Jardeleza vs. Sereno
Jardeleza vs. Sereno
Jardeleza vs. Sereno
Sereno
FACTS:
CJ Sereno manifested that she would be invoking Section 2, Rule 10 of JBC0094 regarding a question on Jardelezas integrity over his handling of an
international arbitration case for the government.
Later in the afternoon of the same day, and apparently denying Jardelezas
request for deferment of the proceedings, the JBC continued its deliberations
and proceeded to vote for the nominees to be included in the short list.
Thereafter, the JBC released the subject short list of four (4) nominees which
excluded Jardeleza.
ISSUE:
Does the Supreme Courts power of supervision over the JBC include the
remedies of certiorari and mandamus?
HELD:
Article VIII, Section 1 provides that the judicial power is vested in one
Supreme Court and in such lower courts as may be established by law.
Judicial power includes the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable,
and to determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government.
In a case like this, where constitutional bearings are too blatant to ignore, the
Court does not find passivity as an alternative. The impasse must be
overcome.
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is and what the legal rights of the parties are with respect to the matter in
controversy. Quasi-judicial function is a term that applies to the action or discretion
of public administrative officers or bodies given the authority to inves-
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Same; Same; The Judicial and Bar Council (JBC) may even conduct a discreet
background check and receive feedback from the public on the integrity, reputation
and character of the applicant, the merits of which shall be verified and checked.As
disclosed by the
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then that the unanimity rule only comes into operation when the moral character
of a person is put in issue. It finds no application where the question is essentially
unrelated to an applicants moral uprightness.
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mechanisms become worthless. Given enough of stock market scandals coupled with
the related loss of faith in the market, such abuses could presage a severe drain of
capital. And investors would eventually feel more secure with their
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jurisdiction. This rule may well be applied to the current situation for an opposing
view submits to an undue relaxation of the Bill of Rights. To this, the Court shall
not concede. As the branch of government tasked to guarantee that the
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Government, even if the latter does not exercise judicial, quasi-judicial or ministerial
functions. This application is expressly authorized by the text of the second
paragraph of Section 1 [Article VIII of the Constitution].
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Same; Same; View that under Section 1, Rule 7 of Judicial and Bar Council (JBC)009, the JBC En Banc or any panel of its members shall conduct personal interviews
of candidates for positions in
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the Judiciary and certain positions in the Office of the Ombudsman. In the case of
positions in the Supreme Court (SC), the Court of Appeals (CA), the Sandiganbayan,
and the Ombudsman, the interviews shall be conducted in public.Under Section 1,
Rule 7 of JBC-009, the JBC En Banc or any panel of its members shall conduct
personal interviews of candidates for positions in the Judiciary and certain
positions in the Office of the Ombudsman. In the case of positions in the Supreme
Court, the Court of Appeals, the Sandiganbayan, and the Ombudsman, the
interviews shall be conducted in public. In order to promote transparency and
public awareness of JBC proceedings in relation to its function of recommending
appointees to the Judiciary and to the positions of Ombudsman and Deputy
Ombudsman and pursuant to Section 1, Rule 7 of JBC-009, the JBC issued JBC-10
which contain the procedure for submission and evaluation of complaints or
oppositions against a candidate.
Same; Same; View that under Judicial and Bar Council (JBC)-10, it is mandatory
that any opposition on whatever ground, including integrity questions, must be in
writing and under oath.JBC-10 requires that names of the candidates be
published and the public is informed of the deadline to file written and sworn
oppositions to the candidates so named for consideration. Under JBC-10, it is
mandatory that any opposition on whatever ground, including integrity questions,
must be in writing and under oath. The candidate is given a copy of the opposition
and a period of five days within which to respond, if he so wishes. There are
deadlines for the filing of oppositions and the answers thereto for it is apparent on
the face of JBC-10 that all submissions must be done before the interview which is a
second opportunity for a candidate to address all complaints or oppositions against
him in a public proceeding which shall be recorded in writing.
Same; Same; View that a written complaint/opposition not only informs the
candidate of the charges against him but more importantly, it limits the issues that
he needs to answer to those stated in the complaint/opposition.It is not difficult to
glean why JBC-10 requires the complaint or opposition to be in writing. A written
complaint/opposition not only informs the candidate of the charges against him but
more importantly, it limits the issues that he needs to answer to those stated in the
complaint/opposition. This prior delimitation of issues is crucial to due process
such that, at the
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be present to hear the substance of that testimony and for that testimony to be
made part of the record. While it is not mandatory that the candidate be given the
right to cross-examine a witness (that is, a witness other than the oppositor since
Section 3, Rule 4 of JBC-009 expressly grants the
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Remedial Law; Evidence; Hearsay Evidence Rule; View that every law student knows
that matters attested to by a person with no personal knowledge of the same shall be
deemed hearsay which has no probative value.Every law student knows that
matters attested to by a person with no personal knowledge of the same shall be
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deemed hearsay which has no probative value. The Court held in Jose v. Angeles,
708 SCRA 506 (2013): Evidence is hearsay when its probative force depends on the
competency and credibility of some persons other than the witness by whom it is
sought to be produced. The exclusion of hearsay evidence is anchored on three
reasons: (1) absence of cross-examination; (2) absence of demeanor evidence; and (3)
absence of oath. Basic under the rules of evidence is that a witness can only testify
on facts within his or her personal knowledge. This personal knowledge is a
substantive prerequisite in accepting testimonial evidence establishing the truth of
a disputed fact. Corollarily, a document offered as proof of its contents has to be
authenticated in the manner provided in the rules, that is, by the person with
personal knowledge of the facts stated in the document. (Citations omitted) Hearsay,
whomever the source, is still hearsay.
Judicial and Bar Council; Judges; View that as an independent, constitutional
screening body that is held in high regard by the public, the Judicial and Bar
Council (JBC) should base its determination that a candidate does not have the
requisite integrity to hold judicial office on something more than speculation, rumor
or unverified report.I fully agree with Justice Brion that although the JBC rules
allow the JBC to undertake a discreet background check, if such an investigation
yields a matter that may be subject of an opposition then such opposition should be
in writing. Reliance on informal complaints reaching the ears of JBC Members
cannot be deemed sufficient compliance with due process, especially when the
nature of the complaint may trigger an application of Section 2, Rule 10 of JBC-009
that would set one candidate apart from the others in terms of the required vote to
be included in the short list. Hard-earned reputations may likewise be summarily
destroyed by a public announcement that a candidate for judicial office who
otherwise garnered a majority vote was excluded from the short list by the JBC on
the ground of lack of integrity. As an independent, constitutional screening body
that is held in high regard by the public, the JBC should base its determination that
a candidate does not have the requisite integrity to hold judicial office on something
more than speculation, rumor or unverified report.
Same; Same; View that the Judicial and Bar Council (JBC) should categorically
decide by majority vote on the existence of a substantial integrity issue which will
warrant the application of
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Council is hereby created under the supervision of the Supreme Court It may
exercise such other functions and duties as the Supreme Court may assign to it.
Supervision, as a legal concept, has been defined as the power of oversight, or
the
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authority to see that subordinate officers perform their duties. It involves ensuring
that the law or the rules governing the conduct of a government body or subordinate
officer are followed. Supervising officials merely see to it that the rules are followed,
but they themselves do not lay down these rules, nor do they have the discretion to
modify or replace them. If the rules are not observed, they may order the work done
or redone, but only to conform to the rules.
Constitutional Law; Judiciary; Jurisdiction; Certiorari; View that the present
Constitution not only integrates the traditional definition of judicial power, but
introduces as well a completely new expanded power to the Judiciary under the last
phrase to determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government.As I have noted in several cases in the past,
the 1987 Constitution granted the Court an expanded jurisdiction to determine
whether grave abuse of discretion had been committed by a government agency or
instrumentality, viz.: Section 1. The judicial power shall be vested in one Supreme
Court and in such lower courts as may be established by law. Judicial power
includes the duty of the courts of justice to settle actual controversies involving
rights which are legally demandable and enforceable, and to determine whether or
not there has been a grave abuse of discretion amounting to lack or excess
of jurisdiction on the part of any branch or instrumentality of the Government.
Under these terms, the present Constitution not only integrates the traditional
definition of judicial power, but introduces as well a completely new
expanded power to the Judiciary under the last phrase to determine whether
or not there has been a grave abuse of discretion amounting to lack or excess of
jurisdiction on the part of any branch or instrumentality of the Government.
Under this expanded judicial power, justiciability expressly and textually depends
only on the presence or absence of grave abuse of discretion, as distinguished from a
situation where the issue of constitutional validity is raised within a traditionally
justiciable case which demands that the requirement of actual controversy based on
specific legal rights must exist. Notably, even if the requirements under the
traditional definition of judicial power are applied, these requisites are complied
with once grave abuse of discretion is prima facie shown to have taken place. The
presence
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it ample but not unbridled license to act in performing its duties. It cannot
conduct its proceedings in violation of individual fundamental rights or
other provisions of the Constitution. For this reason, I cannot agree with the
JBCs contention that the
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investigative nature of the selection process automatically means that the due
process rights of applicants cannot be invoked against it. As a body vested with
governmental
functions,
it
interacts
with,
and
its
actions
affect,
flexible concept, and the required safeguards and procedures to ensure it may
change based on the nature of the case and the attendant facts. But at the heart of
procedural due process is fairness, as embodied in its most basic requirements: the
meaningful opportunity to be heard (audi alteram partem) by an impartial
decision-maker (nemo judex in parte sua). Due process, as it originated from
England,
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Section 3, Rule 4. But regardless of the JBCs action or inaction to it, the
opposition should be in writing. Both Section 3, Rule 4 of JBC-009 and Section 2
of JBC-010
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supervision over the JBC must be upheld.After going over and pondering upon the
ponencia and the opinions of the other Justices, I am registering my concurrence
with the opinion of my esteemed colleague
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doubt should trigger judicial restraint, not intervention. Doubts should be resolved
in deference to the wisdom and prerogative of coequal constitutional organs.
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Same; Same; Judicial and Bar Council; View that there is nothing in the
Constitution which allows the Supreme Court (SC) to interfere with the Councils
exercise of its discretion in the execution of its constitutional mandate.There is
nothing in the Constitution which allows this court to interfere with the Councils
exercise of its discretion in the execution of its constitutional mandate. At most, this
courts supervision is merely administrative.
Judicial and Bar Council; View that the Judicial and Bar Council (JBC) correctly
underscores that its proceedings is neither judicial nor quasi-judicial in nature.
The Judicial and Bar Council correctly underscores that its proceedings is neither
judicial nor quasi-judicial in nature. An administrative body is deemed to be
exercising judicial or quasi-judicial functions when it is authorized to adjudicate
upon the rights and obligations of the parties before it. It must have both judicial
discretion and the authority to render judgment that affects the parties.
Same; View that the principal role of the Judicial and Bar Council (JBC) is to
recommend appointees to the judiciary; There is nothing in this function that makes
it a quasi-judicial office or agency.The principal role of the Judicial and Bar
Council is to recommend appointees to the judiciary. It serves as a constitutional
body that scrutinizes applicants and recommends to the President not only those
who are qualified but, in its discretion, the most fit among the applicants to be
included in a short list from which the President can make appointments to the
judiciary. There is nothing in this function that makes it a quasi-judicial office or
agency.
Constitutional Law; Mandamus; View that the determination by the Judicial and
Bar Council (JBC) of the qualifications and fitness of applicants for positions in the
judiciary is not a ministerial duty; Mandamus cannot compel the amendment of any
list already transmitted, and it cannot be made available to compel the Council to
transmit a name not in the original list.The determination by the Judicial and Bar
Council of the qualifications and fitness of applicants for positions in the judiciary is
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Petitioner was not the sole applicant to the position vacated by the retirement of a
member of this court. There are four (4) individuals that passed the Councils
determination of qualifications and fitness in the list transmitted to the President.
There are
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six (6) other individuals who did not make it to the list. Thus, even if we assume,
without conceding, that there was grave abuse of discretion on the part of
respondents, it will be both inequitable and a violation of the rights of the other
applicants and the other nominees to simply require the amendment of the list
transmitted to the President. Petitioner chose not to implead them. They did not
benefit from an opportunity to be heard by this court. Any amendment to the rules
of the Council through our interpretation given the parties impleaded in
this case should, thus, be prospective and applicable only to future
processes for nomination and appointment to our courts.
Same; View that the rules of the Judicial and Bar Council (JBC) is its interpretation
as to how it is to go about with its duty to determine the competence, integrity,
probity and independence that is constitutionally required of every member to the
Supreme Court (SC).The rules of the Judicial and Bar Council is its interpretation
as to how it is to go about with its duty to determine the competence, integrity,
probity and independence that is constitutionally required of every member to this
court. How the Council go about with its duty is primarily and presumptively
addressed to it solely as an independent constitutional organ attached only to this
court through administrative supervision. The constitutional provisions do not
require a vote requirement on the part of the members for a finding of either
competence, integrity, probity, or independence. Neither does it textually provide for
the meaning of these terms. It is up to the Judicial and Bar Council to find a
reasonable construction of the fundamental requirements.
Same; View that the Judicial and Bar Council (JBC) is the only constitutional body
with the power to interpret its rules to determine the competence, integrity, probity,
and independence of applicants to the judiciary.The interpretation of any of the
Councils rules is constitutionally addressed to the Councils discretion. It is the only
constitutional body with the power to interpret its rules to determine the
competence, integrity, probity, and independence of applicants to the judiciary. We
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Same; Same; Judges; View that a nomination is not a right that is protected by the
due process clause of the Constitution.No person has a constitutionally vested
right to be nominated to a judicial position. Just because a person meets the
qualifications does not
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entitle him or her to a nomination. The Judicial and Bar Council must render a
finding of his or her fitness which results in the inclusion of his or her name in the
list. A nomination is not a right that is protected by the due process clause of the
Constitution. It is rather a privilege granted to one who has successfully passed the
application process and has qualified. The attainment of the majority vote of Council
members is not an absolute, unconditional, and perfect or fixed and irrefutable
basis to garner a place in the short list. As discussed, under the present rules, when
integrity is at stake, the vote requirement may be unanimity in the vote of the
remaining members excluding the member who invoked Rule 10, Section 2 of the
rules of the Judicial and Bar Council. Moreover, the list of qualified candidates is
still subject to the final deliberation of the Council in an executive session before the
list is submitted to the Office of the President.
Judicial and Bar Council; Due Process; View that for applicants to a vacancy in the
Supreme Court (SC) and in the process of the Judicial and Bar Council (JBC), the
right to be considered for purposes of an assessment of his or her qualifications and
fitness also certainly does not require a forum for cross-examination.Fairness as
embodied in the due process clause of the Constitution takes its form in relation to
the right invoked and the forum where it is invoked. Certainly, when the accused
invokes his or her right in criminal trial, this takes the form among others of the
right to full-blown cross-examination of all witnesses presented by the prosecution.
For applicants to a vacancy in the Supreme Court and in the process of the Judicial
and Bar Council, the right to be considered for purposes of an assessment of his or
her qualifications and fitness also certainly does not require a forum for crossexamination. The Council is possessed with a wide latitude to draw information so
that it may, consistent with its constitutional duty, make a selection of at least three
(3) names from a field of so many applicants.
Due Process; Procedural Due Process; View that petitioners insistence, therefore, that
the Council must adhere to a procedure he suggested, using his interpretation of the
Judicial and Bar Councils (JBCs) own rules, goes beyond the minimum required by
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Temporary Restraining Orders; View that the Supreme Court (SC) cannot, by way of
temporary restraining order (TRO), delay the running of the period mandated by the
Constitution.The Constitution mandates that the President make an appointment
90 days
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from the occurrence of the vacancy. Justice Abads retirement on his birthday which
was May 22, 2014 caused the vacancy in the present court. The President, therefore,
has until August 20, 2014 to make an appointment for the vacancy. A temporary
restraining order is a writ in equity provided for only in the rules of procedure
promulgated by this court. This court cannot, by way of temporary restraining order,
delay the running of the period mandated by the Constitution.
Same; View that there is no right that exists that could be protected by the issuance of
a temporary restraining order (TRO) since petitioner has no vested right.There is
no right that exists that could be protected by the issuance of a temporary
restraining order since petitioner has no vested right. He has not shown that he
possesses a clear and unmistakable right. Therefore, there is no material and
substantial invasion that must be prevented through a writ from this court.
Judicial and Bar Council; View that those who were nominated deserve the benefit of
the presumption of constitutionality of the rules under which they were vetted.The
proper remedy would be for this court to order that the four individuals currently in
the list of nominees transmitted to the President be impleaded and the opportunity
to be heard given. They deserve to be heard before this court even considers diluting
their chances of being appointed. Alternatively, any relief should, therefore, be
prospective and should not affect their vested rights. Assuming without conceding
that the majority will vote to nullify Rule 10, Section 2 of the Rules of the Judicial
and Bar Council, its effects should be prospective. Those who were nominated
deserve the benefit of the presumption of constitutionality of the rules under which
they were vetted.
Same; View that as much as petitioner believes in the importance of defending
himself in this court, respondents are also entitled to believe that it is institutionally
important for them to defend the integrity of the Judicial and Bar Council (JBC).
In my view, it is the insistence of petitioner not to respond directly to the objections
during the in camera and confidential discussions of the Council on June 30, 2014
that has now caused both sides to lay bare their full arguments. Surely, as much as
petitioner believes in the importance of defending himself in this court, respondents
are also entitled to
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Once again, the Court is faced with a controversy involving the acts of an
independent body, which is considered as a constitutional innovation, the Judicial
and Bar Council (JBC). It is not the first time that the Court is called upon to settle
legal questions surrounding the JBCs exercise of its constitutional mandate. In De
Castro v. JBC,1 the Court laid to rest issues such as the duty of the JBC to
recommend prospective nominees for the position of Chief Justice vis--vis the
appointing power of the President, the period within which the same may be
exercised, and the ban on midnight appointments as set forth in the Constitution. In
Chavez v. JBC,2 the Court provided an extensive discourse on constitutional intent
as to the JBCs composition and membership.
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1 G.R. No. 191002, April 20, 2010, 618 SCRA 639.
2 G.R. No. 202242, July 17, 2012, 676 SCRA 579.
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This time, however, the selection and nomination process actually undertaken by
the JBC is being challenged for being constitutionally infirm. The heart of the
debate lies not only on the very soundness and validity of the application of JBC
rules but also the extent of its discretionary power. More significantly, this case of
first impression impugns the end-result of its acts the short list from which the
President appoints a deserving addition to the Highest Tribunal of the land.
To add yet another feature of novelty to this case, a member of the Court, no less
than the Chief Justice herself, was being impleaded as party respondent.
The Facts
The present case finds its genesis from the compulsory retirement of Associate
Justice Roberto Abad (Associate Justice Abad) last May 22, 2014. Before his
retirement, on March 6, 2014, in accordance with its rules,3 the JBC announced the
opening for application or recommendation for the said vacated position.
On March 14, 2014, the JBC received a letter from Dean Danilo Concepcion of the
University of the Philippines nominating petitioner Francis H. Jardeleza
(Jardeleza), incumbent Solicitor General of the Republic, for the said position. Upon
acceptance of the nomination, Jardeleza was included in the names of candidates, as
well as in the schedule of public interviews. On May 29, 2014, Jardeleza was
interviewed by the JBC.
It appears from the averments in the petition that on June 16 and 17, 2014,
Jardeleza received telephone calls from former Court of Appeals Associate Justice
and incumbent JBC member, Aurora Santiago Lagman (Justice Lagman), who
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3 JBC-009, Rules of the Judicial and Bar Council, promulgated on September 23,
2002.
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During the June 30, 2014 meeting of the JBC, sans Jardeleza, incumbent
Associate Justice Antonio T. Carpio (Associate Justice Carpio) appeared as a
resource person to shed light on a classified legal memorandum (legal
memorandum) that would clarify the objection to Jardelezas integrity as posed by
Chief Justice Sereno. According to the JBC, Chief Justice Sereno questioned
Jardelezas ability to discharge the duties of his office as shown in a confidential
legal memorandum over his handling of an international arbitration case for the
government.
Later, Jardeleza was directed to one of the Courts ante-rooms where Department of
Justice Secretary Leila M. De Lima (Secretary De Lima) informed him that
Associate Justice Carpio appeared before the JBC and disclosed confidential
information which, to Chief Justice Sereno, characterized his integrity as dubious.
After the briefing, Jardeleza was summoned by the JBC at around 2:00 oclock in
the afternoon.
Jardeleza alleged that he was asked by Chief Justice Sereno if he wanted to defend
himself against the integrity issues raised against him. He answered that he would
defend himself provided that due process would be observed. Jardeleza specifically
demanded that Chief Justice Sereno execute a sworn statement specifying her
objections and that he be afforded the right to cross-examine her in a public hearing.
He requested that the same directive should also be imposed on Associate Justice
Carpio. As claimed by the JBC, Representative Niel G. Tupas, Jr. also manifested
that he wanted to hear for himself Jardelezas explanation on the matter. Jardeleza,
however, refused as he would not be lulled into waiving his rights. Jardeleza then
put into record a written statement6 expressing his views on the situation and
requested the JBC to defer its meeting considering that the Court En Banc would
meet the next day to act on his pending letter-petition. At this juncture, Jardeleza
was excused.
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The Petition
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7 Id., at pp. 37-38.
8 Id., at p. 95.
9 Id., at pp. 97-106.
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JBC to include him in the list of nominees for Supreme Court Associate Justice vice
Associate Justice Abad, on the grounds that the JBC and Chief Justice Sereno acted
in grave abuse of discretion amounting to lack or excess of jurisdiction in excluding
him, despite having garnered a sufficient number of votes to qualify for the position.
Notably, Jardelezas petition decries that despite the obvious urgency of his earlier
letter-petition and its concomitant filing on June 25, 2014, the same was raffled only
on July 1, 2014 or a day after the controversial JBC meeting. By the time that his
letter-petition was scheduled for deliberation by the Court En Banc on July 8, 2014,
the disputed short list had already been transmitted to the Office of the President.
He attributed this belated action on his letter-petition to Chief Justice Sereno,
whose action on such matters, especially those impressed with urgency, was
discretionary.
