Noether Theorem
Noether Theorem
1.0 Transformations
g G .
(1.1)
(1.2)
r ( x) r ( x ) = Dr s ( g ) s ( x) ,
(1.3)
Dr s ( g1 g 2 ) = Dr t ( g1 ) Dt s ( g 2 ) .
(1.4)
Close to the identity element of the group, i.e. infinitesimally, we can write
Dr s ( g ) = r s + ( ) r s ,
(1.5)
where the n n matrices s form a representation of the Lie algebra of the group
[ , ] = iC .
(1.6)
*r ( x) = r ( x ) r ( x) ,
(1.7)
*r ( x) ( ) r s s ( x) .
(1.8)
where
For later use, let us now derive some of the important properties of the variation
symbol * . From (1.6) and (1.8), we see that
[* , * ] r ( x) = iC * r ( x) .
(1.9)
Using its definitions (1.7), we can easily show that * acts as derivation on functions
(1.10)
Since *r is written entirely in terms of the primary fields without time derivatives,
it (anti)commutes with s ( y ) at equal time
[ *r (t , x ) , s (t , y )] = 0 .
(1.11)
r ( x ) = r ( x ) + x r ( x ) .
(1.12)
*r ( x) = r ( x) + x r ( x) ,
(1.13)
r ( x) r ( x) r ( x) ,
(1.14)
where
is the infinitesimal change in the functional form of fields. If the field index r is a
space-time index taking values in the set {, , , ,...} , in 4-dimensional spacetime r ( x) is nothing but the Lie derivative of a space-time tensor r ( x) with
respect to the infinitesimal transformation (1.2). The transformation considered is
called space-time (symmetry) transformation if x 0 and internal (symmetry)
transformation if x = 0 ; ( * ) is called the orbital part of the (symmetry)
transformation.
Commuting both sides of (1.13) with s (t , y ) (at equal time) and using (1.11), we
find
[ r (t , x ) , s (t , y )] = x 0 [r (t , x ) , s (t , y )] .
(1.15)
And finally, we note that it will be useful to write (1.13) as an operator equation
* = + x ,
(1.16)
with ( * , ) are given by their usual definitions on functions (1.7) and (1.14). Notice
that, while commutes with derivatives, * does not commute with :
[ , * ] = ( x ) .
(1.17)
x = + x + x + c ( 2 x x x 2 ) ,
is the most general solution to the conformal Killing equation
( x ) + ( x ) =
2
( x ) .
D
d
1
f x ) = x ( f x ) = ( f + f ) x x = g x x = 0 .
(
d
2
d 4 x L(x )
(2.1)
where
L ( x ) L( r ( x ), r ( x )) .
If the action integral is invariant (i.e., S [r ] = S [r ], and r ) under certain group
of transformations (with parameters ), the theory is said to have a symmetry
corresponding to those transformations. Therefore, in order for the group G to be a
symmetry group of our theory, we must have
( d x L( x ) ) =
4
d 4 x L ( x ) d 4 x L( x ) = 0 .
(2.2)
d 4 x L ( x ) d 4 x L( x ) = 0 .
(2.3)
L ( x ) = L( x ) + L( x ) ,
(2.4)
d 4 x L( x ) d 4 x L( x ) + d 4 x L( x ) = 0 .
(2.5)
b + b
a + a
dx f ( x) dx f ( x) f (b) b f ( a) a = dx
d
( f ( x) x ) .
dx
(2.6)
Generalizing this to the 4-dimensional case in (2.5), we find (to first order in x )
that
d 4 x ( L x ) + L( x ) = 0 .
(2.7)
The same result can be obtained if we apply the derivation property of * on the lefthand side of (2.2)
*
Using the relation
( d x L( x ) ) = ( d x ) L( x ) + d x L ( x ) = 0 .
4
(2.8)
x
det = det ( + x ) = 1 + Tr ( x ) 1 + x .
x
Thus
x
d 4 x = det d 4 x = d 4 x + ( x )d 4 x, * (d 4 x) = d 4 x ( x ) .
x
(2.9)
*L = L + x L .
