Evolutionary Origins of Social Exclusion
Evolutionary Origins of Social Exclusion
Evolutionary Origins of Social Exclusion
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Psychological Bulletin
2001, Vol. 127, No. 2, 187-208
Robert Kurzban
University of Arizona
A reconceptualization of stigma is presented that changes the emphasis from the devaluation of an
individual's identity to the process by which individuals who satisfy certain criteria come to be excluded
from various kinds of social interactions. The authors propose that phenomena currently placed under the
general rubric of stigma involve a set of distinct psychological systems designed by natural selection to
solve specific problems associated with sociality. In particular, the authors suggest that human beings
possess cognitive adaptations designed to cause them to avoid poor social exchange partners, join
cooperative groups (for purposes of between-group competition and exploitation), and avoid contact with
those who are differentially likely to carry communicable pathogens. The evolutionary view contributes
to the current conceptualization of stigma by providing an account of the ultimate function of Stigmatization and helping to explain its consensual nature.
Positive social contact is essential for psychological and physiological health. People who feel socially alienated or rejected are
susceptible to a host of behavioral, emotional, and physical problems, suggesting that human beings may possess a fundamental
need to belong (Baumeister & Leary, 1995). Despite people's best
efforts to be accepted, however, social rejection is a pervasive
feature of social life. Of course, many rejections result from
idiosyncratic preferences, inclinations, and goals of one individual
vis-a-vis another. However, other instances of social rejection
appear to be based on the shared values or preferences of groups
of individuals. Through the process of Stigmatization, certain individuals are systematically excluded from particular sorts of
social interactions because they possess a particular characteristic
or are a member of a particular group. Pronounced risk of social
exclusion exists for members of diverse groups, such as the mentally ill {Farina & Ring, 1965; Shears & Jensema, 1969), mentally
retarded persons (Shears & Jensema, 1969), obese people (Cahnman, 1968; Crocker, Cornwell, & Major, 1993; DeJong, 1980),
homosexuals (Shears & Jensema, 1969), psoriasis patients (Ginsburg & Link, 1993; Ramsey & O'Reagan, 1988), epileptics (E.
Rodin, Shapiro, & Lennox, 1977), HIV/AIDS patients (Bennett,
1990; Weitz, 1990), cancer patients (Bloom & Kessler, 1994;
Stahly, 1988; Wortman & Dunkel-Schetter, 1979), as well as
members of a variety of racial, ethnic, and religious groups
(Sigelman & Singleton, 1986; Steele & Aronson, 1995).
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excluding, ostracizing, or otherwise minimizing interaction with) individuals who are perceived to be members of that category. (Leary &
Schreindorfer, 1998, p. 15)
On this view, people are stigmatized not simply because they are
evaluated negatively or possess a spoiled identity, but rather because they possess a characteristic viewed by society or a subgroup
as constituting a basis for avoiding or excluding other people.
Thus, stigmatization is based on the shared values and preferences
of members of a particular group. Personal rejections based on
idiosyncratic preferences would not be considered stigmatization.
We argue that many of the characteristics that lead to stigma-based
social exclusion are nonarbitrary and derive from evolved adaptations designed to cause people to avoid interactions that are differentially likely to impose fitness costs. Furthermore, because
humans everywhere are endowed with the same psychological
systems, we should expect cross-cultural similarities in behavior
driven by the similarities in underlying psychological architecture.
To integrate the evolutionary approach advanced here with
current theorizing, we find it necessary to revisit the often misunderstood issue of the relationship between evolutionary analyses
and the information-processing description of human psychology.
The ultimate level of explanation in evolutionary terms requires a
description of the selection pressures faced by a species during its
evolutionary history and the recurrent structure of the environment
(physical, social, and so forth) against which natural selection
could act to build systems that solved the adaptive problem. The
proximate level of explanation includes a description of the adaptationsthe specialized functional mechanismsthat evolved to
solve these problems, including a description of the operations that
a mechanism performs and the elements of the organisms' environment with which the mechanism interacts (Tooby & Cosmides,
1992). Because evolution by natural selection is the only known
force by which complex functional biological machinery can come
to exist, any nonaccidental functional aspects of a phenotype must
ultimately be explained in terms of natural selection (Tooby &
Cosmides, 1992). This is not to say every hypothesis in psychology must be about the specific solution to an adaptive problem per
se. Even so, general psychological processes should eventually be
able to be explained in terms of the operation of mechanisms
designed to solve adaptive problems.
