Master of Magical Power The Nath Siddhas in The Light of Esoteric Notions by Gorden Djurdjevic
Master of Magical Power The Nath Siddhas in The Light of Esoteric Notions by Gorden Djurdjevic
Master of Magical Power The Nath Siddhas in The Light of Esoteric Notions by Gorden Djurdjevic
by
G O R D A N DJURDJEVIC
B.A., The University of Belgrade, 1989
M . A . , The University of British Columbia, 1999
A THESIS SUBMITTED IN P A R T I A L F U L F I L M E N T OF
THE REQUIREMENTS FOR THE D E G R E E OF
DOCTOR OF PHILOSOPHY
in
THE F A C U L T Y OF G R A D U A T E STUDIES
(Asian Studies)
ABSTRACT
The Nath Siddhas are North Indian yogis with tantric associations who claim guru
Gorakhnath, their founding adept, to be an incarnation of the god Siva. They strive to
obtain the eternal body through a regime of yogic practices, which are aimed at
transmutation of sexual fluids into elixir. The masters of this yoga are the siddhas, the
possessors of the siddhis, which are occult powers that culminate in immortality and
deification. The Sayings of Gorakh (Gorakh Bant) is a collection of medieval Hindi
poetry attributed to their founder.
Scholars have noticed the importance of the occult in the lifestyle of the Naths.
The
category
of the
rarely
given appropriate
theoretical
considerations. The academic discipline for the study of Western esotericism, conversely,
directly engages the study of the occult but in a culturally and geographically limited
setting. I demonstrate that there are heuristic advantages in applying the conceptual
vocabulary and theoretical conclusions of esoteric studies to the investigation of tantra
and the yoga of the Nath Siddhas. To do so, I employ the model of esotericism developed
by Antoine Faivre. I make evident that all its major elements are applicable to the theory
and practice of the Naths. The contextual focus of my exposition is The Sayings of
Gorakh, partially translated by Shukdev Singh and myself.
I apply the model of esotericism to the Naths by making a threefold thematic
division of the subject matter. I investigate their understanding of body and sexuality,
speech and rhetoric, and mind and ideology. I propose that yoga is comparable to magic
understood as a quest for power (where power is taken to be the sacred), based on the
cultivation of imagination (which I compare to yogic meditation) and the principle of
eros (the drive towards union). Other esoteric notions such as correspondences (between
micro- and macrocosm), living nature (understood as sakti) and transmutation (what the
yogis call the reversal, ulta sadhana) are shown to be equally essential in the yoga of the
Naths. I conclude suggesting that esotericism should be seen as a cross-cultural
phenomenon.
iii
T A B L E OF CONTENTS
Abstract
ii
Table of Contents
iv
Acknowledgments
vi
Co-authorship Statement
INTRODUCTION
The Nath Siddhas, Magic, the Occult and Esotericism
viii
1
5
10
16
Components of Esotericism
18
Power
23
28
34
37
40
49
Magic
52
Alchemy
60
63
69
73
91
112
114
iv
Mantras
116
Sabad
119
Nad
124
126
Rhetoric
132
145
148
150
166
171
177
CONCLUSION: ESOTERICISM, T A N T R A , A N D
THE T R A N S L A T I O N OF C U L T U R E S
182
WORKS CITED
190
200
201
Sabads
203
Pads
259
ACKNOWLEDMENTS
During the process of researching and writing this Thesis, I received generous help and
support from numerous persons and institutions. I am grateful to each one of them,
including those I will inadvertently overlook in these acknowledgements.
In India, my thanks and deepest respect go to Dr. Shukdev Singh, formerly of
Benares Hindu University. He not only agreed to collaborate on the translation of The
Sayings of Gorakh, but also acted throughout that period as a wise patron and friend. I
cherish the memory of those mornings spent in his home, engaged in what he used to call
'fighting with the text.' I learned so much from our discussions, and I enjoyed and
admired his vast learning and his joie de vivre. I am grateful and indebted to him vastly.
In Canada, I benefited from lessons and conversations with professors and
students from various faculties at the University of British Columbia in Vancouver. M y
most sincere gratitude goes to the faculty and staff in the Department of Asian Studies.
This Thesis has benefited enormously from the feedback I received from my colleagues
and friends, Tanya Boughtflower, Harjeet Grewal, and Kathleen Wyma. They read the
early versions of each chapter and responded with intelligent and creative criticisms, and
they offered constant support. Tanya also generously helped my English with constant
advisement on grammar and style. Thank you all.
I am especially pleased to acknowledge the support and guidance I received from
my Thesis supervisors. Dr. Daphna Arbel, of the Department of Classical, Near Eastern
and Religious Studies, has been supervising and assisting my work for almost a decade,
urging me constantly to remain focused and contextualize my tendency to speculate. Dr.
vi
Harjot Oberoi, of the Department of Asian Studies, has been helpful on various fronts,
stimulating as both a lecturer and conversationalist, and inspiring through his scholarship.
Dr. Ken Bryant, also of the Department of Asian Studies, has given most generously both
of his time and of his advice throughout every phase of the writing of this Thesis. Ken
has supervised the work from the initial false starts and cul-de-sacs to the light at the end
of the tunnel, never interfering with my choice of destination, but always pointing out the
clashes I am bound to suffer if I don't clear the road. M y gratitude and respect for his
guidance are immense.
I was also fortunate to receive constant help and support on the domestic front.
Sasha Paradis has collaborated on this project from the beginning. She has read and
commented on every aspect of this work and provided encouragement when all the ships
were sinking. Without her assistance, wisdom, and good taste this Thesis would be
greatly impoverished. Dragana Bozickovic Djurdjevic contributed constant moral support
and advice. Branko Vrbic helped through astute conversations and book lending. I am
thankful for all the above for their help and friendship.
The research on which this Thesis is based was funded by the Government of
India (Gol) through the India Studies Program of the Shastri Indo-Canadian Institute
(SICI). Neither the Gol nor SICI necessarily endorses the views expressed herein.
I acknowledge with many thanks the generous support from the Asa Johal
Fellowship in Asian Studies and the Goel Scholarship in South Asian Studies.
Any factual mistakes and errors of judgement in the text are my sole
responsibility.
This Thesis is dedicated to Ivan and Cailleach.
vii
CO-AUTHORSHIP S T A T E M E N T
The Appendix of this Thesis, which consists of the translation of the sabads and pads
from the collection of texts known as the Gorakh Barn, has a joint authorship. These
translations are the result of collaboration between Gordan Djurdjevic and Dr. Shukdev
Singh, formerly of Benares Hindu University, Varanasi, India. More information on the
process of translation can be found in " A Note to the Translations" (pp. 201-2), to which I
refer the reader. Stated succinctly, Gordan Djurdjevic did the first rough version of the
translations from medieval Hindi and Dr. Singh checked the accuracy of these, corrected
errors, and provided commentaries and background information. The whole process was
envisioned and conducted in the spirit of mutual endeavour, as a joint enterprise.
Therefore, Shukdev Singh and Gordan Djurdjevic are to be considered co-authors of the
translations found in the Appendix (pp. 203-326).
viii
INTRODUCTION
This study is intended with a twofold purpose in mind. On a less controversial level, I am
presenting a translation of the significant part of the vernacular yogic anthology known as
the Gorakh Bam, or The Sayings of Gorakh. This translation has a joint authorship; it is
the product of collaboration between Dr. Shukdev Singh and myself. We have translated
1
' For this translation and the description of the translation process, see the Appendix. I have to make it clear
that what I will be calling 'The Sayings of Gorakh' in this study refers only to the sabad and pad section of
the collection of texts compiled by Pitambaradatta Barthwal and issued as Gorakh Bam (Allahabad: Hindi
Sahitya Sammelan, 1955 (1 ed. 1942). These two sections are the most voluminous in the collection; in
Barthwal's edition they occupy pages 1-158. Occasionally, I make references to the other texts from this
collection. Their translations are not included in the Appendix. These translations are mine. Whenever I
st
the sabad and pad section of the text in Benares, India, in the period between November
2002 and April 2003. This text, The Sayings of Gorakh, is a collection of late medieval
Hindi poetry, traditionally ascribed to Gorakhnath: a celebrated adept of hatha ('intense')
yoga, and one of the founders of the order (sampraday) of the Nath Siddhas. On the level
of hermeneutical engagement with the text, in my conceptual approach to the theory and
practice of the Nath Siddhas in general, I am suggesting that our understand of these
yogis will be enriched if we conceptualize and theorize about the categories of
esotericism, the occult, and magic (soon to be explained). What follows, then, is my
attempt to elucidate the meaning of the text of The Sayings of Gorakh through the
application of the conceptual apparatus of esotericism. In this sense, this Thesis is, in
addition to the translation of texts, an attempt at the translation of cultures, in the light of
Stanley Tambiah's remarks quoted in the motto above. M y central argument is twofaceted: I propose that Indian tantra and hatha yoga stand in analogical relation to
Western esotericism and that the two traditions, although rooted in their respective
cultural environments and shaped by their particular historical trajectories, share a
number of formal similarities.
'Master of magical powers' is a possible translation of the Hindi designation Nath
Siddha. 'Nath Siddhas' is thus a generic term for a North Indian group of yogis who claim
spiritual descent from the god Siva, his human disciple Matsyendranath, and the
probable historical founder of their order, the great guru Gorakhnath. Popularly known as
the jogis, they are credited, inter alia, with the development of the discipline of cultivated
body, hatha yoga, the central practices of which concern the assumptions of various
refer to the Gorakh Barii, instead of The Sayings of Gorakh, it should be understood that the reference is
made to these other texts.
bodily postures and a regime of breathing exercises and meditations. The metaphysical
aspect of this form of yoga implicates the possibility of achieving immortality by
inwardly drinking the elixir, produced through the sublimation of semen and the
awakening of the latent energies in the body. This position places the Nath Siddhas
*
within the broader milieu of Indian tantra. The historical origins of the group lie in
medieval times, and although the order still exists, it has long passed the zenith of its
strength and influence. The literature produced by these yogis is preserved both in the
Sanskrit idiom and in the collections of vernacular poetry, traditionally transmitted
through the medium of song by traveling ascetics. One collection of such poetry is the
3
already mentioned text of The Sayings of Gorakh. The Nath Siddhas and The Sayings of
Gorakh will be the contextual focus of this work.
The Nath Siddhas have been the subject of a relatively modest number of
academic studies in the Western languages. In 1937, Mohan Singh authored a pioneering
study, Gorakhnath and Medieval Hindu Mysticism, which introduced the subject of the
4
Nath yogis and provided basic information on their most important adepts. Singh also
speculated on historical issues, and presented some translations, the most important being
There is no scholarly consensus as to the tantric nature of the Nathist yoga, and some, notably David
Gordon White, prefer to regard the tantra and yoga as discrete traditions. Vide infra. I do not engage the
issue for the simple reason that my suggested conceptual category, that is to say esotericism, encompasses
both tantra and yoga (or, at least, the hatha yoga variety associated with the Naths).
See for example, Edward O. Henry, Chant the Names of God: Musical Culture in Bhojpuri-speaking Area
(San Diego: San Diego State University Press, 1988), in particular 160-89; Ann Grodzins Gold, A Carnival
of Parting: The tales of King Bharthari and King Gopi Chand as Sung and Told by Madhu Natisar Nath of
Ghatiyali, Rajasthan (Berkeley: University of California Press, 1992; and Catherine Champion, " A Contre
Courant (Ulta Sadhana). Tradition Orale du Nord-est de lTnde: L'example des Recits Chantes Bhojpuri"
in Living Texts from India, eds. Richard K . Barz and Monika Thiel-Horstmann (Wiesbaden: Otto
Harrassowitz, 1989), 63-85.
Mohan Singh, Gorakhnath and Medieval Hindu Mysticism (Lahore: Oriental College, 1937).
the Gorakh Bodh, consisting of the conversation between Gorakh and his teacher
Matsyendranath. This was followed by George Weston Briggs' Gorakhnath and the
5
Kanphata Yogis. Briggs presents a wealth of information - for example, he has supplied
6
a Sanskrit text of the Goraksa Sataka together with the English translation - but his
exposition is marred by a condescending approach and poor organization of the material.
More important was Shashibhushan Dasgupta's Obscure Religious Cults, which treated
7
the Naths together with some non-orthodox Buddhist, Vaisnava, and Muslim groups.
Dasgupta is probably the first scholar who emphasized the connection between the
techniques of hatha yoga and Indian alchemy. Akshaya Kumar Banerjea wrote the most
detailed study on the subject of the Philosophy of Gorakhnath? mostly based on material
from Sanskrit sources. Some of the most interesting and valuable work on the Nath yogis
was done by Gopinath Kaviraj, who also focused on doctrinal issues and Sanskrit texts,
exemplified by essays such as the "Philosophy of the Nathas," and "Some Aspects of the
9
10
st
st
10
11
and subsequent yogis, Bharthari and Gopicand. The work of Veronique Bouillier deals
with the Naths in Nepal, their relationship with the ruling dynasties, and her particular
insistence that the main aspect of yogic stories and legends is related to the princely
character of their heroes.
13
Naths based on Marathl sources attributed to the famous Maharastrian saint Jnandev.
14
David Cashin authored a very fine study of what he designates as 'the Sahajiya-NathSufi confluence in Bengal.' The most comprehensive work so far is a study by David
15
16
broad in its scope, although the kernel of his book centers on yogic internalization of the
methods of Indian alchemy.
Ann Grodzins Gold, Carnival of Parting; "Gender and Illusion in a Rajasthani Yogic Tradition," in
Gender, Genre, and Power in South Asian Expressive Traditions, eds. Arjun Appadurai, Frank J. Korom,
and Margaret A. Mills (Philadelphia: University of Pennsylvania Press, 1990), 102-35; "The Once and
Future Yogi: Signs of Rule and Renunciation in the Rajasthani Tale of Gopi Chand," Journal of Asian
Studies, 48, 4 (1989), 770-86.
See, for example, Veronique Bouillier, Ascetes et Rois: Un monastere de Kanphata Yogis au Nepal
(Paris: CNRS Editions, 1997; "Growth and Decay of a Kanphata Yogi Monastery in South-West Nepal," in
The Indian Economic and Social History Review2%2 (1991), 151-170; "The King and His Yogi: Prithvi
Narayan Sah, Bhagavantanath and the Unification of Nepal in the Eighteenth Century," in Gender, caste
and Power in South Asia: Social Status and Mobility in a Transitional Society, ed. John P. Neelsen (New
Delhi: Manohar, 1991), 3-21.
Catharina Kiehnle, Songs on Yoga: Texts and Teachings of the Maharastrian Naths (Stuttgart: Franz
Steiner Verlag, 1997).
David Cashin, The Ocean of Love: Middle Bengali Sufi Literature and the Fakirs of Bengal (Stockholm:
Association of Oriental Studies, 1995).
12
13
14
15
esotericism. I will provide the elaboration of these concepts in due course, but the basic
definitions might be beneficial immediately, so that the reader may follow the line of my
argument.
By magic I mean an action, often ritual and symbolic in character, by which the
performer attempts to acquire power and induce desired change. Unlike prayer, which is
based on expectation of divine grace, the effects of magic are supposed to ensue as a
necessary outcome of the performed action(s). I will subsequently argue that in magic
power has a sacral character, that its driving mechanism is the cultivated imagination, and
that its nature is 'erotic' Magic is also one of the occult disciplines or 'sciences.'
The occult itself is sometimes taken as a synonym for magic, at other times its
semantic range is conflated with esotericism. I try to maintain a heuristic division,
17
clearly worked out by Edward Tiryakian (vide infra), between esoteric theory and occult
practice. The gist of Tiryakian's analysis is that the occult practices rely on hidden forces
in nature and the human mind in order to produce empirical results. The occult disciplines
include magic, alchemy, divination, astrology, and the like.
The occult practices rest on the assumptions of esoteric theory. "Derived from the
Greek term esoteros, esotericism refers to what is 'inner' or hidden, what is known only to
the initiated few, and closed to the majority of mankind in the exoteric world."
18
Perhaps
the most fundamental esoteric idea consists of the notion of correspondence between
David Gordon White, The Alchemical Body: Siddha Traditions in Medieval India (Chicago and London:
University of Chicago Press, 1996.
To give just one example, in a recent and excellent study on the place of occultism in the formation of
modernity, the author makes a reference to the prolific writer A . E. Waite who "noted that the terms
'transcendental, Hermetic, Rosicmcian, mystical, esoteric or occult' were used 'indiscriminately' during the
nineteenth century..." Alex Owen, The Place of Enchantment: British Occultism and the Culture of the
Modern (Chicago and London: University of Chicago Press, 2004), 52. Owen herself blures the distictions
when she refers, for example, to '"esoteric philosophy' or occultism." Ibid., 4.
16
17
various aspects of reality. This idea leads to the postulate of the human being as a
microcosm, or to use the Sanskrit term, ksudra brahmanda. The whole world, god(s)
included, is present within the hidden aspects of the human body and mind. This
postulate determines the typically esoteric sense of spiritual attention, which is often
characterized by the inward turn and the rejection of trappings of external (exoteric)
religion.
To return to the jogis: they are customarily described as being involved in magical
practices and as possessors of esoteric knowledge and occult powers. They have diamond
and eternal bodies, fly through the air, generate living beings out of ashes, and perform
all sorts of other magical feats - generally associated with the eight supernatural powers
or siddhis}
20
George W. Briggs
declares that, "Quite in keeping with the claims to supernatural power, which skill the
Yoga is supposed to confer, is the popular belief that Yogis work in magic." In a similar
21
manner, Catherine Champion states that "Gorakhnath is described [in the yogic lore] as a
magician, as a vidyadhara or the possessor of the occult powers, the knower of the occult
Hugh B. Urban, "Elitism and Esotericism: Strategies of Secrecy and Power in South Indian Tantra and
French Freemasonry," in Numen, 44 (1997), 1.
"The eight supernatural faculties, viz., Anima (the power of becoming as small as an atom), Mahima (the
power of becoming big), Laghima (the power of assuming excessive lightness at will), Garima (the power
of becoming as heavy as one likes), Prapti (the power of obtaining all objects at well [sic; ' w i l l ' is meant]),
Prakamya (the power of obtaining all objects of pleasure at will), Isitva (the power of obtaining supremacy
over everything) and Vasltva (the power of subduing, fascinating or bewitching) are well known in the
school of yoga. ... These powers are generally known as the eight power of the lord Siva himself, who is
the lord of yoga. The Nath Siddhas ... displayed throughout these eight supernatural powers." Dasgupta,
Obscure Religious Cults, 212.
Ibid., 211. Emphasis added.
Briggs, Gorakhnath, 128.
19
2 0
21
science."
The category of the occult is not, however, engaged in a serious way nor is it
given adequate treatment in the academic works dealing with the Naths. Even White,
whose study explores in great detail the occult science of alchemy, does not correlate its
principles with the broader conceptual foundations of the esoteric and magical
Weltanschauung. This attitude would be less problematic i f the occult was generally well
known and clearly understood. However, this is hardly the case. There is little in the
literature on the Naths that provides adequate answers to the questions: What is the
occult, what are its ideological presuppositions, its cross-cultural similarities and regional
particularities?
This same critical remark - the lack of theoretical engagement with the category
of magic or esotericism - can be applied to tantric studies in general. There is a noticeable
tendency to emphasize and focus on the spiritual and philosophical aspects of tantra, at
the expense of its 'dark' side characterized by the occult quest for power. Jeffrey Kripal
makes the following pertinent remark: "Too often scholars have equated Tantra with a
philosophical school enshrined in ancient Sanskrit texts and have ignored the popular
connotations of the term Tantrika, almost all of which revolve around the notions of
magical power, strangeness, seediness, and sex."
23
scholars have pointed out, perhaps too often, Tantra is an esoteric culture, infamously
difficult to study." Douglas Renfrew Brooks similarly sees the particularity of tantras
24
and tantrikas in the context of "their popular associations with eroticism, alchemy, and
2 4
magic"
and claims that "Tantric tradition ... provides a wealth of materials for studies
9ft
27
Therefore, it appears a
28
Douglas Renfrew Brooks, The Secret of the Three Cities: An Introduction to Hindu Sakta Tcmtrism
(Chicago and London: University of Chicago Press, 1990), 5.
Ibid., x.
Sanjukta Gupta, Dirk Jan Hoens and Teun Goudriaan, Hindu Tantrism (Leiden and KfJln: E. J. Brill,
1979), 23.
Brooks, Secret of the Three Cities, 210, n.4, writes that "there has so far been no systematic effort to
provide a theoretical footing for studying Tantrism in the context of comparative studies in religion." In his
assessment of the state of esoteric studies, Hugh B . Urban makes a comment that "what is still lacking, I
believe, is any broader cross-cultural and comparative-framework; nor has there been adequate attention
given to the concrete social and political role of the esoteric traditions within their historical context."
"Elitism and Esotericism: Strategies of Secrecy and Power in South Indian Tantra and French
Freemasonry," Numen, vol 44, 1 (1997), 2.
2 5
2 6
2 7
2 8
then lies in the effort to understand a particular tantric manifestation, the Nath Siddhas, in
the mirror of the theoretical apparatus developed in the study of (Western) esotericism. In
order to do so I will take advantage of a model established in the work of Antoine Faivre.
The French scholar conceptualizes esotericism on the basis of four primary and two
secondary characteristics, to be explained in due course. This model will be amplified,
and perhaps modified, by incorporation of the relevant insights of other scholars as well
as by my application of it onto a non-Western subject. To commence, let me delineate the
contours of the issue. In what follows, I will first present a snapshot of general features
associated with the Nath yogis, following which I will provide basic clarification of the
conceptual model of esotericism.
THE N A T H SIDDHAS
The
Nath Siddhas,
whose
other
appellations
include
the
Gorakhnatis,
the
kanphata yogis (the 'split-ear yogis'), or, as already mentioned, simply the jogis, appear
as an organized order (sampraday) in India somewhere between the 9 and 12 centuries
th
th
Siddhas, the two groups being occasionally confused.) The originator of the order of the
Urban, Tantra, 3. The concept of the 'dialectical image' was advanced by Walter Benjamin. See his
Illuminations, ed. Hannah Arendt (New York: Schocken Books, 1969).
See the admirable feat of sorting out the history of the order in White, Alchemical Body, especially pp.
78-122.
2 9
3 0
10
Nath yogis is believed to be the great god Siva, wherefrom his designation as Adi Nath,
or the 'Original Master.' His immediate human disciple was the controversial figure
Matsyendranath, whose most important disciple, the great guru Gorakhnath, is often
deified. The primary characteristic of this group of yogis consists in their insistence that
31
the ultimate spiritual goal, which in this case entails the acquisition of immortality and
the assumption of the status of a 'second Siva', is attainable through the manipulation of
the body, more specifically bodily fluids and currents of energy, aided by meditation,
through the regime of the 'intense' i.e. hatha yoga. Generally speaking, the practice
consists of yogic postures, breathing exercises, mantra chanting, visualizations, and, in
certain cases, ritual sex. David Gordon White summarizes the yogic system of the Naths
as follows:
This system projected upon the gross human body a remarkably intricate
physiology of the yogic or subtle body, which was composed of a series of
energy centers, networks of channels, and an array of male and female
divine forces. It was upon this subtle body that the yogic practitioner,
through an elaborate combination of postures, breathing techniques,
meditative states, and acoustic devices, came to channel forcibly all of his
internalized divine energies, breaths, bodily fluids, and mental states into a
single point, at which he realized, once and for all time, bodily perfection
and immortality.
32
Devoid of strict requirements for sanskritic learning and brahminical culture, unconfined
by a formal hieratic mediation and temple worship, this yoga is, therefore, and in
contradistinction with the Patanjali-associated astahga, primarily a form of praxis, a
sadhana, and not a philosophical system, darsana. Although by all accounts a difficult
enterprise to carry out, it is conceptually and methodologically simple. Its success is not
3 1
11
Jains,
the message of the Nath Siddhas, as recorded in The Sayings of Gorakh, contains a moral
aspect - a call to simple life and sexual continence - and a voice of social critique, mostly
addressed to the pundits, whose bookish learning is ridiculed and whose authority is
rejected. Since success in the form of yoga as envisioned by the Naths depends primarily
on the knowledge and mastery of one's body and its subtle aspects and not on the
presuppositions of the brahmanical varnasramadharma it is potentially subversive to the
same and as a consequence it is sometimes criticized and often marginalized. As already
stated, the order is customarily considered to be tantric in character.
According to the Nath Siddhas, the key to salvation - which is the ultimate raison
d'etre of every Indian spiritual and philosophical system - lies in the reversal of a certain
process which under ordinary conditions inevitably leads to enslavement in illusion, and
ultimately to death. This process is intimately related to human sexuality, or more
David Gordon White, "Wonders of Sri Mastnath," in Religions of India in Practice, ed. Donald S.
Lopez (Princeton, N.J.: Princeton University Press, 1995), 399-400.
The theory and practice of the early medieval Buddhist Sahajiyas bears close resemblance to the general
outlook of the Nath Siddhas. See, for example, Dasgupta, Obscure Cults, 1-109; Per Kvaerne, An
Anthology of Buddhist Tantric Songs: A Study of Caryagiti (Bangkok: White Orchid Press, 1986 [1977]).
Closely related are also the Buddhist Siddhacaryas, or Mahasiddhas, for which see Masters of Mahamudra:
Songs and Histories of the Eighty-Four Buddhist Siddhas, trans, and commentary by Keith Dowman
(Albany, N . Y . : S U N Y Press, 1985).
"Matsyendra was ... the father and guru of the two Jain tirthamkaras NTmnath and Parasnath." White,
Alchemical Body, 93. See also Paul Dundas, "The Jain Monk Jinapati Suri Gets Better of a Nath YogT," in
Tantra in Practice, 231 -8.
See, for example, Cashin, Ocean of Love. Two sixteenth century Indian Sufi romances abound in the
Nath lore motifs; see Malik Muhammad Jaisi, Padmavati, trans. A. G . Shireff (Calcutta: Royal Asiatic
Society, 1944), and Manjhan, Madhumalati: An Indian Sufi Romance, trans, with Introduction and Notes
by Aditya Behl and Simon Weightman with Shyam Manohar Pandey (Oxford: Oxford University Press,
2000). On the agonic elements in the encounters between Sufis and the Naths, see Simon Digby, "To Ride
a Tiger or a Wall? Strategies of Prestige in Indian Sufi Legend," in According to Tradition: Hagiographical
Writing in India, eds. Winand M . Callewaert and Rupert Snell (Wiesbaden: Harrassowitz, 1994), 99-129.
On the relationship between Naths and Indian Ismailis, see Dominique-Sila Khan, "Conversation between
Guru Hasan KabTruddTn and JogT Kanipha: Tantra Revisited by the Isma'ili Preachers," in Tantra in
Practice, 285-95.
3 2
3 3
3 4
3 5
12
The released
semen is the gross form of a subtle substance that has a potential value - i f not wasted as the elixir of immortality, the amrt. In this respect, the Nath Siddhas, as David Gordon
White, following Dasgupta and others,
39
transform base metals into gold and to find the elixir of immortality, or at least the means
of longevity. The Nath Siddhas correlate the methodology of alchemy with yoga, and
perform their practices in the laboratory of their bodies. Indian alchemy takes mercury as
the basic substance to be transformed; with the Nath Siddhas, the mercury is replaced by
semen {bindu). Thus we find the following precept: "Bindu in the mouth of vagina is
[like] mercury in the mouth of fire. / Whosoever preserves it, he is my guru." As a
40
consequence of this position, the Nath Siddhas embraced what appears to be an antisexual and misogynist stance.
At this point, I would like to emphasize the following assertion: the theory and
practice of the Siddhas are inseparably related to the issue of sexuality. The question is,
Obviously, the yogic lore assumes a male viewpoint and discusses human body from such a perspective.
In practice, however, this sexist attitude is counterbalanced by the fact that women are admitted into the
Order as initiates. According to Briggs, "Women who have been initiated into the sect are numerous. Those
who are wives of Yogis are of two classes, those who are themselves Yoginis and those who are not. Both
classes are common." Gorakhnath, 48. In addition, a Sanskrit text attributed to Gorakhnath and translated
by Briggs, the Goraksa Sataka, talks of the bindu as being present in both male and female sexual fluids:
"Further, the bindu (is) of two kinds, pale-white and blood-red: The pale-white they call semen virile, the
blood-red menstrual fluid." Goraksa Sataka, 72, in ibid., 298.
See, for example, Mircea Eliade, The Forge and the Crucible, 2 ed., trans. Stephen Corrin (Chicago and
London: University of Chicago Press, 1978 [1962])esp. 127-41.
"The Siddha alchemists were, by and large, Nath Siddhas; and because the Nath Siddhas were itinerant,
they made Siddha alchemy a pan-Indian phenomenon. ... [T]he language of the Nath Siddhas' hatha yoga
is often nothing other then a projection of alchemical discourse upon the human body." White, Alchemical
Body, 56-7. See also Dasgupta, Obscure Cults , 192-4.
It should be obvious that I am using the word science in its pre-modern sense.
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nd
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what kind of sexuality? What is, exactly, the position of the Naths vis-a-vis sex? What
role does it play in their spiritual enterprise? Are they really 'anti-sexual'? Is the celibacy
of a Nath yogi different (in character, meaning, purpose) from the celibacy of an
'orthodox' renouncer (samnyasip. And what is the role of esotericism and magic in this
regard? If we say that the Siddhas in fact practice an esoteric form of sexuality, what do
we exactly mean by that assertion?
My position is that the sexuality as understood and practiced by the Siddhas is a
very complex phenomenon and does not represent either a case of simple rejection or an
indulgence. Basically, it is a power. It is a power over which they are asserting their
mastery, their 'care of the self in Foucault's sense of the phrase. Through mastery over
41
desire and control of the semen, an aspirant becomes an adept. But the sexuality has not
been rejected: it has been internalized and transformed into the energy of the coiled
snake, kundalirii, and thus it has made possible the attainment of mystical states. As
David Kinsley remarks, "It is not sublimated or curbed sexual activity that awakens the
kundalini but sexual activity properly understood or perhaps properly appreciated."
42
Sexuality is an instrument for the acquisition of occult powers and an occult power in
itself. In alchemical terms, it is a materia prima, a raw energy with a material correlate
(the sperm, the menstrual blood), that may and should be transformed into elixir.
Fundamentally, the sexuality here is the potency of power: the power of transmutation,
the power of transubstantiation, the power of deification. In other words, with these yogis
the exoteric, or ordinary, approach to sexuality is supplemented by an esoteric one.
Gorakh Bani, sabad 142. "bhag mukhi byad agani mukhi para / jo rakhai so guru hamara." (The
subsequent references to the sabads will be abbreviated as GBS)
Michel Foucault, The History of Sexuality, vol. 3, The Care of the Self trans. Robert Hurley (New York:
Vintage Books, 1988). See also a relevant discussion in Chapter 2 of this Thesis, pp. 92-3.
40
41
14
Nevertheless: without the engagement with the powers of eros there is no scope for the
acquisition of the miraculous powers, there are no siddhis, and thus there are no
Siddhas
43
The esotericism and power of the Siddhas are also inextricably linked in the social
sphere. To acknowledge this fact one needs to remember that Nath yogis occupy the
central position in their own ideological universe, which is the universe of the occult, or
of
the
esoteric.
What
may
be
interpreted
as
nathist parallel
to
the
reflects a supremely important fact about Hinduism: unlike Judaism, Christianity, and
Islam, it postulates no absolute distinction between divine and human beings. In many
contexts, human beings are seen as actually divine in one way or another."
45
David Kinsley, Tantric Visions of the Divine Feminine: The Ten Mahavidyas (Delhi: Motilal
Banarsidass, 1998), 243.
It will be apparent in a due course that sexuality has not been given a prominent place in the accounts of
the Western Esoteric Tradition. It might appear at the first glance that this is one of the elements that
separates the two traditions. M y contention, however, is that the exclusion of sexuality from the academic
discourse of the Western Esoteric Tradition is an oversight. Thus, it follows that a closer investigation of
the esoteric approaches to sexuality in the West is a desideratum.
"It is noticeable that not only is there the tradition of Mahadeva or Siva being the original instructor of
the cult, but that Gorakh-nath, the most renowned and most important yogin of the sect, has frequently been
identified with Siva or deified as such." Dasgupta, Obscure Cults, 197.
C. J. Fuller, The Camphor Flame: Popular Hinduism and Society in India (Princeton, N.J.: Princeton
University Press, 1992), 3-4.
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In this way, we have a cluster of notions that are mutually related: internalized sexuality,
appropriation of alchemical techniques, search for occult powers that lead to deification,
social power inherently present in what is basically a secret society, and the widely
46
perceived involvement of
jogis
category of esotericism that subsumes them into a meaningful whole. The model of
esotericism therefore seems a suitable methodological category through which to
approach and conceptualize the phenomenon of the Nath yogis. I will now elaborate upon
this model and provide definitions of most important relevant terms.
THE M O D E L OF ESOTERICISM
I consider it advantageous to approach the Nath Siddhas by employing the category of
esotericism as the term is understood in its technical sense by a group of scholars led by
the influential and erudite work of Antoine Faivre. The academic discipline that they
47
devote their work to is the study of what they usually designate as Western Esotericism.
Arthur Versluis defines the general meaning of the term as follows: "Esotericism, as a
field of academic study, refers to alternative, marginalized, or dissident religious
movements or philosophies whose proponents in general distinguish their beliefs,
practices, and experiences from public, institutionalized religious traditions."
48
This
definition is also applicable to the Naths and explains rather well their position within the
For the relationship between secrecy and power, see Urban, "Elitism and Esotericism."
See, for example, Antoine Faivre, Golden Fleece and Alchemy (Albany, N . Y . : S U N Y Press, 1993);
Access to Western Esotericism (Albany, N . Y . : S U N Y Press, 1994); The Eternal Hermes: From Greek God
to Alchemical Magus, trans. Joscelyn Godwin (Grand Rapids, MI: Phanes Press, 1995); Theosophy,
Imagination, Tradition: Studies in Western Esotericism, trans. Christine Rhone (Albany, N . Y . : S U N Y
Press, 2000).
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broader milieu of Indian ('Hindu,' Jain, Buddhist, Muslim) orthodoxy. In addition, it has
the advantage of not being culturally exclusive, and is thus applicable to diverse
traditions. A relative weakness of this definition, however, lies in the fact that its meaning
is constructed only negatively, in reference to normative, institutionalized, or exoteric
religions from which esotericism differs. In other words, Versluis does not really define
what esotericism is, only what it is not. For this reason, I have decided to focus on
Faivre's model - soon to be explained - because it provides thematic identification of the
necessary elements of esotericism. This will afford me a chance to present a more
detailed and specific correlation between the essentials of Western esotericism and the
yoga of the Naths.
Here, an immediate objection could be made: What is the justification for
importing a Western model of 'esotericism' when studying the Nath Siddhas since this is
not an Indian category? But as C. J. Fuller argues: "Anthropological or sociological
analysis abstracts from empirical data and also attempts to make them intelligible by
using concepts and deploying generalizations that are formulated comparatively and
rarely correspond precisely to indigenous categories in any particular society." On the
49
Arthur Versluis, "Mysticism and the Study of Esotericism: Part II," Esoterica: Journal of Esoteric
Studies 5 (2003): 27.
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it thrives on comparisons, however odious. In addition, one has to be aware of the fact
that Indian spirituality, especially in the form of yoga and tantra, has also become a part
of Western Esoteric Tradition, at least since the establishing of the Theosophical Society
(founded 1875) onwards. In that sense also, the comparison is justified.
50
At the outset, I want to make it clear that I understand esotericism as a selfconsistent spiritual and / or philosophical attitude that is potentially applicable to various
ideological positions and practical concerns. The term is, by the way, frequently
employed by the scholars who often refer to, say, Shingon as an 'esoteric Buddhism,' or
to Sufism as an 'esoteric branch of Islam,' and so on. Here it is interesting to note that it
is not an isolated opinion to regard the 'religion' of the Siddhas as a distinct and selfcontained phenomenon.
51
the concept of power, siddhi. To the degree that what we call the occult or esoteric is
about power and secrecy and knowledge of the hidden things, it is legitimate to classify
the Naths as an esoteric group. To justify this classification, a basic theoretical
explanation of the principals of esotericism is in order.
