CAP - Prina
CAP - Prina
CAP - Prina
Community-acquired pneumonia
Elena Prina, Otavio T Ranzani, Antoni Torres
Community-acquired pneumonia causes great mortality and morbidity and high costs worldwide. Empirical
selection of antibiotic treatment is the cornerstone of management of patients with pneumonia. To reduce the
misuse of antibiotics, antibiotic resistance, and side-eects, an empirical, eective, and individualised antibiotic
treatment is needed. Follow-up after the start of antibiotic treatment is also important, and management should
include early shifts to oral antibiotics, stewardship according to the microbiological results, and short-duration
antibiotic treatment that accounts for the clinical stability criteria. New approaches for fast clinical (lung ultrasound)
and microbiological (molecular biology) diagnoses are promising. Community-acquired pneumonia is associated
with early and late mortality and increased rates of cardiovascular events. Studies are needed that focus on the
long-term management of pneumonia.
Clinical presentation
Community-acquired pneumonia is responsible for great
mortality and morbidity and high costs. Communityacquired pneumonia was featured in Seminars in
The Lancet in 19981 and 2003.2 In this updated Seminar,
we address important topics related to communityacquired pneumonia in immunocompetent adults.
Suspected community-acquired pneumonia is defined
by acute symptoms and presence of signs of lower
respiratory tract infection (LRTI) without other obvious
cause, whereas new pulmonary infiltrate on chest
radiograph is needed for definite diagnosis.36 The most
common signs and symptoms are dyspnoea, cough, fever,
and new focal chest signs (appendix). In subgroups of
patients (eg, elderly people), clinical presentation can
have less evident symptoms (eg, an altered state of
consciousness, gastrointestinal discomfort, and fever can
be absent) and diagnosis is frequently delayed. A
prolonged time between the onset of symptoms and a
medical visit has been described for less severe
pneumonia, individuals with alcoholism, and for patients
receiving drugs such as corticosteroids, non-steroidal
anti-inflammatory drugs, and antibiotics.7 For some
pathogens, unusual clinical presentations that involve
the gradual onset of symptoms such as dry cough, the
Search strategy and selection criteria
We searched Medline, Embase, and the Cochrane Library for
papers published from inception to Jan 31, 2015. We used the
search terms community-acquired pneumonia or lower
respiratory tract infection, in combination with the terms
epidemiology, diagnosis, aetiology, pathophysiology,
risk factors, management, treatment, outcomes,
long-term, and their variations. We restricted the search
strategy to adults. We largely selected publications in the past
5 years and also searched the reference lists of articles
identified by this search strategy. We gave more weight to
randomised controlled trials and meta-analyses, as suggested
by The Lancet. Review articles and book chapters are cited to
provide readers with more details and more references. The
reference list was modified on the basis of peer-review process.
Dierential diagnosis
Seminar
Epidemiology
Worldwide incidence
The Global Burden of Disease Study14 reported that LRTI
remains the second biggest cause of deaths and years of
life lost in 2013. The age-standardised death rate was
417 (95% CI 371441) per 100 000 population for
LRTI.14 The incidence of pneumonia is estimated to be
between 15 and 140 cases per 1000 person-years.1517
This rate varies according to the region, season, and
population characteristics. In terms of age, incidence
of community-acquired pneumonia is U-shapedit is
common in children younger than 5 years and adults
older than 65 years. The incidence is also higher in men
and boys than in women and girls. Patients who do not
need admission into hospital have a mortality rate of
lower than 1%.18,19 Short-term mortality (in-hospital and
30 day mortality) for hospitalised patients ranges from
40% to 180%;17,20,21 however, for patients in intensive
care, this rate can reach 50%.22 Costs related to
community-acquired pneumonia are high,23 and few
approaches (such as reducing the length-of-stay, adequate
use of antibiotics, and the introduction of vaccines) have
reduced these costs so far.24,25
Causative pathogens
Streptococcus pneumoniae is the main pathogen that causes
community-acquired pneumonia worldwide, independent
of age.23,26,27 In Europe, nearly 35% (1268%)23 of cases are
caused by pneumococcal disease; worldwide it is about
273% (95% CI 239311).28 Other frequent causes
include Haemophilus influenzae, which accounts for 12%
(24449%) of cases23 and the so-called atypical bacteria
(including Mycoplasma, Chlamydia, and Legionella spp),
which caused 22% of cases in a large worldwide cohort.29
In recent years, the availability of molecular microbiological tests and clinical suspicion has increased
isolation of respiratory viruses in community-acquired
pneumonia.30 In adults, viruses, particularly influenza,
rhinovirus, and coronaviruses, cause a third of cases of
pneumonia.30 However, the attribution of the aetiology to
respiratory viruses is debatable because it is dicult to
define the virus as the causative agent of pneumonia.
