Kellner Theorizing Globalization

Theorizing Globalization
Author(s): Douglas Kellner

Source: Sociological Theory, Vol. 20, No. 3 (Nov., 2002), pp. 285-305
Published by: American Sociological Association
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Theorizing Globalization*
DOUGLASKELLNER
University of California Los Angeles
I sketch aspects of a critical theory of globalization that will discuss thefundamental

transformationsin the world economy,politics, and culture in a dialectical framework
that distinguishes between progressive and emancipatoryfeatures and oppressive and
negative attributes.This requiresarticulations of the contradictionsand ambiguities of
globalization and the ways that globalization both is imposedfrom above and yet can
be contested and reconfiguredfrom below. I argue that the key to understandingglobalization is theorizingit as at once a product of technological revolutionand the global
restructuringof capitalism in which economic, technological, political, and cultural
features are intertwined.From this perspective, one should avoid both technological
and economic determinismand all one-sided optics of globalization in favor of a view
that theorizes globalization as a highly complex, contradictory,and thus ambiguousset
of institutions and social relations, as well as one involvingflows of goods, services,
ideas, technologies, culturalforms, and people.
Globalization appears to be the buzzword of the 1990s, the primary attractor of books,
articles, and heated debate, just as postmodernism was the most fashionable and debated
topic of the 1980s. A wide and diverse range of social theorists are arguing that today's
world is organized by accelerating globalization, which is strengthening the dominance of
a world capitalist economic system, supplanting the primacy of the nation-state with transnational corporations and organizations, and eroding local cultures and traditions through
a global culture.' Marxists, world-systems theorists, functionalists, Weberians, and other
contemporary theorists are converging on the position that globalization is a distinguishing
trend of the present moment.
Moreover, advocates of a postmodern break in history argue that developments in transnational capitalism are producing a new global historical configuration of post-Fordism, or
postmodernism, as an emergent cultural logic of capitalism (Harvey 1989; Soja 1989;
Jameson 1991; Gottdiener 1995). Others define the emergent global economy and culture
as a "network society" grounded in new communications and information technology
(Castells 1996, 1997, 1998). For others, globalization marks the triumph of capitalism and
its market economy.2 Some theorists see the emergence of a new transnational ruling elite
and the universalization of consumerism (Sklair 2001), while others stress global fragmentation of "the clash of civilizations" (Huntington 1996). Driving "post" discourses into
*Address correspondence to: Douglas Kellner, Graduate School of Education and Information Studies,
Moore Hall, Mailbox 951521, University of California Los Angeles, Los Angeles, CA 90095-1521; e-mail:
[email protected] expert editing and editorial queries, I would like to thank Liza Wirtz.
Attempts to chart the globalization of capital, decline of the nation-state, and rise of a new global culture
include the essays in Featherstone(1990), Giddens (1990), Robertson (1991), King (1991), Bird et al. (1993),
Gilroy (1993), Arrighi (1994), Lash and Urry (1994), Grewal and Kaplan (1994), Wark (1994), Featherstone,
Lash, and Robertson (1995), Axford (1995), Held (1995), Waters(1995), Hirst and Thompson (1996), Axtmann
(1998), Albrow (1996), Cvetkovich and Kellner (1997), Kellner (1998), Friedman (1999), Held et al. (1999),
Hardtand Negri (2000), Lechner and Bali (2000), Steger (2002), and Stiglitz (2002).
2See apologists such as Fukuyama(1992) and Friedman(1999), who perceive this process as positive, while
others, such as Manderand Goldsmith (1996), Eisenstein (1998), and Robins and Webster(1999) portray it as
negative.
Sociological Theory20:3 November 2002
? American Sociological Association. 1307 New YorkAvenueNW, Washington,DC 20005-4701
286
SOCIOLOGICALTHEORY
novel realms of theory and politics, Michael Hardtand Antonio Negri (2000) present the
emergence of "Empire"as producing fresh forms of sovereignty, economy, culture, and
political struggle that open the new millennium to an unforeseeable and unpredictable
flow of novelties, surprises,and upheavals.
Indeed, globalization is one of the most hotly debated issues of the present era. For
some, it is a cover concept for global capitalism and imperialismand is accordingly condemned as anotherform of the imposition of the logic of capital and the marketon ever
more regions of the world and spheres of life. For others, it is the continuationof modernization and a force of progress, increasedwealth, freedom, democracy,and happiness. Its
defenders present globalization as beneficial, generating fresh economic opportunities,
political democratization,culturaldiversity, and the opening to an exciting new world. Its
critics see globalization as harmful,bringing about increased domination and control by
the wealthieroverdevelopednations over the poor underdevelopedcountries,thus increasing the hegemony of the "haves" over the "have-nots."In addition, supplementing the
negative view, globalization critics assert that globalization produces an underminingof
democracy,a culturalhomogenization,and increaseddestructionof naturalspecies and the
environment.3 Some imagine the globalization project-whether viewed positively or
negatively-as inevitable and beyond human control and intervention, whereas others
view it generatingnew conflicts and new spaces for struggle,distinguishingbetween globalization from above and globalization from below (Brecher,Costello, and Smith 2000).
In this study, I sketch aspects of a critical theory of globalization that will discuss the
fundamentaltransformationsin the world economy, politics, and culture in a dialectical
frameworkthat distinguishes between progressive and emancipatoryfeatures and oppressive and negative attributes.This requiresarticulationsof the contradictionsand ambiguities of globalization and the ways that globalization both is imposed from above and yet
can be contested and reconfiguredfrom below. I arguethat the key to understandingglobalization is theorizing it as at once a product of technological revolution and the global
restructuringof capitalism in which economic, technological, political, and cultural features are intertwined. From this perspective, one should avoid both technological and
economic determinism and all one-sided optics of globalization in favor of a view that
theorizes globalization as a highly complex, contradictory,and thus ambiguous set of
institutions and social relations, as well as one involving flows of goods, services, ideas,
technologies, culturalforms, and people (see Appadurai1996).
Finally, I will raise the question of whether debates centered aroundthe "post" (e.g.,
postmodernism,postindustrialism,post-Fordism,and so on) do or do not help elucidate
the phenomenonof globalization.I arguein the affirmative,claiming thatdiscourses of the
"post"dramatizewhat is new, original, and differentin our currentsituation,but that such
discourses can be and are easily misused. For the discourse of postmodernity,for example,
to have any force, it must be groundedin analysis of scientific and technological revolution and the global restructuringof capital, or it is just an empty buzzword (see Best and
Kellner 1997, 2001). Thus, to properlytheorize postmodernityone must articulate globalization and the roles of technoscience and new technologies in its construction.In turn,
understandinghow scientific and technological revolution and the global restructuringof
capitalismare creatinguniquehistoricalconfigurationsof globalizationhelps one perceive
the urgency and force of the discourse of the "post."
3What
appearedat the first stage of academic and populardiscourses of globalization in the 1990s tended to be
dichotomized into celebratoryglobophilia and dismissive globophobia. See Best and Kellner (2001). There was
also a tendency on the partof some theoriststo exaggeratethe novelties of globalization,and on the partof others