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18
COMPONENTS OF ESOTERICISM
Antoine Faivre has enumerated the following elements as the 'components of esotericism
as a form of thought'.
52
Versluis has amplified the list adding the element of 7: Gnosis as the sine qua non of
esotericism. It is relatively easy to demonstrate that all seven of these characteristics
54
pertain to the metaphysical outlook of the Naths. I will provide a point by point
correlation between the constitutive elements of esotericism and the theory and practice
of the jogis in the concluding part of the next chapter. At this juncture, I would like to
present a basic explanation of what the principles of esotericism stand for.
55
1. Correspondences refer to the complex and subtle links that unite otherwise
apparently discontinuous elements of reality, matching like with like according to the
principle of 'as above, so below.' A prominent feature of this Weltanschauung is
represented by the concept of the human being as a microcosm that stands in an
analogical relation of similarity, or even identity, with the universal plenum, the
macrocosm. Similarly, material things correspond to spiritual realities and vice versa. In
India, the term for this relationship of mutual correspondence
is bandhu. "The
assumption then is," as Patrick Olivelle explains, "that the universe constitutes a web of
relations, that things that appear to stand alone and apart are, in fact, connected to other
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19
things."
precisely in the constant establishment of correspondences between humans, rites, and the
cosmos, and in the cosmic as well as human aspects of energy."
57
throughout I am asserting the similarity of basic principles between Western and Indian
esotericism, not their identity. In the practical application of these principles, the culturespecific difference between Indian and Western models is evident, for example, in the
fact that "correspondences between ... history and revealed texts"
58
Patrick Olivelle, Upanisads: Translatedfrom the Original Sanskrit (Oxford and New York: Oxford
University Press, 1996), Hi.
Andre Padoux, Vac: The Concept of the Word in Selected Hindu Tantras, trans. Jacques Gontier (Delhi:
Sri Satguru Publications, 1992 [Albany, N Y : S U N Y Press, 1990]), 24.
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cognitive and visionary relationship with an intermediary world, with a mesocosm - what
Henry Corbin proposed calling a mundus imaginalis."
59
parallel with the Nath Siddhas, whose practice represents the internalization of Indian
alchemy, is obvious. In their case, the process starts with the semen (bindu) that is
eventually transformed into elixir (amrt). The yogi is similarly transformed from an
ordinary being into an immortal adept. The experience of transmutation is the final of the
four necessary components of esotericism. The following two are, according to Faivre, of
relative importance. They consist of the praxis of concordance and transmission.
5. The Praxis of Concordance amounts to "a consistent tendency to attempt to
establish common denominators among two or more different traditions, or even among
21
In other words,
denominational and doctrinal constraints are much more flexible and relaxed in the case
of individuals and groups engaged in esoteric quest. Let us just recall the fact that, for
example, tantric ideas and practices are extant in Buddhism, Hinduism, Jainism, and even
some forms o f unorthodox Islam. This situation, the fact that people and ideas migrate
rather easily between various esoteric currents settled within their broader exoteric
spiritual environments, leads to the proposal that esotericism should be seen as a means
of cultural transfer.
62
Ibid., 62.
1 am borrowing this idea from Peter Lamborn Wilson. According to his proposal, '"Heresies' are often
the means for transfer of ideas and art-forms from one culture to another. ... Medieval Europe might have
absorbed much less Islamic/ Greek/ Oriental culture from Spain and elsewhere were it not for scholars of
dubious orthodoxy such as Raimundo Lull, Roger Bacon, the alchemists and Ceremonial Magicians, the
Kabalists [sic] and Renaissance Neoplatonists like Pico, Bruno, the Fideli d'Amore." Scandal: Essays in
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22
POWER
There is one element, nonetheless, that is not recognized in the above list of elements of
the esoteric tradition. I am referring to a particular branch of the tradition that is due to its
importance best treated separately, and addressed by the term magic. The element
without which magic is not properly and thoroughly understood is power. I would like to
reaffirm the proposal that power is one of the central features of the magical quest, in
India as in the West. In the words of Teun Goudriaan, "The essence of magic is a grasp
for power." It is the search for power that very frequently distinguishes magical activity
63
64
devotion to the omnipotent God/dess/es, the former undergoes the whole set of practices
in order to obtain power and achieve desired results. These results may be related to the
most basic quotidian concerns and they may include the loftiest spiritual aspirations. But
a follower of an occult current usually knows the mode of practice, a sadhana, by which
it is possible to achieve these results. The power to do so, the power to raise oneself apart
from the ordinary, non-initiated believers (considered in tantra as nothing but mere
Islamic Heresy (Brooklyn, N . Y . : Autonomedia, 1988), 13-4.1 find the term 'heresy' culturally limited (a
fact acknowledged by Wilson) and derogatory and suggest esotericism as a more appropriate correlate.
Teun Goudriaan, Maya Divine and Human: A Study of Magic and Its Religious Foundations in Sanskrit
Texts, with Particular Attention to a Fragment on Visnu 's Maya Preeserved in Bali (Delhi: Motilal
Banarsidass, 1978), 58.
63
23
concerns of magical practice. Consequently, the above list of the key elements of
esotericism has to be amplified by the inclusion of the category of power, at least insofar
as the subject is magic. In this context, it is appropriate to call to mind the general
observation made by Karl Potter, "that Indian philosophy does in fact elevate power,
control, or freedom to a supereminent position above rational morality...". The yogic
66
quest is, then, just a specific instance of this orientation within a general trend in Indian
spiritual landscape.
What I have in mind when referring to the concept of power is in essential
agreement with a definition of the term provided by Robert Thurman. According to him,
"The term power here refers to the energy or ability that enables an individual to cause a
desired effect. The essence of magic is that it utilizes techniques that are mysterious to its
beholders and commonplace to its masters."
67
also the power over oneself, the ability of a person to conquer his or her 'lower' drives and
instinctual nature and to acquire spiritual freedom and liberty. As Thurman points out, in
India it was traditionally assumed that mastering one's subjective self was "the most
practical method of mastery over world." Needless to say, this power also has social
68
O f course, there is no clear-cut division between the two. A certain person may be an 'orthodox believer'
and still engage in occasional esoteric activities. This is much more frequently met in India than in the
Christian West, due to the restrictive influence of the Church in the latter case.
Sanskrit term for a magician, vidyadhara, literally means 'possessor of knowledge.'
Karl H . Potter, Presuppositions of India's Philosophies (Englewood Cliffs, N.J,: Prentice-Hall, 1963), 3.
Emphasis in the original. I am grateful to Ken Bryant for drawing my attention to this reference.
Robert Thurman, "Magico-Religious Powers," in Hidden Truths, 224.
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I mean that which is an intentional object of religious attention and action. From the point
of view of magic, the sacred manifests itself as power. Marcel Mauss has advanced this
view in his classical study of magic, where he designates the magical power by the
Melanesian word mana: "Our analysis brings out the fact that mana is an idea of the
69
70
a personification and source of power, but - within the context of this analysis - the
divine is essentially viewed as transcendental and requiring supplication. A magician
differs from such a believer by insisting, through his or her actions, that there is a link, a
correspondence that establishes the possibility of appropriating this power. And by
participating in the exercise of power, the magician also takes share in its nature as the
sacred, with which he or she identifies. In this sense, magic may be defined as a religion
of power, and magicians as devotees of power.
In so far as the sacred is understood as power and not as love or beingconsciousness-bliss, the difference between a siddha on the one hand and a bhakta or a
vedantin on the other is, in the ultimate analysis, only doctrinal. But, and this is a crucial
distinction, as far as the (esoteric) theory of correspondences establishes the link between
the sacred as power and a human who is thus able to participate in this power, a
magician's status resembles God/s' and this is potentially problematic and sometimes
seen as a sacrilege. This situation is, by the way, more likely to occur within a
monotheistic culture. In India, however, it is not uncommon to see human saints as
Ibid., 228.
Georg Luck, Arcana Mundi: Magic and the Occult in the Greek and Roman Worlds (Baltimore and
London: The John Hopkins University Press, 1985), 3, mentions that "The Greek equivalents [of mana],
found in Hellenistic texts, are dynamis 'power', charts 'grace', and arete 'effectiveness'." The closest Indian
equivalents are sakti and siddhi.
Marcel Mauss, A General Theory of Magic, trans. Robert Brain (London and Boston: Routledge and
KeganPaul, 1972), 119.
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divine. Here the problem is not so much related to the 'hubris' apropos the assumption of
divine status. It has more to do with the fact that 'non-esoteric' saints will tend to
emphasize the spiritual aspects of the divine, while a magician (or a siddha yogi),
believing in 'as above, so below' will often treat the material and bodily as links in the
chain that leads to the source of power, and for that reason sacred.
71
Why would, for example, a Kabir or a Nanak be critical of the jogisl Because for
72
the sants,
perspective, the jogis are deluded in their attention to the 'miracles' of yoga, the siddhis,
and the concentration on the body. "If by withholding your seed, / you could be saved, O
my Brother, / Then surely the eunuchs / would get to the highest heaven? / Says Kabir, /
O brother, listen: / Without the name of Ram / none ever achieved salvation!" It appears
73
as if the yogis are obsessed with the self-empowerment. But for the yogis, to obtain and
experience the siddhis means to gain access to the sacred as power. To become a
powerful siddha is for them equivalent to the bhaktas' participation in Krsna's paradise.
By the same token, the body is the focus of attention because it corresponds to
metaphysical realities, and this attention is, in the ultimate analysis, an act of devotion.
The sagun bhaktas criticize vedantins for their conception of the ultimate
religious goal as the merging into atributless brahman, claiming that the Absolute is a
personal God, the appropriate practice a loving devotion, and the goal proximity to God
(in one form or another). In a similar manner, the siddhas are criticized and even
ridiculed for the obsession with ('personal') power. But once it is understood that for the
Since the practice of the Siddhas represents appropriation of alchemical principles, and since the alchemy
is about the treatment of material substances, the qualification of the material as potentially sacred seems to
be natural.
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26
jogis the power is the sacred and a manifestation of the sacred, the problem appears to be
not more than a conceptual misunderstanding or a doctrinal disagreement.
Magical power also has a social dimension insofar as society assigns such
qualification to certain persons and aspects of reality, through the complex mechanisms
of belief. A yogi is powerful, among other reasons, because people believe in his power.
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The source of magical power can be related to metaphysical realities as well as to this
world. In the latter case, it is closely linked to liminal, forbidden, and extraordinary:
cemeteries, dead, menstruating women, polluting substances, outsiders, and so on. It is
75
also related to psychological states of intense character, such as dreams, visions, states of
fear, excitement, intoxication, and the like. "The quality of mana -and of the sacred appertains to things which are given a very definite position in society, often to the extent
of their being considered to exist outside the normal world and normal practices. These
things play a very considerable role in magic; they provide, in fact, its living forces." In
76
this sense, the marginality, or liminality, of the jogis and their dealing with forbidden and
polluting substances, their engagement with non-ordinary sexuality, their association with
and supposed mastery over snakes, and the display of death-symbolic ashes on their
bodies, all of these serve as the source of power associated with them.
77
On this important tradition see, for example, The Sants: Studies in a Devotional Tradition of India, eds.
Karine Schomer and W. H . McLeod (Delhi: Motilal Banarsidass, 1987).
Vaudeville, Weaver Named Kabir, 230-1.
See Mauss, Theory of Magic, 91-7.
This subject is treated in the classic study by Mary Douglas, Purity and Danger: An Analysis of Concepts
of Pollution and Taboo (Harmondsworth: Penguin, 1970 [1966]).
Mauss, Theory of Magic, 119, emphasis added.
Alexis Sanderson contrasts 'the path of purity' associated with the brahminical culture with the 'path of
power' typical of tantra. Important aspect of the latter is related to the acquisition of 'power through
impurity.' "It was precisely because these ['impure'] forces threatened the Hindu's 'impotent purity' that they
[the tantrikas] invited a visionary mysticism of fearless omnipotence, of unfettered super-agency through
the controlled assimilation of their lawless power in occult manipulations of impurity." Sanderson, "Purity
and Power among the Brahmans of Kashmir," in The Category of the Person: Anthropology, Philosophy,
History, eds. Michael Carrithers, Steven Collins and Steven Lukes (Cambridge: Cambridge University
12
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David Gordon White defines tantra as the "body of belief and practices which,
working from the principle that the universe we experience is nothing other than the
concrete manifestation of the divine energy of the godhead that creates and maintains that
universe, seeks to ritually appropriate and channel that energy, within the human
7R
the principles of esotericism, this definition is important in that it explains that the divine
energy, which is power, is present within the human body. It therefore explains that yogic
practices, which intend to access that energy, may be understood as actions that strive to
embrace the sacred. In that sense, again, yoga is devotion to the sacred understood as
power. To access the energy within the body is equivalent to accessing the sacred as
Krsna, or Ram. This also explains that the tantric and yogic focus on the body is
meaningful, as a religious and devotional practice, insofar as its foundation is based on
the esoteric principle of correspondence. Without this element, yoga is - as its critics
claim it to be - narcissism and self-aggrandizement. Again, this means that the yoga of
the siddhas and tantrikas is an esoteric (correspondences at the root of theory) and
magical (the sacred as power) discipline.
THE P L A N OF THE W O R K
The central thesis of this study argues that there is a formal compatibility between the
principles of esotericism and the yoga of the Nath Siddhas. That the previous scholarship
has neglected to explore this issue in a meaningful and thorough way is due, I suggest, to
Press, 1985), 200-1; emphasis added. In a similar spirit, Jeffrey Kripal asserts that tantra 'consciously uses
decadence as a spiritual technique'. Kripal, Kali's Child, 29; emphasis in the original.
David Gordon White, "Mapping a Tradition," in Tantra in Practice, 9.
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conceptual apparatus utilized in this work, I proceed with an elucidation of the principles
of esotericism. I start with the analysis of definitions by Edward Tiryakian, which help us
make a useful distinction between esoteric theory and occult practice.
Next in the chapter, I introduce the topics of magic and alchemy, as the particular
branches of esotericism that are of relevance to yoga as practiced by the Naths. (Various
conceptual models used to explain the style of yoga advocated by Gorakhnath are
adopted for the purpose of throwing light on the 'subject' from various angles. It is a
matter of selection and emphasis, and not a contradiction, that I designate this yoga in
general terms as esotericism and at other times, more specifically, as magic or alchemy.)
Magic is defined on the basis of three principles. 1. It is oriented towards power
(where power is, as Marcel Mauss has argued, understood as the sacred). 2. It is,
according to a historian of religions loan Couliano, a science of the imaginary. 3. It is,
80
again with Couliano, a form of eros (that is to say, a practice oriented towards union).
81
My conclusion is that all three of these elements have their counterparts in the yoga of the
Siddhas. 1 .The Naths are oriented towards power (the siddhis), the sanctity of which is
the prerogative of the lord Siva and his Sakti, who are the divine embodiments of power.
2. The principle of the imaginary is related to what is in yoga understood as the practice
of meditation (dhyan). 3. Yoga is akin to eros both etymologically (yoga means 'union')
This tendency has a historical genesis and it is related to changes in Western culture and epistemology.
See, for example, loan P. Couliano, Eros and Magic in the Renaissance, trans. Margaret Cook (Chicago
and London: University of Chicago Press, 1987) and, approaching the issue from a different angle, Michel
Foucault, The Order of Things: An Archeology of Human Sciences (New York: Random House, 1970 [ 1 .
ed. published as Les Mots et les choses, Paris: Gallimard, 1966]).
"The magic that concerns us here is theoretically a science of the imaginary, which it explores through its
own methods and seeks to manipulate at will." Couliano, Eros and Magic, xviii; emphasis added.
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and functionally (samadhi, as the goal of yoga, is the union between subject and object).
From the perspective of common orientation towards power, use of the praxis of
imagination, and the erotic nature of its mode of operation, magic and yoga are in accord.
As far as alchemy is concerned, it may be best defined as the science of
transmutations, which are symbolized by the changes of base metals into gold. In the case
of the Nath yogis, the transmutation is understood as the principle and practice of reversal
(ulta sddhand). I argue that the practice of reversal is the central, most important practice
in Gorakhnath's system. Reversal is evident in the style of yoga, where the practitioner
has to return the semen, the bindu, from the genital level to the top of the head. In the
rhetoric of the Naths, this is represented by 'upside-down' poetry and by the employment
of the 'lead' of vernaculars and quotidian themes in order to signify the 'gold' of spiritual
truths. The principle of reversal is observable even in the initiatic structure of the Nath
Siddhas, where the young pupil Gorakhnath replaces (against the traditional custom) the
old teacher Matsyendranath as the ultimate authority.
Finally, at the conclusion of the first chapter, I correlate the principles of
esotericism as defined by Antoine Faivre with the yoga of the Naths. I then demonstrate
that all four major and two minor characteristics that are supposed to be essential to
Western esotericism have their formal parallels in the theory and practice of yoga.
Correspondences are observed (the Indian term for them is bandhu); imagination is
analogous to meditation and visualization; living nature is exemplified by sakti (which is
microcosmically manifested as kundalini sakti) ; and transmutation has its counterpart in
the practice of reversal (ulta sadhana). As for the two minor elements of esotericism, the
"The Renaissance conceived of the natural and social world as a spiritual organism in which perpetual
exchanges of phantasmic messages occurred. That was the principle of magic and of Eros, Eros itself being
81
30
transmission of knowledge is in yoga also done through the rituals of initiation, and the
fact that similar ideas and practices are also found among Buddhist, Jain, and Muslim
esoteric groups points to the presence of the practice of concordance. The formal
correspondence between these two esoteric traditions is thus both observable and
meaningful.
The rest of the work is devoted to contextualizing of the principles of esotericism,
through their application as conceptual and methodological tools, in an effort to
understand the poetry of The Sayings of Gorakh. In order to facilitate this task, I take the
central concept and central practice of the Nath Siddhas to be the anchors of my
exposition. The central concept is the bindu. It is the most important element in the theory
and practice of the jogis. I use it as the focus of analysis and the point of departure in
subsequent chapters. The central practice is reversal. It provides us with the reason to
follow the transmutations of the bindu, from its material to its final spiritual form.
I start with the bindu at the material level, and in chapter two I explore the
correspondent issues, the body and sexuality, in accordance with the principles of
esotericism and in relation to power. Both body and sexuality have their exoteric and
esoteric aspects. For example, sexuality as envisioned by Gorakhnath is either projected
inwards, and consists of the 'erotic' (and esoteric) union between Siva and Sakti, or, i f it
entails the physical act of sex, it involves the retention of semen and renunciation of
desire. It is on these points that Gorakh parts ways with his teacher Matsyendranath, and
criticizes him for indulging in sex in a manner that neglects these principles.
31
The body, as the locus of the main yogic work, has its esoteric counterpart in the
so-called subtle body (siiksm sarir). I correlate the subtle body and the work done with
and upon it to the theory and practice of imagination. In addition, I explore in more detail
the thesis that magic, yoga, and eros are compatible categories
The material bindu, on its reversed journey toward the head, assumes at the
intermediary level of this trajectory the form of the sound and speech. Chapter three,
therefore, attempts to understand the esoteric aspects of speech and its relation to power
through analysis of The Sayings of Gorakh. The concepts of mantra, sabad, and nad are
explored as well as the correlation between speech and bindu. It is emphasized that the
rhetoric of the Nath Siddhas reflects the general principle of reversal, as exemplified both
in the form and content of a number of poems in The Sayings of Gorakh. This chapter
concludes with the suggestion that esotericism itself may even be understood as a
particular mode of discourse.
Following the reversed journey of the bindu, we finally arrive at the level of the
head, where the bindu is transmuted into the elixir, perceived as a light, and
psychologically experienced as a bliss of gnosis. Chapter four, consequently, engages the
issues of ideology, of ethics, and the role of mind in the discipline of yoga. I suggest that
the ideology of the yogis is esoteric, among other reasons, because it concerns itself
mostly with lineages and gurus, whose importance in esotericism is quintessential. The
ethics is, similarly, related to the requirements of yoga and differs from the exoteric
morality, exemplified by the varnasramadharma. The ideal achievement of the mind
developed through the practice of yoga is wisdom, gnosis; it must be pointed out that this
is an experiential and not erudite wisdom. And functionally, the mind is employed in the
32
The
33
CHAPTER 1
THE ESOTERIC C U L T U R E OF THE N A T H SIDDHAS:
THEORETICAL A N D M E T H O D O L O G I C A L CONSIDERATIONS
Let us start this chapter from the margins. M y examples concern Wittgenstein's
marginalia
on
Frazer's
classic of
'armchair
ethnology,'
The
Golden
Bough.
Both
Wittgenstein's and Tambiah's remarks are integral to my argument. The crux of the
matter lies in the following: In 1931, Wittgenstein made notes on Frazer's book,
' Stanley Jeyaraja Tambiah, Magic, Science, Religion, and the Scope of Rationality (Cambridge:
Cambridge University Press, 1990). Wittgenstein's marginalia are discussed on pp. 54-64. For the full text
see A . C. Miles and Rush Rhees, "Ludwig Wittgenstein's 'Remarks on Frazer's Golden Bough', " Human
World, 3 (May 1971): 28-41.
34
expressing often his irritation at the author's narrow-minded approach to the issue of
magic. One of Wittgenstein's criticisms, as commented on by Tambiah, is especially
relevant. Tambiah states that "Wittgenstein raises the acute question of 'translation
between cultures': if Frazer uses the English words 'ghosts' and 'gods' to represent
savage concepts, does this not imply that he is equating these terms with those familiar to
him in his own cultural experience as a modern European?" In other words, Wittgenstein
3
is drawing attention to the fact that 'savage concepts,' such as those concerned with
magic, are an integral part of our language, which in its turn determines our own
mentality and comprises an element of our own culture. He expresses this idea succinctly
through the formulation that "In our language a whole mythology is laid down." The
4
implication is that Frazer and the 'savage,' the scientist and the magician, share a
common ground, that they are related, connected. "In proposing this unity of mankind,"
comments Tambiah, "Wittgenstein reveals a truth that some of our contemporary
philosophers have been trying to articulate: that translation of another culture's
conceptions into our linguistic categories necessarily implies a 'shared space,' a
'bridgehead of understanding between the two."
The conviction that magic, or the occult, or esotericism is 'a shared space' between
Indian and Western cultural spheres is at the heart of my approach to understanding of the
Nath Siddhas and The Sayings of Gorakh. I am persuaded that the laws that govern the
operational principles of Western and Indian occultism are to a significant degree
commensurable. For that reason, I maintain that it is meaningful to correlate the model,
Wittgenstein writes: "How narrow is the spiritual life for Frazer! Thus, How impossible to understand
another life in terms of the English life of his time! Frazer can imagine no priest who is not basically an
English parson of our time, with all his stupidity and dullness". In Tambiah, Magic, Science, Religion, 60.
Ibid., 61.
35
developed in the study of Western esotericism, with its Indian counterpart. What follows
will then be the test of my proposal that it makes sense to look at the yoga of Gorakhnath
and his followers through the lenses of esotericism / occultism / magic.
The comparability between Indian and Western esotericism is rarely argued or
emphasized in scholarship. M y conclusion is that the reason for this attitude lies in a
lingering feeling of embarrassment surrounding the category of the occult. The category
is still marginal. It reveals a collective blind spot that so many scholars have noted an
element of magic / occult in the make-up of tantra yet almost no one has taken pains to
6
explain what it is. For that reason, in order to throw as much light as possible on that
spot, I am going to engage in what otherwise might seem an excessively detailed and
lengthy clarification of the fundamental principles of esotericism. I do so out of the
conviction that the category is essential for understanding of the thoughts and actions of
the Nath Siddhas and the message of The Sayings of Gorakh. Because of its importance
and insufficient familiarity, I propose to tackle the issue from three angles.
I will commence with the definitions of esotericism and the occult advanced by
the sociologist Edward Tiryakian. They are in overall agreement with Faivrian model, but
are also well suited for initial considerations because of their more general nature and
loose structure. Tiryakian's definitions are useful in order to make as aware of the
heuristic distinction between esoteric theory and occult practice. Secondly, I will probe
the essential features of magic and alchemy. While Tiryakian deals with general
principles, magic and alchemy are specific occult disciplines that are especially relevant
36
in approaching the phenomenon of the Nath Siddhas. Lastly, I will correlate the yoga of
the Naths with the model of esotericism as proposed by Antoine Faivre, the subject
matter of which has now hopefully become more familiar. In each of these three avenues
of engagement with the principles of esoteric doctrine and occult practice I will be
substantiating my arguments by providing pertinent examples from The Sayings of
Gorakh.
Tiryakian's insights, which are in general agreement with the Faivrian model, seem a
perfect point of departure in order to understand the Nath Siddhas in the light of these
concepts. Let us first see how he defines the occult:
37
activity is not just any actor, but one who has acquired specialized
knowledge and skills necessary for the practices in question, and insofar
as these skills are learned and transmitted in socially (but not publicly
available) organized, routinized, and ritualized fashion, we can speak of
these practices as occult sciences or occult arts.
Commonly recognized occult practices include a variety of
phenomena, such as those designated as "magic" and divinatory
practices, which are very numerous cross-culturally...; they also include
practices which are oriented to changing the physical nature of nonhuman
objects by the active participation or ego involvement of the subject, as in
the case of alchemy.
9
A n important aspect of the occult is that it represents a certain mode of praxis, certain
form of activity. In this context, it is interesting to note that "in India the word which best
corresponds to our word ritual is karman, action; sympathetic magic is the factum, krtya,
par excellence."
11
This practical orientation does not mean, however, that magic and
alchemy, for example, as occult disciplines or sciences, do not posses their own particular
set of theoretical notions, their ideology. As Antoine Faivre reminds us, "occultism, in
the most precise sense of the word, necessarily includes a form of theory."
12
But
juxtaposed in relation to the concept of esotericism, the occult may justifiably be defined
as a set of practical methods and techniques.
13
According to Faivre, each occult discipline "has its own method, but the laws
establishing them rest on an identical principle ... Essentially this is the homo-analogical
principle matching like to like, and this means one of the two can act on the other. This
occurs by virtue of 'correspondences' that unite all visible things and likewise unite the
"Parlor tricks or stage magic is not meant here, but rather such practices as sorcery, witchcraft, ritual or
ceremonial magic, and the like." Tiryakian, "Sociology of Esoteric Culture," 278, n.9.
Ibid., 265.
" Mauss, Theory of Magic, 19.
Antoine Faivre, "What is Occultism?", in Hidden Truths, 4.
This is also roughly equivalent to the Indian notion of sadhana.
9
10
12
13
38
the concept of
correspondences on several occasions; they are at the root of esoteric thinking and
represent the foundational principle of occult practices. Their importance is clearly
paramount.
The broader field of esotericism provides the theoretical foundation and
elaboration of the principles upon which the occult practices rest. This is how Tiryakian
defines the concept of esotericism:
Again, one needs to emphasize that the clear-cut division between the categories of the
occult and esoteric is not possible and that although esotericism represents the theoretical
foundation, "it must be recognized that esotericism itself also has a practical dimension. It
is not pure speculation, since the active knowledge, enlightenment and imagination that
15
39
16
17
40
kundalini
18
According to White,
In every human body, the female kundalini serpent sleeps coiled ... It is
only in the body of a yogin that she is ever awakened, and her awakening
corresponds precisely to the initiation of the yogin's progressive
withdrawal into total yogic integration (samadhi) ... On a more concrete
level, it is the rise of the kundalini that brings about the transmutation of
the raw semen into nectar in the cranial vault...
19
'Moon,' is the locus of the elixir (amrt, ras) which, in ordinary circumstances, drips
down through the spinal column until it gets destroyed by the 'Sun' in the gastric fire and
through the seminal emission. This process is the principal cause of aging and death, and
its reversal - set up, for example, through the process of kundalini
above quotation - makes possible the achievements of both metaphysical and practical
goals. That is to say, the Nath yogis attain the spiritual goal of yoga (samadhi)
as well as
the practical goal of acquisition of the elixir of longevity and immortality by 'drawing
upon hidden or concealed forces [in this case, the kundalini]
should also be obvious from this example that the practices of yoga "have as their desired
or intended consequences empirical results, such as ... altering [the course of events]
90
For more information about this subject, see the classic study by Lilian Silburn, Kundalini: The Energy
of the Depths (Albany, N . Y . : S U N Y Press, 1988), especially pp. 121-33, which deal with the Nathist
conceptions and practices.
White, Alchemical Body, 218.
Tiryakian, "Sociology of Esoteric Culture," 265.
18
19
2 0
41
yogi "rejuvenates himself - growing younger instead of older - and realizes all manner of
other powers that flaunt the laws of nature, culminating in bodily immortality."
21
22
"In the circle of the sky, there is an upside-down well. / There is the residence of
nectar. / Who has a guru can drink it all. / Who is without a guru remains thirsty." This
23
sabad is, to a large degree, self-explanatory: it is safe to assume that the 'upside-down
well' refers to the uppermost cakra in the human body, from which the nectar drips down
continually. In the case of ordinary people, the nectar is wasted, while yogis strive to
preserve it through celibacy and yogic practices. The second part of the sabad refers to
the importance of the spiritual teacher, a precept that is ubiquitously met in yogic and
tantric literature, and which does not require further commentary. Note, however, the
element of spiritual elitism in the second half of the sabad. The elitism, and the sense of
supremacy and power that stem from it, consists of two mutually related facts or
existential situations: having a teacher and having the result of practice. And while
White, "Wonders of Sri Mastnath," 400.
1 have to acknowledge the fact that my commentaries related to the meaning of the esoteric imagery in
The Sayings of Gorakh are in general influenced by the editorial glosses of Pitambardat Barthwal (who
edited and commented in Hindi upon the original text) and by the oral commentaries of Dr. Shukdev Singh
with whom I translated these verses. These two scholars are not responsible, however, for the possible
mistakes and misunderstandings that may arise from my exegetical attempts.
21
22
42
having a teacher is an objectively verifiable (i.e., exoteric) fact, the drinking of the nectar
is an esoteric claim based on the performance of the occult practice.
"Having drunk the downward-flowing nectar of immortality /1 have pierced the
six petals. / There I, Sri Gorakh-rai, / Have seen the Moon without moonlight." Again,
24
this is a sabad with a rather transparent meaning. The piercing of the 'six petals' is a
reference to the six cakras
on her upward journey towards the 'Moon' in the head. The fact that this 'Moon' is
without moonlight indicates that it should be understood in its spiritual and not literal
meaning. As for the value of the experience resulting from meditations on the cakras, its
importance is paramount. Work on the cakras is a yogic practice par excellence and their
description is a leitmotif in tantric and yogic literature.
26
the (usually religious) honorific Sri and by calling himself the 'king' (rai), as i f in
reference to both the spiritual and temporal importance of his achievement.
"The reversed sakti rises to brahmand; I The breath plays throughout the body,
from the toes to the topknot. / The reversed Moon eclipses Rahu. / This is a sign of
successs, says the sage Gorakh."
27
GBS 23. "gagan mandal maim Qmdha kflba taham ammrt ka basa / sagura hoi su bhari bhari pTvai nigura
jai piyasa."
GBS 171. "nTmjhar jharnai ammTmras pTvanam sat dal dekhyajai / cand
bihumnam candinam taham dekhya sri gorakhrai."
On the subject of cakras in this context, see, for example, an interesting and informative essay "The
System of Cakras According to Goraksanatha," in Gopinath Kaviraj, Notes on Religion and Philosophy
(Varanasi: Sampurnanand Sanskrit University, 1987), 47-55.
Mallik, Siddha-Sidhanta-Paddhati, 37.
GBS 217. "ultT sakti carhai brahmand nakh sakh pavanam khelai sarbang / ulti candra rah kum grahai
sidh saiiket jatT gorakh kahai." In order to maintain the rhyme, the first verse should end with 'sarbang
khelai."
2 4
2 5
2 6
2 7
43
reversal (ulta sadhari), by which "the yogi succeeds in reversing the natural trends of
aging, disease, and death, and channels his energy, seed, and breath upward, against the
normal flow of bodily process."
28
towards the uppermost cakra (referred to as the brahmand), and not only does the breath
move up 'from the toes to the topknot', but even the Moon eclipses the demon Rahu,
reversing in this manner the ordinary course of events in which it is Rahu who swallows
the Moon, causing its eclipse. This signifies that the yogi has changed and liberated
himself from the course of ordinary events - a 'sign of success'. (The ulta sadhan, a
process often designated by the metaphorical expression as 'reversing the nad'
29
and its
concomitant vocabulary and imagery of the 'revaluation of all values' is most notably
referred to in the pad section of The Sayings of Gorakh and it will be treated more
comprehensively in the chapter on rhetoric, i.e. the 'esotericism of the speech.')
Let us proceed now by analyzing further components of occult practices. The
subject of these practices is, according to Tiryakian, "not just any actor, but one who has
acquired specialized knowledge and skills ... learned and transmitted in socially (but not
publicly available) organized, routinized, and ritualized fashion ...".
30
Here, again, it is
obvious that this element, namely the initiation, represents a sine qua non of the yogic
way of life and practice. The Nath Siddhas are an initiatic order and the knowledge of
yoga is transmitted only to those candidates who have undergone this ritual. After the
initiation, the novices are invested with the large earrings which are the distinctive mark
of the jogis and due to which custom they are often called the 'split-eared' or kanphata
yogis. Briggs describes this aspect of the initiation as follows:
2 8
44
selective nature of the order: it is not meant for everybody, nor is it a public event. The
candidate must prove himself or herself worthy of initiation, for initiation gives access to
power. Subsequently, after the trial is successfully completed, there comes a fast of few
days. The candidate then bathes and brings gifts for the guru. The candidate takes the
vow, is given instructions, and, most importantly, he or she receives the mantra. After
that, the novice receives the robe, followed by the ceremonial shaving of the hair. At the
end of ceremony, there follows a feast.
33
34
It is obvious that the actual process of initiation is not openly described in the
poetry of The Sayings of Gorakh, this being a secret affair. In a general sense, the
3 0
31
3 2
33
45
and-going."
life and death, in other words, to samsar, the realm of the false reality. The sabad refers
to initiation as an opening into the knowledge of the secret aspect of the body, through
the mastery of which, freedom from the continuous rounds of births and deaths is
secured. It is an axiom of yogic lore that the human body is a potential instrument of
liberation and of the acquisition of power, once its secrets are learned and mastered
through appropriate practices. As the verse from The Sayings of Gorakh declares rather
bluntly, "The unexamined body is a useless pit. / In the end, it will be [but] a burden."
36
In a Sanskrit text attributed to Gorakhnath, the Goraksa Sataka, the importance of the
proper (esoteric) knowledge of the body is expressed in the following verses:
How can Yogis, who do not know the six centres (cakrd), the sixteen
props (adhara), the 3,00,000 ('channels,' nidi) (and) the five sheaths
iyyoma) in their (own) body, attain perfection (in Yoga)?
How can those Yogis, who do not know their own body (as) a
house of one column (with) nine doors, and (as presided over by) five
tutelary divinities, attain perfection (in Yoga)?
37
Padmavati, 134.
GBS 168. "akas tat sada-siv jamn / tasi abhiantari pad nirbamn / pyamde parcamnai gurmukhi joi /
bahuhi aba gavan na hoi."
GBS 216. "aparcai pind bhikhya khat hai anti kali hoyga bhari."
Goraksa Sataka, 13-14. Trans, in Briggs, Gorakhnath, 287-8.
3 5
3 6
37
46
The value and power of the initiation is also described in the following verses from The
Sayings of Gorakh: "O you, who turn towards heart, receive initiation from the guru! /
Give up flesh and blood into the mouth of fire! / Cast off the elements [i.e. blood and
TO
semen] of mother and father! / Whosoever is like this, is able to summon God." And, in
JO
a similar vein: "Where there is hope, there is disappointment; / And where there is doubt,
there is sorrow. / These cannot be avoided without initiation. / Both are great ills." The
39
most explicit reference to the teaching related to the way of life to be led subsequent to
initiation are offered in the following set of precepts from the pad section of The Sayings
of Gorakh:
This is the initiation sermon given by Sri Gorakh Raya
Who has reformed the four worldly classes. [Refrain]
Study yourself!