Resistance of S pneumoniae to penicillin and macrolides
has been nearly stable in recent years.24 The introduction
of the conjugated pneumococcal vaccine in children has
decreased the incidence of the invasive penicillin-resistant
cases; however, infections with serotypes not aected by
the vaccine have increased.31 The incidence of Mycoplasma
pneumoniae resistant to macrolides varies greatly with
geography (eg, with peak of about 69% in China).32,33
Although the proportion of patients infected with
pathogens not covered by standard empirical treatment is
low, these pathogens are associated with high mortality and
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costs. In immunocompetent patients with communityacquired pneumonia, these pathogens are more frequently
Pseudomonas aeruginosa, Enterobacteriaceae extendedspectrum -lactamase (ESBL+), and meticillin-resistant
Staphylococcus aureus (MRSA).34,35
Pathophysiology
In healthy individuals, many microorganisms colonise
the nasopharynx and oropharynx. Microaspiration of
contaminated secretions can cause infections in the
lower airways. The glottal reflexes, the presence of
complement proteins and immunoglobulins, the
secretion of peptides with antimicrobial activities, and
the inhibition of bacteria binding all protect the lower
airways.36 The healthy microbiota of the upper airway
also exert protection eects by competing with
pathogens for nutritional resources and interacting with
cellular receptors. The use of broad-spectrum antibiotics
can modify the microbiota and predispose to infection.37
The interactions between the virulence of the pathogens,
the amount of inoculum, and the innate and adaptive
immune responses determine the development of
pneumonia.36
Diagnostic investigations
Laboratory evaluation
In patients who clinicians suspect to have communityacquired pneumonia, blood tests can provide information about the inflammatory state (ie, leucocyte cell
number and characteristics [neutrophilia] and CRP), the
associated organ damage (ie, acute renal failure), and
the severity of the disease. Biomarkers can support
clinicians in the dierentiation of bacterial pneumonia
from other disorders (eg, upper respiratory tract
disorders). A meta-analysis suggested that antibiotic
exposure can be reduced in suspected LRTI via the use
of CRP measurements in primary care (risk ratio [RR]
078 [95% CI 066092]).42 The 2014 NICE guidelines6
recommend not to oer antibiotics when CRP is lower
than 20 mg/L in primary care for patients without a
convincing clinical diagnosis of community-acquired
pneumonia.
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Seminar
Microbiological evaluation
Despite many improvements, the pathogen is not
detected in nearly half of pneumonia episodes.3
Microbiological tests are recommended in patients in
whom the probability of changing the empirical
antibiotic is high: reducing treatment failure and
preventing
antibiotic
overuse.
Microbiological
evaluations (figure 1) are recommended for higher-risk
patients such as those with severe community-acquired
pneumonia, special disorders (eg, asplenia, immunosuppression, HIV infection, and alcohol abuse), severe
sepsis or septic shock, a risk of resistant pathogens, and
failure of the initial empirical treatment.35 By contrast,
recommendations for microbiological testing remain
controversial in less severe pneumonia because such
tests are expected to have little eect on antibiotic
management due to good responses to empirical
treatment.4648 However, microbiological evaluations
could be valuable for surveillance.
Although a positive blood (or pleural fluid) culture
test definitively identifies the pathogen responsible for
pneumonia, a positive respiratory tract sample needs
clinical interpretation because the microorganism can
be present due to colonisation or be part of the healthy
flora. The main diculties are related to the need for a
high-quality sample.3 Furthermore, the collection of
any sample after the administration of antibiotics
increases the rate of false-negative results. Despite
these limitations, in patients in hospital with purulent
sputum, a sample collection for Gram stain and culture
is recommended.5,6
Urinary antigens are useful for the detection of all
serotypes of S pneumoniae and for serogroup 1 of
Legionella pneumophila (responsible for about 90%
oflegionella cases of community-acquired pneumonia).
Advantages of these tests are promptness (<15 min),
reasonable accuracy, and the ability to detect the infection
while the patient is receiving antibiotic therapy.6 The
main drawback is the absence of information about
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Imaging
Thoracic images are essential for several aspects of
pneumonia management. Chest radiograph has
diagnostic accuracies of 75% for alveolar consolidation
and 47% for pleural eusion, considering CT as the gold
standard technique.54 Performing both posteroanterior
and laterolateral projections increases its accuracy. By
contrast, chest radiograph has less accuracy in
bedridden, obese, and severely immunosuppressed
patients and in patients with previous alterations on
chest radiograph.
