Dispassionate Passions
Dispassionate Passions
Dispassionate Passions
DISPASSIONATE PASSIONS
I want to trace the Hellenistic origins and medival career of the idea that
there can be emotions that do not have the disagreeable baggage with which
ordinary emotions travel emotions that are neither turbulent nor disruptive,
emotions that lack any somatic component, emotions that are the product of
reason rather than opposed to it: in a word, dispassionate passions of the soul.
The medival motivation behind the idea of dispassionate passions is not
far to seek. It is a fundamental article of faith that immaterial beings such
as God and His angels, as well as postmortem human souls, enjoy bodiless
bliss in Heaven as the highest state of which they are capable. Hence the
transports of delight experienced there must be independent of the body;
they are the final fulfillment of rational nature, not its annulment, and they
contribute to a stable and settled state of eternal blessedness. Yet while the
medival motivation for adopting dispassionate passions seems clear, such
reasons of faith do not apply to the Stoics. More pressing, the doctrine itself
stands in need of clarification. How could passions be dispassionate, emotions
unemotional, feelings unfelt?
Our sources for early and middle Stoicism permit us to have a clear view
of the main outlines of the doctrine of dispassionate passions in the Hellenistic period, though not about the motivation behind it, despite its being one of
the aspects of Stoicism heavily criticized in Antiquity (). Medival philosophers tried to transplant the doctrine of dispassionate passions from its Stoic
origins to different philosophical environments: Augustine into Platonism
(), Aquinas into Aristotelianism ().
. THE STOICS
The Stoic doctrine of dispassionate passions has three constituent parts:
(a) the account of the passions, ; (b) the view that the Sage is passionless,
; (c ) the further view that the Sage experiences , literally
goodpassions. The paradox is apparent, since (b) should entail that (c ) is
impossible, or, if not impossible, then to the extent that the of (c )
fall under (a) they must be drained of their affective content by (b), rendering
them no more than the passionless passions of the Sage. Yet the Stoics were
THE STOICS
sti d at t
...
. Compare the parallel
introductory remarks in Cicero, tusc. ..: Est igitur Zenonis haec definitio, ut
perturbatio sit, quod pqoj ille dicit, auersa a recta ratione contra naturam animi
commotio. Quidam breuius perturbationem esse appetitum uehementiorem. . . ,
slightly amplified at ... See also Stobaeus, ecl. (.), and Chrysippus
ap. Galen, plac. ...
See B. Inwood and P. Donini, Stoic ethics in K. Algra, J. Barnes, J. Mansfeld, and
M. Schofield (Eds.), The Cambridge History of Hellenistic Philosophy (Cambridge University Press ): What distinguishes the Stoic theory most clearly is
the conviction that passions are causally dependent on intellectual mistakes about
values, that in principle one eliminates passions and the underlying psychological
instability by correcting ones beliefs ().
Galen, plac. .., .., .., and ... For discussion see R. Sorabji, Emotion
and Peace of Mind: From Stoic Agitation to Christian Temptation (Oxford University
pqoj kat Znwna logoj ka par fsin yuxj knhsij rm pleonzousa
doke d' atoj t pqh krseij enai, kaq fhsi Xrsippoj
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THE STOICS
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THE STOICS
Distress is an irrational contraction, namely the fresh7 opinion of the presence of something evil about which people think they should undergo a
contraction. Fear is an irrational shrinking away, namely avoidance of an
anticipated danger. Desire is an irrational stretching forth, namely pursuit of an anticipated good. Delight is an irrational expansion, namely
the fresh opinion of the presence of something good about which people
think they should undergo an expansion.
Pseudo-Andronicus does not choose these passions at random. For the Stoics
these four passions distress ( = aegritudo), fear ( = metus), desire
( = libido or alternatively appetitus or cupiditas), delight ( =
laetitia) are the most generic kinds of passions, the categories under which
all others may be ranged.8 They are traditionally presented in a table, based
on the cross-cutting distinctions good/evil and present/future, as follows:
good
evil
present
future
delight
distress
desire
fear
Traditional it may be, but the table does not include the psychological state
(associated with Zeno) or the judgment of appropriateness (the second cognitive component associated with Chrysippus). A pity, for the most striking
feature of the presentation of Pseudo-Andronicus is that the psychological
state and the cognitive components are listed side-by-side without any apparent consciousness of tension: the psychological expansion of delight
think of feeling elated, or buoyant, or even expansive simply is the lively
awareness of an apparent good to whose possession such a reaction is thought
cussed in .
Fresh ( prsfatoj = recens): not determined by the clock or the calendar (Inwood, Ethics and Human Action 48), but a sign of its liveliness to the agent see
Cicero, tusc. ...