(2.10)
Putting (2.9) and (2.10) in equation (2.8) gives us back equation (2.7).
Since 4 is an arbitrary contractible region, the integrand in equation (2.7) must
vanishes identically
L + (L x ) 0 .
(2.11)
This is an identity with respect to all its arguments, if the group G is an invariance
group of the action integral. It holds for all functions r ( x) , it does not matter whether
L( x) =
L
L
r +
(r ) .
r
( r )
(2.12)
L
L L
r
r
(2.13)
into equation (2.12) and inserting the resulting equation back into equation (2.11), we
arrive at the oether Identity
L
L
r + L x +
r 0 .
( r )
(2.14)
L
= 0, r = 1, 2,..., n .
( x)
(2.15)
Thus, the Noether identity implies that the object (Noether current)
J ( x; ) L x +
L
r ,
( r )
(2.16)
J = 0 .
(2.17)
L
r + L x , = 1, 2,..., dim(G) .
( r )
(2.18)
Thus, there are as many conserved currents as there are parameters. Notice that the
conserved current is not unique. In fact, adding a total divergence of antisymmetric
tensor to the Noether current does not spoil the conservation law,
J ( ) = J ( ) + F ( ) , F ( ) = F ( ) .
(2.19)
Quantities like these F are called super-potentials. They play important role in the
construction of the conserved charges in general relativity and other generally
covariant theories. Below, we will use this freedom to construct the symmetric
energy-momentum tensor out of the non-symmetric canonical tensor.
6
r .
r +
( )
( )
r
r
r
=
L
L
r .
( r )
L =
(2.20)
L = ,
(2.21)
J ( x) =
L
r ( x) .
( r )
(2.22)
Notice that using this method to derive the current, you do not need to know how x
transforms under the symmetry group in question. So, how can you distinguish
between internal and space-time symmetries, if you dont have x ? To answer this
question we use the fact that adding total divergences to a Lagrangian does not affect
the dynamics. Indeed, it is always possible to find a dynamically equivalent
Lagrangian L ( x) such that
L ( x) = L( x) + .
(2.23)
Thus
L = L + = ( + ) .
(2.24)
r ( x) = *r ( x) x r ( x) ,
(2.25)
which follows from (1.16) when we factor out the infinitesimal parameters , we
can rewrite (2.18) in the form
J ( ) ( x ) =
L
*r ( x) x ,
( r )
(2.26)
L
r L( x) .
( r )
(2.27)
where
( x)
r ( x)
L( x)
,
r ( x)
(2.28)
(2.29)
L
L
L
r +
r L( , , x) = .
r
( r )
x
Clearly, this vanishes (on shell) if the Lagrangian does not depend explicitly on x .
Thus, the energy-momentum tensor is the conserved Noether current associated with
the symmetry group of space-time translations. Indeed, under space-time translations
x = , x = .
(2.30)
*r ( x) = 0 .
(2.31)
Putting (2.24) and (2.25) into the defining equation (2.20) of J ( ) ( x) , we find
J ( x) ( x) .
Thus, it follows trivially from (2.17) that the energy-momentum tensor is conserved
( x) = 0 .
(2.32)
x = x ,
(2.33)
*r ( x) = ( )r s ( x) ,
s
(2.34)
where s are the appropriate (spin) transformation matrices for the field r . Using
these relations, we can write the conserved current, (2.26), in the form
1
L
J = i
( ) r s s ( x x ) .
( )
2
r
M = ( x x ) i
= M
L
( )r s s
( r )
(2.35)
M = + S = 0 .
(2.36)
The object
L
( ) r s s ( x) ,
(2.37)
( r )
depends entirely on the intrinsic properties (tensorial nature) of the field. In classical
field theory, it characterizes the polarization properties of the field. Thus, it
corresponds to the spin (angular momentum) of particles described by the quantized
field.
For a single component field (scalar), the (spin) matrix vanishes and (2.35)
becomes
M = x x .
