
could enlighten the court about anesthesia practice, procedure, and their complications; nor
(2) an allergologist who could properly advance expert opinion on allergic mediated
processes; nor (3) a pharmacologist who could explain the pharmacologic and toxic effects of
the drug allegedly responsible for the bronchospasms.
Second. On the other hand, the two doctors presented by respondents clearly were
experts on the subject. They vouched for the correctness of Dr. Marlyn Ricos diagnosis. Dr.
Peter Gotiong, a diplomate whose specialization is infectious diseases and microbiology and
an associate professor at the Southwestern University College of Medicine and the Gullas
College of Medicine, testified that he has already treated over a thousand cases of typhoid
fever.[26] According to him, when a case of typhoid fever is suspected, the Widal test is
normally used,[27]and if the 1:320 results of the Widal test on Jorge Reyes had been
presented to him along with the patients history, his impression would also be that the patient
was suffering from typhoid fever. [28] As to the treatment of the disease, he stated that
chloromycetin was the drug of choice. [29] He also explained that despite the measures taken
by respondent doctors and the intravenous administration of two doses of chloromycetin,
complications of the disease could not be discounted. His testimony is as follows:[30]
ATTY. PASCUAL:
Q If with that count with the test of positive for 1 is to 320, what treatment if any would be given?
A If those are the findings that would be presented to me, the first thing I would consider would be
typhoid fever.
Q And presently what are the treatments commonly used?
A Drug of choice of chloramphenical.
Q Doctor, if given the same patient and after you have administered chloramphenical about 3 1/2
hours later, the patient associated with chills, temperature - 41 oC, what could possibly come to
your mind?
A Well, when it is change in the clinical finding, you have to think of complication.
Q And what will you consider on the complication of typhoid?
A One must first understand that typhoid fever is toximia. The problem is complications are caused
by toxins produced by the bacteria . . . whether you have suffered complications to think of -heart toxic myocardities; then you can consider a toxic meningitis and other complications and
perforations and bleeding in the ilium.
Q Even that 40-year old married patient who received medication of chloromycetin of 500
milligrams intravenous, after the skin test, and received a second dose of chloromycetin of 500
miligrams, 3 hours later, the patient developed chills . . . rise in temperature to 41 oC, and then
about 40 minutes later the temperature rose to 100 oF, cardiac rate of 150 per minute who
appeared to be coherent, restless, nauseating, with seizures: what significance could you
attach to these clinical changes?
A I would then think of toxemia, which was toxic meningitis and probably a toxic meningitis because
of the high cardiac rate.
Q Even if the same patient who, after having given intramuscular valium, became conscious and
coherent about 20 minutes later, have seizure and cyanosis and rolling of eyeballs and
vomitting . . . and death: what significance would you attach to this development?
A We are probably dealing with typhoid to meningitis.
Q In such case, Doctor, what finding if any could you expect on the post-mortem examination?
A No, the finding would be more on the meninges or covering of the brain.
Q And in order to see those changes would it require opening the skull?
A Yes.
As regards Dr. Vacalares finding during the autopsy that the deceaseds gastro-intestinal tract
was normal, Dr. Rico explained that, while hyperplasia [31] in the payers patches or layers of
the small intestines is present in typhoid fever, the same may not always be grossly visible
and a microscope was needed to see the texture of the cells. [32]
Respondents also presented the testimony of Dr. Ibarra T. Panopio who is a member of
the Philippine and American Board of Pathology, an examiner of the Philippine Board of
Pathology, and chief pathologist at the MetroCebu Community Hospital, Perpetual Succor
Hospital, and the Andres Soriano Jr. Memorial Medical Center. He stated that, as a clinical
pathologist, he recognized that the Widal test is used for typhoid patients, although he did not
encourage its use because a single test would only give a presumption necessitating that the
test be repeated, becoming more conclusive at the second and third weeks of the disease.
[33] He corroborated Dr. Gotiongs testimony that the danger with typhoid fever is really the
possible complications which could develop like perforation, hemorrhage, as well as liver and
cerebral complications.[34] As regards the 1:320 results of the Widal test on Jorge Reyes, Dr.
Panopio stated that no additional information could be obtained from a higher ratio. [35] He
also agreed with Dr. Gotiong that hyperplasia in the payers patches may be microscopic. [36]
Indeed, the standard contemplated is not what is actually the average merit among all
known practitioners from the best to the worst and from the most to the least experienced, but
the reasonable average merit among the ordinarily good physicians. [37] Here, Dr. Marlyn Rico
did not depart from the reasonable standard recommended by the experts as she in fact
observed the due care required under the circumstances. Though the Widal test is not
conclusive, it remains a standard diagnostic test for typhoid fever and, in the present case,
greater accuracy through repeated testing was rendered unobtainable by the early death of
the patient. The results of the Widal test and the patients history of fever with chills for five
days, taken with the fact that typhoid fever was then prevalent as indicated by the fact that the
clinic had been getting about 15 to 20 typhoid cases a month, were sufficient to give upon any
doctor of reasonable skill the impression that Jorge Reyes had typhoid fever.
Dr. Rico was also justified in recommending the administration of the drug chloromycetin,
the drug of choice for typhoid fever. The burden of proving that Jorge Reyes was suffering
from any other illness rested with the petitioners. As they failed to present expert opinion on
this, preponderant evidence to support their contention is clearly absent.
Third. Petitioners contend that respondent Dr. Marvie Blanes, who took over from Dr.
Rico, was negligent in ordering the intravenous administration of two doses of 500 milligrams
of chloromycetin at an interval of less than three hours. Petitioners claim that Jorge Reyes
died of anaphylactic shock[38] or possibly from overdose as the second dose should have
been administered five to six hours after the first, per instruction of Dr. Marlyn Rico. As held by
the Court of Appeals, however:
Art. 1733. Common carriers, from the nature of their business and for reasons of public
policy, are bound to observe extraordinary diligence in the vigilance over the goods and
for the safety of the passengers transported by them, according to the circumstances of
each case. . . .
The practice of medicine is a profession engaged in only by qualified individuals. It is a
right earned through years of education, training, and by first obtaining a license from the
state through professional board examinations. Such license may, at any time and for cause,
be revoked by the government. In addition to state regulation, the conduct of doctors is also
strictly governed by the Hippocratic Oath, an ancient code of discipline and ethical rules which
doctors have imposed upon themselves in recognition and acceptance of their great
responsibility to society. Given these safeguards, there is no need to expressly require of
doctors the observance of extraordinary diligence. As it is now, the practice of medicine is
already conditioned upon the highest degree of diligence. And, as we have already noted, the
standard contemplated for doctors is simply the reasonable average merit among ordinarily
good physicians. That is reasonable diligence for doctors or, as the Court of Appeals called it,
the reasonable skill and competence . . . that a physician in the same or similar locality . . .
should apply.
WHEREFORE, the instant petition is DENIED and the decision of the Court of Appeals is
AFFIRMED.
SO ORDERED.
DR.
EMMANUEL
JARCIA, G.R. No. 187926
JR.and DR. MARILOU BASTAN,
Petitioners,
Present:
CARPIO,* J.,
PERALTA,** Acting Chairperson,
- versus -
ABAD,
PEREZ,*** and
MENDOZA, JJ.
Promulgated:
PEOPLE OF THEPHILIPPINES,
Respondent.
x --------------------------------------------------------------------------------------- x
DECISION
MENDOZA, J.:
Even early on, patients have consigned their lives to the skill of their
doctors. Time and again, it can be said that the most important goal of the
medical profession is the preservation of life and health of the people.
Corollarily, when a physician departs from his sacred duty and endangers
instead the life of his patient, he must be made liable for the resulting
injury. This Court, as this case would show, cannot and will not let the act
go unpunished.[1]
This is a petition for review under Rule 45 of the Rules of Court challenging the August
29, 2008 Decision[2] of the Court of Appeals (CA), and its May 19, 2009
Resolution[3] in CA-G.R. CR No. 29559, dismissing the appeal and affirming in toto the
June 14, 2005 Decision[4] of the Regional Trial Court, Branch 43, Manila (RTC), finding
the accused guilty beyond reasonable doubt of simple imprudence resulting to serious
physical injuries.
THE FACTS
Belinda Santiago (Mrs. Santiago) lodged a complaint with the National Bureau of
Investigation (NBI) against the petitioners, Dr. Emmanuel Jarcia, Jr. (Dr. Jarcia) and Dr.
Marilou Bastan (Dr. Bastan), for their alleged neglect of professional duty which caused
her son, Roy Alfonso Santiago (Roy Jr.), to suffer serious physical injuries. Upon
investigation, the NBI found that Roy Jr. was hit by a taxicab; that he was rushed to the
Manila Doctors Hospital for an emergency medical treatment; that an X-ray of the
victims ankle was ordered; that the X-ray result showed no fracture as read by Dr.
Jarcia; that Dr. Bastan entered the emergency room (ER) and, after conducting her own
examination of the victim, informed Mrs. Santiago that since it was only the ankle that
was hit, there was no need to examine the upper leg; that eleven (11) days later, Roy Jr.
developed fever, swelling of the right leg and misalignment of the right foot; that Mrs.
Santiago brought him back to the hospital; and that the X-ray revealed a right mid-tibial
fracture and a linear hairline fracture in the shaft of the bone.
The NBI indorsed the matter to the Office of the City Prosecutor of Manila for
preliminary investigation. Probable cause was found and a criminal case for reckless
imprudence resulting to serious physical injuries, was filed against Dr. Jarcia, Dr. Bastan
and Dr. Pamittan,[5] before the RTC, docketed as Criminal Case No. 01-196646.
On June 14, 2005, the RTC found the petitioners guilty beyond reasonable doubt
of the crime of Simple Imprudence Resulting to Serious Physical Injuries. The decretal
portion of the RTC decision reads:
WHEREFORE, premises considered, the Court finds accused DR.
EMMANUEL JARCIA, JR. and DR. MARILOU BASTAN GUILTY beyond
reasonable doubt of the crime of SIMPLE IMPRUDENCE RESULTING TO
SERIOUS PHYSICAL INJURIES and are hereby sentenced to suffer the penalty
of ONE (1) MONTH and ONE (1) DAY to TWO (2) MONTHS and to indemnify
MRS. BELINDA SANTIAGO the amount of 3,850.00 representing medical
expenses without subsidiary imprisonment in case of insolvency and to pay the
costs.
It appearing that Dr. Pamittan has not been apprehended nor voluntarily
surrendered despite warrant issued for her arrest, let warrant be issued for her
arrest and the case against her be ARCHIVED, to be reinstated upon her
apprehension.
SO ORDERED.[6]
deduced from the mere occurrence of the accident itself. Hence, res ipsa
loquitur is applied in conjunction with the doctrine of common knowledge.
The specific acts of negligence was narrated by Mrs. Santiago who
accompanied her son during the latters ordeal at the hospital. She testified as
follows:
Fiscal Formoso:
Q: Now, he is an intern did you not consult the doctors, Dr.
Jarcia or Dra. Pamittan to confirm whether you should go
home or not?
A: Dra. Pamittan was inside the cubicle of the nurses and I
asked her, you let us go home and you dont even clean the
wounds of my son.
Q: And what did she [tell] you?
A: They told me they will call a resident doctor, sir.
xxxxxxxxx
Q: Was there a resident doctor [who] came?
A: Yes, Sir. Dra. Bastan arrived.
Q: Did you tell her what you want on you to be done?
A: Yes, sir.
Q: What did you [tell] her?
A: I told her, sir, while she was cleaning the wounds of my
son, are you not going to x-ray up to the knee because my
son was complaining pain from his ankle up to the middle
part of the right leg.
Q: And what did she tell you?
A: According to Dra. Bastan, there is no need to x-ray
because it was the ankle part that was run over.
Q: What did you do or tell her?
A: I told her, sir, why is it that they did not examine[x] the
whole leg. They just lifted the pants of my son.
Q: So you mean to say there was no treatment made at all?
A: None, sir.
xxxxxxxxx
A: I just listened to them, sir. And I just asked if I will still
return my son.
xxxxxxxxx
residency they are still junior residents, and they are not
also orthopedic residents but general surgery residents, its
entirely different thing. Because if you are an orthopedic
resident, I am not trying to saybut if I were an orthopedic
resident, there would be more precise and accurate decision
compare to a general surgery resident in so far as involved.
Q: You mean to say there is no supervisor attending the
emergency room?
A: At the emergency room, at the Manila Doctors Hospital,
the supervisor there is a consultant that usually comes from
a family medicine. They see where a certain patient have to
go and then if they cannot manage it, they refer it to the
consultant on duty. Now at that time, I dont [know] why
they dont.Because at that time, I think, it is the
decision. Since the x-rays.
Ordinarily, only physicians and surgeons of skill and experience are competent
to testify as to whether a patient has been treated or operated upon with a
reasonable degree of skill and care. However, testimony as to the statements and
acts of physicians, external appearances, and manifest conditions which are
observable by any one may be given by non-expert witnesses. Hence, in cases
where the res ipsa loquitur is applicable, the court is permitted to find a
physician negligent upon proper proof of injury to the patient, without the aid of
expert testimony, where the court from its fund of common knowledge can
determine the proper standard of care. Where common knowledge and
experience teach that a resulting injury would not have occurred to the patient if
due care had been exercised, an inference of negligence may be drawn giving
rise to an application of the doctrine of res ipsa loquitur without medical
evidence, which is ordinarily required to show not only what occurred but how
and why it occurred. In the case at bench, we give credence to the testimony of
Mrs. Santiago by applying the doctrine of res ipsa loquitur.
Res ipsa loquitur is not a rigid or ordinary doctrine to be perfunctorily used but
a rule to be cautiously applied, depending upon the circumstances of each
case. It is generally restricted to situations in malpractice cases where a layman
is able to say, as a matter of common knowledge and observation, that the
consequences of professional care were not as such as would ordinarily have
followed if due care had been exercised. A distinction must be made between the
failure to secure results and the occurrence of something more unusual and not
ordinarily found if the service or treatment rendered followed the usual
procedure of those skilled in that particular practice. The latter circumstance is
the primordial issue that confronted this Court and we find application of the
doctrine of res ipsa loquitur to be in order.
WHEREFORE, in view of the foregoing, the appeal in this case is
hereby DISMISSED and the assailed decision of the trial court finding accusedappellants guilty beyond reasonable doubt of simple imprudence resulting in
serious physical injuries is hereby AFFIRMED in toto.
SO ORDERED.[8]
The petitioners filed a motion for reconsideration, but it was denied by the CA in
its May 19, 2009 Resolution.
Hence, this petition.
The petitioners pray for the reversal of the decision of both the RTC and the CA
anchored on the following
GROUNDS1. IN AFFIRMING ACCUSED-PETITIONERS CONVICTION, THE
COURT OF APPEALS ERRED IN NOT HOLDING THAT THE ACTUAL,
DIRECT, IMMEDIATE, AND PROXIMATE CAUSE OF THE PHYSICAL
INJURY OF THE PATIENT (FRACTURE OF THE LEG BONE OR TIBIA),
WHICH REQUIRED MEDICAL ATTENDANCE FOR MORE THAN THIRTY
(30) DAYS AND INCAPACITATED HIM FROM PERFORMING HIS
CUSTOMARY DUTY DURING THE SAME PERIOD OF TIME, WAS THE
VEHICULAR ACCIDENT WHERE THE PATIENTS RIGHT LEG WAS HIT BY
A TAXI, NOT THE FAILURE OF THE ACCUSED-PETITIONERS TO SUBJECT
THE PATIENTS WHOLE LEG TO AN X-RAY EXAMINATION.
2. THE COURT OF APPEALS ERRED IN DISREGARDING
ESTABLISHED FACTS CLEARLY NEGATING PETITIONERS ALLEGED
NEGLIGENCE OR IMPRUDENCE. SIGNIFICANTLY, THE COURT OF
APPEALS UNJUSTIFIABLY DISREGARDED THE OPINION OF THE
PROSECUTIONS EXPERT WITNESS, DR. CIRILO TACATA, THAT
PETITIONERS WERE NOT GUILTY OF NEGLIGENCE OR IMPRUDENCE
COMPLAINED OF.
3. THE COURT OF APPEALS ERRED IN HOLDING THAT THE
FAILURE OF PETITIONERS TO SUBJECT THE PATIENTS WHOLE LEG TO
AN X-RAY EXAMINATION PROLONGED THE PAIN AND SUFFERING OF
THE PATIENT, SUCH CONCLUSION BEING UNSUPPORTED BY, AND EVEN
CONTRARY TO, THE EVIDENCE ON RECORD.
4. ASSUMING ARGUENDO THAT THE PATIENT EXPERIENCED
PROLONGED PAIN AND SUFFERING, THE COURT OF APPEALS ERRED IN
NOT HOLDING THAT THE ALLEGED PAIN AND SUFFERING WERE DUE
TO THE UNJUSTIFIED FAILURE OF THE PATIENTS MOTHER, A NURSE
HERSELF, TO IMMEDIATELY BRING THE PATIENT BACK TO THE
HOSPITAL, AS ADVISED BY THE PETITIONERS, AFTER HE COMPLAINED
OF SEVERE PAIN IN HIS RIGHT LEG WHEN HE REACHED HOME AFTER
HE WAS SEEN BY PETITIONERS AT THE HOSPITAL. THUS, THE PATIENTS
The foregoing can be synthesized into two basic issues: [1] whether or not the
doctrine of res ipsa loquitur is applicable in this case; and [2] whether or not the
petitioners are liable for criminal negligence.
THE COURTS RULING
The CA is correct in finding that there was negligence on the part of the petitioners.
After a perusal of the records, however, the Court is not convinced that the petitioners
are guilty of criminal negligence complained of. The Court is also of the view that the
CA erred in applying the doctrine of res ipsa loquitur in this particular case.
As to the Application of
The Doctrine of Res Ipsa Loquitur
This doctrine of res ipsa loquitur means "Where the thing which causes injury is
shown to be under the management of the defendant, and the accident is such as in the
ordinary course of things does not happen if those who have the management use proper
care, it affords reasonable evidence, in the absence of an explanation by the defendant,
that the accident arose from want of care." The Black's Law Dictionary defines the said
doctrine. Thus:
The thing speaks for itself. Rebuttable presumption or inference that defendant was negligent,
which arises upon proof that the instrumentality causing injury was in defendant's exclusive
control, and that the accident was one which ordinarily does not happen in absence of
negligence. Res ipsa loquitur is a rule of evidence whereby negligence of the alleged
wrongdoer may be inferred from the mere fact that the accident happened provided the
character of the accident and circumstances attending it lead reasonably to belief that in the
absence of negligence it would not have occurred and that thing which caused injury is shown
to have been under the management and control of the alleged wrongdoer. Under this
The doctrine of res ipsa loquitur as a rule of evidence is unusual to the law of negligence
which recognizes that prima facie negligence may be established without direct proof
and furnishes a substitute for specific proof of negligence. The doctrine, however, is not
a rule of substantive law, but merely a mode of proof or a mere procedural
convenience. The rule, when applicable to the facts and circumstances of a given case, is
not meant to and does not dispense with the requirement of proof of culpable negligence
on the party charged. It merely determines and regulates what shall
be prima facie evidence thereof and helps the plaintiff in proving a breach of the
duty. The doctrine can be invoked when and only when, under the circumstances
involved, direct evidence is absent and not readily available.[11]
The requisites for the application of the doctrine of res ipsa loquitur are: (1) the accident
was of a kind which does not ordinarily occur unless someone is negligent; (2) the
instrumentality or agency which caused the injury was under the exclusive control of the
person in charge; and (3) the injury suffered must not have been due to any voluntary
action or contribution of the person injured.[12]
In this case, the circumstances that caused patient Roy Jr.s injury and the series of
tests that were supposed to be undergone by him to determine the extent of the injury
suffered were not under the exclusive control of Drs. Jarcia and Bastan. It was
established that they are mere residents of the Manila Doctors Hospital at that time who
attended to the victim at the emergency room. [13] While it may be true that the
circumstances pointed out by the courts below seem doubtless to constitute reckless
imprudence on the part of the petitioners, this conclusion is still best achieved, not
through the scholarly assumptions of a layman like the patients mother, but by the
unquestionable knowledge of expert witness/es. As to whether the petitioners have
exercised the requisite degree of skill and care in treating patient Roy, Jr. is generally a
matter of expert opinion.
Q: In June 1998, doctor, what was your position and what was your
specialization at that time?
A: Since 1980, I have been specialist in pediatric orthopedic.
Q: When Alfonso Santiago, Jr. was brought to you by his mother, what did you
do by way of physicians as first step?
A: As usual, I examined the patient physically and, at that time as I have said,
the patient could not walk so I [began] to suspect that probably he
sustained a fracture as a result of a vehicular accident. So I examined the
patient at that time, the involved leg, I dont know if that is left or right, the
involved leg then was swollen and the patient could not walk, so I
requested for the x-ray of [the] lower leg.
Q: What part of the leg, doctor, did you request to be examined?
A: If we refer for an x-ray, usually, we suspect a fracture whether in approximal,
middle or lebistal tinial, we usually x-ray the entire extremity.
Q: And what was the result?
A: Well, I can say that it was a spiral fracture of the mid-tibial, it is the bigger
bone of the leg.
Q: And when you say spiral, doctor, how long was this fracture?
A: When we say spiral, it is a sort of letter S, the length was about six (6) to eight
(8) centimeters.
Q: Mid-tibial, will you please point to us, doctor, where the tibial is?
(Witness pointing to his lower leg)
A: The tibial is here, there are two bones here, the bigger one is the tibial and the
smaller one is the fibula. The bigger one is the one that get fractured.
Q: And in the course of your examination of Alfonso Santiago, Jr. did you ask for
the history of such injury?
A: Yes, actually, that was a routine part of our examination that once a patient
comes in, before we actually examine the patient, we request for a detailed
history. If it is an accident, then, we request for the exact mechanism of
injuries.
Q: And as far as you can recall, Doctor, what was the history of that injury that
was told to you?
A: The patient was sideswiped, I dont know if it is a car, but it is a vehicular
accident.
Q: Who did you interview?
A: The mother.
Q: How about the child himself, Alfonso Santiago, Jr.?
A: Normally, we do not interview the child because, usually, at his age, the
answers are not accurate. So, it was the mother that I interviewed.
Q: And were you informed also of his early medication that was administered on
Alfonso Santiago, Jr.?
A: No, not actually medication. I was informed that this patient was seen
initially at the emergency room by the two (2) physicians that you just
mentioned, Dr. Jarcia and Dra. Bastan, that time who happened to be my
residents who were [on] duty at the emergency room.
xxxx
A: At the emergency room, at the Manila Doctors Hospital, the supervisor there
is a consultant that usually comes from a family medicine. They see where a
certain patient have to go and then if they cannot manage it, they refer it to
the consultant on duty. Now at that time, I dont why they dont Because at
that time, I think, it is the decision. Since the x-rays
xxx
Q: You also said, Doctor, that Dr. Jarcia and Dra. Bastan are not even an
orthopedic specialist.
A: They are general surgeon residents. You have to man[x] the emergency room,
including neurology, orthopedic, general surgery, they see everything at the
emergency room.
xxxx
Q: But if initially, Alfonso Santiago, Jr. and his case was presented to you at the
emergency room, you would have subjected the entire foot to x-ray even if the
history that was given to Dr. Jarcia and Dra. Bastan is the same?
A: I could not directly say yes, because it would still depend on my examination, we
cannot subject the whole body for x-ray if we think that the damaged was
only the leg.
Q: Not the entire body but the entire leg?
A: I think, if my examination requires it, I would.
Q: So, you would conduct first an examination?
A: Yes, sir.
Q: And do you think that with that examination that you would have conducted
you would discover the necessity subjecting the entire foot for x-ray?
A: It is also possible but according to them, the foot and the ankle were swollen and
not the leg, which sometimes normally happens that the actual fractured bone
do not get swollen.
xxxx
Q: Doctor, if you know that the patient sustained a fracture on the ankle and on the
foot and the history that was told to you is the region that was hit is the region
of the foot, will the doctor subject the entire leg for x-ray?