Functional Explanations
Because the evolutionary approach uses the word function in a
way that differs from certain other approaches in psychology, we
wish to be clear in the way that we are using the term. From an
evolutionary perspective, function is defined only with respect to
contribution to reproductive success. So, when we refer to the
function of an adaptation, we mean the specific way in which the
operation of the trait in question contributed to the reproductive
success of the bearers of the trait (or the bearer's kin) over the
course of evolution, no matter how distal this contribution might
have been or what its contribution to reproductive fitness is now
(Symons, 1989, 1992; Tooby & Cosmides, 1992).
Note that this usage of the word function differs from the folk
meaning as well as the meaning used by the majority of psychologists, who use it to refer to the attainment of more proximate
psychological goals. For example, the possible functions of stig-
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matization discussed belowself-enhancement and system justificationare not functions in an evolutionary sense. Although it is
likely (perhaps certain; see Cosmides & Tooby, 1987) that psychological mechanisms function (in our sense) by embodying a
design that attempts to accomplish particular proximate goals, a
complete biological functional analysis must account for how the
attainment of these goals contributed to reproductive success over
evolutionary time. It is important to bear in mind that a claim that
a psychological system has a particular ultimate function does not
necessarily yield any predictions about the current effect of that
system on reproduction in modern environments (see Symons,
1987, for a discussion). Instead, it generates predictions about the
design features that such a mechanism should possess.
Starting from these assumptions, our plan for this article is as
follows. First, we look at the current literature on the functions of
stigmatization and social exclusion. Second, we consider some
examples from nonhuman animals to give a sense of selection
pressures that might lead to adaptations for social exclusion. Third,
we propose that human adaptations for sociality include cognitive
mechanisms that cause people to be selective in their social interactions. In particular, we argue that human beings possess adaptations that have the function of (a) decreasing the probability of
being cheated in a social exchange and avoiding interactions with
partners who have little to offer in terms of social gain, (b)
maintaining one's group's integrity and exploiting those in subordinate groups, and (c) decreasing the probability of parasitic infection. During this discussion, we attempt to show that stigmatization is, in large part, based on these adaptations, and we point to
ways in which different types of stigmatization might be distinguished from one another. Fourth, we highlight predictions of the
model and suggest some directions for future empirical work.
Throughout, we focus on the manifestation of differences from the
point of view of the stigmatizer. Although we believe that there are
also specific adaptations designed to respond adaptively to being
socially excluded (see Baumeister & Tice, 1990; Leary & Downs,
1995), our central concern is the process of stigmatization per se.
Previous Perspectives on the Function of Stigmatization
Because Crocker et al. (1998) recently presented an excellent
and thorough review of this literature, we give here only a brief
overview of the most prominent accounts that address the psychological functions of stigmatization. In particular, the most developed theories in this area suggest that people stigmatize others to
(a) enhance their self-esteem, (b) enhance their social identity, or
(c) justify a particular social, economic, or political structure
(Crocker et al., 1998).
Proximate Functions of Stigma
Self-esteem and social identity. Two models focus on the
benefits of stigmatization for the identity and self-esteem of the
stigmatizer. These approaches suggest that stigmatization is a
process of denigrating others in order to put oneself (or one's
group) in a psychologically superior position (e.g., Turner, 1982).
Viewed from these perspectives, stigmatization is akin to other
forms of social comparison and other-derogation that have been
attributed to the desire to maintain high self-esteem or a positive
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Dimensions of Stigma
Some theorists have addressed the functions of stigma by examining variables that mediate the severity with which people are
stigmatized. Two accounts of the dimensions of stigma have been
particularly influential. Frable (1993) proposed two primary dimensionsdanger and visibilityas critical mediators of peoples' reactions to stigmatized others. Jones et al. (1984) presented
a more detailed scheme in which they identified six critical dimensions of stigma: concealability, course, disruptiveness, aesthetic qualities, origin, and peril.