to dismiss these claims by arguingthatglobalizationhas been going on for centuriesand not that much is new and
different. For an excellent delineation and critique of academic discourses on globalization, see Steger (2002).
THEORIZINGGLOBALIZATION
287
GLOBALIZATION,TECHNOLOGICALREVOLUTION,
AND THE RESTRUCTURINGOF CAPITALISM
For critical social theory, globalization involves both capitalist marketsand sets of social
relations and flows of commodities, capital, technology, ideas, forms of culture, and people across national boundaries via a global networked society (see Castells 1996, 1997,
1998; Held et al. 1999). The transmutationsof technology and capital work together to
create a new globalized and interconnectedworld. A technological revolution involving
the creationof a computerizednetworkof communication,transportation,and exchange is
the presuppositionof a globalized economy, along with the extension of a world capitalist
marketsystem that is absorbingever more areas of the world and spheres of production,
exchange, and consumptioninto its orbit.The technological revolutionpresupposesglobal
computerizednetworks and the free movement of goods, information,and peoples across
national boundaries. Hence, the Internet and global computer networks make possible
globalization by producing a technological infrastructurefor the global economy. Computerizednetworks, satellite-communicationsystems, and the software and hardwarethat
link together and facilitate the global economy depend on breakthroughsin microphysics.
Technoscience has generated transistors, increasingly powerful and sophisticated computer chips, integrated circuits, high-tech communication systems, and a technological
revolution that provides an infrastructurefor the global economy and society (see Gilder
1989, 2000; Kaku 1997; Best and Kellner 2001).
From this perspective, globalization cannot be understoodwithout comprehendingthe
scientific and technological revolutions and global restructuringof capital that are the
motor and matrixof globalization. Many theorists of globalization, however, either fail to
observe the fundamental importance of scientific and technological revolution and the
new technologies that help spawn globalization or interpretthe process in a technological
determinist framework that occludes the economic dimensions of the imperatives and
institutionsof capitalism. Such one-sided optics fail to grasp the co-evolution of science,
technology, and capitalismand the complex and highly ambiguoussystem of globalization
that combines capitalism and democracy,technological mutations,and a turbulentmixture
of costs and benefits, gains and losses.
In order to theorize the global network economy, one therefore needs to avoid the
extremes of technological and economic determinism. Technological determinists frequentlyuse the discourse of postindustrialor postmodernsociety to describe currentdevelopments.This discourse often producesan ideal-type distinctionbetween a previous mode
of industrialproduction,characterizedby heavy industry,mass productionand consumption, bureaucraticorganization, and social conformity, and a new postindustrialsociety,
characterizedby "flexible production"or post-Fordism,in which new technologies serve
as the demiurge to a new postmodernity(Harvey 1981).
For postmoderntheorists such as Jean Baudrillard(1993), technologies of information
and social reproduction (e.g., simulation) have permeated every aspect of society and
created a new social environment. In the movement toward postmodernity,Baudrillard
claims that humanityhas left behind reality and modernconceptions, as well as the world
of modernity.This postmodernadventureis markedby an implosion of technology and the
human, which is generating a new posthumanspecies and postmodernworld.4 For other
less extravaganttheorists of the technological revolution, the human species is evolving
into a novel, postindustrialtechnosociety, culture, and condition in which technology,
knowledge, and informationare the axial or organizingprinciples (Bell 1976).
4See Baudrillard(1993) and the analyses in Kellner (1989b, 1994).
SOCIOLOGICALTHEORY
288
There are positive and negative models of technological determinism.A positive discourse envisages new technologies as producinga new economy interpretedaffirmatively
as fabricatinga fresh wealth of nations. On this affirmativeview, globalization provides
opportunitiesfor small business and individual entrepreneurs,empowering excluded persons and social groups. Technophiles claim that new technologies also make possible
increased democratization,communication, education, culture, entertainment,and other
social benefits, thus generatinga utopia of social progress.
Few legitimating theories of the information and technological revolution, however,
contextualize the structuring,implementation,marketing,and use of new technologies in
the context of the vicissitudes of contemporarycapitalism.The ideologues of the information society act as if technology were an autonomousforce and either neglect to theorize
the co-evolution of capital and technology or use the advancementsof technology to legitimate marketcapitalism(i.e., Gilder 1989, 2000; Gates 1995, 1999; Friedman1999). Theorists such as Kevin Kelly, the executive editor of Wired,think that humanityhas entered a
postcapitalistsociety that constitutes an original and innovative stage of history and economy at which previous categories do not apply.5Or, like Bill Gates (1995, 1999), defenders of the "new economy" imagine computer and informationtechnologies producing a
"friction-freecapitalism,"perceivedas a highly creativeformof capitalismthatgoes beyond
its previous contradictions,forms, and limitations.
By contrast, a negative version of technological determinismportrays the new world
system as constitutedby a monolithic or homogenizing technological system of domination. Germanphilosopher and Nazi supporterMartin Heidegger talked of the "complete
Europeanisationof the earth and man" (Heidegger 1971:15), claiming that Western science and technology were creating a new organization or framework, which he called
Gestell (or "enframing"),that was encompassing ever more realms of experience. French
theorist Jacques Ellul (1964) depicted a totalitarianexpansion of technology-what he
called la technique-imposing its logic on ever more domains of life and humanpractices.
More recently, a large numberof technophobiccritics have arguedthat new technologies
and global cyberspaceconstitute a realm of alienationand reification in which humansare
alienated from our bodies, other people, nature,tradition,and lived communities (Borgmann 1994, 1999; Slouka 1995; Stoll 1995; Shenk 1997; Virilio 1998).
In additionto technologically deterministand reductivepostindustrialaccounts of globalization, there are economic deterministdiscourses that view it primarilyas the continuationof capitalism,ratherthanits restructuring
throughtechnologicalrevolution.A largenumber
of theorists conceive globalization simply as a process of the imposition of the logic of
capital and neoliberalismon variouspartsof the world, ratherthan seeing the restructuring
process and the enormous changes and transformationsthat scientific and technological
revolution are producing in the networked economy and society. Capital-logic theorists,
for instance, portrayglobalizationprimarilyas the imposition of the logic of capital on the
world economy, polity, and culture, often engaging in economic determinism,ratherthan
seeing the complex new configurationsof economy, technology, polity, and cultureand the
attendantforces of domination and resistance. In the same vein, some critical theorists
depict globalization as the triumphof a globalized hegemony of marketcapitalism, where
capitalcreatesa homogeneousworldcultureof commercialization,commodification,administration,surveillance, and domination (Robins and Webster 1999).
Fromthese economistic perspectives,globalizationis merely a continuationof previous
social tendencies-that is, the logic of capital and dominationby corporateand commercial interests of the world economy and culture. Defenders of capitalism, by contrast,
5See Kelly (1994, 1998) and the critique in Best and Kellner (1999).
289
present globalization as the triumphof free markets,democracy, and individual freedom