A: I am an orthopedic surgeon, you have to subject an x-ray of the leg. Because you
have to consider the kind of fracture that the patient sustained would you say
the exact mechanism of injury. For example spiral, paikot yung bale nya, so it
was possible that the leg was run over, the patient fell, and it got twisted.
Thats why the leg seems to be fractured.[17] [Emphases supplied]
It can be gleaned from the testimony of Dr. Tacata that a thorough examination
was not performed on Roy Jr. As residents on duty at the emergency room, Dr. Jarcia
and Dr. Bastan were expected to know the medical protocol in treating leg fractures and
in attending to victims of car accidents. There was, however, no precise evidence and
scientific explanation pointing to the fact that the delay in the application of the cast to
the patients fractured leg because of failure to immediately diagnose the specific injury
of the patient, prolonged the pain of the child or aggravated his condition or even caused
further complications. Any person may opine that had patient Roy Jr. been treated
properly and given the extensive X-ray examination, the extent and severity of the
injury, spiral fracture of the mid-tibial part or the bigger bone of the leg, could have been
detected early on and the prolonged pain and suffering of Roy Jr. could have been
prevented. But still, that opinion, even how logical it may seem would not, and could
not, be enough basis to hold one criminally liable; thus, a reasonable doubt as to the
petitioners guilt.
Although the Court sympathizes with the plight of the mother and the child in this
case, the Court is bound by the dictates of justice which hold inviolable the right of the
accused to be presumed innocent until proven guilty beyond reasonable doubt. The
Court, nevertheless, finds the petitioners civilly liable for their failure to sufficiently
attend to Roy Jr.s medical needs when the latter was rushed to the ER, for while a
criminal conviction requires proof beyond reasonable doubt, only a preponderance of
evidence is required to establish civil liability. Taken into account also was the fact that
there was no bad faith on their part.
Dr. Jarcia and Dr. Bastan cannot pass on the liability to the taxi driver who hit the
victim. It may be true that the actual, direct, immediate, and proximate cause of the
injury (fracture of the leg bone or tibia) of Roy Jr. was the vehicular accident when he
was hit by a taxi. The petitioners, however, cannot simply invoke such fact alone to
excuse themselves from any liability. If this would be so, doctors would have a ready
defense should they fail to do their job in attending to victims of hit-and-run,
maltreatment, and other crimes of violence in which the actual, direct, immediate, and
proximate cause of the injury is indubitably the act of the perpetrator/s.
In failing to perform an extensive medical examination to determine the extent of
Roy Jr.s injuries, Dr. Jarcia and Dr. Bastan were remiss of their duties as members of the
medical profession. Assuming for the sake of argument that they did not have the
capacity to make such thorough evaluation at that stage, they should have referred the
patient to another doctor with sufficient training and experience instead of assuring him
and his mother that everything was all right.
This Court cannot also stamp its imprimatur on the petitioners contention that no
physician-patient relationship existed between them and patient Roy Jr., since they were
not his attending physicians at that time. They claim that they were merely requested by
the ER nurse to see the patient while they were passing by the ER for their
lunch. Firstly, this issue was never raised during the trial at the RTC or even before the
CA. The petitioners, therefore, raise the want of doctor-patient relationship for the first
time on appeal with this Court. It has been settled that issues raised for the first time on
appeal cannot be considered because a party is not permitted to change his theory on
appeal. To allow him to do so is unfair to the other party and offensive to the rules of fair
play, justice and due process.[18] Stated differently, basic considerations of due process
dictate that theories, issues and arguments not brought to the attention of the trial court
need not be, and ordinarily will not be, considered by a reviewing court.[19]
Assuming again for the sake of argument that the petitioners may still raise this
issue of no physicianpatient relationship, the Court finds and so holds that there was a
physicianpatient relationship in this case.
In the case of Lucas v. Tuao,[20] the Court wrote that [w]hen a patient engages the
services of a physician, a physician-patient relationship is generated. And in accepting a
case, the physician, for all intents and purposes, represents that he has the needed
training and skill possessed by physicians and surgeons practicing in the same field; and
that he will employ such training, care, and skill in the treatment of the patient. Thus, in
treating his patient, a physician is under a duty to exercise that degree of care, skill and
diligence which physicians in the same general neighborhood and in the same general
line of practice ordinarily possess and exercise in like cases. Stated otherwise, the
physician has the obligation to use at least the same level of care that any other
reasonably competent physician would use to treat the condition under similar
circumstances.
Indubitably, a physician-patient relationship exists between the petitioners and patient
Roy Jr. Notably, the latter and his mother went to the ER for an immediate medical
attention. The petitioners allegedly passed by and were requested to attend to the
victim (contrary to the testimony of Dr. Tacata that they were, at that time, residents on
duty at the ER).[21] They obliged and examined the victim, and later assured the mother
that everything was fine and that they could go home. Clearly, a physician-patient
relationship was established between the petitioners and the patient Roy Jr.
To repeat for clarity and emphasis, if these doctors knew from the start that they
were not in the position to attend to Roy Jr., a vehicular accident victim, with the degree
of diligence and commitment expected of every doctor in a case like this, they should
have not made a baseless assurance that everything was all right. By doing so, they
deprived Roy Jr. of adequate medical attention that placed him in a more dangerous
situation than he was already in. What petitioners should have done, and could have
done, was to refer Roy Jr. to another doctor who could competently and thoroughly
examine his injuries.
All told, the petitioners were, indeed, negligent but only civilly, and not criminally,
liable as the facts show.
Article II, Section 1 of the Code of Medical Ethics of the Medical Profession in
the Philippines states:
A physician should attend to his patients faithfully and conscientiously. He
should secure for them all possible benefits that may depend upon his
professional skill and care. As the sole tribunal to adjudge the physicians failure
to fulfill his obligation to his patients is, in most cases, his own conscience,
violation of this rule on his part is discreditable and inexcusable.[22]
with interest at the rate of 6% per annum from the date of the filing of the Information.
The rate shall be 12% interest per annum from the finality of judgment until fully paid.
SO ORDERED.
NATIVIDAD (Substituted by her children MARCELINO AGANA III, ENRIQUE AGANA, JR., EMMA
AGANA ANDAYA, JESUS AGANA, and RAYMUND AGANA) and ENRIQUE AGANA, Petitioners,
vs.
JUAN FUENTES, Respondent.
x- - - - - - - - - - - - - - - - - - - -- - - - x
G.R. No. 127590
SANDOVAL-GUTIERREZ, J.:
Hospitals, having undertaken one of mankinds most important and delicate endeavors, must assume the
grave responsibility of pursuing it with appropriate care. The care and service dispensed through this high
trust, however technical, complex and esoteric its character may be, must meet standards of responsibility
commensurate with the undertaking to preserve and protect the health, and indeed, the very lives of those
placed in the hospitals keeping.1
Assailed in these three consolidated petitions for review on certiorari is the Court of Appeals
Decision2 dated September 6, 1996 in CA-G.R. CV No. 42062 and CA-G.R. SP No. 32198 affirming with
modification the Decision3 dated March 17, 1993 of the Regional Trial Court (RTC), Branch 96, Quezon
City in Civil Case No. Q-43322 and nullifying its Order dated September 21, 1993.
The facts, as culled from the records, are:
On April 4, 1984, Natividad Agana was rushed to the Medical City General Hospital (Medical City Hospital)
because of difficulty of bowel movement and bloody anal discharge. After a series of medical examinations,
Dr. Miguel Ampil, petitioner in G.R. No. 127590, diagnosed her to be suffering from "cancer of the sigmoid."
On April 11, 1984, Dr. Ampil, assisted by the medical staff 4 of the Medical City Hospital, performed an
anterior resection surgery on Natividad. He found that the malignancy in her sigmoid area had spread on
her left ovary, necessitating the removal of certain portions of it. Thus, Dr. Ampil obtained the consent of
Natividads husband, Enrique Agana, to permit Dr. Juan Fuentes, respondent in G.R. No. 126467, to
perform hysterectomy on her.
After Dr. Fuentes had completed the hysterectomy, Dr. Ampil took over, completed the operation and
closed the incision.
However, the operation appeared to be flawed. In the corresponding Record of Operation dated April 11,
1984, the attending nurses entered these remarks:
"sponge count lacking 2
"announced to surgeon searched (sic) done but to no avail continue for closure."
On April 24, 1984, Natividad was released from the hospital. Her hospital and medical bills, including the
doctors fees, amounted to P60,000.00.
After a couple of days, Natividad complained of excruciating pain in her anal region. She consulted both Dr.
Ampil and Dr. Fuentes about it. They told her that the pain was the natural consequence of the surgery. Dr.
Ampil then recommended that she consult an oncologist to examine the cancerous nodes which were not
removed during the operation.
On May 9, 1984, Natividad, accompanied by her husband, went to the United States to seek further
treatment. After four months of consultations and laboratory examinations, Natividad was told she was free
of cancer. Hence, she was advised to return to the Philippines.
On August 31, 1984, Natividad flew back to the Philippines, still suffering from pains. Two weeks thereafter,
her daughter found a piece of gauze protruding from her vagina. Upon being informed about it, Dr. Ampil
proceeded to her house where he managed to extract by hand a piece of gauze measuring 1.5 inches in
width. He then assured her that the pains would soon vanish.
Dr. Ampils assurance did not come true. Instead, the pains intensified, prompting Natividad to seek
treatment at the Polymedic General Hospital. While confined there, Dr. Ramon Gutierrez detected the
presence of another foreign object in her vagina -- a foul-smelling gauze measuring 1.5 inches in width
which badly infected her vaginal vault. A recto-vaginal fistula had formed in her reproductive organs which
forced stool to excrete through the vagina. Another surgical operation was needed to remedy the damage.
Thus, in October 1984, Natividad underwent another surgery.
On November 12, 1984, Natividad and her husband filed with the RTC, Branch 96, Quezon City a
complaint for damages against the Professional Services, Inc. (PSI), owner of the Medical City Hospital, Dr.
Ampil, and Dr. Fuentes, docketed as Civil Case No. Q-43322. They alleged that the latter are liable for
negligence for leaving two pieces of gauze inside Natividads body and malpractice for concealing their
acts of negligence.
Meanwhile, Enrique Agana also filed with the Professional Regulation Commission (PRC) an administrative
complaint for gross negligence and malpractice against Dr. Ampil and Dr. Fuentes, docketed as
Administrative Case No. 1690. The PRC Board of Medicine heard the case only with respect to Dr. Fuentes
because it failed to acquire jurisdiction over Dr. Ampil who was then in the United States.
On February 16, 1986, pending the outcome of the above cases, Natividad died and was duly substituted
by her above-named children (the Aganas).
On March 17, 1993, the RTC rendered its Decision in favor of the Aganas, finding PSI, Dr. Ampil and Dr.
Fuentes liable for negligence and malpractice, the decretal part of which reads:
WHEREFORE, judgment is hereby rendered for the plaintiffs ordering the defendants PROFESSIONAL
SERVICES, INC., DR. MIGUEL AMPIL and DR. JUAN FUENTES to pay to the plaintiffs, jointly and
severally, except in respect of the award for exemplary damages and the interest thereon which are the
liabilities of defendants Dr. Ampil and Dr. Fuentes only, as follows:
1. As actual damages, the following amounts:
a. The equivalent in Philippine Currency of the total of US$19,900.00 at the rate of P21.60US$1.00, as reimbursement of actual expenses incurred in the United States of America;
b. The sum of P4,800.00 as travel taxes of plaintiffs and their physician daughter;
c. The total sum of P45,802.50, representing the cost of hospitalization at Polymedic
Hospital, medical fees, and cost of the saline solution;
2. As moral damages, the sum of P2,000,000.00;
3. As exemplary damages, the sum of P300,000.00;
4. As attorneys fees, the sum of P250,000.00;
5. Legal interest on items 1 (a), (b), and (c); 2; and 3 hereinabove, from date of filing of the
complaint until full payment; and
6. Costs of suit.
SO ORDERED.
Aggrieved, PSI, Dr. Fuentes and Dr. Ampil interposed an appeal to the Court of Appeals, docketed as CAG.R. CV No. 42062.
Incidentally, on April 3, 1993, the Aganas filed with the RTC a motion for a partial execution of its Decision,
which was granted in an Order dated May 11, 1993. Thereafter, the sheriff levied upon certain properties of
Dr. Ampil and sold them for P451,275.00 and delivered the amount to the Aganas.
Following their receipt of the money, the Aganas entered into an agreement with PSI and Dr. Fuentes to
indefinitely suspend any further execution of the RTC Decision. However, not long thereafter, the Aganas
again filed a motion for an alias writ of execution against the properties of PSI and Dr. Fuentes. On
September 21, 1993, the RTC granted the motion and issued the corresponding writ, prompting Dr.
Fuentes to file with the Court of Appeals a petition for certiorari and prohibition, with prayer for preliminary
injunction, docketed as CA-G.R. SP No. 32198. During its pendency, the Court of Appeals issued a
Resolution5 dated October 29, 1993 granting Dr. Fuentes prayer for injunctive relief.
On January 24, 1994, CA-G.R. SP No. 32198 was consolidated with CA-G.R. CV No. 42062.
Meanwhile, on January 23, 1995, the PRC Board of Medicine rendered its Decision 6 in Administrative Case
No. 1690 dismissing the case against Dr. Fuentes. The Board held that the prosecution failed to show that
Dr. Fuentes was the one who left the two pieces of gauze inside Natividads body; and that he concealed
such fact from Natividad.
On September 6, 1996, the Court of Appeals rendered its Decision jointly disposing of CA-G.R. CV No.
42062 and CA-G.R. SP No. 32198, thus:
WHEREFORE, except for the modification that the case against defendant-appellant Dr. Juan Fuentes is
hereby DISMISSED, and with the pronouncement that defendant-appellant Dr. Miguel Ampil is liable to
reimburse defendant-appellant Professional Services, Inc., whatever amount the latter will pay or had paid
to the plaintiffs-appellees, the decision appealed from is hereby AFFIRMED and the instant appeal
DISMISSED.
Concomitant with the above, the petition for certiorari and prohibition filed by herein defendant-appellant Dr.
Juan Fuentes in CA-G.R. SP No. 32198 is hereby GRANTED and the challenged order of the respondent
judge dated September 21, 1993, as well as the alias writ of execution issued pursuant thereto are hereby
NULLIFIED and SET ASIDE. The bond posted by the petitioner in connection with the writ of preliminary
injunction issued by this Court on November 29, 1993 is hereby cancelled.
Costs against defendants-appellants Dr. Miguel Ampil and Professional Services, Inc.
SO ORDERED.
Only Dr. Ampil filed a motion for reconsideration, but it was denied in a Resolution 7 dated December 19,
1996.
Hence, the instant consolidated petitions.
In G.R. No. 126297, PSI alleged in its petition that the Court of Appeals erred in holding that: (1) it is
estopped from raising the defense that Dr. Ampil is not its employee; (2) it is solidarily liable with Dr. Ampil;
and (3) it is not entitled to its counterclaim against the Aganas. PSI contends that Dr. Ampil is not its
employee, but a mere consultant or independent contractor. As such, he alone should answer for his
negligence.
In G.R. No. 126467, the Aganas maintain that the Court of Appeals erred in finding that Dr. Fuentes is not
guilty of negligence or medical malpractice, invoking the doctrine of res ipsa loquitur. They contend that the
pieces of gauze are prima facie proofs that the operating surgeons have been negligent.
Finally, in G.R. No. 127590, Dr. Ampil asserts that the Court of Appeals erred in finding him liable for
negligence and malpractice sans evidence that he left the two pieces of gauze in Natividads vagina. He
pointed to other probable causes, such as: (1) it was Dr. Fuentes who used gauzes in performing the
hysterectomy; (2) the attending nurses failure to properly count the gauzes used during surgery; and (3)
the medical intervention of the American doctors who examined Natividad in the United States of America.
For our resolution are these three vital issues: first, whether the Court of Appeals erred in holding Dr. Ampil
liable for negligence and malpractice; second, whether the Court of Appeals erred in absolving Dr. Fuentes
of any liability; and third, whether PSI may be held solidarily liable for the negligence of Dr. Ampil.
I - G.R. No. 127590
Whether the Court of Appeals Erred in Holding Dr. Ampil
Liable for Negligence and Malpractice.
Dr. Ampil, in an attempt to absolve himself, gears the Courts attention to other possible causes of
Natividads detriment. He argues that the Court should not discount either of the following possibilities: first,
Dr. Fuentes left the gauzes in Natividads body after performing hysterectomy; second, the attending
nurses erred in counting the gauzes; and third, the American doctors were the ones who placed the gauzes
in Natividads body.
Dr. Ampils arguments are purely conjectural and without basis. Records show that he did not present any
evidence to prove that the American doctors were the ones who put or left the gauzes in Natividads body.
Neither did he submit evidence to rebut the correctness of the record of operation, particularly the number
of gauzes used. As to the alleged negligence of Dr. Fuentes, we are mindful that Dr. Ampil examined his
(Dr. Fuentes) work and found it in order.
The glaring truth is that all the major circumstances, taken together, as specified by the Court of Appeals,
directly point to Dr. Ampil as the negligent party, thus:
First, it is not disputed that the surgeons used gauzes as sponges to control the bleeding of the
patient during the surgical operation.
Second, immediately after the operation, the nurses who assisted in the surgery noted in their
report that the sponge count (was) lacking 2; that such anomaly was announced to surgeon and
that a search was done but to no avail prompting Dr. Ampil to continue for closure x x x.
Third, after the operation, two (2) gauzes were extracted from the same spot of the body of Mrs.
Agana where the surgery was performed.
An operation requiring the placing of sponges in the incision is not complete until the sponges are properly
removed, and it is settled that the leaving of sponges or other foreign substances in the wound after the
incision has been closed is at least prima facie negligence by the operating surgeon. 8 To put it simply, such
act is considered so inconsistent with due care as to raise an inference of negligence. There are even
legions of authorities to the effect that such act is negligence per se. 9
Of course, the Court is not blind to the reality that there are times when danger to a patients life precludes
a surgeon from further searching missing sponges or foreign objects left in the body. But this does not
leave him free from any obligation. Even if it has been shown that a surgeon was required by the urgent
necessities of the case to leave a sponge in his patients abdomen, because of the dangers attendant upon
delay, still, it is his legal duty to so inform his patient within a reasonable time thereafter by advising her of
what he had been compelled to do. This is in order that she might seek relief from the effects of the foreign
object left in her body as her condition might permit. The ruling in Smith v. Zeagler 10 is explicit, thus:
The removal of all sponges used is part of a surgical operation, and when a physician or surgeon fails to
remove a sponge he has placed in his patients body that should be removed as part of the operation, he
thereby leaves his operation uncompleted and creates a new condition which imposes upon him the legal
duty of calling the new condition to his patients attention, and endeavoring with the means he has at hand
to minimize and avoid untoward results likely to ensue therefrom.
Here, Dr. Ampil did not inform Natividad about the missing two pieces of gauze. Worse, he even misled her
that the pain she was experiencing was the ordinary consequence of her operation. Had he been more
candid, Natividad could have taken the immediate and appropriate medical remedy to remove the gauzes
from her body. To our mind, what was initially an act of negligence by Dr. Ampil has ripened into a
deliberate wrongful act of deceiving his patient.
This is a clear case of medical malpractice or more appropriately, medical negligence. To successfully
pursue this kind of case, a patient must only prove that a health care provider either failed to do something
which a reasonably prudent health care provider would have done, or that he did something that a
reasonably prudent provider would not have done; and that failure or action caused injury to the
patient.11 Simply put, the elements are duty, breach, injury and proximate causation. Dr, Ampil, as the lead
surgeon, had the duty to remove all foreign objects, such as gauzes, from Natividads body before closure
of the incision. When he failed to do so, it was his duty to inform Natividad about it. Dr. Ampil breached both
duties. Such breach caused injury to Natividad, necessitating her further examination by American doctors
and another surgery. That Dr. Ampils negligence is the proximate cause 12 of Natividads injury could be
traced from his act of closing the incision despite the information given by the attending nurses that two
pieces of gauze were still missing. That they were later on extracted from Natividads vagina established
the causal link between Dr. Ampils negligence and the injury. And what further aggravated such injury was
his deliberate concealment of the missing gauzes from the knowledge of Natividad and her family.
II - G.R. No. 126467
Whether the Court of Appeals Erred in Absolving
Dr. Fuentes of any Liability
The Aganas assailed the dismissal by the trial court of the case against Dr. Fuentes on the ground that it is
contrary to the doctrine of res ipsa loquitur. According to them, the fact that the two pieces of gauze were
left inside Natividads body is a prima facie evidence of Dr. Fuentes negligence.
We are not convinced.
Literally, res ipsa loquitur means "the thing speaks for itself." It is the rule that the fact of the occurrence of
an injury, taken with the surrounding circumstances, may permit an inference or raise a presumption of
negligence, or make out a plaintiffs prima facie case, and present a question of fact for defendant to meet
with an explanation.13 Stated differently, where the thing which caused the injury, without the fault of the
injured, is under the exclusive control of the defendant and the injury is such that it should not have
occurred if he, having such control used proper care, it affords reasonable evidence, in the absence of
explanation that the injury arose from the defendants want of care, and the burden of proof is shifted to him
to establish that he has observed due care and diligence. 14
From the foregoing statements of the rule, the requisites for the applicability of the doctrine of res ipsa
loquitur are: (1) the occurrence of an injury; (2) the thing which caused the injury was under the control and
management of the defendant; (3) the occurrence was such that in the ordinary course of things, would not
have happened if those who had control or management used proper care; and (4) the absence of
explanation by the defendant. Of the foregoing requisites, the most instrumental is the "control and
management of the thing which caused the injury."15
We find the element of "control and management of the thing which caused the injury" to be wanting.
Hence, the doctrine of res ipsa loquitur will not lie.
It was duly established that Dr. Ampil was the lead surgeon during the operation of Natividad. He requested
the assistance of Dr. Fuentes only to perform hysterectomy when he (Dr. Ampil) found that the malignancy
in her sigmoid area had spread to her left ovary. Dr. Fuentes performed the surgery and thereafter reported
and showed his work to Dr. Ampil. The latter examined it and finding everything to be in order, allowed Dr.
Fuentes to leave the operating room. Dr. Ampil then resumed operating on Natividad. He was about to
finish the procedure when the attending nurses informed him that two pieces of gauze were missing. A
"diligent search" was conducted, but the misplaced gauzes were not found. Dr. Ampil then directed that the
incision be closed. During this entire period, Dr. Fuentes was no longer in the operating room and had, in
fact, left the hospital.
Under the "Captain of the Ship" rule, the operating surgeon is the person in complete charge of the surgery
room and all personnel connected with the operation. Their duty is to obey his orders. 16 As stated before,
Dr. Ampil was the lead surgeon. In other words, he was the "Captain of the Ship." That he discharged such
role is evident from his following conduct: (1) calling Dr. Fuentes to perform a hysterectomy; (2) examining
the work of Dr. Fuentes and finding it in order; (3) granting Dr. Fuentes permission to leave; and (4)
ordering the closure of the incision. To our mind, it was this act of ordering the closure of the incision
notwithstanding that two pieces of gauze remained unaccounted for, that caused injury to Natividads body.
Clearly, the control and management of the thing which caused the injury was in the hands of Dr. Ampil, not
Dr. Fuentes.
In this jurisdiction, res ipsa loquitur is not a rule of substantive law, hence, does not per se create or
constitute an independent or separate ground of liability, being a mere evidentiary rule. 17 In other words,
mere invocation and application of the doctrine does not dispense with the requirement of proof of
negligence. Here, the negligence was proven to have been committed by Dr. Ampil and not by Dr. Fuentes.
III - G.R. No. 126297
Whether PSI Is Liable for the Negligence of Dr. Ampil
The third issue necessitates a glimpse at the historical development of hospitals and the resulting theories
concerning their liability for the negligence of physicians.