Distinguish between proper and improper law!
Know the mystery of mysteries!
Fulfil hopes and expectations!
In the middle of a difficult juncture
Perform five sandhya prayers at the proper times.
You should remain at the tenth door
And serve the feet of the Formless One.
Chant the ajapa chant,
Consider your own self.
Let go of all crutches;
There is neither virtue nor sin there.
Fix yourself in meditation day and night.
You should rejoice in the eternal Ram.
Gorakhnath speaks this wisdom:
I have found the supreme treasure.
40
GBS 180. "man mukhi jata guru mukhi lehu / lohT mas agni mukhi dehu / mat pita kT metau dhat / aisa
hoi bulavai nath."
GBS 235. "je asa to apadaje samsa to sog / guru mukhi bina na bhajasTye dunyom bar rog."
Gorakh Bam, pad33. "aisa re upades dakhai srT gorakh raya, jini jag catur baran rah laya /tek/. parhilai
sasamved / karilai bidhi nakhed /jamnilai bhedamnbhed / purilai asa umed III bikhml sandhi samjharT/
3 8
3 9
40
47
As a general conclusion, I trust that the above examples have demonstrated that initiation
represents an essential aspect of the yogic way of life as envisioned by the Nath Siddhas.
The secrets of yoga, the proper way of practice, the transmission of the mantra to a
disciple, all these elements that make the actual sadhana meaningful and possible are
dependant on the successfully underwent ritual of initiation. In the words of Douglas
Brooks, "The Tantric takes for granted that his Tantric initiation is a privileged destiny;
he holds himself above others in the sense of having reached a stage in the cycles of
rebirth that he believes is final."
41
in India relates that "the few Nath Siddhas who struck me as genuine practitioners of the
hatha yoga taught by Gorakhnath made it clear that they would be willing to divulge
their secrets to me only after a long period of discipleship." It follows, then, that to the
42
samjhaya pancau vakhat sari / rahiba dasvai duvari / seiba pad nirakar 121 japilai ajapajap / bicarilai apai ap
/ chutila sabai biyap / lipai nahTm taham puni pap 111 aho nisi sama dhyamn / nirantar rameba ram / kathai
gorakhnath gyamn / paiya param nidhamn 141." (The subsequent references to the pads will be abbreviated
as GBP)
Brooks, Secret of the Three Cities, 135.
White, Alchemical Body, xi. In the light of these remarks, the 'objective' scholarship conducted by a noninitiated 'outsider' is, by necessity and at its best, just an educated guess. On the epistemological and
ethical problems inherent in the study of secret societies and esoteric lore see also Hugh B. Urban, The
Economics of Ecstasy: Tantra, Secrecy, and Power in Colonial Bengal (Oxford: Oxford University Press,
2001), esp. 15-28.
41
4 2
48
central feature of the Nath Siddhas' ideology is, arguably, the claim that the human body
is a replica, a microcosm, of the ontological plenum, the macrocosm. To the degree that
Siddhas share the general outlook of Saiva tantrics, the macrocosm is understood as the
result of the dynamic relationship between Siva and Sakti; to the degree that their theory
is esoteric, these two divinities are assumed to be present within the human body,
together with the other constitutive elements of the universe, both metaphysical and
phenomenological. The yogic interiorization of alchemical practices is also justified and
made possible through the application of the above model: the external and the internal
are related and correspondent to each other. The principal dictum that establishes
correlation between external alchemy and internal yogic practices is based on the claim
"best summed up in a classic aphorism from the foundational Rasarnava [17.165a]:
yatha lohe thatha dehe, "as in metal, so in the body.""
44
between universe and human body more extensively in due course; let it suffice at this
point to make an observation of the general sort: the basic ideological stance of the Nath
Siddhas is, in its nature, in essential agreement with the esoteric modes of thinking.
A crucial aspect of esoteric knowledge is that it is imparted and transmitted
"frequently orally and not all at once, to a relatively small number of persons who are
49
The practice of
initiation among the Siddhas has already been discussed. It needs to be added that,
"Initiation is divided, roughly, into two stages... A n initiate in the first stage is called an
Aughar; in the second stage he becomes a full-fledged Y o g i . " This fact of the two-stage
46
initiation confirms the custom of handing down esoteric knowledge 'not all at once.' In
The Saying of Gorakh the interlocutor is habitually addressed as an avadhut, which in
this context presumably refers to a stage of discipleship; the adepts are usually designated
as naths or siddhas. And the yogic lore is a secret knowledge: even when it is openly
expressed, its full meaning and impact remains epistemologically opaque for those who
lack the immediate experience of the realities spoken about. In the words of Gorakhnath,
"Only rare yogis understand these verses."
47
everyday life."
experiences of liberation that result from the practice of yoga. For example, "Niranjan
Nath is proclaiming: / ' M y comings and goings are over! / Searching the body and the
universe, / I obtained all the siddhis."'
49
into the nature of reality, are clearly not of a discursive kind and are thus beyond the
reach of pundits who rely on the bookish knowledge: "Read, read, read - so many have
Tiryakian, "Sociology of Esoteric Culture," 265.
Briggs, Gorakhnath, 27.
GBS 6. "te pad jamnam birla jogl."
Tiryakian, "Sociology of Esoteric Culture," 265-6.
G B P 23: Refrain, "Sum nahlrn jaflm niranjan nath kT duhaT/ pyand brahmand khojamta, amhe sab sidhi
pal."
4 5
4 6
4 7
4 8
4 9
50
thus died; / Speak, speak, speak - what has been achieved in such a way? / Going on and
on and on - so many bodies have gone / Without realizing parabrahman. "
5 0
The yogic
knowledge is gnostic and secret; it transcends the phenomenal world and probes into the
reality that is beyond: "Thinking arises from the unthinkable; / Thinking troubles the
whole world. / The yogi forgets the thinking, / And immerses [himself] into
unthinkable." And the ultimate effect of this illuminating knowledge is that it liberates
51
one from 'the strictures of everyday life' which, within the context of the Indian cultural
universe, and its spiritual expectations, means that one who has obtained this knowledge
is freed from the continuing rounds of births and deaths, from sarnsar. Gorakhnath
proclaims this almost triumphantly: "Above the nose, in between the eyebrows, /1 remain
fixed day and night. / I will not return to birth in mother's womb, / I will not suck the
milk again!"
52
So far, I have treated esotericism and the occult in general. At this point, I would like to
engage in the clarification of magic and alchemy, which are two specific occult
disciplines that are of critical importance for understanding of the Nath Siddhas. We are
often told that the jogis are involved in magical and alchemical practices, but the general
principles of these disciplines are rarely elaborated. Here again, as throughout, I am
assuming that the operative principles of esoteric thought and occult practices are crossculturally valid and consistent.
GBS 248. "parhi parhi parhi keta muva kathi kathi kathi kaha kTnh / barhi barhi barhi bahu ghat gaya
parabrahm nahTm cTnh."
GBS 244. "cyant acyant hT upajai cyanta sab jug khTn / jogT cyanta bTsarai tau hoT acyantahi lTn."
5 1
51
MAGIC
It seemed an opportune strategic move to focus on the theoretical elaboration of the
concept of magic after some basic understanding of the occult and esotericism has been
established. M y principle thesis is that the sidhana of the Nath yogis may be understood
as a form of occult practice and that their 'theory' may be understood as a mode of
esoteric thought. I would now like to concentrate on the elaboration of the concept of
magic as a particular occult discipline: its definitions and the foundational principles. I
have to emphasize again that it is not possible to draw a clear demarcation line between
the concepts of magic and the occult, especially since the usage varies with different
authors. As a general principle, magic is to be understood as a more inclusive category, as
a particular occult discipline (the others being alchemy, astrology, divination - to name
the most important).
It is rather difficult to define with taxonomic certainty what magic really is.
Individual, theological, and, yes, scholarly bias is responsible for this confusion to a great
extent, for the word magic has a long history of pejorative use,
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King, following Grace Jantzen, has argued that a definition is also a "conceptual site of a
GBS 275. "nasika agre bhru mandale, ahanis rahiba thTram / mata garbhi na ayba, bahuri na pTyba
khTrarn."
Naomi Janowitz, in her study of magical practices in late antiquity, asserts: "This study build on the
growing consensus that such labels as 'magic are inseparable from their pejorative use in the past." Icons of
Power: Ritual Practices in Late Antiquity (University Park, PA: Pennsylvania State University Press,
2002), xiv. She consequently discards the label, which is one of the possible ways to look at the issue from
a novel and respectful perspective (and obviously, not the methodological choice I follow in this study).
Janowitz reminds us of the fact that "In addition to the negative associations, the practice of magic was a
criminal offence under Roman law (Iulius Paulus Excerpts 5.23.14-18). To be accused of practicing magic
had all the drama of modern charges of high treason and could have lethal results." Icons of Power, 2.
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magic, especially in the Western hemisphere. One can generalize that the authority and
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power of the Church, for example, put the sign of equation between magic and heresy,
while for Science, magic meant but a domain of the irrational. At this particular
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" Richard King, Orientalism and Religion: Postcolonial Theory, India and 'the Mystic East' (London and
New York: Routledge, 1999), 9 and passim. King is referencing Grace Jantzen, Power, Gender and
Christian Mysticism (Cambridge: Cambridge University Press, 1995).
Olof Petersson's comment addresses the issue eloquently: "the debate over the relationship between
magic and religion is a discussion of an artificial problem created by defining religion on the pattern of
Christianity. The elements of man's beliefs and ceremonies which did not coincide with the ideal type of
religion were - and are - called magic. Magic became - and still becomes - a refuse heap for the elements
which are not sufficiently 'valuable' to get a place within religion." Peterson, "Magic-Religion: Some
Marginal Notes to an Old Problem," Ethnos 22 (1957), 109. Qtd. in John G . Gager, "Moses the Magician:
Hero of an Ancient Counter-Culture?" Helios, Vol. 21,2 (Autumn 1994), 183.
Several authors have opined that Western Church, science, and magic definitely separated in the course
of seventeenth century. For the thesis that magic, understood as an integral part of Renaissance culture,
becomes marginalized by the advent of Protestant culture, Catholic Counter-Reformation, and secular
science, see Couliano, Eros and Magic. According to him, this process is effected through the censorship
and "rejection of the imaginary on the ground of principle" (222). Stanley Tambiah also claims that there is
a link between the rise of Protestantism and science on the one hand, and the rejection of magic on the
other. This fact had a direct influence on the development of anthropology and the study of religion. He
writes, "It is my submission that this emphasis on religion as a system of beliefs, and the distinction
between prayer and spell, the former being associated with 'religious' behaviour and the latter with
'magical' acts, was a Protestant legacy which was automatically taken over by later Victorian theorists like
Tylor and Frazer, and given a universal significance as both historical and analytical categories useful in
tracing the intellectual development from savagery to civilization." Tambiah, Magic, Science, Religion, 19.
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For the long history of the relationship between science and magic see, for example, Lynn Thorndike, A
History of Magic and the Experimental Science, 8 vols. (New York: Columbia University Press, 1923-58).
Thorndike's study is monumental in its scope, but dated in its approach and conclusions. In this connection,
it is interesting to note that even such quintessential representatives of the scientific thought as Rene
Descartes and Isaac Newton cultivated interest in the occult. For the latter, see Betty Jo Teeter Dobbs, The
Foundation's of Newton's Alchemy or "The Hunting of the Greene Lyon " (London: Cambridge University
Press, 1975). Divorce between science and magic is also a subject of Tambiah's Magic, Science, Religion.
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In order to distinguish magic from other occult disciplines - and they all share general
theoretical background i n esoteric mode o f thought as defined by Faivre - we have to
take into consideration three elements.
1. First o f all, magic is characterized by its orientation toward power. Georg Luck,
a scholar o f the Greek and Roman magic, defines it as "a technique grounded i n a belief
in powers located i n the human soul and i n the universe outside ourselves, a technique
that aims at imposing the human w i l l on nature or on human beings by using
supersensual powers. Ultimately, it may be a belief i n the unlimited powers o f the
soul."
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The key words here are 'power' and ' w i l l ' . It is a common perception that magic
has an active quality and this is most often the element that distinguishes it from
mysticism or conventional religion, which are perceived to be more passive. In simplified
terms, the magician imposes his w i l l for the purpose o f expected change, while a mystic
or a faithful surrenders himself or herself to the w i l l o f G o d . A s Richard Kieckhefer
comments, "According to this approach, the central feature o f religion is that it
Michael D. Swartz, Scholastic Magic: Ritual and Revelation in Early Jewish Mysticism (Princeton:
Princeton University Press, 1996), 19-20.
Luck, Arcana Mundi, 3.
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supplicates God or the gods, and the main characteristic of magic is that it coerces
spiritual beings or forces."
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Teun Goudriaan, who wrote the only major scholarly monograph on Indian
magic, equally asserts that "The essence of magic is a grasp for power." As soon as this
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is realized, the comparison between the principles of magic and the yoga of the Nath
Siddhas, whose whole practice is defined by the search for power (the siddhis), should
emerge as obvious and meaningful. Power is related to action, to agency, to doing things,
and this practical orientation is congenial to magic. In a similar spirit, Goudriaan and
Gupta define magic as "the performance of certain ritual acts - and the belief in the
efficacy of such acts - with a view of making use of certain natural laws of cause and
effect which are supposed to exist, in order to enforce some result(s) in the mundane
sphere desired by the performer or his instructor."
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63
one of the words for magic is karman. Magic is therefore a way of action based on the
theoretical assumptions of esotericism that is directed toward acquisition of power.
In order to properly understand the nature of power as it is pursued in magic,
additional qualification is needed. In magic, as Marcel Mauss has shown, power is
approached as the sacred, or as the manifestation of the sacred. In Eliadean terms, in
magic, power has the quality of hierophany, or even of theophany. This is an extremely
important qualification and magic is not properly understood unless this is realized. The
consequences of this insight are weighty. Succinctly stated, this means that it is possible,
Richard Kieckhefer, Magic in the Middle Ages (Cambridge: Cambridge University Press, 2000 [1 ed.
1989]), 15; emphases in the original. I should add that Kieckhefer doubts the usefulness of this division.
Teun Goudriaan, Maya Divine and Human: A Study of Magic and Its Religious Foundations in Sanskrit
Texts, with Particular Attention to a Fragment on Visnu's Maya Preeserved in Bali (Delhi: Motilal
Banarsidass, 1978), 58.
This point is debatable.
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in the final analysis, to understand magical acts as acts of devotion for they are intended
with the aim of participation in the sacred that is understood and approached as power.
When a Nath yogi wants to acquire the siddhis and become 'a second Siva' he or she
wants to have a share in these powers because they are prerogative of the Great Lord. In
this sense, if we want to reconceptualize the category of religion and to move away from
focusing on the issues of holy book, doctrine, and belief, we should be able to consider
magic as a genuine manifestation of religious drive, distinct from other forms only in its
chosen approach but not in dignity and seriousness, as it is often implied.
The sacral character of power in the system of the Nath yogis is reflected in the
orientation towards siddhis, which are on one hand miraculous powers pursued as such,
while on the other hand they reveal that their possessor, the siddha, resembles the Great
Lord through his omnipotence. Siva himself is revered as the master of yogic powers.
Finally, the sacred nature of power is related to the concept of sakti, which is understood
both as the manifest universe outwardly, and as the kundalini sakti esoterically present
within the human body.
2. The second major constitutive element of magic, its basic operative force, is
imagination. According to Couliano's definition, "The magic that concerns us here is
theoretically a science of the imaginary, which it explores through its own methods and
seeks to manipulate at w i l l . "
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foundation of magic, its working mechanism - the faculty that makes the desired change
effective - is the power of imagination. According to Faivre, "It is the imagination that
allows the use of these intermediaries, symbols, and images to develop a gnosis, to
Teun Goudriaan and Sanjukta Gupta, Hindu Tantric and Sakta Literature (Wiesbaden: Otto
Harrassowitz, 1981), 112.
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penetrate the hieroglyphs of Nature, to put the theory of correspondences into active
practice and to uncover, to see, and to know the mediating entities between Nature and
the divine world."
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principles of the theory of imagination (his context is mainly, but not exclusively, Islamic
mysticism). He is also credited with the introduction of the term mundus imaginalis. In
very simplified terms, the basic postulate of the theory of imagination (as understood
esoterically) is that it is the medium, the link that connects spiritual and human realms.
(Accordingly, the mundus imaginalis represents a 'middle earth' between these two, what
Paul Mus calls mesocosm). The system of correspondences is static in itself; it is only
through the medium of active, or creative, imagination that the mechanism begins to
operate, to work.
Couliano's study of magic also gives a prominent place to the concept of the
imaginary. According to his research, ancient authors (Aristotle being, as usual, the great
systematizer and authority) conceived of the imagination as a faculty that makes possible
communication (or mediation) between spiritual and corporeal realities. "For the soul has
no ontological aperture through which it can look down, while the body is only a form of
organization of natural elements ... On the other hand, the body opens up to the soul a
window to the world through the five sensory organs...". In other words, imagination is
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a link between two distinct worlds that would otherwise be inaudible to each other and as
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such it was the root and medium "of all the phantasmic
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In magic, therefore, the power of imagination is that which makes possible the
desired change. In the systems of tantra and the yoga of the Nath Siddhas, imagination is,
I suggest, operational as a force that builds the subtle body (suksm sarir) and establishes
connections with the cakras and other occult energies that exist not on the physical plane
but on the level of mundus imaginalis. Needless to say, the yogic terminology does not,
in this context, employ the word imagination. Instead, the process is designated as
meditation, dhyan,
11
appropriate terms. Closest to imagination in its phrasing is the concept of the 'mental
worship,' or the manasapuja. Goudriaan writes, "[The] 'mind' is considered here an
important source of power able to effect the same results, or even more, as an external
ritual. It is scarcely necessary to repeat that Tantric and other texts often attach great
value to the execution of 'mental worship' (manasapuja) which is sometimes said to far
to exceed in effectivity the external worship with lamps, flowers, grains and other
*
articles."
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I will treat this matter to a greater length in following chapters; at this point,
let it suffice to establish as a working hypothesis the following assertion: the role that
Couliano, Eros and Magic, 4-5.
The phantasms are images, which the inner sense, or phantasia, presents to the soul. In this sense, this is
just an alternative expression for imagination. The important thing to remember is that both terms, fantasy
and imagination, are in this context meant to be understood as image making faculties and intermediaries
between material and spiritual realities. The terms do not have the connotation of the 'unreal' within this
frame of reference. See ibid., 1 -27 and throughout.
On this subject see Frances A. Yates, The Art of Memory (London: Routledge and Kegan Paul, 1966).
Ibid., 6.
Padoux remarks on the usage of term 'visualization' in this connection that, "These are the two meanings
of the word dhyana: both meditation - notably of a deity - and a clear-cut mental picture created by
meditation of the deity's form, according to its scriptural description (in dhyana-sloka)." Padoux, Vac: 47,
n.37.
Ibid., 248.
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manasapuja plays in tantra corresponds to the role that imagination plays in magic, as the
latter is understood in the West.
3. The third major fact that defines magic is that its nature is comparable to eros "Eros itself being a form of magic" - in the sense that both magical and erotic activities
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sympathy and connection between things, it was but a short step to another important
conclusion: what binds the world together is the attraction, the love, the eros. Neoplatonic
speculations on the power of eros were correlated with magic in the Renaissance period
by Marsilio Ficino and especially by Giordano Bruno. His ideas, as Couliano reminds us,
"carry to an extreme end Ficinian theory of love as a form of natural magic."
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Yoga may also be conceived as a science of unions, and the complementary pairs
that need to be united are very often, especially in tantra, given sexual signifiers.
Gopinath Kaviraj has observed that "when Siva and Sakti are united this phantasm [of
phenomenal world where Siva and Sakti appear as divided] vanishes into nothing. We
shall see that the aim of Yoga is the establishment of this Union. This will also explain
the existence of so much erotic imagery in connection with an account of this mater in the
Couliano, Eros and Magic, 221. "[Marsilio] Ficino is father of the equation Eros = magic, whose terms
can doubtless be reversed." Ibid., 87. On Bruno, see also Frances A . Yates, Giordano Bruno and the
Hermetic Tradition (Chicago: University of Chicago Press, 1991 [1 ed. London, 1964]) and Karen Silvia
de Leon-Jones, Giordano Bruno and the Kabbalah: Prophets, Magicians and Rabbis (New Haven: Yale
University Press, 1997).
Cornelius Agrippa, perhaps the most influential Renaissance writer on the subject of magic, defines it at
the beginning of his De Occulta Philosophia Libri Tres, in the following manner: "Magic ... produceth its
wonderful effects , by uniting the virtues of things through the application of them one to the other ...
joining and knitting them together ..." Qtd. in Christopher I. Lehrich, The Language of Demons and
Angels: Cornelius Agrippa's Occult Philosophy (Leiden and Boston: Brill, 2003), 44; emphases added. And
in a similar vein, in his De Incertitudine et Vanitate Scientiarum atque Artium, Agrippa asserts that
"Natural magic ... [works by] coupling the inferior things with the qualities of the superior, as it were by
certain enticements, to cause a natural joining of them together..." Qtd. in ibid. 64; emphases added.
Culianu, in Hidden Truths, 114.
st
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Tantric and Nathic literature, both Hindu and Buddhistic, i n the mediaeval ages."
In this
sense, it is evident that both magic and yoga are related to the power o f eros, provided
that the latter is understood as a drive toward union.
I would accordingly define magic as an occult science oriented toward power
(understood as a manifestation o f the sacred), made operational through the power o f
imagination, i n its nature erotic (driven by a desire toward union). In all three elements,
magic is comparable and analogous to the discipline o f tantra and hatha yoga, as has
already been indicated and as I w i l l continue to suggest and demonstrate throughout this
work.
ALCHEMY
Alchemy is another occult discipline that requires theoretical clarification i f the Nath
Siddhas are to be properly understood. A s already mentioned, scholars such as Dasgupta,
Eliade, and White have emphasized the fact that nathist sadhana represents a translation
of alchemical procedures into yogic practice. However, alchemy is a discipline o f such
bewildering complexity and its rhetoric idiosyncrasies are so opaque that they ask for,
and deserve, a much more comprehensive and detailed study then the scope o f this work
admits. I w i l l therefore
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scientific but spiritual. ... In brief, all alchemists have proclaimed their art to be an
esoteric technique pursuing a goal similar or comparable to that of the major esoteric and
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The most important alchemical concept is, arguably, the notion of transmutation.
In a hierarchically imagined universe, gold, divinity, and immortality are assigned the
uppermost position, and they are seen as mutually correspondent. "In ancient India, a text
from the eighth century B C E (Satapatha Brahmana 3.8.2.27) proclaims that 'gold is
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immortality'."
Alchemy rests on the claim that it is possible to transform the lower rings
of the 'great chain of being' into their superior correlates, a process that is habitually
referred to as the 'transmutation of the base metals into gold.' (The original substance
that is the subject of projected transformation is, in Western alchemy, usually designated
by the term materia prima.) If this principle is projected onto human body, the expected
result may be conceptualized in the following manner: "Just as gold neither corrodes nor
loses its brilliance with time, so too the human body may realize a perfect and immutable
state."
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As already stated, the idiosyncrasy of the Nath Siddhas lies in their insistence that
the basis of transmutations, the 'materia prima,' is to be found in the semen, the bindu or
bjja. Originating from the uppermost cakra in the head (esoterically correlated to Siva's
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dwelling place), its waste is tantamount to bodily deterioration, disease and death. By the
same token, its preservation and eventual return to the top cakra is equivalent to the
attainment of both adepthood and immortality. This latter process is the major concern of
kundalini yoga, summarized by White as follows:
In kundalini yoga, the yogin, through his austerities, causes his own seed
(bija) to mount the six cakras through the agency of the internal (female)
kundalini serpent. As the kundalini pierces each of the cakras, the heat
thus generated transmutes the seed until it becomes pure ambrosia (amrta)
in the highest cakra, the sahasrara, located in the skull. ... The
kundalini then unites with the (male) 'full moon' of the sahasrara, such
that the amrta built up there rushes down through the body, rejuvenating
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81
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successful initiate cannot adequately express his new mode of being in a profane
language. He is compelled to use a 'secret language.'"
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similar situation is at the root of the fact that the poetry of The Sayings of Gorakh,
especially the pad section, abounds in 'upside-down' or 'twilight' language. I intend to
treat the matter more fully in the chapter on the esoteric uses of language.
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as
speaking,"
that implies a belief in the correspondence between the Tower Ganges' (kundalirii) and
its heavenly correlate, between the top of the subtle body (sahasrar cakra) and the top or
the summit of the universe (brahmand). The basic assumption that performance of bodily
feats, so characteristic of hatha yoga, will have spiritual outcomes is equally based on the
notion of correspondence.
2. Living Nature again quite literally refers to the semen as a natural substance
that serves as the basis of immortal life. "Where the bindu dwells, there is life," claims
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Gorakh. In a deeper sense, the Nath Siddhas share the general tantric assumption "that
the universe we experience is nothing other than the concrete manifestation of the divine
energy of the godhead that creates and maintains the universe".
often conceptualized as sakti, which is also esoterically present within the body in the
form of kundalini sakti. The latter, often glossed as the 'serpent power' is a principal
source of occult power and its 'awakening' is a major goal of yoga. We should also
notice the tendency to correlate the divine pair of Siva and Sakti with natural, i.e. bodily
substances. When Gorakh says that "Sakti is in the form of blood, / Siva is in the form of
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semen,"
body are in their essence divine, that is to say alive. This is an implicit allusion that for
the Naths, as for the esotericists in general, nature (paradigmatically symbolized by
female menstrual blood and male semen) is in fact alive.
3. Imaginations and Mediations are at the heart of the yogic imagining of the
subtle body (suksm sarir) and the network of channels (nap, Skt. nadi) and lotuses or
circles of powers (padma, cakra).
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The subtle body and its energies are not a given: one
has to 'build' this body through a regime of elaborate practices that often imply the
exercise of visualization and mental concentration. Without the engagement of the
powers of imagination, work with the cakras and other elements of the subtle body would
be impossible. In that sense, imagination is analogous to yogic meditation (dhydn).
4. Experience of Transmutation pertain to both the transmutation of the gross
elements into subtle ones and the transmutation of semen into elixir, as well as the
transmutation of a yogi from an 'unripe' or 'uncooked' (apakva) into a 'ripe' or 'cooked'
(pakva).
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the transformation of the mortal human being into an immortal adept or even a god.
5. The Practice of Concordance, that is to say, "the will not only to eliminate
some differences or to uncover harmonies among diverse religious traditions, but to
acquire above all a gnosis embracing diverse traditions and melding them in a single
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crucible"
with the Islamic mystics, the Sufis. David Gordon White claims that "perhaps no Hindu
religious sect has interacted on as profound and sustained a level as have the
Nath Siddhas with exponents of that mystic branch of Islam known as Sufism". In a
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similar vein, Charlotte Vaudeville asserts that "[i]t is precisely among Jogis that the Sufis
claim to have made their first converts. ... The Jogis ... too claim to have won over some
distinguished Sufis to their own creed: even the prophet Muhammad became, according
to them, a disciple of Gorakhnath." A fine example of the practice of concordance, in
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addition to several verses that employ Islamic vocabulary, is the closing line of the text
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Pandrah Tithi, which states: "To countless siddhas, Sri Gorakh is the pir."
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(The 'plr' is
a Muslim saint or a spiritual guide.) Even more specific is the sabad that proclaims, "We
are Hindus by birth; yogis by burning; Muslims by wisdom."
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99
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and above those who lack such an experience is one o f the key elements o f their identity
as it is a prominent leitmotif in The Sayings of Gorakh.
self-discovery,"
do not d i e . "
101
102
103
according to the jogis the bindu is wasted, which ultimately leads to disease, old age, and
death. To counteract this process, celibacy is an essential requirement, but it alone is not
sufficient. The bindu has to return back to its place o f origin, which is at the level o f the
head and the uppermost cakra, esoterically glossed as 'the summit o f the sky,' gagan
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101
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sikhar.
This process of the return of the bindu, its transmutation from material semen
into spiritual elixir, constitutes the most important practice of the Nath Siddhas, the
praxis of reversal, ulta sadhana. For that reason, I suggest that we follow the
transformations of the bindu in the same, reversed order. Starting at the material level we
will engage in issues of body and sexuality. At the intermediate level, our concern will be
with the phenomenon of speech and rhetoric. We will finish with a discussion of the
yogic approach to mind and ideology. The next three chapters will then be structured
around the Nathist understanding of the concepts of body, speech, and mind, viewed
through the model of esotericism.
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103
104
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CHAPTER 2
ESOTERICISM A N D POWER OF THE N A T H SIDDHAS
R E L A T E D TO B O D Y A N D S E X U A L I T Y
In the fortress of the body are the gods, the temples, and Benares.
There I have naturally met the Indestructible.
Gorakh Bani (GBP 23: 2.)
For one drop of semen, men and women exhaust themselves to death.
But the yogi who controls it thereby achieves success.
Gorakh Bam (GBP 44: 2.)
At the ordinary level, bindu manifests as a material substance, the sexual secretion.
Within the human body, its location is within the muladhar cakra at the base of the spine.
Yogis attempt to raise the bindu along the subtle conduit known as the susumna nan, the
final destination being the sahasrar cakra in the head. This process is alternatively
expressed as the 'waking up' of kundalini sakti. Since at the beginning of this process the
bindu has corporeal and sexual aspect, I suggest that the theme of this chapter be the
yogic understanding of body and sex.
How do the Nath Siddhas approach the human body? What are the esoteric
components of that approach? In what manner do they understand human sexuality? How
is the issue of power relevant for these considerations? These are the main question I will
be asking and attempting to answer in this section. As I have already stated, to separate
these issues into discrete thematic units is but a strategic and analytic move: in reality,
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'out there,' relationships between power, sexuality, corporal and discursive practices,
social position, and esotericism are i n fact an interconnected whole. Similarly, I have
decided to treat the body and sexuality separately for strategic reasons and not because I
propose
phenomenon o f the Nath yogis through the conceptual model o f esotericism. In doing so,
I have a twofold purpose in mind. O n the one hand, my intention w i l l be to demonstrate
the applicability o f the model onto its chosen 'subject.' The model fits. More importantly,
I want to stress the benefits resulting from this methodological approach. In other words,
my concern w i l l be to answer the question: what do we gain by applying the model o f
esotericism onto the jogisl I suggest the following as the most important insights:
Yogic work with the subtle body is based on the disciplined use of imagination
and this body is itself imaginal. The reader is already familiar with the fact that Faivre
considers imagination to be one o f the four necessary elements o f esotericism. In my
understanding, imagination is the tool that builds the subtle body (siiksm sarir) and its
centres and conduits o f energy (cakras and nans) that are o f fundamental importance for
the practice o f yoga. Imagination is the power that - i n addition to breathing exercises,
bodily postures, and mantric utterances - 'wakes' up the occult centres o f energy within
the body and reverses the flow o f semen upwards, turning it into elixir. Imagination
breathes life into the microcosm within the body o f a yogi and populates it with
metaphysical powers and entities. It makes operative the correspondences
between
semen, breath and mind. Without the employment o f the powers o f imagination the
practice o f yoga would lack deeper results. Important part o f yogic work is focused on the
meditation on and manipulation o f the subtle body that is 'created' through a process that
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may be thought of as the disciplined imagination, and this body may be thus defined as
'imaginal.' Paying attention to the principles of esotericism, such as imagination, helps us
therefore to understand more fully a vital component in the practice of yoga. It also
provides us with a link between yoga and magic, which Couliano defines as "a science of
the imaginary."
Based on the principle of correspondence, yogic work with cakras and kundalini
may be understood as a practice of devotion. This is a statement that contradicts the
general image of the Naths as a group that "left nearly no place for devotionalism in their
religious practice." The Indian critics of the Nath panth, by the way, also share this
2
view. It appears as i f the jogis are narcissistic in their 'obsession' with bodily exercises
and powers, meditating on the cakras instead of praying to the gods. But, once it is
remembered that the cakras correspond to the gods (Siva is in the sahasrar, Sakti in the
muladhar), it becomes obvious that to meditate on the subtle 'lotuses' within the body is
tantamount to meditating on the deities that dwell within them. In this sense,
concentration on the cakras is devotion. This fact is occluded unless the esoteric principle
of correspondences is properly understood. Similarly, interest in power, so typical of the
Nath yogis, may also be read as a devotional act, once we recall that in magic power
represents the manifestation of the sacred. It is my contention that by taking into account
the general principles of esotericism and magic we are able to better understand the
practice of the Nath yogis and to reconceptualize (that is to say, approach theoretically
from a different angle) the category of devotion.
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Starting from the postulate that eros, magic and yoga are all intentional activities
that aim towards union, we may both problematize the sexuality of the Naths and
advance the thesis of the comparability between yoga and magic. By problematizing the
sexuality of the Nath yogis I have in mind the fact that it is neither rejected (as in the case
of samnydsis) nor is its role emphasized (as in the case of 'orthodox' tantrikas). It is in
fact internalized and consists in the esoteric 'coupling' of occult energies of the body that
are given sexual and gender-specific signifiers. What is more, the inner experience of the
ascent of kundalini and the piercing of the cakras, aside from the obvious erotic
symbolism, is (at least occasionally and by some) felt as an experience of orgasm. The
principle of correspondence is again at work here, for the subtle centres of energy that are
often represented by non-sexual signifiers nevertheless ultimately correspond to Siva and
Sakti, whose union is then attempted and, i f achieved, experienced as bliss. And it is the
power of imagination that turns the subtle 'lotuses'- often iconographically represented as
mere geometric designs - into erotic couples. In this way, the major components of
esotericism are discernable in the yogic practice of inner unions that result in the
acquisition of the occult powers and altered states of being. Yoga is thus union, that is to
say eros. Couliano also claims, with Ficino and Bruno, that magic and eros are one. It
follows that yoga and magic are compatible, for both are based on the principle of union,
which is eros.
I will now elaborate on these points. To begin with, I will look at the human body
as understood by the Nath yogis through the conceptual grid of esotericism. Does the
model fit? What are the advantages of observing the jogis through these particular lenses?
Following that, I will turn to the question of sexuality and treat it similarly. So then, how
do the GorakhnathTs understand the esoteric aspects of the human body?
body and the cosmos is emphasized. A typical example of this view is offered in a
Sanskrit text that is related to the system of hatha yoga, which is the form of yoga most
"The twelve sign of the Zodiac respectively represent, the head, face, breast, heart, belly, navel, abdomen,
genital organ, tooth, eyes, two knees, two ankles and the two feet of Kalapurusha." Kalaprakasika: The
Standard Book on the Election (Mahoortha) System, trans. N . P. Subramania Iyer (New Delhi: Asian
Educational Services, 1982), xiii. Indian astrology also connects the flow of breath through either of the
two nostrils to the phases of the Moon and the position of planets in the orbits. The correspondent practice
called "Svarodaya implies that, among other things, those who know the movement of the Sun, the Moon
and the other planets can use this knowledge to predict the nature of the movement of the breath in their
bodies, or in other bodies. Likewise the movement of the breath in the microcosm can be used to determine
the position of the planets in the macrocosm." Hart Defouw and Robert Svoboda, Light on Life: An
Introduction to the Astrology of India (New Delhi: Penguin, 1996 [1992]), 177.
"Mention must also be made here of the reminiscence of Purusa, the Vastu figure who, his body exactly
filling a square place, is considered to be lying face downwards in the earth as the substratum on which all
temples are built." David Smith, "Aspects of the Interrelationship of Divine and Human Bodies in
3
73
closely associated with the Nath Siddhas. This is what the text, the Siva Samhita, states
on the subject:
In this body, the mount Meru ... is surrounded by seven islands; there are
rivers, seas, mountains, fields; and lords of the fields too.
There are in it seers and sages; all the stars and planets as well.
There are sacred pilgrimages, shrines. And presiding deities of the shrines.
The sun and moon, agents of creation and destruction, also move
in it. Ether, air, fire, water and earth are also there.
A l l the beings that exist in the three worlds are also to be found in
the body; surrounding the Meru they are engaged in their respective
functions.
... He who knows this is a Yogi; there is no doubt about it.