An in-depth perusal of Jardelezas petition would reveal that his resort to judicial
intervention hinges on the alleged illegality of his exclusion from the short list due
to: 1) the deprivation of his constitutional right to due process; and 2) the JBCs
erroneous application, if not direct violation, of its own rules. Suffice it to say,
Jardeleza directly ascribes the supposed violation of his constitutional rights to the
acts of Chief Justice Sereno in raising objections against his integrity and the
manner by which the JBC addressed this challenge to his application, resulting in
his arbitrary exclusion from the list of nominees.
Jardelezas Position
For a better understanding of the above postulates proffered in the petition, the
Court hereunder succinctly summarizes Jardelezas arguments, as follows:
A. Chief Justice Sereno and the JBC violated Jardelezas right to due
process in the events leading up to and during the vote on the short list
last
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tion by the JBC and Chief Justice Sereno. The latter gravely abused her discretion
when she acted as prosecutor, witness and judge, thereby violating the very essence
of fair play and the Constitution itself. In his words: the sui generis nature of JBC
proceedings does not authorize the Chief Justice to assume these roles, nor does it
dispense with the need to honor petitioners right to due process.10
B.The JBC committed grave abuse of discretion in excluding Jardeleza
from the short list of nominees, in violation of its own rules. The unanimity
requirement provided under Section 2, Rule 10 of JBC-009 does not find application
when a member of the JBC raises an objection to an applicants integrity. Here, the
lone objector constituted a part of the membership of the body set to vote. The lone
objector could be completely capable of taking hostage the entire voting process by
the mere expediency of raising an objection. Chief Justice Serenos interpretation of
the rule would allow a situation where all that a member has to do to veto other
votes, including majority votes, would be to object to the qualification of a candidate,
without need for factual basis.
C.Having secured the sufcient number of votes, it was ministerial on
the part of the JBC to include Jardeleza in the subject short list. Section 1,
Rule 10 of JBC-009 provides that a nomination for appointment to a judicial
position requires the affirmative vote of at least a majority of all members of the
JBC. The JBC cannot disregard its own rules. Considering that Jardeleza was able
to secure four (4) out of six (6) votes, the only conclusion is that a majority of the
members of the JBC found him to be qualified for the position of Associate Justice.
D.The unlawful exclusion of the petitioner from the subject short list
impairs the Presidents constitutional power to appoint. Jardelezas exclu_______________
10 Id., at p. 12.
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sion from the short list has unlawfully narrowed the Presidents choices. Simply put,
the President would be constrained to choose from among four (4) nominees, when
five (5) applicants rightfully qualified for the position. This limits the President to
appoint a member of the Court from a list generated through a process tainted with
patent constitutional violations and disregard for rules of justice and fair play. Until
these constitutional infirmities are remedied, the petitioner has the right to prevent
the appointment of an Associate Justice vice Associate Justice Abad.
Comment of the JBC
On August 11, 2014, the JBC filed its comment contending that Jardelezas petition
lacked procedural and substantive bases that would warrant favorable action by the
Court. For the JBC, certiorari is only available against a tribunal, a board or an
officer exercising judicial or quasi-judicial functions.11 The JBC, in its exercise of its
mandate to recommend appointees to the Judiciary, does not exercise any of these
functions. In a pending case,12 Jardeleza himself, as one of the lawyers for the
government, argued in this wise: Certiorari cannot issue against the JBC in the
implementation of its policies.
In the same vein, the remedy of mandamus is incorrect. Mandamus does not lie to
compel a discretionary act. For it to prosper, a petition for mandamus must, among
other things, show that the petitioner has a clear legal right to the act demanded. In
Jardelezas case, there is no legal right to be included in the list of nominees for
judicial vacancies. Possession of the constitutional and statutory qualifications for
appointment to the Judiciary may not be used to legally demand that ones name be
included in the list of candidates for
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a judicial vacancy. Ones inclusion in the short list is strictly within the discretion of
the JBC.
Anent the substantive issues, the JBC mainly denied that Jardeleza was deprived of
due process. The JBC reiterated that Justice Lagman, on behalf of the JBC En
Banc, called Jardeleza and informed him that Chief Justice Sereno would be
invoking Section 2, Rule 10 of JBC-009 due to a question on his integrity based on
the way he handled a very important case for the government. Jardeleza and Justice
Lagman spoke briefly about the case and his general explanation on how he handled
the same. Secretary De Lima likewise informed him about the content of the
impending objection against his application. On these occasions, Jardeleza agreed to
explain himself. Come the June 30, 2014 meeting, however, Jardeleza refused to
shed light on the allegations against him, as he chose to deliver a statement, which,
in essence, requested that his accuser and her witnesses file sworn statements so
that he would know of the allegations against him, that he be allowed to crossexamine the witnesses; and that the procedure be done on record and in public.
In other words, Jardeleza was given ample opportunity to be heard and to enlighten
each member of the JBC on the issues raised against him prior to the voting
process. His request for a sworn statement and opportunity to cross-examine is not
supported by a demandable right. The JBC is not a fact-finding body. Neither is it a
court nor a quasi-judicial agency. The members are not concerned with the
determination of his guilt or innocence of the accusations against him.
Besides, Sections 3 and 4, Rule 10, JBC-009 are merely directory as shown by the
use of the word may. Even the conduct of a hearing to determine the veracity of an
opposition is discretionary on the JBC. Ordinarily, if there are other ways of
ascertaining the truth or falsity of an allegation or opposition, the JBC would not
call a hearing in order to avoid undue delay of the selection process. Each member of
the JBC relies
321
322
which a vacancy in the Court must be filled. As things now stand, the President has
until August 20, 2014 to exercise his appointment power which cannot be restrained
by a TRO or an injunctive suit.
The Executive Secretary then offered a supposition: granting that the subject
provision is held to be constitutional, the unanimity rule would only be operative
when the objector is
323
Other pleadings
On August 12, 2014, Jardeleza was given the chance to refute the allegations of the
JBC in its Comment. He submitted his Reply thereto on August 15, 2014. A few
hours thereafter, or barely ten minutes prior to the closing of business, the Court
received the Supplemental Comment-Reply of the JBC, this time with the attached
minutes of the proceedings that led to the filing of the petition, and a detailed
Statement of the Chief Justice on the Integrity Objection.13 Obviously, Jardelezas
Reply consisted only of his arguments against the JBCs original Comment, as it
was filed prior to the filing of the Supplemental Comment-Reply.
At the late stage of the case, two motions to admit comments-inintervention/oppositions-in-intervention were filed. One was by Atty. Purificacion S.
Bartolome-Bernabe, purportedly the President of the Integrated Bar of the
Philippines-Bulacan Chapter. This pleading echoed the position of the JBC.14
The other one was filed by Atty. Reynaldo A. Cortes, purportedly a former President
of the IBP Baguio-Benguet Chapter and former Governor of the IBP-Northern
Luzon. It was coupled with a complaint for disbarment against Jardeleza
_______________
324
The Issues
Amidst a myriad of issues submitted by the parties, most of which are interrelated
such that the resolution of one issue would necessarily affect the conclusion as to the
others, the Court opts to narrow down the questions to the very source of the discord
the correct application of Section 2, Rule 10 JBC-009 and its effects, if any, on the
substantive rights of applicants.
The Court is not unmindful of the fact that a facial scrutiny of the petition does not
directly raise the unconstitutionality of the subject JBC rule. Instead, it bewails the
unconstitutional effects of its application. It is only from the comment of the
Executive Secretary where the possible unconstitutionality of the rule was brought
to the fore. Despite this milieu, a practical approach dictates that the Court must
confront the source of the bleeding from which the gaping wound presented to the
Court suffers.
The issues for resolution are:
I.
325
Section 8, Article VIII of the 1987 Constitution provides for the creation of the JBC.
The Court was given supervisory authority over it. Section 8 reads:
Section8.
A Judicial and Bar Council is hereby created under the supervision of the
Supreme Court composed of the Chief Justice as ex officio Chairman, the
Secretary of Justice, and a representative of the Congress as ex officio
326
The Court agrees with the JBC that a writ of mandamus is not available.
Mandamus lies to compel the performance, when refused, of a ministerial duty, but
not to compel the performance of a discretionary duty. Mandamus will not issue to
control or review the exercise of discretion of a public officer where the law imposes
upon said public officer the right and duty to exercise his judgment in reference to
any matter in which he is required to act. It is his judgment that is to be
_______________
16 Drilon v. Lim, G.R. No. 112497, August 4, 1994, 235 SCRA 135, 142.
327
Respondent JBC opposed the petition for certiorari on the ground that it does not
exercise judicial or quasi-judicial functions. Under Section 1 of Rule 65, a writ of
certiorari is directed against a tribunal exercising judicial or quasi-judicial function.
Judicial functions are exercised by a body or officer clothed with authority to
determine what the law is and what the legal rights of the parties are with respect
to the matter in controversy. Quasi-judicial function is a term that applies to the
action or discretion of public administrative officers or bodies given the authority to
investigate facts or ascertain the existence of facts, hold hearings, and draw
conclusions from them as a basis for their official action using discretion of a judicial
nature.18 It asserts that in the performance of its function of recommending
appointees for the judiciary, the JBC does not exercise judicial or quasi-judicial
functions. Hence, the resort to such remedy to question its actions is improper.
In this case, Jardeleza cries that although he earned a qualifying number of votes in
the JBC, it was negated by the invocation of the unanimity rule on integrity in
violation of his right to due process guaranteed not only by the Constitution but by
the Councils own rules. For said reason, the Court is of the position that it can
exercise the expanded judicial
_______________
17 Paloma v. Mora, 507 Phil. 697; 470 SCRA 711 (2005).
328
II Substantial Issues
Examining the Unanimity Rule of the JBC in cases where an applicants integrity is
challenged
329
330
331
medical examination issued or conducted, as the case may be, within two months
prior to the filing of the application or recommendation. At its discretion, the
Council may require the applicant to submit himself to another medical and
physical examination if it still has some doubts on the findings contained in the
medical certificate or the results of the executive medical examination.
SEC.2.Psychological/psychiatric tests.The applicant shall submit to
psychological/psychiatric tests to be conducted by the Supreme Court Medical Clinic
or by a psychologist and/or psychiatrist duly accredited by the Council.
23 Rule 4. SECTION1.Evidence of integrity.The Council shall take every
possible step to verify the applicants record of and reputation for honesty, integrity,
incorruptibility, irreproachable conduct, and fidelity to sound moral and ethical
standards. For this purpose, the applicant shall submit to the Council certifications
or testimonials thereof from reputable government officials and nongovernmental
organizations, and clearances from the courts, National Bureau of Investigation,
police, and from such other agencies as the Council may require.
SEC.2.Background check.The Council may order a discreet background check
on the integrity, reputation and character of the applicant, and receive feedback
thereon from the public, which it shall check or verify to validate the merits thereof.
SEC.3.Testimony of parties.The Council may receive written opposition to an
applicant on ground of his moral fitness and, at its discretion, the Council may
receive the testimony of the oppositor at a hearing conducted for the purpose, with
due notice to the appli-
332
time to time, furnish the Office of the Court Administrator the name of an applicant
upon receipt of the application/recommendation and completion of the required
papers; and within ten days from receipt thereof the Court Administrator shall
report in writing to the Council whether or not the applicant is facing a regular
administrative case or an IPI case and the status thereof. In regard to the IPI case,
the Court Administrator shall attach to his report copies of the complaint and the
comment of the respondent.
333
http://plato.stanford.edu/
334
to surpass, that is, the unanimous vote of all the members of the JBC, the Court is of
the safe conclusion that integrity as used in the rules must be interpreted
uniformly. Hence, Section 2, Rule 10 of JBC-009 envisions only a situation where an
applicants moral fitness is challenged. It follows then that the unanimity rule only
comes into operation when the moral character of a person is put in issue. It finds
no application where the question is essentially unrelated to an applicants moral
uprightness.
The Court will now examine the propriety of applying Section 2, Rule 10 of JBC-009
to Jardelezas case.
The minutes of the JBC meetings, attached to the Supplemental Comment-Reply,
reveal that during the June 30, 2014 meeting, not only the question on his
actuations in the handling of a case was called for explanation by the Chief Justice,
but two other grounds as well tending to show his lack of integrity: a supposed
extra-marital affair in the past and alleged acts of insider trading.26
Against this factual backdrop, the Court notes that the initial or original invocation
of Section 2, Rule 10 of JBC-009 was grounded on Jardelezas inability to discharge
the duties of his office as shown in a legal memorandum related to Jardelezas
manner of representing the government in a legal dispute. The records bear that the
unanimity rule was initially invoked by Chief Justice Sereno during the JBC
meeting held on June 5, 2014, where she expressed her position that Jardeleza did
not possess the integrity required to be a member of the Court.27 In the same
meeting, the Chief Justice shared with the other JBC members the details of
Jardelezas chosen manner of framing the governments position in a case
_______________
26 Minutes, June 30, 2014; Rollo, pp. 207-216, 211.
27 Minutes, June 5, 2014; id., at pp. 197-201.
335
336
30 Id.
31 Minutes, June 16, 2014; id., at p. 203.
337
338
as the JBC had the duty to take every possible step to verify the qualification of the
applicants, it might as well be clarified.33
Do these issues fall within the purview of questions on integrity under Section 2,
Rule 10 of JBC-009? The Court nods in assent. These are valid issues.
This acquiescence is consistent with the Courts discussion, supra. Unlike the first
ground which centered on Jardelezas stance on the tactical approach in pursuing
the case for the government, the claims of an illicit relationship and acts of insider
trading bear a candid relation to his moral character. Jurisprudence34 is replete
with cases where a lawyers deliberate participation in extra-marital affairs was
considered as a disgraceful stain on ones ethical and moral principles. The bottom
line is that a lawyer who engages in extra-marital affairs is deemed to have failed to
adhere to the exacting standards of morality and decency which every member of
the Judiciary is expected to observe. In fact, even relationships which have never
gone physical or intimate could still be subject to charges of immorality, when a
lawyer, who is married, admits to having a relationship which was more than
professional, more than acquaintanceship, more than friendly.35 As the Court has
held: Immorality has not been confined to sexual matters, but includes conduct
inconsistent with rectitude, or indicative of corruption, indecency, depravity and
dissoluteness; or is willful, flagrant, or shameless conduct showing moral
indifference to opinions of respectable members of the community and an
inconsiderate attitude toward good order and public welfare.36 Moral character is
not
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33 Rollo, p. 209.
34 Guevarra v. Atty. Eala, 555 Phil. 713; 529 SCRA 1 (2007); and Samaniego v.
Atty. Ferrer, 578 Phil. 1; 555 SCRA 1 (2008).
35 Geroy v. Hon. Calderon, 593 Phil. 585, 597; 573 SCRA 188, 202 (2008).
36 Judge Florencia D. Sealana-Abbu v. Doreza Laurenciana-Hurao and Pauleen
Subido, 558 Phil. 24; 531 SCRA 289 (2007).
339
39 Maria Victoria Ventura v. Atty. Danilo Samson, A.C. No. 9608, November 27,
2012, 686 SCRA 430.
40 Justice Tinga, Concurring Opinion, Securities and Exchange Commission v.
Interport Resources Corporation, G.R. No. 135808, October 6, 2008, 588 Phil. 651;
567 SCRA 354 (2008).
340
vestors would eventually feel more secure with their money invested elsewhere.41 In
its barest essence, insider trading involves the trading of securities based on
knowledge of material information not disclosed to the public at the time. Clearly,
an allegation of insider trading involves the propensity of a person to engage in
fraudulent activities that may speak of his moral character.
These two issues can be properly categorized as questions on integrity under
Section 2, Rule 10 of JBC-009. They fall within the ambit of questions on integrity.
Hence, the unanimity rule may come into operation as the subject provision is
worded.
In advocacy of his position, Jardeleza argues that: 1] he should have been informed
of the accusations against him in writing; 2] he was not furnished the basis of the
accusations, that is, a very confidential legal memorandum that clarifies the
integrity objection; 3] instead of heeding his request for an opportunity to defend
himself, the JBC considered his refusal to explain, during the June 30, 2014
meeting, as a waiver of his right to answer the unspecified allegations; 4] the voting
of the JBC was railroaded; 5] the alleged discretionary nature of Sections 3 and 4
of JBC-009 is negated by the subsequent effectivity of JBC-010, Section 1(2) of
which provides for a 10-day period from the publication of the list of candidates
within which any complaint or opposition against a candidate may be filed with the
JBC Secretary; 6] Section 2 of JBC-010 requires complaints and oppositions to be in
writing and under oath, copies of which shall be furnished the candidate in order for
him to file his comment within five (5)
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41 Securities and Exchange Commission v. Interport Resources Corporation, G.R.
No. 135808, October 6, 2008, 567 SCRA 354, citing Colin Chapman, How the Stock
Market Works, pp. 151-152 (1988 ed.).
341
342
The Court, however, could not accept, lock, stock and barrel, the argument that an
applicants access to the rights afforded under the due process clause is
discretionary on the part of the JBC. While the facets of criminal42 and
administrative43 due process are not strictly applicable to JBC proceed42 Article 3 of the 1987 Constitution guarantees the rights of the accused,
including the right to be presumed innocent until proven guilty, the right to enjoy
due process under the law, and the right to a speedy, public trial. Those accused
must be informed of the charges against them and must be given access to
competent, independent counsel, and the opportunity to post bail, except in
instances where there is strong evidence that the crime could result in the
maximum punishment of life imprisonment. Habeas corpus protection is extended to
all except in cases of invasion or rebellion. During a trial, the accused are entitled to
be present at every proceeding, to compel witnesses, to testify and cross-examine
them and to testify or be exempt as a witness. Finally, all are guaranteed freedom
from double jeopardy and, if convicted, the right to appeal.
43 (1) The right to a hearing which includes the right of the party interested or
affected to present his own case and submit evidence in support thereof.
(2)Not only must the party be given an opportunity to present his case and to
adduce evidence tending to establish the rights which he asserts but the tribunal
must consider the evidence presented.
(3) While the duty to deliberate does not impose the obligation to decide right, it
does imply a necessity which cannot be disregarded, namely, that of having
something to support its decision. A decision with absolutely nothing to support it is
a nullity, a place when directly attached.
(4)Not only must there be some evidence to support a finding or conclusion but the
evidence must be substantial. Substantial evidence is more than a mere scintilla.
343
44 Fe A. Ylaya v. Atty. Glenn Carlos Gacott, A.C. No. 6475, January 30, 2013, 689
SCRA 453, citing Pena v. Aparicio, 522 Phil. 512; 525 SCRA 444 (2007).
344
345
complaints.Anonymous
complaints
against
an
applicant shall not be given due course, unless there appears on its face a probable
cause sufficient to engender belief that the allegations may be true. In the latter
case, the Council may either direct a discreet investigation or require the applicant
to comment thereon in writing or during the interview. [Emphases Supplied]
While the unanimity rule invoked against him is found in JBC-009, Jardeleza
urges the Court to hold that the subsequent rule, JBC-010,46 squarely applies to his
case. Entitled as a Rule to Further Promote Public Awareness of and Accessibility
to the Proceedings of the Judicial and Bar Council,
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346
JBC-010 recognizes the need for transparency and public awareness of JBC
proceedings. In pursuance thereof, JBC-010 was crafted in this wise:
opposition against him. The candidate shall have five (5) days from receipt thereof
within which to file his comment to the complaint or opposition, if he so desires.
SECTION3.The Judicial and Bar Council shall fix a date when it shall meet in
executive session to consider the qualification of the long list of candidates and the
complaint or opposition against them, if any. The Council may, on its own, conduct a
discreet investigation of the background of the candidates.
On the basis of its evaluation of the qualification of the candidates, the Council shall
prepare the shorter list of candidates whom it desires to interview for its further
consideration.
347
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47 JBC Original Comment; Rollo, p. 59.
348
Again, the Court neither intends to strip the JBC of its discretion to recommend
nominees nor proposes that the JBC conduct a full-blown trial when objections to an
application are submitted. Still, it is unsound to say that, all together, the
observance of due process is a part of JBCs discretion when an opposition to an
application is made of record. While it may so rely on other means such as
character clearances, testimonials, and discreet investigation to aid it in forming a
judgment of an applicants qualifications, the Court cannot accept a situation where
JBC is given a full rein on the application of a fundamental right whenever a
persons integrity is put to question. In such cases, an attack on the person of the
applicant necessitates his right to explain himself.
The JBCs own rules convince the Court to arrive at this conclusion. The subsequent
issuance of JBC-010 unmistakably projects the JBCs deference to the grave import
of the right of the applicant to be informed and corollary thereto, the right to be
heard. The provisions of JBC-010, per se, provide that: any complaint or opposition
against a candidate may be filed with the Secretary within ten (10) days thereof; the
complaint or opposition shall be in writing, under oath and in ten (10) legible
copies; the Secretary of the Council shall furnish the candidate a copy of the
complaint or opposition against him; the candidate shall have five (5) days from
receipt thereof within which to file his comment to the complaint or opposition, if he
so desires; and the candidate can be made to explain the complaint or opposition
against him.
The Court may not close its eyes to the existence of JBC-010 which, under the rules
of statutory construction, bears great weight in that: 1] it covers any complaint or
opposition; 2] it employs the mandatory term, shall; and 3] most importantly, it
speaks of the very essence of due process. While JBC-010 does not articulate a
procedure that entails a trial-type hearing, it affords an applicant, who faces any
complaint or opposition, the right to answer the accusations against him. This
constitutes the minimum requirements of due process.
349
Nearing the ultimate conclusion of this case, the Court is behooved to rule on
whether Jardeleza was deprived of his right to due process in the events leading up
to, and during, the vote on the short list last June 30, 2014.
The JBC gives great weight and substance to the fact that it gave Jardeleza the
opportunity to answer the allegations against him. It underscores the fact that
Jardeleza was asked to attend the June 30, 2014 meeting so that he could shed light
on the issues thrown at him. During the said meeting, Chief Justice Sereno
informed him that in connection with his candidacy for the position of Associate
Justice of the Supreme Court, the Council would like to propound questions on the
following issues raised against him: 1] his actuations in handling an international
arbitration case not compatible with public interest;48 2] reports on his extramarital affair in SMC; and 3] alleged insider trading which led to the show cause
order from the Philippine Stock Exchange.49
As Jardeleza himself admitted, he declined to answer or to explain his side, as he
would not want to be lulled into waiving his rights. Instead, he manifested that his
statement be put on record and informed the Council of the then pendency of his
letter-petition with the Court En Banc. When Chief Justice Sereno informed
Jardeleza that the Council would want to hear from him on the three (3) issues
against him, Jardeleza reasoned out that this was precisely the issue. He found it
irregular that he was not being given the opportunity to be heard per the JBC rules.