The Stoics deliberately pressed ordinary language into philosophical usages, and
claimed to offer senses that were extensions of ordinary meanings but continuous
with them. Such is the case here: lph and don are the ordinary Greek words for
pain and pleasure respectively, but the Stoics use them in extended ways so that
these translations would be misleading. The sense of pain is that in which you
can be pained at the good fortunes of your rivals, which has nothing to do with
the jabs and stabs beloved of contemporary philosophy. Likewise the pleasure
in question is like the pleasures of good conversation, not like a sensual massage.
Better to use words that do not have such misleading connotations: distress and
delight.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THE STOICS
proper.9 Mistakenly, of course; the passions are not rational responses to their
circumstances,10 or at any rate their motivating powers are excessive (
). These formulae arguably amount to the same thing: passionate impulses exceed the control of reason, and so prompt behaviour that is
not reasonable.
The delicate balance among the parts of the Stoic theory of passions was
upset by Posidonius, who, it seems, wanted to adopt a platonic division of
the soul into rational and irrational parts, ascribing passions to the latter; his
criticism of the traditional Stoic account is rehashed with relish and at length
by Galen, and to a lesser extent by Plutarch, who make use of it to reject Stoicism altogether. Yet while their purposes are clearly polemical, often setting
Zeno against Chrysippus, and their reports untrustworthy, the philosophical
points they raise are worth pressing. Is passion a psychological state? Is it
cognitive? If so, is it a belief, or a judgment, or something compounded of
these? What is the connection between psychological states and cognitive
factors? Between either of these and somatic manifestations? How are these
elements excessive, at variance with reason, constitutive of turmoil, the product of falsehood? Good questions all, to which the earlier Stoic confidence
that the various parts of their theory all fit together might seem philosophically nave. The later Stoics address these questions, usually in the form of
what Zeno and Chrysippus really said, or meant, in their writings, a dialectical strategy that need not countenance any real disagreement or philosophical problem. To the extent there was consensus, later Stoics maintained that
Chrysippus explained and elaborated Zenos doctrines, which, after all, were
10
THE STOICS
12
13
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THE STOICS
constrasts with the strategy of moderating the passions, , endorsed by Platonists and Peripatetics. Seneca, at the start of one of his letters
to Lucullus, expresses the Stoic position sharply:14
The question is often raised whether it is best to have moderate passions
or no passions. We get rid of them; the Peripatetics regulate them. For my
part, I do not see how any moderateness of a disease could be wholesome
or useful.
A passion is literally a disease ( ).15 This is more than a rhetorical
metaphor. The passions are excessive impulses contrary to nature, disorders
of the whole human personality (); the condition they induce is
note the etymology pathological. If so, Seneca is surely correct to see no
moderate amount of a disease to be healthy; health at a minimum demands
the absence of disease. Likewise mental health.
The Stoics offer a variety of therapeutic techniques to assist in the quest to
attain , ranging from slogans and sayings to repeat to oneself (in the
vein of Epicurus), to behavioural modification, to moral training, to subtle
argumentation.16 Some of the exercises are directed towards strengthening
the mind, others to counteracting the passions directly, but the goal of all of
the exercises is to become passionless.
Even in Antiquity there was confusion over the meaning of and
whether it should be counted as a legitimate ideal.17 It was often (and not
merely polemically) understood as a deliberate repression of emotions, or a
14
Seneca, ep. .: Utrum satius sit modicos habere affectus an nullos saepe quaesitum est. Nostri illos expellunt, Peripatetici temperant. Ego non uideo quomodo
salubris esse aut utilis possit ulla mediocritas morbi.
15
Cicero even proposes morbus as a literal translation of pqoj, though in the end
he adopts disturbance (perturbatio), in which he is later followed by Augustine;
fin. ..: Nec uero perturbationes animorum, quae uitam insipientium miseram
acerbamque reddunt, quas Graeci pqh appellant? poteram ego uerbum ipsum
interpretans morbos appellare, sed non conueniret ad omnia. . . See also tusc. ..
and ...
16
See M. Nussbaum, The Therapy of Desire: Theory and Practice in Hellenistic Ethics
(Princeton University Press ) Chapters (especially Chapter ), Sorabji,
Emotion and Peace of Mind Part ; and Tieleman, Chrysippus Chapter for a survey
of Stoic therapies. Most notorious is Epictetuss advice to say to yourself as you
kiss your loved ones that one day they will die, in order to become sufficiently
accustomed to the idea that you can bear its coming to pass: ench. .
17
Even among Stoics! Panaetius is reported to have rejected insensibility and passionlessness (Aulus Gellius, noct. ..: nalghsa enim atque pqeia). The
point is directly addressed in Diogenes Lrtius, uit. ..
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THE STOICS
19
20
fobhqsesqai mn gr tn sofn
elogon re in
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THE STOICS
forth.