5
It should be evident that the notion of the body as the replica of the macrocosm is in its
nature esoteric, being based on the principle of correspondence. The fact that this idea is
widely attested to cross-culturally and in several historical epochs does not contradict its
inclusion within the field of esotericism. Nevertheless, in a certain sense, this is not a
'secret;' in a sense, 'microcosm equals macrocosm' is not in and by itself an exclusively
esoteric notion. The important distinction is, however, how does one know this; what
6
manner of knowing are we assuming here? In other words, the quality of knowledge is
the issue, not necessarily its content. In this important sense, esoteric knowledge is a
7
special - and thus elite, and therefore powerful - kind of knowledge. "He who knows this
Hinduism," Religion, 19 (1989), 212. Smith is referencing a classic study by Stella Kramrisch, The Hindu
Temple (Calcutta, 1946).
The Siva Samhita, trans. Rai Bahadur Srisa Chandra Vasu (Allahabad: Panini Office, 1914), 16. This
passage is also quoted in Goraksa-Vacana-Sangraha, verses 43-7.
Similar ideas "are found present also in many a philosophical and religious current... This principle is
equally at work in the procedures of divination, poetry and sorcery, but the latter, nonetheless, are not
synonymous." Faivre, Access to Western Esotericism, 11.
Cf. this with the following view: "Specifically, the sacred is not to be conceived independent of
experience, rather sensory perception is the locus in which the sacred is originally perceived, but the sacred
is constituted by the mode f perception rather than the contents of perception." Bryan S. Rennie,
Reconstructing Eliade: Making Sense of Religion (Albany, N . Y . : S U N Y Press, 1996), 217.
5
74
is a Yogi; there is no doubt about it." For the yogi knows the details of this
correspondence (and these details may be then qualified as esoteric knowledge proper);
what is more to the point, he or she knows how to put this knowledge into practice, and
thereby, knowing and acting thus, he or she may attain the power to accomplish specific
goals. In other words, I am arguing that a certain notion, such as analogy between the
body and the universe, may be held generally or by a broad segment of population, to the
point that there is 'nothing esoteric' (secret or exclusive) about it. Where this is the case,
the 'real' esotericism consists either in the details (often transmitted ritually) or in the
9
practical application of this knowledge. In this sense, I feel justified in designating this
idea esoteric.
On a deeper level, a certain notion or a mode of practice should or could be more
precisely labeled as esoteric (or occult) on the basis of the attitude involved in its
conception or execution. Discussing the notion of secrecy, Faivre maintains that " i f we
take the sacred seriously, we must always put up a slight partition, simply theoretical
really, between the sacred and the profane, precisely in order not to profane what is held
dear [that is, the secret], what has been obtained with difficulty in undergoing diverse
trials." In other words, esotericism is intimately related with - it is impossible without 10
the notion of the sacred. Many may approach the man-equals-universe analogy
exoterically - in a scientific spirit, for example - but the 'real' esotericist approaches it
11
10
11
75
as a dimension of the sacred. Esotericism is not only what is secret , but even more
importantly, what is held sacred. I cannot overstate the importance of this distinction.
To return to the notion of the human body as a microcosm: The Nath Siddhas
ascribe a paramount importance to this idea; it is a central assumption of their practice,
which is the corporeal practice, or 'the culture of the body,' kaya sadhana. They insist, in
fact, that to know and master the human body - especially in its esoteric aspects amounts to the mastery of yoga, which leads to liberation and immortality. It leads to the
attainment of the siddhis, which is to say, to the acquisition of power. The esoteric aspect
of the human body is, on the closer analysis, twofold. It consists of the greater world, the
cosmos, which is esoterically present within an individual body; and it consists of
esoteric aspects of the individual body, that are otherwise unknown to ordinary people, or
inaccessible to ordinary sensory perception. The esoteric individual body, in a sense,
mirrors the secret and invisible aspects of the natural body, while at the same time it
mirrors the totality of the universe. As Gorakhnath says, "Within the one there is the
infinite, and within the infinite there is the one. / By the one the infinite is produced. /
When the one is experienced within, / The infinite is contained within the one." What is
13
more, the cosmos is present within the body in both physical and metaphysical aspects.
14
"Esotericism is not simply a disciplina arcani, a discipline of the arcane." Faivre, "Esotericism," in
Hidden Truths, 42.
G B P 14:1. "ek maim anant anant maim ekai, ekai anant upaya / antari ek saum parca huva, tab anant ek
maim samaya."
See, for example, Banerjea, Philosophy of Gorakhnath, 195-205.
13
14
76
Let us examine now the science of the body. He who experiences within
one's body everything that is movable and immovable [that is to say,
everything that exists] becomes a yogin gifted with the knowledge of the
body. [1]
The tortoise is situated in the soles of the feet [and the seven lower
worlds (tala) are placed above it]: Patala in the big toes, Talatala above
the big toes, Mahatala in the heels, Rasatala in the ankles, Sutala in the
calves, Vitala in the knees and Atala in the thighs. These seven lower
worlds are under the dominion of Rudra, the lord of the gods. Within the
body, he [Rudra] is Bhava, the incarnation of anger, or indeed Rudra, the
Destroyer of the Fire of Time [kilignirudra]. [2]
The earth is [situated] in the anus, the atmosphere in the genital
region, the sky in the region of the navel. Thus, the god Indra resides in
the triple world inside the body. He who controls all the senses (indriya),
he alone is Indra. [3]
Maharloka, the 'Great World' is at the base of the spine, Janaloka,
the 'World of Generation' in the spinal cavity, Tapaloka, the 'World of
Austerities' in the marrow of the spine [and] Satyaloka, the 'World of
Truth' is in the flower of the lotus of the root-[cakra]. Thus, the
primordial god, Brahma, resides in the fourfold world inside the body as
the personification of the pride and self-confidence. [4]
15
In The Sayings of Gorakh, the esoteric correlation between the individual and cosmic
body represents an underlying theoretical assumption as much as it provides a
background for yogic practice. "[The one who] investigates the body and finds the
indestructible [God] / Attains the unreachable immortal rank,"
16
presence of macrocosmic and spiritual realities within the human body is also made
explicit in the following verses, which employ a recurring stylistic device, the metaphor
of the body as a fortress to be conquered:
The Siddhasiddhantapaddhati 3. 1-4.1 have translated David Gordon White's French translation of the
original Sanskrit, which appeared in his essay "Le monde dans le corps du Siddha: Microcosmologie dans
les traditions medievales indiennes," in Images du corps dans le monde hindou, eds.Veronique Boullier
and Gilles Tarabout, (Paris: CNRS Editions, 2002), 193-5.
GBS 252. "khojai tan milai avinasT agah amar pad pay."
15
16
77
19
One of the most interesting aspects of the esoteric thought related to the world-view of
the Nath Siddhas lies in the occasional symbolic understanding of the founding adepts of
the school and their internal projection onto the subtle body of a yogi. Matsyendranath
and Gorakhnath, aside from their historical identities, sometimes also stand as symbols
for spiritual achievements and ranks within the Nath hierarchy. Accordingly, a yogi
20
may become a Gorakh if he reaches adequate spiritual level and attains appropriate
powers. For example, a sabad consisting of a set of yogic riddles, ends with the
statement, "Whoever can answer what has been asked, he is Gorakh."
Similarly,
another sabad declares, "Whosoever is beyond desires and plays without tricks, / Call
The tenth door, as Barthwal glosses, refers to the 'opening' at the top of the skull, called brahmarandhra.
John Grimes defines it as a "[s]ubtle aperture in the crown of the head. Said to be the gateway to the
Absolute (Brahman) in the thousand-petaled lotus in the crown of the head (sahasrara). Liberated beings
are said to exit the physical body though this aperture." John Grimes, A Concise Dictionary of Indian
Philosophy: Sanskrit Terms Defined in English (Albany, N . Y . : S U N Y Press, 1996), s.v. "Brahma-randhra."
KasT, meaning 'shiny,' is Benares, the holiest city of India.
G B P 23: 1-3. "kaya garh bhTmtari nav lakh khaT/ dasvaim dvari avadhu tall laT/1/ kaya garh bhTmtari
dev dehura kasT / sahaj subhai mile abinasT 121 badant gorakhnath sunao nar loT / kaya garh jTtaiga birla
koT." See also GBP39.
"In the Nath literature the word Ndtha (which originally means 'the lord') has sometimes been used with
an ontological significance and there is sometimes a tendency to interpret the names of the Naths,
particularly of Matsyendra and Goraksa, as some transcendental states of mind or soul attainable through
the practice of yoga." Dasgupta, Obscure Cults, 382-3. See also Debabrata Sensharma, ed., Matsyendra
Samhita: Ascribed to Matsyendranatha, Pt. 1 (Calcutta: The Asiatic Society, 1994), 34: "hence Macchanda,
Matsyendra were not personal name but an appellative of some siddhas who reached a particular stage in
the mystic realisations."
17
18
19
2 0
78
him a Gorakh."
present within the subtle bodies of their disciples and they may be accessed, as mediators
of gnostic insights, through the practice of yoga. The very first sabad in the Sayings of
Gorakh makes reference to this teacher as an eternal child engaged in the spiritual
discourse at the level of topmost cakra: "At the summit of the sky, a child is speaking. /
What kind of a name could it be given?" Similar in their purport are the following two
23
sab ads:
25
In this way, the process of internalization seems to be taken to its final logical conclusion,
establishing the esoteric identity between Siva and Matsyendra or Gorakh and an
individual yogi, in whose subtle body all of these are present, in addition to Sakti (in the
form of kundalini). The working of esoteric thought actualizes several instances of
mirroring, where the individual identities are fluid. Gorakh is then, in a certain sense, a
2 2
2 3
2 4
2 5
79
human disciple of Matsyendra who lived somewhere in the early medieval period in
North India. At another level, he is an immortal Siddha, living either in the Himalayas or
in the mundus imaginalis: the exact nature of the location depends on the mode of
discourse and exegetical intentions. At yet another level, Gorakh is Siva, the identity
based either on the fact of human perfectibility or on the divine descent. And finally,
Gorakhnath is present in one of the cakras of the subtle body. A l l these various levels of
identification are made possible on the basis of the system of correspondences that relates
them to each other. And, last but not least, yogic work with the cakras and other elements
of the subtle body, due to the esoteric presence of gods and teachers, may be understood
as the yogic way of devotion, driven by the desire towards union with these divine figures
as objects of reverence. If the practice of yoga is understood in these terms, the usual
statements about the lack of devotion in the case of jogls appear problematic and not
entirely correct.
In a more narrow sense, in a sense more specific to the concerns and techniques of
yoga, the esoteric aspect of the human body consists of the concentrated energy
represented by kundalini sakti, 'asleep' at the base of the spine; it consists of the 'lotus'
centres of latent energy, the cakras, and of the channels, the nan's, through which the
energy flows; and it consists of the nectar, the amrt, that oozes from the 'Moon' at the
top of the head, at which place Siva Himself is also metaphysically present. A yogi
typically attempts to 'wake up' kundalini, to have her rise along susumna, the most
important channel situated in the hollow of the spinal column, during which process the
cakras also 'open' and confer gnoseological insights and occult powers onto the yogi.
This subject matter is given sufficient treatment in the works of other scholars and I
80
and sulfur
in order to establish union between Siva and Sakti - which is a desired goal of practice one can engage in work with metals and other chemical elements, which would be the
approach of alchemy; alternatively, this goal may be attempted by mixing sexual fluids,
as is done in some tantric rituals; and finally, the union may be accomplished within an
individual body, by making Siva and Sakti meet esoterically, which would be the
approach of yoga.
The following is one of the most explicit references to the presence of Siva and
Sakti, within their respective cakras in the body, as found in The Sayings of Gorakh:
"The most concrete point of intersection between the yogic and alchemical traditions in India lies in the
identification of mercury (rasa, parada, suta) with the semen of Siva, and of sulfur (gandhaka), red arsenic
(manahsilaj or mica (abhrakd) with the menstrual blood (khapuspa, rajas, onita, artavd) or sexual
emission (virya) of the Goddess." White, Alchemical Body, 188-9. "Just as mercury is the particular
element which stands for the essence of Siva, so there is a particular element which signifies the essence of
Sakti, which is sulfur." David Gordon White, "Why Gurus Are Heavy?" 47.
"Sakti is in the form of blood, Siva is in the form of semen." G B P 12: 5: "sakti rupTraj achai siv rupT
byand."
2 7
81
31
'
TO
^9
36
37
The above verses represent typical poetic rendering of yogic practice related to the cakras
as recorded in The Sayings of Gorakh.
1Q
3 0
31
3 2
3 3
3 4
3 5
3 6
3 7
3 8
82
portray the necessity of directing upwards the mutually correspondent semen, breath, and
mind. The analogical chain between these three is of extreme importance. Typically, a
39
yogi would attempt to push the semen and air upward by performing bandhas
40
and
this process is established through its deployment in the effort of visualization and
concentration. What I would like to re-emphasize is the fact that the practice rests on the
principle of correlation between physical efforts and spiritual goals.
42
remember that Faivre defines this principle as "the homo-analogical principle matching
like to like, and this means one of the two can act on the other. This occurs by virtue of
'correspondences' that unite all visible things and likewise unite the latter with invisible
realities." The following two sabads explore this correlation within the context of the
43
44
41
4 2
4 3
4 4
83
46
The goal of practice is often symbolically described as a merger of the Sun and the
Moon; and the successful completion of it is proclaimed in jubilant language, abounding
with metaphors of light: "O avadhut, breath should go through the sahasra nan. / Then,
the myriad sounds will ring. / The breath will drink seventy-two Moons, / When the
primal light shines."
47
reversal of semen, breath and mind, or in terms of the raising of kundalini: "The lower
Ganges has to rise up to [the top of] the Egg of Brahma, / Where the pure drinks the
water pure."
In this sense, it is possible to advance the thesis that the ascent of the
kundalini is in itself esoterically correspondent to the ascent of semen, breath and mind.
Similarly, to make the semen, bindu, immobile or fixed is an operation made possible by
the effort to concentrate and fix the mind, which practice is facilitated by the appropriate
rhythm of breathing and performance of bodily bandhas and mudras. In this way, the
'gross body' (sthul sarir) is engaged through the practice of posture (asan), aided by
muscular contractions (bandhas and mudras); the respiratory system is engaged in the
prdnaydm; the mind is employed in the practice of visualization of and the concentration
"In the 'desexualized' context of the Nath tradition, it is the fire of Brahman (Brahmagni), rather than the
Kundalini that mounts the cakras." White, "Why Gurus Are Heavy?" 71, n.59.
GBS 156-7. "svammT kacT baT kaca jind / kacT kaya kaca bind / kyaiikari pakai kyuiikari sTjhai / kacT
agnTm nTr na khTjai // tau debT pakT baT paka jind / pakT kaya paka bind / brahma agni akhandit balai / paka
agnTm nTr parjalai."
GBS 53. "abadhu sahamsra nan pavan calaiga, koti jhamamkai nadam / bahatari canda baT sokhya kirani
pragatT jab adam."
GBS 2. "patal kT gariga brahmand carhaiba, taham bimal bimal jal pTya." As Barthwal glosses, the
'lower (or infernal) Ganges' refers to kundalini, while brahmand (universe, lit. 'the Egg of Brahma') stands
for brahmarand.hr a.
4 6
4 7
4 8
84
on the cakras; and the end result lies in the awakening of the energy of the kundalini and
the mystical union of Siva and Sakti within the body of the yogi. The physical,
physiological, and mental aspects of the practitioner engaged in the yogic practice are
correlated within the chain of causes and effects made operational on the basis of their
mutual correspondence. Thus, to give another example of this principle, we read in The
Sayings of Gorakh: "The subtle wind remains continuous. / Inside the body, the maharas
[the elixir] is perfected. / Gorakh says, T have caught the unstable. / Joining Siva and
Sakti, I have remained within my own house.'"
49
(subtle wind), elixir, and microcosmical reflection of the divine pair (Siva and Sakti) is
evident.
85
The subtle body with its centres of energy is, therefore, not a tangible or substantive
object. It is imagined, created through the power of concentration, accessed in altered
states of consciousness. Expressed in a technical term that has acquired a specific
meaning through the work of Henry Corbin, it is imaginal. Its creation is related to
workings of imagination, which is one of the four necessary components of esotericism
according to Faivre's model. And, in light of Couliano's definition of magic as the
'science of the imaginary,' the practice of yoga that centers on this imaginal body and its
energies may be understood or 'translated' as the practice of magic.
The Buddhist scholar Robert Thurman also recognizes the imaginal nature of the
subtle body and its close relationship with the issues of power and magic. He writes,
"The Hindu and Buddhist Tantras provide the most complete explanation of magical
powers and the psychophysical causality underlying their manifestations. Key to Tantric
Agehananda Bharati, "Techniques of Control in the Esoteric Traditions of India and Tibet" in The Realm
of the Extra-Human: Ideas and Actions, ed. Agehananda Bharati (The Hague and Paris: Mouton Publishers,
1976), 93-4; emphases added.
86
powerful because they stand in causal relationship with the material and spiritual effects,
the seeds of which are planted by the practice of willed and disciplined visualization and
meditation, or imagination. What Thurman designates (following Indian terminology)
'subtle body and mind' is, I argue, what the Western esotericism designates as the realm
of the imaginary, the mundus imaginalis. This is evident from the following: "It [that is to
say, the final nature of reality, the cosmos] is pure energy that can be reached and
controlled most effectively by the human nervous system while focused on precise and
52
subtle imagery."
The activity of the mind (or the 'nervous system') that focuses on precise and
subtle imagery is, I suggest, what in the Indian cultural sphere is usually designated as
meditation (dhyan), and in the West as imagination (imaginatio vera). These two stand in
the analogical relation to each other, in other words, they correspond to each other (which
is not to say that they are identical). In a similar vein, the 'subtle body' (suksm sarir)
spoken of in tantric and yogic traditions corresponds to what is in the Western
esotericism usually designated by the term 'astral body.'
matter is insufficiently realized and that it needs a great deal of further comparative
investigation in order to arrive at a clearer conceptualization.
51
5 2
87
Transmutation
The ultimate goal of the yogic practice, according to the Naths, lies in the attainment of
the immortal or diamond body. This is sometimes referred to as the 'divine body,' divya
deh. It is important to realize, first of all, that this goal is in its ultimate nature spiritual.
"Immortality is recognized to be the quintessence of the ultimate nature of the Lord
[Siva]. ... It is for this reason that in common belief we find great Nath Siddhas like
Matsyendra and Gorakh often identified with Siva or Mahesvara. ... The real significance
of the attainment of immortality is the attainment of the state of the Great Lord." In this
54
Some insights into Western conceptions of the 'subtle body' may be gathered from a fine discussion in D.
P. Walker, "The Astral Body in Renaissance Medicine," Journal of the Warburg and Courtauld Institutes,
Vol. 21 (1958), 119-33.
Dasgupta, Obscure Cults, 221.
5 4
88
eternal. A n accomplished adept of yoga, a siddha, exhibits these same qualities as his
own. The attainment of the divine body, once the physical body has been 'cooked' in the
fire of yoga, establishes a mark of difference between a siddha and the ordinary human
being:
Through the fire of yoga the body becomes supra-material and above all
sorrows and sufferings. Such a yoga body (yogo-deha) is rare even to
gods; it is a body bereft of all limitations and bondage and at the same
time possessing great powers; it is limitless like the sky but purer even
than the sky. The great yogin with his perfect body moves in the world
according to his own will, - and as this perfect body is produced through
the burning away of his physical body through the fire of yoga there is no
further death for him.
56
In the light of the above considerations, it follows that a display of power and free
behaviour on the part of the yogis represents a sign of their sharing in the nature of the
Divine. In the words of Gorakhnath, "Those who are immortal and pure are beyond sin
and virtue./ They are beyond sattva and rajas [and tamas] and are empty. / They
remember the sabad of soham and hamsa.
siddhis."
emptiness, yogic remembrance (gnosis?), and powers are all combined together as
descriptive marks of this new state of being.
Experience of transmutation is one of the four main constitutive elements of esotericism. See Faivre,
Access to Western Esotericism, 13-4.
Dasgupta, Obscure Cults, 220.
In Sanskrit, hamsa literally means both 'swan' and 'I am He;' so'ham means 'I am He.' Both words are
related to the sound internally heard during the process of breathing. The spiritual connotation of hamsa is
described by Grimes as the "natural vibration of the Self, which occurs spontaneously with each incoming
and outgoing breath. By becoming aware of hamsa, a seeker experiences the identity between the
individual self and the supreme Self. Also repeated as So 'ham." Grimes, Dictionary, s.v. "hamsa."
5 6
5 7
89
To summarize the main points related to the understanding of the human body according
to the Nath Siddhas and to correlate them to the Faivre's model of esotericism: The body
is fundamentally a microcosmic replica of the macrocosm; in yogic terminology, the
individual body, pind, is analogous to cosmos, brahmand. Siva and Sakti are also present
within the human body, having their respective places at the top of the head and at the
base of the spine. The human body in its material aspect corresponds to the universe and
spiritual realities. The notion of correspondence is extended by the analogy between
semen, breath, and mind, and their spiritual correlates and it also represents the
theoretical foundation of yogic practice. This practice would be impossible without the
exercise of imagination, which projects the images of the cakras and the whole
superstructure of the subtle body over the empirical grid of the physical body. The yogic
practice is oriented toward transmutation of the mortal body into immortal body that is in
its infinite powers identical with the body of the Great Lord Siva. And finally, the
practice of the Nath yogis represents an internalization of the methods of Indian alchemy.
The alchemical practice focuses on the work with mercury, replaced by the semen in the
practice of yoga, whose attributes and powers are ultimately those of a living thing.
59
Consequently, all the four major elements of esotericism are intimately interwoven in the
yogic understanding of the human body. Does the same hold true for their approach to
and understanding of sexuality?
GBS 46. "amara nirmal pap na pumni / sat raj bibarjit sumni / sohani hamsa sumirai sabad /
tihirn paramartha anant sidhi."
See White, "Why Gurus Are Heavy?"
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S E X U A L I T Y : ESOTERICISM A N D POWER
Celibacy as the Care of the Self
The Nath panthi yogis are customarily described in literature as a group of celibate
ascetics, as those who have renounced sex. "As early as Panini's time (c. 500. B.C.)
'Yogi' meant a man who practices religious austerities; and these were much valued, and
asceticism and the vow of celibacy and life-long study were regarded as high virtues and
as being productive of the highest powers."
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wandering Jogi minstrels, singing legends in which the link between indulgence of the
senses and death is constantly emphasized."
61
Gorakh also abound with admonitions for sexual continence. A verse such as "People
who rub skin against skin / Waste the body day by day"
attitude.
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important element in the career of the yogis, it is nevertheless possible to assert that
sexuality, considered in its wider scope, represents a sine qua non of the phenomenon of
the Nath Siddhas. To a large degree, this sexuality is non-ordinary: it is internalized,
modified, and hidden ('occult'), sublimated and supplemented by a network of apparently
non-sexual signifiers. But it is there, ubiquitous and quintessential. I propose,
consequently, to devote this section to a reading of the phenomenon of the Gorakhnath!
yogis with the particular intent to extrapolate and emphasize the erotic subtext related to
the theory and practice of the group. It will hopefully become manifest, in the course of
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my argument, that the sexuality among the Siddhas constitutes a crucial factor of their
identity and a clue to their power.
Michel Foucault has shown in The History of Sexuality and other writings that,
despite many outward similarities, there is an important difference in nature, orientation
and meaning, between Greco-Roman and Christian sexual asceticism in Late Antiquity.
The practice of (a small number, usually patrician) pagans centered around the idea of
'the care of the self (Gk. epimeleia heautou; Lat. cara sui). The principal aim of the
sexual moderation and abstinence was to demonstrate that a person undergoing these
practices was able to control and govern oneself and be the master of oneself (an
extremely important qualification in the society of masters and slaves). "The great
difference in sexual ethics for the Greeks was not between people who prefer women or
boys or have sex in this way or another, but was a question of quantity and of activity and
passivity. Are you a slave of your own desires or their master? ... You have to become
completely master of yourself'
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informed by the struggle against flesh and desire, which were considered negative, even
demonic, and sexuality was renounced for religious reasons (an attitude most forcibly
expressed with reference to the Augustinian notion of the 'original sin'). "Consequently,
between paganism and Christianity, the opposition is not between tolerance and austerity,
but between a form of austerity which is linked to an esthetics of existence [as in
paganism] and other forms of austerity [as in Christianity] which are linked to the
necessity of renouncing the self and deciphering its truth."
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Michel Foucault, "On the Genealogy of Ethics: An Overview of Work in Progress," in The Foucault
Reader, ed. Paul Rabinow (New York: Pantheon Books, 1984), 349; emphasis added.
Ibid., 366.
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says: "In so doing, you are the creator, you are g o d . "
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that the religious goal o f the Siddhas was neither the impersonal nirvana o f the Buddhists
and Jains, nor the merging into the monist reality o f brahman o f the Advaitans, nor the
loving union with the chosen deity o f the Bhaktas. The Naths were intent on deification
and immortality, their aim was becoming 'a second S i v a ' and a life eternal. "People
involved in the practice o f yoga / Are not devoured by Death,"
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crucial, unavoidable step on the road towards this goal consists in the yogis' engagement
with the powers o f sexuality. O f course, this is a qualified sexuality, distinct from the
ordinary kind, which in the case o f non-initiates generally has its consummation with the
men ejaculating their semen. A s is well known, the yogis attempt to reverse this
process,
and to turn their semen upward (urddhvaretas), resembling again in this aspect
the great god Siva whose erected lingam points to his head, indicating, it is assumed, the
direction o f the upward-moved sperm. The successful accomplishment o f this seminal
Audrey Cantlie, "Aspects of Hindu Asceticism," in Symbols and Sentiments: Cross-cultural Studies in
Symbolism, ed. loan Lewis (London: Academic Press, 1977), 265. In her otherwise interesting essay, the
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author makes a claim that yogic asceticism resembles what Freud calls the death instinct or the death drive,
with which assertion I don't entirely agree.
GBS 148. "so apaim karta, apaim dev."
GBS 220. "log jugati maim rahai samay / ta log! kum kal na khay."
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reversal signals the attainment of the divine status: "[I]t has been emphatically declared in
all texts of yoga that he, who has been able to give an upward flow to the [seminal] fluid
is a god, and not a man."
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Sexual abstinence among the Naths is functional and teleological, not moral, in
its presuppositions. Sexuality, in its mundane forms, is not something that the yogis
consider ethically problematic or sinful, since their pragmatic philosophy does not dwell
upon these concepts. "The immortal and the pure are beyond sin and virtue," declares
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Gorakhnath. The real negative effects of sexuality, as understood by the Siddhas, refer
more to the health hazards; its dangers are somatic and physiological, rather than ethical:
"The legs become shaky, the stomach loose / And the [hair on the] head [white] like a
heron's wings."
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demands of desire represents an occasion for the acquisition of power - a common theme
in Indian spirituality. It is well known that humans most closely approach the condition of
gods when they accumulate a store of energetic heat, tapas, through their ascetic and
celibate exertions and it is at such occasions the gods usually send heavenly nymphs to
seduce the ascetics and make them release accumulated semen and thus lose their godlike
power. The important fact here is that sexual abstinence represents an avenue for the
obtainment of power. This is clearly declared in the following verses from The Sayings of
Gorakh: "The yogi who holds above what goes below, / Who burns sex, abandons desire,
/ Who cuts through maya -1 Even Visnu washes his feet."
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Practically every writer, who wrote on the subject of the Siddhas mentions and dwells upon this practice,
technically called the ulta sadhana. One of the best summaries is still Dasgupta, Obscure Cults, 229-35.
Dasgupta, Obscure Cults, 246.
GBS 46. "amra nirmal pap na pumni."
G B P 43: 2. "gor bhae dagmag pet bhaya dhTla, sir bagulam pankhiyam."
GBS 17. "aradhai jata uradhai dharai, kamm dagadh je jogT karai / tajai alyangan katai maya, taka bisnu
pakhalai paya."
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In the case of yogis, the victory over eros, the victory most emphatically
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objective of the Siddhas is the transformation of the sexual substances into elixir of
immortality. On the basis of the centrality of this fact we may conclude that the
asceticism of the Naths is not simply an exercise in sexual continence (as with the
'orthodox' renouncers) but an attempt at transformation of mundane sexuality into
mystical eroticism
75
In addition, the sexual interplay of the polar energies of the Sun and
the Moon (understood as being internally present within the body as the two main
cakras), sexual symbolism related to the penetration of the cakras by the fiery snake
kundalini, and the erotic subtext of the dress and some other external paraphernalia of the
yogis, all these elements are important additional indicators of the role of sexuality
among the group.
Finally, it is virtually certain that abstinence from regular sexual activity
represents only a preliminary stage in the career of (some) Nath yogis. Those who have
satisfied this requirement and proved to be masters of themselves, that is to say, those
who have become adepts, the Siddhas, they in fact may resort to the ritual, tantric sex.
This is made explicit, for example, in the references to the practice of the so-called
vajroli mudra, the main point of which lies in the ability of the yogi to suck back,
See, for example, the account of the Gorakh's victory over the lures of the Goddess in Dasgupta,
Obscure Cults, 377-8: " A l l the Siddhas, excepting Gorakh, fell victims to the amorous charms of the
goddess and every one except Gorakh felt within a desire to enjoy her, - and the desire of the Siddhas was
all approved by her."
GBS 102. "kanak kammnTm tyagem doi, so jogesvar nirbhai hoi."
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through his penis, the sperm released during the sexual act. Keeping all these facts in
mind, it is justifiable to assert that the power of the Nath Siddhas relates intimately to,
and is inseparable from, the topic of sexuality. Let us, therefore, continue with the
investigation of the details of this relationship.
union of opposites, coincidentia (or coniunctio) oppositorum, and this union is often
represented under the imagery of sexual coupling - a common theme especially, but not
exclusively, in the tantric teachings. "Indeed, the desired goal of hathayoga ascetic and
spiritual practice could be conceived as a recognition or reintegration of the two cosmic
principles formulated as Sakti and Siva (or yonif lihga, sun/ moon, nadaf bindu, ovum/
semen, etc.) within the disciples own body, similar to the comparative Western notion of
conuinctio [sic; coniunctio is meant] oppositorum."
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in the activity of joining opposites. This effect can be achieved in various ways:
regulating the breathing and joining breaths within the body, chanting mantras,
meditating, and so on. The point is that by this process the disparate elements of reality
are coupled, joined, united.
possible pairs to be joined: "Yoga, literally 'union' is, in the mystic parlance of the
Nath Siddhas, the union of sun and moon, fire and fluid, ovum and seed, that which is
See Jeffrey J. Kripal, Kali's Child: The Mystical and the Erotic in the Life and Teachings of
Ramakrishna, 2 ed. (Chicago: University of Chicago Press, 1998 [1 ed. 1995]). In a nutshell, Kripal
understands eroticism as an interpenetration of the categories of sexual and religious.
Vaman Shivaram Apte, The Practical Sanskrit-English Dictionary:Revised and Enlarged (Delhi:
Motilal Banarsidass, 1998 [1 ed.1890]), s.v. "yoga".
Ellen Goldberg, The Lord Who Is Half Woman: Ardhanarisvara in Indian and Feminist Perspective
(Albany, N . Y . : S U N Y Press, 2002), 67.
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enjoyed (upabhogya) and that which enjoys (bhokta), and ultimately, the commingling of
the principles of creation and destruction..."
eros all work on the basis of attractions, sympathies and unions. The justification for
establishing the parallel between yoga and sexuality consequently lies in the fact that both
of these are activities aiming at a particular kind of union. Even at the most fundamental
level, the yogic quest shares certain erotic implications.
The followers of Gorakh are well known for elaborate esoteric mappings of the
human body, which, in their view, represents an interior hierarchical universe, embracing
both the infernal and celestial regions, peopled with deities and other spiritual beings,
consisting of several centers of mystical energy.
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numbered in various ways (four, six, seven, and more) but it is unanimously accepted as
fact that the two main cakras are at the same time the dwelling places of Siva and Sakti.
The goal of yogic practice is to unite these two deities within one's body. We may argue
that the purpose of yoga, as envisioned by the Siddhas, lies in achieving an internal erotic
coupling of the deified principles of universal polarity. In a very real sense, the religious
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result of yogic practice, its mystical consummation, is an orgasmic (or, at least, orgasmlike) experience.
In making the claim that yogic mystical states resemble (or represent a variety of)
sexual experiences I am taking side with those scholars and interpreters of tantra (and
related phenomena) who are emphasizing the possibility of mutual penetration between
the categories of 'sexual' and 'religious or mystical'. In contradistinction to this attitude,
"numerous scholars have attempted all sorts of mental gymnastics in a desperate effort to
rescue the tradition from its stubbornly 'impure' ways. So, for example, we are asked to
believe that the word penis (lihgam) in the texts does not mean penis ..., and that scholars
who privilege the sexual connotations
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imperialistic."
played a major role in the teaching of this adept, otherwise associated with the
popularization of neo-Hindu advaita. In an important vision, for example, Ramakrishna
sees himself performing cunnilingus on the cakras along the spine, "erotically playing
with the vagina-shaped lotuses with his tongue. ... Ever since then I have been in this
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state." One day, Ramakrishna is visited by a practitioner of tantra who explains to him
that "the 'stem' and 'lotuses' of kundalini
Yoga is an attempt at the union of opposites. Siva and Sakti represent these
opposites cosmologically and theologically. "Sakti manifests the expansion, Siva
manifests the contraction. / If one would make yoga [union] of these two, he would be a
king of the perfect yogis." There are two ways according to which a yogi may attempt
to bring about the union of these two. As a solitary practitioner, the yogi may approach
his or her own body (and mind) as a dwelling place of these two divinities and then try to
unite them. "Take Siva and Sakti and make them meet," urges Gorakhnath. To raise the
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kundalini from the lowest cakra through application of various yogic techniques and to
bring her up to the head would be an example of such an internal marriage of the
opposites. Another method would be one of exteriorization: in this case a male yogi,
identifying himself with Siva, would have a ritual intercourse with a woman, as Sakti,
and they would establish the union in this way.
There are two points of interest here. A yogi, as a single person, is ideally, or
rather virtually, a hermaphrodite. In this sense, as Ellen Goldberg has shown, the image
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and model of the ideal yogi is Siva as Ardhanarisvara, the god who is half woman and
half man. This is a very important insight for it acknowledges the presence of an
archetype that transcends the normative supremacy of masculinity. The yogic androgyny
is established through the presence of the both masculine and feminine currents of energy
within the body. The Sun and the Moon, Siva and Sakti, they are all found and need to be
joined within the body of a yogi. "The Moon and the Sun have to be fixed facing each
Ibid., 128.
Goraksa-Vacana-Sarngrahah, 9: "prasaram bhasayet saktih samkocam bhasayet Sivah /
tayoryogasya karta yah sa bhavet siddhayogirat." In Banerjea, Philosophy of Gorakhnath, 333. (The
translations from this Sanskrit texts are by Narayan Mishra, throughout. See Bibliohraphy, s.v. Mishra.)
GBS 84. "siv saktT le kari jorau."
See Goldberg, The Lord Who Is Half Woman.
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other,"
advises Gorakhnath. At the same time, a yogi may retain the original gender
identity according to the demands of situation, for example, during ritual sex. In any case,
whether the essential polarity is telescoped inside or projected externally, the main
operative principle of yoga remains the union of opposites and in that sense it is
analogically related to eroticism. Yoga, being union, is a form of eros.
Eros on the Sleeves: Sexual Symbolism of Yogis' Dress and Sectarian Marks
As far as the outward appearance of the yogis is concerned, the robe they wear is usually
reddish-ochre in colour and here again we may notice an erotic subtext related to the
issue. Hazariprasad Dvivedi provides in this connection the following information:
"[William] Crooke has given an account of an interesting tale, according to which it was
Parvati who originally gave to Gorakhnath one robe that she coloured with her own
blood. It has been said that from that time the red (or ochre) colour became the colour of
the yogis." As Briggs comments, "Yellow (and red) is a symbol of fertility and is the
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marriage colour. ... The corpse is anointed with [yellow] turmeric, since death is looked
upon as marriage."