He asserted that a candidate must be given the opportunity to respond to the
charges against him. He urged the Chief Justice to step down from her pedestal and
translate the objections in writing. Towards the end of the meeting, the Chief
Justice said that both
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350
Jardelezas written and oral statements would be made part of the record. After
Jardeleza was excused from the conference, Justice Lagman suggested that the
voting be deferred, but the Chief Justice ruled that the Council had already
completed the process required for the voting to proceed.
After careful calibration of the case, the Court has reached the determination that
the application of the unanimity rule on integrity resulted in Jardelezas
deprivation of his right to due process.
As threshed out beforehand, due process, as a constitutional precept, does not
always and in all situations require a trial-type proceeding. Due process is satisfied
when a person is notified of the charge against him and given an opportunity to
explain or defend himself.50 Even as Jardeleza was verbally informed of the
invocation of Section 2, Rule 10 of JBC-009 against him and was later asked to
explain himself during the meeting, these circumstances still cannot expunge an
immense perplexity that lingers in the mind of the Court. What is to become of the
procedure laid down in JBC-010 if the same would be treated with indifference and
disregard? To repeat, as its wording provides, any complaint or opposition against a
candidate may be filed with the Secretary within ten (10) days from the publication
of the notice and a list of candidates. Surely, this notice is all the more conspicuous
to JBC members. Granting ex argumenti, that the 10-day period51 is only applicable
to the public, excluding the JBC members themselves, this does not discount the
fact that the invocation of the first ground in the June 5, 2014 meeting would have
raised procedural issues. To be fair, several members of the Council expressed their
concern and desire to hear out Jardeleza but the application of JBC-010 did not
form part of the agenda then. It was only during the next meeting
_______________
50 Ledesma v. Court of Appeals, 565 Phil. 731; 541 SCRA 444 (2007).
51 The official list of candidates was published in The Philippine Star on April 26,
2014. The 10-day period ended on May 6, 2014.
351
352
nity and sufficient time to intelligently muster his response. Otherwise, the occasion
becomes an idle and futile exercise.
Needless to state, Jardelezas grievance is not an imagined slight but a real rebuff of
his right to be informed of the charges against him and his right to answer the same
with vigorous contention and active participation in the proceedings which would
ultimately decide his aspiration to become a magistrate of this Court.
Consequences
To write finis to this controversy and in view of the realistic and practical fruition of
the Courts findings, the Court now declares its position on whether or not Jardeleza
may be included in the short list, just in time when the period to appoint a member
of the Court is about to end.
The conclusion of the Court is hinged on the following pivotal points:
1. There was a misapplication of the unanimity rule under Section 2, Rule 10 of
JBC-009 as to Jardelezas legal strategy in handling a case for the government.
2. While Jardelezas alleged extra-marital affair and acts of insider trading fall
within the contemplation of a question on integrity and would have warranted the
application of the unanimity rule, he was not afforded due process in its
application.
3. The JBC, as the sole body empowered to evaluate applications for judicial posts,
exercises full discretion on its power to recommend nominees to the President. The
353
354
tainted with a vice that it is assigned to guard against. Indeed, the invocation of
Section 2, Rule 10 of JBC-009 must be deemed to have never come into operation in
light of its erroneous application on the original ground against Jardelezas
integrity. At the risk of being repetitive, the Court upholds the JBCs discretion in
the selection of nominees, but its application of the unanimity rule must be
applied in conjunction with Section 2, Rule 10 of JBC-010 being invoked by
Jardeleza. Having been able to secure four (4) out of six (6) votes, the only
conclusion left to propound is that a majority of the members of the JBC,
nonetheless, found Jardeleza to be qualified for the position of Associate Justice and
this grants him a rightful spot in the short list submitted to the President.
In the Courts study of the petition, the comments and the applicable rules of the
JBC, the Court is of the view that the rules leave much to be desired and should be
reviewed and revised. It appears that the provision on the unanimity rule is vague
and unfair and, therefore, can be misused or abused resulting in the deprivation of
an applicants right to due process.
Primarily, the invocation of the unanimity rule on integrity is effectively a veto
power over the collective will of a majority. This should be clarified. Any assertion by
a member after voting seems to be unfair because it effectively gives him or her a
veto power over the collective votes of the other members in view of the unanimous
requirement. While an oppositor-member can recuse himself or herself, still the
probability of annulling the majority vote of the Council is quite high.
Second, integrity as a ground has not been defined. While the initial impression is
that it refers to the moral fiber of a candidate, it can be, as it has been, used to
mean other things. In fact, the minutes of the JBC meetings in this case reflect the
lack of consensus among the members as to its
355
356
SO ORDERED.
Perez and Reyes, JJ., concur.
Sereno, CJ., No part.
Carpio, J., No part.
Velasco, Jr., J., I join the Dissent of J. Leonen.
Leonardo-De Castro, J., Please see my Separate Opinion concurring with the
ponencia of Justice Mendoza and the Separate Opinion of Justice Brion.
Brion, J., Pls. see: Separate Concurring Opinion.
Peralta, J., See Separate Opinion incorporating explanation of vote.
Bersamin, J., I also join the Separate Opinions of J. De Castro & J. Brion.
Del Castillo, J., I dissent on sole ground the decision may affect independence of
JBC.
Villarama, Jr., J., On Official Leave.
Perlas-Bernabe, J., I join the dissent of J. Leonen.
Leonen, J., I dissent. See Separate Opinion.
CONCURRING OPINION
LEONARDO-DE CASTRO,J.:
At the outset, it should be made very clear that this petition for certiorari and
mandamus with application for a temporary restraining order should be decided in
disregard of the personalities involved and stripped of the perceived politics that
surround it. There is one primordial matter that should concern the Court in this
instance and that is the concept of procedural fairness dictated by the due process
requirement mandated by the Constitution, as viewed within the context of the
special nature and functions of the Judicial and Bar Council (JBC). It is with this
framework in mind that I concur
357
Preliminary Issues
While I may agree with the JBCs proposition that mandamus cannot be availed of
to compel the performance of a discretionary act, it is already settled that a petition
for certiorari is nonetheless a proper remedy to question, on the ground of grave
abuse of discretion, the act of any branch or instrumentality of government,
regardless of the nature of its functions. The most recent articulation of this
doctrine can be found in Araullo v. Aquino III,1 where we held:
[T]he remedies of certiorari and prohibition are necessarily broader in scope and
reach, and the writ of certiorari or prohibition may be issued to correct errors of
jurisdiction committed not only by a tribunal, corporation, board or officer exercising
judicial, quasi-judicial or ministerial functions but also to set right, undo and
restrain any act of grave abuse of discretion amounting to lack or excess of
jurisdiction by any branch or instrumentality of the Government, even if the latter
does not exercise judicial, quasi-judicial or ministerial functions. This application is
expressly authorized by the text of the second paragraph of Section 1 [Article VIII of
the Constitution].
Thus, in my view, there is no procedural bar for this Court to take cognizance of this
case as a proper subject of certiorari proceedings.
I am also convinced from my perusal of the pleadings that petitioner has come to
this Court in his personal capacity and not as Solicitor General on a cause of action
that accrued to him outside his employment as the governments counsel. When
petitioner appeared before the JBC to be considered for
_______________
53 G.R. Nos. 209287, 209135, 209136, 209155, 209164, 209260, 209442, 209517 and
209569, July 1, 2014, 728 SCRA 1.
358
nomination to the vacancy in this Court, he was not representing the JBC in a legal
matter but was appearing simply as a candidate for a judicial position. There
appears to be no danger that petitioner would come by any information regarding
this case to the prejudice of respondents nor would he be in a position to breach any
fiduciary duty in relation to the present matter considering that respondents have
chosen not to be represented by the Office of the Solicitor General and are instead
represented by legal officers employed in their respective offices.
Substantive Issues
I am willing to grant that the JBCs functions are not judicial such that a formal,
trial-type of hearing would be not be required in the discharge of its duties.
However, even in administrative or nonformal types of proceedings, there are
minimum requirements that must be met to protect the due process rights of the
persons subjected to an investigation, or in this case, an inquiry into their
qualifications for judicial office.
We have held that in administrative proceedings, the filing of charges and
giving reasonable opportunity for the person so charged to answer the
accusations against him constitute the minimum requirements of due process.2
The Court has also previously stated that the observance of fairness in the conduct
of any investigation is at the very heart of procedural due process.3
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2 Rivas v. Sison, 498 Phil. 148, 154; 459 SCRA 102, 109 (2005).
3 Vivo v. Philippine Amusement and Gaming Corporation, G.R. No. 187854,
November 12, 2013, 709 SCRA 276.
359
VOL. 733, AUGUST 19, 2014
359
and nemo judex in sua cause debe esse the rule against bias. Still much
later, the natural justice principle gave rise to the duty to be fair to cover
governmental decisions which cannot be characterized as judicial or
quasi-judicial in nature. (Emphases supplied; citations omitted)
To summarize, what procedural due process demands is that: (a) a person should
have adequate notice of the charge against him; (b) he is given a reasonable
opportunity to answer said charge; and (c) the proceedings to be conducted shall be
free from bias. These are the criteria against which we shall test the procedure that
the JBC applied to petitioner in the course of his candidacy to a vacancy in this
Court.
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4 602 Phil. 522, 545; 584 SCRA 110, 130-131 (2009).
360
360
In line with Section 4, Rule 15 of JBC-009 or the Rules of the Judicial and Bar
Council, the JBC published on March 8, 2014 an announcement regarding the
opening, for application or recommendation, of the position of Associate Justice of
the Supreme Court in anticipation of the compulsory retirement of the Honorable
Roberto A. Abad on May 22, 2014.6 The deadline for submission of applications or
recommendations was set for March 18, 2014.
As mandated by the Constitution, a Member of the Supreme Court must be a
natural-born Filipino, at least forty years of age, and must have been for fifteen
years or more a judge of a lower court or engaged in the practice of law in the
Philippines.7 In addition to these basic qualifications, all members of the Judiciary
must be persons of proven competence, integrity, probity, and independence.8
In order to ensure that a candidate to a judicial position has the foregoing
qualifications, the JBC set forth the evidence that it may receive for each type of
qualification. Rule 3 of JBC-009 deals with how the JBC shall determine the
competence of applicants in terms of education, experience and performance. Rule 4
of JBC-009 involves guidelines on evaluating an applicants integrity. Rule 5 and
Rule 6 of JBC-009 provide for proof that may be considered for demonstrating an
_______________
5 SEC.4.Call for applications.(a) The occurrence of any vacancy in the
Supreme Court or in the Office of the Ombudsman opens, ipso facto, the vacant
position for filling and acceptance of applicants therefor.
(b) With the effective, efficient and expeditious administration of justice always in
mind, the Council shall open for applicants other vacancies in the Judiciary taking
into account the advice of the Supreme Court and of the condition of the dockets of
the positions involved.
6 Annex A, JBC Comment.
7 1987 Constitution, Article VIII, Section 7(1).
8 Id., Section 7(3).
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7 of JBC-009, the JBC issued JBC-10 which contain the procedure for submission
and evaluation of complaints or oppositions against a candidate, to wit:
SECTION1.The Judicial and Bar Council shall deliberate to determine who of
the candidates meet prima facie the qualifications for the position under
consideration. For this purpose, it shall prepare a long list of candidates who prima
facie appear to have all the qualifications. The Secretary of the Council shall then
cause to be published in two (2) newspapers of general circulation a notice of the
long list of candidates in alphabetical order.
The notice shall inform the public that any complaint or opposition
against a candidate may be filed with the Secretary within ten (10) days
thereof.
in ten (10) legible copies, together with its supporting annexes. It shall
strictly relate to the qualifications of the candidate or lack thereof, as
provided for in the Constitution, statutes, and the Rules of the Judicial and Bar
Council, as well as resolutions or regulations promulgated by it.
362
362
The Secretary of the Council shall furnish the candidate a copy of the
complaint or opposition against him. The candidate shall have five (5) days
from receipt thereof within which to file his comment to the complaint or
opposition, if he so desires.
SEC.3.The Judicial and Bar Council shall fix a date when it shall meet in
executive session to consider the qualification of the long list of candidates
and the complaint or opposition against them, if any. The Council may, on its
own, conduct a discreet investigation of the background of the candidates.
On the basis of its evaluation of the qualification of the candidates, the Council
shall prepare the shorter list of candidates whom it desires to interview for
its further consideration.
SEC.4.The Secretary of the Council shall again cause to be published the
dates of the interview of candidates in the shorter list in two (2) newspapers of
general circulation. It shall likewise be posted in the websites of the Supreme Court
and the Judicial and Bar Council.
The candidates, as well as their oppositors, shall be separately notified of
the date and place of the interview.
SEC.5.The interviews shall be conducted in public. During the interview,
only the members of the Council can ask questions to the candidate. Among other
things, the candidate can be made to explain the complaint or opposition
against him.
The proceedings shall be in writing. Cameras and tape recorders, however, not
to be allowed inside the room.
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363
meet in executive session for the final deliberation on the short list of
candidates which shall be sent to the Office of the President as a basis for the
exercise of the Presidential power of appointment. (Emphases supplied)
Returning to the factual milieu of the case at bar, the JBC published on April 26,
2014 another announcement regarding its conduct of public interviews of candidates
for the aforementioned position on May 29 and 30, 2014.10 Among those named as
fested to the other members of the JBC that she was invoking Section 2, Rule 10 of
JBC-009 against petitioner as the Chief Justice believed that petitioner did not have
the required integrity to be a Member of the Court. On June 16 and 17, 2014,
former Court of Appeals Associate Justice Aurora Lagman, a JBC Regular Member,
telephoned petitioner and informed him of the Chief Justices invocation of Section
365
duty of the Solicitor General according to the applicable legal standards on a matter
of highest importance and especially in light of the contents of the legal
memorandum indicates that he does not possess the required integrity. At about
2:00 p.m. of 30 June 2014, petitioner appeared before the JBC En Banc in an
Executive Session. Chief Justice Sereno told petitioner about the integrity issues
raised against him and asked for his comments. The Chief Justice told him that she
would give a very detailed description of the cause and nature of the objection
against him, including facts. Petitioner reiterated his prayer in the aforementioned
letter-petition and asked the JBC to defer its meeting, since he was expecting the
Supreme Court En Banc, which would be meeting the next day, to act on his letterpetition. Specifically, he demanded that the Chief Justice execute a sworn statement
of her objections and that he must have the right to cross-examine her in a public
hearing. He indicated that the same should also be required of Senior Associate
Justice Antonio T. Carpio. Congressman Niel G. Tupas indicated that he wanted to
hear for himself petitioners explanation but petitioner refused. He further stated
that he would not be lulled into waiving his rights. He then put into record a
Statement appealing that the JBC stay their hand that day and let the full
Supreme Court address the issue of what process [is] due him.
In the afternoon of the same day, the JBC continued its deliberations and proceeded
to vote for the nominees vice Supreme Court Associate Justice Abad. x x x.12
The short list of nominees released by the JBC on June 30, 2014 included Court of
Appeals Justices Apolinario D. Bruselas, Jr. and Jose C. Reyes (both with six votes),
Com-
_______________
12 JBC Comment, pp. 2-3.
366
366
_______________
13 Id., at p. 11.
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367
JBC to prove that indeed there had been adequate notice to a candidate of the
opposition against him.
368
368
Notably, in the JBCs Supplemental Comment-Reply filed only on August 15, 2014,
there was an admission that the verbal advice given to petitioner through Justice
Lagman and Secretary De Lima referred only to the highly important case that
was subject of the Chief Justices integrity challenge raised during the June 5 and
16 deliberations. However, in the interim, the Chief Justice allegedly came by
information regarding a morality issue and an issue involving stocks which she
also only verbally informed petitioner of at the session held on June 30. This is yet
another violation of petitioners right to due process, specifically the right to a prior
delimitation of the charges against him so that he can ably prepare for his defense.
To be sure, there is no legal or logical reason to exempt an oppositor who also
happens to be a member of the JBC from the requirement of setting forth his or her
opposition to a candidate in writing and under oath within the time limit given to
the general public and to give such candidate a fair period to respond to the
opposition in writing or during his public interview as provided for in JBC-10. A
candidate for a judicial position does not lose his constitutionally guaranteed right
to due process simply because the oppositor to his candidacy is the Chair or a
member of the JBC. Moreover, if the JBC sees fit to exempt one of its own from the
application of its published rules of procedure, it becomes susceptible to an
accusation of abuse of power or arbitrary exercise of discretion.
On June 30, 2014, the JBC heard the testimony of Senior Associate Justice Antonio
T. Carpio as a resource person in support of the Chief Justices objection to the
petitioners integrity. It would appear from the pleadings that Justice Carpios
testimony was heard in executive session where presumably only the JBC members
were present. The petitioner was excluded from the session and not allowed to
participate. Afterwards, petitioner was called to appear before the JBC also in an
executive session or closed-door proceed369
VOL. 733, AUGUST 19, 2014
369
01-SC the propriety of that proceeding which suddenly deviated from the
standard procedure observed by the JBC. He did not want to be deemed to
have waived his objection to the proceeding by his active participation
therein.
We come to the question of whether petitioner was given a fair and reasonable
opportunity to be heard on June 30, 2014. To my mind, being told verbally on the
date of the session itself what the exact charges are against him does not satisfy the
demands of procedural fairness. The oppositor would have a distinct advantage as
she has the opportunity to prepare arguments and supporting evidence on each and
every charge she intends to make before the session date. The candidate would be
effectively prevented from bringing with him documents or witnesses that may
refute these charges since he would be given detailed notice of them for the first
time only at the session.
Worse, it appears that petitioner was denied notice of and/or access to the evidence
used against him.
Moving on to another point, it is true that it is discretionary on the part of the JBC
to hear testimony on a complaint against a candidate but having decided to hear
such testimony, procedural due process demands that the candidate at least be
present to hear the substance of that testimony and for that testimony to be made
part of the record. While it is not mandatory that the candidate be given the right to
cross-examine a witness (that is, a witness other than the oppositor
371
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371
From the verbal notice of a vague, unspecific challenge against petitioners integrity
to the conduct of closed-door executive sessions for a purpose other than
deliberations on the short list, these are not authorized by the JBC rules and they
even violate the avowed policy of JBC-009 and JBC-10 to promote transparency
and uniformity of procedure in the JBCs discharge of its functions.
I believe it was important for the JBC to have timely and accurately prepared the
minutes of the JBC executive sessions where the charges against petitioner were
proffered, provided them to petitioner and scheduled the hearing for his defense only
after his receipt of these minutes, in order that the JBC might arguably be deemed
to have substantially complied with procedural due process. As petitioner correctly
points out in his Reply, having official and trustworthy written records of the
proceedings of the JBC is likewise indispensable in the event that a JBC matter is
brought up to this Court for review.
If the subject matter of the opposition against a candidate involves information of a
highly confidential nature and divulging the privileged matter could not be avoided,
would that justify dispensing with written notices, submissions and accurate
records of the proceedings? The answer should be a resounding no. An individuals
constitutional right to due process cannot be sacrificed in the name of
confidentiality. The JBC should still require a written complaint and allow the
candidate reasonable time to submit a written answer if he so wishes or allow him
to be heard orally at a hearing for which accurate records should be kept but all
submissions and records of the proceedings shall be treated with the
utmost confidentiality.
Section 2, Rule 10 of JBC-009 does not contemplate that the oppositor could
be a member of the JBC for that would
373
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373
It is in this regard that the JBC proceedings now in question before this Court is
glaringly violative of the rule against bias or one of its Latin formulations nemo
debet esse judex in propria causa (literally, that no man ought to be a judge in his
own cause)14 as pointed out in Justice Brions Concurring Opinion.
The JBC seems oblivious to the conflict of interest situation that arises when the
oppositor under Section 2, Rule 10 is a member of the JBC. The JBC was created
under the Constitu_______________
14 See Blacks Law Dictionary.
374
374
tion as an independent body15 tasked with the delicate function of vetting the
qualifications of applicants to judicial positions, among others. Although I agree
with the JBC that this function cannot exactly be termed judicial or quasi-judicial, I
take exception to the proposition that the Council is not engaged in fact-finding or
that it need not determine the truth or falsity of an opposition against a candidate.
If that is so, why does it even require objectors to swear to their opposition and
submit supporting evidence? In this regard, JBC members do function similarly to
impartial investigators or fact-finders who are supposed to make an unbiased
recommendation on the fitness of a candidate for judicial office to the President
based on a determination of relevant facts.
How could a JBC Member discharge the function of neutral fact-finder if he or she is
an oppositor for one of the candidates, especially when the intention is to subject
that candidate to the requirement of unanimous JBC vote unlike the others who
only need a majority vote for inclusion in the short list? Indeed, no impartial
investigator would take it upon himself or herself to complain about the manner
that a candidate purportedly handled a very important case for the government
(which incidentally is still pending resolution before the proper tribunal) when none
of the persons who were intimately involved in that case have seen fit to formally
oppose the candidates bid for nomination. Once a JBC member presents himself or
herself as an oppositor, he or she takes on the role of an advocate who has an
interest in the outcome of the voting for the vacancy that the candidate subject of
the objection is being considered for.
With due respect to the Chief Justice, her role as an advocate is manifest in
Subsection II of the Supplemental Comment-Reply, which was expressed to be solely
attributable to her. Subsection II is a detailed and passionate discussion of
_______________
15 Chavez v. Judicial and Bar Council, G.R. No. 202242, July 17, 2012, 676 SCRA
579.
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375
An oppositor from the JBC should inhibit from the entire selection
proceedings for the vacancy for which the opposed candidate is being
considered.
out of six votes? Would he tie for second with the one who got five out of six votes or
should he be ranked ahead of that person but behind those who got a unanimous six
votes?
In all of these considerations, aside from preserving the impartiality and objectivity
of the selection process, I have come to the conclusion that a JBC Member cannot be
at the same time an oppositor under Section 2, Rule 10 of JBC-009. In fact, the clear
language of the said section which requires that a candidate secure the vote of all
the Members of the JBC, does not contemplate that an objection on a question of
integrity be raised by the JBC Chair or Member. Otherwise, there is no need for
voting. The oppositors vote is already lost. Nonetheless, if the JBC Chair or
Member is inclined to be an oppositor, so that a candidate be subjected to the
extraordinary requirement of perfect votes from the JBC, the said JBC Chair or
Member must choose whether he or she wants to participate in the independent
vetting of all candidates or to serve as an advocate against someones candidacy.