Until the mid-nineteenth century, hospitals were generally charitable institutions, providing medical services
to the lowest classes of society, without regard for a patients ability to pay. 18 Those who could afford
medical treatment were usually treated at home by their doctors. 19 However, the days of house calls and
philanthropic health care are over. The modern health care industry continues to distance itself from its
charitable past and has experienced a significant conversion from a not-for-profit health care to for-profit
hospital businesses. Consequently, significant changes in health law have accompanied the businessrelated changes in the hospital industry. One important legal change is an increase in hospital liability for
medical malpractice. Many courts now allow claims for hospital vicarious liability under the theories of
respondeat superior, apparent authority, ostensible authority, or agency by estoppel. 20
In this jurisdiction, the statute governing liability for negligent acts is Article 2176 of the Civil Code, which
reads:
Art. 2176. Whoever by act or omission causes damage to another, there being fault or negligence, is
obliged to pay for the damage done. Such fault or negligence, if there is no pre-existing contractual relation
between the parties, is called a quasi-delict and is governed by the provisions of this Chapter.
A derivative of this provision is Article 2180, the rule governing vicarious liability under the doctrine of
respondeat superior, thus:
ART. 2180. The obligation imposed by Article 2176 is demandable not only for ones own acts or omissions,
but also for those of persons for whom one is responsible.
x x x
x x x
The owners and managers of an establishment or enterprise are likewise responsible for damages caused
by their employees in the service of the branches in which the latter are employed or on the occasion of
their functions.
Employers shall be liable for the damages caused by their employees and household helpers acting within
the scope of their assigned tasks even though the former are not engaged in any business or industry.
x x x
The responsibility treated of in this article shall cease when the persons herein mentioned prove that they
observed all the diligence of a good father of a family to prevent damage.
A prominent civilist commented that professionals engaged by an employer, such as physicians, dentists,
and pharmacists, are not "employees" under this article because the manner in which they perform their
work is not within the control of the latter (employer). In other words, professionals are considered
personally liable for the fault or negligence they commit in the discharge of their duties, and their employer
cannot be held liable for such fault or negligence. In the context of the present case, "a hospital cannot be
held liable for the fault or negligence of a physician or surgeon in the treatment or operation of patients." 21
The foregoing view is grounded on the traditional notion that the professional status and the very nature of
the physicians calling preclude him from being classed as an agent or employee of a hospital, whenever
he acts in a professional capacity.22 It has been said that medical practice strictly involves highly developed
and specialized knowledge,23 such that physicians are generally free to exercise their own skill and
judgment in rendering medical services sans interference. 24 Hence, when a doctor practices medicine in a
hospital setting, the hospital and its employees are deemed to subserve him in his ministrations to the
patient and his actions are of his own responsibility. 25
The case of Schloendorff v. Society of New York Hospital 26 was then considered an authority for this view.
The "Schloendorff doctrine" regards a physician, even if employed by a hospital, as an independent
contractor because of the skill he exercises and the lack of control exerted over his work. Under this
doctrine, hospitals are exempt from the application of the respondeat superior principle for fault or
negligence committed by physicians in the discharge of their profession.
However, the efficacy of the foregoing doctrine has weakened with the significant developments in medical
care. Courts came to realize that modern hospitals are increasingly taking active role in supplying and
regulating medical care to patients. No longer were a hospitals functions limited to furnishing room, food,
facilities for treatment and operation, and attendants for its patients. Thus, in Bing v. Thunig, 27 the New
York Court of Appeals deviated from the Schloendorff doctrine, noting that modern hospitals actually do far
more than provide facilities for treatment. Rather, they regularly employ, on a salaried basis, a large staff of
physicians, interns, nurses, administrative and manual workers. They charge patients for medical care and
treatment, even collecting for such services through legal action, if necessary. The court then concluded
that there is no reason to exempt hospitals from the universal rule of respondeat superior.
In our shores, the nature of the relationship between the hospital and the physicians is rendered
inconsequential in view of our categorical pronouncement in Ramos v. Court of Appeals 28 that for purposes
of apportioning responsibility in medical negligence cases, an employer-employee relationship in effect
exists between hospitals and their attending and visiting physicians. This Court held:
"We now discuss the responsibility of the hospital in this particular incident. The unique practice (among
private hospitals) of filling up specialist staff with attending and visiting "consultants," who are allegedly not
hospital employees, presents problems in apportioning responsibility for negligence in medical malpractice
cases. However, the difficulty is more apparent than real.
In the first place, hospitals exercise significant control in the hiring and firing of consultants and in the
conduct of their work within the hospital premises. Doctors who apply for consultant slots, visiting or
attending, are required to submit proof of completion of residency, their educational qualifications,
generally, evidence of accreditation by the appropriate board (diplomate), evidence of fellowship in most
cases, and references. These requirements are carefully scrutinized by members of the hospital
administration or by a review committee set up by the hospital who either accept or reject the application. x
x x.
After a physician is accepted, either as a visiting or attending consultant, he is normally required to attend
clinico-pathological conferences, conduct bedside rounds for clerks, interns and residents, moderate grand
rounds and patient audits and perform other tasks and responsibilities, for the privilege of being able to
maintain a clinic in the hospital, and/or for the privilege of admitting patients into the hospital. In addition to
these, the physicians performance as a specialist is generally evaluated by a peer review committee on
the basis of mortality and morbidity statistics, and feedback from patients, nurses, interns and residents. A
consultant remiss in his duties, or a consultant who regularly falls short of the minimum standards
acceptable to the hospital or its peer review committee, is normally politely terminated.
In other words, private hospitals, hire, fire and exercise real control over their attending and visiting
consultant staff. While consultants are not, technically employees, x x x, the control exercised, the hiring,
and the right to terminate consultants all fulfill the important hallmarks of an employer-employee
relationship, with the exception of the payment of wages. In assessing whether such a relationship in fact
exists, the control test is determining. Accordingly, on the basis of the foregoing, we rule that for the
purpose of allocating responsibility in medical negligence cases, an employer-employee relationship in
effect exists between hospitals and their attending and visiting physicians. "
But the Ramos pronouncement is not our only basis in sustaining PSIs liability. Its liability is also anchored
upon the agency principle of apparent authority or agency by estoppel and the doctrine of corporate
negligence which have gained acceptance in the determination of a hospitals liability for negligent acts of
health professionals. The present case serves as a perfect platform to test the applicability of these
doctrines, thus, enriching our jurisprudence.
Apparent authority, or what is sometimes referred to as the "holding
out" theory, or doctrine of ostensible agency or agency by estoppel, 29 has its origin from the law of agency.
It imposes liability, not as the result of the reality of a contractual relationship, but rather because of the
actions of a principal or an employer in somehow misleading the public into believing that the relationship
or the authority exists.30 The concept is essentially one of estoppel and has been explained in this manner:
"The principal is bound by the acts of his agent with the apparent authority which he knowingly permits the
agent to assume, or which he holds the agent out to the public as possessing. The question in every case
is whether the principal has by his voluntary act placed the agent in such a situation that a person of
ordinary prudence, conversant with business usages and the nature of the particular business, is justified in
presuming that such agent has authority to perform the particular act in question. 31
The applicability of apparent authority in the field of hospital liability was upheld long time ago in Irving v.
Doctor Hospital of Lake Worth, Inc.32 There, it was explicitly stated that "there does not appear to be any
rational basis for excluding the concept of apparent authority from the field of hospital liability." Thus, in
cases where it can be shown that a hospital, by its actions, has held out a particular physician as its agent
and/or employee and that a patient has accepted treatment from that physician in the reasonable belief that
it is being rendered in behalf of the hospital, then the hospital will be liable for the physicians negligence.
Our jurisdiction recognizes the concept of an agency by implication or estoppel. Article 1869 of the Civil
Code reads:
ART. 1869. Agency may be express, or implied from the acts of the principal, from his silence or lack of
action, or his failure to repudiate the agency, knowing that another person is acting on his behalf without
authority.
In this case, PSI publicly displays in the lobby of the Medical City Hospital the names and specializations of
the physicians associated or accredited by it, including those of Dr. Ampil and Dr. Fuentes. We concur with
the Court of Appeals conclusion that it "is now estopped from passing all the blame to the physicians
whose names it proudly paraded in the public directory leading the public to believe that it vouched for their
skill and competence." Indeed, PSIs act is tantamount to holding out to the public that Medical City
Hospital, through its accredited physicians, offers quality health care services. By accrediting Dr. Ampil and
Dr. Fuentes and publicly advertising their qualifications, the hospital created the impression that they were
its agents, authorized to perform medical or surgical services for its patients. As expected, these patients,
Natividad being one of them, accepted the services on the reasonable belief that such were being rendered
by the hospital or its employees, agents, or servants. The trial court correctly pointed out:
x x x regardless of the education and status in life of the patient, he ought not be burdened with the
defense of absence of employer-employee relationship between the hospital and the independent
physician whose name and competence are certainly certified to the general public by the hospitals act of
listing him and his specialty in its lobby directory, as in the case herein. The high costs of todays medical
and health care should at least exact on the hospital greater, if not broader, legal responsibility for the
conduct of treatment and surgery within its facility by its accredited physician or surgeon, regardless of
whether he is independent or employed."33
The wisdom of the foregoing ratiocination is easy to discern. Corporate entities, like PSI, are capable of
acting only through other individuals, such as physicians. If these accredited physicians do their job well,
the hospital succeeds in its mission of offering quality medical services and thus profits financially.
Logically, where negligence mars the quality of its services, the hospital should not be allowed to escape
liability for the acts of its ostensible agents.
We now proceed to the doctrine of corporate negligence or corporate responsibility.
One allegation in the complaint in Civil Case No. Q-43332 for negligence and malpractice is that PSI as
owner, operator and manager of Medical City Hospital, "did not perform the necessary supervision nor
exercise diligent efforts in the supervision of Drs. Ampil and Fuentes and its nursing staff, resident doctors,
and medical interns who assisted Drs. Ampil and Fuentes in the performance of their duties as
surgeons."34 Premised on the doctrine of corporate negligence, the trial court held that PSI is directly liable
for such breach of duty.
We agree with the trial court.
Recent years have seen the doctrine of corporate negligence as the judicial answer to the problem of
allocating hospitals liability for the negligent acts of health practitioners, absent facts to support the
application of respondeat superior or apparent authority. Its formulation proceeds from the judiciarys
acknowledgment that in these modern times, the duty of providing quality medical service is no longer the
sole prerogative and responsibility of the physician. The modern hospitals have changed structure.
Hospitals now tend to organize a highly professional medical staff whose competence and performance
need to be monitored by the hospitals commensurate with their inherent responsibility to provide quality
medical care.35
The doctrine has its genesis in Darling v. Charleston Community Hospital. 36 There, the Supreme Court of
Illinois held that "the jury could have found a hospital negligent, inter alia, in failing to have a sufficient
number of trained nurses attending the patient; failing to require a consultation with or examination by
members of the hospital staff; and failing to review the treatment rendered to the patient." On the basis of
Darling, other jurisdictions held that a hospitals corporate negligence extends to permitting a physician
known to be incompetent to practice at the hospital. 37 With the passage of time, more duties were
expected from hospitals, among them: (1) the use of reasonable care in the maintenance of safe and
adequate facilities and equipment; (2) the selection and retention of competent physicians; (3) the
overseeing or supervision of all persons who practice medicine within its walls; and (4) the formulation,
adoption and enforcement of adequate rules and policies that ensure quality care for its patients. 38 Thus, in
Tucson Medical Center, Inc. v. Misevich, 39 it was held that a hospital, following the doctrine of corporate
responsibility, has the duty to see that it meets the standards of responsibilities for the care of patients.
Such duty includes the proper supervision of the members of its medical staff. And in Bost v. Riley, 40 the
court concluded that a patient who enters a hospital does so with the reasonable expectation that it will
attempt to cure him. The hospital accordingly has the duty to make a reasonable effort to monitor and
oversee the treatment prescribed and administered by the physicians practicing in its premises.
In the present case, it was duly established that PSI operates the Medical City Hospital for the purpose and
under the concept of providing comprehensive medical services to the public. Accordingly, it has the duty to
exercise reasonable care to protect from harm all patients admitted into its facility for medical treatment.
Unfortunately, PSI failed to perform such duty. The findings of the trial court are convincing, thus:
x x x PSIs liability is traceable to its failure to conduct an investigation of the matter reported in the nota
bene of the count nurse. Such failure established PSIs part in the dark conspiracy of silence and
concealment about the gauzes. Ethical considerations, if not also legal, dictated the holding of an
immediate inquiry into the events, if not for the benefit of the patient to whom the duty is primarily owed,
then in the interest of arriving at the truth. The Court cannot accept that the medical and the healing
professions, through their members like defendant surgeons, and their institutions like PSIs hospital facility,
can callously turn their backs on and disregard even a mere probability of mistake or negligence by
refusing or failing to investigate a report of such seriousness as the one in Natividads case.
It is worthy to note that Dr. Ampil and Dr. Fuentes operated on Natividad with the assistance of the Medical
City Hospitals staff, composed of resident doctors, nurses, and interns. As such, it is reasonable to
conclude that PSI, as the operator of the hospital, has actual or constructive knowledge of the procedures
carried out, particularly the report of the attending nurses that the two pieces of gauze were missing. In
Fridena v. Evans,41 it was held that a corporation is bound by the knowledge acquired by or notice given to
its agents or officers within the scope of their authority and in reference to a matter to which their authority
extends. This means that the knowledge of any of the staff of Medical City Hospital constitutes knowledge
of PSI. Now, the failure of PSI, despite the attending nurses report, to investigate and inform Natividad
regarding the missing gauzes amounts to callous negligence. Not only did PSI breach its duties to oversee
or supervise all persons who practice medicine within its walls, it also failed to take an active step in fixing
the negligence committed. This renders PSI, not only vicariously liable for the negligence of Dr. Ampil under
Article 2180 of the Civil Code, but also directly liable for its own negligence under Article 2176. In Fridena,
the Supreme Court of Arizona held:
x x x In recent years, however, the duty of care owed to the patient by the hospital has expanded. The
emerging trend is to hold the hospital responsible where the hospital has failed to monitor and review
medical services being provided within its walls. See Kahn Hospital Malpractice Prevention, 27 De Paul .
Rev. 23 (1977).
Among the cases indicative of the emerging trend is Purcell v. Zimbelman, 18 Ariz. App. 75,500 P. 2d 335
(1972). In Purcell, the hospital argued that it could not be held liable for the malpractice of a medical
practitioner because he was an independent contractor within the hospital. The Court of Appeals pointed
out that the hospital had created a professional staff whose competence and performance was to be
monitored and reviewed by the governing body of the hospital, and the court held that a hospital would be
negligent where it had knowledge or reason to believe that a doctor using the facilities was employing a
method of treatment or care which fell below the recognized standard of care.
Subsequent to the Purcell decision, the Arizona Court of Appeals held that a hospital has certain inherent
responsibilities regarding the quality of medical care furnished to patients within its walls and it must meet
the standards of responsibility commensurate with this undertaking. Beeck v. Tucson General Hospital, 18
Ariz. App. 165, 500 P. 2d 1153 (1972). This court has confirmed the rulings of the Court of Appeals that a
hospital has the duty of supervising the competence of the doctors on its staff. x x x.
x
In the amended complaint, the plaintiffs did plead that the operation was performed at the hospital with its
knowledge, aid, and assistance, and that the negligence of the defendants was the proximate cause of the
patients injuries. We find that such general allegations of negligence, along with the evidence produced at
the trial of this case, are sufficient to support the hospitals liability based on the theory of negligent
supervision."
Anent the corollary issue of whether PSI is solidarily liable with Dr. Ampil for damages, let it be emphasized
that PSI, apart from a general denial of its responsibility, failed to adduce evidence showing that it
exercised the diligence of a good father of a family in the accreditation and supervision of the latter. In
neglecting to offer such proof, PSI failed to discharge its burden under the last paragraph of Article 2180
cited earlier, and, therefore, must be adjudged solidarily liable with Dr. Ampil. Moreover, as we have
discussed, PSI is also directly liable to the Aganas.
One final word. Once a physician undertakes the treatment and care of a patient, the law imposes on him
certain obligations. In order to escape liability, he must possess that reasonable degree of learning, skill
and experience required by his profession. At the same time, he must apply reasonable care and diligence
in the exercise of his skill and the application of his knowledge, and exert his best judgment.
WHEREFORE, we DENY all the petitions and AFFIRM the challenged Decision of the Court of Appeals in
CA-G.R. CV No. 42062 and CA-G.R. SP No. 32198.
Costs against petitioners PSI and Dr. Miguel Ampil.
SO ORDERED.
SECOND DIVISION
May this Court review the findings of the Office of the Ombudsman? The general rule has
been enunciated in Ocampo v. Ombudsman [1] which states:
In the exercise of its investigative power, this Court has consistently held that courts will
not interfere with the discretion of the fiscal or the Ombudsman to determine the
specificity and adequacy of the averments of the offense charged. He may dismiss the
complaint forthwith if he finds it to be insufficient in form and substance or if he
otherwise finds no ground to continue with the inquiry; or he may proceed with the
investigation of the complaint if, in his view, it is in due and proper form.
Does the instant case warrant a departure from the foregoing general rule? When a
patient dies soon after surgery under circumstances which indicate that the attending surgeon
and anaesthesiologist may have been guilty of negligence but upon their being charged, a
series of nine prosecutors toss the responsibility of conducting a preliminary investigation to
each other with contradictory recommendations, ping-pong style, perhaps the distraught
widow is not to be blamed if she finally decides to accuse the City Prosecutors at the end of
the line for partiality under the Anti-Graft and Corrupt Practices Act. Nor may she be entirely
faulted for finally filing a petition before this Court against the Ombudsman for grave abuse of
discretion in dismissing her complaint against said City Prosecutors on the ground of lack of
evidence. Much as we sympathize with the bereaved widow, however, this Court is of the
opinion that the general rule still finds application in instant case. In other words, the
respondent Ombudsman did not commit grave abuse of discretion in deciding against filing
the necessary information against public respondents of the Office of the City Prosecutor.
The following facts are borne out by the records.
Florencio V. Rueda, husband of petitioner Leonila Garcia-Rueda, underwent surgical
operation at the UST hospital for the removal of a stone blocking his ureter. He was attended
by Dr. Domingo Antonio, Jr. who was the surgeon, while Dr. Erlinda Balatbat-Reyes was the
anaesthesiologist. Six hours after the surgery, however, Florencio died of complications of
unknown cause, according to officials of the UST Hospital. [2]
Not satisfied with the findings of the hospital, petitioner requested the National Bureau of
Investigation (NBI) to conduct an autopsy on her husbands body. Consequently, the NBI ruled
that Florencios death was due to lack of care by the attending physician in administering
anaesthesia. Pursuant to its findings, the NBI recommended that Dr. Domingo Antonio and Dr.
Erlinda Balatbat-Reyes be charged for Homicide through Reckless Imprudence before the
Office of the City Prosecutor.
During the preliminary investigation, what transpired was a confounding series of events
which we shall try to disentangle. The case was initially assigned to Prosecutor Antonio M.
Israel, who had to inhibit himself because he was related to the counsel of one of the
doctors. As a result, the case was re-raffled to Prosecutor Norberto G. Leono who was,
however, disqualified on motion of the petitioner since he disregarded prevailing laws and
jurisprudence regarding preliminary investigation. The case was then referred to Prosecutor
Ramon O. Carisma, who issued a resolution recommending that only Dr. Reyes be held
criminally liable and that the complaint against Dr. Antonio be dismissed.
The case took another perplexing turn when Assistant City Prosecutor Josefina Santos
Sioson, in the interest of justice and peace of mind of the parties, recommended that the case
be re-raffled on the ground that Prosecutor Carisma was partial to the petitioner. Thus, the
case was transferred to Prosecutor Leoncia R. Dimagiba, where a volte face occurred again
with the endorsement that the complaint against Dr. Reyes be dismissed and instead, a
corresponding information be filed against Dr. Antonio. Petitioner filed a motion for
reconsideration, questioning the findings of Prosecutor Dimagiba.
Pending the resolution of petitioners motion for reconsideration regarding Prosecutor
Dimagibas resolution, the investigative pingpong continued when the case was again
assigned to another prosecutor, Eudoxia T. Gualberto, who recommended that Dr. Reyes be
included in the criminal information of Homicide through Reckless Imprudence. While the
recommendation of Prosecutor Gualberto was pending, the case was transferred to Senior
State Prosecutor Gregorio A. Arizala, who resolved to exonerate Dr. Reyes from any
wrongdoing, a resolution which was approved by both City Prosecutor Porfirio G. Macaraeg
and City Prosecutor Jesus F. Guerrero.
Aggrieved, petitioner filed graft charges specifically for violation of Section 3(e) of
Republic Act No. 3019 [3] against Prosecutors Guerrero, Macaraeg, and Arizala for manifest
partiality in favor of Dr. Reyes before the Office of the Ombudsman. However, on July 11,
1994, the Ombudsman issued the assailed resolution dismissing the complaint for lack of
evidence.
In fine, petitioner assails the exercise of the discretionary power of the Ombudsman to
review the recommendations of the government prosecutors and to approve and disapprove
the same. Petitioner faults the Ombudsman for, allegedly in grave abuse of discretion,
refusing to find that there exists probable cause to hold public respondent City Prosecutors
liable for violation of Section 3(e) of R.A. No. 3019.
Preliminarily, the powers and functions of the Ombudsman have generally been
categorized into the following: investigatory powers, prosecutory power, public assistance
function, authority to inquire and obtain information, and function to adopt, institute and
implement preventive measures. [4]
As protector of the people, the Office of the Ombudsman has the power, function and duty
to act promptly on complaints filed in any form or manner against public officials and to
investigate any act or omission of any public official when such act or omission appears to be
illegal, unjust, improper or inefficient. [5]
While the Ombudsman has the full discretion to determine whether or not a criminal case
should be filed, this Court is not precluded from reviewing the Ombudsmans action when
there is an abuse of discretion, in which case Rule 65 of the Rules of Court may exceptionally
be invoked pursuant to Section I, Article VIII of the 1987 Constitution. [6]
In this regard, grave abuse of discretion has been defined as where a power is exercised
in an arbitrary or despotic manner by reason of passion or personal hostility so patent and
gross as to amount to evasion of positive duty or virtual refusal to perform a duty enjoined by,
or in contemplation of law. [7]
From a procedural standpoint, it is certainly odd why the successive transfers from one
prosecutor to another were not sufficiently explained in the Resolution of the
Ombudsman. Being the proper investigating authority with respect to misfeasance, nonfeasance and malfeasance of public officials, the Ombudsman should have been more
vigilant and assiduous in determining the reasons behind the buckpassing to ensure that no
irregularity took place.
Whether such transfers were due to any outside pressure or ulterior motive is a matter of
evidence. One would have expected the Ombudsman, however, to inquire into what could
hardly qualify as standard operating procedure, given the surrounding circumstances of the
case.
While it is true that a preliminary investigation is essentially inquisitorial, and is often the
only means to discover who may be charged with a crime, its function is merely to determine
the existence of probable cause. [8] Probable cause has been defined as the existence of
such fact and circumstances as would excite the belief, in a reasonable mind, acting on the
facts within the knowledge of the prosecution, that the person charged was guilty of the crime
for which he was prosecuted.[9]
Probable cause is a reasonable ground of presumption that a matter is, or may be, well
founded, such a state of facts in the mind of the prosecutor as would lead a person of
ordinary caution and prudence to believe, or entertain an honest or strong suspicion, that a
thing is so. The term does not mean actual and positive cause nor does it import absolute
certainty. It is merely based on opinion and reasonable belief. Thus, a finding of probable
cause does not require an inquiry into whether there is sufficient evidence to procure a
conviction. It is enough that it is believed that the act or omission complained of constitutes
the offense charged. Precisely, there is a trial for the reception of evidence of the prosecution
in support of the charge.[10]
In the instant case, no less than the NBI pronounced after conducting an autopsy that
there was indeed negligence on the part of the attending physicians in administering the
anaesthesia. [11] The fact of want of competence or diligence is evidentiary in nature, the
veracity of which can best be passed upon after a full-blown trial for it is virtually impossible to
ascertain the merits of a medical negligence case without extensive investigation, research,
evaluation and consultations with medical experts. Clearly, the City Prosecutors are not in a
competent position to pass judgment on such a technical matter, especially when there are
conflicting evidence and findings. The bases of a partys accusation and defenses are better
ventilated at the trial proper than at the preliminary investigation.
A word on medical malpractice or negligence cases.