S ( x) i
This relation is very muck like the relation between momentum and orbital angular
momentum in the classical mechanics of particle xi p j x j pi =ijk Lk . Therefore, the
first term in (2.35),
L = x x ,
(2.38)
should correspond to some intrinsic orbital angular momentum of the field. Thus
the moment tensor
M = L + S
(2.39)
+ F
= + F .
Therefore, if we set
T + F ,
(2.41)
T = T .
(2.42)
we see that
(2.44)
Now, we can use (2.40) and (2.44) to solve for the super-potential
1
F = (S S + S ) .
2
(2.45)
10
M = ( x T x T ) + (F F S ) + P ,
P = F x F x
The quantity in the middle bracket vanishes when (2.40) and (2.44) are used, and if
we drop the super-potential P , we arrive at the Belinfante moment tensor
M = x T x T .
(2.46)
Notice that the (internal) spin part has disappeared from the total moment tensor
whose conservation now follows from the conservation of the symmetrical energymomentum tensor.
The physical importance of the symmetrical (Belinfante) energy momentum tensor
follows from the belief that gravitons couple to T , and not to . Indeed, if the
matter theory is minimally coupled to gravity and its action is varied with respect to
the metric tensor g , the symmetric energy momentum tensor is obtained in the limit
g
T =
d D x L ( , , g ) .
g g
(2.47)
With the symmetrical energy momentum tensor, the conserved Poincare currents
take on the compact (Bessel-Hagen [2]) form
J = T x .
(2.48)
(2.49)
or
1
J = T M
2
(2.50)
Taking the divergence of the current (2.48), and using the symmetry of the energy
momentum tensor, we find
1
J = ( T ) x + T ( x + x ) = 0 .
2
The first term on the right hand side vanishes because of T = 0 , and the second
term vanishes because the Poincare transformations (Killing vector fields)
x f ( x) = + x ,
(2.51)
11
are the most general solutions to the Killing equation (in any number of dimensions)
f + f = 0 .
(2.52)
J = T x ,
(2.53)
2
f .
D
(2.54)
f
T .
D
(2.55)
Thus, the current (2.53) is conserved provided that the conserved and symmetric
energy momentum tensor is traceless T = 0 . Indeed, conformal invariance allows us
to further improve the Belinfante energy-momentum tensor so that it is traceless much
in the same way that Poincare invariance allowed us to make the canonical Energymomentum tensor symmetric [1]. This way, the conserved conformal currents can be
written in the compact Bessel-Hagen form (2.53).
(2.56)
and
r ( x) r ( x ) = ed r ( x), * r ( x) =d r ( x) .
(2.57)
r ( x) = ( d + x ) r ( x) .
(2.58)
where the real number d represents the scaling dimension of the field r (we assume
all components have the same scaling dimension). In D dimensions, its value for
scalar and vector fields, is given by
D2
d=
.
(2.59)
2
Using (2.26), we find the canonical dilatation current
12
D = x +
L
d r .
( r )
(2.60)
Thus
L
d r .
D = +
( )
(2.61)
L
d r .
( r )
(2.62)
We will now show that Poincare and scale invariance allow us to construct
conserved, symmetric and traceless energy momentum tensor. Recall that for any
rank-3 tensor R = R , anti-symmetric in the last two indices, the following
combination is a tensor anti-symmetric in the first two indices
F =
1
(R + R R ) = F .
2
(2.63)
1
T = + (R + R R ) .
2
(2.64)
T = + R .
(2.65)
Using the condition for scale invariance, (2.62), the trace becomes
L
T = R
d r .
( r )
(2.66)
1
V V ) ,
(
D 1
(2.67)
13
d r S .
V =
( )
(2.68)
Notice that for a scalar field, the spin matrix vanishes. Thus from (2.37) we find
S = 0 . Therefore, if we consider the scale invariant field theory
2D
1
D 2
L =
,
2
(2.69)
we find
V =
D2 2 2
D2 2
, V =
.
4
4
(2.70)
= T +
D2
2 ) 2 ,
(
4( D 1)
(2.71)
(2.72)
Exercise (2.1) Show that the energy momentum tensor (2.71), is conserved,
T = 0 and traceless, T = 0 .