Moreover, if the JBC Chair or Member decides to pursue his or her opposition of a
candidate on the ground of integrity, then that JBC Chair or Member should (1)
comply with the procedural rules applicable to all oppositors, and also (2)
inhibit from participating in the JBC proceedings and from voting for all
candidates for that particular vacancy. The JBC Chair or Member should be
considered an ordinary oppositor and should not be given the special concession, not
granted to other oppositors, of being able to lobby against the disfavored candidate
even up to the deliberations and the voting on the short list.
In this manner, the JBC can fully comply with the third requisite for procedural due
process, that of freedom from bias in the proceedings undertaken. A blanket
inhibition by the JBC Chair or Member-Oppositor for the particular vacancy levels
the playing field for everyone. Whether there is an integrity issue against a
candidate or not, all candidates will vie for the same pool of votes. It likewise solves
the problem of
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When the JBC first issued rules of procedure via JBC-009, its intent was to set
down in writing the criteria or guidelines that will govern its discharge of its
constitutional mandate to recommend for appointment candidates to highly
sensitive positions in government, with due regard to constitutional and statutory
requirements and ensuring transparency, stability, and uniformity in its
proceedings. The avowed policies of the JBC were further strengthened with the
issuance of JBC-10 specifying in mandatory language the procedure to be
undertaken by the Council. By issuing both sets of rules, it was the JBC itself that
set the limits for the proper exercise of its functions. We have held that
administrative regulation adopted pursuant to law has the force and effect of law.16
Parties dealing with the JBC have a reasonable expectation that it would follow its
own published rules.
It is elementary as well that administrative regulations and issuances affecting the
rights of third parties require publication to be valid. Publication is a necessary
component of procedural due process to give as wide publicity as possible so that all
persons having an interest in the proceedings may be notified thereof.17
_______________
16 National Artist for Literature Virgilio Almario v. Executive Secretary, G.R. No.
189028, July 16, 2013, 701 SCRA 269, 312.
17 Arroyo v. Department of Justice, G.R. Nos. 199082, 199085 and 199118,
September 18, 2012, 681 SCRA 181, 228.
378
378
If the JBC wishes to adopt a procedure for an integrity objection under Section 2,
Rule 10 of JBC-009 that is different from JBC-10, such a procedure should: (1)
faithfully adhere to the collegial nature of the JBC; (2) comply with the basic
requirements of adequate notice of the objection, ample opportunity to be heard, and
freedom from bias of the proceedings; and (3) be embodied in written rules duly
published in order to bind third persons. Measured against these standards, the
procedure adopted by the JBC in petitioners case fails the test of validity.
Verily, this is a classic example of changing the rules in the middle of a game, a
stratagem that is antithetical to the most elementary principles of fair play. The
invocation of Section 2, Rule 10 of JBC-009 against petitioner being ineffectual and
considering his having obtained a majority vote in favor of his nomination,
petitioner should be deemed included in the short list in accordance with the proper
application of the published and duly existing rules of the JBC.
The issue that is determinative of this case is whether or not the proceedings before
the JBC violated petitioners constitutional right to due process. However, since the
Chief Justice, through the JBC Supplemental Comment-Reply, and the Dissenting
Opinion insist on arguing the merits of the formers integrity challenge against
petitioner, despite the danger of compromising national interest with indiscriminate
public discussions of internal matters in the Executive department, I wish to make
the following observations:
A close scrutiny of Annex J and the entire records of this case will show the utter
lack of evidentiary basis to support the objection on the ground of lack of integrity
raised against the petitioner.379
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Jardeleza vs. Sereno
379
Peeling away the esoteric academic discussions on the international law case subject
matter of Annex J and the innuendos regarding possible motives for the alleged
minority legal opinion of petitioner, there is no proof on record that petitioner
committed an act of impropriety in the handling of said case as Solicitor General or
that he was pursuing selfish interests or the interests of another party in the
discharge of his duties.
That petitioner was disloyal to the Republic is not a fact; it is but an opinion or
conclusion, which should have been supported with facts, that is, documentary
evidence and sworn testimonies or affidavits from witnesses with personal
knowledge of the matter involved. The Chief Justice could not possibly have personal
knowledge of the internal deliberations and discussions in the Executive
department regarding the aforesaid international case because if she does then I
would fear the erosion of the separation of powers in our government. Secretary De
Lima, who is part of the Cabinet, would even state that she was not clear when and
how the strategy complained of by the Chief Justice happened and if this was the
petitioners idea.18 More importantly, Secretary De Lima did not question
petitioners integrity and voted for his inclusion in the short list. Neither is there
anything on record to independently corroborate the morality issue or the stock
transaction issue which were allegedly reported to the Chief Justice.
Every law student knows that matters attested to by a person with no personal
knowledge of the same shall be deemed hearsay which has no probative value.19
The Court held in Jose v. Angeles:20
_______________
18 See JBC Minutes of the June 5, 2014 Executive Session, pp. 2 and 3.
19 See, for example, PNOC Shipping and Transport Corporation v. Court of
Appeals, 358 Phil. 38, 56; 297 SCRA 402, 421 (1998).
20 G.R. No. 187899, October 23, 2013, 708 SCRA 506.
380
380
Evidence is hearsay when its probative force depends on the competency and
credibility of some persons other than the witness by whom it is sought to be
produced. The exclusion of hearsay evidence is anchored on three reasons: (1)
absence of cross-examination; (2) absence of demeanor evidence; and (3) absence of
oath. Basic under the rules of evidence is that a witness can only testify on facts
within his or her personal knowledge. This personal knowledge is a substantive
prerequisite in accepting testimonial evidence establishing the truth of a disputed
fact. Corollarily, a document offered as proof of its contents has to be authenticated
in the manner provided in the rules, that is, by the person with personal knowledge
of the facts stated in the document. (Citations omitted)
Hearsay, whomever the source, is still hearsay.
I fully agree with Justice Brion that although the JBC rules allow the JBC to
undertake a discreet background check, if such an investigation yields a matter that
may be subject of an opposition then such opposition should be in writing. Reliance
on informal complaints reaching the ears of JBC Members cannot be deemed
sufficient compliance with due process, especially when the nature of the complaint
may trigger an application of Section 2, Rule 10 of JBC-009 that would set one
candidate apart from the others in terms of the required vote to be included in the
short list. Hard-earned reputations may likewise be summarily destroyed by a
public announcement that a candidate for judicial office who otherwise garnered a
majority vote was excluded from the short list by the JBC on the ground of lack of
integrity. As an independent, constitutional screening body that is held in high
regard by the public, the JBC should base its determination that a candidate does
not have the requisite integrity to hold judicial office on something more than
speculation, rumor or unverified report.
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381
Should the JBC in the aftermath of this controversy find it appropriate to review its
rules of procedure, I have a recommendation with respect to the interpretation and
application of Section 2, Rule 10 of JBC-009.
The
JBC
must
define
what
After a careful perusal of the copies of the JBC minutes attached to the
Supplemental Comment-Reply, I observe that there is no consensus among the
members of the JBC what an integrity issue entails and whether an integrity issue
even exists in the case of petitioner. I reproduce here the relevant excerpts of the
minutes of the JBC sessions attached to the Supplemental Comment-Reply:
From the minutes of the June 5, 2014 JBC Executive Session:
Senator Pimentel inquired on the definition of integrity as contemplated in Section
2 of Rule 10. He asked: Does the incident have to involve money? Does the
applicant have to be involved in an incident where he received a consideration as a
public official? He stated that it may be [a] good idea to put on record what integrity
issues under Rule 10 may include.
From the minutes of the June 16, 2014 JBC Executive Session:
Secretary De Lima opined that the grounds in assailing integrity under Rule 10,
Section 2 are not very clear. However, based on what has been discussed so far, she
is not sure if there is a dearth of integrity as far as Sol. Gen. Jardeleza is
concerned.22
It bears stressing here that the qualifications of competence, integrity, and
probity/independence are covered by different rules under JBC-009. Only an
integrity issue will trigger the higher vote requirement to secure a nomination.
However, the JBCs rules do not offer any definition of an integrity issue other than
to obliquely refer to it as pertaining to moral fitness.23 Consider the definition in
Blacks Law Dictionary of the term:
Integrity. As used in statutes prescribing the qualifications of public officers,
trustees, etc., this term means soundness of moral principle and character, as shown
by one person dealing with others in the making and performance of contracts, and
fidelity and honesty in the discharge of trusts; it is synonymous with probity,
honesty and uprightness. (Underscoring supplied)
The overlapping of the conceptions of the terms integrity and probity is a matter
that has grave implications in the implementation of Section 2, Rule 10 of JBC-009.
The uncertainty and confusion that tainted the JBCs discussions during the
executive sessions on petitioners case behoove the JBC to definitively specify in its
rules what will constitute an integrity challenge.
_______________
22 Minutes of the June 16, 2014 JBC Executive Session, p. 2.
23 See Section 3, Rule 4 of JBC-009.
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From the minutes of the June 16, 2014 JBC Executive Session:
At this juncture, Congressman Tupas suggested a review of the JBC Rules on
integrity and went on to read the provision in Rule 10, Section 2 thereof:
Sec.2[.]Votes required when integrity of a qualified applicant is challenged.In
every case where the integrity of an applicant who is not otherwise disqualified for
nomination is raised or challenged, the affirmative vote of all the Members of the
Council must be obtained for the favorable consideration of his nomination.
Congressman Tupas stressed since this is the first time that the Rule will be
invoked, there is need to carefully examine the Rules. For instance, how many votes
must a candidate garner when the affirmative vote of all Members of the Council is
required under Rule 10, Sec. 2. There is also the matter of who can raise or
challenge the integrity of an applicant: must it be raised by a Member, or can a non-
Member raise or challenge under the Rule. At what stage may the challenge on
the integrity of an applicant be raised? Should there not be a need for a
prior complaint or objection?
Secretary De Lima commented that the Rules do not say whether the
challenge must be made by an insider or an outsider. (Emphases supplied)
Yet despite the fact that the Council members failed to come to any agreement
regarding these contentious issues, not the least of which was the definition of an
integrity challenge, and without establishing definite parameters on how Section 2,
384
384
Rule 10 of JBC-009 should be applied, the majority of the JBC Members were
spurred into applying Section 2, Rule 10 to petitioner purely because it was invoked
by the JBC Chair.
After an integrity challenge has been made in compliance with the procedural
requirements under JBC-10, the JBC should take a preliminary vote on whether
such challenge to a candidate truly involved a question of integrity based on each
Council members appreciation of the material facts and they must determine if the
issue is substantial enough to require application of Section 2, Rule 10 of JBC-009.
The JBC should not rely on the oppositors characterization of his own objection as
an integrity question as what happened in this case. The JBC should categorically
decide by majority vote on the existence of a substantial integrity issue which will
warrant the application of Section 2, Rule 10 to a particular candidate. Only then
should the JBC vote on the nominations of the candidates to determine who will be
short listed. Before the second voting, it should be clear to the JBC how many votes
each candidate should garner to be nominated.
In view of the highly prejudicial effect of an integrity challenge to a candidate, my
proposed two-step voting procedure will ensure that a majority vote is first
reached on the existence of the integrity issue before the JBC will require a
unanimous vote on the fitness of a specific candidate for nomination. During the
second voting, each JBC Member is put on notice that if he or she does not vote for
that candidates nomination it will mean exclusion of that candidate from the short
list for lack of a unanimous vote. The second vote will clearly evince the intent of the
nonvoting member(s) to so exclude a candidate. Through this procedure, the JBC
can avoid the pernicious situation of a minority being able to prejudice a candidates
application on their mere manifesta385
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385
On this matter, suffice it to say, that I concur with the JBC that the Presidents
exercise of his power to fill a vacancy in this Court within the deadline is a
constitutional mandate that may not be enjoined by any court. In any event,
petitioners prayer for a temporary restraining order would be rendered moot and
academic by the Courts disposition of this case on the merits, whether favorably or
unfavorably.
Conclusion
vote of the JBC Members, I vote to partially grant the petition and to declare that
the petitioner be deemed included in the short list submitted by respondent JBC to
the President. Considering the time element involved and to obviate any further
delay that may render moot the Courts favorable action on this case, I also vote to
declare our decision immediately executory.
BRION,J.:
Prefatory Statement
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I.The Antecedents
On June 24, 2014, the petitioner Solicitor General Francis Jardeleza (petitioner,
Jardeleza or petitioner Jardeleza) filed a letter-petition before the Supreme Court
(the June 24, 2014 letter), alleging acts and incidents that deprived him of due
process during the selection of nominees for the Supreme Court position that
Associate Justice Roberto A. Abad vacated on May 22, 2014.
In this June 24, 2014 letter, petitioner Jardeleza alleged that:
a. Chief Justice Maria Lourdes P. A. Sereno (CJ Sereno) made accusations against
his integrity twice, ex parte, without informing him of the nature and cause of the
accusation and without giving him the opportunity to be heard;388
388
b. The JBC violated its own rules, specifically, Rule 4 of JBC-009 and Section 2,
Rule 10 of JBC-009, in considering his fitness for the position of Associate Justice of
the Supreme Court;1
c. As reported in the Manila Times, CJ Sereno even denied the Members of the
Court, through misrepresentation, of the right under the Rules of the JBC to make
their recommendations to the JBC.2
The Court En Banc, on July 8, 2014 and after deliberation and voting, simply
NOTED Jardelezas letter (July 8, 2014 Resolution) since the reliefs it prayed for,
according to the Courts majority, have become moot after the Judicial and Bar
Council (JBC) transmitted its list of nominees to the President. The Resolution at
the same time stated that it is without prejudice to any remedy, available in law
and the rules that the Solicitor General Jardeleza may still wish to pursue.
I dissented from the Courts approach in considering the letter-petition and from
its ruling, and was joined in this Dissent by three colleagues Justices Teresita
J. Leonardo-De Castro, Lucas P. Bersamin and Jose Catral Mendoza. In this
same Dissent, I likewise noted the peculiar timing of the receipt of the letterpetition and the resulting delay in its consideration. The presidential time
limitation in exercising the power of appointment was among the issues raised
during the deliberations and was a consideration in the recommendations I then
made to the Court.
More than the delay and shorn of legalese, the Court simply but effectively
dismissed the June 24, 2014 letter-petition. It effectively said: we read your letter
but what you said was
_______________
1 Letter of Solicitor General Francis H. Jardeleza, June 24, 2014, p. 5.
2 Jomar Canlas, High Court justices powers clipped, The Manila Times, June 18,
2014; Jomar Canlas, SC Justices Confront Sereno on Vacancy Issue, The Manila
Times, June 19, 2014.
389
VOL. 733, AUGUST 19, 2014
389
violated Jardelezas due process rights; and second, given the sensitive nature of
the circumstances narrated in the letter-petition, as well as the 90-day deadline for
the appointment of the next Associate Justice, questions regarding the integrity of
the selection process should be addressed directly and promptly.
_______________
3 Under Section 4(1), Article VIII of the 1987 Constitution, any vacancy in the
Supreme Court must be filled within ninety days from the occurrence thereof.
390
390
To my mind, the timing of the filing of the letter-petition gave the Court an
opportunity to swiftly exercise its supervisory duty over the JBC, and immediately
determine whether violations of the JBCs rules and the applicants due process
rights intervened. It was my belief that inaction, or any delay on the part of the
Court in acting on the letter-petition, could possibly result in disastrous and farranging consequences: it could indirectly curtail the Presidents appointing power,
taint the JBCs otherwise pristine reputation, affect this Courts future composition,
and prejudice an otherwise qualified applicant.
Given these considerations, I believe then, and still do now, that the letter-petition
had not been mooted by the JBCs transmittal of the short list of nominees to the
President. In addition, the issues that the letter-petition presented are capable of
repetition yet evading review: allegations of unfettered and grave abuse of discretion
on the part of the JBC are capable of being repeated every time the JBC selects
nominees for a vacant judicial position. These infirmities could evade review
because of the time limitations for filling up vacant judicial positions. Not all of the
JBCs proceedings, too, are open to the public.
I am filing this Separate Concurring Opinion as the repercussions that I earlier
sought to prevent through the approach I suggested in my Dissenting Opinion,
appears to have now crystallized, as the comments and pleadings filed by the
parties show. I strongly believe that the Court should now take action immediately,
if only to contain the repercussions of its previous inaction.
I strongly believe, too, based on the circumstances and reasons discussed below, that
CJ Sereno manipulated the JBC processes to exclude Jardeleza as a
nominee. The manipulation was a purposive campaign to discredit and deal
Jardeleza a mortal blow at the JBC level to remove him as a contender at the
presidential level of the appointing process.
391
VOL. 733, AUGUST 19, 2014
391
In fairness to the JBC, while it did not appear to have fully resisted the moves of its
Chairperson, it is a collegial body like the Court and it might not have known the
critical Court-side developments material in reaching my conclusions.
Jardeleza filed the petition in propria persona or in his own personal behalf.4
He sued the JBC because it is the body that acted on the submission of the list of
recommended nominees to the President, and singled out CJ Sereno because she
schemed to have petitioner excluded from the short list.5 Respondent Ochoa,
on the other hand, was impleaded in his capacity as the Presidents alter ego.6
[Notably, Senior Associate Justice Antonio T. Carpio, who appeared before the JBC
on the integrity issue disputed in this case, is properly not a party as he merely
appeared as a resource person at the JBCs or at CJ Serenos invitation.]7
On July 22, 2014, the Court acted on the petition by requiring the respondents JBC
and CJ Sereno (who was sued separately from the JBC) to comment within 10 days,
from notice.
For some reason, this Court Resolution was served on the parties only on July
31, 2014 (the tenth day after the En Banc meeting) in the case of CJ Sereno and
the JBC, and on August 1, 2014 (the 11th day after the En Banc meeting) in the
case of Sec. Ochoa.8 This happened despite the Presidents August 20, 2014
deadline in appointing a new associate justice in place of retired Associate Justice
Roberto A. Abad. Thus, effectively, 19 days before the Presidents August
_______________
4 Francis H. Jardelezas Petition for Certiorari and Mandamus, par. 1, pp. 1-2;
Jardelezas Reply, p. 1.
5 Jardelezas Petition, par. 22, p. 7.
6 Id., at p. 2, par. 5.
7 See JBC Comment of August 11, 2014, p. 2; Justice Carpio was there to shed
light on the very confidential legal memorandum that clarifies and concretizes the
integrity objection that the Chief Justice raised against the petitioner; see also:
Minutes of June 30, 2014 JBC Executive Session, p. 1.
8 Records show that Chief Justice Sereno received the July 22, 2014 Resolution on
July 31, 2014; while Executive Secretary Ochoa received a copy of the Resolution on
August 1, 2014.
393
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Jardeleza vs. Sereno
20, 2014 deadline, the petition was only in its comment stage.
393
This seemingly harmless incident is pointed out as one of the several indicators
showing that from the very beginning, the Court whose agenda and
administrative functioning the Chief Justice controls did not appear to be in a
hurry to process the Jardeleza petition.
Jardeleza alleged in his petition that the following events transpired, leading to the
violation of his due process rights.
On March 20, 2014, the JBC released the list of 15 applicants, himself included, to
the Supreme Court position vacated by Justice Roberto A. Abad. This was not the
first application he filed before the JBC.9
On May 29, 2014, the JBC interviewed him. No one raised any comment,
complaint or observation in this public interview.10
On June 16 and 17, 2014, he received phone calls from JBC Member, former Justice
Aurora S. Lagman (J. Lagman), speaking on behalf of the JBC. She informed him
that during the JBC meeting of June 16, 2014, the respondent CJ Sereno directed
that he make himself available to appear before the JBC on June 30, 2014; and that
CJ Sereno, in the JBC meeting of June 5 and 16, 2014, had questioned his integrity,
invoking Section 2, Rule 10 of JBC-009.11
_______________
9 Jardelezas Petition, par. 9-10, p. 3.
10 Id., at p. 3, par. 11.
11 Section 2, Rule 10 provides:
394
394
Justice Lagman significantly added that the Chief Justice would inform him of her
objections to his integrity at the June 30, 2014 JBC meeting.12
Believing that the acts of CJ Sereno were in violation of JBC-009 (Rules of the
Judicial and Bar Council), Jardeleza at that point, filed his June 24, 2014 letterpetition addressed to the Court, asking the Court to direct the JBC, among others,
to implement the relevant provisions of its rules.
On June 30, 2014, the petitioner appeared before the JBC as directed. He was led to
one of the ante-rooms at 11:00 a.m. By 12:30 noon, lunch was delivered to him.
Sometime before 1:00 p.m., Department of Justice (DOJ) Secretary Leila M. De
Lima informed him that Associate Justice Antonio T. Carpio had just appeared
before the JBC and testified against him. Secretary De Lima then asked if Jardeleza
still wanted to continue with his nomination, to which the petitioner answered
yes.13
Just before 2:00 p.m., the JBC summoned the petitioner and CJ Sereno asked him if
he wanted to defend himself. The petitioner answered that he would defend himself
if given due process as prayed for in his June 24, 2014 letter-petition. The petitioner
then put into record his formal statement and asked that the JBC defer its meeting
as the Supreme Court would meet the next day. He added that he would not be
lulled into waiving his rights. Thereafter, he was dismissed. The entire procedure
only took approximately 10 minutes.14
[Court records indicate that the Office of the Clerk of Court received the June 24,
2010 letter-petition in the afternoon of June 25, 2014, or 5 days before the JBCs
June 30, 2014 meeting.
_______________
the Council must be obtained for the favorable consideration of his nomination.
12 Jardelezas Petition, par. 12, p. 3.
13 Id., at pp. 4-5, par. 14.
14 Ibid.
395
VOL. 733, AUGUST 19, 2014
395
the 6th day after its receipt by the Court. The raffle also took place 30 minutes
before the En Banc meeting of that day, i.e., a day after the June 30, 2014 JBC
meeting.15
Jardeleza subsequently filed the present petition for certiorari and mandamus
before the Court. The petition prayed that the Court: (1) declare that Chief Justice
Maria Lourdes P. A. Sereno and the JBC acted with a grave abuse of discretion in
excluding him in the short list of nominees; (2) direct the JBC to include his name in
the short list of nominees for the position that former Associate Justice Abad
vacated; and (3) issue a temporary restraining order against the appointment of a
new associate justice pending the determination of the merits of the case.