Both accounts suggest that visibility-concealability is a crucial
factor: The more visible a stigmatizing condition, the greater its
(negative) impact on interactions. If a nonstigmatized individual
cannot detect the stigmatizing condition in the other, he or she may
treat that person no differently than anyone else. (Even so, knowledge of one's own hidden stigma may change the way that one
behaves, possibly affecting one's interactions and others' perceptions [Devine, Evett, & Vasquez-Suson, 1986; Frable, Blackstone,
& Scherbaum, 1990; Kleck & Strenta, 1980; Word, Zanna, &
Cooper, 1974]). Furthermore, in the case of physical stigma (e.g.,
deformities, skin diseases, missing limbs), less conspicuous conditions have less of an impact on the perceiver and the interaction
than highly visible ones (e.g., Frable, 1993).
However, although visible marks often lead to stigmatization,
the direction of causality is occasionally reversed: Those who are
stigmatized are sometimes forced to bear a visible mark denoting
their discredited status. Examples of this include the Jews in Nazi
Germany, who were forced to wear stars of David on their clothing
to identify themselves; Untouchables in India, on whom various
clothing proscriptions are forced (Mahar, 1972); and Nathaniel
Hawthorne's character Hester Prynne, who was made to wear the
scarlet letter A as a consequence of her adulterous act.
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The masculine pronoun is used here only to avoid awkward constructions such as "himself or herself." We beg the reader's indulgence.
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Coalitional Exploitation
We move now from considering adaptations for sociality on the
small scale of dyadic cooperation and friendship to the broader and
perhaps more complex issues of within-group cooperation and
between-group competition. Our thesis is relatively straightforward. We argue that there are specific adaptations that are designed to cause individuals to desire to belong to groups (e.g.,
Baumeister & Leary, 1995; Baumeister & Tice, 1990) and, under
certain conditions, to systematically exclude and exploit members
of other social groups (Sidanius & Pratto, 1999; Tooby & Cosmides, 1988). From this premise, we argue that certain instances of
stigmatization can be understood as cases of out-group discrimination and exploitation.
This view of group psychology contrasts with explanations that
suggest that phenomena associated with the social psychology of
groups, such as stereotyping (e.g., Hamilton & Sherman, 1994;
Hamilton, Stroessner, & Driscoll, 1994) and in-group bias (e.g.,
Tajfel & Turner, 1986; Turner, Hogg, Oakes, Reicher, & Wetherall, 1987), are byproducts of general cognitive systems for categorization. Although categorization effects undoubtedly occur,
more specific cognitive systems are needed to explain the rich and
intricate dynamics associated with human group interactions. We
similarly reject claims that processes of kin selection and reciprocal altruism are sufficient to explain the human tendency to form
competitive groups (e.g., Rushton, 1989; van den Berghe, 1981).
Genetic similarity models, which are based on the principles of kin
selection, face extreme theoretical difficulties (Dawkins, 1979;
Tooby & Cosmides, 1989), and formal game theoretic models that
support the evolution of cooperation in two-person interactions
(e.g., Axelrod, 1984) do not generalize straightforwardly to interactions among more than two individuals (Boyd & Richerson,
1988).
Instead, we favor the view that human group psychology has
been shaped by selective forces beyond those involved in categorization and dyadic cooperation. In broad terms, two types of
models explain the evolution of cooperation in groups: those that
emphasize within-group cooperation per se (Caporael, Dawes,
Orbell, & Van de Kragt, 1989; Boyd & Richerson, 1992; Wilson
& Sober, 1994) and those that emphasize within-group cooperation
for the purpose of between-group competition (Alexander, 1979;
Eibl-Eibesfeldt, 1979; Sidanius & Pratto, 1999; Tooby & Cosmides, 1988; Wrangham, 1987). The first set of models holds that
groups composed of cooperators would have had a reproductive
advantage compared with groups of noncooperators, whereas the
second set suggests that adaptations for within-group cooperation
were selected because of their utility in exploiting members of
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Is there evidence for this phenomenon? Unfortunately, the history of warfare, from the Bible to the Greeks to modern times, is
replete with examples of individuals from the victorious group
raping or abducting (or both) the women of the losing coalition
(Chagnon, 1968; Johnson & Earle, 1987; van den Berghe, 1981;
see Bloom, 1995, for additional examples). Modern examples are
especially horrific, and hundreds of thousands of women have
been raped by invading soldiers during the wars of this century,
including World War II and the conflicts in Rwanda, Yugoslavia,
and Kuwait.7 In stark contrast, when men of a subordinate group
engage in sexual relations with a member of the socially dominant
group, even if it is consensual, the response from the dominant
group members tends to be extremely harsh (Sidanius, 1993;
Sidanius, Levin, & Pratto, 1998).