Exercise (2.2) Consider the free Maxwell theory in D-dimensional space-time
1
L = F F .
4
Show that the symmetric, conserved energy momentum tensor is given by
the Belifante expression in any number of dimensions
1
T = F F + F 2 ,
4
but traceless only in 4 dimensions
D
T = 1 F 2 .
4
Exercise (2.3) Show that the above Maxwell theory is scale invariant in any number
of dimensions. Given that
14
A = x +
D2
A .
2
Show that (up to a trivially conserved super potential) the conserved dilation current
is given by
4 D
D = T x +
F A .
2
Show, by explicit calculations, that D = 0 .
2.4 The New Improved CCJ tensor [3] and the Belinfante tensor
from the action: fun with super-potentials
Basically, this subsection is about obtaining the results of the last two subsections
from varying the action integral. Recall that on-shell, the variation of the action can
be written as
L
(2.73)
S = d 4 x
*r x .
To this variation, we will add zero and show that the coefficient of x is the new
improved energy-momentum tensor of Callan, Coleman and Jackiw [3].
Consider the functional
R = d 4 x ( x ) ,
where is a local function of the field and its derivatives to finite order. We vary
this using (1.10),
*R = * ( d 4 x) + d 4 x * ( ) .
If in the first integral we make use of (2.9), and in the second integral we use (1.16),
we find
* R = d 4 x ( x )( ) + d 4 x ( ) + d 4 x ( x )( ) .
Combining the first and the third terms and using [ , ] = 0 in the second term, we get
* R = d 4 x ( + x ) .
(2.74)
* R = d 4 x * + ( ) x .
(2.75)
15
* R = d 4 x * ( ) x + ( x x ) .
The second term vanishes identically, and we are left with
.
* R = d 4 x * ( ) x .
(2.76)
L
* r ( ) x
( r )
* S = d 4 x
d x
4
{(
+ ) x
(2.77)
Let us assume that our symmetry transformations change the action according to
* S = d 4 x ( x ) .
(2.78)
(2.79)
holds, then the Noether current will have the Bessel-Hagen form
J = T x ,
(2.80)
(2.81)
Exercise (2.4) Consider the free massless scalar field action in four dimensions
1 4
d x .
2
*
x = x , * = 0 .
Then show that Lorentz invariance implies the following conditions on
= .
16
x = x , * = .
Use (2.79) to show that scale invariance implies
1
= 2 .
6
Use this to show that (2.81) leads to the symmetric and traceless energy-momentum
tensor.
1
T = + ( 2 ) 2 .
6
(iii) Show that the conformal transformations
x = 2 x (c x ) c x 2 , * = 2(c x ) ,
change the scalar field action by total divergence
* S = d 4 x = d 4 x ( c 2 ) .
Use Lorentz invariance and scale invariance restrictions on to show that (2.79) is
satisfied for the conformal transformations.
F ( x)
= [ F ( x), r ( y )] ,
r ( y )
F ( x)
i {F ( x), r ( y )}PB = i
= [ F ( x), r ( y )] .
r ( y )
i {F ( x),r ( y )}PB = i
(3.1)
(3.2)
lim
0
i
A B A B
( AB BA) =
x p p x
17
[ r ( x), s ( y )] = i rs 3 (x y ),
[ r ( x), s ( y )] = [ r ( x), s ( y )] = 0.
(3.3)
Notice that
r ( x) =
L( , , ) .
r
(3.4)
r ( x) = f r ( , , ) .