(Fukuyama 1992; Friedman 1999). Hence, both positive and negative versions of economic and technological determinismexist. Most theories of globalization, therefore,are
reductive, undialectical, and one-sided, either failing to see the interactionbetween technological features of globalization and the global restructuringof capitalism or failing to
articulatethe complex relations between capitalism and democracy.Dominant discourses
of globalization are thus one-sidedly for or against globalization, failing to grasp the contradictionsand the conflicting costs and benefits, upsides and downsides, of the process.
Hence, many currenttheories of globalization do not capturethe novelty and ambiguityof
the present moment, which involves both innovative forms of technology and economy
and emergent conflicts and problems generatedby the contradictionsof globalization.
In particular,an economic determinism and reductionismthat merely depicts globalization as the continuationof marketcapitalism fails to comprehendthe emergent forms
and modes of capitalism itself, which are based on novel developments in science, technology, culture, and everyday life. Likewise, technological determinismfails to note how
the new technologies and new economy are partof a global restructuringof capitalismand
are not autonomous forces that themselves are engendering a new society and economy
that breaks with the previous mode of social organization.The postindustrialsociety is
sometimesreferredto as the "knowledgesociety" or "informationsociety,"in which knowledge and informationare given more predominantroles thanin earlierdays (see the survey
and critique in Webster 1995). It is now obvious that the knowledge and information
sectors are increasingly important domains of our contemporarymoment, and that the
theories of Daniel Bell and otherpostindustrialtheorists are thus not as ideological and far
off the mark as many of his critics on the left once argued. In order to avoid the technological determinismand idealism of many forms of this theory,however, one should theorize the information or knowledge "revolution" as part and parcel of a new form of
technocapitalismmarkedby a synthesis of capital and technology.
Some poststructuralisttheories that stress the complexity of globalization exaggerate
the disjunctionsand autonomousflows of capital, technology, culture, people, and goods.
Thus, a criticaltheoryof globalizationgroundsglobalizationin a theoryof capitalistrestructuring and technological revolution. To paraphraseMax Horkheimer,whoever wants to
talk about capitalism must talk about globalization, and it is impossible to theorize globalization without talking about the restructuringof capitalism. The term "technocapitalism" is useful to describethe synthesis of capitaland technology in the presentorganization
of society (Kellner 1989a). Unlike theories of postmodernity(e.g., Baudrillard's)or the
knowledge and informationsociety, which often arguethat technology is the new organizing principle of society, the concept of technocapitalismpoints to both the increasingly
importantrole of technology and the enduring primacy of capitalist relations of production. In an era of unrestrainedcapitalism, it would be difficult to deny that contemporary
societies are still organizedaroundproductionand capital accumulationand that capitalist
imperatives continue to dominate production, distribution,and consumption, as well as
other cultural,social, and political domains.6Workersremainexploited by capitalists, and
capitalpersistsas the hegemonicforce-more so thanever afterthe collapse of communism.
Moreover,with the turntowardneoliberalismas a hegemonic ideology and practice,the
market and its logic come to triumphover public goods, and the state is subservient to
economic imperativesand logic. Yet the term "technocapitalism"points to a new config6In his extreme postmodernstage, Baudrillard(1993) arguedthat "simulation"had replacedproductionas the
organizingprincipleof contemporarysocieties, marking"theend of political economy" (p. 955). See the critique
in Kellner (1989b). In general, I am trying to mediate the economic determinismin some neo-Marxianand other
theories of globalization and the technological determinismfound in Baudrillardand others.
SOCIOLOGICALTHEORY
290
urationof capitalist society in which technical and scientific knowledge, computerization