Each of the three is the counterpart to one of the basic passions,
described in terms of its psychological states: elation ( = gaudium) is the
rational version of delight; caution ( = cautio) the rational version
of fear; wishing ( = uoluntas) the rational version of desire. Like
the basic passions, they are the most generic forms under which subtypes are
ranged, and they too may be presented in a table:
good
evil
present
future
elation
wishing
caution
22
THE STOICS
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
24
25
26
See J. Rist, The Stoic concept of detachment in J. Rist (Ed.), The Stoics (University
of California Press ) .
For Augustines knowledge and use of classical literature, see M. Testard, Saint Au
gustin et Ciceron (Paris: Etudes
Augustiniennes ), and H. Hagendahl, Augustine
and the Latin Classics (Goteborg: Acta Universitatis Gothoburgensis ).
Cicero, fin. .. et passim; see also tusc. ...
Augustine takes the anecdote from Aulus Gellius, noct. ., paraphrasing Epictetus; Augustine cites it again in hept. . to prove the same point. But Augustine
is mistaken. The original anecdote seems to have concerned not the passions but
the prepassions and to have been garbled by Gellius in transmission: the details
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
More to the point, Augustine holds that the Stoics are wrong about the
passions. Some of their views are objectionable: counting mercy as a passion to be extirpated (.), for instance, and the potential encouragement of
insensitivity through the ideal of (.). But his disagreement runs
deeper. For one thing, Scripture bids us to feel passions:27 to love our enemies, to fear God, to be angry at sinners, to be distressed when faced with
temptation. Even Jesus wept: et lacrimatus est Iesus ( jn. :). His emotion
was not feigned, but a function of his assumption of human nature; as such,
Jesus clearly felt emotion (particularly at the Passion), and as simultaneously
divine it follows that His experience of the several emotions He felt was altogether fitting and appropriate.28 These Biblical references clinch the point
for Augustine. We might hope for argument.
We get it when Augustine carries his battle into the Stoic camp in ciu. .
First, Augustine radically reduces the four basic Stoic passions to forms of
willing (uoluntas):29
What matters is what a mans willing is like. For if it is perverse, he is
going to have perverse emotions; if on the other hand it is upright, they
are going to be not only blameless but even praiseworthy. Willing is in
them all or rather, they are all nothing other than kinds of willing. What
27
28
29
are untangled in R. Sorabji, Emotion and Peace of Mind ; see also S. Byers,
Augustine and the cognitive cause of Stoic preliminary passions (propatheiai) in
Journal of the History of Philosophy (): .
A claim initially made at ciu. . and reiterated with citations at ..
Augustine, ciu. .: Quam ob rem etiam ipse Dominus in forma serui agere uitam
dignatus humanam, sed nullum habens omnino peccatum adhibuit eas, ubi adhibendas esse iudicauit. Neque enim, in quo uerum erat hominis corpus et uerus
hominis animus, falsus erat humanus affectus. See also Augustines discussion
of Christs fear of death in in Ioh. eu. ., and the analysis in G. ODaly and
A. Zumkellar, Affectus (passio, perturbatio) in C. Meyer (Ed.), Augustinus-Lexikon
Vol. (Basel/Stuttgart: Schwabe & Co. A. G. BB), especially A
A.
Augustine, ciu. .: Interest autem qualis sit uoluntas hominis; quia si peruersa
est, peruersos habebit hos motus; si autem recta est, non solum inculpabiles,
uerum etiam laudabiles erunt. Voluntas est quippe in omnibus; immo omnes nihil aliud quam uoluntates sunt. Nam quid est cupiditas et laetitia nisi uoluntas in
eorum consensione quae uolumus? Et quid est metus atque tristitia nisi uoluntas
in dissensione ab his quae nolumus? Sed cum consentimus appetendo ea quae
uolumus, cupiditas; cum autem consentimus fruendo his quae uolumus, laetitia
uocatur. Itemque cum dissentimus ab eo quod accidere nolumus, talis uoluntas
metus est; cum autem dissentimus ab eo quod nolentibus accidit, talis uoluntas
tristitia est. Et omnino pro uarietate rerum, quae appetuntur atque fugiuntur, sicut allicitur uel offenditur uoluntas hominis, ita in hos uel illos affectus mutatur et
uertitur.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
is desire and delight but willing with consent the things we will for? What
is fear and distress but willing in dissent from the things we will against?
Rather, when we consent in pursuing the things we will for, it is called
desire; when we consent in enjoying the things we will, it is called delight.
And again, when we dissent from what we will against happening, such
willing is called fear; when we dissent from what happens to us who will
against it, such willing is distress. On the part of the things pursued or
avoided, in every case just as a mans willing is attracted or repelled, so
too it changes and turns into different affections.