In its simplest terms, the type of lawsuit which has been called medical malpractice or,
more appropriately, medical negligence, is that type of claim which a victim has
available to him or her to redress a wrong committed by a medical professional which
has caused bodily harm.
In order to successfully pursue such a claim, a patient must prove that a health care
provider, in most cases a physician, either failed to do something which a reasonably
prudent health care provider would have done, or that he or she did something that a
reasonably prudent provider would not have done; and that that failure or action caused
injury to the patient.[12]
Hence, there are four elements involved in medical negligence cases: duty, breach, injury
and proximate causation.
Evidently, when the victim employed the services of Dr. Antonio and Dr. Reyes, a
physician-patient relationship was created. In accepting the case, Dr. Antonio and Dr. Reyes
in effect represented that, having the needed training and skill possessed by physicians and
surgeons practicing in the same field, they will employ such training, care and skill in the
treatment of their patients.[13] They have a duty to use at least the same level of care that any
other reasonably competent doctor would use to treat a condition under the same
circumstances. The breach of these professional duties of skill and care, or their improper
performance, by a physician surgeon whereby the patient is injured in body or in health,
constitutes actionable malpractice. [14] Consequently, in the event that any injury results to the
patient from want of due care or skill during the operation, the surgeons may be held
answerable in damages for negligence. [15]
Moreover, in malpractice or negligence cases involving the administration of anaesthesia,
the necessity of expert testimony and the availability of the charge of res ipsa loquitur to the
plaintiff, have been applied in actions against anaesthesiologists to hold the defendant liable
for the death or injury of a patient under excessive or improper anaesthesia. [16] Essentially, it
requires two-pronged evidence: evidence as to the recognized standards of the medical
community in the particular kind of case, and a showing that the physician in question
negligently departed from this standard in his treatment. [17]
Another element in medical negligence cases is causation which is divided into two
inquiries: whether the doctors actions in fact caused the harm to the patient and whether
these were the proximate cause of the patients injury. [18] Indeed here, a causal connection is
discernible from the occurrence of the victims death after the negligent act of the
anaesthesiologist in administering the anesthesia, a fact which, if confirmed, should warrant
the filing of the appropriate criminal case. To be sure, the allegation of negligence is not
entirely baseless. Moreover, the NBI deduced that the attending surgeons did not conduct the
necessary interview of the patient prior to the operation. It appears that the cause of the death
of the victim could have been averted had the proper drug been applied to cope with the
symptoms of malignant hyperthermia. Also, we cannot ignore the fact that an antidote was
readily available to counteract whatever deleterious effect the anaesthesia might
produce. [19] Why these precautionary measures were disregarded must be sufficiently
explained.
The City Prosecutors were charged with violating Section 3(e) of the Anti-Graft and
Corrupt Practices Act which requires the following facts:
While a party who feels himself aggrieved is at liberty to choose the appropriate weapon
from the armory, it is with no little surprise that this Court views the choice made by the
complainant widow.
To our mind, the better and more logical remedy under the circumstances would have
been to appeal the resolution of the City Prosecutors dismissing the criminal complaint to the
Secretary of Justice under the Department of Justices Order No. 223, [21] otherwise known as
the
1993
Revised
Rules
on Appeals
From
Resolutions
In
Preliminary
Investigations/Reinvestigations, as amended by Department Order No. 359, Section 1 of
which provides:
KAPUNAN, J.:
The Hippocratic Oath mandates physicians to give primordial consideration to the health and welfare of
their patients. If a doctor fails to live up to this precept, he is made accountable for his acts. A mistake,
through gross negligence or incompetence or plain human error, may spell the difference between life and
death. In this sense, the doctor plays God on his patient's fate. 1
In the case at bar, the Court is called upon to rule whether a surgeon, an anesthesiologist and a hospital
should be made liable for the unfortunate comatose condition of a patient scheduled for cholecystectomy. 2
Petitioners seek the reversal of the decision 3 of the Court of Appeals, dated 29 May 1995, which overturned
the decision 4 of the Regional Trial Court, dated 30 January 1992, finding private respondents liable for damages
arising from negligence in the performance of their professional duties towards petitioner Erlinda Ramos
resulting in her comatose condition.
The antecedent facts as summarized by the trial court are reproduced hereunder:
Plaintiff Erlinda Ramos was, until the afternoon of June 17, 1985, a 47-year old (Exh. "A")
robust woman (TSN, October 19, 1989, p. 10). Except for occasional complaints of
discomfort due to pains allegedly caused by the presence of a stone in her gall bladder
(TSN, January 13, 1988, pp. 4-5), she was as normal as any other woman. Married to
Rogelio E. Ramos, an executive of Philippine Long Distance Telephone Company, she has
three children whose names are Rommel Ramos, Roy Roderick Ramos and Ron Raymond
Ramos (TSN, October 19, 1989, pp. 5-6).
Because the discomforts somehow interfered with her normal ways, she sought
professional advice. She was advised to undergo an operation for the removal of a stone in
her gall bladder (TSN, January 13, 1988, p. 5). She underwent a series of examinations
which included blood and urine tests (Exhs. "A" and "C") which indicated she was fit for
surgery.
Through the intercession of a mutual friend, Dr. Buenviaje (TSN, January 13, 1988, p. 7),
she and her husband Rogelio met for the first time Dr. Orlino Hozaka (should be
Hosaka; see TSN, February 20, 1990, p. 3), one of the defendants in this case, on June 10,
1985. They agreed that their date at the operating table at the DLSMC (another defendant),
would be on June 17, 1985 at 9:00 A.M.. Dr. Hosaka decided that she should undergo a
"cholecystectomy" operation after examining the documents (findings from the Capitol
Medical Center, FEU Hospital and DLSMC) presented to him. Rogelio E. Ramos, however,
asked Dr. Hosaka to look for a good anesthesiologist. Dr. Hosaka, in turn, assured Rogelio
that he will get a good anesthesiologist. Dr. Hosaka charged a fee of P16,000.00, which
was to include the anesthesiologist's fee and which was to be paid after the operation (TSN,
October 19, 1989, pp. 14-15, 22-23, 31-33; TSN, February 27, 1990, p. 13; and TSN,
November 9, 1989, pp. 3-4, 10, 17).
A day before the scheduled date of operation, she was admitted at one of the rooms of the
DLSMC, located along E. Rodriguez Avenue, Quezon City (TSN, October 19,1989, p. 11).
At around 7:30 A.M. of June 17, 1985 and while still in her room, she was prepared for the
operation by the hospital staff. Her sister-in-law, Herminda Cruz, who was the Dean of the
College of Nursing at the Capitol Medical Center, was also there for moral support. She
reiterated her previous request for Herminda to be with her even during the operation. After
praying, she was given injections. Her hands were held by Herminda as they went down
from her room to the operating room (TSN, January 13, 1988, pp. 9-11). Her husband,
Rogelio, was also with her (TSN, October 19, 1989, p. 18). At the operating room, Herminda
saw about two or three nurses and Dr. Perfecta Gutierrez, the other defendant, who was to
administer anesthesia. Although not a member of the hospital staff, Herminda introduced
herself as Dean of the College of Nursing at the Capitol Medical Center who was to provide
moral support to the patient, to them. Herminda was allowed to stay inside the operating
room.
At around 9:30 A.M., Dr. Gutierrez reached a nearby phone to look for Dr. Hosaka who was
not yet in (TSN, January 13, 1988, pp. 11-12). Dr. Gutierrez thereafter informed Herminda
Cruz about the prospect of a delay in the arrival of Dr. Hosaka. Herminda then went back to
the patient who asked, "Mindy, wala pa ba ang Doctor"? The former replied, "Huwag kang
mag-alaala, darating na iyon" (Ibid.).
Thereafter, Herminda went out of the operating room and informed the patient's husband,
Rogelio, that the doctor was not yet around (id., p. 13). When she returned to the operating
room, the patient told her, "Mindy, inip na inip na ako, ikuha mo ako ng ibang Doctor." So,
she went out again and told Rogelio about what the patient said (id., p. 15). Thereafter, she
returned to the operating room.
At around 10:00 A.M., Rogelio E. Ramos was "already dying [and] waiting for the arrival of
the doctor" even as he did his best to find somebody who will allow him to pull out his wife
from the operating room (TSN, October 19, 1989, pp. 19-20). He also thought of the feeling
of his wife, who was inside the operating room waiting for the doctor to arrive (ibid.). At
almost 12:00 noon, he met Dr. Garcia who remarked that he (Dr. Garcia) was also tired of
waiting for Dr. Hosaka to arrive (id., p. 21). While talking to Dr. Garcia at around 12:10 P.M.,
he came to know that Dr. Hosaka arrived as a nurse remarked, "Nandiyan na si Dr. Hosaka,
dumating na raw." Upon hearing those words, he went down to the lobby and waited for the
operation to be completed (id., pp. 16, 29-30).
At about 12:15 P.M., Herminda Cruz, who was inside the operating room with the patient,
heard somebody say that "Dr. Hosaka is already here." She then saw people inside the
operating room "moving, doing this and that, [and] preparing the patient for the operation"
(TSN, January 13, 1988, p. 16). As she held the hand of Erlinda Ramos, she then saw Dr.
Gutierrez intubating the hapless patient. She thereafter heard Dr. Gutierrez say, "ang hirap
ma-intubate nito, mali yata ang pagkakapasok. O lumalaki ang tiyan" (id., p. 17). Because of
the remarks of Dra. Gutierrez, she focused her attention on what Dr. Gutierrez was doing.
She thereafter noticed bluish discoloration of the nailbeds of the left hand of the hapless
Erlinda even as Dr. Hosaka approached her. She then heard Dr. Hosaka issue an order for
someone to call Dr. Calderon, another anesthesiologist (id., p. 19). After Dr. Calderon
arrived at the operating room, she saw this anesthesiologist trying to intubate the patient.
The patient's nailbed became bluish and the patient was placed in a trendelenburg position
a position where the head of the patient is placed in a position lower than her feet which
is an indication that there is a decrease of blood supply to the patient's brain (Id., pp. 19-20).
Immediately thereafter, she went out of the operating room, and she told Rogelio E. Ramos
"that something wrong was . . . happening" (Ibid.). Dr. Calderon was then able to intubate
the patient (TSN, July 25, 1991, p. 9).
Meanwhile, Rogelio, who was outside the operating room, saw a respiratory machine being
rushed towards the door of the operating room. He also saw several doctors rushing
towards the operating room. When informed by Herminda Cruz that something wrong was
happening, he told her (Herminda) to be back with the patient inside the operating room
(TSN, October 19, 1989, pp. 25-28).
Herminda Cruz immediately rushed back, and saw that the patient was still in trendelenburg
position (TSN, January 13, 1988, p. 20). At almost 3:00 P.M. of that fateful day, she saw the
patient taken to the Intensive Care Unit (ICU).
About two days thereafter, Rogelio E. Ramos was able to talk to Dr. Hosaka. The latter
informed the former that something went wrong during the intubation. Reacting to what was
told to him, Rogelio reminded the doctor that the condition of his wife would not have
happened, had he (Dr. Hosaka) looked for a good anesthesiologist (TSN, October 19, 1989,
p. 31).
Doctors Gutierrez and Hosaka were also asked by the hospital to explain what happened to
the patient. The doctors explained that the patient had bronchospasm (TSN, November 15,
1990, pp. 26-27).
Erlinda Ramos stayed at the ICU for a month. About four months thereafter or on November
for certiorari under Rule 45. The Court granted the motion for extension of time and gave petitioners
additional thirty (30) days after the expiration of the fifteen-day (15) period counted from the receipt of the
resolution of the Court of Appeals within which to submit the petition. The due date fell on 27 May 1996.
The petition was filed on 9 May 1996, well within the extended period given by the Court.
Petitioners assail the decision of the Court of Appeals on the following grounds:
I
IN PUTTING MUCH RELIANCE ON THE TESTIMONIES OF RESPONDENTS DRA.
GUTIERREZ, DRA. CALDERON AND DR. JAMORA;
II
IN FINDING THAT THE NEGLIGENCE OF THE RESPONDENTS DID NOT CAUSE THE
UNFORTUNATE COMATOSE CONDITION OF PETITIONER ERLINDA RAMOS;
III
IN NOT APPLYING THE DOCTRINE OF RES IPSA LOQUITUR. 11
Before we discuss the merits of the case, we shall first dispose of the procedural issue on the timeliness of
the petition in relation to the motion for reconsideration filed by petitioners with the Court of Appeals. In
their
Comment, 12 private respondents contend that the petition should not be given due course since the motion for
reconsideration of the petitioners on the decision of the Court of Appeals was validly dismissed by the appellate
court for having been filed beyond the reglementary period. We do not agree.
A careful review of the records reveals that the reason behind the delay in filing the motion for
reconsideration is attributable to the fact that the decision of the Court of Appeals was not sent to then
counsel on record of petitioners, the Coronel Law Office. In fact, a copy of the decision of the appellate
court was instead sent to and received by petitioner Rogelio Ramos on 9 June 1995 wherein he was
mistakenly addressed as Atty. Rogelio Ramos. Based on the other communications received by petitioner
Rogelio Ramos, the appellate court apparently mistook him for the counsel on record. Thus, no copy of the
decision of the counsel on record. Petitioner, not being a lawyer and unaware of the prescriptive period for
filing a motion for reconsideration, referred the same to a legal counsel only on 20 June 1995.
It is elementary that when a party is represented by counsel, all notices should be sent to the party's lawyer
at his given address. With a few exceptions, notice to a litigant without notice to his counsel on record is no
notice at all. In the present case, since a copy of the decision of the appellate court was not sent to the
counsel on record of petitioner, there can be no sufficient notice to speak of. Hence, the delay in the filing of
the motion for reconsideration cannot be taken against petitioner. Moreover, since the Court of Appeals
already issued a second Resolution, dated 29 March 1996, which superseded the earlier resolution issued
on 25 July 1995, and denied the motion for reconsideration of petitioner, we believed that the receipt of the
former should be considered in determining the timeliness of the filing of the present petition. Based on
this, the petition before us was submitted on time.
After resolving the foregoing procedural issue, we shall now look into the merits of the case. For a more
logical presentation of the discussion we shall first consider the issue on the applicability of the doctrine
of res ipsa loquitur to the instant case. Thereafter, the first two assigned errors shall be tackled in relation to
the res ipsa loquitur doctrine.
Res ipsa loquitur is a Latin phrase which literally means "the thing or the transaction speaks for itself." The
phrase "res ipsa loquitur'' is a maxim for the rule that the fact of the occurrence of an injury, taken with the
surrounding circumstances, may permit an inference or raise a presumption of negligence, or make out a
plaintiff's prima faciecase, and present a question of fact for defendant to meet with an
explanation. 13 Where the thing which caused the injury complained of is shown to be under the management
of the defendant or his servants and the accident is such as in ordinary course of things does not happen if those
who have its management or control use proper care, it affords reasonable evidence, in the absence of
explanation by the defendant, that the accident arose from or was caused by the defendant's want of care. 14
The doctrine of res ipsa loquitur is simply a recognition of the postulate that, as a matter of common
knowledge and experience, the very nature of certain types of occurrences may justify an inference of
negligence on the part of the person who controls the instrumentality causing the injury in the absence of
some explanation by the defendant who is charged with negligence. 15 It is grounded in the superior logic of
ordinary human experience and on the basis of such experience or common knowledge, negligence may be
deduced from the mere occurrence of the accident itself. 16 Hence, res ipsa loquitur is applied in conjunction
with the doctrine of common knowledge.
However, much has been said that res ipsa loquitur is not a rule of substantive law and, as such, does not
create or constitute an independent or separate ground of liability. 17 Instead, it is considered as merely
evidentiary or in the nature of a procedural rule. 18 It is regarded as a mode of proof, or a mere procedural of
convenience since it furnishes a substitute for, and relieves a plaintiff of, the burden of producing specific proof of
negligence. 19 In other words, mere invocation and application of the doctrine does not dispense with the
requirement of proof of negligence. It is simply a step in the process of such proof, permitting the plaintiff to
present along with the proof of the accident, enough of the attending circumstances to invoke the doctrine,
creating an inference or presumption of negligence, and to thereby place on the defendant the burden of going
forward with the proof. 20 Still, before resort to the doctrine may be allowed, the following requisites must be
satisfactorily shown:
1. The accident is of a kind which ordinarily does not occur in the absence of
someone's negligence;
2. It is caused by an instrumentality within the exclusive control of the
defendant or defendants; and
3. The possibility of contributing conduct which would make the plaintiff
responsible is eliminated. 21
In the above requisites, the fundamental element is the "control of instrumentality" which caused the
damage. 22Such element of control must be shown to be within the dominion of the defendant. In order to have
the benefit of the rule, a plaintiff, in addition to proving injury or damage, must show a situation where it is
applicable, and must establish that the essential elements of the doctrine were present in a particular incident. 23
Medical malpractice 24 cases do not escape the application of this doctrine. Thus, res ipsa loquitur has been
applied when the circumstances attendant upon the harm are themselves of such a character as to justify an
inference of negligence as the cause of that harm. 25 The application of res ipsa loquitur in medical negligence
cases presents a question of law since it is a judicial function to determine whether a certain set of
circumstances does, as a matter of law, permit a given inference. 26
Although generally, expert medical testimony is relied upon in malpractice suits to prove that a physician
has done a negligent act or that he has deviated from the standard medical procedure, when the doctrine
of res ipsa loquitur is availed by the plaintiff, the need for expert medical testimony is dispensed with
because the injury itself provides the proof of negligence. 27 The reason is that the general rule on the
necessity of expert testimony applies only to such matters clearly within the domain of medical science, and not
to matters that are within the common knowledge of mankind which may be testified to by anyone familiar with
the facts. 28 Ordinarily, only physicians and surgeons of skill and experience are competent to testify as to
whether a patient has been treated or operated upon with a reasonable degree of skill and care. However,
testimony as to the statements and acts of physicians and surgeons, external appearances, and manifest
conditions which are observable by any one may be given by non-expert witnesses. 29 Hence, in cases where
the res ipsa loquitur is applicable, the court is permitted to find a physician negligent upon proper proof of injury
to the patient, without the aid of expert testimony, where the court from its fund of common knowledge can
determine the proper standard of care. 30 Where common knowledge and experience teach that a resulting
injury would not have occurred to the patient if due care had been exercised, an inference of negligence may be
drawn giving rise to an application of the doctrine of res ipsa loquitur without medical evidence, which is
ordinarily required to show not only what occurred but how and why it occurred. 31 When the doctrine is
appropriate, all that the patient must do is prove a nexus between the particular act or omission complained of
and the injury sustained while under the custody and management of the defendant without need to produce
expert medical testimony to establish the standard of care. Resort to res ipsa loquitur is allowed because there is
no other way, under usual and ordinary conditions, by which the patient can obtain redress for injury suffered by
him.
Thus, courts of other jurisdictions have applied the doctrine in the following situations: leaving of a foreign
object in the body of the patient after an operation, 32 injuries sustained on a healthy part of the body which
was not under, or in the area, of treatment, 33 removal of the wrong part of the body when another part was
intended, 34 knocking out a tooth while a patient's jaw was under anesthetic for the removal of his tonsils, 35 and
loss of an eye while the patient plaintiff was under the influence of anesthetic, during or following an operation for
appendicitis, 36 among others.
Nevertheless, despite the fact that the scope of res ipsa loquitur has been measurably enlarged, it does not
automatically apply to all cases of medical negligence as to mechanically shift the burden of proof to the
defendant to show that he is not guilty of the ascribed negligence. Res ipsa loquitur is not a rigid or ordinary
doctrine to be perfunctorily used but a rule to be cautiously applied, depending upon the circumstances of
each case. It is generally restricted to situations in malpractice cases where a layman is able to say, as a
matter of common knowledge and observation, that the consequences of professional care were not as
such
as
would
ordinarily
have
followed
if
due
care
had
been
exercised. 37 A distinction must be made between the failure to secure results, and the occurrence of something
more unusual and not ordinarily found if the service or treatment rendered followed the usual procedure of those
skilled in that particular practice. It must be conceded that the doctrine of res ipsa loquitur can have no
application in a suit against a physician or surgeon which involves the merits of a diagnosis or of a scientific
treatment. 38 The physician or surgeon is not required at his peril to explain why any particular diagnosis was not
correct, or why any particular scientific treatment did not produce the desired result. 39 Thus, res ipsa loquitur is
not available in a malpractice suit if the only showing is that the desired result of an operation or treatment was
not accomplished. 40 The real question, therefore, is whether or not in the process of the operation any
extraordinary incident or unusual event outside of the routine performance occurred which is beyond the regular
scope of customary professional activity in such operations, which, if unexplained would themselves reasonably
speak to the average man as the negligent cause or causes of the untoward consequence. 41 If there was such
extraneous interventions, the doctrine of res ipsa loquitur may be utilized and the defendant is called upon to
explain the matter, by evidence of exculpation, if he could. 42
We find the doctrine of res ipsa loquitur appropriate in the case at bar. As will hereinafter be explained, the
damage sustained by Erlinda in her brain prior to a scheduled gall bladder operation presents a case for
the application of res ipsa loquitur.
A case strikingly similar to the one before us is Voss vs. Bridwell, 43 where the Kansas Supreme Court in
applying the res ipsa loquitur stated:
The plaintiff herein submitted himself for a mastoid operation and delivered his person over
to the care, custody and control of his physician who had complete and exclusive control
over him, but the operation was never performed. At the time of submission he was
neurologically sound and physically fit in mind and body, but he suffered irreparable damage
and injury rendering him decerebrate and totally incapacitated. The injury was one which
does not ordinarily occur in the process of a mastoid operation or in the absence of
negligence in the administration of an anesthetic, and in the use and employment of an
endoctracheal tube. Ordinarily a person being put under anesthesia is not rendered
decerebrate as a consequence of administering such anesthesia in the absence of
negligence. Upon these facts and under these circumstances a layman would be able to
say, as a matter of common knowledge and observation, that the consequences of
professional treatment were not as such as would ordinarily have followed if due care had
been exercised.
Here the plaintiff could not have been guilty of contributory negligence because he was
under the influence of anesthetics and unconscious, and the circumstances are such that
the true explanation of event is more accessible to the defendants than to the plaintiff for
they had the exclusive control of the instrumentalities of anesthesia.
Upon all the facts, conditions and circumstances alleged in Count II it is held that a cause of
action is stated under the doctrine of res ipsa loquitur. 44
Indeed, the principles enunciated in the aforequoted case apply with equal force here. In the present case,
Erlinda submitted herself for cholecystectomy and expected a routine general surgery to be performed on
her gall bladder. On that fateful day she delivered her person over to the care, custody and control of
private respondents who exercised complete and exclusive control over her. At the time of submission,
Erlinda was neurologically sound and, except for a few minor discomforts, was likewise physically fit in
mind and body. However, during the administration of anesthesia and prior to the performance of
cholecystectomy she suffered irreparable damage to her brain. Thus, without undergoing surgery, she went
out of the operating room already decerebrate and totally incapacitated. Obviously, brain damage, which
Erlinda sustained, is an injury which does not normally occur in the process of a gall bladder operation. In
fact, this kind of situation does not in the absence of negligence of someone in the administration of
anesthesia and in the use of endotracheal tube. Normally, a person being put under anesthesia is not
rendered decerebrate as a consequence of administering such anesthesia if the proper procedure was
followed. Furthermore, the instruments used in the administration of anesthesia, including the endotracheal
tube, were all under the exclusive control of private respondents, who are the physicians-in-charge.
Likewise, petitioner Erlinda could not have been guilty of contributory negligence because she was under
the influence of anesthetics which rendered her unconscious.
Considering that a sound and unaffected member of the body (the brain) is injured or destroyed while the
patient is unconscious and under the immediate and exclusive control of the physicians, we hold that a
practical administration of justice dictates the application of res ipsa loquitur. Upon these facts and under
these circumstances the Court would be able to say, as a matter of common knowledge and observation, if
negligence attended the management and care of the patient. Moreover, the liability of the physicians and
the hospital in this case is not predicated upon an alleged failure to secure the desired results of an
operation nor on an alleged lack of skill in the diagnosis or treatment as in fact no operation or treatment
was ever performed on Erlinda. Thus, upon all these initial determination a case is made out for the
application of the doctrine of res ipsa loquitur.