As explained and pointed out above, the Court required the respondents to comment
on the petition in its Resolution of July 22, 2014.17
_______________
15 Indicated in the Summary and Preliminary Evaluation circulated for the Court
En Banc meeting of July 1, 2014.
16 Jardelezas Petition, par. 16, p. 5.
17 See page 392 of this Separate Opinion.
396
396
The respondent Sec. Ochoa filed his Comment on August 8, 2014. Secretary Ochoa
agreed with Jardelezas claim that he (Jardeleza) should be included in the short
list of nominees for the Supreme Court position of former Associate Justice Abad.
According to Sec. Ochoa, Section 2, Rule 10 of JBC-009, which was used to justify
Jardelezas exclusion from the short list, is unconstitutional and should thus not be
given effect.
Sec. Ochoa argued that Section 2, Rule 10 of JBC-009 is unconstitutional for the
following reasons: first, it violates the JBCs collegial character, which decides on
the basis of a majority, not the affirmative vote of all its members;18 and second, it
violates the due process clause, because it deprives a judicial applicant any
meaningful opportunity to refute the claims against him.19
Even assuming Section 2, Rule 10 of JBC-009 to be constitutional, Sec. Ochoa
pointed out that it takes effect only when the objector is not a member of the JBC,
for only then can the required unanimous vote be attained. Thus, it should not have
been applied under the facts of the case, as it was a member of the JBC that raised
the objection against Jardeleza.20
Late in the afternoon of August 11, 2014 (to be exact, at 4:49 p.m. or past the
dismissal time of SC employees), the JBC filed its Comment with the Court.
[The Member-in-Charge received his copy of the JBC Comment at
approximately 9:30 a.m. of August 12, 2014 or 30 minutes before the
opening of the Court En
_______________
18 Executive Secretary Paquito Ochoas Comment, pp. 1-2.
19 Id., at pp. 2-3.
20 Id., at pp. 3-4.
397
397
The JBC defended its actions during the selection process, and presented the
following arguments:
First, Jardeleza availed of wrong remedies in challenging the JBCs actions.
Certiorari is directed towards acts of a board or tribunal exercising quasi-judicial
functions. The JBC does not exercise judicial or quasi-judicial functions; hence,
certiorari is an improper remedy. Neither should mandamus lie to compel the JBCs
discretionary act to select and recommend nominees for vacant judicial positions.21
Second, the JBC gave Jardeleza the opportunity to be heard; he was accorded due
process when some of its members informed him that there were allegations
against his integrity that he should explain at the JBC meeting scheduled
for June 30, 2014. It was Jardeleza who opted not to avail of this right, as he
instead asked that his accuser and his/her witnesses file sworn statements for him
to know the allegations against him; give him adequate time to prepare for his
defense; allow him the opportunity to cross-examine the witnesses; and that the
procedure be done on record and in public, among other things.22
essary; its members are not determining his guilt or innocence, only his fitness to
become a nominee.
Under Sections 3 and 4, Rule 4 of JBC-009, conducting a hearing, receiving
testimony of oppositors, and giving due notice to the candidate regarding the
hearing, are all discretionary options for the JBC when it conducts discreet
investigations on candidates competence.23
Fourth, Section 2, Rule 10 of JBC-009 is applicable even when the person
questioning the integrity of the candidate is a member of the JBC. In that situation,
the objecting JBC member would be excluded from voting for or against the
candidate.24
Lastly, Jardeleza did not divorce himself from the position he holds in government
while pursuing his June 24, 2014 letter-petition and the present petition. Since he
acted as Solicitor General when he sued the JBC, a governmental body, he
committed acts constituting conflict of interests between him and the government,
and thus violated the Code of Professional Conduct.25
Significantly, the Comment did not at all touch on the basis or the cause of
Jardelezas disqualification (except to mention it in passing), but asked for
permission to file a supplement to its Comment.
In the Courts deliberation of August 12, 2014, the Court gave the adverse parties
the opportunity to reply to give him the opportunity to controvert the new matters
that the JBC asserted in its Comment. The Court likewise gave the JBC the
opportunity to file a Supplemental Comment.26
_______________
23 Id., at pp. 8-10.
24 Id., at pp. 10-11.
25 Id., at pp. 11-16.
26 Court En Banc Resolution dated August 12, 2014.
399
VOL. 733, AUGUST 19, 2014
399
Jardeleza again filed his Reply in propria persona,27 in the manner he filed his
petition. An examination of his submission shows that he simply responded by
addressing the points addressed in the JBCs Comment by explaining his side of the
matters raised. It related to his version of events of June 16 and 17, 2014; his
contacts with J. Lagman; and his legal arguments about JBC-009 and 010. I shall
discuss the details of this Reply, particularly the legal arguments, at its proper
places below.
In addition, Jardelezas Reply asserted that the allegations against his integrity
have been rendered superfluous by the voting of the JBC members four of
whom voted to include him in the short list despite the allegations against
his integrity, and by the submission of the short list to the President.28
The JBC Supplemental
characteristics.
Comment,
for
its
part,
carried
several
notable
A first characteristic is its reliance for support on the Minutes of the June 5, 16
and 30, 2014 meetings, which Minutes were attached.29 These Minutes, however,
are far from
_______________
27 Jardelezas Reply dated August 12, 2014, p. 1.
28 Id., at pp. 11-12.
29 The minutes of the JBC Executive Session on June 5, 16 and 30, 2014 were
attached as Annexes A to C, respectively, to the Supplemental Comment-Reply.
400
400
401
VOL. 733, AUGUST 19, 2014
401
positions from the Chief Justice that she could no longer, on her own, introduce
into this case as she had effectively surrendered her right to comment by not filing
one when and as required by her own Court. To be sure, her Court position
alone does not entitle her to disregard the periods set by the Court, nor entitle her
to file her pleadings at her leisure.
_______________
To top all the above characteristics and to Jardelezas great prejudice, the
JBC dwelt with matters that Jardeleza could no longer controvert in this case
without risking the lapse of the presidential time limit on appointments to the
Supreme Court.
Additionally, the terms of this Supplemental Comment are, on their faces,
sickening as they are no less than daggers used in a character assassination made
in the guise of a Supplemental Comment. Expressly, it alleged that Jardeleza had
been disloyal to the country.32 The Supplemental Comment also laid bare
aspects of the government arbitration case that no responsible government
official, more so if she is Chief Justice, would so openly discuss.
To be sure, to be called disloyal to ones country is no laughing matter that one can
easily brush aside and forget. At the very least, it is a career-killer, not to mention
the personal stigma it leaves on ones person, family and all past accomplishments.
What elevates this charge to the level of malice is that it appears to have been
purposely timed to be embodied in the Supplemental Comment at the stage of the
case when it could no longer be refuted. Those who have read Shakespeares Julius
Caesar can readily appreciate that Jardeleza can now very rightly say: Et tu, Chief
Justice who should be the chief guardian of peoples personal rights
through the due process clause?
_______________
32 See JBC Supplemental Comment-Reply of August 15, 2014, par. 9, p. 2; par. 28,
p. 5; see also: Minutes of the JBCs June 30, 2014 Executive Session at par. 3, p. 4.
403
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403
D.2.b.Irresponsible Actions
I do not share, too, CJ Serenos view that we can discuss and be judgmental about a
matter that wholly lies within Executive domain and whose public discussion at this
point may work to the prejudice and detriment of the country. The Judiciary has no
business passing judgment, however informally, on internal developments within
the Executive Department, a coordinate and coequal branch, unless the
developments are facts in issue in a case. Even in the latter case, we should
particularly be careful in our actions when these actions may possibly entail risk to
the national interests.
If the Chief Justice is adventurous enough to take such risks, then this Opinion and
like actions from individual Justices of this Court, will at least signal to the
Executive and to the nation that the Court itself as an institution does not
share the Chief Justices views.
404
404
If indeed she had an awareness of the sensitivity of the matters brought up to the
level of the JBC, she should have taken measures and safeguards to ensure their
confidentiality, or, must have at least consulted with the offices concerned on how
best to handle possible national interest concerns. Ironically, as events in this case
unfolded, she even initiated the full exposition in the Supplemental Comment of
matters that may possibly involve national interest risks.
If for this reason alone, the whole Supplemental Comment and its
attachments, including the Minutes, should be placed on media and third
party embargo, and stricken off the records of this case.
a.To support his contention that CJ Sereno purposely excluded him, Jardeleza
firstly stressed that on June 16 and 17, 2014, he received a call from J. Lagman that
CJ Sereno wanted him to make himself available and to appear before them on
June, 30 2014; and that the Chief Justice would invoke Section 2, Rule 10 of JBC009 to question his integrity. J. Lagman stated without detail that the objections
had to do with his work as Solicitor General, and that the Chief Justice would
inform him of her objections to his integrity.33
_______________
33 Jardelezas Reply, pp. 1-2.
405
VOL. 733, AUGUST 19, 2014
405
matter. Secretary De Lima also separately informed the petitioner about the content
of the impending Rule 10 objection against him on said date.
No dispute appears that the JBC gave Justice Lagman the task of talking to
Jardeleza about the Section 2, Rule 10 objection against him. The submitted
Minutes made reference to this deputation35 and likewise generally mentioned
what the topic of the queries would be.
What the Minutes and the JBC Comment did not mention, however, were the
details of what J. Lagman relayed to Jardeleza, i.e., the specific points of the
integrity objection and the inquiry to be made. There was likewise no mention
of a separate contact by Secretary De Lima to Jardeleza to make her own
notification.
An examination of the Minutes shows that no detailed discussion was made on
June 5 and 16, 2014 of the specifics of the Chief Justices objection. In fact, it was
not until June 30 when J. Carpio was invited as resource speaker that he fully
explained these details to the JBC members.
Thus, J. Lagman could not have been specific enough about the details when she
invited Jardeleza to the June 30, 2014 meeting, for her invitation to serve as a
sufficient notice alert-
_______________
34 See JBC Comment of August 11, 2014, p. 2; JBC Regular Member and
former Court of Appeals Justice Aurora Santiago Lagman called petitioner and
informed him that during the 5 and 16 June 2014 meetings of the JBC, Hon. Chief
Justice Maria Lourdes P. A. Sereno manifested that she would be invoking Section
2, Rule 10 of JBC-009 because she believes that petitioner does not have the
required integrity to be a member of the Supreme Court.
35 Minutes of the JBCs June 16, 2014 Executive Session, at p. 3.
406
406
At the very least, it cannot be denied that at least five days before the June 30, 2014
meeting, the JBC members were already aware that Jardeleza was already
demanding that he be given specific details of the charges/objections against him.
Yet, no concern from the JBC members was raised about the need for specific details
at the June 30, 2014 meeting; it was only Jardeleza himself who brought the matter
up in the context of asking for a deferment of the June 30, 2014 meeting.
407
VOL. 733, AUGUST 19, 2014
407
_______________
36 Ibid.
37 Minutes of the JBCs June 30, 2014 Executive Session, p. 1.
408
408
I ask these questions in light of the pattern of manipulation that has become
apparent in this case. Is this another one of them? To be sure, I am not ready to
accept that Jardeleza received a copy of the separately-enveloped Annex J in the
absence of independent proof that the separate envelope was separately served and
received.
In other words, I do not believe that proof of receipt of the JBC Comment can serve
as proof of receipt of the separately-enveloped Annex J. Sharp practitioners have
been known in the past to resort to the underhanded technique of serving and
asking for the receipt of envelopes with nothing inside them. This could be a
variation of this sharp technique and could have happened under the warped
circumstances of this case.
F.The
JBCs
Supplemental
Comment
most of these are simply new matters that have no place in a supplement for the
reasons likewise already stated above.
b.The second point the Supplemental Comment raised is a disclaimer on why it is
disclosing sensitive national interest matters. The reason given is because
the Petitioner himself challenges the JBC to a public and open discussion of
the integrity issue against himthe JBC, to protect its reputation, and
under the legal compulsion of candor before this Honorable Court, has no
recourse but to disclose the facts...39
_______________
38 JBCs Supplemental Comment Reply, at par. 2, p. 1.
39 Id., at p. 1, par. 4.
409
VOL. 733, AUGUST 19, 2014
409
Comment and its Annexes, including the disputed Annex J, and strike
them off from the records of the case.
c.Paragraphs 21 and 22 of the Supplemental Comment are interesting because
they lay the basis for the allegations of Jardelezas immorality and insider
trading.41 Apparently referring to paragraph 21 (the calls of J. Lagman to
Jardeleza) as basis, paragraph 22 which was again attributed to CJ Sereno
stated that the JBC might as well look into these allegations. The problem though is
that J. Lagman does not appear to have ever informed Jardeleza of these grounds as
basis for the integrity objection against him. The Minutes, to be sure, do not reflect
any such communication, much less its details.
d.Both from the Minutes and the Supplemental Comment, it appears clear that J.
Carpio did not appear either as oppositor or as complainant; he was simply invited
by the JBC, through the Chief Justice, to explain matters to the Council. Nor does
it appear that he ever spoke in the presence of Jardeleza and that he was
ever questioned by Jardeleza about the integrity objection.
_______________
40 Id., at pp. 2-4, pars. 6-19.
41 Id., at p. 4.
410
410
All these narrations go to show that Jardeleza was never ever fully informed of what
objection had been laid against him. On June 30, 2014, he was simply asked to
answer general claims with no specification of details something that no lawyer
representing the government in a sensitive national issue and who is worth the title
Attorney, would off-handedly answer.
In short, what he faced was a vague charge that the JBC made, at the initiative of
CJ Sereno, hoping that Jardeleza would be intimidated and would withdraw as
indicated by the Minutes of the June 16 meeting, or that he would blindly answer as
indicated in the Minutes of the June 30 meeting.
Neither possibility materialized and so Jardeleza now stands libeled under the
charge of being disloyal to the country, and denied, quite possibly, of the chance to
be an Associate Justice of the Supreme Court all because of moves pointedly
aimed at preventing him from reaching this Court, seemingly at all costs.
The JBC functions as a collegial body that recommends to the President a short list
of nominees for vacant judicial positions, from which list the President then chooses
his appointee. It is a constitutional body created under the 1987 Constitution to
replace the highly-political process of judicial appointments in the past, and was
meant to make the selection process more competence-based. It also seeks to shield
the judiciary from political pressure from the other branches of government.42
_______________
42 In De Castro v. JBC, G.R. No. 191002, March 17, 2010, 615 SCRA 666, 743, the
Court pointed out:
411
411
recommend. It cannot even direct the JBC on how and when to do its duty, but it
can, under its power of supervision, direct the JBC to take such action or step as
prescribed by law to make them perform their duties, if the duties are not being
performed because of JBCs fault or inaction, or because of extraneous factors
affecting performance. Note in this regard that, constitutionally, the Court can also
assign the JBC other functions and duties a power that suggests authority
beyond what is purely supervisory.
412
412
cretion to modify or replace them. If the rules are not observed, they may order the
work done or redone, but only to conform to the rules.44
Following this definition, the Courts supervisory authority over the JBC is to see to
it that the JBC follows its own rules. Thus, when there are allegations regarding the
JBCs noncompliance with its own rules, especially when it comes from an applicant
who is in the position to know of these infirmities, then the Court, through its
supervisory authority over the JBC, has the duty to inquire about the matter and
ensure that the JBC complies with its own rules.
In the present case, Jardeleza came to know of JBCs actions and perceived these to
be procedurally infirm because he had been kept in the dark about their details. He
consequently feared for his chance and opportunity to intelligently answer the
charges or objections that could be laid against him. Thus, he came to this Court,
asking for the enforcement of the JBC rules as his relief. His allegation of
supporting facts and invocation of the JBC rules, generally undenied in the JBCs
Comment, are sufficient to trigger further inquiry from this Court into the JBCs
actions.
_______________
44 In Hon. Dadole v. COA, 441 Phil. 532, 543-544; 393 SCRA 262, 271 (2002), citing
Drilon v. Lim, G.R. No. 112497, August 4, 1994, 336 SCRA 201, 214-215 (2000), we
have further discussed the difference between control and supervision. Officers in
control lay down the rules in the performance or accomplishment of an act. If these
rules are not followed, they may, in their discretion, order the act undone or redone
by their subordinates or even decide to do it themselves. On the other hand,
supervision does not cover such authority. Supervising officials merely see to it that
the rules are followed, but they themselves do not lay down such rules, nor do they
have the discretion to modify or replace them. If the rules are not observed, they
may order the work done or redone, but only to conform to such rules. They may not
prescribe their own manner of execution of the act. They have no discretion on this
matter except to see to it that the rules are followed.
413
VOL. 733, AUGUST 19, 2014
413
Judicial power includes the duty of the courts of justice to settle actual controversies
involving rights which are legally demandable and enforceable, and to determine
whether or not there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of the
Government.
Under these terms, the present Constitution not only integrates the traditional
definition of judicial power, but introduces as well a completely new
expanded power to the Judiciary under the last phrase to determine whether
or not there has been a grave abuse of discretion amounting to lack or excess of
jurisdiction on the part of any branch or instrumentality of the Government.
Under this expanded judicial power, justiciability expressly and textually depends
only on the presence or absence of grave abuse of discretion, as distinguished from a
situation where the issue of constitutional validity is raised within a traditionally
justiciable case which demands that the requirement of actual controversy based on
specific legal
414
414
rights must exist. Notably, even if the requirements under the traditional definition
of judicial power are applied, these requisites are complied with once grave abuse of
discretion is prima facie shown to have taken place. The presence or absence of
grave abuse of discretion is the justiciable issue to be resolved.
Rule 65 of the Rules of Court reflects the traditional jurisdiction of the Court, and
thus requires that a petition for certiorari be directed towards a judicial or quasijudicial act. Jurisprudence after the 1987 Constitutions enactment, however, has
repeatedly invoked the Courts expanded jurisdiction albeit without expressly
naming it by carving out exceptions on the requirements for justiciability. Recent
cases, however, have been more cognizant of the Courts expanded jurisdiction.45
Thus, through its practices, the Court has allowed the use of certiorari as a remedy
to invoke the Courts expanded jurisdiction to determine whether grave abuse of
discretion had been committed. The Court has so acted regardless of whether the
assailed act is quasi-judicial or not.46
In these lights, I do not find the JBCs argument that Jardeleza availed of the wrong
remedy to be persuasive; Jardelezas petition invoked the Courts expanded
jurisdiction, not its traditional jurisdiction.
To successfully invoke the Courts expanded jurisdiction, the petitioner must prima
facie show that the assailed act constitutes grave abuse of discretion by any branch
or in_______________
45 Belgica v. Executive Secretary, G.R. No. 208566, November 19, 2013, 710 SCRA
1; Imbong v. Executive Secretary, G.R. No. 204819, April 8, 2014, 721 SCRA 146;
Araullo v. Aquino III, G.R. No. 209287, July 1, 2014, 728 SCRA 1.
46 Gutierrez v. The House of Representatives Committee on Justice, G.R. No.
193459, February 15, 2011, 643 SCRA 198.
415
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in the position he took and his statement before the JBC on June 30, 2014. He has
reiterated these positions in his present petition.
In sum, the Court exercises two points of entry in assuming jurisdiction
over the present petition. The first is its supervision over the JBC , while the
second is the exercise of its expanded judicial power . Both of these powers
are constitutional in nature.
In its Comment, the JBC emphasized that under its rules, it has full discretion to
conduct a discreet investigation on the background of judicial applicants. This
discretion includes, by its account, the authority to determine whether the hearing
of oppositors testimonies and the submission by applicants of written comments on
the opposition to them, are necessary.
The JBC downplayed these requirements whose absence Jardeleza claims to be
violative of his rights and noted that it is not a quasi-judicial nor a judicial body
concerned with the applicants guilt or innocence.48 In any case, the JBC claimed
that it gave Jardeleza the opportunity to be heard on June 30,
_______________
47 See J. Brions Separate Opinion on Araullo v. Aquino III, supra note 45 at p.
249.
48 JBC Comment, at pp. 9-10.
416
416
As earlier discussed, the JBC is a novel creation under the 1987 Constitution, which
replaced the confirmation process that members of the judiciary previously had to
undergo after appointment. The 1987 Constitution gave the JBC the task of
selecting and submitting a short list of nominees (composed of at least three men
and/or women of proven competence, independence, probity and integrity) from
where the President can choose the judge or justice he will appoint.
But unlike other constitutional bodies whose functions have been enumerated by
the Constitution, the Constitution did not lay down in exact terms the process the
JBC shall follow in determining applicants qualifications. In this sense, the JBC is
sui generis; the process it shall follow is entirely left for its determination
essentially a grant of quasi-legislative power. This rule making power is at the same
time plenary, subject only to the supervisory authority of the Supreme Court, to the
constitutional provisions recognizing the fundamental rights of individuals, and to
higher constitutional principles such as checks and balances in government, among
others.
In other words, the uniqueness and novelty of the JBCs selection process give it
ample but not unbridled license to act in performing its duties. It cannot conduct
417
This test, applied to the accusations of a JBC member against the integrity of
Jardeleza, shows that procedural due process should have been made available.
_______________
49 424 U.S. 319 (1976); emphasis ours.
50 Id.
418
418
The private interest affected by the JBCs actions involve Jardelezas inclusion
in the short list of nominees and his opportunity to become part of this Court.
That Jardelezas inclusion in the list gives him a mere opportunity to become a
Supreme Court Justice does not minimize this interest, as the surrounding
circumstances show that he was a strong contender for appointment: despite the
accusations against him, Jardeleza still gained the four votes necessary for inclusion
in the short list. Further, the Comment of the Executive Secretary, a party to this
case as the alter ego of the President, prayed that Jardeleza be included in the list.
Most importantly, the JBCs actions massively, but negatively, affected
Jardelezas reputation as a lawyer, as a private individual and as a citizen.
Involved here is a reputation built up over the years as an outstanding student, a
preeminent law practitioner, and a high ranking government official now officially
representing no less than the Government. Jardelezas noninclusion in the list
despite being considered by many as a strong contender, taken together with the
statement from the Courts Public Information Office announcement that there
should have been five nominees, had it not been for an invocation of Rule 10, Section
2 of JBC-009 cannot but signal doubts about Jardelezas integrity. That Jardeleza
was the excluded nominee had been confirmed by subsequent judicial proceedings
before this Court, that has been the subject of media attention through various
articles speculating on his integrity.