The Stoics especially Late Roman Stoics made much of the minds ability
to assent, or to refrain from assenting, to impressions. Augustine wants to
turn this thesis against them by arguing that it makes all emotions into forms
of (free) assent, or the withholding of it.30 He concludes that what a mans
willing is like is what matters. To the Stoic condemnation of all passions,
Augustine replies that it all depends: an upright will is thus a good love, and
a perverse will an evil love (.: recta itaque uoluntas est bonus amor et uoluntas
peruersa malus amor).31 The wills choice of object determines the moral value
of an emotion; there is nothing objectionable in emotion per se.
Second, what holds for Stoic passions also holds for Stoic goodpassions,
the . In ciu. . Augustine argues from Scriptural and classical
authority that ordinary people (not only Sages) experience elation, caution,
and wishing [ = willing]. He concludes:32
Hence good men and evil men will, are cautious, are elated. To put the
point another way, good men and evil men desire and fear and delight.
But the former do so rightly and the latter wrongly, corresponding to each
as the will is upright or perverse.
Even distress may occur in a good way, as when someone becomes distressed
30
Augustines thesis here is even more radical than it appears at first glance. He is not
merely reducing the four basic passions to distinct types of volition, which would
be radical enough; his claim is that each is a form of willing, that is, of uoluntas =
bolhsij (rendered wishing above), one of the epqeiai. This is part and parcel
of his claim in . that the latter are not restricted to the wise but common to all,
to be taken up shortly.
31
Augustine further reduces the four basic Stoic passions to forms of love (.):
Amor ergo inhians habere quod amatur, cupiditas est, id autem habens eoque
fruens laetitia; fugiens quod ei aduersatur, timor est, idque si acciderit sentiens
tristitia est. Proinde mala sunt ista, si malus amor est; bona, si bonus.
Augustine, ciu. .: Proinde uolunt cauent gaudent et boni et mali; atque ut eadem aliis uerbis enuntiemus, cupiunt timent laetantur et boni et mali; sed illi bene,
isti male, sicut hominibus seu recta seu peruersa uoluntas est.
32
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
over his sins and repents of them.33 The moral is clear: there is nothing
special about the Stoic . Augustine then poses a rhetorical question
to put the nail in the Stoic coffin:34
Yet since, when these affections are exhibited where they are appropriate,
they are in accordance with right reason, who would then dare to declare
that the passions are diseases, or full of vice?
The passions are appropriate and in accordance with right reason and
therefore are not diseases Stoic terminology used against the Stoics. Augustine then rehearses a long list of appropriate emotions: fear of God,
distress at ones sins, and so on.
Yet despite Augustines complete rejection of Stoicism, he tries to retain
their notion of dispassionate passions. After rehearsing his list of proper emotional responses, he then offers an unexpected observation:35
Well, it has to be admitted that the affections we have, even when upright
and in accordance with God, belong to this life, not to the one we hope
for in the future, and that we often give in to them unwillingly.
This admission is meant to call to mind Augustines earlier discussion of the
issue:36
We can still properly raise the question whether affections of this sort, felt
even while doing good works, belong to the weakness characteristic of
our present life. Well, the holy angels should punish without anger those
whom they receive to be punished by Gods eternal law; they should minister to the sorrowful without any shared feeling of sorrow; they should
33
34
35
36
In ciu. . Augustine cites the story of Alcibiades from Cicero, tusc. ... For a
sense of just how radical Augustines claim is, see J. Wetzel, Augustine and the Limits
of Virtue (Cambridge University Press ) .
Augustine, ciu. .: Sed cum rectam rationem sequantur istae affectiones, quando
ubi oportet adhibentur, quis eas tunc morbos seu uitiosas passiones audeat dicere?
Augustine, ciu. .: Proinde, quod fatendum est, etiam cum rectas et secundum
Deum habemus has affectiones, huius uitae sunt, non illius, quam futuram speramus, et saepe illis etiam inuiti cedimus.
Augustine, ciu. .: Sed adhuc merito quaeri potest, utrum ad uitae praesentis pertineat infirmitatem etiam in quibusque bonis officiis huiusce modi perpeti affectus,
sancti uero angeli et sine ira puniant, quos accipiunt aeterna Dei lege puniendos, et
miseris sine miseriae compassione subueniant, et periclitantibus eis, quos diligunt,
sine timore opitulentur; et tamen istarum nomina passionum consuetudine locutionis humanae etiam in eos usurpentur propter quandam operum similitudinem,
non propter affectionum infirmitatem, sicut ipse Deus secundum scripturas irascitur, nec tamen ulla passione turbatur. Hoc enim uerbum uindictae usurpauit effectus, non illius turbulentus affectus. Augustine makes much the same point in
en. Ps. . and ciu. ..