(3.5)
The functional derivative of any local function of the field variables, such as the
Lagrangian, will be calculated using the chain rule:
(x)
L( x) L( x) s ( x) L( x) ( j s ) L( x) s ( x)
,
=
+
+
r ( y ) s ( x) r ( y ) ( j s ) r ( y ) s ( x) r ( y )
( x)
L( x) 3
L( x) ( x ) 3
(x y ) +
j (x y ) + s ( x) s ,
r ( y )
r ( x)
( j r )
( x)
L( x) L( x) s ( x)
=
= s ( x) sr
.
r
r
( y ) s ( x) ( y )
( y )
Thus, using (3.1) and (3.2) in the above two equations, we infer the following equaltimes commutation relations
[L( x), r ( y )] = s ( x)[s ( x), r ( y )] ,
[L( x), r ( y )] = i 3 (x y )
(3.6)
L
L
+ i (jx ) 3 (x y )
+ s ( x)[s ( x), r ( y )] (3.7)
r
( jr )
L( x) 3
L( x)
(x y ) +
[ s ( x), r ( y )] .
r ( x)
( s )
(3.8)
We will now use these commutation relations together with the fundamental equaltime commutation relations (3.3) to derive few important equations. Lets start by
deriving the so-called Heisenberg equations
[iH, r ( x)] = r ( x),
[iH, r ( x)] = r ( x).
(3.9)
18
(3.10)
(3.11)
(3.12)
(3.13)
L( y )
L( y )
L( y )
r
j
= 0
= ( y ),
r ( y )
r
( j r )
where the Euler-Lagrange equation and the definition of the conjugate momentum
(2.28) have been used. In QFT these are called Heisenberg equations which,
according to (3.1) and (3.2), correspond to the canonical Hamilton equations in
classical field theory
H
H
= r ( x) ,
= ( x) .
(3.14)
r
( x)
r ( x)
In exactly the same way, we can establish the following more general equal-time
commutation relations
[i 0 ( x), r ( y )] = 3 (x y ) r ( x) ,
(3.15)
L( x)
L( x) 3
[i 0 ( x), r ( y )] = 0
j r ( x ) j 3 ( x y ) + 0
(x y )
j
r
r
(3.16)
Integrating these over x and introducing the Euler derivative (2.13) in (3.16), we find
19
L
,
(3.17)
(3.18)
where
P (t ) = d 3 x 0 ( x) ,
(3.19)
is the field energy-momentum 4-vector. We will talk about the physical meaning of
these relations, and show that P is indeed a time-independent 4-vector, when we
introduce the Noether charge. We will also see why the Euler-Lagrange equation of
motion appears in (3.18) but not in (3.17).
Notice that (3.18) shows the equivalence between Lagrangian and Hamiltonian
formalisms
L( x)
P
r
r
= 0 [iP , ( x)] = ( x) =
.
(3.20)
( x)
r ( x)
r
Okay, since we calculated the ETCR of the zeroth component of translation
current, 0 , with the fields, let us do some justice to the Poincare group and do the
same thing with the zeroth-component of Lorentz current M o . From (2.35) this is
given by
M 0 ( x) = x 0 ( x) x 0 ( x) i r ( x) ( )r s s ( x) .
(3.21)
(3.22)
(3.24)
L (t ) d 3 x Lo ( x) = d 3 x ( x 0 ( x) x 0 ( x) ) ,
S (t ) d 3 x S 0 ( x) = i d 3 x r ( x)( ) r s s ( x).
(3.25)
20
Before going any further, let us make the following observations: If we contract
(3.17) with the translation parameter a and (3.23) with the Lorentz parameter , we
recover the correct infinitesimal Poincare transformations on the field
r ( x) = [ia P (t ) , r ( x)] = a r ( x) ,
i
2
(3.26)
i
2
r ( x) = [ M (t ) , r ( x)] = x r ( ) r s s ( x)
(3.27)
i
s
= x r ( ) r s ( x) .
2
Remarkably, the only assumption used to derive these relations is (that the fields
satisfy) the fundamental ETCRs (3.3). Indeed, neither dynamical considerations (i.e.,
equations of motion) nor symmetry considerations (i.e., conservation laws) have been
used to obtain (3.26) and (3.27). In fact we will now derive even more general result,
i.e., without specifying the group of the transformations.
Setting = 0 in the Noether current (2.18), we find
J (0 ) ( x) = r ( x) r ( x) x 0 L( x) .
(3.28)
Thus, at x 0 = y 0
[iJ (0 ) ( x) , s ( y )] = s ( x) 3 (x y ) .