and automationof labor, and informationtechnology and multimedia play a role in the
process of productionanalogous to the function of human labor-power,mechanizationof
the labor process, and machines in an earlierera of capitalism. This process is generating
novel modes of societal organization,forms of culture and everyday life, conflicts, and
modes of struggle.
The emergenceof innovativeforms of technology, politics, culture,and economy marks
a situationparallelto that confrontedby the Frankfurtschool in the 1930s. These German
theorists, who left Nazi Germany,were forced to theorize the new configurationsbrought
about by the transitionfrom market to state-monopoly capitalism (Bronner and Kellner
1989; Kellner 1989a). In their now classic texts, the Frankfurtschool analyzed:the emergent forms of social and economic organization,technology, and culture;the rise of giant
corporationsand cartels and the capitalist state in "organizedcapitalism,"in both its fascist and "democratic"state capitalist forms; and the culture industries and mass culture
that served as new modes of social control, powerful forms of ideology and domination,
and novel configurationsof culture and everyday life.
Today, critical theorists confront the challenge of theorizing the emergent forms of
technocapitalismand novelties of the present era constructedby syntheses of technology
and capital in the formationof a new stage of global capitalism.The notion of technocapitalism attemptsto avoid technological or economic determinismby guiding theorists to
perceive the interactionof capital and technology in the present moment. Capital is generatinginnovative forms of technology,just as its restructuringis producingnovel configurationsof a networkedglobal economy, culture,and polity. In termsof political economy,
the emergent postindustrialform of technocapitalismis characterizedby a decline of the
state and the increased power of the market,accompaniedby the growing power of globalized transnationalcorporationsand governmentalbodies and the declining power of the
nation-stateand its institutions-which remain, however, extremely importantplayers in
the global economy, as the responses to the terrorattacks of September 11 document.
Globalizationis also constitutedby a complex interconnectionbetween capitalism and
democracythatinvolves positive and negative featuresand both empowers and disempowers individualsand groups,underminingandyet creatingpotentialfor fresh types of democracy. Yet many theories of globalization present it as either primarilynegative, a disaster
for the human species, or positive, as bringing a wealth of products,ideas, and economic
opportunitiesto a global arena.Hence, I would advocate development of a critical theory
of globalization that would dialectically appraise its positive and negative features. A
critical theory is sharplycritical of globalization'soppressive effects and skepticalof legitimating ideological discourse, but it also recognizes the centrality of the phenomenon in
the present age. And it affirms and promotes globalization's progressive features (such as
the Internet,which, as I documentbelow, makes possible a reconstructionof educationand
more democratic polity, as well as increasing the power of capital), while noting contradictions and ambiguities.
THE CONTRADICTIONSOF GLOBALIZATION
The terroristacts on the United States on September 11 and the subsequent TerrorWar
dramaticallydisclose the downsides of globalization-the ways that global flows of technology, goods, information,ideologies, and people can have destructiveas well as productive effects. The disclosure of powerful anti-Western terrorist networks shows that
globalization divides the world as it unifies, that it produces enemies as it incorporates
participants.The events disclose explosive contradictions and conflicts at the heart of
291
globalization and the fact that the technologies of information,communication,and transportationthat facilitate globalization can also be used to undermineand attack it, to generate instrumentsof destructionas well as production.7
The experience of September11 points to the objective ambiguityof globalization:that
positive and negative sides are interconnected,that the institutions of the open society
unlock the possibilities of destruction and violence as well as those of democracy, free
trade, and culturaland social exchange. Once again, the interconnectionand interdependency of the networkedworld was dramaticallydemonstrated,as terroristsfrom the Middle
East broughtlocal grievances from their region to attackkey symbols of Americanpower
and the very infrastructureof New York. Some saw terrorismas an expression of the dark
side of globalization, while I would conceive it as part of the objective ambiguity of
globalization that simultaneously creates friends and enemies, wealth and poverty, and
growing divisions between the "haves"and "have-nots."Yet the downturningof the global
economy, intensificationof local and global political conflicts, repressionof humanrights
and civil liberties, and general increase in fear and anxiety have certainly underminedthe
naive optimism of globaphiles who perceived globalization as a purely positive instrument
of progress and well-being.
The use of powerful technologies as weapons of destruction also discloses current
asymmetries of power and emergent forms of terrorismand war, as the new millennium
has exploded into dangerousconflicts and interventions.As technologies of mass destruction become more available and dispersed, perilous instabilities have emerged that have
elicited policing measuresto stem the flow of movements of people and goods both across
borders and internally.In particular,the U.S. PatriotAct has led to repressive measures
that are replacing the spaces of the open and free informationsociety with new forms of
surveillance, policing, and repression.
Ultimately, however, the abhorrentterroracts by Osama bin Laden's network and the
violent militaryresponse to the al-Qaedaterroristacts by the Bush Administrationmay be
an anomalous paroxysm, whereby a highly regressive premodernIslamic fundamentalism
has clashed with an old-fashioned patriarchaland unilateralistWild West militarism. It
could be that such forms of terrorism,militarism, and state repression will be superseded
by more rationalforms of politics that globalize and criminalize terrorismand that do not
sacrifice the benefits of the open society and economy in the name of security. Yet the
events of September 11 may open a new era of TerrorWar that will lead to the kind of
apocalyptic futuristworld depicted by cyberpunkfiction (see Kellner forthcoming).
In any case, the events of September 11 have promoteda fury of reflection, theoretical
debates, and political conflicts and upheaval that put the complex dynamics of globalization at the center of contemporarytheory and politics. To those skeptical of the centrality
of globalization to contemporaryexperience, it is now clear that we are living in a global
world that is highly interconnectedand vulnerable to passions and crises that can cross
bordersand can affect anyone or any region at any time. The events of September 11 also
provide a test case to evaluate various theories of globalization and the contemporaryera.
In addition, they highlight some of the contradictions of globalization and the need to
develop a highly complex and dialectical model to captureits conflicts, ambiguities, and
contradictoryeffects.
Consequently,I want to arguethatin orderto properlytheorize globalization, one needs
to conceptualize several sets of contradictionsgeneratedby globalization'scombinationof
technological revolution and restructuringof capital, which in turn generates tensions
71 am not able, in the frameworkof this paper,to theorize the alarmingexpansion of war and militarismin the
post-September 11 environment.For my theorizing of war and militarism, see Kellner (2002, forthcoming).
292
SOCIOLOGICALTHEORY
between capitalism and democracy and "haves"and "have-nots."Within the world economy, globalization involves the proliferationof the logic of capital, but also the spreadof
democracy in information,finance, investing, and the diffusion of technology (see Friedman 1999; Hardtand Negri 2000). Globalizationis thus a contradictoryamalgamof capitalism and democracyin which the logic of capital and the marketsystem enter ever more
arenas of global life, even as democracy spreadsand more political regions and spaces of
everyday life are being contested by democraticdemands and forces. But the overall process is contradictory.Sometimes globalizing forces promote democracy and sometimes
they inhibit it. Thus, both equating capitalism and democracy and simply opposing them
are problematic.These tensions are especially evident, as I will argue,in the domainof the
Internet and the expansion of new realms of technologically mediated communication,
information,and politics.
The processes of globalization are highly turbulentand have generated new conflicts
throughoutthe world. Benjamin Barber(1996) describes the strife between McWorldand
Jihad,contrastingthe homogenizing, commercialized,Americanizedtendencies of the global economy andculturewith traditionalcultures,which areoften resistantto globalization.
Thomas Friedman(1999) makes a more benign distinctionbetween whathe calls the Lexus
and the Olive Tree.The formersymbolizes modernization,affluence andluxury,andWesternized consumption;the lattersymbolizes roots, tradition,place, and stable community.
Barber'smodel oversimplifies present world divisions and conflicts and does not adequately present the contradictionswithin the West or the "Jihad"world, although he postulates a dialectical interpenetratingof both forces and sees both as opposed to democracy.
His book does, however, point to problemsand limitationsof globalization, noting serious
conflicts and opponents,unlike Thomas Friedman'sharmonizingduality of TheLexus and
the Olive (1999), which suggests that both poles of capitalist luxury and premodernroots