Thus, the JBCs failure to apply procedural due process has prejudiced Jardelezas
private interest: he was excluded from the short list of nominees, to the prejudice of
his reputation and despite the required majority votes he garnered. Conceivably, the
accusation against him if left unresolved would also affect his continued stay
in his post as Solicitor General since the media continues to speculate on the
matter. Further inaction from this Court would further taint
419
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419
Not to be overlooked in implementing safeguards are the burdens that the JBC must
undertake and that procedural due process may entail. All these must be weighed
against the JBCs benefits and the private and other interests affected.
The JBC, to be sure, operates under constraints under its duty to submit a short list
of nominees: the Constitution requires the President to appoint within 90 days from
occurrence of the vacancy and he cannot fulfill this duty unless he receives the JBC
short list. The JBC, too, cannot haphazardly act and must thoroughly examine its
nominees to ensure that they possess the required qualifications for membership in
the judiciary.
Providing an applicant who has passed the initial screenings and who has in fact
secured sufficient votes to be nominated, with the opportunity to meaningfully
defend himself
420
420
from accusations against his integrity, would not have been too much of a burden on
the JBC sufficient to adversely affect its actions within the required 90-day
appointment period.
Based on the facts of the case, the deadline to transmit the short list is a reasonable
time before the Presidents own deadline of August 20, 2014. Even assuming that
the accusation against Jardeleza materialized only sometime after the public
interview (or on June 5, 2014 at the latest under the facts of the submitted
Minutes), the JBC had more than a month to inform Jardeleza of the accusations
against him and to confront him about it under due process safeguards. This,
unfortunately, was not done although this course of action is fully in line with the
JBCs interest to submit properly vetted and qualified nominees, and promote
transparency and accountability in the selection process.
How could and should the JBC have met the requirement of procedural due process
in the present case?
Procedural due process is a flexible concept, and the required safeguards and
procedures to ensure it may change based on the nature of the case and the
attendant facts. But at the heart of procedural due process is fairness, as embodied
in its most basic requirements: the meaningful opportunity to be heard (audi
alteram partem) by an impartial decision-maker (nemo judex in parte
sua).51 Due process, as it originated from England, embodied these two
interlocking principles,
impartiality.
which
ultimately
prohibits
partiality
and
fosters
421
Unfortunately, neither of these aspects had been observed in the present case. On
the contrary, what appears from the records on a collective reading of seemingly
disparate incidents, is a determined effort to discredit Jardelezas integrity without
giving him the benefit of impartial consideration.
The opportunity to be heard, in order to be truly meaningful, must in the first place
involve due notification of what the charge or objection is. The charge or objection is
the reckoning point from where the party to be heard will base his own position.
In the present case, this reckoning point is nowhere to be found as the notification, if
the phone calls by J. Lagman can be so characterized, was effectively only a
summons to a hearing with which Jardeleza complied. As I pointed out above, J.
Lagman, who phoned Jardeleza, could not in fact fully state the exact objection
because she was also only fully briefed about it on June 30, 2014, when J. Carpio
came to explain.
Bothered by what was happening and fearing a Star Chamber inquiry (to borrow
an Inquirer editorial allusion), Jardeleza came to this Court and asked for help.
Pointedly he asked in his June 24, 2010 letter: what exactly is the objection
about?
In my view, it is not enough to say that it is an integrity objection and simply point
to the portion of the JBC rules on integrity objections. Even a general idea of what
the matter would not be enough under the facts of the present case where Jardeleza
is the Solicitor General directly acting on an arbi422
422
tration case that is still pending. Responding to unspecified charges could only open
up a lot of things within the limitations of lawyer-client relationship and the
pendency of the case. The matter becomes more complicated if the case indeed
involves national security or national interest considerations. Overall, what one
could or would say, had to be carefully weighed and considered.
In the considerations of the parties submissions, I examined all the given facts,
although I also posited that the Supplemental Comment should be stricken from the
records of the case. But even if I were to fully consider the Supplemental Comment,
I would still have the same conclusion, even made stronger in my mind by the
seemingly disparate incidents that collectively point to a concerted and focused
drive to exclude Jardeleza from the nomination list. Indeed from the seat of
power and control, one may manipulate events with facility so that the
moving hand remains unseen. But over time and when the dots are inevitably
connected to one another, the pattern will show, as that pattern had been shown in
the examination made above.
To point the obvious ones, first, the objection was not made at the earliest
opportunity to give the JBC, as a body, full consideration of the objection. It was
raised at the last moment when the short list was already being considered, using
a provision of the JBC rules that is being invoked for the first time.
Second, it was apparently raised after a hidden campaign to exclude Jardeleza
must have failed at the JBC, i.e., after it became obvious that Jardeleza would get
the required votes unless an overt objection was made. Note in this regard that
even the Supreme Court appeared to have been manipulated when it was
not given the chance to vote for its recommendees. Apparently, Jardeleza would
have made, if not topped, the list of Court recommendees since the Members of the
Court have seen him in action during the oral arguments, have read his pleadings,
and collectively have a
423
423
in important matters and cases. Indeed, it is intriguing that the raffle was made on
the day after the June
424
424
30, 2014 JBC meeting that resulted in a short list of nominees when moot and
academic ruling could be very tempting.
Fifth, what apparently threw a monkey wrench in the plan to easily get the June
24, 2014 letter-petition out of the way, was the recommendation of the initial
Member-in-Charge, not to simply NOTE the letter and not to enter a moot and
academic ruling, but to ask the parties to comment in order to conduct a quiet but
speedy investigation.
At that point, objections at the En Banc were made, resulting in a majority ruling to
NOTE the letter without prejudice to any action Jardeleza might take. This was of
course a move that already rose to the level of malice, as time was of the essence in
acting on the matter; the regular and formal certiorari process alone would have
eaten up precious time on the part of the appointing authority.
Still relying on judicial processes, Jardeleza dutifully filed his petition on July 18,
2014 or about a month away from the Presidents August 20, 2014 deadline. The
Court acted on the petition in its July 22, 2014 Resolution by requiring the parties
to comment within a non-extendible period of ten days.
Surprise of surprises, this simple unsigned Court Resolution that could be prepared
from a template was not issued until August 1, 2014, thus again eating up a good
portion of the Presidents precious appointing time.
Sixth, the JBC filed its Comment at the last minute of the last hour of the deadline,
August 11, 2014 or a day before the En Banc meeting of August 12, 2014. A copy of
the Comment was given to the Member-in-Charge about 30 minutes from En
Banc time: how could the Member-in-Charge meaningfully consider the Comment
under this time constraint?
Significantly, CJ Sereno, a separate respondent, did not file any comment despite
the non-extendible period given. The catch was in the prayer of the Comment that
asked for a supplement where, as events unfolded, the full blast of CJ
425
VOL. 733, AUGUST 19, 2014
425
C.4. The JBCs impartiality in resolving the integrity objection against Jardeleza is doubtful
The facts, as derived from the pleadings, also raise questions about the JBCs
impartiality as shown by the manner it handled the objections against Jardelezas
integrity.
First, Jardelezas oppositor was CJ Sereno, who was not only a member of the JBC,
but its ex officio chair. Despite the opposition CJ Sereno voiced out against
Jardeleza, she was allowed to continue to sit and take part in the JBC deliberations
on Jardeleza.
That she did not vote for Jardelezas inclusion or exclusion in the short list is not as
material as her participation in the deliberations, where she had been at a better
position to influence the decision of the JBC members. The Chief Justices
participation in the deliberations allowed her to answer questions that other JBC
members posed as they underwent the decision-making process of including or
excluding Jardeleza; she could voice out her opinions and counter-arguments
against the misgivings and thoughts of other JBC members while they were
individually considering their votes, while effectively blocking whatever arguments
there might be to support Jardeleza.
This is in contrast to treating her as any other oppositor, where she would have the
opportunity to present her case against Jardeleza but not counter-argue as the JBC
members deliberate. Effectively, even without voting, CJ Sereno was allowed to be
an oppositor against Jardeleza and at the same time part of the body that would
decide his fate a situation
426
426
that the maxim nemo judex in parte sua (no man should be a judge of his own cause)
had warned against.
The selective application of the JBCs rules is also highly suspect. The proceedings
before the JBC showed that some of its members were aware that opposition to an
applicants inclusion in the short list and his response thereto should be in
writing.52 The JBC, upon CJ Serenos insistence, chose to ignore this rule which
embodied procedural due process for the sole reason that it would be messy.53
Instead, the JBC opted for an on-the-spot confrontation against Jardeleza, and
applied the unanimous vote requirement under Section 2, Rule 10 of JBC-009. That
a rule favorable to Jardeleza was not implemented while a rule that would make it
more difficult for him to become a nominee was
_______________
52 The minutes of the JBCs June 16, 2014 Executive Session show that
Congressman Tupas pointed out that the rules provide that an outsiders opposition
and the applicants comment to the opposition should be in writing, and asked
whether the same requirement should apply if the oppositor is a member of the
JBC:
Congressman Tupas continued should there be prior opposition in writing by
an outsider, he is allowed an opportunity to comment on the objection in
writing. He inquired: If there is a challenge made by an insider or a Member, then
the applicant can no longer obtain an affirmative vote from all the Members, and is
he therefore automatically disqualified? If a member invokes Rule 10, Sec. 2, should
not the candidate be given a chance to respond to the challenge in writing to his
integrity before a vote is taken? Minutes of the JBC June 16, 2014 Executive
Session, p. 3, emphasis ours.
53 In response to Congressman Tupas queries, Chief Justice Sereno replied:
Chief Justice Sereno pointed out that putting the challenge to Sol. Gen. Jardeleza in
writing could be messy as it would alert attention from the international
community and the international embarrassment and the possible adverse effect of
this on the Philippine claim might be complicated. Minutes of the JBC June 16,
2014 Executive Session, p. 3.
427
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C.5. The JBC gravely abused its discretion when it violated its own rules
The above discussion on procedural due process does not dwell on the topic of the
JBCs compliance with its rules; instead, it juxtaposed the JBCs actions with the
rudimentary principles of due process. The two principles of procedural due process
the right to be heard by an impartial tribunal are required of the JBC, even
without any express rule requiring them to observe these standards.
The JBC, however, has formulated its own rules, which even commanded that a
higher standard for procedural process be applied to Jardeleza. But even so, by
opting to selectively apply its own rules to the prejudice of Jardeleza, the JBC not
only violated the precepts of procedural due process; it also violated the very rules it
has set for itself and thus violated its own standards.
This kind of violation is far worse than the violation of an independently and
externally imposed rule, and cannot but be the violation contemplated by the term
grave abuse of discretion. The JBC cannot be allowed to create a rule and at the
same time and without justifiable reason, choose when and to whom it shall apply,
particularly when the application of these rules affects third persons who have
relied on it.
In the case of Jardeleza, the JBC had prevailing rules on how to handle objections
posed against applicants as well as rules that fully satisfied the requirements of
procedural due process: an objection that is sufficiently serious is required to be in
writing under required safeguards, and the applicant is given time to reply and the
right to be heard.
The application of these rules on objection were, for some reason, different in the
case of Jardeleza. Despite being a very serious candidate who in fact merited the
vote of a majority of
428
428
the members of the JBC, no specification in writing was ever made and the JBC
contended itself with a phone notification whose scope and effectiveness are
amorphous. The failure continued despite a formal letter-petition made by Jardeleza
before this Court that, unfortunately, was itself blocked, so that Jardeleza had to
resort to the present case.
The difference in treatment, of course, could be in the personality of the party
objecting to Jardeleza the Chair herself of the JBC and by the selected timing
of the presentation of the objection after all objections had been heard during the
final selection of the nominees to be short listed. These circumstances, to my mind,
make the JBC violation far worse than a mere differential treatment of an applicant
with an outside objector, particularly when, as shown above, circumstances exist
revealing a focused effort to exclude Jardeleza.
Admittedly, both JBC-00954 and JBC-01055 allow the conduct of a discreet
background information on the applicant. It is my view, however, that once the
discreet
background
investigation
produces
an
opposition
to
the
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VOL. 733, AUGUST 19, 2014
429
and of this principle to the present case, the JBCs interpretation of its rules should
not be given effect to the extent that it violates due process and fosters partiality.
In this all-important case where the matter in dispute may touch on the Presidents
power of appointment, the power of the JBC as a body tasked with the submission of
nominees to the President, and the Courts own power under the Constitution, the
Court once again must tread carefully to ensure maximum harmony among the
different contending entities while ensuring that the Constitution is fully respected.
No major obstacle appears with respect to the Presidents power to appoint, as the
Courts lookout is protective how to protect this power to ensure that it remains
full and unfettered.
If at all, a problem may arise if the President overshoots the temporal limitation in
the exercise of his appointing power, i.e., if he does not appoint and waits for the
final outcome of this case.
Any fear of conflict with the President on this point, however, would be misplaced as
this is a case of first impression where the risk present is the fettering of the power
of appointment. This Court should not be a stumbling block if the President takes
the view that he should not exercise his power of appointment in the meantime that
the list to be submitted to him is incomplete and is still being litigated in this Court.
This presidential approach, in fact, is a recognition of the proper exercise of
jurisdiction by this Court.
As has earlier been discussed, the Court exercises two points of entry in assuming
jurisdiction over the present peti431
VOL. 733, AUGUST 19, 2014
431
appointees to the judiciary,58 this constitutional design was put in place in order to
reinforce another constitutional mandate granted to this Court: its administrative
supervision over all courts and personnel thereof.59
In Ambil, Jr. v. Sandiganbayan and People,60 we characterized what makes up the
power of supervision:
On the other hand, the power of supervision means overseeing or the authority of
an officer to see to it that the subordinate officers perform their duties. If the
subordinate officers fail or neglect to fulfill their duties, the official may
take such action or step as prescribed by law to make them perform their
duties. Essentially, the power of supervision means no more than the power of
ensuring that laws are faithfully executed, or that subordinate officers act within
the law. The supervisor or superintendent merely sees to it that the rules are
followed, but he does not lay down the rules, nor does he have discretion to
modify or replace them.61
This ruling shows that the power of supervision is both normative and proactive.
The supervisor not only ensures that the subordinate acts within the bounds of its
law-laden duties and functions; he may also compel a subordinate to perform such
duties and functions, whenever it becomes clear that the subordinate has already
acted in disregard of it.
_______________
58 Constitution, Section 8(5), Article VIII.
59 Constitution, Section 6, Article VIII.
60 G.R. Nos. 175457 and 175482, July 6, 2011, 653 SCRA 576.
61 Id., at p. 596; emphasis ours.
432
432
433
practical effect of this declaration is to recognize the majority votes the JBC
previously cast in Jardelezas favor. He should thus be434
434
declared included in the short list of nominees pursuant to this JBC action.
Conclusions
Based on the above premises, I join the ponencia in the results and additionally hold
to ensure the maintenance of the Courts integrity and dignity as an institution
under the circumstances of this case that
1) The JBCs Supplemental Comment should be stricken from the records and its
copies withdrawn from circulation with the caveat that its contents should not be
publicly printed and disseminated;
2) The Court should declare that the JBCs selective application of its rules, in light
of accusations against petitioner Jardelezas integrity, violated Jardelezas right to
due process; the application therefore of Section 2, Rule 10 of JBC-009 is declared
invalid; and
3) In light of this invalidity and the majority votes the JBC already cast in
Jardelezas favor, he should be declared included in the list the JBC submitted to
the President on June 30, 2014.
In light of the time considerations involved, the Courts decision should be
immediately executory. The Office of the President should be immediately notified
of the results of the Courts decision even pending the formal release of the Courts
decision.
SEPARATE OPINION
PERALTA,J.:
I voted in favor of the majority when the Court En Banc deliberated upon the letterpetition of Solicitor General Francis Jardeleza in our June 24, 2014 Resolution,
which merely
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VOL. 733, AUGUST 19, 2014
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process in the proceedings before the JBC and, further, the Courts constitutional
power of supervision over the JBC must be upheld.
DISSENTING OPINION
LEONEN,J.:
Prefatory Statement
In the guise of an invocation of due process of law, this petition tempts us to reach
beyond our constitutional duties and require the Judicial and Bar Council to amend
the list of nominees to the vacancy in this court caused by the retirement of
Associate Justice Roberto Abad. The list was unanimously signed by all members of
the Judicial and Bar Council and validly transmitted to the President. None of its
members 436
436
dissented to nominating only four names for the vacant position of Associate Justice
of the Supreme Court.
The principal issue raised against petitioner during the proceedings in the Judicial
and Bar Council was sensitive to the national interest. It relates to his attempts, as
Solicitor General, to exclude certain statements in an important arbitration
commenced by the Republic of the Philippines.
The comment and supplemental comment submitted by the Judicial and Bar
Council show that it appeared to the Chief Justice and another member that these
attempts were legally baseless. Their assessment came not only from their own
knowledge of the issues as validated by their own discreet investigation but also
from the presentation of Senior Associate Justice Antonio Carpio. Senior Associate
Justice Antonio Carpio was invited as resource person to place in context the
objections to the inclusion of petitioner in the list of nominees. A copy of the
memorandum of the Republics principal foreign legal counsel in this international
arbitration was also made available to the members of the Council. The
memorandum was addressed to petitioner as Solicitor General and the Secretary of
Foreign Affairs.
Given the sensitive character of the grounds raised, the Judicial and Bar Council
chose to provide petitioner with a discreet forum to hear his side of this issue.
Despite being informed of the nature of the objection, petitioner instead chose to
raise solely procedural grounds claiming that the due process clause requires crossexamination.
No person has a vested right to be nominated for a judicial position. In my view, the
elemental requirements of fairness embedded in the due process clause was afforded
to petitioner.
We should tread carefully, stay our hands, and practice judicial restraint.
Significant cases such as these that could result in the nullification of an act of a
constitutional organ certainly do not deserve hasty conclusions and the abbrevi437
VOL. 733, AUGUST 19, 2014
437
The Constitution grants to the Judicial and Bar Council the sole and exclusive
power to vet not only the qualifications but also the fitness of applicants to this
court. It is the Judicial and Bar Council that determines the extent of competence,
independence, probity, and integrity that should be possessed by an applicant before
he or she is included in the list of nominees prepared for the President.
By constitutional design, this court should wisely resist temptations to participate,
directly or indirectly, in the nomination and appointment process of any of its
members. In reality, nomination to this court carries with it the political and
personal pressures from the supporters of strong contenders. This court is wisely
shaded from these stresses. We know that the quality of the rule of law is reduced
when any member of this court succumbs to pressure.
The separation of powers inherent in our Constitution is a rational check against
abuse and the monopolization of all legal powers. We should not nullify any act of
any constitutional organ unless there is grave abuse of discretion. The breach of a
constitutional provision should be clearly shown and the necessity for the
declaration of nullity should be compelling. Any doubt should trigger judicial
restraint, not intervention. Doubts should be resolved in deference to the wisdom
and prerogative of coequal constitutional organs.
Through a petition for certiorari and mandamus with an application for a temporary
restraining order, petitioner prays that we order that the list officially transmitted
by the Judicial and Bar Council and received by the Office of the President be
disregarded and in its place a new one made with his name included. This is what
he means when he prays that his name be deemed included. He claims that the
production of a new list is mandatory and ministerial on the part of the Judicial and
Bar Council.438
438
There are conflicts in the ambient facts as gathered from the pleadings.
On March 6, 2014, the Judicial and Bar Council announced the opening, for
application and recommendation, of the position of Associate Justice of the Supreme
Court to be vacated by Associate Justice Roberto A. Abad. On March 14, 2014, the
Council received a letter dated March 10, 2014 from Dean Danilo Concepcion of the
University of the Philippines College of Law, nominating petitioner to the position.
The Council also received a letter dated March 10, 2014 from petitioner accepting
the nomination.1
On April 24, 2014, the Council announced the names of candidates to the position,
which included petitioners, as well as the schedule of their interviews. Petitioner
was interviewed on May 29, 2014.2
Then the versions of petitioner and respondent Judicial and Bar Council diverge.
The Council alleges as follows:3
7. The basis of the challenge, as detailed by the Chief Justice, was the events that
transpired in the handling of the Republic of the Philippines Memorial in the case
of Republic of the Philippines v. The Peoples Republic of China of which Petitioner
was the Philippine agent. The case involved compulsory arbitration under the
United Nations Convention on the Law of the Sea (UNCLOS) initiated by the
Republic of the Philippines before the Permanent Court of Arbitration.4
_____________
1 Judicial and Bar Council Comment, p. 1.
2 Id., at pp. 1-2.
3 Judicial and Bar Council Supplemental Comment-Reply, pp. 1-7.
4 Id., citing PCA Case No. 2013-19.
439
439
440
440
441
442
442
very end, when he was overruled when the President himself intervened.
Secretary De Lima then explained that she was not involved in the
preparation of the Memorial, but in the later stages learned that it was the
collective decision of the Philippine legal team not to raise any discussion
on Itu Aba in the Memorial but take it up during the oral arguments as a
strategy.
19. The Chief Justice responded that the alleged strategy would have proven
too risky, because the International Tribunal may not call for oral
arguments; and even if it does, it may not allow any argument on a matter
not raised in the Memorial. Secretary De Lima said she was not informed of
such risk.
20. The JBC also discussed the media articles speculating on the issue of the
nomination of Petitioner. It lamented the fact that while it had done everything to
keep the objection against the Petitioner confidential, it still leaked out. . . .
21. The Chief Justice emphasized the inaccuracy of media reports that
Petitioner was not informed of the objection against him, considering that
he had been informed by the JBC through Justice Lagman of the basis of
the integrity objection.
....
23. After a short break, the JBC reconvened upon the arrival of Senior Associate
Justice Carpio to shed light on the legal memorandum that had been distributed.6
24. Senior Associate Justice Carpio confirmed that the exclusion of the 14paragraph discussion on Itu Aba from the Memorial would have been detrimental to
the Philippine claim in the West Philippine Sea
_______________
6 Id., citing Annex J of the Comment.
443
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443
case. He had found it strange that the Petitioner would not include the vital 14
paragraphs which were already in the original draft submitted by the Philippines
international lawyers Mssrs. Reichler and Martin.
25. At this point, Justice Lagman said that upon informing Petitioner that
Itu Aba was the subject of the integrity issue against him, the Petitioner
mentioned that someone told him that a German scholar advised its
exclusion. She informed the body that she called Petitioner a second time to
inform him of the invitation to appear before the JBC for this days session.