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
aid without fear those whom they love when the latter are in danger. Yet
the names of those passions are taken over from ordinary human usage
for them as well, not due to the weakness of the passions, but due to a certain likeness in the deeds. Likewise, God Himself is angered, according
to Scripture, yet He is not disturbed by any passion; this word is taken
over from the effects of His vengeance, not His turbulent affections.
So much for the evidence from ordinary usage Augustine appealed to earlier,
we might say, but his point could hardly be more clear: God and His angels
act dispassionately, unmoved by any emotions; even morally appropriate
emotions have no place in Heaven.37 This is the Stoic ideal of passionlessness
reborn with a vengeance.38
Augustine recognizes this explicitly: Accordingly, if is understood. . . as a life without the affections that arise contrary to reason and upset
the mind, it is clearly good and highly desireable, but it does not belong to
this life.39 It seems that heavenly bliss is Stoic passionlessness, in which
we are free from all emotions even from morally praiseworthy emotions.
This gets half the equation, the blessed life being dispassionate, but it seems
to recommend mere insensitivity (to which we attribute emotional states on
analogy with our own).
However, Augustine leaves himself a loophole. Notice that he declares
worthwhile if it frees the mind not from all emotions, but from those
that are contrary to reason and upset the mind. Similarly, the emotions
he rules out of Heaven are the sorts of emotions we experience in this life.
But there are other passions that are unlike those we experience in this life,
reserved for the blessed; they are Augustines own . He describes
it thus:40
37
38
39
40
The Afterlife is not symmetric: sinners and devils feel passions deeply in Hell
(ciu. .).
In his early writings, Augustine talks about pqeia using the Latin term tranquilitas, as for instance ord. .. and .., as well as acad. ... M. Colish, The
Stoic Tradition from Antiquity to the Early Middle Ages (Leiden: Brill )
maintains that Augustine abandoned the ideal of passionlessness after this early
period. I disagree, as will be evident shortly.
Augustine, ciu. .: Quocirca illa, quae pqeia Graece dicitur (quae si Latine
posset impassibilitas diceretur), si ita intellegenda est (in animo quippe, non in
corpore accipitur), ut sine his affectionibus uiuatur, quae contra rationem accidunt
mentemque perturbant, bona plane et maxime optanda est, sed nec ipsa huius est
uitae. In serm. . Augustine declares that only saints can reach pqeia, and
not in this life.
Augustine, ciu. .: Potest ergo non absurde dici perfectam beatitudinem sine
stimulo timoris et sine ulla tristitia futuram; non ibi autem futurum amorem gaudic Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
Ibidem.: Ubi enim boni adepti amor inmutabilis est, profecto, si dici potest, mali
cauendi timor securus est. Timoris quippe casti nomine ea uoluntas significata
est, qua nos necesse erit nolle peccare, et non sollicitudine infirmitatis, ne forte
peccemus, sed tranquillitate caritatis cauere peccatum. . . Beata uero eademque
aeterna amorem habebit et gaudium non solum rectum, uerum etiam certum;
timorem autem ac dolorem nullum.
42
A reference to ps. :, where Augustine has castus for the Vulgates sanctus.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
AUGUSTINE
anger and lust (.),43 which operate largely independent of our will. In
our prelapsarian state even these were under conscious control, so that sexual
arousal, for instance, did not involve strong feelings, any more than farmers
seeding their crops would (.). Blessedness will consist in a restoration of
our sinless state and thus freedom from the unruly emotions to which we are
now subject.
Take stock. Augustine rejects the Stoic account of the passions, but he
retains their ideal of a state in which there are only dispassionate passions.
But are there? Augustine maintains that (a) in Heaven there are no disorderly
passions; (b) in Heaven there are emotional states unattainable in this life; (c )
elation and love as found in Heaven are qualitatively different from elation
and love in this life, due to the assured eternality of their object. From (a)
we may infer that heavenly elation and heavenly love are not tumultuous,
and from (c ) that the assured eternality of their object makes them settled and
tranquil rather than tumultuous as they are in this life. This conclusion, too,
is authentically Augustinian: throughout his works he aligns emotional turmoil with the lack of a constant and reliable object. When in his youth an
unnamed close friend died unexpectedly, Augustine describes how upset he
was and concludes that the problem was in loving mortal, and hence transitory, things (conf. ....). The shock of loss, the anxiety over keeping
possession of a good that can be lost against ones will, the successive attachments to different objects all these make up the tumultuousness of ordinary
emotional life. Augustine insists that the presence of an assured eternal loving
relationship would in fact transform the emotions into something that is calm
and settled, or, in a word, dispassionate; he is arguably correct.
We might of course reject Augustines thesis that the only cure for desire is
something eternal. If we do reject it, the possibility of mundane blessedness,
or of emotional turmoil even in Heaven, become live possibilities. Yet even
if we accept his thesis, it is unclear how dispassionate heavenly love and
elation are. For Augustine wants them to do the job of explicating the reward
of the Beatific Vision, to justify suffering in this life, and to make Heaven a
plausible ethical ideal. He cant easily do that if the saints are never more
than quietly pleased about their lot in the afterlife.