A second way in which the stigmatization process might be
distinctive in the context of intergroup aggression is that members
of advantaged groups should systematically exclude out-group
members from economic and societal benefits. These benefits
might include access to resources, the means of attaining resources, and, more generally, the social benefits provided to the
members of the dominant group. So, whereas identifying someone
as a poor cooperator might activate systems designed to avoid
proximity and reciprocal relationships, identifying someone as an
out-group member might lead to a broader desire for socioeconomic exclusion (see Sidanius, 1993, for support for this idea).
From a more general standpoint, the stigmatization process that
derives from the coalitional psychology described here should
operate in the context of individuals who are construed to be
members of particular social groups as opposed to merely possessing some personal feature or attribute (Lewin, 1948; Rabbie &
Horwitz, 1988), an idea that resonates with Goffman's (1963)
notion of a tribal stigma. That is, we should expect the features of
intergroup competition to be engaged in cases where a collection
of individuals is represented as having mutual interests and interdependence (e.g., Hamilton, Sherman, & Lickel, 1998; Lewin,
1948). This is not to say that coalitional psychology cannot be
engaged by the least hint of the possibility of confluence of
interests, as the vast literature on minimal groups highlights (Tajfel
et al., 1971; Tajfel & Turner, 1979).
Features unique to coalitional psychology. According to our
analysis, stigmatization that is based on out-group membership
should differ from the stigma of being a poor cooperator (discussed above) and the stigma of being a contagion risk (discussed
below).
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Parasite Avoidance
Whatever the origins of psychological mechanisms that cause
members of a social species to spend time in proximity to one
another, a critical problem that must be solved is how individual
members can avoid or fight off the parasites that are communicated from one host to another (Alexander, 1974; Poulin, 1991;
E. O. Wilson, 1980). Although parasites may play a critical role in
the evolutionary process (Hamilton, 1980; Tooby, 1982), they
have received little attention in terms of their power to drive
human psychological adaptations. In recent years, a growing number of researchers have begun to focus on parasites and their
effects, particularly in the area of mate selection and human
aesthetics (Gangestad & Buss, 1993; Thornhill, 1998; Thornhill &
Oangestad, 1993).
Because discussion of parasites is not common in psychology,
we begin this section by briefly discussing the problem of parasites, the effects they can have, and how infested organisms can be
distinguished from noninfested ones. Next, we discuss some nonhuman evidence for adaptations designed to minimize the transmission of parasites. Finally, we discuss the possible features of
psychological systems designed to cause people to avoid conspecifics who are infested and discuss evidence that lends credence to
the proposal that humans have adaptations to avoid parasitized
others.
Parasites are essentially small predators. They may take the
form of viruses, bacteria, or more complex organisms, such as
insects or worms. They move from one host organism to another,
using the host's energy to reproduce and eventually colonize other
hosts. Because parasites specialize in exploiting the particular
biochemical makeup of their hosts, transmission of parasites is
most likely between biologically similar organisms. So from the
point of view of parasite avoidance, a good strategy is to avoid
those who are most similar to oneself, namely conspecifics and
members of closely related species. Thus, the threat of communicable pathogens creates a tension between selection pressures for
sociality and selection pressures for parasite avoidance.
Parasites can have a number of effects on their hosts, many of
which lead to deviations from the organism's normal (healthy)
phenotype, with more virulent parasites more likely to lead to more
severe deviations (Hamilton & Zuk, 1982; Milinski & Bakker,
1990; M011er, 1990). These deviations come about for three reasons (after Ewald, 1980). First, parasites can cause damage that
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disrupts an individual's symmetry; creates marks, lesions, or discoloration of body parts; and causes behavioral anomalies as a
consequence of damage to muscles or muscle control systems
(Hubschman & Stack, 1992; M011er, 1990; Thornhill, 1992;
Thornhill & Gangestad, 1993). Second, the presence of parasites
might activate antiparasite systems (e.g., Dugatkin et al., 1994).