are parts of the globalization process. In an ode to globalization, Friedmanassumes the
dual victory of capitalism and democracy, a la Fukuyama, while Barber demonstrates
contradictions and tensions between capitalism and democracy within the New World
(Dis)Order,as well as the antidemocraticanimus of Jihad.
Hence, Friedman(1999) is too uncriticalof globalization, caught up in his own Lexus
high-consumption lifestyle, failing to perceive the depth of the oppressive features of
globalization and the breadthand extent of resistanceand opposition to it. In particular,he
fails to articulate contradictions between capitalism and democracy and the ways that
globalization and its economic logic underminedemocracyas well as circulatingit. Likewise, he does not grasp the virulence of the premodernand Jihadist tendencies that he
blithely identifies with the Olive Tree, or the reasons why many parts of the world so
strongly resist globalization and the West.
Consequently, it is importantto present globalization as a strange amalgam of both
homogenizingforces of samenessand uniformityand heterogeneity,difference,andhybridity, as well as a contradictorymixtureof democratizingand antidemocratizingtendencies.
On the one hand, globalization unfolds a process of standardizationin which a globalized
mass culturecirculatesthe globe, creatingsameness and homogeneity everywhere.On the
other hand, globalized culture makes possible unique appropriationsand developments
everywhere,thusencouraginghybridity,difference,and heterogeneityto proliferate.8Every
"Forexample, as Ritzer (1996) argues, McDonald's imposes not only a similar cuisine all over the world, but
circulates processes of what he calls "McDonaldization"that involve a production/consumptionmodel of efficiency, technological rationality,calculability, predictability,and control. Yet, as Watson et al. (1997) argue,
McDonald's has various culturalmeanings in diverse local contexts, as well as different products,organization,
and effects. However, the latter source goes too far toward stressing heterogeneity, downplaying the cultural
power of McDonald's as a force of a homogenizing globalization and Westerncorporatelogic and system; see
Kellner (1999a, 2003).
293
local context involves its own appropriationand reworking of global productsand signifiers, thus encouragingdifference, otherness,diversity,and variety (Luke and Luke 2000).
Graspingthat globalization embodies these contradictorytendencies at once-that it can
be a force of both homogenization and heterogeneity-is crucial to articulatingthe contradictionsof globalization and avoiding one-sided and reductive conceptions.
My intention is to present globalization as conflictual, contradictory,and open to resistance and democraticinterventionand transformation,not just as a monolithicjuggernaut
of progress or domination,as in many discourses. This goal is advancedby distinguishing
between "globalizationfrom below" and the "globalizationfrom above" of corporatecapitalism and the capitalist state, a distinctionthat should help us to get a bettersense of how
globalization does or does not promote democratization.
"Globalizationfrom below" refers to the ways in which marginalizedindividuals and
social movements resist globalization and/or use its institutionsand instrumentsto further
democratizationand social justice. While on one level globalization significantly increases
the supremacyof big corporationsand big government, it can also give power to groups
and individuals who were previously left out of the democratic dialogue and terrain of
political struggle.Such potentiallypositive effects of globalizationinclude increasedaccess
to educationfor individualsexcluded from entryto cultureand knowledge and the possible
opportunityfor oppositional individuals and groups to participate in global culture and
politics throughaccess to global communicationand media networksand to circulatelocal
struggles and oppositional ideas through these media. The role of new technologies in
social movements, political struggle, and everyday life forces social movements to reconsider their political strategies and goals and democratictheory to appraisehow new technologies do and do not promotedemocratization(Kellner 1997, 1999b), social justice, and
otherpositive attributes.Indeed,the movementsagainstcapitalistglobalizationthatI would
endorse are those that oppose oppressive institutionsof capitalist globalization such as the
WTO, IMF, and certain transnationalcorporationsand that are for positive values such as
social justice, labor and human rights, and ecology.
In their magisterialbook Empire,Hardtand Negri (2000) presentcontradictionswithin
globalization in terms of an imperializinglogic of "Empire"and an assortmentof struggles
by the "multitude,"creatinga contradictoryand tension-filled situation.As in my conception, Hardt and Negri present globalization as a complex process that involves a multidimensionalmixtureof productionand effects of the global economy and capitalistmarket
system, new technologies and media, expandedjudicial and legal modes of governance,
and emergent modes of power, sovereignty, and resistance.9Combining poststructuralism
with "autonomousMarxism,"Hardtand Negri stress political openings and possibilities of
strugglewithin Empirein an optimistic and buoyanttext thatenvisages progressivedemocratizationand self-valorization in the turbulentprocess of the restructuringof capital.
Many theorists,by contrast,have arguedthatone of the trendsof globalizationis depoliticization of publics, the decline of the nation-state, and the end of traditional politics
(Boggs 2000). While I would agree that globalization is promotedby tremendouslypow9While I find Empirean extremely impressive and massively productivetext, I am not sure what is gained by
using the word "Empire"ratherthan the concepts of global capital and political economy. While Hardtand Negri
(2000) combine categories of Marxism and critical social theory with poststructuralistdiscourse derived from
Foucault and Deleuze and Guattari,they frequentlyfavor the latter,often mystifying and obscuringthe object of
analysis. I am also not as confident as are they that the "multitude"replaces traditionalconcepts of the working
class and other moder political subjects, movements, and actors, and I find their emphasis on nomads, "New
Barbarians,"and the poor as replacementcategories problematical.Nor am I clear on exactly what forms their
poststructuralistpolitics would take. The same problem is evident, I believe, in an earlier decade's provocative
and post-Marxisttext by Laclau and Mouffe (1985), who valorized new social movements, radical democracy,
and a postsocialist politics without providing many concrete examples or proposals for struggle in the present
conjuncture.
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erful economic forces and that it often underminesdemocraticmovements and decisionmaking, I would also argue that there are openings and possibilities for a globalization
from below that inflects globalization for positive and progressive ends, and that globalization can thus help promote as well as underminedemocracy.10Globalization involves
both a disorganizationand reorganizationof capitalism, a tremendousrestructuringprocess, which creates openings for progressive social change and intervention. In a more
fluid and open economic and political system, oppositional forces can gain concessions,
win victories, and effect progressive changes. During the 1970s, new social movements,
new nongovernmentalorganizations (NGOs), and new forms of struggle and solidarity
emerged that have been expanding to the present day (Hardt and Negri 2000; Burbach
2001; Foran forthcoming).
The present conjuncture,I would suggest, is marked by a conflict between growing
centralizationand organizationof power and wealth in the hands of the few and opposing
processes exhibiting a fragmentationof power that is more plural, multiple, and open to
contestation than was previously the case. As the following analysis will suggest, both
tendencies are observable;it is up to individuals and groups to find openings for political
interventionand social transformation.Thus, ratherthanjust denouncing globalization or
engaging in celebrationand legitimation,a criticaltheoryof globalizationreproachesthose
aspects thatareoppressivewhile seizing upon opportunitiesto fight dominationand exploitation and to promote democratization,justice, and a progressive reconstructionof the
polity, society, and culture.
Against capitalist globalization from above, there have been a significant eruption of
forces and subcultures of resistance that have attempted to preserve specific forms of
culture and society against globalization and homogenization and to create alternative
forces of society and culture, thus exhibiting resistance and globalization from below.
Most dramatically,peasant and guerrillamovements in Latin America, labor unions, students, and environmentaliststhroughoutthe world, and a varietyof othergroupsand movements have resisted capitalist globalization and attacks on previous rights and benefits."'
Several dozen people's organizationsfrom aroundthe world have protestedWorldTrade
Organization(WTO) policies, and a backlash against globalization is visible everywhere.
Politicians who once championedtradeagreementslike the GeneralAgreement on Tariffs
and Trade (GATT) and the North American Free Trade Agreement (NAFTA) are now
often quiet about these arrangements.At the 1996 annualDavos WorldEconomic Forum,
its founderand managingdirectorpresenteda warningentitled "StartTakingthe Backlash
Against GlobalizationSeriously."Reports surfaced that majorrepresentativesof the capitalist system expressed fear that capitalism was getting too mean and predatory,that it
needs a kinder and gentler state to ensure order and harmony,and that the welfare state
might make a come-back (see New YorkTimes 1996:A15).12One should take such reports
I01am thus trying to mediate in this paper between those who claim that globalization simply undermines