Assessing the degree to which Augustine is successful in forging a theory
of dispassionate passions isnt easy, since he does not usually give precise
accounts or technical details. Whether we find it philosophically adequate or
not I for one would like a lot more detail first Augustine was taken to
43
Augustine takes these two passions, anger (ira) and lust (libido or concupiscentia) to
be paradigmatic of two parts of the soul distinct from and often opposed to reason,
in good Platonic fashion (ciu. .).
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THOMAS AQUINAS
Aquinas, sum. theol. a . ad : Sed ad actum appetitus sensitiui per se ordinatur huiusmodi transmutatio: unde in definitione motuum appetitiuae partis
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THOMAS AQUINAS
45
46
materialiter ponitur aliqua naturalis transmutation organi: sicut dicitur, quod ira
est accensio sanguinis circa cor [De an. . b ].
The burden of ciu. . is to establish that the Platonists are mistaken in thinking
that emotions are due solely to the souls entanglement with the body; part of
Augustines argument is that the four basic types of passion are not intrinsically
connected to the body, and can be experienced purely as mental phenomena.
Aquinas, sum. theol. a .: Dicendum quod, sicut iam dictum est, passio proprie inuenitur ubi est transmutatio corporalis. Quae quidem inuenitur in actibus
appetitus sensitiui; et non solum spiritualis, sicut est in apprehensione sensitiua,
sed etiam naturalis. In actu autem appetitus intellectiui non requiritur aliqua transmutatio corporalis, quia huiusmodi appetitus non est uirtus alicuius organi. Unde
patet quod ratio passionis magis proprie inuenitur in actu appetitus sensitiui quam
intellectiui.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THOMAS AQUINAS
ical change is not required, since this kind of appetite is not the faculty
associated with an organ. Accordingly, it is clear that the passions are
more strictly found in the actualization of the sensitive, rather than the
intellective, appetite.
Why are the passions not phenomena of intellective appetite, that is, of the
will? Aquinass reply boils down to the claim that the passions necessarily
involve somatic changes. That is to travel in a small circle indeed; no wonder
his reasoning was challenged in short order.47
Aquinas does not hesitate to draw the consequences of his view, questionbegging or not. If the passions are restricted to the sensitive appetite, then
they can only exist in beings that have sensitive appetite, namely animals and
human beings. By the same token, there can be no passions in beings that
lack sensitive appetite: God, angels, and discorporate human souls. There is
no mistaking Aquinass clear language. Passions are essentially physiological
phenomena, and thus are not possible for bodiless beings.48 Indeed, Aquinas
explicitly declares that when a human being dies, the hope or the fear he
may have had regarding his postmortem existence do not remain in his soul,
dependent as the passions are upon the body (uer. . ad and . ad ).
Given the strict separation of psychological faculties and the requirement that
passions have a somatic component, there seems little prospect for dispassionate passions. In particular, Aquinas cannot adopt Augustines strategy of
finding a pure delight that is qualitatively transformed in Heaven by dint of
being directed to an eternal object. There are no grounds in Aquinas for any
kind of delight, or other passion, in a bodiless state, no matter the object or
the surrounding circumstances. Yet Aquinas is just as committed as Augustine
in no small measure because of Augustine to heavenly happiness and to
Gods love for all of creation. These must be dispassionate; the question is
how they can be passionate at all.
Aquinass strategy is to identify something that is analogous to the passions which can be attributed to bodiless beings, a line he finds support for in
47
48
For example, when Duns Scotus takes up in his ord. d. q. the question
whether moral virtues have their seat in the will, he recites Aquinass argument
that they do not, because they regulate the passions which are restricted to the
sensitive appetite (n. ), and replies that there are passions in the will strictly
speaking (nn. ) citing Augustines reduction of the four basic passions to
the will in ciu. . (described above) as support. There is a parallel discussion in
Scotuss Reportatio, in which Scotus declares that the will is prone to take delight
along with (condelectandum) the sensitive appetite.
See, for instance, uer. . and .; sum. theol. a . ad , . ad , .;
sum. theol. a . ad , . ad ; c. gent. .. There are many other passages
to the same effect.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THOMAS AQUINAS
50
51
THOMAS AQUINAS
intellect, the will is not essentially bound to the physiology of its subject. It can
therefore be possessed by bodiless beings, and, like the intellect, is retained
by the human soul even when the soul becomes separated from the body.
Unlike the sensitive appetite, however, the will is an active potency. It is the
intellective principle of motion in the agent, directed to the good in general
as its object, and its particular acts are volitions, each of which moves the
agent in some way.