Nonetheless, in holding that res ipsa loquitur is available to the present case we are not saying that the
doctrine is applicable in any and all cases where injury occurs to a patient while under anesthesia, or to any
and all anesthesia cases. Each case must be viewed in its own light and scrutinized in order to be within
the res ipsa loquitur coverage.
Having in mind the applicability of the res ipsa loquitur doctrine and the presumption of negligence allowed
therein, the Court now comes to the issue of whether the Court of Appeals erred in finding that private
respondents were not negligent in the care of Erlinda during the anesthesia phase of the operation and, if
in the affirmative, whether the alleged negligence was the proximate cause of Erlinda's comatose condition.
Corollary thereto, we shall also determine if the Court of Appeals erred in relying on the testimonies of the
witnesses for the private respondents.
In sustaining the position of private respondents, the Court of Appeals relied on the testimonies of Dra.
Gutierrez, Dra. Calderon and Dr. Jamora. In giving weight to the testimony of Dra. Gutierrez, the Court of
Appeals rationalized that she was candid enough to admit that she experienced some difficulty in the
endotracheal intubation 45 of the patient and thus, cannot be said to be covering her negligence with falsehood.
The appellate court likewise opined that private respondents were able to show that the brain damage sustained
by Erlinda was not caused by the alleged faulty intubation but was due to the allergic reaction of the patient to
the drug Thiopental Sodium (Pentothal), a short-acting barbiturate, as testified on by their expert witness, Dr.
Jamora. On the other hand, the appellate court rejected the testimony of Dean Herminda Cruz offered in favor of
petitioners that the cause of the brain injury was traceable to the wrongful insertion of the tube since the latter,
being a nurse, was allegedly not knowledgeable in the process of intubation. In so holding, the appellate court
returned a verdict in favor of respondents physicians and hospital and absolved them of any liability towards
Erlinda and her family.
We disagree with the findings of the Court of Appeals. We hold that private respondents were unable to
disprove the presumption of negligence on their part in the care of Erlinda and their negligence was the
proximate cause of her piteous condition.
In the instant case, the records are helpful in furnishing not only the logical scientific evidence of the
pathogenesis of the injury but also in providing the Court the legal nexus upon which liability is based. As
will be shown hereinafter, private respondents' own testimonies which are reflected in the transcript of
stenographic notes are replete of signposts indicative of their negligence in the care and management of
Erlinda.
With regard to Dra. Gutierrez, we find her negligent in the care of Erlinda during the anesthesia phase. As
borne by the records, respondent Dra. Gutierrez failed to properly intubate the patient. This fact was
attested to by Prof. Herminda Cruz, Dean of the Capitol Medical Center School of Nursing and petitioner's
sister-in-law, who was in the operating room right beside the patient when the tragic event occurred.
Witness Cruz testified to this effect:
ATTY. PAJARES:
Q: In particular, what did Dra. Perfecta Gutierrez do, if any on the patient?
A: In particular, I could see that she was intubating the patient.
Q: Do you know what happened to that intubation process administered by
Dra. Gutierrez?
ATTY. ALCERA:
She will be incompetent Your Honor.
COURT:
Witness may answer if she knows.
A: As have said, I was with the patient, I was beside the stretcher holding the
left hand of the patient and all of a sudden heard some remarks coming from
Dra. Perfecta Gutierrez herself. She was saying "Ang hirap ma-intubate nito,
mali yata ang pagkakapasok. O lumalaki ang tiyan.
xxx xxx xxx
ATTY. PAJARES:
Q: From whom did you hear those words "lumalaki ang tiyan"?
A: From Dra. Perfecta Gutierrez.
xxx xxx xxx
Q: After hearing the phrase "lumalaki ang tiyan," what did you notice on the
person of the patient?
A: I notice (sic) some bluish discoloration on the nailbeds of the left hand
where I was at.
Q: Where was Dr. Orlino Ho[s]aka then at that particular time?
A: I saw him approaching the patient during that time.
Q: When he approached the patient, what did he do, if any?
A: He made an order to call on the anesthesiologist in the person of Dr.
Calderon.
Q: Did Dr. Calderon, upon being called, arrive inside the operating room?
A: Yes sir.
Q: What did [s]he do, if any?
A: [S]he tried to intubate the patient.
Q: What happened to the patient?
A: When Dr. Calderon try (sic) to intubate the patient, after a while the
patient's nailbed became bluish and I saw the patient was placed in
trendelenburg position.
xxx xxx xxx
Q: Do you know the reason why the patient was placed in that trendelenburg
position?
The appellate court, however, disbelieved Dean Cruz's testimony in the trial court by declaring that:
A perusal of the standard nursing curriculum in our country will show that intubation is not
taught as part of nursing procedures and techniques. Indeed, we take judicial notice of the
fact that nurses do not, and cannot, intubate. Even on the assumption that she is fully
capable of determining whether or not a patient is properly intubated, witness Herminda
Cruz, admittedly, did not peep into the throat of the patient. (TSN, July 25, 1991, p. 13).
More importantly, there is no evidence that she ever auscultated the patient or that she
conducted any type of examination to check if the endotracheal tube was in its proper place,
and to determine the condition of the heart, lungs, and other organs. Thus, witness Cruz's
categorical statements that appellant Dra. Gutierrez failed to intubate the appellee Erlinda
Ramos and that it was Dra. Calderon who succeeded in doing so clearly suffer from lack of
sufficient factual bases. 47
In other words, what the Court of Appeals is trying to impress is that being a nurse, and considered a
layman in the process of intubation, witness Cruz is not competent to testify on whether or not the
intubation was a success.
We do not agree with the above reasoning of the appellate court. Although witness Cruz is not an
anesthesiologist, she can very well testify upon matters on which she is capable of observing such as, the
statements and acts of the physician and surgeon, external appearances, and manifest conditions which
are observable by any one. 48 This is precisely allowed under the doctrine of res ipsa loquitur where the
testimony of expert witnesses is not required. It is the accepted rule that expert testimony is not necessary for
the proof of negligence in non-technical matters or those of which an ordinary person may be expected to have
knowledge, or where the lack of skill or want of care is so obvious as to render expert testimony
unnecessary. 49 We take judicial notice of the fact that anesthesia procedures have become so common, that
even an ordinary person can tell if it was administered properly. As such, it would not be too difficult to tell if the
tube was properly inserted. This kind of observation, we believe, does not require a medical degree to be
acceptable.
At any rate, without doubt, petitioner's witness, an experienced clinical nurse whose long experience and
scholarship led to her appointment as Dean of the Capitol Medical Center School at Nursing, was fully
capable of determining whether or not the intubation was a success. She had extensive clinical experience
starting as a staff nurse in Chicago, Illinois; staff nurse and clinical instructor in a teaching hospital, the
FEU-NRMF; Dean of the Laguna College of Nursing in San Pablo City; and then Dean of the Capitol
Medical Center School of Nursing. 50Reviewing witness Cruz' statements, we find that the same were
delivered in a straightforward manner, with the kind of detail, clarity, consistency and spontaneity which would
have been difficult to fabricate. With her clinical background as a nurse, the Court is satisfied that she was able
to demonstrate through her testimony what truly transpired on that fateful day.
Most of all, her testimony was affirmed by no less than respondent Dra. Gutierrez who admitted that she
experienced difficulty in inserting the tube into Erlinda's trachea, to wit:
ATTY. LIGSAY:
Q: In this particular case, Doctora, while you were intubating at your first
attempt (sic), you did not immediately see the trachea?
DRA. GUTIERREZ:
A: Yes sir.
Q: Did you pull away the tube immediately?
A: You do not pull the . . .
Q: Did you or did you not?
A: I did not pull the tube.
Q: When you said "mahirap yata ito," what were you referring to?
A: "Mahirap yata itong i-intubate," that was the patient.
Q: So, you found some difficulty in inserting the tube?
A: Yes, because of (sic) my first attempt, I did not see right away. 51
Curiously in the case at bar, respondent Dra. Gutierrez made the haphazard defense that she encountered
hardship in the insertion of the tube in the trachea of Erlinda because it was positioned more anteriorly
(slightly deviated from the normal anatomy of a person) 52 making it harder to locate and, since Erlinda is
obese and has a short neck and protruding teeth, it made intubation even more difficult.
The argument does not convince us. If this was indeed observed, private respondents adduced no
evidence demonstrating that they proceeded to make a thorough assessment of Erlinda's airway, prior to
the induction of anesthesia, even if this would mean postponing the procedure. From their testimonies, it
appears that the observation was made only as an afterthought, as a means of defense.
The pre-operative evaluation of a patient prior to the administration of anesthesia is universally observed to
lessen the possibility of anesthetic accidents. Pre-operative evaluation and preparation for anesthesia
begins when the anesthesiologist reviews the patient's medical records and visits with the patient,
traditionally, the day before elective surgery. 53 It includes taking the patient's medical history, review of
current drug therapy, physical examination and interpretation of laboratory data. 54 The physical examination
performed by the anesthesiologist is directed primarily toward the central nervous system, cardiovascular
system, lungs and upper airway. 55 A thorough analysis of the patient's airway normally involves investigating
the following: cervical spine mobility, temporomandibular mobility, prominent central incisors, diseased or
artificial teeth, ability to visualize uvula and the thyromental distance. 56 Thus, physical characteristics of the
patient's upper airway that could make tracheal intubation difficult should be studied. 57 Where the need arises,
as when initial assessment indicates possible problems (such as the alleged short neck and protruding teeth of
Erlinda) a thorough examination of the patient's airway would go a long way towards decreasing patient
morbidity and mortality.
In the case at bar, respondent Dra. Gutierrez admitted that she saw Erlinda for the first time on the day of
the operation itself, on 17 June 1985. Before this date, no prior consultations with, or pre-operative
evaluation of Erlinda was done by her. Until the day of the operation, respondent Dra. Gutierrez was
unaware of the physiological make-up and needs of Erlinda. She was likewise not properly informed of the
possible difficulties she would face during the administration of anesthesia to Erlinda. Respondent Dra.
Gutierrez' act of seeing her patient for the first time only an hour before the scheduled operative procedure
was, therefore, an act of exceptional negligence and professional irresponsibility. The measures cautioning
prudence and vigilance in dealing with human lives lie at the core of the physician's centuries-old
Hippocratic Oath. Her failure to follow this medical procedure is, therefore, a clear indicia of her negligence.
Respondent Dra. Gutierrez, however, attempts to gloss over this omission by playing around with the trial
court's ignorance of clinical procedure, hoping that she could get away with it. Respondent Dra. Gutierrez
tried to muddle the difference between an elective surgery and an emergency surgery just so her failure to
perform the required pre-operative evaluation would escape unnoticed. In her testimony she asserted:
ATTY. LIGSAY:
Q: Would you agree, Doctor, that it is good medical practice to see the
patient a day before so you can introduce yourself to establish good doctorpatient relationship and gain the trust and confidence of the patient?
DRA. GUTIERREZ:
A: As I said in my previous statement, it depends on the operative procedure
of the anesthesiologist and in my case, with elective cases and normal
cardio-pulmonary clearance like that, I usually don't do it except on
emergency and on cases that have an abnormalities (sic). 58
However, the exact opposite is true. In an emergency procedure, there is hardly enough time available for
the fastidious demands of pre-operative procedure so that an anesthesiologist is able to see the patient
only a few minutes before surgery, if at all. Elective procedures, on the other hand, are operative
procedures that can wait for days, weeks or even months. Hence, in these cases, the anesthesiologist
possesses the luxury of time to be at the patient's beside to do a proper interview and clinical evaluation.
There is ample time to explain the method of anesthesia, the drugs to be used, and their possible hazards
for purposes of informed consent. Usually, the pre-operative assessment is conducted at least one day
before the intended surgery, when the patient is relaxed and cooperative.
Erlinda's case was elective and this was known to respondent Dra. Gutierrez. Thus, she had all the time to
make a thorough evaluation of Erlinda's case prior to the operation and prepare her for anesthesia.
However, she never saw the patient at the bedside. She herself admitted that she had seen petitioner only
in the operating room, and only on the actual date of the cholecystectomy. She negligently failed to take
advantage of this important opportunity. As such, her attempt to exculpate herself must fail.
Having established that respondent Dra. Gutierrez failed to perform pre-operative evaluation of the patient
which, in turn, resulted to a wrongful intubation, we now determine if the faulty intubation is truly the
proximate cause of Erlinda's comatose condition.
Private respondents repeatedly hammered the view that the cerebral anoxia which led to Erlinda's coma
was due to bronchospasm 59 mediated by her allergic response to the drug, Thiopental Sodium, introduced
into her system. Towards this end, they presented Dr. Jamora, a Fellow of the Philippine College of Physicians
and Diplomate of the Philippine Specialty Board of Internal Medicine, who advanced private respondents' theory
that the oxygen deprivation which led to anoxic encephalopathy, 60 was due to an unpredictable drug reaction to
the short-acting barbiturate. We find the theory of private respondents unacceptable.
First of all, Dr. Jamora cannot be considered an authority in the field of anesthesiology simply because he
is not an anesthesiologist. Since Dr. Jamora is a pulmonologist, he could not have been capable of properly
enlightening the court about anesthesia practice and procedure and their complications. Dr. Jamora is
likewise not an allergologist and could not therefore properly advance expert opinion on allergic-mediated
processes. Moreover, he is not a pharmacologist and, as such, could not have been capable, as an expert
would, of explaining to the court the pharmacologic and toxic effects of the supposed culprit, Thiopental
Sodium (Pentothal).
The inappropriateness and absurdity of accepting Dr. Jamora's testimony as an expert witness in the
anesthetic practice of Pentothal administration is further supported by his own admission that he formulated
his opinions on the drug not from the practical experience gained by a specialist or expert in the
administration and use of Sodium Pentothal on patients, but only from reading certain references, to wit:
ATTY. LIGSAY:
Q: In your line of expertise on pulmonology, did you have any occasion to
use pentothal as a method of management?
DR. JAMORA:
A: We do it in conjunction with the anesthesiologist when they have to
intubate our patient.
Q: But not in particular when you practice pulmonology?
A: No.
Q: In other words, your knowledge about pentothal is based only on what
you have read from books and not by your own personal application of the
medicine pentothal?
A: Based on my personal experience also on pentothal.
Q: How many times have you used pentothal?
A: They used it on me. I went into bronchospasm during my appendectomy.
Q: And because they have used it on you and on account of your own
personal experience you feel that you can testify on pentothal here with
medical authority?
withdrawn for the second attempt) was fairly significant. Due to the delay in the delivery of oxygen in her
lungs Erlinda showed signs of cyanosis. 66 As stated in the testimony of Dr. Hosaka, the lack of oxygen
became apparent only after he noticed that the nailbeds of Erlinda were already blue. 67 However, private
respondents contend that a second intubation was executed on Erlinda and this one was successfully done. We
do not think so. No evidence exists on record, beyond private respondents' bare claims, which supports the
contention that the second intubation was successful. Assuming that the endotracheal tube finally found its way
into the proper orifice of the trachea, the same gave no guarantee of oxygen delivery, the hallmark of a
successful intubation. In fact, cyanosis was again observed immediately after the second intubation. Proceeding
from this event (cyanosis), it could not be claimed, as private respondents insist, that the second intubation was
accomplished. Even granting that the tube was successfully inserted during the second attempt, it was obviously
too late. As aptly explained by the trial court, Erlinda already suffered brain damage as a result of the inadequate
oxygenation of her brain for about four to five minutes. 68
The above conclusion is not without basis. Scientific studies point out that intubation problems are
responsible for one-third (1/3) of deaths and serious injuries associated with anesthesia. 69 Nevertheless,
ninety-eight percent (98%) or the vast majority of difficult intubations may be anticipated by performing a
thorough evaluation of the patient's airway prior to the operation. 70 As stated beforehand, respondent Dra.
Gutierrez failed to observe the proper pre-operative protocol which could have prevented this unfortunate
incident. Had appropriate diligence and reasonable care been used in the pre-operative evaluation, respondent
physician could have been much more prepared to meet the contingency brought about by the perceived
anatomic variations in the patient's neck and oral area, defects which would have been easily overcome by a
prior knowledge of those variations together with a change in technique. 71 In other words, an experienced
anesthesiologist, adequately alerted by a thorough pre-operative evaluation, would have had little difficulty going
around the short neck and protruding teeth. 72 Having failed to observe common medical standards in preoperative management and intubation, respondent Dra. Gutierrez' negligence resulted in cerebral anoxia and
eventual coma of Erlinda.
We now determine the responsibility of respondent Dr. Orlino Hosaka as the head of the surgical team. As
the so-called "captain of the ship," 73 it is the surgeon's responsibility to see to it that those under him perform
their task in the proper manner. Respondent Dr. Hosaka's negligence can be found in his failure to exercise the
proper authority (as the "captain" of the operative team) in not determining if his anesthesiologist observed
proper anesthesia protocols. In fact, no evidence on record exists to show that respondent Dr. Hosaka verified if
respondent Dra. Gutierrez properly intubated the patient. Furthermore, it does not escape us that respondent Dr.
Hosaka had scheduled another procedure in a different hospital at the same time as Erlinda's cholecystectomy,
and was in fact over three hours late for the latter's operation. Because of this, he had little or no time to confer
with his anesthesiologist regarding the anesthesia delivery. This indicates that he was remiss in his professional
duties towards his patient. Thus, he shares equal responsibility for the events which resulted in Erlinda's
condition.
We now discuss the responsibility of the hospital in this particular incident. The unique practice (among
private hospitals) of filling up specialist staff with attending and visiting "consultants," 74 who are allegedly
not hospital employees, presents problems in apportioning responsibility for negligence in medical malpractice
cases. However, the difficulty is only more apparent than real.
In the first place, hospitals exercise significant control in the hiring and firing of consultants and in the
conduct of their work within the hospital premises. Doctors who apply for "consultant" slots, visiting or
attending, are required to submit proof of completion of residency, their educational qualifications;
generally, evidence of accreditation by the appropriate board (diplomate), evidence of fellowship in most
cases, and references. These requirements are carefully scrutinized by members of the hospital
administration or by a review committee set up by the hospital who either accept or reject the
application. 75 This is particularly true with respondent hospital.
After a physician is accepted, either as a visiting or attending consultant, he is normally required to attend
clinico-pathological conferences, conduct bedside rounds for clerks, interns and residents, moderate grand
rounds and patient audits and perform other tasks and responsibilities, for the privilege of being able to
maintain a clinic in the hospital, and/or for the privilege of admitting patients into the hospital. In addition to
these, the physician's performance as a specialist is generally evaluated by a peer review committee on
the basis of mortality and morbidity statistics, and feedback from patients, nurses, interns and residents. A
consultant remiss in his duties, or a consultant who regularly falls short of the minimum standards
acceptable to the hospital or its peer review committee, is normally politely terminated.
In other words, private hospitals, hire, fire and exercise real control over their attending and visiting
"consultant" staff. While "consultants" are not, technically employees, a point which respondent hospital
asserts in denying all responsibility for the patient's condition, the control exercised, the hiring, and the right
to terminate consultants all fulfill the important hallmarks of an employer-employee relationship, with the
exception of the payment of wages. In assessing whether such a relationship in fact exists, the control test
is determining. Accordingly, on the basis of the foregoing, we rule that for the purpose of allocating
responsibility in medical negligence cases, an employer-employee relationship in effect exists between
hospitals and their attending and visiting physicians. This being the case, the question now arises as to
whether or not respondent hospital is solidarily liable with respondent doctors for petitioner's condition. 76
The basis for holding an employer solidarily responsible for the negligence of its employee is found in
Article 2180 of the Civil Code which considers a person accountable not only for his own acts but also for
those of others based on the former's responsibility under a relationship of patria potestas. 77 Such
responsibility ceases when the persons or entity concerned prove that they have observed the diligence of a
good father of the family to prevent damage. 78 In other words, while the burden of proving negligence rests on
the plaintiffs, once negligence is shown, the burden shifts to the respondents (parent, guardian, teacher or
employer) who should prove that they observed the diligence of a good father of a family to prevent damage.
In the instant case, respondent hospital, apart from a general denial of its responsibility over respondent
physicians, failed to adduce evidence showing that it exercised the diligence of a good father of a family in
the hiring and supervision of the latter. It failed to adduce evidence with regard to the degree of supervision
which it exercised over its physicians. In neglecting to offer such proof, or proof of a similar nature,
respondent hospital thereby failed to discharge its burden under the last paragraph of Article 2180. Having
failed to do this, respondent hospital is consequently solidarily responsible with its physicians for Erlinda's
condition.
Based on the foregoing, we hold that the Court of Appeals erred in accepting and relying on the testimonies
of the witnesses for the private respondents. Indeed, as shown by the above discussions, private
respondents were unable to rebut the presumption of negligence. Upon these disquisitions we hold that
private respondents are solidarily liable for damages under Article 2176 79 of the Civil Code.
We now come to the amount of damages due petitioners. The trial court awarded a total of P632,000.00
pesos (should be P616,000.00) in compensatory damages to the plaintiff, "subject to its being updated"
covering the period from 15 November 1985 up to 15 April 1992, based on monthly expenses for the care
of the patient estimated at P8,000.00.
At current levels, the P8000/monthly amount established by the trial court at the time of its decision would
be grossly inadequate to cover the actual costs of home-based care for a comatose individual. The
calculated amount was not even arrived at by looking at the actual cost of proper hospice care for the
patient. What it reflected were the actual expenses incurred and proved by the petitioners after they were
forced to bring home the patient to avoid mounting hospital bills.
And yet ideally, a comatose patient should remain in a hospital or be transferred to a hospice specializing in
the care of the chronically ill for the purpose of providing a proper milieu adequate to meet minimum
standards of care. In the instant case for instance, Erlinda has to be constantly turned from side to side to
prevent bedsores and hypostatic pneumonia. Feeding is done by nasogastric tube. Food preparation
should be normally made by a dietitian to provide her with the correct daily caloric requirements and
vitamin supplements. Furthermore, she has to be seen on a regular basis by a physical therapist to avoid
muscle atrophy, and by a pulmonary therapist to prevent the accumulation of secretions which can lead to
respiratory complications.
Given these considerations, the amount of actual damages recoverable in suits arising from negligence
should at least reflect the correct minimum cost of proper care, not the cost of the care the family is usually
compelled to undertake at home to avoid bankruptcy. However, the provisions of the Civil Code on actual or
compensatory damages present us with some difficulties.
Well-settled is the rule that actual damages which may be claimed by the plaintiff are those suffered by him
as he has duly proved. The Civil Code provides:
Art. 2199. Except as provided by law or by stipulation, one is entitled to an adequate
compensation only for such pecuniary loss suffered by him as he has duly proved. Such
compensation is referred to as actual or compensatory damages.
Our rules on actual or compensatory damages generally assume that at the time of litigation, the injury
suffered as a consequence of an act of negligence has been completed and that the cost can be liquidated.
However, these provisions neglect to take into account those situations, as in this case, where the resulting
injury might be continuing and possible future complications directly arising from the injury, while certain to
occur, are difficult to predict.
In these cases, the amount of damages which should be awarded, if they are to adequately and correctly
respond to the injury caused, should be one which compensates for pecuniary loss incurred and proved, up
to the time of trial; and one which would meet pecuniary loss certain to be suffered but which could not,
from the nature of the case, be made with certainty. 80 In other words, temperate damages can and should be
awarded on top of actual or compensatory damages in instances where the injury is chronic and continuing. And
because of the unique nature of such cases, no incompatibility arises when both actual and temperate damages
are provided for. The reason is that these damages cover two distinct phases.
As it would not be equitable and certainly not in the best interests of the administration of justice for
the victim in such cases to constantly come before the courts and invoke their aid in seeking adjustments to
the compensatory damages previously awarded temperate damages are appropriate. The amount given
as temperate damages, though to a certain extent speculative, should take into account the cost of proper
care.