(3.29)
r ( x) = [iQ (t ), r ( x)] ,
(3.30)
(3.31)
The Noether charge is going to be the subject of the next section. Again, the important
fact about (3.30) is that it has been derived without reference to a specific form of
L( x) , i.e., without any commitment to symmetry or dynamics. Thus, it seems that
(3.30) is always valid, and that any result that can be derived from it will necessarily
be true. However, this is true only if we ignore the usual difficulties of local quantum
field theory.
The so-called Ward-Takahashi identity in QFT is just an alternative form of the
canonical equal-time relation (3.30) and can be derived from the following timeordered product
21
T ( J ( ) ( x) r ( y ) ) = ( x 0 y 0 ) J ( ) ( x) r ( y ) + ( y 0 x 0 )r ( y ) J ( ) ( x) . (3.32)
Differentiating this with respect to x and using the relations
(x ) ( x 0 y 0 ) = 0 ( x 0 y 0 ),
(x ) ( y 0 x 0 ) = 0 ( x 0 y 0 ) ,
(3.33)
we find
T ( J ( ) ( x) r ( y ) ) = T ( J ( ) ( x) r ( y ) ) + ( x 0 y 0 )[ J (0 ) ( x) , r ( y )] . (3.34)
Using (3.29) in the second term on the right, we get
T ( J ( ) ( x) r ( y ) ) = T ( J ( ) r ( y ) ) i 4 ( x y ) ( )r ( x) .
(3.35)
i r ( y ) = d 4 x T ( J ( ) ( x) r ( y ) ) d 4 x T ( J ( ) ( x) r ( y ) ) .
(3.36)
It is clear that the first term on the right hand side of (3.36) vanishes if the current is
conserved, i.e., symmetry current.
Let us now return to (3.25) and use it to build up the equal time commutator
[iM , r ( x)] :
[iS , r ( x)] = d 3 x l ( x) ( )l s [ s ( x) , r ( x)] .
Using (3.3), this becomes
[iS , r ( x)] = i s ( x) ( ) s r .
(3.37)
To calculate the commutator with the orbital angular momentum, we multiply (3.16)
by ( ix ) and integrate over x. Integration by parts then gives
L( y )
0 L ( y )
[i d 3 x x 0 ( x) , r ( y )] = j j ( y r ( y ) ) j y 0
+ y
( jr )
r
(3.38)
Using the identities
0 0 = j j ,
0 0 = j j ,
(3.39)
22
L
[i d 3 xx 0 , r ( y )] = r + y r 0 0 r + j
( j r )
L
L
+ y 0
r j (
) .
(
)
r
j
r
r ( y) =
L( y )
L( y )
, r ( y ) = 0
,
( 0r )
( 0 r )
(3.40)
to obtain
[i d 3 x x 0 , r ( y )] = r + y r 0
L
L
+ y 0
. (3.41)
( r )
[iL , r ( x)] = x[ ] r [ ]0
L( x)
L( x)
+ x[ ]0
.
( r )
(3.42)
(3.43)
F r = F r x[ ]0
L( x) [ ]0 L( x)
.
( r )
(3.44)
This extra piece does not vanish even when the equations of motion are satisfied. This
is because the set{ r ( x)} does not form a covariant manifold under the Poincare
group.
Now, let us use Heisenberg equations (3.9) to prove the following theorem
Theorem 3.1
Since at x 0 = y 0 = t , we have
[ r (x, t ), s (y , t )] = i rs 3 (x y ) .
Thus the third term in the Jacobi identity vanishes because the deltas are c-numbers.
And we are left with
[ r (x, t ),[iH, s (y , t )]] + [[iH, r (x, t )], s (y , t )] = 0 .
(3.45)
(3.46)
(3.48)
[ r (x, t + ) , s (y , t + )] = i rs 3 (x y ) .
(3.49)
or
And, by exactly the same method, we can establish the remaining commutation
relations
[ r (x, t + ) , s (y , t + )] = [ r (x, t + ) , s (y , t + )] = 0 .
(3.50)
qed
24
25