At a minimum, simple acts of will are analogous to passions in that they
are principles of movement within the agent, that is, in that each is an affection. But that seems too thin a basis to claim any genuine similarity between
passions and (simple) volitions. At the least, Aquinas owes us an account of
which volitions are properly analogous to the passions. He admits as much
when discussing what affections are present in the postmortem human soul:
Elation and fear, which are passions, do not remain in the separated soul,
since they are involved with physiological change; but there do remain acts
of the will that are similar to these passions (uer. . ad ).52 But what is it
for an act of will to be similar to the passion of fear (say)? Aquinas proposes
the following account:53
Love, desire, and so on are taken in two ways: (a) in that they are certain
passions, that is, occurring along with some mental commotion, and taken
generally in this way they exist only in the sensitive appetite; (b) they
signify a simple affection free of passion or mental commotion, and in
this way they are acts of the will, and also are attributed to angels and to
God.
These affections, act of will that are not associated with mental commotion
(animi concitatio), are not passions by definition. They are dispassionate passions, the volitional correlate to passions call them pseudopassions.54
Were Aquinas to leave matters at that, his notion of dispassionate passions
would hardly be compelling; it is not very enlightening to be told that dispassionate fear is just like passionate fear except that it is an act of will which does
52
53
54
THOMAS AQUINAS
THOMAS AQUINAS
might have. So too for the pseudopassion of elation, which is a simple act
of the will reposing (quiescere) in some possessed good, a point he reiterates
in c. gent. .. By contrast, the pseudopassion of distress is experienced by
demons or the damned as a simple act of the wills resistance (renisus uoluntatis) to what is or to what is not (sum. theol. a .).56 The basis for calling
pseudopassions similar to passions is thus twofold. On the one hand, like any
affection, passions and pseudopassions are principles of movement within the
agent. On the other hand, they share the same object, although that object
is the target of different faculties. Hence these pseudopassions are genuinely
analogous to the passions, while systematically differing from them.57 Human beings are perfectly capable of having dispassionate passions in this life,
since they are simple acts of will, alongside ordinary passions; it is only after death, in the absence of the body, that human souls are limited to the
pseudopassions.
As the example of distress suggests, Aquinas, unlike Augustine or the Stoics, holds that all passions have dispassionate analogues. The whole panoply
of the passions found in the sensitive appetite is replicated at the level of the
intellective appetite. This means that Aquinas has to find some way to differentiate between dispassionate passions that can occur in God or angels,
and those that cannot but may occur in us. He sketches his account briefly
in sum. theol. a . ad , and presents it at greater length in c. gent. .,
where he takes up the question whether there are affective passions (passiones
affectuum) in God. As we should expect, Aquinas is careful to note that there
cannot literally be passions in God, since passions are necessarily accompanied by physiological changes, as well as being passive potencies. But now
Aquinas draws a distinction. Some passions must be absent from God not
only because of the kind of thing they are, namely physiological, but because
56
57
Aquinas devotes uer. . to the question how a separated human soul can be said
to suffer, and in particular how the damned suffer in Hell if they have no bodies.
The solution he finds most plausible, though as a matter of faith rather than proof,
is that discorporate human souls are (unnaturally) united to physical fire as their
substantial form, and so are imbued with its heat. It is not clear that the same
view can be applied to fallen angels, though; human souls are fit by nature to be
the substantial form of an associated body, though not the fire to which they are
joined, whereas the fallen angels, like all angels, are purely immaterial beings.
To the best of my knowledge Aquinas does not use the term analogy in any of
his discussions of dispassionate passions. His technical theory of analogy seems
quite well-suited to clarify and illuminate his account, however, despite his avoidance of its terminology. The precise details of Aquinass theory of analogy have
been a matter of controversy since the Middle Ages. For a recent account, see
R. McInerny, Aquinas and Analogy (Catholic University of America ).
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THOMAS AQUINAS
their objects are unsuitable. Distress, for example, by its very nature cannot
be present in God, since it is directed at an evil that one possesses but God
cannot have evil present in Himself in any form.58 Similar reasoning applies
to hope (spes): the eventual transformation of Stoic is inappropriate
for God, since there is no good that He lacks. Likewise for desire, fear, and
anger. But the Augustinian , elation and love, are not ruled out by
their objects or by the relation in which the subject stands to their objects. As
Aquinas remarks, these pseudopassions can be properly predicated of God
though without attributing passion to Him (sum. theol. a . ad ). Other attributions of passions to God, even analogously, are improper or in some way
metaphorical, as when God is described as angry (not literally or analogously
possible but so-called in light of the effects of His actions: sum. theol. a .
ad ). The upshot is that, as Aquinas puts it, human beings have elation
in common with brute animals and with angels (sum. theol. a . ad ).
Even more: elation in its intellectual (dispassionate) form is more intense
and far greater than any mere bodily pleasure, as Aquinas goes on to argue
(sum. theol. a .).