For example, birds infested with lice court less and groom more
than parasite-free ones (Clayton, 1990). Last, some parasites manipulate their hosts in order to increase their spread by inducing
coughing, sneezing, the excretion of fluids, and so forth. Because
increasing virulence results in faster host mortality and thus less
time for the pathogen to spread to a new host, adaptations to
manipulate hosts are more likely as virulence increases. A wellknown example of host manipulation is the case of the rabies virus,
which reduces canines' ability to swallow and increases its probability of biting, which act together to increase the spread of the
virus (Ewald, 1980).
Hosts, of course, have antiparasite defense systems, such as
physical membranes that present a barrier to a potential parasite,
biochemical defenses, or behavioral strategies, such as grooming,
preening, and avoiding places where parasites are likely to be (e.g.,
Clayton, 1990). Another defense is to avoid those individuals in a
population who are differentially likely to be carrying parasites.
Parasite detection systems can take advantage of the effects that
pathogens have on their hosts to use deviation from normal appearance as a cue to parasitic infection. For instance, several
species are capable of detecting when other members of their
species are parasitized and prefer to mate with those who are not
(Clayton, 1990; Hamilton & Zuk, 1982; M011er, 1990; Pomiankoski, 1989), a fact that seems to hold in the case of human mating
(Grammer & Thornhill, 1994; Low, 1990; Shackelford & Larsen,
1997). As discussed above, three-spined sticklebacks avoid individuals who are parasitized, even outside the mating context (Dugatkin et al., 1994).
However, parasite detection systems must face the problem that
the relationship between parasite infestation and visible cues is not
perfect for two reasons. First, there is some variability in the
effects parasites have on their hosts (Ewald, 1983, 1995). Second,
and more important, every individual deviates from the speciestypical design to some extent as a result of factors such as injury
or genetic noise. This variability creates a signal detection problem. The cost of a missthinking someone who is parasitized is
notcan be very high, resulting in debility or death. On the other
hand, mistaking imperfections resulting from other causes for
parasite infestation is problematic, as too many false positives will
exclude a large number of individuals as interaction partners, a
large cost in the context of the potential gains through social
exchange, friendship, and coalition formation.
What then should antipathogen adaptations look like? First, we
should expect human beings to have information-processing systems that are good at detecting correlates of parasite infestation.
This fact might have led to the evolution of systems that regard
deviations from the local species-typical phenotype to be ugly or
unattractive (Symons, 1979) because these deviations were correlated with the danger of parasitic infection (Thornhill & Gangestad, 1993). In this way, many human aesthetic preferences may be
systems designed to protect us from harm. As Thornhill (1998)
eloquently put it, "Beauty experiences are unconsciously realized
avenues to high fitness in human evolutionary history. Ugliness
defines just the reverse" (p. 544). The human capacity for detection of symmetry (e.g., Bruce & Morgan, 1975) and the corresponding aesthetic preference for it (Grammer & Thornhill, 1994)
might be important components of this system.
These preferences for features such as symmetry, unblemished
skin, and other reliable correlates of health should be reliably
developing features of the human psyche. This argument is paralleled by one in the literature on preparedness and phobias, which
suggests that humans (and other animals) easily develop fears to
cues of fitness threats that were repeatedly present during human
evolution, such as snakes and insects (Ohman, Fredrikson, Hugdahl, & Rimmo, 1976; Seligman, 1970, 1971; Siddle, Bond, &
Friswell, 1987). Similar to our view of parasite avoidance systems,
this view holds that the relative ease with which phobias to certain
types of dangers are acquired is due to the existence of domainspecific learning mechanisms designed to keep people away from
these dangers. The issue is far from settled (Davey, 1995; Lovibond, Siddle, & Bond, 1993; McNally, 1987), though it is interesting to note that systems designed to fear spiders and other
insects are probably also antiparasite adaptations.
A second feature of adaptations to avoid parasitized others
would be a desire to avoid physical contact with, or even close
proximity to, potentially parasitized individuals. As a corollary, the
detection of a diseased individual should cause one to prefer not to
engage in tasks that require close physical contact or the possibility
of the exchange of bodily fluids.
Third, because of the possible cost of misses, the system should
be biased toward false positives (see Haselton & Buss, 2000, for a
discussion). This bias might take the form of reacting to relatively
scant evidence that someone is infested but requiring much stronger evidence that someone is free from infection.