By the same token, the colour of the yogi's dress signifies death -
for yogi has 'died' for the world - and marriage. The underlying idea here is that both
death and marriage are the symbols of the final state of ecstatic union or samadhi (let us
keep in mind the fact that yogi's grave is also called samadhi). The erotic component is
embraced by the idea of union present in both images: both Eros and Thanatos signify the
sublime. As for the other main ornaments of the yogis that became distinctive marks of
GBS 113. "Cand suraj dou sanmukhi rakhila [rakhiba]." One of the meanings of the verb rakhna is "to
have sexual intercourse..." See R.S. McGregor, ed., The Oxford Hindi-English Dictionary (Oxford and
Delhi: Oxford University Press, 1997 [1 ed. 1993]), s.v. "rakhna".
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the sect, the earrings, the horn, and ashes smeared on the body, Matsyendra received
these from Siva. Even in outward appearance, a yogi wears symbols that indicate by their
origin the presence, the union, of the god and the goddess on his body. This is made the
most explicit by the practice of branding the yoni-lingam image on the right fore arm of
the yogis.
The main distinctive outward marks of the yogis, however, are the large earrings,
called mudra. "Rings are of two general shapes, flat and cylindrical; the former called
darsan ['vision'], the latter kundal ['round'].
pavitri, 'holy,' 'sacred.'"
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originated with Siva and his immediate disciple Matsyendranath. A n aspirant to the
Order is called an aughar, after the initiation ceremony, during which the ears are slit and
earrings inserted, he (or she ) becomes a Nath yogi.
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I would like to draw attention to several important elements in the above account. There
is the erotic symbolism of penetration: the phallic knife opens a hole in the yogi's body.
Hazariprasad Dvivedi, Nath Sampraday(Allahabad: Lokbharat Prakashan, 1999 [1 ed. 1966]), 18. See
also Briggs, Gorakhnath, 18.
Ibid., 18, n. 8. "Red is the colour of Love." Vaudeville, Weaver Named Kabir, 277, n. 169.
Briggs, Gorakhnath, 17.
Ibid., 7.
"Women who wear mudra are numerous." Ibid., 10.
Dvivedi, Nath Sampraday, 16.
Briggs, Gorakhnath, 6.
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In a certain sense, after this ceremony the yogi ceases to be a virgin. His body is not
closed anymore, there is an opening, which at the same time makes the passage of the
energy through the body and the acquisition of power possible. Now, with ordinary men,
whose sexuality is not sublimated and transformed, the opening that is the place of the
drainage of energy (and the cause of mortality) is in the lower part of the body. The
Naths attempt to keep that lower aperture closed and instead, just like Siva who was the
first to wear the rings, they open a space in their heads (the abode of Siva). Instead of the
energy (the semen, the elixir) draining down from head to and through the penis, the
yogis are attempting to reverse the process by closing the lower hole and opening the one
in the upper part of their body. This should facilitate the ascent of the powerful but latent
energy of the kundalini sakti that is ordinarily situated in the lowest cakra and that yogis
attempt to 'wake up' and send upward along the central channel (susumna) in the spinal
cord. However, irrespective of the fact whether the semen goes up or down, both
situations represent instances of an erotic process. The only difference between the two is
the difference between the gross and the subtle forms of manifestation of the sexual
power.
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including Guga Pir and Carpati, are conceived and born in this way."
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This same ability to produce living beings, without recourse to the usual means of
achieving the
same result,
contest with
Jalandharnath (Gopicand legend), Gorakhnath turned horse dung into locusts, or dung
and a blanket, or a bundle of grass, and then into a human body and infused it with life."
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In the Sri Gorakhnath Caritr he makes a 'driver' for kids' chariot out of clay and infuses
him with life using the sa/pjTvan mantra.
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bag, or wallet, of wonderful potency, from which he drew gifts of various kinds. He took
out of it the barley grains, or the apple, or the flowers, or the ashes which conferred the
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gift of sons..."
Briggs' conclusion is that "like many other great ascetics he was able to
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After eating the food from the first plate, Ratannath then stood before the
second plate. Having pronounced a mantra, he then caused ashes to flow
from his body, after the fashion of Siva. These he fashioned into a ball,
which he placed before the second plate of food. He then announced that
the ball of ashes would eat the food sitting in front of it. ... The ball then
split and a laughing, fully formed boy emerged from it and set about
eating the food on the plate before him.
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The stories of this kind are numerous in the Nath lore. Here we find again all the main
constituents of their make-up interwoven: eros, occult, power. Again, sexual symbols
signify esoteric realities and occult powers refer to sexuality. For example, the story of
the production of the divine child, through the incubation period of twelve years, may
have as its referent the yogic trajectory, "the standard period of preparation of a yogin in
the traditions under study here. Twelve years, the mystic homologue of a year of twelve
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months in which the seasons and the dance of sun and moon are brought full circle..."
The stories in question also contribute to the image of the yogis as powerful persons,
miracle-workers, whose ability to produce (and sometime, revive) human beings places
Camanlal Gautam, Sri Gorakhnath Caritr (Bareli: Sanskriti Sansthan, 1998 [1981?]), 17-21.
" B r i g g s , Gorakhnath,, 199.
Ibid., 190.
Qtd. in White, Alchemical Body, 287.
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them into a god-like category. But the undertones of this generative ability are also
sexual. After all, sexuality is the usual avenue for generation of the living beings. It is
only that with the Siddhas this ability is of a different sort. Here again we face that fact
that where there are jogis there is sexuality, but of a transmuted kind. While the ordinary
men obtain children by releasing the semen through the lower parts of their body, the
yogis, who have shut closed those nether openings, produce them through their fingers.
Their generative ability is in fact without location since it is freely in their possession,
amiable to their wishes, filling their whole bodies with its potency. And what a better
image for an erotic ascetic (which every Nath, on the model of Siva, potentially is) than a
renouncer who is able to make barren women give birth to the sons? Generative potency
is overflowing from the Siddhas: those who have mastered sexuality have really become
the sexual masters.
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hierarchy of the Nath panth is, however, usually reserved for Matsyendra's disciple
Gorakhnath. The reason for this attitude lies in the fact that Matsyendranath's career is
less immaculate than his disciple's. Matsyendra is, in fact, a 'fallen yogi' who had
forgotten and lost his way in the company of women and it was only through the efforts
On Matsyendranath, see Matsyendra Samhita. "There is evidence to state that the secret YoginT Kaula
of Matsyendra, which he expounded in Kamarupa where every woman was a YoginT, was named after
them for in their company he could discover this new cult." V . W. Karambelkar, "Matsyendranatha and his
YoginT Cult," Indian Historical Quarterly 31 (1955), 365.
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of his pupil that he was brought back to his senses and the path of yoga.
Gorakhnath's
greatness is established through the fact that he has proven to be a truer yogi than his own
teacher. It is a telling sign of this state of affairs that in the visual representations Gorakh
is usually depicted as a young man, an eternal youth, while Matsyendra is shown as an
old man with the white hair, displaying thus outwardly the negative results of the loss of
semen. As a pad from the Sayings of Gorakh puts it, " A l l the juice [ras] is gone, / Only
refuse remains. / Oh dear devotee Macchindranath, / Yoga is [thus] not possible!"
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At the heart of the situation seems to be a difference between what may be called
a tantric versus yogic approach to sexuality, understood as an avenue of spiritual practice.
What Gorakhnath stands for is an internalization of sexual dynamics within the bodymind complex of a celibate yogi.
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The sexual polarity is established between several elements of the subtle body, whose
constituents are given appropriate gender and sexual significations. We have the
relationship between the two main cakras that are the inner loci of the male (Siva in the
sahasrar) and female (Sakti in the muladhar) energies within the yogic body. The goal of
practice is, it will be remembered, to make these two unite, which is a fact with obvious
erotic reference. At another level, the sexual polarity is established through the
relationship between the kundalini, which, although otherwise glossed as female,
assumes a male and phallic function during the ascent from the base of the spine towards
On the subject of Gorakhnath's victory over the forces of temptation that made his teacher lose his way
in the midst of pleasures of the householder's lifestyle, see Vidyapati's short play in Maithili with Hindi
translation, Goraksa Vijaya: Kavikokil Vidyapati-krt, ed. Harimohan Misra (Patna: Bihar Rashtrabhasha
Parishad, 1974). The same subject is treated by medieval Bengali Muslim author Sheikh Faizulla. For a
Russian translation of his work see Pobeda Gorokho, trans. I. A . Tovstih (Moscow: Nauka, 1988).
G B P 2: 4. "ras-kus bahi gaTla, rahi gaT choT / bhagat machindranath puta, jog na hoT."
As several authors have pointed out, Gorakh' solution against the temptation of sexuality in social
encounters consists in treating every women as either a mother or a sister. See esp. Cashin, Ocean of Love,
and Gold, Carnival of Parting.
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head, during which process it penetrates the female lotuses within the subtle body. The
reader will recall Ramakrishna's account of this process, where the experience is
described in terms of its orgasmic quality.
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body of an individual yogi is established through the hermaphroditic nature of the subtle
body,
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109
In her study of the Bauls of Bengal, whose notions of the magical efficacy of
semen resemble those of the Naths but whose sexual practices involve the participation of
women, Jeanne Openshaw comments on her impression "that, in certain contexts, ...
[they] deliberately emphasise the role of prestigious 'yogic' practices such as pranayam
and total seminal retention. In others, they are more concerned to differentiate the path of
yoga (associated for them with respiratory techniques and esoteric practice without a
woman) from their own path - that of ras or bastu (fluids, substance)."
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However, it is
not correct to assume that the Nath yogis never engage in the ritual practice of the
physical sexual act.
111
notorious, example to the contrary. The gist of this technique consists in the urethral
suction of the commingled semen and vaginal blood. Interestingly enough, this practice is
associated with Matsyendranath
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certain hathayogic sources, in which one internally drinks the 'brilliant white-red
nectar'."
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It then appears that Matsyendranath and Gorakhnath represent two distinct, and
often antagonistic, schools of thought and practice related to the use of sexuality as a
spiritual technique. Matsyendra and his Yogini Kaula stand for what may be designated
as a 'hard-core' tantric path in which the sexual act is performed physically and which
involve the participation of women. Gorakh represents a 'hard-core' yogic way of
internalized sexuality inscribed within the body of a celibate ascetic.
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has proven to be dominant - at least judged by the overall tenor of the Sayings of Gorakh
- and the sporadic instances of the Nath yogis performing physical sexual act, involving
ejaculation and subsequent withdrawal of the semen, are the lingering remnants of the
practice once originated by, or at least associated with, Matsyendranath."
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"Listen
Machindra, Gorakh is speaking! /.../ You have not performed nirati nor listened well./
(kulamrtd), also simply known by the term 'true being' (sadbhava) - the purest substance found in the
human body - is unique to women in their multiple roles as sexual consorts, practitioners of yoga, and
biological mothers." White, Alchemical Body, 200.
Ibid.
It should be understood that I am contrasting 'yoga' with 'tantra' within the limits imposed by my own
conceptual model. It is a matter of fact that there are non-celibate yogis as there are celibate tantrics.
A reference to one such practice that obviously assumes the performance of the sexual act but advises
against the ejaculation is given in the following precept: "Those who, in making love, preserve the bindu, /
They are Gorakh's brothers." GBS 141. "bhog karamtam je byand rakhai te gorakh ka gurbhaT."
As already mentioned, some scholars and particularly White consider tantra and yoga to be distinct
disciplines.
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activity on the part of the yogi lies, from the perspective of Gorakh, in the loss of semen
that should have been transmuted into elixir: "Oh guru-ji, don't do such a thing! /
Because of that, you are wasting the mahdras amrt.
,,U8
Everything happened because of your naivete. / You have lost all the juice, Oh guru / In
the snare of the tigress."
119
In order to persuade both his teacher and other yogis from the
involvement with women, Gorakh does not hesitate to engage in rather strong
misogynic
diatribes against what he calls the 'tigresses' and 'vampires' (raksasis): "
118
1 1 9
1 2 0
126.
109
122
depends only on the type of a discourse preferred, whether the sexual connotations of the
process will be emphasized or not. Of course, there are yogis that follow in the footsteps
of Matsyendra, who perform the actual physical act of sex with women and who resort to
the practices such as vajroli mudra, but they constitute a minority, and thus exception to
the above statements.
GBP 48: refrain, 1,3,4. "bhag rakasi lo, bhag rakasi lo, bimnam dantam jag khaya lo / gyamnT huta su
gyamn mukh rahiya, jTv lok apai ap gamvaya lo /tek/ din din baghinT sTmya lagT, rati sarTrai sokhai / visai
lubdhTtat na bujhai, ghari lai baghnTm pokhai l \ l cammaim camm ghsamta loT, din din chljai kaya / apa
parcai gur mukhi na cinhaim, phari phari baghnim khaya 111 baghnTm upaya baghnT nipaya baghnT palT
kaya / baghnT dakrai jauriyom pakhrai, anbhui gorakh raya 141."
Frits Staal, "The Himalayas and the Fall of Religion," in The Silk Route and the Diamond Path: Esoteric
Buddhist Art on the Trans-Himalayan Trade Routs, ed. Deborah E. Klimburg-Salter (Los Angeles: UCLA
Art Council, 1982), 49. He also notes, "The notion that kundalini is related to orgasm is even supported by
contemporary popular magazines." Ibid.
121
1 2 2
110
123
corresponds esoterically to the sexual play between the Great Lord and the Goddess. As
already indicated, a more narrowly defined tantric approach would be to maintain the
relationship of polarity between the two partners, identifying man with Siva and woman
with Sakti. Gorakhnath's approach incorporates important elements of sexuality but
within the lifestyle of a celibate yogi. A dose of paradoxicality inherent in this situation is
not so unusual if one keeps in mind the fact that the yogi is an earthly representative of
the god whose nature is in general full of contradictions, the erotic ascetic lord of yoga,
the Great Lord Siva.
124
Qtd. (with a corrected transliteration) in ibid. 48-9. See Jean Varenne, Yoga and the Hindu Tradition,
trans. Derek Coltman (Chicago and London: University of Chicago Press, 1976), 175.
A superb study on this subject is Wendy Doniger O'Flaherty, Asceticism and Eroticism in the Mythology
of Siva (London: Oxford University Press, 1973). Kripal's Kali's Child explores aspects of this issue from a
psychoanalytically informed perspective.
1 2 4
Ill
CHAPTER 3
THE N A T H SIDDHAS A N D ESOTERICISM OF SPEECH
On its reverse journey, the bindu undergoes transformations. In the median juncture
towards its final spiritual form as the elixir, it assumes at the level of the heart, in the
anahat cakra, an intermediary aspect as the subtle sound or speech. At this point, "the
yogin perceives an inner spontaneous sound (andhatanada)"
word (sabda). For that reason, in this chapter I intend to interrogate the relationships
2
112
on tantra, I will be less expository and more intent on evidencing their presence and role
in the teaching of the jogis, especially as attested in The Sayings of Gorakh. In addition, I
want to explore the esoteric usage of rhetoric, which we encounter in the riddles of the
'upside-down'
(sandha- or
sandhydbhasd).
The esotericism of speech is related to the issue of power on several levels. The
point I want to emphasize is that the power of language is sometimes inherently magical
(for example, mantras are infused with the occult potency), sometimes it stems from the
elite nature of esoteric knowledge, while being simultaneously reinforced by the
mechanisms of belief upheld by the social environment. The rhetorical employment of
4
esoteric language also serves as a powerful tool in the process of attracting the new
disciples, as much as it manifests itself as an enigmatic discourse that transcends the mere
bookish learning associated with the pundits. In this way, it carries also the connotations
of social critique: esoteric discourse as a source of power that denounces power based on
exoteric knowledge.
In the concluding part of this chapter, I reflect critically on the lack of
engagement with the power of language in the Faivrian model. I assert the conviction and
proposal that esotericism in general may even be understood as a particular mode of
discourse. To the degree that language and discursive practices create our reality, the
esoteric discourse ipso facto generates esotericism as such. From the point of view that
privileges language as the foundation of reality - and this view is not uncommonly
Mantras are occult formulae, while both sabad and nad are experienced internally and represent results of
successfully performed yogic practice.
See Mauss, General Theory of Magic, 91-7.
113
V E R N A C U L A R S A N D ESOTERICISM
According to both popular and scholarly consensus, the Nath Siddhas were among the
first religious groups in medieval North India to use vernacular language(s) in order to
express and transmit their ideas and mode of practice. "Matsyendranath ... was one of
the first writers in Bengali," asserts Kalyani Mallik, "and Gorakhnath was probably the
first prose writer in Hindi." In addition, the content of their poetry, as exemplified by
5
The Sayings of Gorakh, is often mediated by the employment of motifs and metaphors
that refer to quotidian tasks and occupations of the common people, artisans and
peasants. What is the significance of this fact? A possible answer is that it represents a
gesturing away from the orthodox and normative ordering of social and spiritual reality
usually associated with the institution of the varnasramadharma and sanskritic culture.
Kalyani Mallik, Siddha-Siddhanta-Paddhati and Other Works of the Nitha Yogis (Poona: Oriental Book
House, 1954), 1. " ... Gorakhnath is claimed to have been an early writer of Hindi poetry and he is further
claimed to have been the first known Hindi (or Punjabi) prose-writer." Dasgupta, Obscure Cults, 373.
"From the early Middle Ages, perhaps as early as the eighth or ninth century, Siddhas and Yogis, mostly
low-cast people, had been preaching their Gospel in the common tongue, bhdsd, in some form of Western
Apabhramsha or old Bengali." Vaudeville, Weaver Named Kabir, 110. The role of the Naths in the spread
5
114
It seems that the use of vernacular by the Naths indicates not so much a programmatic
rejection of the medium of Sanskrit as it signifies a lack of serious interest in it. As a
matter of fact, a number of works authored by the Siddhas do exist in Sanskrit, many of
which are attributed to Gorakhnath. But there can be no doubt that the fame and the
6
general image of the jogis rest on their vernacular poetry and the stock of legends and
stories about them, not on their Sanskrit treatises. For Sanskrit implies and presupposes a
distinct culture and intellectual complexity that is irrelevant for the purpose of control of
the body and the attainment of occult powers, which is the main objective of the yogis.
Sanskrit indicates a gesture of approval of the varnasramadharma, it conveys reverence
toward Vedas and brahmins, it is relevant to the institution of the 'Temple Hinduism' none of which is essential for the way of life envisioned by the Naths.
Instead of the elitism related to sanskritic culture, the Nath Siddhas developed an
elitism of the esoteric discourse. What are the elements of this discourse - the 'twilight'
and the 'upside-down' language - and what are the strategies of its deployment in the
works of the Siddhas? What is the esoteric use of rhetoric? By what mechanisms of
deployment does it translate into power? I will try to provide answer to these queries in
the final part of this chapter. At this point, let it suffice to establish as a given that an
important element in the make up of a Nath yogi refers to the mastery of certain mode of
esoteric discourse. If knowledge is power, then a yogi is powerful, among other things,
because he or she knows the meaning of the riddles and code words that abound, for
of vernaculars is also discussed in Ronald Stuart McGregor, Hindi Literature from its Beginnings to the
Nineteenth Century (Wiesbaden: Otto Harrassowitz, 1984), pp.21-4, et passim.
See the lists of the works in Sanskrit and Hindi attributed to Gorakhnath in Dvivedi, Nath Sampraday, 98100.
6
115
example, in the poetry of The Sayings of Gorakh. Consequently, rhetoric, power, and
esotericism inform and interpenetrate each other.
Let us continue our investigation of the esotericism of speech by moving from the
general observations discussed so far to a more technical area, consisting of the concepts
of mantra, sabad, and nad.
MANTRAS
Indian tradition in general ascribes a paramount importance to the power of word. The
case of mantras is well known as is the wide range of their employment in Vedic,
sacerdotal, domestic and tantric ritual. In the philosophical tradition of Sanskrit
grammarians, the most sophisticated speculation on this topic is arguably represented by
the Bhartrhari's concept of sabda brahman as the ontological foundation of manifest
universe. Similarly in tantric traditions, Abhinavagupta and others have developed an
7
intricate philosophy and meditational practice related to the concept of 'motherphonemes' or mdtrkas. In the disciplines of yoga, mantras and their 'seed' forms or bijas
are most often used in conjunction with meditation on cakras. It will be remembered that
initiation into the Order of the Nath Siddhas entails the transmission of a mantra to the
yogi. A l l of this is a common knowledge and I do not intend to elaborate on this issue,
9
10
See, for example, Harold G . Coward, Bhartrhari (Boston: Twayne Publishers, 1976).
"In Hindu Tantra, the matrkas are the phonemes of the Sanskrit language, acoustic matrices that are the
ground for mantric utterances." "Glossary of Foreign Terms," in Tantra in Practice, s.v. "matrka."
"The mantra should be given by the guru to disciple while performing initiatory site [sic]. The mantra
uttered by guru is potent, when heard and used by the disciple leads to achievement of great powers."
Matsyendra Samhita, 55.
Literature on the subject of mantras is extensive. Perhaps the most comprehensive single book is Harvey
P. Alper, ed., Understanding Mantras (Delhi: Motilal Banarsidass 1991 [1 ed. Albany, N . Y . : S U N Y Press,
1988]). O f special interest is the essay by Harvey P. Alper, " A Working Bibliography for the Study of
Mantras," ibid. 327-443, which is a gold mine of relevant information. See also Frits Staal, Ritual and
Mantras: Rules Without Meaning (Delhi: Motilal Banarsidass, 1996 [1 . ed. 1990]). More popular is
7
10
st
st
116
except to emphasize some elements that are relevant to the main thesis and subject matter
of this work.
First of all, the knowledge and possession of a mantra translates into knowledge
and possession of power. On the one hand, this is the power of agency: by knowing the
mantra, a yogi can both change his inner predicament and acquire access into the occult
elements of his psycho-physical make-up and he can apply the mantra, usually in a ritual
setting, in such a way as to influence others and produce change in his environment. On
the other hand, the power that a possessor of mantra wields over others has its source in
the element of elitism and secrecy: not everybody knows the mantra, not everybody
knows how to use it. Sociologically speaking, the power of a mantrika depends also on
the belief that other people have in his or her power."
knowledge and the power that it generates are both individual and collective in their
reverberations; they are, in other words, both potentially gnostic and political in their
nature and function.
The worth and efficacy of a mantra is dependent
on the network of
correspondences that correlate it to both individual and cosmic occult forces. It is well
known that mantras are believed to encapsulate in their phonetic form the essence of
associated gods and goddesses. To meditate on the mantra is then equivalent to
meditation on a particular divine figure. Similarly, mantras are correlated to the cakras in
1 ")
Harold G. Coward and David J. Goa, Mantra: Hearing the Divine in India (Chambersburg, PA: Anima,
1991). Padoux's Vac remains unsurpassed masterpiece on the subject of mantra within Hindu tantrism.
' "Thus, what a magician believes and what the public believes are two sides of the same coin. ... Magic
as a whole is, therefore, an object a priory of belief, a belief which is unanimous and collective." Mauss,
Theory of Magic, 96-7'.
See, for example, the list of cakras accompanied by the information on the number of petals, the
presiding deities with their Saktis, words, tunes, and colours for each of the cakras, in Pitambaradatta
1
12
117
is supposed to lead to the 'opening' of the inner centres of occult energy, which
culminates in the experience of enlightenment and the acquisition of yogic powers, the
siddhis. It follows that the principle that makes the work on cakras operative and
meaningful is the esoteric sine qua non, the notion of correspondences.
The mantras are a particular genus, the focal (and vocal) elements in the chain of
signification that ultimately leads to the 'transcendental signified' whose nature is divine,
sacred. This means that chanting, concentration, and meditation on the mantras may be
seen as a devotional activity, the purpose of which is either a contact with the divine as
such, or an invocation of the sacred as power. From the perspective of orientation
towards power, work with mantras is magical activity; from the point of recognition of
power as the sacred, the same practice may be viewed as devotional. We must not forget
that power is also translated and exercised in the social sphere. This is the gist of the
mutual reinforcement between devotional, magical, and social repercussions resulting
from the power associated with mantras.
In light of the Faivrian model, mantras microcosmically correspond with the
cakras, and macrocosmically with the gods and goddesses, whose nature they
encapsulate in the phonetic form. In this way, they mediate between physical and
transcendental levels of reality, serving as a bridge between human, imaginal, and divine
spheres. As the ontological ground of phenomenal manifestation, they are co-equal with
the ultimate reality, and for that reason they may be understood as exemplars of the living
nature. They have the power to transmute an ordinary human being into immortal adept.
They are typically transmitted from the teacher to a disciple within the context of the
Barthwal, Traditions of Indian Mysticism Based Upon Nirguna School of Hindi Poetry (New Delhi:
Heritage Publishers, 1978), 164-5.
118
ritual of initiation. And, to make an observation of a more general nature, the fact that
same mantras are often used in Vedic, domestic, Buddhist and Hindu tantric ritual, is a
good example of an element that is accessed by divers traditions through a practice of
concordance.
SABAD
The term sabad, a vernacular form of the Sanskrit noun sabda, literally means 'word.' In
the context of The Sayings of Gorakh it refers both to the poetic form (consisting, usually,
of the rhymed couplet of verses) and to the inner 'Word' that becomes audible to the yogi
as a result of his successful practice with the inner energies of the body. As W. H .
McLeod explains, the concept of sabad associated with the Nath Siddhas was also
influential in the Sant movement and especially to Kabir and Guru Nanak, who
nevertheless reconceptualized it creatively in order to suit their respective spiritual
visions.
13
Given its similarity with certain Western concepts, several scholars, some of
them missionaries, have tried to draw parallel between "the sabda doctrine of Kabir and
the platonic logos,,"
14
15
proposals lies in the assumption that any similarity between two cultures must involve
historical contacts and influences. Leaving that issue aside, as far as the jogis are
concerned, McLeod explains that
See W. H . McLeod, Guru Nanak and the Sikh Religion (New Delhi: Oxford University Press, 2001 [1
ed. Oxford: Clarendon Press, 1968]), 191-4.
Vaudeville, Weaver Named Kabir, 18.
13
st
14
119
The esoteric nature of the experience of the sabad, and the connection between its
emergence and the achievement of yogic goals, is reconfirmed in several verses from The
Sayings of Gorakh. One of them declares the gnostic quality of encountering the sabad,
which takes place at the level of the uppermost cakra: "At the summit of the sky, the
word [sabad] emerges into light. / There the gnostic understands the Formless One." In
17
a similar vein, another verse proclaims that "Accepting the sabad, duality ends."
18
Both
of these statements place emphasis on the inner quality of the experience of the sabad,
the fact that it denotes the attainment of wisdom (that is 'unseen' i.e. esoteric), and that
this wisdom is the result of the yogic practice associated with the ascent of kundalini
(which has reached the top cakra). The gesture conveyed is the one that draws the line of
demarcation between the 'unseen wisdom' learned at the 'summit of the sky' and the
ordinary, exoteric wisdom associated with the pundits: "O pundit, why do you die
fighting for knowledge?" asks Gorakh. "Know the highest place in some other way!"
19
I would like to underscore the esoteric nature of the yogic experience of the
sabad. First of all, it is noticeable that the concepts referring to the content of the yogic
experience are fluid: they somehow merge and transform into each other. Let us picture a
situation of a general sort: a yogi is trying to preserve the dissipation of the semen
Qtd. in ibid., 24. This view was proposed by G. Grierson in his article "Modern Hinduism and its Debt to
the Nestorians," Journal of the Royal Asiatic Society (1907), 311.
McLeod, Guru Nanak, 191.
GBS 4. "gagani sikhar mahi sabad prakasya / taham bfljhai alakh binamnim."
15
16
17
120
through the regime of celibacy. He is then attempting the process of reversal, striving to
redirect the flow of semen upwards, through postures, muscular contractions and
breathing exercises. So far, we are on the material level. Then, let us suppose that the
yogi is bringing into practice the vocal recitation or the mental repetition of a mantra, in
combination with some visual exercises. Corporeal, physiological, aural and visual
efforts, let us suppose, finally 'wake up' the kundalini. The energy is surging along the
spine towards head, where it bursts into 'word' (sabad), which is experienced as light,
with the quality of 'unseen wisdom' through which the 'duality ends.' The whole process
is a display of the transformation and interpenetration of phenomenal and experiential
levels of existence into each other on the basis of certain affinities, or 'sympathies,' that
are categorized in the theory of esotericism as correspondences.
An interesting question at this point is, in what manner does the understanding of
the sabad differ between Gorakhnath, Kabir, and Guru Nanak? As McLeod has argued,
KabTr's understanding of the 'Word' is more mystical, whereas Nanak, while similarly
acknowledging the importance of inward revelation, has in mind a more comprehensive
engagement with the divine order (hukam). They both agree on the sanctity of the inner
revelation of the Word, but differ in their recommendation of the way of life and practice
that lead to it. "For neither is the path to God regarded as accessible to all," writes
McLeod. "In Guru Nanak's works, however, one can distinguish with much greater
clarity the means whereby this spiritual sight is acquired and the path to God followed"
1 8
1 9
2 0
21
21
121
It is safe to assume, therefore, that what sets apart the Nath yogis is similarly not
the content nor value of the mystical experience associated with the realization of the
sabad but the path that leads to its achievement. As far as KabTr is concerned,
"the
experience which it [the sabad] expresses is, for him, in no way dependent upon the
practice of hapha-yoga." In the case of Guru Nanak, even more emphatically 'there is
22
23
matter lies in the following: for the Naths, the realization of the sabad certainly does
depend on the practice of yoga associated with the corporeal regime of exercises, which
is dependent on the work with the cakras and the subtle, occult energies of the body. The
yogic work starts with, and depends upon, the body but it does not end there, for the body
is valuable as a link within the chain of significations that ultimately leads to the
metaphysical realms and divine encounters. The yogic work focuses on the body
understood as a microcosm - an esoteric notion! - which is thus established as a selfsufficient and complete field of spiritual attention and endeavor. For a Nanak this is not
sufficient, nor acceptable, because it does away with the larger issue of social and
communal responsibility and welfare. It follows that there is a difference: the Naths, as a
celibate order of yogis, do disentangle themselves from the concerns of the organized
society.
24
But how problematic this position really is, keeping in mind the long and
25
Ibid., 192.
Ibid.
The yogi householders, of course, represent a different category. They are not, however, the focus of this
study.
Patrick Olivelle suggests the following as the defining elements of ancient and medieval Indian
asceticism: "1. Cutting social and kinship ties. 2. Living an itinerant life without afixedhome. 3.
Mendicancy associated with the abandonment of socially recognized economic activities and the ownership
of property, especially of food. 4. Abandoning ritual activities customary within society. 5. Celibacy."
2 2
2 3
2 4
2 5
122
The difference between a Gorakhnath and a KabTr, for example, also lies in the
approach to the issue of agency in the context of spiritual quest. As McLeod reminds us,
in the case of KabTr, the Word is an arrow shot by the divine guru that pierces the heart of
the man suddenly and unexpectedly. The agency is on the side of the guru; the human
26
subject can only wait, passively and patiently, for the experience. The situation is
diametrically opposite in the case of the yogis: here, the experience is actively striven for.
Gorakhnath sings with confidence, "I have found it, listen, I have found this good! / With
firmness [I have reached] the place of sabad. 11 had a vision of it [embodied] in form. /
Then I have reached a complete faith." The agency is on the side of human subject,
27
which is in conformity with the general trend of esotericism, and more specifically with
the active attitude that is typical of magic.
The exceptional quality of the yogic encounter with the realm of reality associated
with the experience of sabad is indubitable from many accounts in The Sayings of
Gorakh. The language of the poetry sometimes reflects, in its very form, something of the
extraordinary nature of the phenomenon. For example, the verses declare: "Sabad is the
lock, sabad is the key, / Sabad wakes sabad. I When sabad meets sabad, sabad is
It is also interesting to note that the power associated with the sabad was also
ascribed by Gorakh to the Prophet Muhammad, which represents a fine example of what
Faivre designates as 'the practice of concordance:' "By the sabad he killed, by the sabad
Rules and Regulations of Brahmanical
Asceticism:
Yatidharmasamuccaya
2 7
GBS 80: "paya lo bhal paya lo sabad thamn sahetl thTti / rflp sahetl dTsan laga, tab sarva bhaT paratTti."
123
he revived: / Such a pir [teacher] was Muhammad. / O qazi [priest, judge], stop
pretending! / Such a power is not in your body." Again, it is obvious that the power of
29
sabad
originates from sources that are inaccessible to those who follow, and exercise
authority in, the exoteric religion (such as Islamic judges). The rhetoric of the text claims
Muhammad as one of those who have tapped into resources of esoteric spirituality, the
fruit of which is the attainment of the sabad, otherwise referred to as the yogic
experience. The doctrinal differences between Islam and the yoga of the Naths are thus
overlooked and the emphasis was placed on the mystical experience as the unifying
factor between the two. This is another confirmation that the system of the Nath yogis is
not a religion (in the conventional meaning of the term), for the religion, unlike
esotericism, is assumed to rest on the supremacy of belief and doctrine.
The notion of sabad is very similar in its nature to the concept of nad, and both
are brought into sympathetic correlation with the inner experience of the bindu. I would
like to stress the esoteric nature of this correlation, but before doing so, we have to take
into consideration the essentials of the concept of nad.
NAD
For all practical purposes, there seems to be no difference between the concepts of the
nad
and the sabad. I am treating them separately only provisionally: the contextual locus
GBS 21. "sabadhim tala sabadhim kuficT, sabadhi sabad jagaya/ sabadhim sabad sum parca hua,
sabadhim sabad samaya."
GBS 10. "sabadaim marl sabadaim jilaT aisa maharnmad pTram / takai bharami na bhulau kajT so bhal
nahlrn sarTram."
2 8
2 9
124
other times under another heading. Alternatively, one could try to theorize that the notion
of the ndd is more abstract, being purely a sound, while the sabad carries a more
conspicuous connotation of the semantic meaning: a 'word' is a message. But this is
debatable. What is certain, however, is that the experience of the inner sound signals the
success in the practice of yoga. In a Sanskrit text attributed to Gorakhnath, this fact is
indicated by the following verses: "By cleansing the nadis the prana (is) restrained as
desired, the digestive fire (is) kindled, internal sound is heard (becomes manifest), (and)
one becomes diseasless."
30
The concept of the ndd is given a noticeable place in the poetry of The Sayings of
Gorakh. The word ndd means 'sound;' very often, it is used in the sense of the 'unstruck
sound' (andhat ndd). It is a concept that is congenial to the practice of yoga and it
represents the sign of a successful practice, related to the opening of the cakras and the
ascent of kundalini. As Lilian Silburn explains,
The andhat ndd is thus related to the andhat cakra, which is supposed to be the locus of
the emanation of the 'unstruck sound.' In the poetry of The Sayings of Gorakh, however,
the experience of the ndd is primarily associated with the level of the uppermost cakra.
For example, Gorakh claims that "In the circle of the sky, the unstruck [sound]
The Goraksa Sataka 101. Trans, in Briggs, Gorakhnath, 304. Parentheses in the original; emphasis
added.
Silburn, Kundalini. 131.
3 0
31
125
resounds." Or, similarly, "The unstruck sound thunders in the sky." In both of these
32
33
examples, the 'sky' is an obvious reference to the sahasrar cakra. Another verse specifies
the 'tenth door' - also situated at the top of the head - as the spatial location of the
'meeting' between the bindu and the nad: "The unman yogi is in the tenth door. /
34
Joining the nad and the bindu [he hears] the roaring sound." It seems safe to assume
35
that Gorakhnath associates the experience of the nad with the consummation of the yogic
practice, characterized by the ascent of the kundalini to the top of the head.
126
apparently distinct and separate in their external manifestations, in their inner aspects
they tend to become more and more flexible and inter-penetrating. At the level of the
perception of reality as witnessed by the yogi who has succeeded in the practice of
reversal (ulta-sadhana), at the level of the sahasrar cakra, the semen, breath, word, and
36
mind are united, interpenetrated, one. Let us see the reflection of these ideas in the poetry
of The Sayings of Gorakh.