democracyand those, such as Friedman(1999), who claim that globalization promotesdemocratization.I should
also note that in distinguishingbetween globalization from above and globalization from below, I do not want to
say that one is good and the other is bad in relationto democracy.As Friedmanshows, capitalistcorporationsand
global forces might very well promote democratizationin many arenas of the world, and globalization from
below might promote special interestsor reactionarygoals, so I criticize theorizing globalization in binaryterms
as primarily"good" or "bad."While critics of globalization simply see it as the reproductionof capitalism, its
champions,like Friedman,do not perceive how globalizationundercutsdemocracy.Likewise, Friedmandoes not
engage the role of new social movements, dissident groups, or the "have-nots"in promoting democratization.
Nor do concerns for social justice, equality, and participatorydemocracy play a role in his book.
"On resistance by labor to globalization, see Moody (1997); on resistance by environmentalistsand other
social movements, see the studies in Mander and Goldsmith (1996). I provide examples below from several
domains.
'2Friedman(1999:267ff) notes that George Soros was the star of Davos in 1995, when the triumphof global
capital was being celebrated,but that the next year Russian CommunistParty leader GennadiA. Zyuganov was
295
with the proverbialgrain of salt, but they do express fissures and openings in the system
for critical discourse and intervention.
Indeed, by 1999, the theme of the annual Davos conference centered around making
globalization work for poor countriesand minimizing the differences between the "haves"
and the "have-nots."The growing divisions between rich and poor were worrying some
globalizers, as was the wave of crises in Asian, Latin American, and other developing
countries.In James Flanigan'sreportin the Los Angeles Times(Flanigan 1999), the "main
theme" is to "spread the wealth. In a world frightened by glaring imbalances and the
weakness of economies from Indonesia to Russia, the talk is no longer of a new world
economy getting strongerbut of ways to 'keep the engine going' " (p. A13). In particular,
the globalizers were attemptingto keep economies growing in the more developed countries and capital flowing to developing nations. U.S. Vice PresidentAl Gore called on all
countriesto spureconomic growth, and he proposed a new U.S.-led initiative to eliminate
the debt burdensof developing countries. South African PresidentNelson Mandelaasked:
"Is globalization only for the powerful? Does it offer nothing to the men, women and
children who are ravaged by the violence of poverty?" (ibid.).
THE GLOBALMOVEMENTAGAINST CAPITALISTGLOBALIZATION
No clear answer emerged to Mandela's question as the new millennium opened, and with
the global economic recession and the TerrorWareruptingin 2001, the situation of many
developing countrieshas worsened. Yet as part of the backlash against globalization over
the past years, a numberof theoristshave arguedthatthe proliferationof difference and the
move to more local discourses and practices define the contemporaryscene. In this view,
theory and politics should shift from the level of globalizationand its accompanying,often
totalizing, macrodimensionsin orderto focus on the local, the specific, the particular,the
heterogeneous,and the microlevel of everyday experience.An arrayof theories associated
with poststructuralism,postmodernism,feminism, and multiculturalismfocuses on difference, otherness, marginality,the personal, the particular,and the concrete over more general theory and politics thataim at more global or universalconditions.13 Likewise, a broad
spectrumof subculturesof resistance have focused their attentionon the local level, organizing struggles aroundidentity issues such as gender, race, sexual preference, and youth
subculture.
It can be arguedthat such dichotomies as those between the global and the local express
contradictionsand tensions between crucial constitutiveforces of the presentmoment, and
that it is thereforea mistake to reject focus on one side in favor of exclusive concern with
the other (Cvetkovich and Kellner 1997). Hence, an important challenge for a critical
theory of globalization is to think through the relationships between the global and the
local by observing how global forces influence and even structurean increasingnumberof
local situations. This requires analysis of how local forces mediate the global, inflecting
global forces to diverse ends and conditions and producing unique configurations of the
local and the global as the matrix for thought and action in the contemporaryworld (see
Luke and Luke 2000).
Globalizationis thus necessarily complex and challenging to both critical theories and
radical democratic politics. However, many people operate with binary concepts of the
a majormedia focus when unrestrainedglobalization was being questioned.Friedmandoes not point out that this
was a result of a growing recognition that divisions between "haves"and "have-nots"were becoming too scandalous and that predatorycapitalism was becoming too brutaland ferocious.
13Such positions are associated with the postmoderntheories of Foucault, Lyotard,and Rorty and have been
taken up by a wide range of feminists, multiculturalists,and others. On these theorists and postmoder politics,
see Best and Kellner (1991, 1997, 2001) and the valorization and critique of postmodernpolitics in Hardtand
Negri (2000) and Burbach(2001).
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global and the local and promoteone or the other side of the equationas the solution to the
world'sproblems.For globalists, globalizationis the solution and underdevelopment,backwardness, and provincialism are the problems. For localists, globalization is the problem
and localization is the solution. Less simplistically,however, it is the mix that matters,and
whetherglobal or local solutions are most fitting depends on the conditions in the distinctive context that one is addressingand the specific solutions and policies being proposed.
For instance, the Internetcan be used to promote capitalist globalization or struggles
against it. One of the more instructiveexamples of the use of the Internetto foster movements against the excesses of corporatecapitalism occurredin the protests in Seattle and
throughoutthe world against the WorldTradeOrganization(WTO) meeting in December
1999. Behind these actions lay a global protest movement, using the Internetto organize
resistance to the WTO and capitalist globalization while championing democratization.
Many Web sites contained anti-WTOmaterial,and numerousmailing lists used the Internet to distributecritical materialand to organize the protest. This resulted in the mobilization of caravansfrom all over the United States to take protestors,many of whom had
never met and had been recruitedthroughthe Internet,to Seattle. There were also significant numbersof internationalparticipantsin Seattle, which exhibited labor,environmentalist, feminist, anticapitalist,animalrights,anarchist,andothergroupsorganizedto protest
aspects of globalization and form new alliances and solidarities for future struggles. In
addition,protestsoccurredthroughoutthe world, and a proliferationof materialagainstthe
extremely secret WTO spreadthroughoutthe Internet.'4
Furthermore,the Internetprovidedcritical coverage of the event, documentationof the
various groups' protests, and debate over the WTO and globalization. Whereas the mainstream media presented the protests as "antitrade,"featuring the incidents of anarchist
violence against property while minimizing police violence against demonstrators,the
Internet provided pictures, eyewitness accounts, and reports of police brutality and the
generally peaceful and nonviolent nature of the protests. While the mainstreammedia
framedthe protestsnegatively and privileged suspect spokespeople such as PatrickBuchanan as critics of globalization, the Internetprovided multiple representationsof the demonstrations,advancedreflective discussion of the WTO and globalization, and presenteda
diversity of critical perspectives.
The Seattle protests had some immediate consequences. The day after the demonstrators made good on their promise to shut down the WTO negotiations, Bill Clinton gave a
speech endorsing the concept of labor rights enforceable by trade sanctions, thus effectively making impossible any agreement and consensus during the Seattle meetings. In
addition,at the WorldEconomic Forumin Davos a monthlater,therewas much discussion
of how concessions on labor and the environmentwere necessary if consensus over globalization and free tradewere to be possible. Importantly,the issue of overcoming divisions
between the information-richand poor and improving the lot of the disenfranchisedand
oppressed-bringing the benefits of globalization to these groups-were also seriously
discussed at the meeting and in the media.
14As a December 1 ABC News story titled "NetworkedProtests"put it, "Disparategroups from the Direct
Action Network to the AFL-CIO to various environmentaland human rights groups have organized rallies and
protests online, allowing for a global reach that would have been unthinkablejust five years ago." As early as
March,activists were hitting the news groups and list-serves-strings of e-mail messages people use as a kind of
long-term chat-to organize protests and rallies.
In addition, while the organizersdemandedthat the protestersagree not to engage in violent action, one Web
site urgedWTO protestersto help tie up the WTO's Web servers, and anothergroup producedan anti-WTOWeb
site that replicatedthe look of the official site (see RTMark'sWeb site, http://gatt.org/;the same group produced
a replica of George W. Bush's site with satiricaland critical material,winning the wrathof the Bush campaign).
For compelling accounts of the anti-WTOdemonstrationsin Seattle and an acute analysis of the issues involved,
see Hawkens (2000) and Klein (2000).
297
More significantly,many activists were energizedby the new alliances, solidarities,and