This view makes a number of predictions. First, it predicts that
cues to the presence and severity of disease should correlate with
desires to physically distance oneself from and avoid physical
interactions and contact with potentially parasitized individuals
and anything that has come in contact with that individual (Bishop
et al., 1991; Kleck, 1969; Kleck, Ono, & Hastorf, 1966; Mooney,
Conn, & Swift, 1992; Navon, 1996; Stephens & Clark, 1987;
Worthington, 1974). Second, it predicts a pattern of errors in
judgment consistent with a bias toward false positives as opposed
to misses. Seemingly irrational decisions with respect to knowledge that someone is infected with AIDS, or even cancer, might be
manifestations of the operation of these hypervigilant systems
(e.g., Mooney et al., 1992; Rozin, Markwith, & Nemeroff, 1992;
Trinkaus & Chow, 1990). Similar irrational judgments have been
observed (a) in the context of participants' unwillingness to ingest
food items that resemble potentially hazardous items, even when
the participants know the items are perfectly safe and sanitary
(Rozin & Fallen, 1987; Rozin, Fallon, & Mandell, 1984), as well
as (b) in the context of phobias (Seligman, 1971). Third, it predicts
that the etiology of the contamination should be relatively unimportant in mediating individuals' reactions to a diseased other.
That is, if an individual is perceived as a contaminant risk, the
origin of the contaminant should not influence one's choices about
physical interaction (e.g., Sheehan et al., 1989).
The social and physical isolation of individuals who project cues
of being diseased has a long history. In the Bible, Moses and
Aaron are given extremely specific and detailed instructions with
regard to detecting and handling those with various skin disorders
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that were placed into the general category of "leprosy." In particular, lepers were to be isolated, and contact with their clothing and
so forth was to be avoided. People with skin diseases such as
psoriasis are similarly stigmatized today (Fava, Perini, Santonastaso, & Fornasa, 1980; Ginsburg & Link, 1993; Ramsey &
O'Reagan, 1988). History and literature provide many other examples of individuals who are systematically excluded or distanced because of deviations from species-typical design in terms
of either their bodies or their behaviors (von Hentig, 1948; Winzer,
1997).
An obvious test case for the contagion hypothesis is to consider
the stigmatization process in the context of HTV and AIDS, the
preeminent contagious disease of the last two decades. There can
be little doubt that AIDS carries a significant and harsh social
stigma (e.g., Crandall & Coleman, 1992). Indeed, in an eerie
reminder of leprosy, Herek and Capitanio (1998) found that more
than a third of the respondents in their survey indicated that people
with AIDS should not be allowed in society, and many indicated
a strong desire to avoid physical interaction with them.
During the 1980s and early 1990s, attitudes toward and stigmatization of people with AIDS were presumed to be in large measure due to its association with moral transgressions, namely drug
use and homosexual behavior (Herek & Glunt, 1988; Katz et al.,
1987; Pryor, Reeder, Vinacco, & Kott, 1989; Sheehan et al., 1989;
Sontag, 1989). A great deal of evidence certainly accumulated that
attitudes toward homosexuality played an important role in attitudes toward people with AIDS (Herek, 1990; Pryor, Reeder, &
McManus, 1991; Pryor et al., 1989).
However, this "symbolic" view of attitudes toward people with
AIDS has been challenged. Results of experiments by Crandall
(1991) and Fish and Rye (1991) suggested that the stigma of
homosexuality leads to a desire for symbolic social distance,
whereas the stigma of AIDS leads to a distinct desire for physical
distance. Similar results were obtained by Bishop et al. (1991),
who found that "willingness to interact with a disease victim was
strongly related to the contagiousness of the disease but only
weakly related to its association with homosexuality" (p. 1877; see
also Pullium, 1993). These results resonate with findings that
people try to put physical distance between themselves and AIDS
patients but not homosexuals (Mooney et al., 1992).
More recently, Crandall, Glor, and Britt (1997) generated data
that further call into question the symbolic aspects of the people
with AIDS stigma. One of the most interesting findings is that
attitudes toward homosexuality correlate with rejection of amputees as well as people with AIDS, suggesting that people who hold
negative attitudes toward gay men and lesbians may have a lower
threshold for disease avoidance, a possibility alluded to by Bishop
et al. (1991). Other data indicated that desire for social distance
was predicted by instrumental concerns, leading to the conclusion
that, in contrast to stigmatizing conditions that constitute symbolic
threats, "the more important threat with respect to AIDS in particular is the instrumental threat of contagion, sickness, and mortality associated with the illness" (Crandall et al., 1997, p. 115).