In the instant case, petitioners were able to provide only home-based nursing care for a comatose patient
who has remained in that condition for over a decade. Having premised our award for compensatory
damages on the amount provided by petitioners at the onset of litigation, it would be now much more in
step with the interests of justice if the value awarded for temperate damages would allow petitioners to
provide optimal care for their loved one in a facility which generally specializes in such care. They should
not be compelled by dire circumstances to provide substandard care at home without the aid of
professionals, for anything less would be grossly inadequate. Under the circumstances, an award of
P1,500,000.00 in temperate damages would therefore be reasonable. 81
In Valenzuela vs. Court of Appeals, 82 this Court was confronted with a situation where the injury suffered by
the plaintiff would have led to expenses which were difficult to estimate because while they would have been a
direct result of the injury (amputation), and were certain to be incurred by the plaintiff, they were likely to arise
only in the future. We awarded P1,000,000.00 in moral damages in that case.
Describing the nature of the injury, the Court therein stated:
As a result of the accident, Ma. Lourdes Valenzuela underwent a traumatic amputation of
her left lower extremity at the distal left thigh just above the knee. Because of this,
Valenzuela will forever be deprived of the full ambulatory functions of her left extremity, even
with the use of state of the art prosthetic technology. Well beyond the period of
hospitalization (which was paid for by Li), she will be required to undergo adjustments in her
prosthetic devise due to the shrinkage of the stump from the process of healing.
These adjustments entail costs, prosthetic replacements and months of physical and
occupational rehabilitation and therapy. During the lifetime, the prosthetic devise will have to
be replaced and readjusted to changes in the size of her lower limb effected by the
biological changes of middle-age, menopause and aging. Assuming she reaches
menopause, for example, the prosthetic will have to be adjusted to respond to the changes
in bone resulting from a precipitate decrease in calcium levels observed in the bones of all
post-menopausal women. In other words, the damage done to her would not only be
permanent and lasting, it would also be permanently changing and adjusting to the
physiologic changes which her body would normally undergo through the years. The
replacements, changes, and adjustments will require corresponding adjustive physical and
occupational therapy. All of these adjustments, it has been documented, are painful.
xxx xxx xxx
A prosthetic devise, however technologically advanced, will only allow a reasonable amount
of functional restoration of the motor functions of the lower limb. The sensory functions are
forever lost. The resultant anxiety, sleeplessness, psychological injury, mental and physical
pain are inestimable.83
The injury suffered by Erlinda as a consequence of private respondents' negligence is certainly much more
serious than the amputation in the Valenzuela case.
Petitioner Erlinda Ramos was in her mid-forties when the incident occurred. She has been in a comatose
state for over fourteen years now. The burden of care has so far been heroically shouldered by her
husband and children, who, in the intervening years have been deprived of the love of a wife and a mother.
Meanwhile, the actual physical, emotional and financial cost of the care of petitioner would be virtually
impossible to quantify. Even the temperate damages herein awarded would be inadequate if petitioner's
condition remains unchanged for the next ten years.
We recognized, in Valenzuela that a discussion of the victim's actual injury would not even scratch the
surface of the resulting moral damage because it would be highly speculative to estimate the amount of
emotional and moral pain, psychological damage and injury suffered by the victim or those actually affected
by the victim's condition. 84The husband and the children, all petitioners in this case, will have to live with the
day to day uncertainty of the patient's illness, knowing any hope of recovery is close to nil. They have fashioned
their daily lives around the nursing care of petitioner, altering their long term goals to take into account their life
with a comatose patient. They, not the respondents, are charged with the moral responsibility of the care of the
victim. The family's moral injury and suffering in this case is clearly a real one. For the foregoing reasons, an
award of P2,000,000.00 in moral damages would be appropriate.
Finally, by way of example, exemplary damages in the amount of P100,000.00 are hereby awarded.
Considering the length and nature of the instant suit we are of the opinion that attorney's fees valued at
P100,000.00 are likewise proper.
Our courts face unique difficulty in adjudicating medical negligence cases because physicians are not
insurers of life and, they rarely set out to intentionally cause injury or death to their patients. However, intent
is immaterial in negligence cases because where negligence exists and is proven, the same automatically
gives the injured a right to reparation for the damage caused.
Established medical procedures and practices, though in constant flux are devised for the purpose of
preventing complications. A physician's experience with his patients would sometimes tempt him to deviate
from established community practices, and he may end a distinguished career using unorthodox methods
without incident. However, when failure to follow established procedure results in the evil precisely sought
to be averted by observance of the procedure and a nexus is made between the deviation and the injury or
damage, the physician would necessarily be called to account for it. In the case at bar, the failure to
observe pre-operative assessment protocol which would have influenced the intubation in a salutary way
was fatal to private respondents' case.
WHEREFORE, the decision and resolution of the appellate court appealed from are hereby modified so as
to award in favor of petitioners, and solidarily against private respondents the following: 1) P1,352,000.00
as actual damages computed as of the date of promulgation of this decision plus a monthly payment of
P8,000.00 up to the time that petitioner Erlinda Ramos expires or miraculously survives; 2) P2,000,000.00
as moral damages, 3) P1,500,000.00 as temperate damages; 4) P100,000.00 each as exemplary damages
and attorney's fees; and, 5) the costs of the suit.
SO ORDERED.
Davide, Jr., C.J., Puno, Pardo and Ynares-Santiago, JJ., concur.
SECOND DIVISION
SPOUSES FREDELICTO
FLORES (deceased) and
FELICISIMA FLORES,
Petitioners,
-
versus -
SPOUSES DOMINADOR
PINEDA and VIRGINIA
SACLOLO, and FLORENCIO,
Promulgated:
CANDIDA, MARTA,
GODOFREDO, BALTAZAR and November 14, 2008
LUCENA, all surnamed
PINEDA, as heirs of the deceased
TERESITA S. PINEDA, and
UNITED DOCTORS MEDICAL
CENTER, INC.,
Respondents.
x -------------------------------------------------------------------------------------------x
DECISION
BRION, J.:
This petition involves a medical negligence case that was elevated to this Court through
an appeal by certiorari under Rule 45 of the Rules of Court. The petition assails the
Decision[1] of the Court of Appeals (CA) in CA G.R. CV No. 63234, which affirmed
with modification the Decision[2] of the Regional Trial Court (RTC) of Nueva Ecija,
Branch37 in Civil Case No. SD-1233. The dispositive portion of the assailed CA
decision states:
WHEREFORE, premises considered, the assailed Decision of the Regional Trial Court
of Baloc, Sto. Domingo, Nueva Ecija, Branch 37 is hereby AFFIRMED but with
modifications as follows:
1)
Ordering defendant-appellants Dr. and Dra. Fredelicto A. Flores and
the United Doctors Medical Center, Inc. to jointly and severally pay the
plaintiff-appellees heirs of Teresita Pineda, namely, Spouses Dominador
Pineda and Virginia Saclolo and Florencio, Candida, Marta, Godofredo,
Baltazar and Lucena, all surnamed Pineda, the sum of P400,000.00 by way
of moral damages;
2)
Ordering the above-named defendant-appellants to jointly and
severally pay the above-named plaintiff-appellees the sum of P100,000.00 by
way of exemplary damages;
3)
Ordering the above-named defendant-appellants to jointly and
severally pay the above-named plaintiff-appellees the sum of P36,000.00 by
way of actual and compensatory damages; and
4)
SO ORDERED.
While this case essentially involves questions of facts, we opted for the requested review
in light of questions we have on the findings of negligence below, on the awarded
damages and costs, and on the importance of this type of ruling on medical practice.[3]
BACKGROUND FACTS
Teresita Pineda (Teresita) was a 51-year old unmarried woman living in Sto. Domingo,
Nueva Ecija. She consulted on April 17, 1987 her townmate, Dr. Fredelicto Flores,
regarding her medical condition. She complained of general body weakness, loss of
appetite, frequent urination and thirst, and on-and-off vaginal bleeding. Dr. Fredelicto
initially interviewed the patient and asked for the history of her monthly period to
analyze the probable cause of the vaginal bleeding. He advised her to return the
following week or to go to the United Doctors Medical Center (UDMC) in Quezon
City for a general check-up. As for her other symptoms, he suspected that Teresita might
be suffering from diabetes and told her to continue her medications.[4]
Teresita did not return the next week as advised. However, when her condition persisted,
she went to further consult Dr. Flores at his UDMC clinic on April 28, 1987, travelling
for at least two hours from Nueva Ecija to Quezon City with her sister, Lucena
Pineda. They arrived at UDMC at around 11:15 a.m.. Lucena later testified that her
sister was then so weak that she had to lie down on the couch of the clinic while they
waited for the doctor. When Dr. Fredelicto arrived, he did a routine check-up and
ordered Teresitas admission to the hospital. In the admission slip, he directed the
hospital staff to prepare the patient for an on call D&C[5] operation to be performed by
his wife, Dr. Felicisima Flores (Dr. Felicisima). Teresita was brought to her hospital
room at around 12 noon; the hospital staff forthwith took her blood and urine samples
for the laboratory tests[6]which Dr. Fredelicto ordered.
At 2:40 p.m. of that same day, Teresita was taken to the operating room. It was only then
that she met Dr. Felicisima, an obstetrician and gynecologist. The two doctors Dr.
Felicisima and Dr. Fredelicto, conferred on the patients medical condition, while the
resident physician and the medical intern gave Dr. Felicisima their own briefings. She
also interviewed and conducted an internal vaginal examination of the patient which
lasted for about 15 minutes. Dr. Felicisima thereafter called up the laboratory for the
results of the tests. At that time, only the results for the blood sugar (BS), uric acid
determination, cholesterol determination, and complete blood count (CBC) were
available. Teresitas BS count was 10.67mmol/l[7] and her CBC was 109g/l.[8]
Based on these preparations, Dr. Felicisima proceeded with the D&C operation with Dr.
Fredelicto administering the general anesthesia. The D&C operation lasted for about 10
to 15 minutes. By 3:40 p.m., Teresita was wheeled back to her room.
A day after the operation (or on April 29, 1987), Teresita was subjected to an ultrasound
examination as a confirmatory procedure. The results showed that she had an enlarged
uterus and myoma uteri.[9] Dr. Felicisima, however, advised Teresita that she could spend
her recovery period at home. Still feeling weak, Teresita opted for hospital confinement.
Teresitas complete laboratory examination results came only on that day (April 29,
1987). Teresitas urinalysis showed a three plus sign (+++) indicating that the sugar in
her urine was very high. She was then placed under the care of Dr. Amado Jorge, an
internist.
By April 30, 1987, Teresitas condition had worsened. She experienced difficulty in
breathing and was rushed to the intensive care unit. Further tests confirmed that she was
suffering from Diabetes Mellitus Type II.[10] Insulin was administered on the patient,
but the medication might have arrived too late. Due to complications induced by
diabetes, Teresita died in the morning of May 6, 1987.[11]
Believing that Teresitas death resulted from the negligent handling of her medical needs,
her family (respondents) instituted an action for damages against Dr. Fredelicto Flores
and Dr. Felicisima Flores (collectively referred to as the petitioner spouses) before the
RTC of Nueva Ecija.
The RTC ruled in favor of Teresitas family and awarded actual, moral, and exemplary
damages, plus attorneys fees and costs.[12] The CA affirmed the judgment, but modified
the amount of damages awarded and deleted the award for attorneys fees and costs of
suit.[13]
Through this petition for review on certiorari, the petitioner spouses Dr. Fredelicto (now
deceased) and Dr. Felicisima Flores allege that the RTC and CA committed a reversible
error in finding them liable through negligence for the death of Teresita Pineda.
ASSIGNMENT OF ERRORS
The petitioner spouses contend that they exercised due care and prudence in the
performance of their duties as medical professionals. They had attended to the patient to
the best of their abilities and undertook the management of her case based on her
complaint of an on-and-off vaginal bleeding. In addition, they claim that nothing on
record shows that the death of Teresita could have been averted had they employed
means other than what they had adopted in the ministration of the patient.
address vaginal bleeding the medical problem presented to them. Given that the patient
died after the D&C, the core issue is whether the decision to proceed with the D&C
operation was an honest mistake of judgment or one amounting to negligence.
Elements of a Medical Negligence Case
A medical negligence case is a type of claim to redress a wrong committed by a
medical professional, that has caused bodily harm to or the death of a patient. There are
four elements involved in a medical negligence case, namely: duty, breach, injury, and
proximate causation.[14]
Duty refers to the standard of behavior which imposes restrictions on ones conduct.
[15] The standard in turn refers to the amount of competence associated with the proper
discharge of the profession. A physician is expected to use at least the same level of care
that any other reasonably competent doctor would use under the same
circumstances.Breach of duty occurs when the physician fails to comply with these
professional standards. If injury results to the patient as a result of this breach, the
physician is answerable for negligence.[16]
As in any civil action, the burden to prove the existence of the necessary elements rests
with the plaintiff.[17] To successfully pursue a claim, the plaintiff must prove by
preponderance of evidence that, one, the physician either failed to do something which a
reasonably prudent health care provider would have done, or that he did something that
a reasonably prudent provider would not have done; and two, the failure or action
caused injury to the patient.[18] Expert testimony is therefore essential since the factual
issue of whether a physician or surgeon has exercised the requisite degree of skill and
care in the treatment of his patient is generally a matter of expert opinion.[19]
Standard of Care and Breach of Duty
D&C is the classic gynecologic procedure for the evaluation and possible therapeutic
treatment for abnormal vaginal bleeding.[20] That this is the recognized procedure is
confirmed by Drs. Salvador Nieto (Dr. Nieto) and Joselito Mercado (Dr. Mercado), the
expert witnesses presented by the respondents:
DR. NIETO: [W]hat I know among obstetricians, if there is bleeding, they
perform what we call D&C for diagnostic purposes.
xxx xxx xxx
Q: So are you trying to tell the Court that D&C can be a diagnostic treatment?
A: Yes, sir. Any doctor knows this.[21]
Dr. Mercado, however, objected with respect to the time the D&C operation should have
been conducted in Teresitas case. He opined that given the blood sugar level of Teresita,
her diabetic condition should have been
addressed first:
Q: Why do you consider the time of performance of the D&C not
appropriate?
A: Because I have read the record and I have seen the urinalysis, [there
is] spillage in the urine, and blood sugar was 10.67
Q: What is the significance of the spillage in the urine?
A: It is a sign that the blood sugar is very high.
Q: Does it indicate sickness?
A: 80 to 95% it means diabetes mellitus. The blood sugar was 10.67.
xxx xxx xxx
COURT: In other words, the operation conducted on the patient, your
opinion, that it is inappropriate?
A: The timing of [when] the D&C [was] done, based on the record, in
my personal opinion, that D&C should be postponed a day or two.[22]
The petitioner spouses countered that, at the time of the operation, there was nothing to
indicate that Teresita was afflicted with diabetes: a blood sugar level of 10.67mmol/l
did not necessarily mean that she was a diabetic considering that this was random
blood sugar;[23] there were other factors that might have caused Teresitas blood sugar
to rise such as the taking of blood samples during lunchtime and while patient was
being given intra-venous dextrose.[24] Furthermore, they claim that their principal
concern was to determine the cause of and to stop the vaginal bleeding.
The petitioner spouses contentions, in our view, miss several points. First, as early
as April 17, 1987, Teresita was already suspected to be suffering from diabetes.
[25]This suspicion again arose right before the D&C operation on April 28, 1987 when
the laboratory result revealed Teresitas increased blood sugar level.[26] Unfortunately,
the petitioner spouses did not wait for the full medical laboratory results before
proceeding with the D&C, a fact that was never considered in the courts
below. Second, the petitioner spouses were duly advised that the patient was
experiencing general body weakness, loss of appetite, frequent urination, and thirst all
of which are classic symptoms of diabetes.[27] When a patient exhibits symptoms
typical of a particular disease, these symptoms should, at the very least, alert the
physician of the possibility that the patient may be afflicted with the suspected disease:
[Expert testimony for the plaintiff showed that] tests should have been ordered
immediately on admission to the hospital in view of the symptoms presented, and that
failure to recognize the existence of diabetes constitutes negligence.[28]
Third, the petitioner spouses cannot claim that their principal concern was the vaginal
bleeding and should not therefore be held accountable for complications coming from
other sources. This is a very narrow and self-serving view that even reflects on their
competence.
Taken together, we find that reasonable prudence would have shown that diabetes and its
complications were foreseeable harm that should have been taken into consideration by
the petitioner spouses. If a patient suffers from some disability that increases the
magnitude of risk to him, that disability must be taken into account so long as it is
or should have been known to the physician.[29] And when the patient is exposed to
an increased risk, it is incumbent upon the physician to take commensurate and adequate
precautions.
Taking into account Teresitas high blood sugar,[30] Dr. Mendoza opined that the
attending physician should have postponed the D&C operation in order to conduct a
confirmatory test to make a conclusive diagnosis of diabetes and to refer the case to an
internist or diabetologist. This was corroborated by Dr. Delfin Tan (Dr. Tan), an
obstetrician and gynecologist, who stated that the patients diabetes should have been
managed by an internist prior to, during, and after the operation.[31]
Apart from bleeding as a complication of pregnancy, vaginal bleeding is only rarely so
heavy and life-threatening that urgent first-aid measures are required.[32] Indeed, the
expert witnesses declared that a D&C operation on a hyperglycemic patient may be
justified only when it is an emergency case when there is profuse vaginal bleeding. In
this case, we choose not to rely on the assertions of the petitioner spouses that there was
profuse bleeding, not only because the statements were self-serving, but also because the
petitioner spouses were inconsistent in their testimonies. Dr. Fredelicto testified earlier
that on April 28, he personally saw the bleeding,[33] but later on said that he did not see it
and relied only on Teresitas statement that she was bleeding.[34] He went on to state that
he scheduled the D&C operation without conducting any physical examination on the
patient.
The likely story is that although Teresita experienced vaginal bleeding on April 28, it
Significantly, the evidence strongly suggests that the pre-operative evaluation was less
than complete as the laboratory results were fully reported only on the day following the
D&C operation. Dr. Felicisima only secured a telephone report of the preliminary
laboratory result prior to the D&C. This preliminary report did not include the 3+ status
of sugar in the patients urine[40] a result highly confirmatory of diabetes.
Because the D&C was merely an elective procedure, the patients uncontrolled
hyperglycemia presented a far greater risk than her on-and-off vaginal bleeding. The
The prudent move is to address the patients hyperglycemic state immediately and
promptly before any other procedure is undertaken. In this case, there was no evidence
that insulin was administered on Teresita prior to or during the D&C operation. Insulin
was only administered two days after the operation.
As Dr. Tan testified, the patients hyperglycemic condition should have been
managed not only before and during the operation, but also immediately after. Despite
the possibility that Teresita was afflicted with diabetes, the possibility was casually
ignored even in the post-operative evaluation of the patient; the concern, as the
petitioner spouses expressly admitted, was limited to the complaint of vaginal
bleeding. Interestingly, while the ultrasound test confirmed that Teresita had a myoma in
her uterus, she was advised that she could be discharged a day after the operation and
that her recovery could take place at home. This advice implied that a day after the
operation and even after the complete laboratory results were submitted, the petitioner
spouses still did not recognize any post-operative concern that would require the
monitoring of Teresitas condition in the hospital.
The above facts, point only to one conclusion that the petitioner spouses failed, as
medical professionals, to comply with their duty to observe the standard of care to be
given to hyperglycemic/diabetic patients undergoing surgery. Whether this breach of
duty was the proximate cause of Teresitas death is a matter we shall next determine.
Injury and Causation
As previously mentioned, the critical and clinching factor in a medical negligence case
is proof of the causal connection between the negligence which the evidence
established and the plaintiffs injuries;[45] the plaintiff must plead and prove not only
that he had been injured and defendant has been at fault, but also that the defendants
fault caused the injury. A verdict in a malpractice action cannot be based on speculation
or conjecture. Causation must be proven within a reasonable medical probability based
upon competent expert testimony.[46]
The respondents contend that unnecessarily subjecting Teresita to a D&C operation
without adequately preparing her, aggravated her hyperglycemic state and caused her
untimely demise. The death certificate of Teresita lists down the following causes of
death:
Immediate cause: Cardiorespiratory arrest
Antecedent cause: Septicemic shock, ketoacidocis
Underlying cause: Diabetes Mellitus II
Other significant conditions
contributing to death: Renal Failure Acute[47]
Stress, whether physical or emotional, is a factor that can aggravate diabetes; a D&C
operation is a form of physical stress. Dr. Mendoza explained how surgical stress can
aggravate the patients hyperglycemia: when stress occurs, the diabetics body, especially
the autonomic system, reacts by secreting hormones which are counter-regulatory; she
can have prolonged hyperglycemia which, if unchecked, could lead to death.
[48] Medical literature further explains that if the blood sugar has become very high, the
patient becomes comatose (diabetic coma). When this happens over several days, the
body uses its own fat to produce energy, and the result is high levels of waste products
(called ketones) in the blood and urine (called diabetic ketoacidiosis, a medical
emergency with a significant mortality).[49] This was apparently what happened in
Teresitas case; in fact, after she had been referred to the internist Dr. Jorge, laboratory
test showed that her blood sugar level shot up to 14.0mmol/l, way above the normal
blood sugar range. Thus, between the D&C and death was the diabetic complication that
could have been prevented with the observance of standard medical precautions. The
D&C operation and Teresitas death due to aggravated diabetic condition is therefore
sufficiently established.
The trial court and the appellate court pinned the liability for Teresitas death on both the
petitioner spouses and this Court finds no reason to rule otherwise. However, we clarify
that Dr. Fredelictos negligence is not solely the act of ordering an on call D&C operation
when he was mainly an anaesthesiologist who had made a very cursory examination of
the patients vaginal bleeding complaint. Rather, it was his failure from the very start to
identify and confirm, despite the patients complaints and his own suspicions, that
diabetes was a risk factor that should be guarded against, and his participation in the
imprudent decision to proceed with the D&C operation despite his early suspicion and
the confirmatory early laboratory results. The latter point comes out clearly from the
following exchange during the trial:
Q: On what aspect did you and your wife consult [with] each other?
A: We discussed on the finding of the laboratory [results] because the
hemoglobin was below normal, the blood sugar was elevated, so that we have to
evaluate these laboratory results what it means.
Q: So it was you and your wife who made the evaluation when it was phoned in?
A: Yes, sir.
Q: Did your wife, before performing D&C ask your opinion whether or not she
can proceed?
A: Yes, anyway, she asked me whether we can do D&C based on my experience.
Q: And your answer was in the positive notwithstanding the elevation of
blood sugar?
A: Yes, sir, it was both our disposition to do the D&C. [Emphasis supplied.]
[50]
If Dr. Fredelicto believed himself to be incompetent to treat the diabetes, not being an
internist or a diabetologist (for which reason he referred Teresita to Dr. Jorge),[51] he
should have likewise refrained from making a decision to proceed with the D&C
operation since he was niether an obstetrician nor a gynecologist.
These findings lead us to the conclusion that the decision to proceed with the D&C
operation, notwithstanding Teresitas hyperglycemia and without adequately preparing
her for the procedure, was contrary to the standards observed by the medical
profession. Deviation from this standard amounted to a breach of duty which resulted in
the patients death. Due to this negligent conduct, liability must attach to the petitioner
spouses.
Liability of the Hospital
In the proceedings below, UDMC was the spouses Flores co-defendant. The RTC found
the hospital jointly and severally liable with the petitioner spouses, which decision the
CA affirmed. In a Resolution dated August 28, 2006, this Court however denied
UDMCs petition for review on certiorari. Since UDMCs appeal has been denied and
they are not parties to this case, we find it unnecessary to delve on the
matter. Consequently, the RTCs decision, as affirmed by the CA, stands.
Award of Damages
Both the trial and the appellate court awarded actual damages as compensation for the
pecuniary loss the respondents suffered. The loss was presented in terms of the hospital
bills and expenses the respondents incurred on account of Teresitas confinement and
death. The settled rule is that a plaintiff is entitled to be compensated for proven
pecuniary loss.[52] This proof the respondents successfully presented. Thus, we affirm
the award of actual damages of P36,000.00 representing the hospital expenses the
patient incurred.