militancy and continued to cultivate an antiglobalizationmovement. The Seattle demonstrationswere followed by struggles in April 2000 in Washington,DC, to protestthe World
Bank and the InternationalMonetary Fund (IMF), and later in the year against capitalist
globalization in Prague and Melbourne. In April 2001, an extremely large and militant
protesteruptedagainst the Free TradeArea of the Americas summitin Quebec City, and in
summer 2001 a large demonstrationtook place in Genoa.
In May 2002, a surprisinglylarge demonstrationtook place in Washington,DC against
capitalistglobalizationand for peace andjustice, and it was apparentthat a new worldwide
movementwas in the making,unitingdiverse opponentsof capitalistglobalizationthroughout the world.The anticorporateglobalizationmovementfavoredglobalizationfrom below,
which would protectthe environment,laborrights, nationalcultures,democratization,and
other goods from the ravages of uncontrolledcapitalist globalization (Brecher, Costello,
and Smith 2000; Steger 2002).
Initially,the incipientantiglobalizationmovementwas precisely that-antiglobalization.
The movementitself, however,was increasinglyglobal, was linking togetherdiverse movements into global solidaritynetworks,and was using the Internetand instrumentsof globalization to advance its struggles. Moreover, many opponents of capitalist globalization
recognized the need for a global movement to have a positive vision and to stand for such
things as social justice, equality, labor, civil liberties and humanrights, and a sustainable
environmentalism.Accordingly,the anticapitalistglobalization movement began advocating common values and visions, and began referringto itself in positive terms, like the
social justice movement.
In particular,the movement against capitalist globalization used the Internetto organize mass demonstrationsand to disseminate information to the world concerning the
policies of the institutions of capitalist globalization. The events made clear that protestors were not against globalization per se, but opposed neoliberal and capitalist globalization, rejecting specific policies and institutions that produce intensified exploitation of
labor, environmental devastation, growing divisions among the social classes, and the
underminingof democracy. The emerging antiglobalization-from-abovemovements are
contextualizing these problems in the framework of a restructuringof capitalism on a
worldwide basis for maximum profit with zero accountability and have made clear the
need for democratization,regulation, rules, and globalization in the interests of people,
not profit.
The new movements against capitalist globalization have placed the issues of global
justice and environmentaldestruction squarely in the center of importantpolitical concerns of our time. Hence, whereas the mainstreammedia failed to vigorously debate or
even report on globalization until the eruptionof a vigorous antiglobalizationmovement
and rarely,if ever, critically discussed the activities of the WTO, the WorldBank, and the
IMF, there is now a widely circulatingcritical discourse and controversyover these institutions. Stung by criticisms, representativesof the World Bank in particularare pledging
reform, and pressures are mounting concerning proper and improperroles for the major
global institutions,highlighting their limitations and deficiencies and the need for reforms
such as debt relief for overburdeneddeveloping countriesto solve some of their fiscal and
social problems.
Opposing capital's globalization from above, cyberactivists have thus been promoting
globalization from below, developing networksof solidarityand propagatingoppositional
ideas and movements throughoutthe planet. Opposing the capitalistinternationalof transnational corporate-led globalization, a Fifth International-to use Waterman's (1992)
phrase-of computer-mediatedactivism is emerging that is qualitatively different from
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the party-basedsocialist and communistinternationals.Such networkinglinks labor,feminist, ecological, peace, and other anticapitalist groups, providing the basis for a new
politics of alliance and solidarity to overcome the limitations of postmodernidentity politics (see Dyer-Witheford1999; Burbach2001; Best and Kellner 2001).
Of course, right-wing and reactionaryforces have used the Internetto promote their
political agendas as well. In a short time, one can easily access an exotic witch's brew of
Web sites maintainedby the Ku Klux Klan and myriad neo-Nazi assemblages, including
the Aryan Nation and various militia groups. Internetdiscussion lists also disperse these
views, and right-wingextremistsare aggressively active on many computerforums as well
as radio programsand stations, public-access television programs,fax campaigns, video,
and even rock-musicproductions.These organizationsare hardlyharmless,having carried
out terrorismof various sorts from church burningsto the bombings of public buildings.
Adopting quasi-Leninist discourse and tactics for ultrarightcauses, these groups have
successfully recruitedworking-class members devastatedby the developments of global
capitalism, which has resulted in widespreadunemploymentin traditionalforms of industrial,agricultural,andunskilledlabor.Moreover,extremistWebsites have influencedalienated middle-classyouth as well (a 1999 HBO documentaryon Hate on the Internetprovides
a disturbingnumberof examples of how extremistWeb sites influenced disaffected youth
to commit hate crimes).
Indeed, a recent twist in the saga of technopolitics seems to be that allegedly "terrorist"
groups are now increasinglyusing the Internetand Web sites to promote their causes. An
article in the Los Angeles Times (2001:A1, A14) reports that groups like Hamas use their
Web site to post reports of acts of terroragainst Israel, ratherthan calling newspapersor
broadcastingoutlets. A wide range of groups labeled as "terrorist"reportedlyuse e-mail,
listserves, andWeb sites to furthertheirstruggles-causes includingHezbollahand Hamas,
the Maoist group Shining Path in Peru, and a variety of other groups throughoutAsia and
elsewhere. For instance, the Tamil Tigers, a liberation movement in Sri Lanka, offers
position papers, daily news, and free e-mail service. According to the Times,experts are
still unclearabout "whetherthe ability to communicateonline worldwide is promptingan
increase or a decrease in terroristacts." There have been widespreaddiscussions of how
bin Laden's al-Qaeda networkused the Internetto plan the September 11 terroristattacks
on the United States, how the group communicatedwith each other, got funds and purchased airline tickets via the Internet,and used flight simulations to practice their hijacking. In the contemporaryera, the Internet can thus be used for a diversity of political
projectsand goals rangingfrom education,to business, to political organizationand debate,
to terrorism.
Moreover, different political groups are engaging in cyberwar as an adjunct to their
political battles. Israeli hackers have repeatedly attacked the Web sites of Hezbollah,
while pro-Palestinehackers have reportedlyplaced militant demands and slogans on the
Web sites of Israel's army, foreign ministry, and parliament.Pakistani and Indian computer hackers have waged similar cyberbattles against the Web sites of opposing forces
in the bloody struggle over Kashmir,while rebel forces in the Philippines have taunted
government troops with cell phone calls and messages and have attacked government
Web sites.
The examples in this section suggest how technopolitics makes possible a refiguringof
politics, a refocusing of politics on everyday life, and the use of the tools and techniquesof
new computerand communicationtechnology to expand the field and domain of politics.
In this conjuncture,the ideas of Guy Debord and the Situationist Internationalare especially relevant, with their stress on the constructionof situations, the use of technology,
media of communication,and culturalforms to promote a revolution of everyday life and
299
to increase the realm of freedom, community, and empowerment.15To some extent, the
new technologies are revolutionaryand do constitutea revolutionof everyday life, but it is
often a revolution that promotes and disseminates the capitalist consumer society and
involves new modes of fetishism, enslavement, and dominationyet to be clearly perceived
and theorized.
CONCLUDINGCOMMENTS
The Internetis thus a contested terrain,used by left, right, and center to promotetheir own
agendas and interests.The political battles of the futuremay well be fought in the streets,
factories, parliaments,and other sites of past struggle, but politics is already mediated by
broadcast,computer,and informationtechnologies and will increasinglybe so in the future.
Those interested in the politics and culture of the future should therefore be clear on the
importantrole of the new public spheres and intervene accordingly, while critical pedagogues have the responsibility of teaching students the skills that will enable them to
participatein the politics and struggles of the present and future.
And so, to paraphraseFoucault,whereverthereis globalizationfromabove-globalization
as the imposition of capitalistlogic-there can be resistanceand struggle.The possibilities
of globalization from below result from transnationalalliances between groups fighting
for better wages and working conditions, social and political justice, environmentalprotection, and more democracy and freedom worldwide. In addition,a renewed emphasis on
local and grassroots movements has put dominant economic forces on the defensive in
their own backyards,and the broadcastingmedia and the Internethave often called attention to oppressive and destructivecorporatepolicies on the local level, puttingnationaland
even transnationalpressure for reform upon major corporations.Moreover, proliferating
media and the Internetmake possible a greatercirculationof struggles and new alliances
and solidarities that can connect resistantforces that oppose capitalist and corporate-state
elite forms of globalization from above (Dyer-Witheford1999).
In a certain sense, the phenomena of globalization replicates the history of the United
States and most so-called capitalist democracies in which tension between capitalism and
democracyhas been the defining featureof the conflicts of the past 200 years. In analyzing
the development of education in the United States, Samuel Bowles and Herbert Gintis
(1986) and Aronowitz and Giroux (1986) have analyzed the conflicts between corporate
logic and democracy in schooling, Robert McChesney (1995 and 1997), myself (Kellner
1990, 1992, 2001, forthcoming), and others have articulatedthe contradictionsbetween
capitalism and democracy in the media and public sphere, and Joshua Cohen and Joel
Rogers (1983) and many others argue that contradictionsbetween capitalism and democracy are defining features of U.S. polity and history.
On a global terrain,Hardtand Negri (2000) have stressed the openings and possibilities
for democratictransformativestruggle within globalization, or what they call "Empire."I
argue that similar argumentscan be made in which globalization is not conceived merely
as the triumphof capitalism and democracy working together, as it was in the classical
theories of Milton Friedmanor more recently in FrancisFukuyama.Nor should globalization be depicted solely as the triumphof capital, as in many despairing antiglobalization
theories. Rather,one should see that globalization unleashes conflicts between capitalism
and democracyand, in its restructuringprocesses, creates new openings for struggle,resistance, and democratictransformation.
'5On the importance of the ideas of Debord and the Situationist Internationalto make sense of the present
conjuncture,see Best and Kellner (1997: chap. 3); on the new forms of the interactiveconsumer society, see Best
and Kellner (2001).
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I would also suggest that the model of Marx and Engels, as deployed in the "Communist Manifesto,"could be usefully employed to analyze the contradictionsof globalization
(Marx and Engels 1978:469ff). From the historicalmaterialistoptic, capitalism was interpretedas the greatest, most progressive force in history for Marx and Engels, destroyinga
retrogradefeudalism, authoritarianpatriarchy,backwardnessand provincialismin favor of
a market society, global cosmopolitanism, and constant revolutionizing of the forces of
production.Yet capitalismwas also presentedin the Marxiantheory as a majordisasterfor
the humanrace, condemning a large part of the race to alienated labor and regions of the
world to colonialist exploitation and generatingconflicts between classes and nations, the
consequences of which the contemporaryera continues to suffer.
Marx deployed a similar dialectical and historical model in his later analyses of imperialism, arguing, for instance, in his writings on British imperialism in India that British
colonialism was a greatproductiveand progressiveforce in India at the same time as it was
highly destructive(Marx and Engels 1978:653ff). A similar dialectical and critical model
can be used today that articulatesthe progressive elements of globalization in conjunction
with its more oppressive features, deploying the categories of negation and critique,while
sublating (Aufhebung) the positive features. Moreover,a dialectical and transdisciplinary
model is necessary to capture the complexity and multidimensionalityof globalization
today, one that brings together in theorizing globalization, the economy, technology, polity, society, and culture,articulatingthe interplayof these elements and avoiding any form
of determinismor reductivism.
Theorizing globalization dialectically and critically requiresthat we analyze both continuities and discontinuities with the past, specifying what is a continuationof past histories and what is new and original in the present moment. To elucidate the latter,I believe
that the discourse of the postmodernis useful in dramatizingthe changes and novelties of
the mode of globalization. The concept of the postmoderncan signal that which is fresh
and original, calling attentionto topics and phenomenathat requirenovel theorizationand
intense critical thought and inquiry.Hence, althoughManuel Castells (1996, 1997, 1998)
does the most detailed analysis of new technologies and the rise of what he calls a networkedsociety, by refusing to link his analyses with the problematicof the postmodern,he
cuts himself off from theoreticalresources that enable theorists to articulatethe novelties
of the presentthatare uniqueand differentfrom the previousmode of social organization.16
Consequently,althoughthere is admittedlya lot of mystification in the discourse of the
postmodern,it signals emphaticallythe shifts and rupturesin our era-the novelties and
originalities-and dramatizesthe mutationsin culture, subjectivities,and theory that Castells and other theorists of globalization or the information society gloss over. The discourse of the postmodernin relationto analysis of contemporarycultureand society is just
jargon, however, unless it is rooted in analysis of the global restructuringof capitalismand
analysis of the scientific-technologicalrevolutionthat is partand parcel of it (see Best and
Kellner 1997, 2001).
As I have arguedin this study,the term"globalization"is often used as a code word that
stands for a tremendousdiversity of issues and problemsand serves as a front for a variety
of theoretical and political positions. While it can function as a legitimating ideology to
cover and sanitize ugly realities, a critical globalizationtheory can inflect the discourse to
16Castellsclaims that Harvey (1989) and Lash (1990) say about as much about the postmodernas needs to be
said (Castells 1996:26ff). With due respect to their excellent work, I believe that no two theorists or books
exhaustthe problematicof the postmodern,which involves mutationsin theory,culture,society, politics, science,
philosophy, and almost every other domain of experience and is thus inexhaustible (Best and Kellner 1997,
2001). Yet one should be careful in using postmoderndiscourse to avoid the mystifying elements, a point made
in the books just noted as well as in Hardtand Negri (2000).
301
point precisely to these deplorablephenomenaand can elucidate a series of contemporary