A good place to start our investigation is the sabad that claims, "In the house of
the nad, the bindu thunders, / And sounds the silent horn." We have seen in several
37
previous examples that the inner sound is often described as 'thundering' or 'roaring.' In
this verse, however, the specification is that the bindu is contained within the nad and
that it represents the agent that generates the (yogic perception of) the sound. At the level
of manifest reality, in the context of everyday speech, this statement, that 'the semen
thunders in the house of the sound,' would sound rather bizarre. It is feasible then that the
linguistic terms refer to the esoteric aspects of semen and sound, in the same manner that
the phenomenal semen and sound correspond to their esoteric correlates. Even with this
qualification the statement remains enigmatic: what is it really that Gorakhnath has in
mind?
According to the theory of yoga, sounds arise as a result of union between the bij
(Ski. bija) and the bindu. The bij is a monosyllabic sound / word, and the bindu
represents its nasalization. These two constitutive elements of speech are also related to
The term 'unman' refers to the transcendental state of the mind, the mind that is 'beyond mind.' This
concept will be treated more fully in the next chapter.
BGS 135. "unman jogT dasvaim dvar / nad byand le dhumdhurnkar."
A useful treatment of the ulfd-sadhana can be found in Dasgupta, Obscure Cults, 229-35 et passim.
White's "Why Gurus Are Heavy?" explores the alchemical and yogic practice of reversal on the model of
the reabsorption (pralaya) of the created universe. A good deal of relevant information is also contained in
White's Alchemical Body and Eliade's Yoga.
3 4
3 5
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their divine counterparts: "Bindu denotes Siva and Bija denotes Sakti. Ndda evolves from
the mutual communion between them. This is well known to those who are versed in all
the Agamas."
iS
meanings of the term. But bindu is also semen and, especially in yogic usage, semen of
Siva. In this way, we arrive at the complex situation where Siva as semen represents a
39
constitutive element of the sound that is heard (as 'thundering') by a yogi at the
consummation of his practice. But this is not a mere instance of multi-layered
connotations of the linguistic term. Bindu means so many things because these things are
in a certain important (esoteric!) manner mutually related and interconnected. Whether
starting from the written dot, from the sound, or from the sexual secretion, one eventually
(hopefully) arrives at the ultimate 'transcendental signified' which is here Siva (united
with Sakti).
The link that makes possible the interconnection of the semen, word, and sound is
the esoteric notion of correspondence. The experiential interpenetration of these
phenomena is actualized at the level of the subtle body, created and accessed through the
power of disciplined imagination. I propose that the phenomena are distinct at the
exoteric level of everyday reality. They become mutually interchangeable at the level of
the mundus imaginalis: thus 'the bindu thunders in the house of the ndcT. Finally, they are
ultimately one at their spiritual origin: at the level of the sahasrdr cakra, the breath,
semen, word, and sound are once again Siva, united with his Sakti.
GBS 54. "nad kai ghari byand garjai, bajant anahad turam."
These Sanskrit verses are quoted (without reference to their source) in Banerjea, Philosophy of
Gorakhnath, 150. The italics as in the original. The Sanskrit text is given as "Bindu Sivatmako BTja Saktir
tayor mithah / Samavaya iti khyatah sarvagama-visaradaih."
See McGregor, ed., Hindi-English Dictionary, s.v. "bindu."
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The analogy between the ndd and the bindu is also stressed in the following sabad
from The Sayings of Gorakh: "Everybody says 'ndd, ndd,' / But few remain immersed in
the ndd. I The ndd and the bindu are like a dry stone. / Those who have mastered them
have achieved success." In addition to the link between semen and sound, we witness in
40
41
Mundi, we read that the Stone "is familiar to all men, both young and old; it is found in
the country, in the village and in the town, in all things created by God; yet it is despised
by all. Rich and poor handle it every day. It is cast into the street by servant maids.
Children play with it."
42
matter, the medieval writer Gerhard Dorn urges his fellow alchemists with the following
precept: "Transform yourself from dead stones into living philosophic stones."
43
GBS 181. "nad nad sab koi kahai / nadhim le ko birla rahai / nad bind hai phlkTsila / jihirn sadhya te
sidhairn mila."
Qtd. in Mircea Eliade, The Forge and Crucible: The Origins and Structures of Alchemy, 2 ed., trans.
Stephen Corrin (Chicago and London: University of Chicago Press, 1978 (1 ed. 1962), 163; emphasis
added. The term 'aqua permanens' refers to the elixir, that is to say, to the philosopher's stone.
Qtd. in ibid., 163-4; emphasis added.
Qtd. in ibid., 158.
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The sound and the semen are easily accessible and due to their ubiquitous nature they do
not provoke high respect. But those who have really mastered them have become Siddhas
for both are the potential openings into the divine realm. We have just seen that Siva is
esoterically
element of the sound. What is important to emphasize in this regard is the fact that the
transmutation of the 'base' elements of reality into their divine counterparts makes full
sense within the model of esotericism. The nad and the bindu correspond to each other
just as they correspond to the Great Lord. They are open to transmutations and those who
master them are themselves transmuted into the Siddhas (i.e., those 'who have achieved
success'). Due to the invisible divine presence and the fact that they are able to change,
the nad and the bindu may be understood as specimens of living nature. And the
alchemical and yogic work with them is accomplished through the powers of
imagination. A l l the major characteristics of esotericism as defined by Faivre are present
and observable in the yogic treatment of the nad and the bindu .
While still on the subject of the correlation between speech and semen, I would
like to draw attention to the connection between the acts of ejaculation and locution. To
utter a word and to eject semen are structurally and functionally similar actions. This
notion is observable even in the semantic range of the English verb 'to ejaculate,' which
may refer to either a sexual or a speech act. In the case of the Nath Siddhas, it is
significant that we come across precepts against (vain and useless) talking almost as often
as against the spilling of the semen. In order to gain access to the inner form of the bindu,
the physical semen has to be contained within the hermetically closed body of a yogi.
Similarly, in order to experience the inner sabad, the speech of the yogi has equally to be
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restrained. Those who do otherwise, those who boast of their knowledge - pundits and
false yogis - they talk too much and that is the reason why the Siddhas ridicule them: " A
cat eats an educated parrot, / And in the pundits hands [only] book remains."
44
The structural correspondence between the ejaculation of the word and the
emission of the semen is, I believe, obvious. There are verses in The Sayings of Gorakh
where this correspondence is not only tacitly assumed, but also explicitly stated. The
following two sabads belong to the latter group:
In another of the sabads from The Sayings of Gorakh, we find the following description
of a Nath yogi: " A sitting avadhut is like an iron rod, / A moving avadhut is like a fist of
wind. / A sleeping avadhut is a living corpse, / A talking avadhut is a parrot in a cage."
47
In a similar spirit, another sabad advises against talking as follows: "Gorakh says, 'O
avadhut, listen: / Be like this in the world: / Look with your eyes, listen with your ears, /
GBS 119. "parhya gunya suba bilaT khaya pandit ke hathi rah gaT pothT."
Lit. 'he tricks death,' "bancai kal."
GBS 219-20. "jibhya indri ekairn nal / jo rakhai so bancai kal / pandit gyamnT na karasi garab / jibhya jTtT
j in jTtya sarab // gorakh kahai hamara khartar panth / j ibhya indri dTjai bandh / log jugatl maim rahai samay
/ ta log! kum kal na khay."
GBS 71. "baitha avadhu loh kT khun^T, calta avadhu pavan kT munthT / sovta avadhu jTvta muva, bolta
avadhu pyanjarai suva."
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48
conveyed in these two sabads with what Faivre has called 'the discipline of silence.'
49
This is not so much an issue of secrecy related to the knowledge obtained through the
ritual of initiation - although it is important in its own way - but a more subtle
requirement. The point is that one obtains esoteric knowledge in a special way, through
the inner work, and one's dedication to it demands a certain sense of tact and restraint.
"Do not disclose the ndd to a careless person," urges Gorakhnath. As Faivre writes,
50
"The sacred, that which is set apart, requires a slender partition between itself and the
secular world."
51
RHETORIC
I will treat the rhetoric strategies of the Nath Siddhas mostly in relation to The Sayings of
Gorakh. The fact that this poetry was composed in the vernacular makes it safe to assume
that its targeted audience consisted primarily of those outside of the pale of the sanskritic
culture. But the accessibility of the language is not the same as the hermeneutical
GBS 72. "gorakh kahai sunhu re avadhu jag maim aisaim rahnam / ankhairn dekhiba kamnaim suniba
mukh thaim kachu na kahnam."
Faivre, "Esotericism," 43.
GBS 121. "helai na khoiba nadam."
Faivre, "Esotericism," 42.
GBS 223. "vidya parhi ra kahavai gyamnlm / binam avidya kahai agyamnl / param tat ka hoy na marmT /
gorakh kahai te maha adharmT."
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transparency of the content. A good deal of the poetry of The Sayings is enigmatic. Those
who are not initiated into the order of the Nath Siddhas and who are not familiar with the
technical jargon and code words are thus not equipped with the exegetical keys to unlock
the opaqueness of the yogic discourse. The scholar who is not an initiate faces the same
problem.
What was the intention behind this type of poetry? Let us, first of all, recall that
this is an oral literature that is meant to be sung and that is traditionally performed, often
accompanied by an instrument, by the travelling minstrel-yogis. They would travel on
53
foot from village to village, from temple to temple, performing the songs about the great
Siddhas, Gorakh and Matsyendra, Gopicand and Bhartrhari in front of audiences. These
songs glorified the life-style of the yogis, transmitted their teachings, and posed certain
riddles, the solution to which transcends the knowledge of even the pundits. The line of
social criticism addressed to pundits is prominent in The Sayings of Gorakh. Their
authority, exoteric in its nature, is based on the knowledge of Sanskrit and what the yogis
consider mere bookish learning. The Naths reject the authority of that episteme, claiming
that real knowledge is knowledge of the body in its esoteric aspect and that only this type
of knowledge leads to real power and immortality.
The language of Gorakh is most hermetically closed on those occasions when he
presents his message in the form of the 'twilight' and 'upside-down' language.
54
The
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Barthwal, however, in emphasizing the distinction between the two. "The ultabamsi is
necessarily a paradox," writes Barthwal, "while the sandhydbha$d is not." The main
55
difference between the two, I suggest, lies in the following: 'twilight language' has as its
referent certain esoteric content. The content is usually hinted at through the employment
of vocabulary that signifies some ordinary sphere of activity. This is yet another allusion
to the idea that in this poetry, as in alchemy, the sacred hides itself under the guise of the
ordinary. For example, the manifest content of the poetry might consist of the description
of a quotidian labor; the intended meaning would often refer to the work with the subtle
body and cakras. "The small pot
sumptuous drink is prepared"
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56
process; in fact, 'the small pot' refers to djnd cakra; 'the three rivers' are the three main
mystical conduits of energy; and the 'sumptuous drink' is the elixir (amrt). 'Upside-down'
language, on the other hand, intends to mirror, through its form, the process of the yogic
work, consisting of the reversal of the ordinary human situation.
Let me provide several examples of these stylistic devices from The Sayings of
Gorakh. I suggest exploring the 'twilight language' under two headings: 'Jargon' and
'Allegories and Riddles.' The first type of poetry is one in which a certain yogic teaching
is represented through the employment of the technical jargon, and this element in itself
makes the meaning nontransparent. The 'Allegories and Riddles' are self-explanatory as
a category. Similarly, the 'upside-down' poetry is the one in which the content is
presented in a paradoxical manner.
On 'twilight' or 'intentional' language and related issues see, among others, Dasgupta, Obscure Cults,
413-24; Eliade, Yoga, 249-54; Linda Hess, The Bljak of Kabir, trans. Linda Hess and Shukdev Singh,
Delhi: Motilal Banarsidass, 1986 (1 ed. 1983), 136-61; and Kvajrne, Anthology of Buddhist Tantric Songs.
Qtd. in Vaudeville, Weaver Named Kabir, 103. See Barthwal, Traditions of Indian Mysticism.
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Technical Jargon
'Twilight language' is sometimes understood to mean 'intentional language' where the
manifest content is intended to refer to something else. A good deal of the poetry in The
Sayings of Gorakh belongs to this category. For example, the first sabad in the collection
mentions that 'At the summit of the sky, a child is speaking.' The usual commentarial
gloss is that 'the summit of the sky' refers to the uppermost cakra within the subtle body.
In a literal sense, this would also be an example of 'intentional speech' but I will refrain
from discussing instances of this sort, for the reason of their ubiquity. What I have in
mind when making reference to the technical jargon of yoga as exemplified in The
Sayings of Gorakh is very well represented by the following verses: "The twelve kalas
[portions] make dry, and the sixteen kalas nourish. / [Whoever] obtains the four kalas
lives the endless life. / Light and fire are mixed together. / [The yogi] obtains the siddhis
and drinks four kalas."
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silent on this point - that the 'light and fire' are also intended to stand for the Moon
('light') and the Sun ('fire'). The poem seems to be referring to the yogic process of
Alternative reading, kupT instead of k/pa, accepted. See Barthwal, Gorakh Bam, 122, n. 18.
GBP 28: 3. "trkuti sangam kupi bharlya, mad nipajya apararn."
GBS 89. "bara kala sokhai sola kala pokhai, cari kala sadhai anant kala jTvai / Oram dhuram jotT jvala
sTdhi sadhant cari kala pTvai."
See Barthwal, ed., Gorakh-Barii, 31-2.
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joining the energies of the two main cakras in the body. It is difficult to arrive at this
level of comprehension unless the technical jargon of yoga is familiar.
The following sabad is also representative of the poetical style that uses technical
jargon in order to express the yogic message, although in part its style is straightly
metaphorical: "[When] the first and the second are joined with the third, / Check the
breath at the western gate. / The oil is not spent, the flame is not extinguished, / Says the
nath
who has become immortal." According to Barthwal, 'the first and the second' in
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these verses refer to two of the three main channels in the subtle body, the // and the
pihgald,
which are joined with 'the third,' the central channel, susumnd. This situation
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is the main objective of yogic practice. It follows that, if this condition is met, the yogi is
supposed to acquire the immortal life: he has preserved 'the oil' and the 'light' of his life
is not going to be extinguished. And while the final part of this poem employs the
metaphorical expressions for human life - the oil and the burning flame - that are
arguably easily understood by the general audience, the opening part that deals with 'the
first, the second, and the third' is an instance of the technical jargon that is penetrated
with much more difficulty.
Similar to the previously quoted sabad is the following, which also presents a
string of the unexplained numbers: "When sitting, the twelve; when moving, the
eighteen; / When sleeping, the thirty are broken. / When speaking, the sixty-four are
broken. / Why should I sing praises to God?" Barthwal suggests that the numbers refer
to various types of breath and that the whole poem points to a type of chanting which
GBS 187. "ikti bikuti trikufi sandhi pachim dvare pavanarn bandhi / khu^ai tel na bujhai dTya bolai nath
nirantari huva."
Barthwal, ed., Gorakh-BanT, 63.
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essentially consists of conscious breathing (ajapdjap) but the terms are technical and their
purport is in general rather unfamiliar.
Poems in which the predominant vocabulary consists of technical jargon are most
probably meant as an instruction for the yogis, not the lay populace. Their natural
environment is a manual of yoga, such as the Sanskrit Hathayogapradipikd. And
although their proper technical meaning escapes the interpretative abilities of ordinary
persons, their public performance nevertheless achieves certain tangible results. This
poetry presents itself as a mode of discourse that although enigmatic in its content leaves
no enigma as to the fact that jogis actually do understand both the message and the
methods of practice to which it alludes. In this sense, it serves the function of Bourdieu's
'symbolic capital' (vide infra). Poetry constructed in the form of allegories and riddles, on
the other hand, probably has as its main addressees the laymen, the important
subcategory and the constant target of criticism and ridicule consisting of the pundits.
GBS274."baitham barai calat afcharai, sutam tufai tis / kaithan karamtam causafi tu^ai, kyau bhajiv
au jagdls."
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while at the same time it serves to underline the message that exoteric knowledge is not
fit to deal with the paradoxes of the yogic way of life. In order to contextualize these
remarks, let us consider several examples. As far as the allegorical poems are concerned,
I trust that the following pad shall be representative of the kind:
Take hold of that vine, o avadhut, take hold of that vine,
Gorakhnath knows [how].
It has no leaves or root, no flower and no shadow,
And it grows without water. [Refrain]
The grove of the body is your garden, o avadhut,
[Where] the true guru has planted a creeper.
A man waters it often,
And a nice vine flourished up to the house.
Its root is the Moon, o avadhut,
And the leaves are the Sun.
The fruit is the full Moon.
Understand that [its] jiva is the knowledge of the guru.
The vine is on fire, o avadhut,
The fire reaches the sky.
As soon as the creeper starts burning,
New shoots emerge.
From the cut vine new shoots spring up;
If watered, it dries up.
Ascetic Gorakh spoke through the mercy of Machindra:
It always remains new.
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What is this vine that Gorakh sings about in this pad! Does it refer to the human body
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anybody's guess and that is precisely my point: the language of the poem is potentially
GBP 17. "tat beli lo tat beli lo, avadhu gorakhnath jamnl / dal na mul pahup nahim chaya,
vlradhi karai bin parnni / tek/ kaya kurnjar teri bari avadhu, sat gur beli rupamni / puri? parnnti
karai dhaniyamnau nikai bali ghari amni / 1 / mul edva jedva sasihar avadhu, pamn edva jadva
bharnnam / phal edva jedva punim canda. jiu jou jarpn sujnarn 12 1 beldiyarp dau lag! avadhu, gagan
pahumti jhala / jim jim belirn dajhba lagi, tab melhai kurnpal dala / 3 / kafcat beli kumpal melhi
slmcatrarn kuthlaye / machindr prasadaim jati gorakh bolya, nit navelri thaye / 4 /."
Vaudeville when referring to the KabTr's use of the metaphor, in Weaver Named Kabir, 182.
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open to anybody who is willing to try to penetrate it. It employs a metaphor, rather than a
technical jargon (such as 'first and second are joined with the third,' which is too meager
as a metaphor). If the meaning nevertheless escapes the reader (or, rather, the hearer), the
poem is in itself still sufficiently consistent and engaging to be able to sustain a
reasonable amount of attractiveness and provoke interest. Its enigmatic core is a
captivating mystery. This is even truer for those poems that are formally best classified as
riddles. The following pad belongs to the latter category:
O master avadhut, guess what this is?
Neither the sky nor the earth,
Neither the moon nor the sun,
Neither a day nor a night. [Refrain]
It is [neither] omkdr, [nor] nirdkdr [formless].
It is neither subtle nor gross.
It is neither tree nor leaf,
It does not flower, nor does it give fruit.
It is neither branches nor root,
It is neither tree nor creeper,
It is neither sdkhi nor sabad,
Neither guru nor disciple.
It is neither in wisdom nor in meditation,
It is neither in yoga nor in the yogi,
Neither in sin nor in virtue,
Neither in liberation nor in the liberated.
It is neither born nor destroyed,
It neither comes nor goes,
It does not get old or die,
It has neither father nor mother.
Says Gorakhnath,
Devotee of Machindar:
It is neither a state of devotion,
Nor is it ensnared in hope.
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The enigmatic nature of the content in the poems belonging to this type is obvious. They
are riddles and the riddles are interesting and attractive for the same reason that all things
mysterious are attractive: they invite active participation in order to be penetrated and
understood. And while the allegories and riddles are enigmatic, the poetry of the 'upsidedown' category is nothing short of paradoxical. I suggest investigating some of it.
140
polyvalence of words finally substitutes ambiguity for the usual system of reference
inherent in every ordinary language. And this destruction of language contributes, in its
way too, toward 'breaking' the profane universe and replacing it by a universe of
convertible and integrable planes." The language thus loses its solidity and the terms
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and concepts become exchangeable. Correspondences come into play and analogous
ideas and situations detach from their usual signifiers. The ordinary world is, in the
poetry that is representative of this trend, also turned upside-down. Or perhaps, the
ordinary world is upside-down and this poetry makes us recognize that fact. Whatever the
reasons behind the employment of this kind of rhetoric may be, its effect is unmistakable.
The following pad is a good exemplar of the 'upside-down' category:
Nath is saying immortal words:
The blanket will rain, water will get wet! [Refrain]
The
And
The
The
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dog is hiding,
thief is barking.
cowherd is coming,
cattle is calling.
bhanat gorakhnath machindr nam dasa, bhav bhagati aur as na pasa / 5 /."
Eliade, Yoga, 250.
We (Shukdev Singh and Gordan Djurdjevic) have emended BarthwaPs text by replacing 'bhusa' with
'musa.'
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70
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their knowledge requires participation through the ritual of initiation and the guidance
from a guru. Being secret this language is also elitist - only few have mastery over this
discourse - and in this sense it is socially powerful. This language, the esoteric discourse
of the yogis, displays also a strong experiential quality: this episteme is a result of
successfully underwent yogic practice; it is not a product of bookish knowledge. Gorakh
is very eager to emphasize this distinction. And finally, the purpose of the yogic
discourse - especially as exemplified in its more enigmatic moments - is to serve as a
sort of symbolic capital: the Naths are displaying their knowledge and attainments in
order to represent themselves as powerful adepts, their way of life as attractive to
potential recruits, their wisdom as transcending the knowledge of scholars and priests.
The social criticism is addressed not only to the pundits but in fact to all whose authority
is confined to the doctrinal and denominational boundaries of the medieval North India.
Gorakhnath makes repeated references to the fact that what he talks about is an
experiential fact, obtained through the practice of yoga, unattainable through the study of
books, however sacred they claim to be. "It can't be read in the Vedas or the sistras, I In
the kitabs, the Koran or in the books." The spiritual realities he is pointing out are
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accessed only through the mastery of the occult aspects of the human body. To
paraphrase one of his sabads, one has to learn the unseen wisdom at 'the summit of the
sky' {sahasrdr cakra), the occult place where the word {sabad) emerges into light.
"Everything else is worldly affairs." This being so, Gorakh rarely misses the chance to
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challenge the authority of scholars: "O pundit, understand the incomprehensible / And
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tell the story that can't be told! / Having met the true guru, bow your head!"' And in a
4
similar spirit: "O pundit, enough of learned discussions! / He who does not talk, he is an
avadhut."
15
I suggest that the rhetoric of the Nath Siddhas is best viewed in the sense of
'symbolic capital.' The notion of the symbolic capital was developed by the sociologist
Pierre Bourdieu and recently applied by Hugh Urban in his study of the Kartabhajas, a
Bengali tantric group. Urban suggests that the notion of secrecy - an element of supreme
importance in esotericism - should be understood "as a strategy for concealing and
revealing information. It is a tactic which functions to transform certain knowledge into a
rare and valuable commodity, a scarce resource, which in turn enhances the status and
prestige - in Bourdieu's terms the 'symbolic capital' - of its possessor." I would like to
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propose that not only secrecy, but equally so the rhetoric, the discourse of the Nath yogis
serves the function of symbolic capital. In fact, the three elements, the secrecy, rhetoric,
and power are mutually related and reinforcing. The jogis appear the most powerful in
those moments when they glorify the fruits of yogic practice in a language that presents
itself as a 'rare and valuable commodity,' alluding to the secrets of immortality and the
life divine. "Those who accomplish the impossible, who thunder in the [clear] sky, / Who
unlock the [state of] unmani, I Those who reverse the breath, say reverse things, / Who
drink the undrinkable: they are the ones who know brahman."
11
GBS 222"abujhi bujhilai ho pandita akath kathilai kahamni / sis navamvat satgur millya jagat
raimn bihamni."
GBP 38, refrain, "pandit jan jan bad na hoi anbolya avadhu sol."
Hugh B. Urban, The Economics of Ecstasy:
Tantra,
Secrecy, and Power in Colonial Bengal (Oxford:
Oxford University Press, 2001), 12; emphasis added.
GBS 90.asadh sadhant gagan gajant, unmani lagant tali / ulafcant pala^ant bamnlm, apiv pivat te
brahmagyamni."
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Gorakh
notice that language tends to be hermeneutically opaque. This language is sensitive to the
underlying notion of correspondence between various aspects of reality, it is often
metaphoric, it makes little sense when taken literally. The way Gorakh uses language to
construct the imagery of some of his poems resembles by its very structure something of
the reality that is exemplified in the yogic way of life: its process of reversal
(ulpa sadhana)
and its going against the grain of what is considered ordinary and
Gorakh,
functions also as a symbolic capital, the value of which rises in proportion to the element
of secrecy displayed.
The esoteric language - one might say, the language as a communicating medium
in general - represents a functional parallel to the imagination
and mediation,
considered
145
in accordance with the Faivrian model of esotericism. Language stands between the
reality of the material plane, exemplified by the human body, and the level of spiritual
(intangible) reality. The Nath Siddhas, generally speaking, share a view, also common to
KabTr and the Sants, according to which the ultimate reality is nirgun, 'without
[describable] qualities.' Between this ultimate but unutterable realm of unity and the
'hard-core' reality of the material plane, language serves the function of mediation to the
same (or similar) degree that esoteric theory assumes imagination to stand as a mediator
between the aforesaid two realms. Language is related to the breath, which is also a
mediating force, neither completely material, nor completely spiritual. And just as within
the realm of imagination the identities are not fixed and rigid, but flexible and
interchangeable, so the esoteric language allows for many signifiers to stand for one and
same intended signified. This fact carries within, as its curious consequence, an element
of social critique:
What is the main underlying principle behind the rhetoric of the Siddhas? What is
the reason behind the usage of their metaphors and similes, what is it that justifies the
employment of the 'upside-down' language? What do they mean by all of this? The
reasons are certainly many, but if one is to be singled out, it could be the following: This
world is a metaphor for the Ultimate and there are limitless signifiers but only one
signified. There should be no hierarchical distinctions between signifiers. The ultimate
can be symbolized by the vocabulary of the bazaar equally well as by the vocabulary of
philosophy: in either case, what is important is that the signifiers are mutually
interchangeable and ultimately disposable. Brahmanical ideology strives to preserve the
principles of social stratification of 'conventional' reality and deploys egalitarian
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discourse only in the controlled setting of the ritual and in the ideal world of
philosophical argumentation. To give just one example, men and women were claimed to
be equally feminine in relation to God, but they retain their gendered disparity in
everyday life. From the perspective of the Siddhas, however, an ignorant person, that is to
say, a person that is ignorant of their secrets, a non-initiate and a non-adept, is deemed
inferior whatever his or her social standing might be. And vice versa, those who know the
secret, those who control their senses and their sexuality are adepts, whether they are
fishermen or kings.
The whole world is a metaphor for the ultimate and there is no hierarchical
distinction between various signifiers. No symbol is equal for Reality and only Reality
counts, not its representations. "Empty is not populated. Populated is not empty."
78
With these considerations and speculations, we are entering the world of the
Nathist ideology. The next chapter will, accordingly, concentrate on the exploration of
mental phenomena, of what I have been referring to as the esotericism of mind.
147
CHAPTER 4
THE N A T H SIDDHAS A N D ESOTERICISM OF THE MIND
148
roles o f teachers and lineages as more important than the doctrinal orthodoxy and a rigid
belief system. In other words, the Nath yogis rely primarily on the ritual transmission o f
1
knowledge, maintaining at the same time that the essentials of their world-view transcend
the narrow boundaries of denominational strictures.
The ideal mental achievement towards which a yogi strives is the condition of the
divine knowledge, gnosis. Alternatively, this ideal is expressed as the state o f 'no-mind'
or what is 'beyond mind' (unman). A s an element of esotericism, this binds argument
both in Arthur Versluis' definition o f the category, and in the Faivrian concept o f
3
is usually called
149
imagination in the West and meditation in India. The parallelism between these two has
4
been noticed by scholars such as Agehananda Bharati and Mircea Eliade, but the issue
has not been treated with adequate conceptual clarity.
I am convinced that in each and all of the above-mentioned elements, the
correlation between the principles of esotericism and the yoga of the Nath Siddhas is
demonstrable. The value of this insight lies in the fact that it opens a possibility to the
reconceptualization of the nature of yoga, which thus opens door to comparative and
cross-cultural investigations. I will devote the rest of this chapter to elaboration of the
above made assertions.
According to Versluis, the orientation towards the achievement of gnosis is a necessary condition of
esotericism. See his article "What is Esoteric?"
The Hindi and Sanskrit term for imagination, kalpana, does not correspond with the technical meaning
that imagination has in Western esotericism. Meditation, dhyan (Skt. dhyand), does. So does bhavana.
3
150
The principle of transmutation is also very similar in its implications to what the
Buddhist scholar Ian Harris has called the notion of perfectibility. Perfectibility is
interesting because it is at variance with assumptions that are typical of the categories of
secularism and religion as they are commonly understood in the West. As Harris
explains, "This is because Western systems, both secular and religious, generally fail to
accept the notion of perfectibility of man to the extent that it is employed in the East."
Let us, in this context, just recall the fact that deification, becoming 'a second Siva,' is
the ultimate goal of the Nath yogis. It thus appears meaningful to treat them as esoteric
phenomenon, where the perfectibility or transmutation is an assumed element of theory
and a desired goal of practice.
Perfectibility, or to use a stronger word, deification is also a process and
achievement that is related to power. To change one's mortal status and become a
'second Siva,' means, as already argued, to appropriate and share in the nature of the
Great Lord, who possesses power as one of his essential prerogatives. Gorakhnath, for
example, describes an ideal yogi as the one who transcends the boundaries imposed by
elements that comprise the physical world: "He cannot be hidden in the sky, / He cannot
burn in fire; the wind can't push him in the air. / The weight of the earth can't break him,
he cannot sink in the water." That the Nath Siddhas are viewed as powerful persons is
6
common knowledge. I would like to emphasize, however, that the orientation towards
power understood as the sacred is a defining characteristic of magic as an esoteric
Ian Harris, The Continuity ofMadhyamaka and Yogdcdra in Indian Mahaydna Buddhism (Leiden: E. J.
Brill, 1991), 153. Qtd. in King, Orientalism and Religion, 247, n. 52. King critically refers to the
ideological attitudes inherent in Kantian and post-Enlightenment philosophical traditions, which were also
influential in the construction of the 'scientific study of religion,' as the 'epistemologies of limitation.' See
ibid., 179.
GBS 24. "gagane na gopant teje na sokhant pavane na pelant bal / yahT bhare na bhajant udake na
dubant."
5
151
discipline. In that sense also, the ideology of the jogis is in general agreement with the
main doctrinal presuppositions of esotericism.
does not correspond to the ideological assumptions of the Nath yogis. Instead of the
supremacy of a theistic belief, they emphasize the indispensability of practice, sadhana.
The jogis are not exclusive but are, quite to the contrary, well known for mingling with
Islamic esoteric groups. They also have close ties with Buddhist tantric groups, such as
siddhacaryas and Nepalese Buddhist traditions. The two sons of Matsyendranath are the
legendary founders of the two Jain sects. In recent times, the Nath Siddhas have even
collaborated with some Western occult figures. Instead of the dualism between this
8
world and the divine world, they teach the doctrine of sameness, samaras. The world of
the gods is not thought to be transcendental, but is in fact believed to be internally present
within the subtle body of the yogi. Based on these elements, it is more meaningful to
152
classify the Naths as an esoteric tradition, than as a religion (if defined and understood as
above).
Frits Staal has also been emphatic, on numerous occasions, in the insistence that
religion is not a suitable category to be applied to Asian spiritual traditions. His
suggestion is that the term 'religion' should be used only in reference to Western
monotheistic traditions. "In most parts of Asia, such religions do not exist, but scholars,
laymen, and Western converts persist in trying to find them," writes Staal. "What counts
instead are ancestors and teachers - hence lineages, traditions, affiliations, cults,
eligibility, and initiation - concepts with ritual, rather than truth-functional overtones." It
9
hardly needs mentioning that teachers, lineages, cults, eligibility and initiations are of
vital importance for the Nath yogis, as these are directly related to what Faivre calls
transmission, which is an element that is characteristic of esoteric traditions.
That gurus and lineages are important in the lifestyle of the jogis is a well-known
fact, although it is rarely brought into comparative correlation with the general features of
esotericism. This correlation is, however, very important for it helps us to theorize about
the Naths from a fresh perspective. Based on that perspective, and seen in combination
with other elements of esotericism, it seems clear that the veneration of gurus in this style
of yoga should be seen as an act of devotion. The human guru is in fact only a symbol of
the inner teacher that is fundamentally accessed through the yogic (imaginal!) work on
cakras. There is a line of correspondence that connects the human teacher with the inner,
Staal, Ritual and Mantras, 393. In his essay on "The Himalayas and the Fall of Religion," Staal asserts
that "neither language nor religion are natural and helpful categories of thought in the study and
understanding of the Vedas, Buddhism, and Tantrism. Language is, of course, a necessary tool required to
study and understand linguistic manifestations of the three traditions. Religion, on the other hand, has
caused issues to be obscured. Language and religion are categories that divide into separate groups that are
clearly similar and closely related, and group together things that have nothing to do with each other. In an
attempt at conceptual clarification, the use of such categories, therefore, evinces bad logic" (46).
9
153
true guru, who is again correlated through the line of correspondence with the ultimate
master of yoga, the great god Siva.
The following sabad from The Sayings of Gorakh combines two elements
relevant for the present discussion: the importance of the mind in the practice of yoga,
and the role of the guru as a helper in transcending the mind. The reader will notice a
motif familiar from KabTr, the metaphor of an arrow that stands for wisdom, which
destroys metaphysical obstacles. The context makes it clear that the guru in question is in
fact an inner, esoteric teacher. Gorakh says, "He whose mind has devoured / Both gods
and demons / Should [also] kill the mind, / By taking hold of the arrow of guru's
wisdom." I will postpone an elaboration of the practice of going beyond the mind for a
10
later section of this chapter. Here, I want to emphasize the implication contained in this
sabad that the guru and his wisdom transcend the role and importance of gods (devas),
who are otherwise also delegated a position inferior to the mind. The mind is able to do
away with, to 'devour' the gods and demons, but the wisdom of the guru transcends even
the mind. It follows that the attainment of 'no-mind' (unman) depends on the grace of the
guru. That the ultimate achievement depends on the grace of the guru is a strong indicator
that the relationship between a disciple and the teacher rests on the relationship of
devotion, where grace is a crucial element.
The devotional relationship between disciple and teacher is also implied and
reconfirmed in another sabad where Gorakh again speaks of mystical experience as being
contingent on the guru's grace: " A light is shining without fire. / I saw it trough the
guru's grace."" Similarly, in one of the pads, there is a description of the ludic nature
10
11
GBS 229. "jini man grase dev dan / so man marile gahi guru gyamn bamn."
GBS 239. "bini baisandar joti balat hai guru prasade dn;hT."
154
inherent in the access to higher cakras, which is again declared dependent on the exercise
of the teacher's grace: "Gorakh plays between Ganga and Yamuna / Due to the grace of
the guru Machindra." " The rivers Ganga and Yamuna, as is well known, metaphorically
refer to the inner channels of energy, ipa and pingala; the place between them is the
famous trikuti sangam, the confluence of the three 'rivers.' The third river is SarasvatT,
which metaphorically refers to the main inner channel, the susumna, that is situated
within the spinal column. The place where these three inner rivers meet is the djnd cakra,
one of the most important centers of energy in the body, often referred to as the 'third
eye' and generally associated with the attainment of wisdom. These verses are thus a fine
example of the 'confluence' of the relevant motifs (the inner 'geography,' relevance of
the teacher, the occult wisdom, and a coded rhetoric) that connect this style of yoga with
the principles of esotericism.
The most striking illustration of the devotional attitude inherent in the relationship
between teacher and pupil in the discipline of yoga is evident in the following pad. What
we have here is an example of a 'bridal mysticism' that would be completely out of place
if the yoga of the Naths were really without the element of devotion, as is so often
asserted. After he has referred to the wisdom of his guru as a water-gourd that helps him
extinguish his greed, Gorakh continues: "In this way, the true guru has married me, / A
delicate young maiden. / Sri Gorakh spoke, through Machindra's grace, / The fear of
maya
is gone."
GBP 18: 5. "gang jamun bic khelai gorakh, guru machnidra prasadam."