In addition to the award for actual damages, the respondent heirs of Teresita are likewise
entitled to P50,000.00 as death indemnity pursuant to Article 2206 of the Civil Code,
which states that the amount of damages for death caused by a xxx quasi-delict shall be
at least three thousand pesos,[53] even though there may have been mitigating
circumstances xxx. This is a question of law that the CA missed in its decision and
which we now decide in the respondents favor.
The same article allows the recovery of moral damages in case of death caused by
a quasi-delict and enumerates the spouse, legitimate or illegitimate ascendants or
descendants as the persons entitled thereto. Moral damages are designed to compensate
the claimant for the injury suffered, that is, for the mental anguish, serious anxiety,
wounded feelings which the respondents herein must have surely felt with the
unexpected loss of their daughter. We affirm the appellate courts award of P400,000.00
by way ofmoral damages to the respondents.
We similarly affirm the grant of exemplary damages. Exemplary damages are imposed
by way of example or correction for the public good.[54] Because of the petitioner
spouses negligence in subjecting Teresita to an operation without first recognizing and
addressing her diabetic condition, the appellate court awarded exemplary damages to
the respondents in the amount of P100,000.00. Public policy requires such imposition to
suppress the wanton acts of an offender.[55] We therefore affirm the CAs award as an
example to the medical profession and to stress that the public good requires stricter
measures to avoid the repetition of the type of medical malpractice that happened in this
case.
With the award of exemplary damages, the grant of attorneys fees is legally in order.
[56] We therefore reverse the CA decision deleting these awards, and grant the
respondents the amount of P100,000.00 as attorneys fees taking into consideration the
legal route this case has taken.
WHEREFORE, we AFFIRM the Decision of the CA dated June 20, 2003 in CA G.R.
CV No. 63234 finding petitioner spouses liable for negligent medical practice. We
likewise AFFIRM the awards of actual and compensatory damages of P36,000.00;
moral damages of P400,000.00; and exemplary damages of P100,000.00.
We MODIFY the CA Decision by additionally granting an award of P50,000.00 as
death indemnity and by reversing the deletion of the award of attorneys fees and costs
and restoring the award of P100,000.00 as attorneys fees. Costs of litigation are
adjudged against petitioner spouses.
To summarize, the following awards shall be paid to the family of the late Teresita
Pineda:
1. The sum of P36,000.00 by way of actual and compensatory damages;
2. The sum of P50,000.00 by way of death indemnity;
3. The sum of P400,000.00 by way of moral damages;
4. The sum of P100,000.00 by way of exemplary damages;
5. The sum of P100,000.00 by way of attorneys fees; and
6. Costs.
SO ORDERED.
EN BANC
DR. RUBI LI,
Petitioner,
- versus -
x- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
DECISION
VILLARAMA, JR., J.:
Challenged in this petition for review on certiorari is the Decision[1] dated June 15,
2004 as well as the Resolution[2] dated September 1, 2004 of the Court of Appeals (CA)
in CA-G.R. CV No. 58013 which modified the Decision[3] dated September 5, 1997 of
the Regional Trial Court of Legazpi City, Branch 8 in Civil Case No. 8904.
The factual antecedents:
On July 7, 1993, respondents 11-year old daughter, Angelica Soliman, underwent a
biopsy of the mass located in her lower extremity at the St. Lukes Medical Center
(SLMC).Results showed that Angelica was suffering from osteosarcoma, osteoblastic
type,[4] a high-grade (highly malignant) cancer of the bone which usually afflicts
teenage children.Following this diagnosis and as primary intervention, Angelicas right
leg was amputated by Dr. Jaime Tamayo in order to remove the tumor. As adjuvant
treatment to eliminate any remaining cancer cells, and hence minimize the chances of
recurrence and prevent the disease from spreading to other parts of the patients body
(metastasis), chemotherapy was suggested by Dr. Tamayo. Dr. Tamayo referred Angelica
to another doctor at SLMC, herein petitioner Dr. Rubi Li, a medical oncologist.
On August 18, 1993, Angelica was admitted to SLMC. However, she died on September
1, 1993, just eleven (11) days after the (intravenous) administration of the first cycle of
the chemotherapy regimen. Because SLMC refused to release a death certificate without
full payment of their hospital bill, respondents brought the cadaver of Angelica to the
Philippine National Police (PNP) Crime Laboratory at Camp Crame for post-mortem
examination. The Medico-Legal Report issued by said institution indicated the cause of
death as Hypovolemic shock secondary to multiple organ hemorrhages and
Disseminated Intravascular Coagulation.[5]
On the other hand, the Certificate of Death[6] issued by SLMC stated the cause of death
as follows:
Immediate cause : a. Osteosarcoma, Status Post AKA
Antecedent cause : b. (above knee amputation)
Underlying cause : c. Status Post Chemotherapy
On February 21, 1994, respondents filed a damage suit[7] against petitioner, Dr. Leo
Marbella, Mr. Jose Ledesma, a certain Dr. Arriete and SLMC. Respondents charged
them with negligence and disregard of Angelicas safety, health and welfare by their
careless administration of the chemotherapy drugs, their failure to observe the essential
precautions in detecting early the symptoms of fatal blood platelet decrease and stopping
early on the chemotherapy, which bleeding led to hypovolemic shock that caused
Angelicas untimely demise. Further, it was specifically averred that petitioner assured
the respondents that Angelica would recover in view of 95% chance of healing with
chemotherapy (Magiging normal na ang anak nyo basta ma-chemo. 95% ang healing)
and when asked regarding the side effects, petitioner mentioned only slight vomiting,
hair loss and weakness (Magsusuka ng kaunti. Malulugas ang buhok.
Manghihina). Respondents thus claimed that they would not have given their consent to
chemotherapy had petitioner not falsely assured them of its side effects.
In her answer,[8] petitioner denied having been negligent in administering the
chemotherapy drugs to Angelica and asserted that she had fully explained to respondents
how the chemotherapy will affect not only the cancer cells but also the patients normal
body parts, including the lowering of white and red blood cells and platelets. She
claimed that what happened to Angelica can be attributed to malignant tumor cells
possibly left behind after surgery. Few as they may be, these have the capacity to
compete for nutrients such that the body becomes so weak structurally (cachexia) and
functionally in the form of lower resistance of the body to combat infection. Such
infection becomes uncontrollable and triggers a chain of events (sepsis or septicemia)
that may lead to bleeding in the form of Disseminated Intravascular Coagulation (DIC),
as what the autopsy report showed in the case of Angelica.
Since the medical records of Angelica were not produced in court, the trial and appellate
courts had to rely on testimonial evidence, principally the declarations of petitioner and
respondents themselves. The following chronology of events was gathered:
On July 23, 1993, petitioner saw the respondents at the hospital after Angelicas surgery
and discussed with them Angelicas condition. Petitioner told respondents that Angelica
should be given two to three weeks to recover from the operation before starting
chemotherapy. Respondents were apprehensive due to financial constraints as Reynaldo
earns only from P70,000.00 to P150,000.00 a year from his jewelry and watch repairing
business.[9] Petitioner, however, assured them not to worry about her professional fee
and told them to just save up for the medicines to be used.
Petitioner claimed that she explained to respondents that even when a tumor is removed,
there are still small lesions undetectable to the naked eye, and that adjuvant
chemotherapy is needed to clean out the small lesions in order to lessen the chance of
the cancer to recur. She did not give the respondents any assurance that chemotherapy
will cure Angelicas cancer. During these consultations with respondents, she explained
the following side effects of chemotherapy treatment to respondents: (1) falling hair; (2)
nausea and vomiting; (3) loss of appetite; (4) low count of white blood cells [WBC], red
blood cells [RBC] and platelets; (5) possible sterility due to the effects on Angelicas
ovary; (6) damage to the heart and kidneys; and (7) darkening of the skin especially
when exposed to sunlight. She actually talked with respondents four times, once at the
hospital after the surgery, twice at her clinic and the fourth time when Angelicas mother
called her through long distance.[10] This was disputed by respondents who countered
that petitioner gave them assurance that there is 95% chance of healing for Angelica if
she undergoes chemotherapy and that the only side effects were nausea, vomiting and
hair loss.[11] Those were the only side-effects of chemotherapy treatment mentioned by
petitioner.[12]
On July 27, 1993, SLMC discharged Angelica, with instruction from petitioner that she
be readmitted after two or three weeks for the chemotherapy.
On August 18, 1993, respondents brought Angelica to SLMC for chemotherapy,
bringing with them the results of the laboratory tests requested by petitioner: Angelicas
chest x-ray, ultrasound of the liver, creatinine and complete liver function tests.
[13] Petitioner proceeded with the chemotherapy by first administering hydration fluids
to Angelica.[14]
The following day, August 19, petitioner began administering three chemotherapy drugs
Cisplatin,[15] Doxorubicin[16] and
Cosmegen[17] intravenously. Petitioner
was
supposedly assisted by her trainees Dr. Leo Marbella[18] and Dr. Grace Arriete.[19] In
his testimony, Dr. Marbella denied having any participation in administering the said
chemotherapy drugs.[20]
On the second day of chemotherapy, August 20, respondents noticed reddish
discoloration on Angelicas face.[21] They asked petitioner about it, but she merely
quipped,Wala yan. Epekto ng gamot.[22] Petitioner recalled noticing the skin rashes on
the nose and cheek area of Angelica. At that moment, she entertained the possibility that
Angelica also had systemic lupus and consulted Dr. Victoria Abesamis on the matter.[23]
On the third day of chemotherapy, August 21, Angelica had difficulty breathing and was
thus provided with oxygen inhalation apparatus. This time, the reddish discoloration on
Angelicas face had extended to her neck, but petitioner dismissed it again as merely the
effect of medicines.[24] Petitioner testified that she did not see any discoloration on
Angelicas face, nor did she notice any difficulty in the childs breathing. She claimed that
Angelica merely complained of nausea and was given ice chips.[25]
On August 22, 1993, at around ten oclock in the morning, upon seeing that their child
could not anymore bear the pain, respondents pleaded with petitioner to stop the
chemotherapy. Petitioner supposedly replied: Dapat 15 Cosmegen pa iyan. Okay, lets
observe. If pwede na, bigyan uli ng chemo. At this point, respondents asked petitioners
permission to bring their child home. Later in the evening, Angelica passed black stool
and reddish urine.[26] Petitioner countered that there was no record of blackening of
stools but only an episode of loose bowel movement (LBM). Petitioner also testified that
what Angelica complained of was carpo-pedal spasm, not convulsion or epileptic attack,
whole blood, or platelet concentrate, were transfused to Angelica. For two days (August
27 to 28), Angelica continued bleeding, but petitioner claimed it was lesser in amount
and in frequency. Petitioner also denied that there were gadgets attached to Angelica at
that time.[34]
On August 29, Angelica developed ulcers in her mouth, which petitioner said were blood
clots that should not be removed. Respondents claimed that Angelica passed about half a
liter of blood through her anus at around seven oclock that evening, which petitioner
likewise denied.
On August 30, Angelica continued bleeding. She was restless as endotracheal and
nasogastric tubes were inserted into her weakened body. An aspiration of the nasogastric
tube inserted to Angelica also revealed a bloody content. Angelica was given more
platelet concentrate and fresh whole blood, which petitioner claimed improved her
condition.Petitioner told Angelica not to remove the endotracheal tube because this may
induce further bleeding.[35] She was also transferred to the intensive care unit to avoid
infection.
The next day, respondents claimed that Angelica became hysterical, vomited blood and
her body turned black. Part of Angelicas skin was also noted to be shredding by just
rubbing cotton on it. Angelica was so restless she removed those gadgets attached to her,
saying Ayaw ko na; there were tears in her eyes and she kept turning her head.Observing
her daughter to be at the point of death, Lina asked for a doctor but the latter could not
answer her anymore.[36] At this time, the attending physician was Dr. Marbella who
was shaking his head saying that Angelicas platelets were down and respondents should
pray for their daughter. Reynaldo claimed that he was introduced to a pediatrician who
took over his daughters case, Dr. Abesamis who also told him to pray for his daughter.
Angelica continued to have difficulty in her breathing and blood was being suctioned
from her stomach. A nurse was posted inside Angelicas room to assist her breathing and
at one point they had to revive Angelica by pumping her chest. Thereafter, Reynaldo
claimed that Angelica already experienced difficulty in urinating and her bowel
consisted of blood-like fluid. Angelica requested for an electric fan as she was in
pain. Hospital staff attempted to take blood samples from Angelica but were
unsuccessful because they could not even locate her vein. Angelica asked for a fruit but
when it was given to her, she only smelled it. At this time, Reynaldo claimed he could
not find either petitioner or Dr. Marbella. That night, Angelica became hysterical and
started removing those gadgets attached to her. At three oclock in the morning of
September 1, a priest came and they prayed before Angelica expired. Petitioner finally
came back and supposedly told respondents that there was malfunction or bogged-down
machine.[37]
By petitioners own account, Angelica was merely irritable that day (August
31). Petitioner noted though that Angelicas skin was indeed sloughing off.[38] She
stressed that at 9:30 in the evening, Angelica pulled out her endotracheal tube.[39] On
September 1, exactly two weeks after being admitted at SLMC for chemotherapy,
Angelica died.[40]The cause of death, according to petitioner, was septicemia, or
overwhelming infection, which caused Angelicas other organs to fail.[41] Petitioner
attributed this to the patients poor defense mechanism brought about by the cancer itself.
[42]
While he was seeking the release of Angelicas cadaver from SLMC, Reynaldo claimed
that petitioner acted arrogantly and called him names. He was asked to sign a
promissory note as he did not have cash to pay the hospital bill.[43]
Respondents also presented as witnesses Dr. Jesusa Nieves-Vergara, Medico-Legal
Officer of the PNP-Crime Laboratory who conducted the autopsy on Angelicas cadaver,
and Dr. Melinda Vergara Balmaceda who is a Medical Specialist employed at the
Department of Health (DOH) Operations and Management Services.
Testifying on the findings stated in her medico-legal report, Dr. Vergara noted the
following: (1) there were fluids recovered from the abdominal cavity, which is not
normal, and was due to hemorrhagic shock secondary to bleeding; (2) there was
hemorrhage at the left side of the heart; (3) bleeding at the upper portion of and areas
adjacent to, the esophagus; (4) lungs were heavy with bleeding at the back and lower
portion, due to accumulation of fluids; (4) yellowish discoloration of the liver; (5)
kidneys showed appearance of facial shock on account of hemorrhages; and (6)
reddishness on external surface of the spleen. All these were the end result of
hypovolemic shock secondary to multiple organ hemorrhages and disseminated
intravascular coagulation. Dr. Vergara opined that this can be attributed to the chemical
agents in the drugs given to the victim, which caused platelet reduction resulting to
bleeding sufficient to cause the victims death. The time lapse for the production of DIC
in the case of Angelica (from the time of diagnosis of sarcoma) was too short,
considering the survival rate of about 3 years. The witness conceded that the victim will
also die of osteosarcoma even with amputation or chemotherapy, but in this case
Angelicas death was not caused by osteosarcoma. Dr. Vergara admitted that she is not a
pathologist but her statements were based on the opinion of an oncologist whom she had
interviewed. This oncologist supposedly said that if the victim already had DIC prior to
the chemotherapy, the hospital staff could have detected it.[44]
On her part, Dr. Balmaceda declared that it is the physicians duty to inform and explain
to the patient or his relatives every known side effect of the procedure or therapeutic
agents to be administered, before securing the consent of the patient or his relatives to
such procedure or therapy. The physician thus bases his assurance to the patient on his
personal assessment of the patients condition and his knowledge of the general effects of
the agents or procedure that will be allowed on the patient. Dr. Balmaceda stressed that
the patient or relatives must be informed of all known side effects based on studies and
observations, even if such will aggravate the patients condition.[45]
Dr. Jaime Tamayo, the orthopaedic surgeon who operated on Angelicas lower extremity,
testified for the defendants. He explained that in case of malignant tumors, there is no
guarantee that the ablation or removal of the amputated part will completely cure the
cancer. Thus, surgery is not enough. The mortality rate of osteosarcoma at the time of
modern chemotherapy and early diagnosis still remains at 80% to 90%. Usually, deaths
occur from metastasis, or spread of the cancer to other vital organs like the liver, causing
systemic complications. The modes of therapy available are the removal of the primary
source of the cancerous growth and then the residual cancer cells or metastasis should be
treated with chemotherapy. Dr. Tamayo further explained that patients with
osteosarcoma have poor defense mechanism due to the cancer cells in the blood
stream. In the case of Angelica, he had previously explained to her parents that after the
surgical procedure, chemotherapy is imperative so that metastasis of these cancer cells
will hopefully be addressed. He referred the patient to petitioner because he felt that
petitioner is a competent oncologist. Considering that this type of cancer is very
aggressive and will metastasize early, it will cause the demise of the patient should there
be no early intervention (in this case, the patient developed sepsis which caused her
death). Cancer cells in the blood cannot be seen by the naked eye nor detected through
bone scan. On cross-examination, Dr. Tamayo stated that of the more than 50 child
patients who had osteogenic sarcoma he had handled, he thought that probably all of
them died within six months from amputation because he did not see them anymore after
follow-up; it is either they died or had seen another doctor.[46]
In dismissing the complaint, the trial court held that petitioner was not liable for
damages as she observed the best known procedures and employed her highest skill and
knowledge in the administration of chemotherapy drugs on Angelica but despite all
efforts said patient died. It cited the testimony of Dr. Tamayo who testified that he
considered petitioner one of the most proficient in the treatment of cancer and that the
patient in this case was afflicted with a very aggressive type of cancer necessitating
chemotherapy as adjuvant treatment. Using the standard of negligence laid down
in Picart v. Smith,[47] the trial court declared that petitioner has taken the necessary
precaution against the adverse effect of chemotherapy on the patient, adding that a
wrong decision is not by itself negligence. Respondents were ordered to pay their unpaid
hospital bill in the amount of P139,064.43.[48]
Respondents appealed to the CA which, while concurring with the trial courts finding
that there was no negligence committed by the petitioner in the administration of
chemotherapy treatment to Angelica, found that petitioner as her attending physician
failed to fully explain to the respondents all the known side effects of chemotherapy. The
appellate court stressed that since the respondents have been told of only three side
effects of chemotherapy, they readily consented thereto. Had petitioner made known to
respondents those other side effects which gravely affected their child -- such as carpopedal spasm, sepsis, decrease in the blood platelet count, bleeding, infections and
2.
3.
4.
Petitioner filed a motion for partial reconsideration which the appellate court denied.
Hence, this petition.
Petitioner assails the CA in finding her guilty of negligence in not explaining to the
respondents all the possible side effects of the chemotherapy on their child, and in
holding her liable for actual, moral and exemplary damages and attorneys
fees. Petitioner emphasized that she was not negligent in the pre-chemotherapy
procedures and in the administration of chemotherapy treatment to Angelica.
On her supposed non-disclosure of all possible side effects of chemotherapy, including
death, petitioner argues that it was foolhardy to imagine her to be allknowing/omnipotent.While the theoretical side effects of chemotherapy were explained
by her to the respondents, as these should be known to a competent doctor, petitioner
cannot possibly predict how a particular patients genetic make-up, state of mind, general
health and body constitution would respond to the treatment. These are obviously
dependent on too many known, unknown and immeasurable variables, thus requiring
that Angelica be, as she was, constantly and closely monitored during the
treatment. Petitioner asserts that she did everything within her professional competence
to attend to the medical needs of Angelica.
Citing numerous trainings, distinctions and achievements in her field and her current
position as co-director for clinical affairs of the Medical Oncology, Department of
Medicine of SLMC, petitioner contends that in the absence of any clear showing or
proof, she cannot be charged with negligence in not informing the respondents all the
side effects of chemotherapy or in the pre-treatment procedures done on Angelica.
As to the cause of death, petitioner insists that Angelica did not die of platelet depletion
but of sepsis which is a complication of the cancer itself. Sepsis itself leads to bleeding
and death. She explains that the response rate to chemotherapy of patients with
osteosarcoma is high, so much so that survival rate is favorable to the patient. Petitioner
then points to some probable consequences if Angelica had not undergone
chemotherapy. Thus, without chemotherapy, other medicines and supportive treatment,
the patient might have died the next day because of massive infection, or the cancer cells
might have spread to the brain and brought the patient into a coma, or into the lungs that
the patient could have been hooked to a respirator, or into her kidneys that she would
have to undergo dialysis. Indeed, respondents could have spent as much because of these
complications. The patient would have been deprived of the chance to survive the
ailment, of any hope for life and her quality of life surely compromised. Since she had
not been shown to be at fault, petitioner maintains that the CA erred in holding her liable
for the damages suffered by the respondents.[50]
The issue to be resolved is whether the petitioner can be held liable for failure to fully
disclose serious side effects to the parents of the child patient who died while
undergoing chemotherapy, despite the absence of finding that petitioner was negligent in
administering the said treatment.
The petition is meritorious.
The type of lawsuit which has been called medical malpractice or, more appropriately,
medical negligence, is that type of claim which a victim has available to him or her to
redress a wrong committed by a medical professional which has caused bodily harm. In
order to successfully pursue such a claim, a patient must prove that a health care
provider, in most cases a physician, either failed to do something which a reasonably
prudent health care provider would have done, or that he or she did something that a
reasonably prudent provider would not have done; and that that failure or action caused
injury to the patient.[51]
This Court has recognized that medical negligence cases are best proved by opinions of
expert witnesses belonging in the same general neighborhood and in the same general
line of practice as defendant physician or surgeon. The deference of courts to the expert
opinion of qualified physicians stems from the formers realization that the latter possess
unusual technical skills which laymen in most instances are incapable of intelligently
evaluating, hence the indispensability of expert testimonies.[52]
In this case, both the trial and appellate courts concurred in finding that the alleged
negligence of petitioner in the administration of chemotherapy drugs to respondents
child was not proven considering that Drs. Vergara and Balmaceda, not being
oncologists or cancer specialists, were not qualified to give expert opinion as to whether
petitioners lack of skill, knowledge and professional competence in failing to observe
the standard of care in her line of practice was the proximate cause of the patients
death. Furthermore, respondents case was not at all helped by the non-production of
medical records by the hospital (only the biopsy result and medical bills were submitted
to the court). Nevertheless, the CA found petitioner liable for her failure to inform the
respondents on all possible side effects of chemotherapy before securing their consent to
the said treatment.
The doctrine of informed consent within the context of physician-patient relationships
goes far back into English common law. As early as 1767, doctors were charged with the
tort of battery (i.e., an unauthorized physical contact with a patient) if they had not
gained the consent of their patients prior to performing a surgery or procedure. In
the United States, the seminal case was Schoendorff v. Society of New York
Hospital[53] which involved unwanted treatment performed by a doctor. Justice
Benjamin Cardozos oft-quoted opinion upheld the basic right of a patient to give consent
to any medical procedure or treatment: Every human being of adult years and sound
mind has a right to determine what shall be done with his own body; and a surgeon who
performs an operation without his patients consent, commits an assault, for which he is
liable in damages.[54] From a purely ethical norm, informed consent evolved into a
general principle of law that a physician has a duty to disclose what a reasonably
prudent physician in the medical community in the exercise of reasonable care would
disclose to his patient as to whatever grave risks of injury might be incurred from a
proposed course of treatment, so that a patient, exercising ordinary care for his own
welfare, and faced with a choice of undergoing the proposed treatment, or alternative
treatment, or none at all, may intelligently exercise his judgment by reasonably
balancing the probable risks against the probable benefits.[55]
Subsequently, in Canterbury v. Spence[56] the court observed that the duty to disclose
should not be limited to medical usage as to arrogate the decision on revelation to the
physician alone. Thus, respect for the patients right of self-determination on particular
therapy demands a standard set by law for physicians rather than one which physicians
may or may not impose upon themselves.[57] The scope of disclosure is premised on the
fact that patients ordinarily are persons unlearned in the medical sciences. Proficiency in
diagnosis and therapy is not the full measure of a physicians responsibility. It is also his
duty to warn of the dangers lurking in the proposed treatment and to impart information
which the patient has every right to expect. Indeed, the patients reliance upon the
physician is a trust of the kind which traditionally has exacted obligations beyond those
associated with armslength transactions.[58] The physician is not expected to give the
patient a short medical education, the disclosure rule only requires of him a reasonable
explanation, which means generally informing the patient in nontechnical terms as to
what is at stake; the therapy alternatives open to him, the goals expectably to be
achieved, and the risks that may ensue from particular treatment or no treatment.[59] As
to the issue of demonstrating what risks are considered material necessitating disclosure,
it was held that experts are unnecessary to a showing of the materiality of a risk to a
patients decision on treatment, or to the reasonably, expectable effect of risk disclosure
on the decision. Such unrevealed risk that should have been made known must further
materialize, for otherwise the omission, however unpardonable, is without legal
consequence.And, as in malpractice actions generally, there must be a causal
relationship between the physicians failure to divulge and damage to the patient.[60]
Reiterating the foregoing considerations, Cobbs v. Grant[61] deemed it as integral part
of physicians overall obligation to patient, the duty of reasonable disclosure of available
choices with respect to proposed therapy and of dangers inherently and potentially
involved in each. However, the physician is not obliged to discuss relatively minor risks
inherent in common procedures when it is common knowledge that such risks inherent
in procedure of very low incidence. Cited as exceptions to the rule that the patient
should not be denied the opportunity to weigh the risks of surgery or treatment are
emergency cases where it is evident he cannot evaluate data, and where the patient is a
child or incompetent.[62] The court thus concluded that the patients right of selfdecision can only be effectively exercised if the patient possesses adequate information
to enable him in making an intelligent choice. The scope of the physicians
communications to the patient, then must be measured by the patients need, and that
need is whatever information is material to the decision. The test therefore for
determining whether a potential peril must be divulged is its materiality to the patients
decision.[63]
Cobbs v. Grant further reiterated the pronouncement in Canterbury v. Spence that for
liability of the physician for failure to inform patient, there must be causal relationship
between physicians failure to inform and the injury to patient and such connection arises
only if it is established that, had revelation been made, consent to treatment would not
have been given.