problems and conflicts. In view of the different concepts and functions of globalization
discourse, it is importantto note that the concept of globalization is a theoreticalconstruct
that varies according to the assumptionsand commitmentsof the theory in question. Seeing the term as a construct helps rob it of its force of nature as a sign of an inexorable
triumphof marketforces and the hegemony of capital, or, as the extreme right fears, of a
rapidly encroaching world government.While the term can both describe and legitimate
capitalist transnationalismand supranationalgovernmentinstitutions, a critical theory of
globalization does not buy into ideological valorizationsand affirms difference, hybridity,
resistance, and democratic self-determination against forms of global domination and
subordination.
Globalization should thus be seen as a contested terrain,with opposing forces attempting to use its institutions,technologies, media, and forms for their own purposes.There are
certainly negative aspects to globalization that strengthen elite economic and political
forces over and against the underlyingpopulation.However, as I suggest above, there are
also positive possibilities. Other beneficial openings include the opportunityfor greater
democratization, increased education and health care, and new possibilities within the
global economy that provide entry to members of races, regions, and classes previously
excluded from mainstreameconomics, politics, and culture within the modern corporate
order.
Furthermore,there is utopianpotential in the new technologies, as well as the possibility for increased domination and the hegemony of capital. While the first generation of
computerswere large mainframesystems controlled by big governmentand big business,
later generations of personal computers and networks have created a more decentralized
situation in which ever more individuals own their own computersand use them for their
own projects and goals. A new generationof wireless communicationcould enable areas
of the world that do not even have electricity to participate in the communication and
informationrevolution of the emergent global era. This would require, of course, something like a Marshall Plan for the developing world, which would necessitate help with
disseminating technologies that would also address problems of world hunger, disease,
illiteracy, and poverty.
In relationto education, the spreadand distributionof informationand communication
technology signifies the possibility of openings of opportunitiesfor research and interaction not previously accessible to students who did not have the privilege of access to
major research libraries or institutions. Although it has its problems and limitations, the
Internetmakes available more informationand knowledge to more people than any previous institution in history. Moreover, the Internetenables individuals to participate in
discussions and to circulatetheir ideas and work in ways that were previously closed off to
many excluded groups and individuals.
A progressive reconstructionof education that is done in the interests of democratization would demand access to new technologies for all, helping to overcome the so-called
digital divide and divisions of the "haves"and "have-nots"as well as teaching information
literacy to provide the skills necessary to participate in the emerging cybersociety (see
Kellner 2000). Expandingdemocraticand multiculturalreconstructionof educationforces
thus educatorsand citizens to confront the challenge of the digital divide, in which there
are divisions between informationand technology "haves"and "have-nots,"just as there
are class, gender, and race divisions in every sphere of the existing constellations of society and culture. Although the latest surveys of the digital divide indicate that the key
indicatorsare class and educationand not race and gender,makingcomputersa significant
force of democratizationof educationand society will nonethelessrequiresignificantinvest-
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ment and programsto assure that everyone receives the training,literacies, and tools necessary to properlyfunction in a high-tech global economy and culture.'7
Hence, a critical theory of globalization presents globalization as a productof capitalism and democracy,as a set of forces imposed from above in conjunctionwith resistance
from below. In this optic, globalization generates new conflicts, new struggles, and new
crises, which can be seen in part as resistance to capitalist logic. In the light of the neoliberal projects to dismantle the welfare state, colonize the public sphere, and control
globalization, it is up to citizens and activists to create new public spheres, politics, and
pedagogies, to use the new technologies to discuss what kinds of society people today
want, and to oppose the society against which people resist and struggle. This involves,
minimally, demands for more education, health care, welfare, and benefits from the state
and a struggle to create a more democraticand egalitariansociety. But one cannot expect
that generous corporationsand a beneficent state are going to make available to citizens
the bounties and benefits of the globalized new informationeconomy. Rather,it is up to
individuals and groups to promote democratizationand progressive social change.
Thus, in opposition to the globalization from above of corporatecapitalism, I would
advocate a globalization from below, one which supportsindividualsand groups using the
new technologies to create a more multicultural,egalitarian,democratic, and ecological
world. Of course, the new technologies might exacerbateexisting inequalities in the currentclass, gender,race, and regional configurationsof power and give the majorcorporate
forces powerful new tools to advance their interests. In this situation,it is up to people of
good will to devise strategiesto use the new technologies to promotedemocratizationand
social justice. For as the new technologies become ever more central to every domain of
everyday life, developing an oppositional technopolitics in the new public spheres will
become more and more important(see Kellner 1995a, 1995b, 1997, 2000). Changes in the
economy, politics, and social life demand a constant reconceptualizationof politics and
social change in the light of globalization and the technological revolution, requiringnew
thinking as a response to ever-changinghistorical conditions.
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Kellner Theorizing Globalization

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Theorizing Globalization

Author(s): Douglas Kellner

I sketch aspects of a critical theory of globalization that will discuss thefundamental

present globalization as the triumphof free markets,democracy, and individual freedom

urationof capitalist society in which technical and scientific knowledge, computerization

More significantly,many activists were energizedby the new alliances, solidarities,and

point precisely to these deplorablephenomenaand can elucidate a series of contemporary

Hawkens,Paul."WhatReally Happenedat the Battleof Seattle."http://www.purefood.org/Corp/PaulHawken.cfm.

.1997. "Towardsan InternationalSocial-Movement Unionism." New Left Review 225:52-72.

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