Outpatient
Inpatient,
low severity
Inpatient, no ICU,
moderate severity
Inpatient, ICU,
high severity
Sputum culture
None routinely
Yes
Yes
Yes
Blood culture
None routinely
None routinely
Yes
Yes
None routinely
None routinely
Yes
Yes
None routinely
None routinely
Yes
Yes
Invasive respiratory
tract sample culture
None routinely
None routinely
None routinely
Yes
Others
None routinely
None routinely
None routinely
Yes*
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Acute management
Site of care
Early in the evaluation of patients with communityacquired pneumonia, two questions need to be answered:
does the patient need to be admitted in the hospital and
CAP
Severity assessment
(clinical judgment supported by severity scores)
Low risk
Moderate risk
High risk
CURB-65=0, 1
PSI=I, II, III
CURB-65=2
PSI=IV, V
CURB-65=3, 4
PSI=IV, V
Severe CAP criteria:
3 minor, or 1 major criteria
Outpatient
Inpatient
(admitted for social reasons)
Inpatient, no ICU
Inpatient, ICU
Microbiological tests
Microbiological tests
Antibiotic
Combination antibiotics
or quinolone
Antibiotic
Combination antibiotics
(-lactam plus macrolide*
or -lactam plus quinolone)
Selection of antibiotics
Antibiotic
Monotherapy in patients
without comorbidities
or risk factors
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American (IDSA/ATS)
British (NICE/BTS),
Preferred
Alternative
Preferred
Alternative
Preferred
European
Alternative
Outpatient without
Macrolide
comorbidities; low severity
Doxycycline
Amoxicillin
Macrolide or
tetracycline
Amoxicillin or
tetracycline
Macrolide
Outpatient with
comorbidities or high rate
bacterial resistance
-lactam plus
macrolide
Respiratory
fluoroquinolone
Respiratory
fluoroquinolone
-lactam* plus
macrolide
Respiratory
fluoroquinolone
Amoxicillin plus
macrolide
Respiratory
fluoroquinolone
Aminopenicillin
with or without
macrolide
Inpatient in ICU;
high severity
-lactam plus
macrolide
-lactam plus
respiratory
fluoroquinolone
-lactamase stable
-lactams plus
macrolide
Respiratory
fluoroquinolone
Respiratory
Third-generation
cephalosporin plus fluoroquinolone
with or without a
macrolide
third-generation
cephalosporin
Respiratory
fluoroquinolone
Local or adapted guidelines should be used to adapt for dierent epidemiology. IDS=Infectious Diseases Society of America. ATS=American Thoracic Society. NICE=National
Institute for Health and Care Excellence. BTS=British Thoracic Society. ICU=intensive care unit. *Preferred -lactam drugs include cefotaxime, ceftriaxone, and ampicillin.
Respiratory fluoroquinolone limited to situations in which other options cannot be prescribed or are ineective (eg, hepatotoxicity, skin reactions, cardiac arrhythmias, and
tendon rupture). Preferred -lactam drugs include cefotaxime, ceftriaxone, or ampicillin-sulbactam. -lactamase-stable -lactams include co-amoxiclav, cefotaxime,
ceftaroline fosamil, ceftriaxone, cefuroxime, and piperacillin-tazobactam. Third-generation cephalosporin (eg, cefotaxime, ceftriaxone).