GBP 16: 5. "en satguri amhe paranambya, abla bal kuvarnvri / machindra prasad srT gorakh bolya, maya
nam bhau tan." In his commentary on this pad, Barthwal implies that the guru marries Gorakh to maya,
making him thus her master whom she has to obey. See Gorakh Banl, 106. Shukdev Singh was, however,
adamant that, grammatically, 'abla bal kuvarnvri' (a delicate young maiden) qualifies 'amhe,' the first
person pronoun. Also, the idea is that an ordinary person is married to a woman, and thus illusion (in the
12
13
155
of the inner attitude of dedication to the guru and his wisdom, but the metaphor would be
impossible if there were not an underlying assumption of devotion and love between the
pupil and the teacher.
Devotional character of the Nath Siddhas' approach to yoga has also recently been
argued by Vijay Mishra in his study Devotional Poetics and the Indian Sublime.
14
According to him, the project of the Naths 'marks a decisive shift in the ideology of
bhakti as it returns to Yoga's original emphasis on the corporeal." The body is thus
15
approached as the site of metaphysical presence and as the focus of religious desire, what
Mishra designates as the 'sublime.' In the context of the conceptual approach that I have
16
been suggesting throughout this study, Mishra's 'sublime' body is in fact the esoteric
subtle body, which serves as a locus of divine presence and, ultimately, omnipotence.
From another angle, the 'sublime' as the focus of devotional attention manifests in the
guise of powers (the siddhis) that the yogis are striving to achieve and that are
simultaneously the marks of the Great Lord Himself.
17
In the preceding section, my intention was to emphasize several elements that are
at the same time also mutually interconnected. By stressing the importance of the guru in
the teachings of Gorakhnath, I wanted to show that his ideology is meaningfully qualified
as esotericism, where the transmission of knowledge through initiation and teachers is a
sexist rhetoric of the Siddhas, maya is symbolized by woman), while the yogi is 'married' to a teacher, and
thus free from illusion. Shukdev Singh, oral communication, 28 February 2003, Varanasi, India.
Vijay Mishra, Devotional Poetics and the Indian Sublime (Albany, N.Y.: SUNY Press, 1998). In
particular, see the chapter "Temples of Fire" (129-61), and especially the discussion on pages 142-8.
Ibid., 143.
Ibid., 165.
1 should also add that the devotional character of the Naths is also implicitly acknowledged by the
incorporation of the sabads and padsfromthe Gorakh Bam in the anthology Devotional Hindi Literature:
A Critical Edition of Panc-vanior Five Works of Dddu, KabTr, Namdev, Raidas, Hardas with the Hindi
Songs of Gorakhnath and Sundardds and a Complete Word-index, 2 vols, eds. Winand M. Callewaert and
Bart Op de Beeck (New Delhi: Manohar, 1991).
14
15
16
17
156
sine qua non. I also wanted to demonstrate that the guru is often understood in the sense
of an inner teacher, who may be experienced through the yogic work on the subtle body
1R
cakras and nafis of the subtle body often has as its intended goal precisely the encounter
with the inner teacher, who helps the disciple to accomplish major spiritual feats.
According to the vocabulary of esotericism, this is possible because there is a
correspondence between the body and its subtle aspect that is permeated by metaphysical
entities. One of them is the 'true guru,' the veneration of whom is often hidden from the
sight, because he is not externally objectified. The true guru bestows grace on the pupil
and the relationship between them is fundamentally devotional. In conclusion, the yogic
ideology is an esoteric one, and esotericism helps us understand the less obvious
devotional side of this ideology.
It is customarily asserted that the Nath yogis are Saivites. This attribution seems perfectly
natural: Siva is the Lord of yoga and he is the Original Master (adinath) of the Nath
lineage. Gorakhnath is also often understood to be a second Siva, and every yogi, at least
in theory, is attempting to achieve the same status. It appears that there is nothing more
natural than to confirm the above attribution, and since the Saivites are Hindus, it follows
that the Naths are also just another group within Hinduism. And while this may be so,
especially in recent times since the Western construct of 'Hinduism' has taken root as a
In this context, the following statements by Charlotte Vaudeville seem particularly appropriate: "The
exaltation of the guru as a manifestation of the supreme Reality probably explains the remarkable silence
maintained by the Siddhas and the Nath-panthTs, as well as by KabTr and the old Sant poets, on their human
gurus, if indeed they had any. The role of the human guru as an external teacher and guide tends to be
18
157
self-identifying category in India, there are many indicators that this was not the original,
or the only possible, sense of yogic identity. Scholars have noticed that the Naths have
their own ideology, even their own 'religion.' Before tackling that issue, let us first
investigate, concentrating again on The Sayings of Gorakh, the alternative concept of god
in the doctrine of the Siddhas.
On several occasions, Gorakhnath refers to the ultimate theistic concept by the
term niranjan} The literate meaning of the term is 'without blemish,' although it may
9
also be taken to mean 'without embellishment.' The word ahjan refers to a lampblack,
which is applied as a cosmetic ornament to the eyes and eyelashes; niranjan would then
20
designate the lack of ornaments or decoration. In this sense, the meaning of the term
niranjan is similar to the concept of nirgun, which refers to the 'formless god' or the 'god
without (describable) qualities.' In North India, the nirgun conception of god is usually
associated with the theological ideas of KabTr and the devotional groups known as the
Sants.
The relationship between the jogis on the one hand, and KabTr and other nirgun
bhaktas such as Sants on the other, is complex and inconsistently formulated and
maintained. In general, it is possible to make a simplified assertion that the miracles and
other eccentrics of yoga are rejected, while certain yogic concepts and technical
vocabulary seem to have permeated the rhetoric of the Sants. We also know that at least
some of the latter preserved and included into their repertoire a number of yogic songs.
22
obliterated as he only makes manifest the true nature of Guruhood, which is expressed in the divine Sabda,
participating of the transcendent nature of the Satguru." Weaver Named Kabir, 98.
See an interesting discussion on the concept of niranjan in Dasgupta, Obscure Cults, 326-8, where the
Indian scholar relates this deity to Vedic Prajapati and Hiranya-garbha.
McGregor, Hindi-English Dictionary, s.v. "afijan."
On Sants, see The Sants: Studies in a Devotional Tradition of India, eds. Karine Schomer and W. H.
McLeod (Delhi: Motilal Banarsidass, 1987).
See, for example, Winand M. Callewaert and Peter G. Friedlander, The Life and Works of Raidds (New
Delhi: Manohar, 1992), esp. 51 -80. The teaching of the Nath Siddhas was generally met with the approval
9
2 0
21
2 2
158
The reason I mention the above lies in the following: it is very problematic to include the
Sants under the umbrella of 'Hinduism' because of their critical attitude to the normative
tradition. By extension, it follows that - to the degree that the jogis are comparable to the
Sants - the inclusion of the Naths within Hinduism is equally problematic and artificial.
I would like to propose two things in this connection. First, the concept of the
niranjan is esoteric, for a number of reasons, but mostly because the god that is referred
to by this title is mysterious and inaccessible, unless it is experienced within, through the
discipline of yoga. And second, this god is approached devotionally, the form of this
devotion being yoga. I will now provide a substance to these two proposals.
Niranjan is without describable qualities; however, it may be experienced within.
One sabad addresses the paradox inherent in the metaphysical idea of this order. Gorakh
sings that "Niranjan is without branch and without root, / A l l pervading, neither subtle
nor gross." This invisible and ineffable but all pervading god manifests itself through
23
the way of life of an enlightened yogi: the yogi thus becomes an embodiment and his or
her actions the expression of the inner deity. This is made explicit in the following verses
from The Sayings of Gorakh: "The [real] householder is the one who knows his body. /
He keeps inside what goes outside. / Always the same towards everything, he cuts
through illusion. / Such a householder should be called the form of niranjan."
24
I would
like to emphasize that to become 'the form of the formless,' the requirement is to turn
inside and become familiar with the body in its, presumably, occult aspects. It follows
by the DadupanthTs and the followers of Raidas; KabTr was ambivalent; Nanak and Sikhs were critical and
rejecting.
GBS 111. "sol niranjan dal na mul, sab byapTk sukham na asthul."
GBS 44. "gharbari so ghar kT janai / bahari jata bhTtari anai / sarab nirantari kafcai maya / so gharbarl
kahie niranjan kT kaya."
2 3
2 4
159
that niranjan is both esoterically present within the body of the yogi, and that esoteric
practice or yoga is the method for its realization.
In one of the sabads, Gorakhnath refers to the mind as the mother, calling the
niranjan the father.
25
confirmed, based on the fact that in the patriarchal society the role of the father surpasses
the role of the mother. More important is the inherent relationship of devotion,
established by calling the god one's father. The most explicit in this context is the refrain
of a pad where Gorakh weaves in his poetical statement the attitude of devotion to a god
that is both formless and secret, inaccessible to those who follow the norms of exoteric
worship: "I am your devotee, / Oh unmade god! / Everybody [else] serves the made-up
image. / They don't know your secret." This god is, moreover, experienced as present
26
within the subtle body of the yogi, as is evident from the following verses: "Niranjan
dwells in the tenth door, beyond mind [unman] I Contained in the reversed sabad."
21
Here we have a cluster of esoteric elements: the tenth door (brahmarandhrd), no-mind
(unman), the sabad, the reversal (ulafi). Niranjan is within, accessed in the subtle body
through the yogic process of reversal, esoterically correspondent to the sabad.
2S
The necessary conclusion is that the concept of god is inseparable from the
practical presuppositions of the discipline of yoga. The god of the Nath Siddhas is
conceptualized through a set of ideas that are based on the practice of yoga, which is just
another way of saying that their spiritual doctrine is esoteric, if yoga is understood as an
esoteric discipline . The vision of this god is grand: "Niranjan is the god, and no other. /
GBS 202.
GBP 58: refrain, "tujhi pari van ho anaghapya deva / gharT murati kum sab kol sevai, tahi na jarnnai
bheva."
GBP 11:4. "dasvaim dvar niranjan unman basa, sabadaim ulai samamnam."
2 5
2 6
2 7
160
to the god understood in such manner is yoga. Yoga is esotericism and yoga is devotion.
It appears that, as far as the nature of the religious quest of the Nath Siddhas is
concerned, esotericism as a conceptual model represent a meaningful category.
In the introductory chapter, I have briefly mentioned that several scholars suggested
classifying the 'Nathism' as a distinct religion. For example, Daniel Gold and Ann
Grodzins Gold have written that, "'Nathism' has been recognized by some as a separate
strand in Indian popular religion, representing, perhaps, an ancient religious tradition
alongside Vaishnavism and Shaivism."
30
Charlotte Vaudeville. According to the French scholar, "As a religion, Nathism hardly
comes within the pale of Hinduism and there appears to be some truth in the opinion held
by some that it is a distinct religion. Mohan Singh has called it 'Shabadism' since the
Sabda itself is held as the key to liberation." David Gordon White has also speculated
31
on the distinct nature of the phenomenon of the Nath yogis, set apart, according to him,
from devotional, tantric, and Islamic trends that came to dominate Indian medieval
spiritual traditions.
32
2 9
3 0
161
advancing the view that real religious observances are those performed inwardly, by
paying attention to the spirit instead of the letter of the precepts. The poems of this type
are numerous. On fewer occasions, the path of yoga is explicitly distinguished from the
religion of the Hindus and Muslims. The conclusion is that the Naths are the followers of
an 'interior religion,' an expression used by Vaudeville to designate spirituality of
Kabir. In other words, it is justifiable to classify them as an 'esoteric current,' to use
33
Faivrian phrase.
There is a statement in one of the sabads, according to which the Naths are
Hindus by birth, Muslims
34
35
The metaphor of
'burning' is, as previously explained, a reference to the practice of yoga, which serves the
function of transmuting the yogi into a 'cooked,' that is to say, accomplished adept. More
important for the present discussion is the assumed line of demarcation between the yoga
of the Siddhas on the one hand, and the path of Hindus and Muslims on the other. The
distinction is made even more strongly in the following verses, which also make explicit
that what the yogis follow is the internal religion. Gorakh says, " A Hindu worship in the
temple, / A Muslim in the mosque. / A yogi worships the supreme / Where there is
neither temple nor mosque."
36
Vaudeville, Weaver Named Kabir, 99. Vaudeville is referencing Mohan Singh, Kabir: His Biography
(Lahore, 1934), 68.
See White, "Wonders of Sri Mastnath," 401-2.
Vaudeville, "Kabir and Interior Religion." The gist of Vaudeville's argument lies in the following
statement: "Throughout KabTr's work the accent is on interiorization: man ought to turn his attention away
from the exterior world, from all sensible forms, in order to withdraw into the innermost depths of his
conscience (undoubtedly analogous to the sirr of the Sufis) where God dwells " (196).
Or, according to Barthwal's gloss, a Muslim sage or pir, if 'pari' in the text is emended to 'pTr.' See
Gorakh Barn, 6.
GBS 14. "utpati hindu jaranam jog! akali pari musalmamnTm."
GBS 68. "hindu dhyavai dehura musalman masTt / jogT dhyavai parampad jaham dehura na maslt."
31
3 2
3 3
3 4
3 5
3 6
162
The distinct nature of yoga as practiced by the Nath Siddhas is also clearly
evident in those poems where Gorakhnath's stature is juxtaposed against and above the
major gods of the Hindu pantheon. This would be hardly possible if Gorakh considered
himself a member of the normative religion. From the perspective of the jogis, these gods
are victims to the same power of unconquered sexuality that binds human beings to the
eternally recurrent realm of false reality that is samsar. For example, there is a set of
three consecutive sabads that have a common subject matter: the lust, personified by
37
the god Kam, that has subjugated both 'the gods and men.' "The lust has entered the god
Brahma / And Indra has got a thousand vaginas." It has overpowered '88.000 great
38
sages,' and all the ten avatars of the god Vinu. Significantly, it is claimed that Kam
39
40
has conquered even the god Siva, which represents a stark reversal of the traditional
version of the story, according to which Siva famously burns the god of lust to ashes:
"This god of lust has danced upon Siva, / The great god who originated dance." The
41
only one who was able to restrain lust was Gorakh, who did so following the principles of
hatha yoga related to the preservation of the semen. "The invincible lust was conquered
by the ascetic Gorakhnath / Who has preserved the downward flowing [bindu]."
42
Very similar to the above is a pad that uses the compound metaphor of the
serpent, which serves as a metaphor for woman, who allegorically represents lust. The
lust has conquered the three worlds, which Gorakh saw as 'bitten by the snake.' "The
43
GBS 198-200.
GBS 198. "brahma devata kandrap byapya / yandra sahamsra bhag paT." Kandrap or Kandarp is an
alternative name for the god Kam.
GBS 199.
GBS 200.
' GBS 199. "yamn kandrap Tsvar mahadev natarambh nacaya."
GBS 200. "asadhi kandrap jatT gorakhnath sadhya / jani nTjhar jharanta rakhya."
GBP 45: refrain, "tribhuvan dastT gorakhnath dlthl."
3 1
3 8
3 9
4 0
4
4 2
4 3
163
snake says, / 'I am a powerful woman. / I have deluded Brahma / Visnu and Siva."
44
There is an indication that death is powerless over the one who has killed the snake. A
45
sort of a duel ensues; the snake is trying to run away chased by Gorakh, who rushes after
her 'like a wind,' chanting the gauri mantra. The pad ends on a note of victory:
"Adinath's grandson, / Machindra's son, / Gorakh avadhut I Has killed the snake." It
46
appears evident that the path of yoga is set apart from normative religion and its pantheon
of gods, who are helpless to achieve what for the yogis is a fundamental requirement: the
control of sexuality based on the control of semen. It is significant that even Siva, who is
supposed to be the tutelary god of the Nath Siddhas, belongs to the category of deities
deluded by the lust. In this sense, yogic self-identity is distinct: they belong to the
(esoteric) path of yoga, which they consider superior to other spiritual options.
The yogic distinction is also implicitly assumed in numerous poems from The
Sayings of Gorakh that stress the importance and necessity of following the inner
disposition, the spirit of religious observances. We are consequently told that to abstain
from lust, anger, and selfishness is equal to going to holy places; the real householder is
47
the one who knows his body; and the real renouncer is the one who listens the unstruck
48
49
exoteric and esoteric approach is couched in Islamic vocabulary, as in the sabad, which
teaches that the real dervish is the one who knows the way in (i.e. inner way) and who is
constantly mindful. Gorakh also makes it clear that he travels alone because all that he
50
4 4
4 5
4 6
4 7
4 8
4 9
5 0
GBP 45: 2. "srpanT kahai maim abla baliya / baha bisn mahadev chaliya."
GBP 45: 1.
GBP 45: 4. "adinath natT machindra nath puta / srpanim marilai gorakh avadhuta."
GBS 29.
GBS 44-5.
GBS 103.
GBS 182.
164
needs is internally present: the real guru is wisdom; heart is the disciple, and mind is the
friend.
51
It follows from the above that the Nath Siddhas translate external religious
observances into their internal counterparts in a manner that is similar, to invoke a classic
example, to the upani$adic internalization of Vedic sacrificial ritual. This gesture is by its
nature esoteric: its basic assumption - whether explicitly stated or not - is that the human
microcosm corresponds to the outer macrocosm. All that is metaphysically important is
present within the body and mind of the human agent. Even more importantly, the
esoteric distinction is to emphasize the supremacy of the internal practice over the
outwardly performed ritual. The latter can be done superficially and absent-mindedly,
while the esoteric practice presupposes concentration and imaginative engagement. For
that reason, Gorakh advises that "The journey to the temples is a journey in vain. /
Journeying to the tirthas, only water is found." This criticism is juxtaposed with the
positive statement that "The journey with the ascetics is a fruitful journey, / Where
immortal words are spoken."
52
explicit and consistent example of this attitude is evident in the following sabad where
the whole paraphernalia of yogic practice is completely internalized. The text is as
follows, "The mind is the yogi and the body is the monastery; the five elements are the
51
5 2
5 3
GBS 189.
GBS 97. "deval jatra surnni jatra, tlrath jatra pamnirn / atTt jatra suphal jatra bolai amrt bamnim."
GBP 10: 5. "kaya kantha, man jogota."
165
robe. / Forgiveness is sitting in the six postures. / Wisdom is the ascetic seat and good
reason the wooden slippers. / Thinking is the stick."
54
It follows, on the basis of the above, that the Nath Siddhas are engaged in an
'interior religion,' to use again Vaudeville's phrase. Occasionally, they juxtapose their
spiritual path over and against the normative standards of Hindu and Muslim
denominations. More often, they emphasize the need to approach religious observances
by paying attention to the inner meaning of spiritual practices, irrespective of
denominational particularities. The message of the poetry of The Sayings of Gorakh
appears to be that one has to turn inward and make cognizance of one's own body and
mind, presumably in their occult aspects. Whether this constitutes a distinct religious
identity is a moot point. What is important is that there is a general line of agreement
between the attitude of the Nath Siddhas and the ideological presuppositions of
esotericism 'as a mode of thought.' In that sense, esotericism rather than religion seems
to provide an appropriate model to conceptualize yoga of Gorakhnath and his followers.
55
It is
paradigmatic that this knowledge or gnosis acquired through yoga stands in sharp
contrast to the exoteric knowledge acquired through the study of books. Intellectuals,
pundits, who base their authority on the latter are a constant target of criticism in The
GBS 48. "manvam jog! kaya madhT / pane tatt le kantha gadhl. / ksima sadasan gyan adhari / sumati
pavarT dand bicari." (Original's 'gaya' is emended into 'kaya.')
In modern Hindi, the term 'vijnanT' denotes a 'scientist.' But this meaning is hardly commensurable with
medieval Hindi 'binarnnT.' Contextually, 'gnostic' seems a best choice and I have adopted it throughout.
5 5
166
Sayings of Gorakh. "O pundit, enough of the learned discussions!" is a typical elocution
in this context. Jogis are discouraged from associating with scholars: "O avadhut, do not
sit in an assembly of fools! / Do not engage in discussions with pundits!" There is no
57
place for doubt on this issue: Gorakhnath views exoteric knowledge in negative terms. He
considers it misplaced knowledge, focussing on what is inconsequential. "You are
destroying what is alive / To worship what is dead," Gorakh accuses the pundits in
language suggestive of KabTr. "You bathe in firth after firth. I Washing the outside, how
will you reach the inside?"
58
Does it then follow from the above that Gorakh is thoroughly opposed to the
pursuit of knowledge? Not entirely. It is evident from the allusions in The Sayings of
59
Gorakh that the final achievement of yoga entails a way of knowing, a kind of gnosis. We
read, for example, that "Siva dwells in twelve temples; the chief amongst them is the
knowledge of brahman." The return of the bindu to the highest cakra is also a 'gnostic
60
event.' The wisdom lies in the experience of one's own self, atman. There is thus a direct
link between the return of the bindu to the highest cakra, the obtainment of the elixir, and
the experience of gnosis. Immortality is not only related to the drinking of the nectar, it is
also a consequence of self-discovery. "Those who have experience of their self (atman)
do not die."
61
5 7
5 8
5 9
60
61
167
The
'invisible one' or alakh is another typical yogic designation for the highest god and in
that sense it is an alternative expression for niranjan. In this sabad, this god is
interestingly enough qualified as the 'knower' or, as I prefer to translate it, as the
'gnostic' Alakh is imperceptible for ordinary persons, but at the level of the sahasrar
cakra ('the summit of the sky') it yields itself to the perception of a yogi in an orgasmic
gush of interpenetrating photic, linguistic, and epistemological manifestations that are
characteristic for that level of reality. To have this experience, to perceive the invisible
god of gnosis, means to have a gnostic experience. This is an esoteric wisdom, as much
as gnosis is an esoteric goal, according to Arthur Versluis.
The wisdom that is the fruit of yoga comes from experience, paricay. According
to Charlotte Vaudeville, "KabTr and the other Sants undoubtedly inherited from Nathism
their claim to derive spiritual awareness not from a particular guru, but from direct
experience ... conceived as the hearing of the mysterious Word ... spoken in the depth of
the soul by the Satguru."
63
sddhana, leads to that experience. In that respect, they are in agreement with the spirit of
occultism, which also emphasizes a practical orientation. As Gorakhnath reminds his
jogis, "There is no book above meditation." A purely intellectual approach to the
'spiritual awareness' is rejected. "Sitting in the posture, stopping the breath, / A l l the
GBS 4. "gagani sikhar mahi sabad prakasya / taharp bujhai alakh binaipnlip." Alternatively, the second
verse could be understood in the sense that one should acquire the 'imperceptible wisdom in the form of
gnostic knowledge,' which is the way Barthwal understand this sabad. See Gorakh Bam, 3.
Vaudeville, Weaver Named Kabir, 92.
6 2
6 3
168
functions of duality cease. / Gorakhnath says, Thinking about atman I Is like watching the
Moon in the water."
64
that initiation received from a guru is conducive towards this goal. "The knowledge of
the self [atman] is experienced in [or, from] guru's mouth." This is another element that
65
connects yogic sadhana to the overall trend of esotericism, the secrets of which are
regularly transmitted through initiations.
The particular quality of yogic wisdom is very often described by the designation
of 'no-mind,' unman. Alternatively, this may be understood to mean, 'beyond mind.' I
would like to correlate this concept with the implied notion of transmutation: the ordinary
mind is perceived as limited and limiting, and it needs to be transcended, through the
process of reversal (ulta sadhana). That the fluctuations of the mind are integral to the
experience of false reality, samsdr, is a leitmotif of Indian spiritual traditions.
Gorakhnath addresses this issue in a very strong langauge: "O man, you should kill the
mind, the enemy! / It has devoured the whole world, / The gods and the demons. / This
mind should be killed / By seizing the arrow of guru's wisdom."
66
The famous definition of yoga by Patanjali declares that the essence of this
discipline lies in the cessation of the whirling of the mind. Gorakhnath expresses this
67
idea by stating that "There is no illness such as unsteady mind." He therefore suggests
68
the transcendence and reversal of the mind into the state of unman, which is a preferable
GBS 82. "asan baisiba pavan nirodhiba, thamn-mamn sab dhandha / badant gorakhnath atmarn vicarant.
jyum jal dTsai canda."
GBS 38. "apa parcai guru mukhi cTmnh."
GBP 32: 2, 3. "mariba re nara man drohT ... / sab jag grasiya dev danam, so man mariba re gahi guru
gyamn bamn."
"yogaScittavrttinirodhah." Rama Prasada translates this as "Yoga is the restraint of mental
modifications." Patanjali's Yoga Sutras: With the Commentary ofVyasa and the gloss ofVachaspati
Misra, trans. Rama Prasada (Allahabad: Panini Office, 1912), 5.
Gorakh Bani, Sisp Purdn. "cit cafical uparanti rog nahim."
6 4
6 5
6 6
6 7
68
169
mental condition: "They are truly wise whose mind dwells in the unmani." The ordinary
mind, in its 'exoteric' condition is deluding; in its reversed state, through which it
becomes 'no-mind,' it is wisdom.
The disciplined mind, concentrated through the practice of yoga, gone beyond its
natural condition so that it has become no-mind, has its parallel achievement in the
production of the elixir, the amrt. The convergence of these motifs, the mutual
reinforcement of mental concentration and the acquisition of the subtle nectar, is
indicated in the following verses: "When the concentration is broken, how can the
70
nectar flow? / When [the mind is] fixed in the unmani, [the flow of the nectar] is stable. /
When [the mind is] fixed in the unmani, there is bliss." The similar idea is expressed in
71
the verses, which declare that "Having drunk the stream of flowing nectar, / The mind
becomes settled."
72
The mind is also related to the breath. Mutual correspondence between the two
lies at the foundation of the yogic technique of breathing, pranayam: the regime of
breathing is supposed to effect the state of mind. Again, it is paradigmatic to the general
trend of yoga that the junction of mind and breath has as its desired goal the
transcendence of both. Gorakh says, "I will tie the mind with the breath and I will tie the
breath with the mind. / Then I will speak powerfully. / I will make the mind into my
disciple, I will push out the breath. / There, where the mind and breath cannot go, 1 will
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72
170
remain absorbed."
Yogic practice implies the control over mind (T will make mind my
disciple') as much as yogic identity assumes the transcendence of this same mind.
In conclusion, Gorakhnath is critical of the intellectuals whose authority is not
based on the personal experience of the transcendental wisdom acquired through the
practice of yoga. In accordance with the general trend of Indian spiritual traditions, he
sees the ordinary, 'exoteric' mentality as limiting and deluding. The mind, in its 'natural'
state, is an enemy. In contradistinction to this, Gorakh advocates the ideal of the no-mind,
which is accessible through the yogic practice of reversal. In his approach to the
phenomenon of the mind, Gorakhnath is in essential agreement with the position of
esotericism, whether in those instances where he recommends the transformation of the
ordinary mind, or when he upholds the ideal of gnosis or no-mind, or when he
recommends initiation as a requirement on the path towards wisdom.
GBS 265. "man barndhunga pavan syum pavan bamdhunga man syum / tab bolaiga kovat syum / man
tera kl maT mundu, pavana daum ra bahaT / man pavan ka gam nahTm, taham rahai lyau laT."
171
precepts against religious formalism: what is emphasized is, again, an esoteric dimension
and inner understanding of the nature of religious observances.
Jogis do not seek salvation; they expect that performing yogic sadhana will result
in the acquisition of powers, the siddhis, and the obtainment of the elixir, the amrt, which
leads to immortality. The ethical dimension of their practice is solely concerned with the
methodological assumptions of hatha yoga. From that perspective, they are a separate
and self-sufficient group, who base their moral behaviour on the expectations of their
own ideological position and practical orientation. I have been claiming that the Naths are
best viewed as an esoteric current; given the primacy of praxis over theory that is
characteristic of the occult, it is a telling sign confirming my thesis that the ethical
concerns of the jogis are also of practical nature. Let us investigate the main issues.
There is a marked tendency, in The Sayings of Gorakh, to emphasize that the
concepts of 'sin and virtue,' pap and punya, do not apply to the jogis. This should not be
construed in the sense that Gorakhnath recommends antinomianism. The intended
message is that yogis have to transcend the dualism implied, inter alia, in the notions of
right and wrong. In the text called Sikhyd Darsan, Gorakhnath utters a steady chant
(abical japaih) at the level of the head cakra that is "not smeared by virtue or sin." The
74
colophon to this and a number of other texts ends with a formulaic expression that
"Gorakh's disciples are ... not smeared by sin, nor overcome by virtue." The yogic
75
achievement is thus assigned to the realm that is 'beyond good and evil.' And, to the
degree that the concept of sin is operational at all, it is understood that it is eradicated
through the practice of yoga. Gorakhnath asserts that "day by day, the fire devours the
74
Gorakh Barii, Sikhyd Darsan. "badant gorakh abical japam / lipai nahim taham pumn na papain."
172
sins."
The fire in question is the fire of yoga, which 'cooks' the practitioner into an
adept; in other words, this is the fire of kundalini sakti. The implication is that the method
of practical morality needed to remove the 'sins' lies in the discipline of yoga.
The ethics of the Nath Siddhas is pragmatic and wed to the concerns of yoga. If
the latter is practiced satisfactorily, there is no negative moral judgement involved even
in those situations that, from a superficial point of view, do not accord with the
conventional expectations of yogic behaviour. The most radical example of this attitude
is put forward in an already quoted sabad, which claims that there is no harm involved
even if the yogi engages in a sexual act - otherwise emphatically argued against provided that the semen has not been discharged: "Those who in making love preserve
the bindu, I They are Gorakh's brothers." The similar spirit is expressed in the verses
77
that assert: "You may laugh, you may play, but you should maintain meditation. / You
should speak day and night about the wisdom of brahman. I Do not break your
meditation when laughing and playing."
other concerns; if the discipline is maintained, no harm should accrue to the jogi.
Gorakhnath advises going beyond the duality implied in the opposites of good and
bad. The royal road that leads to the freedom from all constraints is yoga. It is significant
that the description of the 'limbs' of yoga, contained in the Gorak$a Sataka, a Sanskrit
text translated by Briggs, there is no mention of yama and niyama, which are the
Ibid, "sri gorakh sikhya ... pape na lipante punne na harante." See also Gorakh Bam, the colophons to
Prdmn Sankali, Narvai Bodh, Atma Bodh, Pane Matra, and Gorakh-Ganes Gu$fi.
Gorakh Bam, Atma Bodh, 15. "ahanisi agni pap kurn khai."
GBS 141. "bhog karantam je byand rakhai te gorakh ka gurbhai."
GBS 8. "hasiba kheliba dhariba dhyarnn / ahanisi kathiba brahma giyarnn / hasai khelai na karai man
bhang."
76
7 7
7 8
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constituents of Patanjali's yoga that deal with ethical issues. The same is true of another
important text, the Goraksa-vacana-samgrahah, which also defines yoga as consisting of
'six limbs,' without yama and niyama.* It would be wrong, however, to assume that
0
Gorakh dispenses with morality altogether. There are unambiguous messages in The
Sayings of Gorakh that stress the importance of ethical living. There is no contradiction
here. Gorakh either recommends transcending the duality of ethical opposites from the
position of the ultimate truth, or he ties the moral arguments to the overall interest of
yogic discipline, which are of particular importance especially at the beginning of
practice. In either case, ethical teachings are formulated in accordance with the pragmatic
Weltanschauung of the hatha yoga.
The insistence on celibacy has received sufficient treatment in the foregoing
sections of this study, and for that reason I will not dwell upon it in this place. I only want
to stress one more time that the reasons for the anti-sexual attitudes do not lie in the
moral sphere: physical sex is advised against because of the importance attached to the
bindu as the potential elixir of immortality. In addition, Gorakhnath admonishes his
followers that, in order to practice yoga, they must "first get rid of lust, anger, and
egotism."
81
concentration that is necessary for yogic practice. For that reason, Gorakh urges his
Goraksa Sataka, 7. "Postures, control of breath, withdrawal of the senses from their external objects,
fixing of the mind upon a single object, abstract meditation and identification of the self with the object of
meditation, these, they say, are the six stages of the Yoga." In Briggs, Gorakhnath, 2285-6. Cf. Patanjali's
Yoga Sutra 2, 29: "Restraint, Observance, Posture, Regulation of breath (Pranayama), Abstraction,
Concentration, Meditation and Trance are the eight accessories of Yoga." In Prasada, Patanjali's Yoga
Sutra, 155.
See Gorak$a-vacana-samgrahah, 62: "asanam pranasamrodhah pratyaharasca dharana / dhyanam
samadhiretani yogangani vadanti sat." 1 Banerjea, Philosophy of Gorakhnath, 337.
Gorakh Bani, Narvai Bodh, 2. "pahlai arambha, charau kam krodh ahamkar."
79
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follower: "The nath says, listen oh avadhut. I Be firm, keep your mind in control! / Give
up lust, anger and egotism! / That is [equal] to going to all [holy] places."
82
The jogis are often perceived as being prone to use - and misuse - various
intoxicants. Briggs reports that, "Accusations are made of hypocrisy, and of bad habits,
such as drinking and the use of drugs. ... They ... use spirituous liquors, smoke ganja
[marijuana] and eat opium." In this respect, Gorakh is unequivocal: intoxicants and
83
yoga do not mix. "If someone, having become a yogi, / Scorns other people and
consumes wine, meat, and bhang [hemp], / He causes 71.000 of his ancestors to go to
Hell."
84
It has to be emphasized, however, that the main reason for this position vis-a-vis
intoxicants lies in the practical concern of yogic discipline. Intoxicants are rejected not
because there is something inherently amoral about their use, but because their effect is
contrary to the practice of yoga as envisioned by Gorakhnath. The reason is stated
explicitly: "Eating bhang destroys wisdom and meditation."
85
The prohibition is
GBS 29. "nath kahai turn sunahu re avadhu dirh kari rakhahu cTya / kam krodh ahamkar nibarau tau
sarbai disantar kTya."
Briggs, Gorakhnath, 202, 55.
GBS 164. "jogT hoi par nindya jhakhai / mad mams aru bhaiigi jo bhakhai / ikotarasai purikha narakhi
jaT." Cf. GBS 165, 208, 213, 241.
GBS 165. "bhangi bhakhant gyamn dhyamn khovant."
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every day."
86
The implication is, again, that jogis value inner disposition, an interior
'religion,' over and against external observances. That they consider moral uprightness
preferable to the letter of the law is a telling sign that the charges of immorality, so often
leveled at them, are without support, at least as far as the message of The Sayings of
Gorakh is concerned. It is true that Gorakhnath advises against (empty) display of
religiosity, insisting that the truthfulness to the inner spirit of one's duties surpasses their
outward performance, but he is by no means antinomian in his directive. His position on
87
GBS 258. "satyo silam doy asnamn tritTye guru badhak / catrathe sisa asnan pancame daya asnan / ye
pane asnan nirmala niti prati karat gorakh bala."
GBS 228. "jog ka mul hai daya dan." Cf. GBP 32: 4.
Gorakh Banl, Atma Bodh, colophon, "pape na punne liye na kaya / atmam bodh kathant sri gorakhraya."
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hand, the notion of the image as a body (a magical body, a mental body)...". Antoine
Faivre, in discussing the Renaissance elaboration of the idea, asserts the conclusion that
"It was a matter of training the imagination to make of it an instrument of allowing the
acquisition of divine powers." These ideas are of utmost importance if applied to, or
90
'translated' into, the mental discipline of the Nath Siddhas. This is how I see the
correlation working:
Let us start with the imagination as 'the magical production of an image.' In the
case of the Nath yogis, the most important of these images are those of the cakras. As is
Corbin, Alone with the Alone, 179; italics as in the original. Corbin adds, "But a warning is necessary at
the very outset: this Imaginatio must not be confused with fantasy. As Paracelsus already observed,
fantasy, unlike Imagination, is an exercise of thought without foundation in nature, it is the 'madman's
cornerstone.'" Ibid.
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well known, meditation on and visualization of the cakras, done in combination with
breathing exercises while seated in the yogic posture, is one of the central practices in
tantric yoga. Yogic and tantric literature abounds with descriptions of cakras. A short text
called Ast Cakr, contained in the Gorakh Bam, states for example that "The first cakra
situated at the anus is called the 'basis' [adhar], its lotus has round petals, [there you
should] hold the breath [by counting] one hundred. Above that cakra is dristcakra, at the
level of penis, its lotus has six petals ...".
9I
been enumerated, together with a description of their 'lotuses' and the number of their
'petals.' Very often, the cakras are represented in an elaborate form, their description
consisting not only of the number of petals, but also of the presiding deities, appropriate
colours, mantras, and other elements.