26. Senior Associate Justice Carpio explained that in the arbitral tribunal, there
might not be an oral argument. The tribunal would wonder why the Philippines
would not include Itu Aba. Moreover, he opined that there could only be one German
scholar referred to by the Petitioner, Professor Talman, who wrote in his work that
the tribunal does not have jurisdiction over the case because Itu Aba was never
raised nor mentioned by the Philippines in its earlier pleadings. He stressed that it
was known in the international community that Professor Talman has been
engaged by China to write for it and to promote its cause.
27. Senior Associate Justice Carpio found it inexplicable that the Petitioner had
instructed the exclusion of Itu Aba from the Memorial, even when its inclusion was
already strongly advised by the best international lawyers.
....
29. Petitioner was called to face the JBC in the afternoon of the same day. The Chief
Justice acknowledged and thanked Petitioner for his presence. She informed the
Petitioner that the JBC would like to propound questions on the following issues:
(a)His actuations in handling the West Philippine Sea case;
444
444
....
30. Petitioner, in response, reiterated his prayer in the aforementioned
letter-petition and asked the JBC to defer its meeting, since he was
expecting the Supreme Court En Banc, which would be meeting the next
day, to act on his letter-petition. Specifically, he demanded that the Chief
Justice execute a sworn statement of her objections, and that he must have
the right to cross-examine her in a public hearing. He indicated that the
same should also be required of Senior Associate Justice Carpio.
Congressman Tupas indicated that he wanted to hear for himself the
explanation of Petitioner, but the latter refused. Petitioner further stated
that he would not be lulled into waiving his rights. He then put on record a
Statement7 appealing that the JBC stay their hand that day and let the
full Supreme Court address the issue of what process was due him.
31. After a one-minute talk with Congressman Tupas, Petitioner gave his final
remarks and asked to be excused from the session. Congressman Tupas said that
Petitioner was unwilling to answer any of the JBCs questions.
32. The JBC moved on to discuss the nomination list and unanimously agreed that
Petitioners name would still be part of the ballot.
33. The voting resulted in a short list of the following candidates: Apolinario D.
Bruselas, Jr. with six (6) votes; Jose C. Reyes with six (6) votes; Maria Gracia M.
Pulido-Tan with five (5) votes; and Reynaldo B. Daway with four (4) votes.
34. The JBC agreed that while Petitioner garnered four (4) votes, he could not be
included in the short list
_______________
7 Id., citing Annex F of the Comment; also marked as Annex C of the Petition.
445
VOL. 733, AUGUST 19, 2014
445
Petitioner, on his part, claims that while he was informed by Justice Lagman of the
integrity objection, he was given very little information:
1. The acts of respondent Chief Justice Sereno in the events leading up to and
during the vote on the short list on June 30, 2014 show a premeditated
_______________
8 Id., citing PCA Case No. 2013-19.
9 Id., at pp. 2-7.
446
446
Chief Justice Sereno had already been campaigning against petitioner at the
previous JBC meetings of June 5 and 16, 2014.
3. Second, petitioners letter-petition filed before the Supreme Court on 25 June
2014, or five (5) days before the 30 June 2014 hearing of the JBC, was not acted
upon by respondent Chief Justice Sereno who controls the scheduling of the En
Banc meetings and agenda. Thus, the reliefs which are based on the JBCs own
rules prayed for by petitioner, including, among others, a written notice
containing the sworn specifications of the charges against him by his oppositors, the
sworn statements of supporting witnesses, if any, and copies of documents in
support of the charges, were mooted and made academic pursuant to the Honorable
Courts Resolution dated 08 July 2014. Petitioner appeared before the JBC on 30
June 2014 with very little information concerning the objections against his integrity.
All that he could gather was that it had to do with his work as Solicitor General.
4. Third, during the 30 June 2014 meeting, petitioner was informed by Secretary of
Justice Leila M. de
447
VOL. 733, AUGUST 19, 2014
447
final deliberation on the short list, that petitioner was verbally notified of
respondent Chief Justice Serenos objection against his integrity, and with no
details at that. The objections against him were therefore foisted past the period for
filing objections to his nomination a move calculated to deprive him of the
opportunity to properly respond in accordance with the JBCs own rules. Even his
plea for relief before the Honorable Court, as a last resort, was rendered useless due
to the malicious scheme employed by respondent Chief Justice Sereno.
7. Deprived of a formal notice detailing the unspecified allegations against him,
coupled with the lack of reasonable time to prepare for his defense, the
449
9. Petitioner assumes that the objection against him is related to the conduct of his
official functions as Solicitor General of the Republic. The JBC Comment vaguely
refers to an alleged inability to discharge the duty of the Solicitor General on a
matter of highest importance relating to the way he handled a very important
specific case for the Republic. He therefore finds it in gross violation of his rights to
due process because, while his principals in the Executive Department have not
sought it fit to complain, much less sanction him in any way for his official conduct
on a very important specific case for the Republic, two members of the Judiciary,
who are in no way his supervisors or principals, have found reasons to object to his
However, petitioner, in his reply, admits to have been informed of the integrity issue
against him at least immediately after the executive session. Until this case was
deliberated by this court, he has not given any sufficient explanation about the
substance of the charges. Neither has he informed this court that he will not do so
in view of any privileges he wishes to avail.
His claim that he was given very little information about the integrity objection is
contrary to the statement of Justice Lagman who disclosed during the June 30,
2014 session the following:
At this point, Justice Lagman said that upon informing Petitioner that Itu Aba was
the subject of the integrity issue against him, the Petitioner mentioned that
someone told him that a German scholar advised its exclusion. She informed the
body that she called Petitioner a second
_______________
10 Petitioners Reply, pp. 1-4.
450
450
time to inform him of the invitation to appear before the JBC for this days
session.11
The factual claims of petitioner relating to the extent of the information given to
him were sufficiently traversed in the pleadings of the Judicial and Bar Council. We
must presume that the Councils minutes contains the true narration of facts unless
proven otherwise by petitioner. This is to give deference to a constitutional body in
relation to its discharge of its official functions.
On the afternoon of the same day, the Judicial and Bar Council continued its
deliberations and proceeded to vote for the nominees. All members of the Council
were present. Thereafter, the Council released its list of nominees, which included:
Court of Appeals Justice Apolinario D. Bruselas with six (6) votes, Court of Appeals
Justice Jose C. Reyes with six (6) votes, Commission on Audit Chair Maria Gracia
M. Pulido-Tan with five (5) votes, and Regional Trial Court Judge Reynaldo B.
Daway with four (4) votes.12
The communication to the Office of the President reads:
June 30, 2014
His Excellency
President Benigno Simeon C. Aquino III
Malacaang
Manila
Thru: Atty. Paquito N. Ochoa
Executive Secretary, Office of the President
Your Excellency:
Pursuant to Article VIII, Section 9 of the Constitution, the Judicial and Bar Council
(JBC) has the honor to
_______________
451
submit the following nominations for the position of ASSOCIATE JUSTICE of the
SUPREME COURT (vice Hon. Roberto A. Abad), according to the number of votes,
per the JBC Minutes of even date:
1. BRUSELAS, Apolinario Jr. D. - 6 votes
2. REYES, Jose Jr. C. - 6 votes
3. PULIDO-TAN, Maria Gracia M. - 5 votes
4. DAWAY, Reynaldo B. - 4 votes
Their respective curriculum vitae are hereto attached.
Very truly yours,
[Original signed]
MARIA LOURDES P. A. SERENO
Chief Justice & Ex Officio Chairperson
[Original signed]
MARIA MILAGROS N. FERNAN-CAYOSA
Member13
The transmittal letter was signed by all the current members of the Judicial and Bar
Council. There was no dissent. The list submitted consisted of four names. It was
clear that the Judicial and Bar Council unanimously agreed not to transmit the
name of petitioner.
On July 8, 2014, the court En Banc issued a resolution which only noted petitioners
letter-petition on the ground of
_______________
13 Annex D of Petition and Annex H of Comment.
452
452
mootness in view of the transmittal of the list of nominees to the Office of the
President.14
On July 18, 2014, petitioner filed this petition for certiorari and mandamus with
this court, with an application for the issuance of a temporary restraining order,
against Chief Justice Sereno, the Judicial and Bar Council, and the Executive
Secretary Paquito N. Ochoa. He prays that Chief Justice Sereno and the Judicial
and Bar Council be found to have acted in grave abuse of discretion and that the
Council be ordered to include his name in the short list of candidates for the
position of Associate Justice. He also prays that a temporary restraining order be
issued against the President, through the Executive Secretary, to desist from
appointing an Associate Justice pending the determination of his petition.15
While his letter and his petition were pending, it appeared that petitioner had been
issuing statements to the media defending his actions in this court.16
The issues in this case are as follows:
Procedural:
1. Whether a writ of certiorari may issue against the proceedings of the Judicial and
Bar Council.
2. Whether the remedy of mandamus may lie against the act of the Judicial and Bar
Council.
3. Whether a temporary restraining order may be issued against a period mandated
by the Constitution.
_______________
14 Annex H of Comment. See also Re: Nomination of Solicitor General Francis H.
Jardeleza for the Position of Associate Justice Vacated by Justice Roberto A. Abad,
A.M. No. 14-07-01-SC-JBC, July 15, 2014 [unsigned resolution, En Banc].
453
1. Whether the supervisory power of this court over the Judicial and Bar Council
includes acts done in the exercise of its discretion.
2. Whether petitioners right to due process was violated by the Judicial and Bar
Council.
Petitioner argues that Chief Justice Sereno and the Judicial and Bar Council
committed grave abuse of discretion when his name was excluded from the final list
of nominees. He argues that his right to due process was violated when accusations
against his integrity were made twice, ex parte, by Chief Justice Sereno without
giving him an opportunity to be heard. He argues that Rule 4 of JBC-009 allows him
to confront his accusers publicly, and the refusal of Chief Justice Sereno and the
Judicial and Bar Council constitutes grave abuse of discretion.17
He also argues that Chief Justice Serenos interpretation of Rule 10, Section 2 of
JBC-009 goes against the collegial character of the Judicial and Bar Council since
the lone objector will be made completely capable of taking hostage the entire
voting process, only by the expedient of objecting.18 He argues that since he was
able to garner four (4) votes, the same as that of trial court Judge Daway, his name
should have been included in the short list.19
In his comment, Executive Secretary Ochoa agrees with petitioners arguments and
argues that Rule 10, Section 2 of JBC-009 is unconstitutional as it impairs the
collegial nature of the Judicial and Bar Council.20 He also prays that peti_______________
17 Id., at pp. 6-7.
18 Id., at p. 9.
19 Id., at p. 10.
20 Comment of the Executive Secretary, pp. 1-3.
454
454
455
The Judicial and Bar Council is a fully independent constitutional body which
functions as a check on the Presidents power of appointment. The historical context
of its creation has been previously passed upon by this court in Chavez v. Judicial
and Bar Council:28
Long before the naissance of the present Constitution, the annals of history bear
witness to the fact that the exercise of appointing members of the Judiciary has
always been the exclusive prerogative of the executive and legislative branches of
the government. Like their progenitor of American origins, both the Malolos
Constitution and the 1935 Constitution had vested the power to appoint the
members of the Judiciary in the President, subject to confirmation by the
Commission on Appointments. It was during these times that the country became
witness to the deplorable practice of aspirants seeking confirmation of their
appointment in the Judiciary to ingratiate themselves with the members of the
legislative body.
Then, with the fusion of executive and legislative power under the 1973
Constitution, the appointment of judges and justices was no longer subject to the
scrutiny of another body. It was absolute, except that the appointees must have all
the qualifications and none of the disqualifications.
Prompted by the clamor to rid the process of appointments to the Judiciary from
political pressure and partisan activities, the members of the Constitutional
Commission saw the need to create a separate, competent and independent body to
recommend nominees to the President. Thus, it conceived of a body representative
_______________
28 G.R. No. 202242, July 17, 2012, 676 SCRA 579 [Per J. Mendoza, En Banc].
456
456
of all the stakeholders in the judicial appointment process and called it the Judicial
and Bar Council (JBC). Its composition, term and functions are provided under
Section 8, Article VIII of the Constitution . . . .29
The creation of a Judicial and Bar Council was proposed by former Chief Justice
Roberto Concepcion during the deliberations in the drafting of the 1987
Constitution. According to him, the committee on justice of the Constitutional
Commission felt neither the President nor the Commission on Appointments would
have the time to carefully study the qualifications of every candidate, especially with
respect to their probity and sense of morality.30
Commissioner Rene Sarmiento echoed this sentiment, stressing that the creation
of the Council is a step towards achieving judicial independence.31 Thus, under
Article VIII, Section 8(5) of the Constitution, the Judicial and Bar Council shall
have the principal function of recommending appointees to the Judiciary. In its
entirety, the provision states:
Section8.(1)A Judicial and Bar Council is hereby created under the
supervision of the Supreme Court composed of the Chief Justice as ex officio
Chairman, the Secretary of Justice, and a representative of the Congress as ex
officio Members, a representative of the Integrated Bar, a professor of law, a retired
Member of the Supreme Court, and a representative of the private sector.
(2)The regular members of the Council shall be appointed by the President for a
term of four years with the
_______________
29 Id., at pp. 585-586, citing Malolos Const., Title X, Art. 80; Const. (1935), Art.
VIII, Sec. 5; 1 Records of the Constitutional Commission Proceeding and Debates, p.
437; Const. (1973), Art. X, Sec. 4; Records, Constitutional Commission, Proceedings
and Debates, p. 487.
457
However,
for
judicial
positions,
this
is
vested
in
the
Executive.
Judicial and Bar Council which is under the supervision of the Supreme
Court but composed of several components.
The Judicial and Bar Council represents the constituents affected by judicial
appointments and by exten_______________
32 G.R. No. 202242, April 16, 2013, 696 SCRA 496 [Per J. Mendoza, En Banc].
458
458
sion, judicial decisions. It provides for those who have some function vis--vis the
law that should be applied and interpreted by our courts. Hence, represented are
practicing lawyers (Integrated Bar of the Philippines), prosecutors (Secretary of the
Department of Justice), legal academia (professor of law), and judges or justices
(retired justice and the Chief Justice). Also represented in some way are those that
will be affected by the interpretation directly (private sector representative).33
(Emphasis supplied)
In Article VIII, Section 8(1) and (5) of the Constitution, the Judicial and Bar Council
is under the supervision of the Supreme Court34 and may exercise such other
functions and duties as the Supreme Court may assign to it.35
This courts supervision over the Judicial and Bar Council is manifested by its
composition, wherein the Chief Justice is its ex officio Chair and the Clerk of Court
is its Secretary ex officio.36 The emoluments of the members of the Council and its
budget are determined and provided by this court.37 Under Section 4(a) of A.M. No.
03-11-16-SC or A Resolution Strengthening The Role and Capacity of the Judicial
and Bar Council and Establishing the Offices Therein, the Ex officio Chairman
shall exercise overall administrative authority in the execution of the JBCs
mandate.
There is nothing in the Constitution which allows this court to interfere with the
Councils exercise of its discretion in the execution of its constitutional mandate. At
most, this courts supervision is merely administrative.
_______________
33 Dissenting Opinion of J. Leonen, Chavez v. Judicial and Bar Council, id., at p.
533.
34 Const., Art. VIII, Sec. 8(1).
35 Const., Art. VIII, Sec. 8(5).
36 Const., Art. VIII, Secs. 8(1) and 8(3).
37 Const., Art. VIII, Sec. 8(4).
459
VOL. 733, AUGUST 19, 2014
459
This aspect of the power of the Court its power of supervision is particularly
relevant in this case since the JBC was created under the supervision of the
Supreme Court, with the principal function of recommending appointees to the
Judiciary. In the same manner that the Court cannot dictate on the lower
courts on how they should decide cases except through the appeal and
review process provided by the Rules of Court, so also cannot the Court
manner of the exercise of their powers as the Supreme Court is the final
authority on the interpretation of these instruments. . . .39 (Emphasis
supplied)
_______________
38 G.R. Nos. 191002, 191032, 191057, 191149, A.M. No. 10-2-5-SC, March 17, 2010,
615 SCRA 666 [Per J. Bersamin, En Banc].
39 Separate Opinion of Justice Brion, De Castro v. Judicial and Bar Council, id., at
p. 788.
460
460
II
The remedy of certiorari does not lie
in nonjudicial or non-quasi-judicial functions
Petitioner claims that the noninclusion of his name in the short list was tantamount
to grave abuse of discretion amounting to lack or excess of jurisdiction on the part of
the Chief Justice and the Judicial and Bar Council.
To be clear, Rule 65, Section 1 of the Revised Rules of Civil Procedure provides for
the remedy of certiorari:
Section1.Petition for certiorari.When any tribunal, board or officer exercising
judicial or quasi-judicial functions has acted without or in excess of its or his
jurisdiction, or with grave abuse of discretion amounting to lack or excess of
jurisdiction, and there is no appeal, or any plain, speedy, and adequate remedy in
the ordinary course of law, a person aggrieved thereby may file a verified petition in
the proper court, alleging the facts with certainty and praying that judgment be
rendered annulling or modifying the proceedings of such tribunal, board or officer,
and granting such incidental reliefs as law and justice may require.
Spouses Ducadao v. Secretary of Justice40 clarifies that the writ of certiorari only
lies when the tribunal, board, or officer exercises judicial or quasi-judicial functions.
Thus:
For a special civil action for certiorari to prosper, therefore, the following requisites
must concur, namely: (a) it must be directed against a tribunal, board or
461
VOL. 733, AUGUST 19, 2014
461
_______________
41 Id., at p. 119, citing Azucar v. Jorolan, G.R. No. 177878, April 7, 2010, 617 SCRA
519, 527-528 [Per J. Villarama, Jr., First Division].
or guilty of any allegation made against him.48 Loosely akin to a job interview, the
process before the Judicial and Bar Council ascertains the fitness of the applicant
vis--vis the constitutional requirement of proven competence, integrity, probity,
and independence.49 The request to appear was made not only to allow petitioner
to air his side but also to enlighten Council members before they nominate those
they determine to be the most fit for the vacancy.50
The Judicial and Bar Council is also not an agency for debate. The request for
petitioner to appear before the Judicial and Bar Council is merely an extension of
the discreet background check the body is entitled to conduct, especially on issues
relating to the integrity of the applicant.51 The Council is entitled to verify claims
made against petitioner, without necessarily going into a full-blown trial.
At any rate, it is not within the Councils functions to determine factual issues and
make a pronouncement based on its findings. It is part of the process to satisfy each
members basis for their choices. After being provided with such information, the
members vote for their preferences based on their own view of the qualifications and
fitness of all the applicants. The actions of the Council questioned in this petition,
therefore, are not reviewable through the procedural vehicle of certiorari as a special
civil action.
III
The remedy of mandamus does not lie
to compel a discretionary act
_______________
48 Id.
49 Judicial and Bar Council Supplemental Comment-Reply, pp. 7-8, citing Const.
(1987), Art. VIII, Sec. 7(3).
50 Id., at p. 8.
51 Id.
463
VOL. 733, AUGUST 19, 2014
463
Generally, the writ of mandamus lies to require the execution of a ministerial duty.
A ministerial duty is one that requires neither the exercise of official discretion nor
judgment. It connotes an act in which nothing is left to the discretion of the person
executing it. It is a simple, definite duty arising under conditions admitted or
proved to exist and imposed by law. Mandamus is available to compel action, when
refused, on matters involving discretion, but not to direct the exercise of judgment or
discretion one way or the other.53
_______________
52 595 Phil. 305; 574 SCRA 661 (2008) [Per J. Velasco, Jr., En Banc].
53 Id., at p. 326; pp. 670-671, citing Angchangco, Jr. v. Ombudsman, 335 Phil. 767;
268 SCRA 301 (1997) [Per J. Melo, Third Division]; Blacks Law Dictionary (8th ed.,
2004); Lamb v. Phipps, 22 Phil. 456, 490 (1912) [Per J. Johnson, En Banc].
464
464
The duty of the JBC to submit a list of nominees before the start of the
Presidents mandatory 90-day period to appoint is ministerial, but its
465
VOL. 733, AUGUST 19, 2014
465
Justice Lagman suggested that the voting be deferred but Chief Justice Sereno
replied that the Council has already completed the process required for the voting to
proceed. There being no objection, the Council proceeded to vote for the
position of Associate Justice of the Supreme Court.
....
The Council agreed to consider the thirteen (13) candidates for the position of
Associate Justice of the Supreme Court.
The Members agreed to vote for a maximum of five (5) candidates each. The ballots
were distributed and votes cast and tallied accordingly.
....
The following candidates garnered the highest number of votes and included in the
short list:
Bruselas, Apolinario - 6 votes
_______________
56 Judicial and Bar Council Supplemental Comment-Reply, Annex C, minutes of
the Judicial and Bar Council Executive Session held on June 30, 2014.
466
466
IV
This courts expanded jurisdiction does not justify interference with the principal
functions of the Judicial and Bar Council
The invocation of this courts power under Article VIII, Section 1 of the Constitution
to determine whether or not there has been a grave abuse of discretion amounting
to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government in relation to the Judicial and Bar Councils discretion should be read
in context. It should not be read too expansively so as to undermine the
constitutional limits of our relation to the Council.
A showing of grave abuse of discretion should refer to a demonstrably clear breach of
a constitutional duty that is arbi-
_______________
57 Id., at pp. 6-8.
58 See Annex D of petition for certiorari and mandamus and Annex H of Judicial
and Bar Council Comment.
46
46
trary, capricious and whimsical.59 Our constitutional duty and power of review is
not to accept the arguments of petitioner because it is plausible. Judicial review is
also not a license to impose our own plausible interpretation of the rules of the
Council over their own. Judicial review requires as an absolute predicate, a showing
that the Councils interpretation and application of its rules is so bereft of reason and
so implausible. We do not analyze the cogency of the arguments of petitioner
or the interpretation that we would have put had we been in the Council.
Rather, the mode of analysis in our exercise of judicial review is to
scrutinize
whether
there
are
no
viable
reasonable
bases
for
the
Even after this court determines that there is such grave abuse of discretion, the
relief we provide should be prudently tailored so as to preserve the carefully crafted
balance among constitutional organs as well as between governmental powers and
its citizens.
Furthermore, any change in the interpretation of the rules of the Council should not
inequitably prejudice third parties who relied on the existence of these rules.
Petitioner was not the sole applicant to the position vacated by the retirement of a
member of this court. There are four (4) individuals that passed the Councils
determination of qualifications and fitness in the list transmitted to the President.