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Respiratory support
Patients with acute respiratory failure due to pneumonia
must be assessed early for a need for respiratory
support, and oxygen saturation is an important marker
for outcome.62 Patients with severe pneumonia are
candidates for invasive mechanical ventilation, and a
delay can lead to an increased mortality.104 Patients
with moderately severe disease can be cautiously
managed with the use of non-invasive ventilation by
trained sta.105 A meta-analysis suggested that the
appropriate use of non-invasive ventilation in
pneumonia can reduce the need for endotracheal
intubation (OR 028, 95% CI 009088), intensive
care unit mortality (026, 011061), and the lengthof-stay in intensive care units (mean 100, 95% CI
205 to 005). However, this meta-analysis included
only 151 patients in three randomised trials, and
benefits were particularly evident in patients
with chronic obstructive pulmonary disease or
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Adjunctive therapy
The use of corticosteroids for community-acquired
pneumonia is debated, especially how it aects
mortality.109 Meta-analyses110,111 have reported reduced
hospital length-of-stay (mean 121 days, 95% CI
212 to 029) with use of corticosteroids. A multicentre
randomised controlled trial112 showed a shorter time to
reach clinical stability in patients with pneumonia
receiving oral prednisone (50 mg a day for 7 days) in
relation to the placebo group (30 days vs 44 days, hazard
ratio 133 95% CI 115150). Another multicentre
randomised controlled trial113 showed that methylprednisolone (05 mg/kg per 12 h for 5 days) reduced risk
for treatment failure compared with placebo (OR 034,
95% CI 014087) in patients with severe communityacquired pneumonia with high baseline concentrations
of CRP. For mortality, updated meta-analyses110,111,114116
report no conclusive results for hospitalised patients,
although corticosteroids were associated with better
survival in the subgroup with severe community-acquired
pneumonia.114117 However, trials included in the metaanalyses were small, have high heterogeneity, and
insucient power to assess mortality. No definitive data
are available for the best type and dose of corticosteroids
for patients with community-acquired pneumonia, nor
those for whether they should be given continuously or to
intermittent and tapering schemes.6 The clinician should
be aware of possible steroid-induced side-eects in
patients. In controlled settings (eg, randomised controlled
trials), only hyperglycaemia was more frequently reported
for patients with community-acquired pneumonia
receiving a corticosteroid. However, large trials including
patients with severe sepsis or septic shock with
community-acquired pneumonia as the main source of
infection, showed other steroid side-eects such as
superinfection.6,118
Investigators have proposed statins as an adjunctive
therapy in pneumonia due to their anti-inflammatory
activities and ability to reduce cardiovascular events, but
their eects are controversial.119
Long-term management
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Stewardship
When microbiological tests become available, it is
important to re-evaluate antibiotic treatment. Antibiotics
should be adapted according to antibiogram results,
narrowed according to the identified pathogen, and
discontinued when a diagnosis of pneumonia is unlikely.25
Stewardship is fundamental to avoid the continuation of
unnecessary treatment, increasing the selective pressure
for resistance, and reducing the risks of unnecessary
complications (eg, Clostridium dicile infection).125
Severity assessment
Site of care
Microbiological tests
Empirical antibiotics
Supportive care
Clinical stability?
Check microbiological
results
Reassessment of
antibiotics:
Stewardship
Switch to oral
antibiotic
Duration
Discharge assessment
Follow-up scheduled:
Vaccination
Rehabilitation
Reintroduction of
previous drugs
Chest radiograph for some
patients
Clinical reassessment
Repeat microbiological
tests?
Change antibiotic?
Repeat chest radiograph
(or consider CT scan)?
Care
Duration of therapy
5 days of treatment should be given for low-severity
pneumonia with clinical stability after 3 days of treatment,
and 7 days should be given for severe pneumonia, which
should be adapted depending on the improvements in
symptoms and stability.3,4,6,122,127 Indeed, two meta-analyses
reported similar ecacies for short-course (7 days) and
long-course (>7 days) treatments when patients with
severe pneumonia were excluded.127,128 Additionally, an
observational study with robust analyses reported similar
outcomes for short-course and long-course antibiotic
treatments for patients with severe community-acquired
pneumonia.123 Patients with extrapulmonary complications
or empyema and pneumonia due to specific pathogens
(eg, Legionella spp and MRSA) seem to have benefits from
prolonged treatments.
Biomarkers can be used to guide antibiotic duration.
One-time PCT values lower than 025 g/mL or a
decrease from the peak by 8090% are a strong indication
that antibiotics should be discontinued.4345 A randomised
controlled trial129 to compare PCT and CRP for antibiotic
guidance in patients with severe sepsis and septic shock
showed similar outcomes; however, more studies are
needed to compare cost-eectiveness among biomarkers.6
Clinical failure
Patients with community-acquired pneumonia can
present with deterioration, known as clinical failure,
which predicts mortality.130 Therefore, definition of the
causes of failure is essential. Early failure (<72 h) seems to
be related to the severity of the primary infection (eg,the
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48 h
Normal response
72 h
Reassessment time
Time
Complicated pneumonia
Discharge time
Early rehabilitation
Patients in hospital seem to benefit from early mobilisation
and rehabilitation.133,134
Long-term mortality
Pneumonia causes much short-term and long-term
mortality. Mortality for patients with community-acquired
pneumonia is higher than for those with other infections
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Cardiovascular events
Community-acquired pneumonia is associated with an
increased risk of cardiovascular complications.138 Some
explanatory reasons for this include hypoxaemia,
inflammation, prothrombotic status, pathogen-specific
factors, and host characteristics.137,139 A meta-analysis for
the incidence of cardiac events within 30 days of hospital
admission for community-acquired pneumonia reported
a cumulative rate of heart failure of 14% (range 733%),
an arrhythmia rate of 5% (range 111%), and an acute
coronary syndrome rate of 5% (range 111%).140
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