92
Now, in order to work on these cakras, the yogi has to visualize them. They do
not exist materially, as Bharati reminds us of the plain fact. The yogi has to keep their
images in his mind vividly, while performing bandhas and breathing exercises. This
practice is crucial for the success in yoga. The implication is that the performance of yoga
is conditioned by the ability to create and maintain images in one's mind. This ability,
that comes under the heading of meditation (dhyari) in the terminology of yoga is exactly
the 'magical production of an image' mentioned by Corbin. The image (in this case, of
the cakras) is produced 'magically' in the sense that it has been created (one could say,
ex nihilo) through the disciplined mental effort of the practitioner. Meditation on and
93
Faivre, "Vis Imaginativa: (A Study of Some Aspects of Magical Imagination and Its Mythical
Founders)," in Theosophy, Imagination, Tradition, 101.
Gorakh Bam, Asf Cakr. "prathamem adhar cakr bolie guda asthamne, cakr dal kamval, khafcsai sams / tis
cakr upari dritcakr, ling asthamne sat dal kamval ..."
See, for example, the elaborate description of the cakras given in Siva Samhitd V: 56-131. Cf. the chart
reproduced in Barthwal, Traditions of Indian Mysticism, 164-5.
The same remarks apply to the visualization of the kundalini and of her 'ascent' through the spine.
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178
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situated and operative in this subtle body, as is the kundalini. Siva and Sakti dwell in that
body. If this body is cultivated, if it has been perfected, this body will be immortal.
Dasgupta refers to such a perfected body as the 'yoga-body' and claims: "Such a yoga
body (yogo-deha) is rare even to the gods; it is a body bereft of all limitations and
bondage and at the same time possessing great powers; it is limitless like the sky but
purer even than the sky."
95
The immortal body created through yoga is the basis and vehicle of immortality.
This body is created through the process of imagination consisting of visualization and
concentration on the image of the body decorated with cakras and '72.000' subtle
conduits of energy. It is 'possessing great powers,' and 'rare even to gods.' Here we have
a cluster of mutually related notions of great importance. Image is a body, literally.
Concentrated imagination of the yogi results in the creation of a yogic body. This body is
also powerful. Faivre's remark that 'It was a matter of training the imagination to make
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179
To conclude: In this chapter, I demonstrated that as far as the ideology of the Nath
Siddhas is concerned, it is again meaningful to see them as an esoteric current. They
insist on the supremacy of the practical aspect of the discipline of yoga and on the value
of gurus and lineages, while doctrinal issues and even formal affiliation within the
category of 'Hinduism' are to them of secondary importance and value. Even the ethical
position is subordinated to the pragmatic orientation of hatha yoga. This practical
orientation is congenial to the occult and esotericism, as much as is the fluidity of
doctrinal and denominational boundaries. Finally, while discussing the yogic approach to
the discipline of the cultivated mind, my purpose was to draw a parallel between the
concepts of imagination, as used
as
conceptualized in yoga. My overall conclusion is that in this regard also, as far as the
attitude towards mind and mental phenomena is concerned, esotericism remains a useful
The perfected body of the yogi is also called a 'divya deha,' the 'divine body' and "this is the Siddhi or
the perfection after which the Siddhas aspired." Ibid., 219.
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180
conceptual category through which to understand the Nath Siddhas and the ideas
expressed in The Sayings of Gorakh. I am also remain inclined to conclude, on the basis
of comparison conducted here, that there are a significant number of formal similarities
between Western and Indian esotericisms. I suggest investigating the implications of
these conclusions in the next chapter.
181
The main thesis of this study consists of the proposal that esotericism is a meaningful
category through which to approach the theory and practice of the Nath yogis in
particular and the phenomenon of tantra in general. At this point, I would like to devote
some space to the discussion of the implications of this proposal.
My approach to the study of other cultures is based on the conviction that the
'translation of cultures' is possible and desirable. To answer the question, 'What is A ? '
1
by replying that ' A is A ' is a tautology and less satisfactory than ' A is [similar to] B . ' In
that sense, every increase of knowledge is based on some sort of comparison. This
comparison is in fact already present and at work when we say that 'tantra is an element
of Hinduism' for 'Hinduism' is a Western concept. Similarly, if we identify tantra as a
form of religion, the translation of cultures is again already happening, for 'religion' is
again a Western concept without a hundred-percent befitting equivalent in traditional
On the translation and commensurability of cultures, see Tambiah, Magic, Science, Religion, 111-39.
182
183
would like to show that it is possible to extrapolate conceptual framework of the basic
elements of tantra in such a way that its formal (typological) correspondence with the
conceptual framework of (Western) esotericism appears as meaningful.
In his introduction to a collection of essays on the subject, David Gordon White
2
has advanced the view that tantra is a solely Asian discipline. His definition, however,
although meant to be exclusive, very easily translates into Faivre's definition of
esotericism. This is how White defines tantra:
Tantra is that Asian body of beliefs and practices which, working from the
principle that the universe we experience is nothing other than the
concrete manifestation of the divine energy of godhead that creates and
maintains that universe, seeks to rituaily appropriate and channel that
energy, within the human microcosm, in creative and emancipatory ways.
3
Let us deconstruct this definition. It centers on the process of the appropriation of the
universe (as energy) within 'the human microcosm' which implies the notion of
correspondence between a human being and the universe: microcosm corresponds to
macrocosm. It tells us that the universe is in fact 'the divine energy of godhead,' that is
4
to say, a living nature: 'Siva without Sakti is but a corpse,' therefore his energy (sakti)
must be alive. To appropriate this energy in 'creative and emancipatory ways' implies a
transmutation, whether of human subject or of the external world, for creation and
emancipation are contrary to a status quo. Whatever has been created and emancipated
has been transformed from its previous state. And to 'channel that energy within the
human microcosm' refers to the work on kundalini sakti and her ascent through the
184
cakras, which process (the 'channeling') is based on the cultivation of imagination. The
'ritual appropriation' of this energy implies, inter alia, the ritual transmission of tantric
knowledge through rites of initiation. Finally, the fact that White denotes tantra to be the
'Asian' and not denominational 'body of beliefs and practices' is just another way of
pointing out the element of the practice of concordance that is at the heart of this
tradition White himself refers to tantra's "regional and vernacular Hindu, Buddhist, and
Jain forms in Asia ...". The whole definition of tantra is thus in essential agreement with
5
Hindu tantric groups most often recognize the female goddess Sakti
("energy"), Siva's consort, as the fundamental creative energy of the
cosmos, and therefore as the Absolute. Tantrics view the human body as a
microcosm of the universe, and focus on it as a vehicle for attaining
powers and liberation. Through yogic practices and ritual activities the
tantric adept seeks to inculcate knowledge physically. Rather than seeking
a disembodied escape from bondage or a devotional relationship with
divinity, tantrics set as their highest goal the transformation of the body
itself into divinity.
6
The reader will recognize that 'the creative energy of the cosmos' corresponds to the
notion of 'living nature,' that 'the human body as a microcosm of the universe' assumes
the presence of the principle of 'correspondences,' and that 'the transformation of the
body' points to the idea of 'transmutation.' She will also notice the importance given to
the 'practices and ritual activities' that are important element of occult attitude, and that
5
185
the orientation towards powers that aim at divinity establishes a formal link with magic.
The conclusion is that it is possible and meaningful to conceptually and analytically
approach tantra as an esoteric discipline.
The insight that tantra and the yoga of the Nath Siddhas may be conceptualized as
esoteric disciplines is important. Needles to say, esotericism is only a conceptual grid
that, just as any other, makes selection out of the available data on the basis of
convergence of several elements (correspondences, imagination, etc). It is certainly a
construct, a metanarrative, a mechanism of after-thought, but at least it has an advantage
in that it attempts to look for the points of concord between cultures. Instead of claiming
exclusivity to either tantra or Western occultism, it is more meaningful to consider them
regional variations of esotericism. I propose that esotericism should be seen as at least
cross-cultural, if not universal phenomenon and that comparative esotericism is a
meaningful, albeit insufficiently explored, avenue of scholarship.
How do we explain the apparent commensurability between Western and Indian
models of esotericism? Admitting that there are no simple solutions to this complex
query, I think that there are two basic, mutually non-exclusive answers. Taking the
terminology with a grain of salt, we may speak of exoteric and esoteric links between the
two traditions. 'Exoterically' speaking, Indian and Western esotericisms share certain
elements that are the result of historical contacts. Let us take the example of alchemy:
Indian alchemists were in contact with both Chinese and Islamic alchemical traditions.
7
Richard H. Davis, "Introduction: A Brief History of Religions in India," in Religions of India in Practice,
ed. Donald S. Lopez (Princeton, N.J.: Princeton University Press, 1995), 41.
"Since India's original fascination with alchemy most probably arose out of early contacts with a China
(India was exporting Buddhism to China in this period) whose Taoist speculative alchemical tradition has
been developing since the second century A.D., one might conclude that such traditions reached south India
via a maritime route." White, Alchemical Body, 53.
186
Both Chinese and Islamic alchemical ideas and practices were disseminated to the
9
10
West. Similarly, tantra has moved between Hindu, Buddhist, Jain and even Muslim
traditions in India, and it has traveled from India to Nepal, China, Tibet, and other
countries. And in the last century or so, tantra (and yoga) has arrived in the West,
becoming an important part of the Western esoteric tradition. In that sense we may speak
about the diffusion of esoteric traditions through historical contacts. In this process,
esotericism serves the function as 'a means of cultural transfer.'
11
By establishing links
between various traditions, often situated in different countries, esotericism also operates
as a means of cultural unity. This is an additional element that calls for its more
comprehensive scholarly treatment.
'Esoterically' speaking, the similarities between Indian and Western occult
disciplines lie in the nature of the functioning of the human mind. Here I have in mind
what loan Couliano has called a cognitive approach to the genesis and 'transmission' of
I
io
Claude Levi Strauss and Mircea Eliade, Couliano sees the operations of the human mind
as the driving force behind the construction of diverse religious (as well as social and
To give just one example, relevant to the Indian sufi tradition of the ShattarTs, established in the second
half of the fifteenth century. "The ShattarTs, probably more than any other spiritual lineage, appropriated
Indian yogic practices into their regimen. Among Shaikh Muhammad Ghaus's many compositions is the
Persian Bahr al-Haydt ('The Water of Life'), a now-lost Sanskrit text on yoga." Aditya Behl and Simon
Weightman, "Introduction," in MadhumdlatT, 23. White addresses the same issue as follows: "Finally, we
know that Muslim physicians, alchemists and mystics were avid for the wisdom of their Indian
counterparts, as evidenced by the translation, in the sixteenth century, of a treatise on hatha yoga, attributed
to Goraksa, entitled the Amjiakunda (The Pool of Nectar)." Alchemical Body, 106.
White reports that, "As Joseph Needham has demonstrated, China stands, according the best evidence, as
the primal source for the world's transmutational and elixir alchemy. According to Needham's historical
reconstruction, thefirst-centuryA.D. Chinese technique of kirn or chin, 'aurifaction,' would have been
carried west to the Mediterranean world in perhaps the third century A.D." Ibid., 204.
For example, "The idea of an alchemical elixir came to the West, via Islam, in the early Middle Ages."
Coudert, "Elixirs," in Hidden Truths, 251.
See Wilson, Scandal.
10
11
187
scientific) systems. It follows that, "The fundamental unity of humankind does not reside
13
in a unity of views or solutions, but in the unity of the operations of the human mind."
Esoteric thought, according to this view, operates similarly in various contexts,
and this operation is essentially one of internalization. As soon as a religious practice is
internalized, the notion of correspondences ("the outside and inside are one" )
14
necessarily follows, the imagination is necessarily there (the inner cosmos not being
observable by physical senses), as are the notions of transmutation and living nature.
15
16
Esoteric thought also typically operates in the symbolic mode, going beyond rigid
17
I am convinced that every exoteric religion has its esoteric complement. This
conviction should not be construed as i f to mean that every esoteric tradition is alike.
Being an inner aspect of a particular tradition, esoteric teaching - and practice - shares in
a number of formal elements of that tradition and it is shaped by the continuing process
of historical change. In that sense, the esoteric 'what' differs from case to case; but the
See loan Couliano, Introduction: Religion as a System," in Mircea Eliade, loan P. Couliano and Hillary
S. Wiesner, The HarperCollins Concise Guide to World Religions (San Francisco: Harper, 1991), 1-7.
Ibid., 7; emphasis in the original. Couliano adds that, "no matter how bizarre some religions may appear
to us at first sight, they can ultimately be understood as the dwelling of human minds on certain hypotheses
concerning nature and existence, wrestling with the perennial mysteries of life, death, good and evil, human
purpose, justice, and so forth." Ibid., 7.
Gorakh Barii, Pane Matra, 4.
The idea of transmutation follows necessarily from the idea of correspondence between micro- and
macrocosm. The reason is that this correspondence implies the ultimate identity between the two, which
means that human microcosm transforms its initial limited state by becoming one with the divine
macrocosm.
The idea of living nature, the idea that the middle ground between human being and divinity is also
impregnated with spiritual value, necessarily stemsfromthe notion of correspondence.
"And magic always depends on the idea of symbolism and of language." Wittgenstein, as quoted in
Tambiah, Magic, Science, Religion, 59; italics in the original.
Tambiah remarks how this idea "has been magnificently documented by Foucault in The Order of
Things, in terms of that sixteenth-century European thought known as the 'doctrine of signatures,' in which
the notion of 'resemblance' played a key role in the relation between man and the phenomena of his
cosmos." Ibid., 87.
1 2
13
14
15
16
17
1 8
188
189
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198
199
APPENDIX
translated by
with his driver to pick me up and we then went to his house and agreed on the procedure
of our future sessions. We decided to meet three times a week, that I was to work on the
2
translations on my own, and that he would be checking them and providing commentaries
during our meetings.
I would translate as much as I could in between our meetings. On those days
when we were to have our session, I would started in the morning from my residence
close to Assi ghat in the southern part of Benares, and ride the bike to my destination. It
would take me approximately half-hour of a slow bike-ride through the congested streets
of the city to reach his house in Sundarpur, in the outskirts of Benares. We would
typically sit together for an hour, often longer, drinking tea and 'fighting with the text' as
he was prone to say in his Rajput idiom. I would read my translations and he would
correct them, spicing his commentaries with innumerable stories about Naths, tantrikas,
The best known of these collaborations is probably The Bijak of Kabir, trans. Linda Hess and Shukdev
Singh (Delhi: Motilal Banarsidass, 1986 [San Francisco, 1983]). See also a more recent translation of "The
Deeds of Prahlad," trans. David Lorenzen and Shukdeo Singh, in David N. Lorenzen, Praises to a Formless
God: Nirgunf Texts from North India (Albany, N.Y.: SUNY Press, 1996), 41-74.
1
201
Towards the end of this period, during March and early April 2003, we would meetfivetimes a week.
202
THE SAYINGS OF G O R A K H
Sabadi
4. It is not in the Vedas or in the books. It is neither the Form nor the Formless.
They are all covered under cover.
At the summit of the sky, the word
[sabad]
8. You may laugh, you may play, but you should maintain meditation.
You should speak day and night about the wisdom of brahman.
Do not break your meditation when laughing and playing.
Those established in firmness are always in the company of Gods.
204
205
20. Those who are men of ascesis from boyhood and youth,
They are the men of truth in good and in bad times.
Eating quickly, eating little The nath says: Their body is mine [= there is no distinction between us].
21. Sabad is the lock, sabad is the key,
Sabad wakes sabad.
When sabad meets sabad,
Sabad is contained in sabad.
207
209
210
40. The heart of the person who consumes only milk is set on [another's] house.
The naked always needs firewood.
The one who keeps silence hopes for a friend.
Without a guru, a gudp [ascetic robe] is not reliable.
41. The Southern yogi is cheerful.
The Eastern yogi talks too much.
The Western yogi is like a child.
The Northern yogi is a siddha.
44. The [real] householder is the one who knows his body.
He keeps inside what goes outside.
Always the same towards everything, he cuts through illusion.
Such a householder should be called the form of niranjan.
46. Those who are immortal and pure are beyond sin and virtue.
They are beyond sattva and rajas [and tamas] and are empty.
They remember the sabad of soham and hamsa.
Theirs is the highest goal and endless siddhis.
47. The meditator [lit. 'heretic'] is the one who purifies his body.
Reversing his breath he lights the fire.
He does not deliberately release semen even in sleep.
Such a meditator should be considered equal to God [lit. 'reality'].
48. The mind is yogi and the body is the monastery; the five elements are the robe.
Forgiveness is sitting in the six postures.
Wisdom is the ascetic seat and good reason the wooden slippers.
Thinking is the stick.
212
50. O avadhut, he who closes the nine passages and controls the breath
Does business with the wind at sixty-four shops.
He renews the body in a firm position.
Discarding the shadow, he becomes a siddha.
214
59. The scholar who reads the texts [thinks] that he should see the essence afterwards.
But [everyone] can cross to the other side by [their] actions.
Gorakhnath says, to whom should I give the sakhP.
There is light in every heart that animals do not see not even for a moment with their
eyes.
62. [If it is] in the body then have hope in the pad.
[If it were otherwise] all the animals living in the forest [would become siddhas].
If there is milk, hope for ghee.
Action is the essence of achievement.
63. While remaining within the mind, not disclosing the secret,
The immortal words [the words of nectar] should be spoken.
If anybody in front [of you] is fire,
O avadhut, you should become water.
215
66. Very few know [the unity of] difference and sameness,
Very few know how to cut through duality.
Very few know the untold story,
Very few know pure and wise speech.
216
70. [If immortality is] in the body then no one should die,
But everyone looks for it in the outside universe [beyond the body].
The body is in the universe, continuously,
Says Gorakh, Matsyendra's devotee.
81. [From] the lower lotus to the centre of the upper lotus
Is the place of life.
Twelve hamsas will reverse their movement,
And then the light will shine.
89. The twelve kalas [of the Sun] make dry, and the sixteen kalas [of the Moon] nourish.
[Whoever] obtains the four kalas [of nectar] lives the endless life.
Light and fire are mixed together,
[The yogi] obtains the siddhis and drinks the four kalas [of nectar].
220
90. Those who accomplish the impossible, who thunder in the [clear] sky,
Who unlock the [state of] unmani,
Those who reverse the breath, say reversed things,
Who drink the undrinkable: they are the ones who know brahman.
91. They write the unwritten, they see the unseen.
[Just by] touching, they achieve vision.
Thundering in emptiness, striking the nad,
Those who write the unwritten obtain proof by themselves.
92. Sitting in the fixed house and checking the breath,
There will never be any illness.
In a year, purify the body three times
Using nag, bang, and banaspatT.
omkar.
112. The universe will burst open and all the cities will be plundered.
No one will understand the secret.
Gorakhnath says, When the doors of the body are closed,
You may catch the five gods.
226
122. Know the quality of the heart by [the work of] the hands.
This is the evil kali age.
Gorakh says, listen o avadhut,
What is in the pot [karva\ goes out through the spout.
227
127. [There are] one hundred thousand bowstrings and nine hundred thousand arrows.
[They have] pierced the fish that dwells in the sky.
The fish is pierced together with the sky.
It is true, it is true, says Sri Gorakhnath.
228
229
137. Remaining within the body, the mind never goes far.
The yogi drinks wine like a hero, day and night.
[If] you discard tasty and tasteless through the [control of] breath and [the passage
of] time
Then you will know the quality of the yogi's body.
230
142. Bindu in the mouth of yoni becomes mercury in the mouth of fire.
Whosoever preserves it, he is my guru. [N.B. This is a saying, not sabadi.]
143. Those who seek the essence of pleasure in the body
Disrespect the guru's words.
Without fire [i.e. meditation] there is no union [i.e. yoga],
And the uncooked ras spills out.
149. The true sabad is like a line of gold. Those without guru are false.
To those who have a guru it [= sabad] is an instruction.
Guru's disciples remain good.
Those without guru stray and turn wicked.
232
153. O avadhut, if the heart is pure, even [water] in a wooden pot is the Ganges .
If all ties are severed, the whole world is [your] disciple.
Gorakh explains the form of truth [=God].
Consider the essence: it has neither representation nor form.
233
234
237
175. That which, having come, gives allure to the five elements,
And which, having gone, provokes lust,
Where does this sleep come from?
Gorakh asks his father Machindra.
176. In the circle of the sky is an empty hole.
There lightning flashes in terrible darkness.
From there sleep comes and goes.
It is contained within the five elements.
177. [Whether] standing, sitting or sleeping, you should attain it [= the nad].
Never break your concentration.
The unstruck word thunders in the sky.
If your body falls, you will dishonour the true guru.
238
180. O you, who turn toward the heart, take initiation from the guru.
Give up flesh and blood into the mouth of fire.
Cast off the elements [= the blood and semen] of mother and father.
He who is like this is able to summon God.
239
185. The Moon is within the Sun, the Sun within the Moon.
When the three triangles are contracted, the horn blows.
Gorakhnath speaks one full pad.
The simpleton avoids it, while the hero masters it.
240
193. Life should be laid down [as a bed]; death should be spread over [as a blanket].
Then, there will be no illness.
Within a year, the body should be transformed.
Only a rare yogi is [able to do] this.
242
203. The ego should be cast off, the true guru should be searched for,
The path of the yogis should not be avoided.
[Then] there will be no more human births.
One should join the company of the siddhas.
243
208. How could one who consumes opium and eats bhang
Achieve wisdom?
The bile increases, the breath gets shorter:
For these reasons, Gorakh does not eat bhang.
244
214. The angry and the quarrelsome; the one who suffers from a bloated stomach;
The foolish glutton, the one who craves pleasure Gorakh, the complete yogi, says:
The real yogi does not exert himself.
215.
[Additional sabad]
O avadhut, food should be reduced,
The breath should be reversed,
And then there will be no illness.
From time to time the body should be transformed.
216. The path is for a brave one; after laughter comes the rest.
O you who are mindful, consider this:
The unexamined body is a useless pit.
In the end, it will be a burden.
218.
247
228. Why do you kill life, O you who [also] possess the body?
You kill the deer of the five elements,
Grazing in the desert on the grass of intelligence.
The root of yoga is compassion and generosity.
Gorakh says, Those who strive for liberation
Should kill this rebellious mind
That has no body, colour, flesh or blood.
248
249
250
247. The one who becomes ascetic after his wife has died,
The one who runs after food,
And the one who becomes renouncer after losing his wealth The nath says, A l l three are wretched.
248. Reading, reading, reading - so many have thus died;
Speaking, speaking, speaking - what has been achieved in such a way?
Going on and on and on - so many bodies have gone
Without realizingparabrahman.
252
253. Self-control is the essence of the yogi who does japa and tapas.
Sex is a wound [even if] burnt to ashes. [?]
Such a yogi is to be seen in the world.
Everyone else is just filling the belly.
253
258. Truth and virtuous conduct are the [first] two baths,
The third is [listening to] the guru's speech.
The fourth bath is [instructing] the disciples. The fifth bath is compassion.
The child Gorakh performs these five pure baths every day.
254
265.1 will tie the mind with the breath and I will tie the breath with the mind.
Then I will speak powerfully.
I will make the mind into my disciple; I will push out the breath.
There, where the mind and the breath cannot go, I will remain absorbed.
266. From which country are you coming, yogi,
And where are you heading?
Who is your sister and sister's daughter?
Where will you rest your feet?
256
273. The one who knows and has a real experience Hold fast onto him!
Gorakh says, O brother:
What my ears have heard my eyes have seen.
[Additional sabctds:]
257
258
Pads
(Rag RamgrT)
L
Clinging to sleep the whole night,
Life is squandered in worldly affairs.
With raised hands, Gorakhnath is calling out:
My brother, don't destroy the root! (Refrain)
259
2.
O dear, cut off and give up, cut off and give up,
Give up greed, attachments and false reality!
Having known atman, O gurudev,
Protect the beautiful body! (Refrain)
3. Gorakhnath is dancing,
Playing tricks with the ankle-bells.
You have lost all learning, O guru,
Falling in love with the tigress.
6. Adinath is grandson,
Machindranath is son.
Gorakh avadhuta
3,
Listen Machindra, Gorakh is speaking.
He speaks of reaching the unreachable.
You have not performed nirati nor listened well
[Although] you are satguru and I am celd [disciple]. (Refrain)
1. Straying down among women,
There is no yoga.
How many have entered
The mouth of vagina!
From whence they took their birth,
261
4,
Looking at the house [= world], Gorakh said:
Only the few understand these truths, my dear! (Refrain)
1. Whatever you searched for anywhere, what you searched for in the jungle,
You should leave it aside!
Whoever brings his position and senses under control,
He always gets everything.
262
5.
Yogi Gorakh, measuring the right measure & coming close
Has collected the precious jewel. [Refrain]
263
264
6.
Take the gold, take the golden nectar,
My profession is a goldsmith!
When the bellows are blown
And the golden nectar has become solid gold
Then the great nectar
Is found in the sky. [Refrain]
1. The self is the gold, the self is the goldsmith.
The root cakra [mul cakra] is the furnace.
On the anvil of nad I hammered the bindu
And the sky sat inside [my] body.
2. When the endless forest of sex is turned into charcoal
Then blow upon the two tubes with sahaj.
When the Moon and the Sun are balanced and preserved
You have met your own Self.
3. The work of rati is stolen by masa,
Masa is stolen by rati.
What is stolen from masa remains in the masa.
In this way, the bonds are connected. [N.B. rati and mdsd are measuring devices.]
265
7.
Wise astrologer, take a look and think:
Whether the man was first or the woman? [Refrain]
1. There was no wind there and no cloud.
The grandfather [=Brahma] made a temple without pillars.
There she [=Maya] emerged
By herself.
266
8.
Let us go, five brothers,
Let us go into the forest
Where 'sorrow' and 'pleasure' and 'fame'
Are not known! [Refrain]
1. If I work in the field, it dries without rain.
If I engage in trade, the capital is lost.
268
10.
269
5. The body is a robe and the mind is the yogi The true guru revealed this to me.
Gorakhnath says, protect this [knowledge] well The city thief is at large.
Hi
A vadhut spoke, thinking about truth:
There is too much vain talk on earth.
I swam over eight mountains without water:
A n d that is a great wonder. [Refrain]
272
13.
O avadhut, chant the jap and obtain the rosary.
Chanting the jap leads to success.
Gorakh chants the unfathomable jap ,
Which only few know. [Refrain]
1. Within the one there is the infinite, and within the infinite there is the one.
By the one the infinite is produced.
When the one is experienced within,
The infinite is contained within the one.
275
15.
Trade with the truth, trade with the truth,
So that my mind can rely on that! [Refrain]
16.
My yogi the 'renounced enjoys pleasures day and night
And does not leave the company of the yoginl.
276
277
1L
Take hold of that vine, o avadhut, take hold of that vine,
Gorakhnath knows [how].
It has no leaves or root, no flower and no shadow,
And it grows without water. [Refrain]
278
2. [It is] the Moon without sky, the Sun without universe,
The battlefield without war.
The man who knows this highest truth In his heart is the highest wisdom.
3. [It is] neither formless nor with form, it has no symbol nor [method of] worship.
The unstruck sound resounds without a sound.
[It is] a flower without garden, a fragrance without flower,
A bee charmed without [scent in] the air.
279
12i
Gorakhnath says, through the tenth door
I reached heaven and Kedar [= Siva].
From the summit of twenty-one worlds
I proclaimed self-knowledge. [Refrain]
280
2L
Gorakh is a cowherd.
He drinks the milk of the cow in the sky.
Churning the curd, he drinks the juice of immortality
And lives without fear. [Refrain]
282
3. This giyatri cow, which I brought from the circle of the sky,
Is at the door of my house.
My family is attached to it
And I have tethered it permanently.
22.
O avadhut, think of such a wisdom
In which a brilliant light shines. [Refrain]
283
2.
3.
4.
23.
Niranjan nath is proclaiming:
"My comings and goings are over!
"Searching the body and the universe,
I've got all the siddhis."
284
Says Gorakhnath,
Listen O people:
Only a few can conquer
The fortress of the body.
24.
O air, which way will you go?
The yogi is chanting ajap-mantra
At the triveni
On the ghat.
25.
3.
26.
O avadhut,
In the middle of the mountain, three and half hands tall,
A fine vine is spreading.
[The vine is spread three and a half times within the mountain.]
The vine is the flower,
The vine is the fruit,
The vine is the fruit of salvation. [Refrain]
1.
2.
287
3.
4.
5.
27.
O avadhut, my city is like this,
Look at its ablution gate.
The lower and upper sides of the market are decorated,
Says the wise Gorakh.
1.
2.
3.
4.
5.
6.
28.
In twenty one universes
The furnaces are dripping [with brew].
Whosoever drinks from them is always intoxicated.
The will, kalvar [innkeeper], is offering full cups of excellent wine. [Refrain]
1.
2.
3.
290
4.
29.
It is true, it is true, says Sri Gorakh Yogi.
I will remain devoted.
1.
2.
In the middle of the tret yug, the second yug was created.
Ram did Rdmayan.
The men and monkeys all died fighting,
They did not attain wisdom.
3.
291
4.
5.
30.
Chant this chant, havingfixedyour mind.
"So 'ham, So 'ham" is the ajap-chant to be sung. [Refrain]
1.
2.
292
3.
4.
[There is] the place of the reversed lotus with a thousand petals.
In the cave of bees is a brilliant light.
In the sweet emptiness Siva Gorakh says:
The sadhus attain the supreme truth.
3J_
Yogi Kanak Raval woke up
Immersed in gurudev's rain.
After searching and searching I have found the true guru
A n d naturally become satisfied. [Refrain]
1.
2.
293
3.
32.
Life D'Fv] and God [Siva] live together.
Blood and meat o f killed [creatures] should not be eaten. [Refrain]
1.
hams
2.
3.
294
4.
[RAG ASAVRI]
33.
This is the initiation sermon given by Sri Gorakh Raya
Who has reformed the four worldly classes. [Refrain]
1.
Study yourself!
Distinguish between proper and improper law!
K n o w the mystery of mysteries!
Fulfil hopes and expectations!
2.
3.
295
4.
34.
Find the profound guru!
Don't remain without a guru.
Without a guru wisdom can not be found,
O brother! [Refrain]
1.
2.
3.
296
4.
5.
35.
O Raja avadhut, guess what this is?
Neither the sky nor the earth,
Neither the moon nor the sun,
Neither day nor night? [Refrain]
1.
297
2.
3.
4.
5.
Says Gorakhnath,
Devotee of Machindar:
It is neither a state of devotion,
N o r is it ensnared in hope.
36.
Come on Mother, go to each house.
Child Gorakh, eat your food! [Refrain]
1.
298
2.
37.
What would you say, O pundit,
Where does god live?
Take a look at the true reality:
There is neither "I" nor "you". [Refrain]
1.
2.
299
3.
You bathe
In firth after firth.
Washing the outside,
How will you reach the inside?
4.
Adinath's grandson,
Matsyendranath's son,
Gorakh avadhut
Has seen the true reality.
38.
O pundit, enough of learned discussions.
He who does not talk, he is the avadhut. [Refrain]
1.
2.
300
3.
4.
The four great teachers and the twelve great disciples became united.
Could they overcome death?
Burning lights again and again
They all died.
5.
6.
7.
8.
39.
Gorakhnath says, The fortress of the body should be taken.
The fortress of the body should be taken
And life enjoyed
From aeon to aeon. [Refrain]
1.
2.
3.
There is no 'here'
And no 'there'
In the middle oftrikupi.
I live naturally in the emptiness.
302
4.
Adinath's grandson,
Machindar's son,
Gorakh avadhut
Has won the fortress of the body.
40.
1.
7.
8.
Yogesvar below,
Kedar above;
Foolish people do not know
The door to liberation.
9.
Adinath's grandson,
Machindarnath's son,
303
4L
With whom do you fight, RaT avadhufl
N o opponent is in sight.
The one you are fighting with
Is your own self, Ram. [Refrain]
1.
2.
3.
304
4.
42.
My guru sings three songs.
I don't know
Where my guru went;
I cannot sleep now. [Refrain]
1.
2.
3.
4.
43.
O guru-jT, don't do such a thing.
Because of that, you are wasting the maharas amrt. [Refrain]
1.
The tigress enchants the mind during the day, and at night sucks up Sarovar Lake.
Although they know it, foolish people keep tigresses in the house.
Just like a tree on the bank of a river, a man in company of a woman has little
hope of surviving.
What springs up from the mind falls down from the top of Meru and there is no
hope for the body.
2.
3.
306
44.
Pleasure seekers are asleep.
Even today they are not awake.
O misfortunate people,
It is a sickness. [Refrain]
1.
2.
3.
4.
Gorakhnath says,
Listen O men-folk!
307
There is no yoga
In telling stories.
45.
Kill, kill the serpent!
Enter the pure water!
Gorakhnath saw
The three worlds bitten [by the snake].
1.
2.
3.
Intoxicated serpent
Runs in ten directions,
Gorakhnath rushes [after her]
Like wind with a garur [mantra against snakes].
4.
Adinath's grandson,
Machindar's son,
308
Gorakh avadhuta
Has killed the snake.
46.
0 pretty one, give the place for the child Gorakh.
Mother, I have drunk without the drink.
1 have arranged the palanquin of wisdom
On which the child Gorakh is sleeping. [Refrain]
1.
2.
3.
309
2.
3.
4.
5.
310
6.
7.
8.
9.
311
48.
The vagina is a vampire. The vagina is a vampire
Without teeth, she devoured the whole world.
The wise have saved their head with wisdom;
The people have forgotten their own selves. [Refrain]
1.
2.
Gorakhnath says,
Joining two hands:
It fights in front
Without teeth [lit. with broken jaw].
3.
4.
312
49.
1.
2.
3.
4.
Gorakhnath says,
Listen O Machindar, you are the son of god.
The man who keeps
Semen from spilling, he is an avadhut.
313
59.
1.
The mind cannot be known from the outside nor through the body.
Day and night, turn inward.
The mudra of the mind is without form.
See the form of the world in the mind.
2.
3.
314
5L
Tie, tie the calf;
Drink the milk.
Twelve calves,
Sixteen cows.
The night has passed
In milking the cow.
52.
It comes in company,
It goes alone.
That is why Gorakh
Takes pleasure in Ram. [Refrain]
53.
A l l the pupils have fallen asleep.
Nath scttguru is awake.
Avadhut is collecting alms of honey
A t the tenth door. [Refrain]
1.
Gorakhnath speaks
The instructions of a guru:
Having met the sant folk,
A l l worries are gone.
317
54.
O mind,
When diamond pierces diamond,
Then, where does
The body go?
A t the summit of the sky,
The Moon w i l l remain contained. [Refrain]
1.
2.
318
55.
O Yogi, wake up! Turn towards spirituality!
Do not lose the root of wakefulness, my brother!
Your master is sitting inside,
Watching and judging all your deeds. [Refrain]
1.
56.
O mango, let us go: the cuckoo is flowering.
The earth is turning upward to the heavens. [Refrain]
1.
320
57.
1.
2.
321
3.
58.
I am your devotee,
Oh unmade god!
Everybody [else] serves the made-up image:
They don't know your secret. [Refrain]
1.
2.
3.
322
4.
59.
[Rag RamgarT]
O mind, having become the king Ram,
Be without duality!
In the root lotus,
Prepare a place for the Sun and the M o o n ! [Refrain]
1.
At the trivenighap.
It is drinking the maharas
A n d opens the door.
2.
323
3.
60.
The child Gorakh is saying
The words of the true guru:
JTva has married him
Who is neither fire nor water. [Refrain]
1.
2.
3.
Farmer is cooked,
The caretaker is eating.
The grazing deer
Captured the hunter.
324
4.
Y o g i is made complete
With the singnad.
Gorakhnath is married
Where there is no moon and no sun.
61.
[AratT]
I shall sing the drafi of the nath niranjan,
If my merciful guru permits. [Refrain]
1.
62.
The drafi for the nath niranjan is ready:
Cymbals are sounding the words of the guru. [Refrain]
325
There the conches, the drums, the flutes and tunes are playing.
I fill the jar with the raindrops of pearls.
I offer the flowers of form and formlessness.
The true reality is [his] name; [his] image is without image.