There are four essential elements a plaintiff must prove in a malpractice action based
upon the doctrine of informed consent: (1) the physician had a duty to disclose material
risks; (2) he failed to disclose or inadequately disclosed those risks; (3) as a direct and
proximate result of the failure to disclose, the patient consented to treatment she
otherwise would not have consented to; and (4) plaintiff was injured by the proposed
treatment. The gravamen in an informed consent case requires the plaintiff to point to
significant undisclosed information relating to the treatment which would have altered
her decision to undergo it.[64]
Examining the evidence on record, we hold that there was adequate disclosure of
material risks inherent in the chemotherapy procedure performed with the consent of
Angelicas parents. Respondents could not have been unaware in the course of initial
treatment and amputation of Angelicas lower extremity, that her immune system was
already weak on account of the malignant tumor in her knee. When petitioner informed
the respondents beforehand of the side effects of chemotherapy which includes lowered
counts of white and red blood cells, decrease in blood platelets, possible kidney or heart
damage and skin darkening, there is reasonable expectation on the part of the doctor that
the respondents understood very well that the severity of these side effects will not be
the same for all patients undergoing the procedure. In other words, by the nature of the
disease itself, each patients reaction to the chemical agents even with pre-treatment
laboratory tests cannot be precisely determined by the physician. That
death can possibly result from complications of the treatment or the underlying cancer
itself, immediately or sometime after the administration of chemotherapy drugs, is a risk
that cannot be ruled out, as with most other major medical procedures, but such
conclusion can be reasonably drawn from the general side effects of chemotherapy
already disclosed.
As a physician, petitioner can reasonably expect the respondents to have considered the
variables in the recommended treatment for their daughter afflicted with a lifethreatening illness. On the other hand, it is difficult to give credence to respondents
claim that petitioner told them of 95% chance of recovery for their daughter, as it was
unlikely for doctors like petitioner who were dealing with grave conditions such as
cancer to have falsely assured patients of chemotherapys success rate. Besides, informed
consent laws in other countries generally require only a reasonable explanation of
potential harms, so specific disclosures such as statistical data, may not be legally
necessary.[65]
The element of ethical duty to disclose material risks in the proposed medical treatment
cannot thus be reduced to one simplistic formula applicable in all instances. Further, in a
medical malpractice action based on lack of informed consent, the plaintiff must prove
both the duty and the breach of that duty through expert testimony.[66] Such expert
testimony must show the customary standard of care of physicians in the same practice
as that of the defendant doctor.[67]
In this case, the testimony of Dr. Balmaceda who is not an oncologist but a Medical
Specialist of the DOHs Operational and Management Services charged with receiving
complaints against hospitals, does not qualify as expert testimony to establish the
standard of care in obtaining consent for chemotherapy treatment. In the absence of
expert testimony in this regard, the Court feels hesitant in defining the scope of
mandatory disclosure in cases of malpractice based on lack of informed consent, much
less set a standard of disclosure that, even in foreign jurisdictions, has been noted to be
an evolving one.
As society has grappled with the juxtaposition between personal autonomy and the
medical profession's intrinsic impetus to cure, the law defining adequate disclosure has
undergone a dynamic evolution. A standard once guided solely by the ruminations of
physicians is now dependent on what a reasonable person in the patients position
regards as significant. This change in perspective is especially important as medical
breakthroughs move practitioners to the cutting edge of technology, ever encountering
new and heretofore unimagined treatments for currently incurable diseases or ailments.
An adaptable standard is needed to account for this constant progression.
Reasonableness analyses permeate our legal system for the very reason that they are
determined by social norms, expanding and contracting with the ebb and flow of societal
evolution.
As we progress toward the twenty-first century, we now realize that the legal standard
of disclosure is not subject to construction as a categorical imperative. Whatever
formulae or processes we adopt are only useful as a foundational starting point; the
particular quality or quantity of disclosure will remain inextricably bound by the
facts of each case. Nevertheless, juries that ultimately determine whether a physician
properly informed a patient are inevitably guided by what they perceive as the common
expectation of the medical consumera reasonable person in the patients position when
deciding to accept or reject a recommended medical procedure.[68] (Emphasis
supplied.)
THIRD DIVISION
MARITER MENDOZA, G.R. No. 197987
Petitioner,
Present:
VELASCO, JR., J., Chairperson,
- versus - PERALTA,
ABAD,
MENDOZA, and
PERLAS-BERNABE, JJ.
ADRIANO CASUMPANG,
JENNIFER ADRIANE and
JOHN ANDRE, all surnamed Promulgated:
CASUMPANG,
Respondents. March 19, 2012
x --------------------------------------------------------------------------------------- x
DECISION
ABAD, J.:
Josephine Casumpang, substituted by her respondent husband Adriano and their children
Jennifer Adriane and John Andre, filed an action for damages against petitioner Dr.
Mariter Mendoza in 1993 before the Regional Trial Court (RTC) of Iloilo City.
On February 13, 1993 Josephine underwent hysterectomy and myomectomy that Dr.
Mendoza performed on her at the Iloilo Doctors Hospital. After her operation, Josephine
experienced recurring fever, nausea, and vomiting. Three months after the operation, she
noticed while taking a bath something protruding from her genital. She tried calling Dr.
Mendoza to report it but the latter was unavailable. Josephine instead went to see
another physician, Dr. Edna Jamandre-Gumban, who extracted a foul smelling, partially
expelled rolled gauze from her cervix.
The discovery of the gauze and the illness she went through prompted Josephine to file a
damage suit against Dr. Mendoza before the RTC of Iloilo City. Because Josephine died
before trial could end, her husband and their children substituted her in the case. She
was a housewife and 40 years old when she died.
On March 7, 2005 the RTC rendered judgment, finding Dr. Mendoza guilty of neglect
that caused Josephines illness and eventual death and ordering her to pay plaintiffs heirs
actual damages of P50,000.00, moral damages of P200,000.00, and attorneys fees
of P20,000.00 plus costs of suit.
On motion for reconsideration, however, the RTC reversed itself and dismissed the
complaint in an order dated June 23, 2005.
On appeal, the Court of Appeals (CA) rendered a decision on March 18, 2011,
[1] reinstating the RTCs original decision. The CA held that Dr. Mendoza committed a
breach of her duty as a physician when a gauze remained in her patients body after
surgery. The CA denied her motion for reconsideration on July 18, 2011, prompting her
to file the present petition.
Petitioner claims that no gauze or surgical material was left in Josephines body after her
surgery as evidenced by the surgical sponge count in the hospital record.
But she raises at this Courts level a question of fact when parties may raise only
questions of law before it in petitions for review on certiorari from the CA. With few
exceptions, the factual findings of the latter court are generally binding. None of those
exceptions applies to this case.[2]
As the RTC pointed out, Josephine did not undergo any other surgical operation. And it
would be much unlikely for her or for any woman to inject a roll of gauze into her
cervix. As the Court held in Professional Services, Inc. v. Agana:[3]
An operation requiring the placing of sponges in the incision is not complete until
the sponges are properly removed, and it is settled that the leaving of sponges or
other foreign substances in the wound after the incision has been closed is at
least prima facie negligence by the operating surgeon. To put it simply, such act is
considered so inconsistent with due care as to raise an inference of
negligence. There are even legions of authorities to the effect that such act is
negligence per se.
The Court notes, however, that neither the CA nor the RTC awarded exemplary damages
against Dr. Mendoza when, under Article 2229 of the Civil Code, exemplary damages
are imposed by way of example or correction for the public good, in addition to moral
damages. Exemplary damages may also be awarded in cases of gross negligence.[4]
A surgical operation is the responsibility of the surgeon performing it. He must
personally ascertain that the counts of instruments and materials used before the surgery
and prior to sewing the patient up have been correctly done. To provide an example to
the medical profession and to stress the need for constant vigilance in attending to a
patients health, the award of exemplary damages in this case is in order.
Further, in view of Josephines death resulting from petitioners negligence, civil
indemnity under Article 2206[5] of the Civil Code should be given to respondents as
heirs. The amount of P50,000.00 is fixed by prevailing jurisprudence for this kind.[6]
The Court also deems it just and equitable under Article 2208 of the Civil Code to
increase the award of attorneys fees from P20,000.00 to P50,000.00.
WHEREFORE, the Court entirely AFFIRMS the decision of the Court of Appeals
dated March 18, 2011 with the MODIFICATION ordering petitioner Mariter Mendoza
to pay respondents Adriano, Jennifer Adriane and John Andre, all surnamed Casumpang,
an additional P50,000.00 as exemplary damages, additional P30,000.00 as attorneys fees
and civil indemnity arising from death in the amount of P50,000.00.
SO ORDERED.
April 7, 2014
issued by Channel 4, ABS-CBN and GMA attesting that the request made by the NKI on March 2, 1988 to
air its appeal to locate the family and relatives of Angelito Lugmoso of Boni Avenue, Mandaluyong was
accommodated. A Certification was likewise issued by Police Station No. 5, Eastern Police District,
Mandaluyong attesting to the fact that on March 2, 1988, at about 6:00 p.m., Jennifer Misa requested for
assistance to immediately locate the family and relatives of Angelito Lugmoso and that she followed up her
request until March 9, 1988.
On March 3, 1988, at about 7:00 oclock in the morning, Dr. Ona was informed that Lugmoso had been
pronounced brain dead by Dr. Abdias V. Aquino, a neurologist, and by Dr. Antonio Rafael, a neurosurgeon
and attending physician of Lugmoso, and that a repeat electroencephalogram (EEG) was in progress to
confirm the diagnosis of brain death. Two hours later, Dr. Ona was informed that the EEG recording
exhibited a flat tracing, thereby confirming that Lugmoso was brain dead. Upon learning that Lugmoso was
a suitable organ donor and that some NKI patients awaiting organ donation had blood and tissue types
compatible with Lugmoso, Dr. Ona inquired from Jennifer Misa whether the relatives of Lugmoso had been
located so that the necessary consent for organ donation could be obtained. As the extensive search for
the relatives of Lugmoso yielded no positive result and time being of the essence in the success of organ
transplantation, Dr. Ona requested Dr. Filoteo A. Alano, Executive Director of NKI, to authorize the removal
of specific organs from the body of Lugmoso for transplantation purposes. Dr. Ona likewise instructed Dr.
Rose Marie Rosete-Liquete to secure permission for the planned organ retrieval and transplantation from
the Medico-Legal Office of the National Bureau of Investigation (NBI), on the assumption that the incident
which lead to the brain injury and death of Lugmoso was a medico legal case.
On March 3, 1988, Dr. Alano issued to Dr. Ona a Memorandum, which reads as follows:
This is in connection with the use of the human organs or any portion or portions of the human body of the
deceased patient, identified as a certain Mr. Angelito Lugmoso who was brought to the National Kidney
Institute on March 2, 1988 from the East Avenue Medical Center.
As shown by the medical records, the said patient died on March 3, 1988 at 9:10 in the morning due to
craniocerebral injury. Please make certain that your Department has exerted all reasonable efforts to locate
the relatives or next of kin of the said deceased patient such as appeal through the radios and television as
well as through police and other government agencies and that the NBI [Medico-Legal] Section has been
notified and is aware of the case.
If all the above has been complied with, in accordance with the provisions of Republic Act No. 349 as
amended and P.D. 856, permission and/or authority is hereby given to the Department of Surgery to
retrieve and remove the kidneys, pancreas, liver and heart of the said deceased patient and to transplant
the said organs to any compatible patient who maybe in need of said organs to live and survive.
A Certification dated March 10, 1988 was issued by Dr. Maximo Reyes, Medico-Legal Officer of the NBI,
stating that he received a telephone call from Dr. Liquete on March 3, 1988 at 9:15 a.m. regarding the case
of Lugmoso, who was declared brain dead; that despite efforts to locate the latters relatives, no one
responded; that Dr. Liquete sought from him a second opinion for organ retrieval for donation purposes
even in the absence of consent from the family of the deceased; and that he verbally agreed to organ
retrieval.
At 3:45 in the afternoon of March 3, 1988, a medical team, composed of Dr. Enrique Ona, as principal
surgeon, Drs. Manuel Chua-Chiaco, Jr., Rose Marie Rosete-Liquete, Aurea Ambrosio, Ludivino de
Guzman, Mary Litonjua, Jaime Velasquez, Ricardo Fernando, and Myrna Mendoza, removed the heart,
kidneys, pancreas, liver and spleen of Lugmoso. The medical team then transplanted a kidney and the
pancreas of Lugmoso to Lee Tan Hoc and the other kidney of Lugmoso to Alexis Ambustan. The transplant
operation was completed at around 11:00 oclock in the evening of March 3, 1988.
On March 4, 1988, Dr. Antonio R. Paraiso, Head of the Cadaver Organ Retrieval Effort (CORE) program of
NKI, made arrangements with La Funeraria Oro for the embalmment of the cadaver of Lugmoso good for a
period of fifteen (15) days to afford NKI more time to continue searching for the relatives of the latter. On
the same day, Roberto Ortega, Funeral Consultant of La Funeraria Oro, sent a request for autopsy to the
NBI. The Autopsy Report and Certification of Post-Mortem Examination issued by the NBI stated that the
cause of death of Lugmoso was intracranial hemorrhage secondary to skull fracture.
On March 11, 1988, the NKI issued a press release announcing its successful double organ
transplantation. Aida Doromal, a cousin of plaintiff, heard the news aired on television that the donor was
an eighteen (18) year old boy whose remains were at La Funeraria Oro in Quezon City. As the name of the
donor sounded like Arnelito Logmao, Aida informed plaintiff of the news report.
It appears that on March 3, 1988, Arlen Logmao, a brother of Arnelito, who was then a resident of 17-C San
Pedro Street, Mandaluyong, reported to Police Station No. 5, Eastern Police District, Mandaluyong that the
latter did not return home after seeing a movie in Cubao, Quezon City, as evidenced by a Certification
issued by said Station; and that the relatives of Arnelito were likewise informed that the latter was missing.
Upon receiving the news from Aida, plaintiff and her other children went to La Funeraria Oro, where they
saw Arnelito inside a cheap casket.
On April 29, 1988, plaintiff filed with the court a quo a complaint for damages against Dr. Emmanuel Lenon,
Taurean Protectors Agency, represented by its Proprietor, Celso Santiago, National Kidney Institute,
represented by its Director, Dr. Filoteo A. Alano, Jennifer Misa, Dr. Maximo Reyes, Dr. Enrique T. Ona, Dr.
Manuel Chua-Chiaco, Jr., Dr. Rose Marie O. Rosete-Liquete, Dr. Aurea Z. Ambrosio, Dr. Ludivino de
Guzman, Dr. Mary Litonjua, Dr. Jaime Velasquez, Dr. Ricardo Fernando, Dr. Myrna Mendoza, Lee Tan Koc,
Alexis Ambustan, Dr. Antonio R. Paraiso, La Funeraria Oro, Inc., represented by its President, German E.
Ortega, Roberto Ortega alias Bobby Ortega, Dr. Mariano B. Cueva, Jr., John Doe, Peter Doe, and Alex Doe
in connection with the death of her son Arnelito. Plaintiff alleged that defendants conspired to remove the
organs of Arnelito while the latter was still alive and that they concealed his true identity.
On January 17, 2000, the court a quo rendered judgment finding only Dr. Filoteo Alano liable for damages
to plaintiff and dismissing the complaint against the other defendants for lack of legal basis. 3
After finding petitioner liable for a quasi-delict, the Regional Trial Court of Quezon City (RTC) ordered
petitioner
to
pay
respondent P188,740.90
as
actual
damages; P500,000.00
as
moral
damages; P500,000.00 as exemplary damages; P300,000.00 as attorney's fees; and costs of suit.
Petitioner appealed to the CA.
On March 31, 2006, the CA issued its Decision, the dispositive portion of which reads as follows:
WHEREFORE, the Decision appealed from is AFFIRMED, with MODIFICATION by DELETING the award
ofP188,740.90 as actual damages and REDUCING the award of moral damages to P250,000.00, the
award of exemplary damages to P200,000.00 and the award of attorney's fees to P100,000.00.
SO ORDERED.4
Petitioner then elevated the matter to this Court via a petition for review on certiorari, where the following
issues are presented for resolution:
A. WHETHER THE COURT OF APPEALS DISREGARDED EXISTING JURISPRUDENCE
PRONOUNCED BY THIS HONORABLE SUPREME COURT IN HOLDING PETITIONER DR.
FILOTEO ALANO LIABLE FOR MORAL AND EXEMPLARY DAMAGES AND ATTORNEY'S FEES
DESPITE THE FACT THAT THE ACT OF THE PETITIONER IS NOT THE PROXIMATE CAUSE
NOR IS THERE ANY FINDING THAT THE ACT OF THE PETITIONER WAS THE PROXIMATE
CAUSE OF THE INJURY OR DAMAGE ALLEGEDLY SUSTAINED BY RESPONDENT ZENAIDA
MAGUD-LOGMAO.
B. WHETHER THE COURT OF APPEALS GRAVELY ERRED IN REFUSING AND/OR FAILING TO
DECLARE THAT PETITIONER DR. ALANO ACTED IN GOOD FAITH AND PURSUANT TO LAW
WHEN HE ISSUED THE AUTHORIZATION TO REMOVE AND RETRIEVE THE ORGANS OF
ANGELITO LUGMOSO (LATER IDENTIFIED TO BE IN FACT ARNELITO LOGMAO)
CONSIDERING THAT NO NEGLIGENCE CAN BE ATTRIBUTED OR IMPUTED ON HIM IN HIS
PERFORMANCE OF AN ACT MANDATED BY LAW.
C. WHETHER THE COURT OF APPEALS GRAVELY ERRED IN AWARDING RESPONDENT
ZENAIDA MAGUD-LOGMAO MORAL AND EXEMPLARY DAMAGES AND ATTORNEY'S FEES
THAT ARE NOT IN ACCORDANCE WITH AND ARE CONTRARY TO ESTABLISHED
JURISPRUDENCE.5
The first two issues boil down to the question of whether respondent's sufferings were brought about by
petitioner's alleged negligence in granting authorization for the removal or retrieval of the internal organs of
respondent's son who had been declared brain dead.
Petitioner maintains that when he gave authorization for the removal of some of the internal organs to be
transplanted to other patients, he did so in accordance with the letter of the law, Republic Act (R.A.) No.
349, as amended by Presidential Decree (P.D.) 856, i.e., giving his subordinates instructions to exert all
reasonable efforts to locate the relatives or next of kin of respondent's son. In fact, announcements were
made through radio and television, the assistance of police authorities was sought, and the NBI MedicoLegal Section was notified. Thus, petitioner insists that he should not be held responsible for any damage
allegedly suffered by respondent due to the death of her son and the removal of her sons internal organs
for transplant purposes.
The appellate court affirmed the trial court's finding that there was negligence on petitioner's part when he
failed to ensure that reasonable time had elapsed to locate the relatives of the deceased before giving the
authorization to remove said deceased's internal organs for transplant purposes. However, a close
examination of the records of this case would reveal that this case falls under one of the exceptions to the
general rule that factual findings of the trial court, when affirmed by the appellate court, are binding on this
Court. There are some important circumstances that the lower courts failed to consider in ascertaining
whether it was the actions of petitioner that brought about the sufferings of respondent. 6
The Memorandum dated March 3, 1988 issued by petitioner, stated thus:
As shown by the medical records, the said patient died on March 3, 1988 at 9:10 in the morning due to
craniocerebral injury. Please make certain that your Department has exerted all reasonable efforts to locate
the relatives or next-of-kin of the said deceased patient, such as appeal through the radios and television,
as well as through police and other government agencies and that the NBI [Medico-Legal] Section has
been notified and is aware of the case.
If all the above has been complied with, in accordance with the provisions of Republic Act No. 349 as
amended and P.D. 856, permission and/or authority is hereby given to the Department of Surgery to
retrieve and remove the kidneys, pancreas, liver and heart of the said deceased patient and to transplant
the said organs to any compatible patient who maybe in need of said organs to live and survive. 7
A careful reading of the above shows that petitioner instructed his subordinates to "make certain" that "all
reasonable efforts" are exerted to locate the patient's next of kin, even enumerating ways in which to
ensure that notices of the death of the patient would reach said relatives. It also clearly stated that
permission or authorization to retrieve and remove the internal organs of the deceased was being given
ONLY IF the provisions of the applicable law had been complied with. Such instructions reveal that
petitioner acted prudently by directing his subordinates to exhaust all reasonable means of locating the
relatives of the deceased. He could not have made his directives any clearer. He even specifically
mentioned that permission is only being granted IF the Department of Surgery has complied with all the
requirements of the law. Verily, petitioner could not have been faulted for having full confidence in the ability
of the doctors in the Department of Surgery to comprehend the instructions, obeying all his directives, and
acting only in accordance with the requirements of the law.
Furthermore, as found by the lower courts from the records of the case, the doctors and personnel of NKI
disseminated notices of the death of respondent's son to the media and sought the assistance of the
appropriate police authorities as early as March 2, 1988, even before petitioner issued the Memorandum.
Prior to performing the procedure for retrieval of the deceased's internal organs, the doctors concerned
also the sought the opinion and approval of the Medico-Legal Officer of the NBI.
Thus, there can be no cavil that petitioner employed reasonable means to disseminate notifications
intended to reach the relatives of the deceased. The only question that remains pertains to the sufficiency
of time allowed for notices to reach the relatives of the deceased.
If respondent failed to immediately receive notice of her son's death because the notices did not properly
state the name or identity of the deceased, fault cannot be laid at petitioner's door. The trial and appellate
courts found that it was the EAMC, who had the opportunity to ascertain the name of the deceased, who
recorded the wrong information regarding the deceased's identity to NKI. The NKI could not have obtained
the information about his name from the patient, because as found by the lower courts, the deceased was
Verily, the Court cannot, in conscience, agree with the lower court. Finding petitioner liable for damages is
improper. It should be emphasized that the internal organs of the deceased were removed only after he
had been declared brain dead; thus, the emotional pain suffered by respondent due to the death of her son
cannot in any way be attributed to petitioner. Neither can the Court find evidence on record to show that
respondent's emotional suffering at the sight of the pitiful state in which she found her son's lifeless body be
categorically attributed to petitioner's conduct.
WHEREFORE, the petition is GRANTED. The Decision of the Court of Appeals, dated March 31, 2006, is
REVERSED and SET ASIDE. The complaint against petitioner is hereby DISMISSED.
SO ORDERED.
1.