These findings are supported by data from Herek and Capitanio
(1998) that suggest that people's strategies for avoiding people
with AIDS are correlated with their beliefs about contagiousness.
We are not suggesting that homosexuals are not stigmatized on
the basis of symbolic and social factors. Rather, we are suggesting
that many behavioral reactions to AIDS (and other diseases) can be
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stigmatizing conditions, we believe that disruption of the interaction is an effect of the stigmatization that derives from one of the
other systems.
An important mediating variable that we have not discussed in
this analysis is peril, or danger. We agree that peril or danger is
likely to apply in the context of many stigmatizing conditions, but
we believe that it is important to distinguish why others are
considered dangerous and how people make these judgments. The
nature of the danger is clearly important: One's response to a
dangerous other is going to differ if one is facing someone who
gives cues that he or she is contagious compared with someone
who obviously has hostile intentions. In this sense, the role of
danger depends on the reason for stigmatization, and, similarly, the
factors influencing perceptions of dangerousness will depend on
the type of stigmatizing condition.
Not all of these predictions are unique, but what distinguishes
the evolutionary view from others is that stigmatizing conditions
are not treated in unitary fashion. Thus, the most important prediction of the model is that different phenomena should be consistently associated with conditions that fall into each category.
Other models, such as those based on self-esteem, for example, do
not obviously yield predictions that differ from one stigmatizing
condition to another. The typology presented here should also hold
for stigmatizing conditions across cultures, which provides another
avenue by which different components of the model can be tested.
Historical or cross-cultural examples in which these predictions
are contradicted would constitute serious challenges to the model
proposed here.
Conclusion
The general thrust of the arguments advanced here is that the
process of stigmatization revolves around the exclusion of particular individuals from certain types of social interactions. In this
analysis, we have largely ignored the psychological states of the
person being stigmatized, including his or her attributions, selfesteem, attitudes, and achievement outcomes, all of which have
played prominent roles in stigma research. We have similarly
neglected the threats that stigmatized individuals face and the
strategies that they use to cope with these threats. (Readers who are
interested in a comprehensive review of the literature regarding the
consequences of stigmatization are referred to Crocker et al.,
1998.) We will not try to redress this omission because it would
take us far from our primary focus. Instead, we consider here
briefly how the evolutionary approach fits in with the extant
stigma research.
Our evolutionary analysis of stigma is an attempt to specify the
ultimate level selection pressures that might have faced human
beings during the course of evolution. We have been less explicit
about the design of the mechanisms that natural selection produced
to solve these problems, but we believe that identifying the selection pressures represents a critical first step. We have tried to give
a flavor of the information in the environment to which we would
expect psychological systems to be sensitive (such as cues to
parasitic infestation) and the decision rules that might be deployed
in response to these cues. However, a complete description of the
design features of these systems and the ways in which they
interact represents a formidable task, requiring more intense consideration of each specific selection pressure and empirical work to
determine the nature of the systems designed to solve the problems
of sociality.
With some few exceptions, psychologists investigating the nature of social exclusion have been indifferent to ultimate or evolutionary considerations. Sidanius (1993) is an exception, but his
reliance on group selection to bridge the gap between the ultimate
and proximate levels is unsatisfying because group selection processes are likely to be extremely constrained in the conditions that
allow for their operation. Other exceptions include those interested
in questions of mating, where decisions to mate with one individual preclude the possibility for mating with another, at least temporarily (e.g., Buss, 1994; Kenrick, Groth, Trost, & Sadalla, 1993;
Kenrick & Keefe, 1992), and certain discussions of people's need
to avoid social exclusion (Baumeister & Leary, 1995; Leary &
Downs, 1995).
Although evolution is likely to fashion mechanisms that are
specifically suited to solving a particular problem, various systems
operate in the same organism, requiring the simultaneous activation and deactivation of systems in dynamic fashion. Consider the
tension between mechanisms designed to deliver benefits to kin
and systems designed to avoid parasites. It is clear that human
beings deliver succor to ill relatives, and the willingness to do so
is probably mediated by decision rules that take into account
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