Aquinas takes his account of dispassionate passions to improve on the Stoics (sum. theol. a .). While arguing for Aristotelian moderation, rather
than Stoic extirpation, of the passions, Aquinas approvingly cites Augustines view that the Stoics differ only verbally from Aristotle, as can be seen
from their endorsement of dispassionate passions. Proof that the difference
is merely verbal is found in calling only inordinate affections passions: then
Aristotle also holds that they are not to be found in the virtuous person. The
Stoics, Aquinas charges, failed to distinguish the passions from other human
affections, and so conflated pseudopassions with passions, not keeping the
sensitive appetite distinct from the intellective appetite.
While Aquinass criticism has some justice to it, his own account of dispassionate passions might fall victim to a similar charge of verbal trickery. It is
all well and good for Aquinas to claim that the human experience of elation is
common to animals and to angels, but strictly speaking his claim is false, since
it equivocally conflates passions with pseudopassions: humans have passions
(acts of the sensitive appetite) literally in common with other animals, and humans may also have pseudopassions (acts of the intellective appetite) literally
in common with angels, but the two kinds of acts are distinct, even if they are
analogous to one another. We could as well say that the human experience
58
Aquinas, c. gent. .: Quaedam autem passiones remouentura Deo non solum ratione sui generis, sed etiam ratione speciei. Omnis enim passio ex obiecto speciem
recipit. Cuius igitur obiectum omnino est Deo incompetens, talis passio a Deo remouetur etiam secumdum rationem propriae speciei.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
THOMAS AQUINAS
60
CONCLUSION
to the further claim that his immaterial pseudopassions are better than their
material counterparts. It is hard to see why we should think so. Intellectual
benevolence is a fine thing, but hardly to be confounded with passionate love,
and no match for the latters intensity.
CONCLUSION
We have now seen what two medival philosophers have done with the
paradoxical notion of dispassionate passions inherited from the Stoics. In
each case the results are mixed, as indeed they are in the case of the Stoics themselves; none of the three accounts examined here is philosophically
satisfying. That may be no more than the best a paradoxical doctrine can
hope for. The alternative is to give up the paradox entirely. This road was
taken by a distinct tradition stemming from Augustine, one that starts with
the notion Aquinas has so arduously laboured to devise: the affections of
the will.61 Anselm of Canterbury picks up on Augustines claim that the
passions are all forms of willing, and, in his De casu Diaboli, postulates two
fundamental affections: (a) willing justice; (b) willing advantage. These are
not two distinct faculties in each agent, but two orientations or directions in
which the agents single faculty of will is pulled; indeed, it is constitutive of
individual moral agency. Anselm himself does not try to align (a)(b) with
the passions of the soul, but as his work came to be read during the period
of High Scholasticism, particularly by Franciscan philosophers, there came
to be a distinct augustinian strain in the philosophy of psychology in which
the passions were not narrowly confined to the sensitive appetite, as Aquinas
would have it, but are themselves ways of willing that is, affections of the
will. Scotus and Ockham, for example, talk about (ordinary) passions as being in the will: not in Aquinass pickwickian sense, but such that anger (say)
has a physiological and a volitional component. To take this approach, however, is to discard the need for dispassionate passions. The passions can be
only materially and accidentally connected with their somatic manifestations,
and be capable of existing in full-blooded form as passions in the intellective
appetite alone. Spelling out how this is possible is not easy; it is very close to
Aquinass task of constructing volitional counterparts of the sensitive passions.
But with a difference, for on this alternate anselmian approach there can be
61
the Trinity. The rapturous delights of Heaven are part of revealed theology, not
natural theology.
For a further discussion of this tradition, as well as an attempt to summarize the
several trends of thought about the emotions in the course of the Middle Ages, see
P. King, Emotions in Medieval Thought in P. Goldie (ed.), The Oxford Handbook
of Philosophy of Emotion (Oxford: Oxford University Press ).
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
CONCLUSION
phenomenal qualities associated with acts of volition, and these feelings (the
medival reinvention of Zenonian psychological states) might provide the
joy in heavenly joyfulness.
For all that, this anselmian tradition could not avoid the doctrine of dispassionate passions, with its paradoxical character. For after Augustine the
doctrine passed into the framework of Christian thought, becoming standard
and part of the intellectual furniture of the untidy warehouse that was the
medival mind. Aquinass attempt to underwrite the doctrine, however successful we might find it, certainlly added further legitimacy to dispassionate
passions. How the doctrine passed from its unlicensed ubiquity in the Middle Ages into early modern philosophy, if indeed that is the route the idea
traveled on its way to Spinoza and others, remains to be explored.
c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)
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c Peter King, in Reason and Emotion in Medieval and Early Modern Philosophy (OUP 2011)