There are six (6) other individuals who did not make it to the list.
Thus, even if we assume, without conceding, that there was grave abuse of
discretion on the part of respondents, it will be both inequitable and a violation of
the rights of the other applicants and the other nominees to simply require the
amendment of the list transmitted to the President. Petitioner chose not to implead
them. They did not benefit from an opportunity to be heard by this court. Any
amendment to the rules of the Council through our interpretation given the
parties impleaded in this case should, thus, be prospective and applicable
only to future processes for nomination and appointment to our courts.
V
The interpretation of Judicial and Bar Council Rules is best addressed to the
Council. Its interpretation should be given the presumption of constitutionality
Petitioner argues that the Council erroneously interpreted its own rules when its
Chair invoked Rule 10, Section 2. In particular, he claims that Chief Justice
Serenos interpretation goes against the JBCs collegial character, giving any
member an effective veto.60
_______________
469
(2)The Congress shall prescribe the qualifications of judges of lower courts, but no
person may be appointed
470
470
471
WHEREAS, while the Council has been applying similar criteria in its assessment
of candidates to the judicial office or the Ombudsman or deputy Ombudsman, there
is a need to put these criteria in writing to insure transparency in its
ARTICLE VIII
Judicial Department
(2)The Congress shall prescribe the qualifications of judges of lower courts, but no
person may be appointed judge thereof unless he is a citizen of the Philippines and a
member of the Philippine Bar.
(3)A Member of the Judiciary must be a person of proven competence, integrity,
probity, and independence.
Sec.8.(1)A Judicial and Bar Council is hereby created under the supervision of
the Supreme Court composed of the Chief Justice as ex officio Chairman, the
Secretary of Justice, and a representative of the Congress as ex officio Members, a
representative of the Integrated Bar, a professor of law, a retired Member of the
Supreme Court, and a representative of the private sector.
(2)The regular members of the Council shall be appointed by the President for a
term of four years with the consent of the Commission on Appointments. Of the
Members first appointed, the representative of the Integrated Bar shall serve for
four years, the professor of law for three years, the retired Justice for two years, and
the representative of the private sector for one year.
(3)The Clerk of the Supreme Court shall be the Secretary ex officio of the Council
and shall keep a record of its proceedings.
(4)The regular Members of the Council shall receive such emoluments as may be
determined by the Supreme Court. The Supreme Court shall provide in its annual
budget the appropriations for the Council.
(5)The Council shall have the principal function of recommending
appointees to the Judiciary. It may exercise such other functions and duties as
the Supreme Court may assign to it.
Sec.9.The Members of the Supreme Court and judges of lower courts shall
be appointed by the President from a list of at least three nominees
prepared by the Judicial and Bar Council for every vacancy. Such
appointments need no confirmation.
473
VOL. 733, AUGUST 19, 2014
473
The Court has consistently yielded and accorded great respect to the interpretation
by administrative agencies of their own rules unless there is an error of law, abuse
of power, lack of jurisdiction or grave abuse of discretion clearly conflicting with the
letter and spirit of the law.
In City Government of Makati v. Civil Service Commission, the Court cited cases
where the interpretation of a particular administrative agency of a certain rule was
adhered to, viz.:
As properly noted, CSC was only interpreting its own rules on leave of absence and
not a statutory provision in coming up with this uniform rule. Undoubtedly, the
CSC like any other agency has the power to interpret its own rules and any
Texas Compress & Warehouse Co. v. Panhandle & S.F. Railing Co.
....
This principle is not new to us. In Geukeko v. Araneta, this Court upheld the
interpretation of the Department of Agriculture and Commerce of its own rules of
procedure in suspending the period of appeal even if such action was nowhere stated
therein. We said
....
. . . It must be remembered that Lands Administrative Order No. 6 is in the nature
of procedural rules promulgated by the Secretary of Agriculture and Natural
Resources pursuant to the power bestowed on said administrative agency to
promulgate rules and regulations necessary for the proper discharge and
management of the functions imposed by law upon said office. . . . Recognizing the
existence of such rule-making authority, what is the weight of an interpretation
given by an administrative agency to its own rules or regulations? Authorities
sustain the doctrine that the interpretation given to a rule or regulation
475
poration on the basis of COAs interpretation of its own circular that set bidding and
audit guidelines on the disposal of government assets
The COA itself, the agency that adopted the rules on bidding procedure to be
followed by government offices and corporations, had upheld the validity and
legality of the questioned bidding. The interpretation of an agency of its own
rules should be given more weight than the interpretation by that agency
The current members of this court may have their own views with respect to the
wisdom of this rule. For instance, some may disagree with the qualified vote
requirement for questions of integrity. Others may prefer a clearer definition of
what integrity may mean or who may invoke the rule as well as the procedure after
it is invoked. These, however, reflect policy preferences which are properly addressed
to the constitutional body to whom the sovereign delegated these matters of
interpretation, i.e., the Judicial and Bar Council.
There is nothing inherently unconstitutional with the lack of statutory or
procedural definition of integrity. This remains within the purview of the members
of the Council. It is a matter that is addressed to their reasoned judgment. The
Judicial and Bar Council is designed to act collegially. This is where contending
views coming from various sectors affected by every nomination and represented in
the discussions may be taken into consideration. Integrity can mean different things
for different people. Like all significant words, it has a sufficient set of meanings
that can frame expectations but at the same time is left malleable to address the
needs at present. The acts which lead to questions relating to integrity may be
different for each candidate. Thus, the past actions of a Justice of the Court of
Appeals, a Solicitor General, or a Dean of a College of Law who is aspiring for the
position of Associate Justice of this court that will be assessed by the Judicial and
Bar Council will be different.
As seen in the debates in the minutes of the meeting of the Council submitted to us
through its supplemental comment, the lack of integrity could be seen through acts
which directly or indirectly could be considered as dishonest and corrupt which
result in some illicit pecuniary benefit to the applicant. For the principal legal
counsel of government tasked to oversee arbitration to protect our claims to our
maritime resources, lack of integrity can mean unexplained decisions which put this
important initiative in peril.
477
VOL. 733, AUGUST 19, 2014
Jardeleza vs. Sereno
477
It is not for us to make these judgments simply because it is not our constitutional
duty to do so.
Neither is there anything strange with a qualified vote.
Even our Constitution provides for qualified votes for some sovereign acts such as
the processes for the amendment of our Constitution.64 A qualified vote underscores
the importance of the matter under scrutiny. Of the four requirements probity,
integrity, competence, and independence it may have been the policy decision of
the Judicial and Bar Council to give importance to integrity.
There are very plausible reasons for this policy.
In this court, it is the quality of integrity of each member that inspires us to have
the courage to use our constitutional duty to speak to power. We speak to power
whether this is sourced formally from the authority of the Constitution or informally
when it comes from the political influence, commercial standing, or the ability of a
party, litigant, or lawyer to mold media opinion. While theoretically and
constitutionally protected, we are hounded by the same human fears as any person
occupying a public office. We all know that we disgrace the privilege of our office if
we succumb to fear or favor.
More than any other quality, integrity emboldens us to separate the what from the
who: that is, to decide for what is right in the light of the law and principle
rather than consider who it will incidentally and immediately benefit. Giving it
primordial importance through a stricter voting requirement when invoked is not
bereft of reason. It is not arbitrary, capricious, or whimsical.
There are members of this court who feel that the invocation by one member of the
Council of this rule on integrity without any discussion amounts to a veto of its
collegial nature. The records submitted to us are clear: (1) discussions
_______________
64 Const., Art. XVIII.
478
478
ensued when it was invoked and (2) all members of the Judicial and Bar Council,
after the basis of the objection had been laid out clearly before them, agreed that it
be invoked.65 There was no violation of the collegiate nature of the Council.
The Rules permits a member of the Council to invoke the rule. The Chief Justice,
who is the ex officio chair of the Council, initially manifested that she was invoking
the rule in the executive session of the Council on June 5, 2014.66
A discussion took place during the executive session on June 16, 2014 regarding
Rule 10, Section 2. Thus, in the minutes as submitted to this court:
Secretary de Lima inquired whether the Chief Justice would still invoke Rule 10,
Sec. 2 of the JBC-009 (JBC Rules) notwithstanding the vote of all the other
members. She cautioned that there may be a lot of explaining to do on the
invocation of the Rule.
....
At this juncture, Congressman Tupas suggested a review of the JBC Rules on
integrity and went on to read the provisions in Rule 10, Section 2, thereof:
....
Congressman Tupas stressed the need to carefully examine the Rules since this is
the first time that the Rule will be invoked. For instance, he poised the question of
how many votes must a candidate garner when the affirmative vote of all Members
of the Council is required under Rule 10, Sec. 2. There is also the matter of who can
raise or challenge the integrity of an applicant: must it be raised by a Member, or
can a non-Member raise or challenge under the Rule. At what stage may the
challenge
_______________
479
Excluding the vote of the Chief Justice, petitioner still failed to garner unanimity of
the remaining members. He received four (4) votes of the possible five (5).70
_______________
67 Judicial and Bar Council Supplemental Comment-Reply, Annex B, pp. 1-2,
minutes of the Judicial and Bar Council Executive Session held on June 16, 2014.
68 Judicial and Bar Council Supplemental Comment-Reply, Annex C, p. 6, minutes
of the Judicial and Bar Council Executive Session held on June 30, 2014.
69 Id., at p. 6.
70 Id., at p. 7.
480
480
Clearly, it was not the will of only one member (the Chief Justice) which governed.
The invocation of the rule was collegially discussed. Clearly, the exclusion of
petitioner from the list was a unanimous Council decision.
We are not presented with a situation where only one member invoked the integrity
rule and the remaining members were unanimous in still including the name of the
applicant objected to in the list. This is not the situation that gave rise to the issues
in this case. The exercise of the power of judicial review must be narrowly tailored in
the light of the facts presented before us. It is not our duty to declare an act as
unconstitutional on the basis of speculative facts which could happen in the future.
We are not constitutionally empowered to provide advisory opinions. Neither would
it be equitable to declare an act as unconstitutional on the basis of facts which have
not yet happened.
This opinion is, therefore, limited to the ambient facts of this case. I reserve opinion
for other possibilities relating to Rule 10, Section 2 which have not yet happened.
The Judicial and Bar Council, not this court, continues to have the power to amend
its rules in the light of some possibilities that, in its judgment, may result in
inequity.
With respect to the facts of this case, the interpretation and application of the rule
by the Council were not implausible or bereft of reason. Hence, the challenge
against its constitutionality should fail.
VI
There is no violation of due process
The crux of this petition was that petitioner was allegedly deprived of his
constitutional right to due process when he was not given an opportunity to be
heard with regard to the questions against his integrity. He impliedly invokes
Article III, Section 1 of the Constitution which states that:
481
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481
482
482
74 Id., citing Lahom v. Sibulo, 453 Phil. 987; 406 SCRA 135 (2003) [Per J. Vitug,
First Division].
75 Id.
76 Section 6, JBC-10.
483
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Fairness as embodied in the due process clause of the Constitution takes its form in
relation to the right invoked and the forum where it is invoked. Certainly, when the
accused invokes his or her right in criminal trial, this takes the form among others
of the right to full-blown cross-examination of all witnesses presented by the
prosecution. For applicants to a vacancy in the Supreme Court and in the process of
the Judicial and Bar Council, the right to be considered for purposes of an
assessment of his or her qualifications and fitness also certainly does not require a
forum for cross-examination. The Council is possessed with a wide latitude to draw
information so that it may, consistent with its constitutional duty, make a selection
of at least three (3) names from a field of so many applicants.
The Constitution does not require a specific procedure whether in terms of a process
or a required vote. The sparse language of the Constitution leaves it up to the
Council to decide on these details. The Council only needs to follow its own rules. It
is entirely possible, at minimum, that fairness and due process be already met when
At its most basic, procedural due process is about fairness in the mode of procedure
to be followed. It is not a novel concept, but one that traces its roots in the common
law principle of natural justice.
Natural justice connotes the requirement that administrative tribunals, when
reaching a decision, must do so with procedural fairness. If they err, the superior
courts will step in to quash the decision by certiorari or prevent the error by a writ
of prohibition. The requirement was initially applied in a purely judicial context, but
was subsequently extended to executive regulatory fact-finding, as the
administrative powers of the English justices of the peace were transferred to
administrative bodies that were required to adopt some of the procedures
reminiscent of those used in a courtroom. Natural justice was comprised of two main
sub-rules: audi alteram partem that a person must know the case against him
and be given an opportunity to answer it; and nemo judex in sua cause debe esse
the rule against bias. Still much later, the natural justice principle gave rise to the
duty to be fair to cover governmental decisions which cannot be characterized as
judicial or quasi-judicial in nature.
While the audi alteram partem rule provided for the right to be notified of the case
against him, the right to bring evidence, and to make argument whether in the
traditional judicial or the administrative setting common law maintained a
distinction between the two settings. An administrative tribunal had a duty to
act in good faith and to listen fairly to both sides, but not to treat the
question as if it were a trial. There would be no need to examine under oath,
nor even to examine witnesses at all. Any other procedure could be utilized
which would obtain the information required, as long as the parties had an
opportunity to know and to contradict anything
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the opportunity to explain ones side. Hence, as long as petitioner was given the
opportu_______________
78 Id., at pp. 545-546; pp. 130-131, citing D.P. Jones and A. De Villars, Principles of
Administrative Law, pp. 148-149 (1985 ed.); Ridge v. Baldwin, [1963] 2 All E.R. 66
(H.L.).
79 565 Phil. 731; 541 SCRA 444 (2007) [Per J. Tinga, Second Division].
80 Id., at p. 740; pp. 451-452, citing Cayago v. Lina, 489 Phil. 735, 750-751; 449
SCRA 29, 44-45 [Per J. Callejo, Sr., Second Division]; Libres v. NLRC, 367 Phil. 181,
190; 307 SCRA 675, 683 (1999) [Per J. Bellosillo, Second Division].
81
G.R. No. 196425, July 24, 2012, 677 SCRA 408 <http://sc.
judiciary.gov.ph/jurisprudence/2012/july2012/196425.pdf> [Per J. Perlas-Bernabe,
En Banc].
486
486
nity to explain his side and present evidence, the requirements of due process are
satisfactorily complied with because what the law abhors is an absolute lack of
opportunity to be heard.82
Accordingly, the essence of procedural due process is simply the right to be heard.
Petitioners insistence, therefore, that the Council must adhere to a procedure he
suggested, using his interpretation of the Judicial and Bar Councils own rules, goes
beyond the minimum required by jurisprudence.
Petitioner
opportunity to be heard
was
given
the
The right to procedural due process cannot be derived from an invocation of Rule 4,
Sections 3 and 4 of JBC-009, which state:
SEC.3.Testimony of parties.The Council may receive written opposition to an
applicant on ground of his moral fitness and, at its discretion, the Council may
receive the testimony of the oppositor at a hearing conducted for the purpose, with
due notice to the applicant who shall be allowed to cross-examine the oppositor and
to offer countervailing evidence.
SEC.4.Anonymous complaints.Anonymous complaints against an applicant
shall not be given due course, unless there appears on its face a probable cause
sufficient to engender belief that the allegations may be true. In the latter case, the
Council may either direct a discreet investigation or require the applicant to
comment thereon in writing or during the interview. (Emphasis supplied)
_______________
82 Id., citing Cayago v. Lina, G.R. No. 149539, January 19, 2005, 449 SCRA 29;
Libres v. NLRC, 367 Phil. 181; 307 SCRA 675 (1999) [Per J. Bellosillo, Second
Division]; Montemayor v. Bundalian, 453 Phil. 158; 405 SCRA 264 (2003) [Per J.
Puno, Third Division]; AMA Computer College-East Rizal, et al. v. Ignacio, 608 Phil.
436; 590 SCRA 633 (2009) [Per J. Chico-Nazario, Third Division].
487
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487
permissive, not mandatory.83 The Council retains the discretion to require that
opposition be written. It also retains the discretion not to require comment on any of
the opposition filed. This may apply when the basis of the opposition is too trivial or
when the members determine that they are already possessed with sufficient
information necessary for them to vote their preferences. But this is not what
happened in this case.
Contrary to petitioners allegations, petitioner was given the opportunity to explain
his version of the facts that were based to question his integrity. The Council
insisted that petitioner be allowed to explain his side. The minutes of the executive
session dated June 16, 2014 narrate:
Justice Lagman stated that Sol. Gen. Jardeleza had a good reputation, but
considering the seriousness of the allegations on his integrity, he may challenge the
process. She said that fairness dictates that he be given due process and moved that
Sol. Gen. Jardeleza be allowed to explain his side.
....
After a discussion of the different options, Atty. Mejia reiterated Justice Lagmans
motion to give Sol. Gen. Jardeleza a chance to explain. Duly seconded, the motion to
invite Sol. Gen. Jardeleza to shed light on the issues raised against him was
approved.84
_______________
83 See Office of the Ombudsman v. Court of Appeals, 576 Phil. 784, 796; 554 SCRA
75, 85 (2008) [Per J. Carpio, First Division], citing De Ocampo v. Secretary of
Justice, 515 Phil. 702; 480 SCRA 71 (2006) [Per J. Carpio, Third Division].
84 Judicial and Bar Council Supplemental Comment-Reply, Annex B, minutes of
the Judicial and Bar Council Executive Session held on June 16, 2014, p. 3.
488
488
SEC.2.The complaint or opposition shall be in writing, under oath and in ten (10)
legible copies, together with its supporting annexes. It shall strictly relate to the
qualifications of the candidate or lack thereof, as pro489
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489
vided for in the Constitution, statutes, and the Rules of the Judicial and Bar
Council, as well as resolutions or regulations promulgated by it.
The Secretary of the Council shall furnish the candidate a copy of the complaint or
opposition against him. The candidate shall have five (5) days from receipt thereof
within which to file his comment to the complaint or opposition, if he so desires.
In the first place, petitioner was the one who relied on JBC-009 to formulate his
argument that he was deprived of due process. On page 7 of his petition, he alleged
that [t]he [Judicial and Bar Council] gravely abused its discretion when it denied
petitioner the mandatory due process safeguards under its own rules, citing Rule 4,
Sections 3 and 4 of JBC-009. He cannot, by way of reply, suddenly abandon that
argument and insist on a different provision.
The reluctance of the Chief Justice to put the matter in writing was reasonable
considering that it was a matter of national security. According to the minutes of
the executive session held on June 30, 2014, the Members agreed that it is best
that this be kept as confidential as possible to avoid problems for the country.88
The confidentiality observed by the Council was not for the purpose of denying
petitioner his rights. The Council merely had the best interests of the nation in
mind.
_______________
88 Judicial and Bar Council Supplemental Comment-Reply, Annex C, minutes of
the Judicial and Bar Council Executive Session held on June 30, 2014, p. 4.
490
490
VII
A time period mandated by the Constitution
cannot be deferred by injunctive writ
_______________
89 See Lozada v. President Gloria Macapagal-Arroyo, G.R. Nos. 184379-88, April
24, 2012, 670 SCRA 545, 559-560 [Per J. Sereno, En Banc] on its discussion on
presidential immunity from suits.
90 Supra note 38.
491
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The Constitution mandates that the President make an appointment 90 days from
the occurrence of the vacancy. Justice Abads retirement on his birthday which was
May 22, 2014 caused the vacancy in the present court. The President, therefore, has
until August 20, 2014 to make an appointment for the vacancy. A temporary
restraining order is a writ in equity provided for only in the rules of procedure
promulgated by this court.92 This court cannot, by way of temporary restraining
order, delay the running of the period mandated by the Constitution.
Third, it would be highly irregular and a violation of the ethical rules of the
profession for the present Solicitor General to request for an injunctive writ or a
temporary restraining order against the President who is his client and principal.
Even assuming, for the sake of argument, that a temporary restraining order may
be issued to restrain the President from performing his constitutional duty,
petitioner has not shown proof that he is entitled to its issuance. In Philippine
School of Business Administration v. Hon. Tolentino-Genilo,93 this court stated:
_______________
91 Id., at pp. 737-738, citing Dizon v. Encarnacion, 119 Phil. 20; 9 SCRA 714 (1963)
[Per J. Concepcion, En Banc].
92 See Rules of Civil Procedure, Sec. 58.
93 488 Phil. 446; 447 SCRA 442 (2004) [Per J. Garcia, Third Division].
492
492
The requisites for preliminary injunctive relief are: (a) the invasion of right sought
to be protected is material and substantial; (b) the right of the complainant is clear
and unmistakable; and (c) there is an urgent and paramount necessity for the writ
to prevent serious damage.94
There is no right that exists that could be protected by the issuance of a temporary
restraining order since petitioner has no vested right. He has not shown that he
possesses a clear and unmistakable right. Therefore, there is no material and
substantial invasion that must be prevented through a writ from this court.
VIII
To grant the reliefs prayed for by petitioner
The rights of those currently in the list of nominees transmitted by the Judicial and
Bar Council to the President will be impaired by the reliefs prayed for by petitioner
in this case. They are indispensable parties to this case because no complete and
final determination of the issues can be had without their participation. They have
more of a vested right in the preservation of the current list of nominees than
petitioner. They certainly will have a more adversarial stance than that of the
Executive Secretary. Petitioner should have impleaded them and given them the
opportunity also to be heard by this court.
The proper remedy would be for this court to order that the four individuals
currently in the list of nominees transmitted to the President be impleaded and the
opportunity to be heard given. They deserve to be heard before this court even
consid_______________
94 Id., at p. 452; p. 448, citing Toyota Motor Philippines Corporation Workers
Association v. Court of Appeals, 458 Phil. 661; 412 SCRA 69 (2003) [Per J. Callejo,
Second Division].
493
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493
IX
Proposal to expunge Supplemental
Comment-Reply of the Judicial and Bar Council
A member95 of this court is suggesting that the national interest requires the
suppression of the matters raised in the supplemental comment-reply of the
Judicial and Bar Council. This implies that we decide on this case without
considering the basis of the objection made by the Chief Justice and heard by the
other members of the Council. In effect, we are asked to decide without discussing
the merits of the position of one of the respondents.
I disagree that this is the proper way to decide this case.
In my view, it is the insistence of petitioner not to respond directly to the objections
during the in camera and confidential discussions of the Council on June 30, 2014
that has now caused both sides to lay bare their full arguments. Surely, as much as
petitioner believes in the importance of defending himself in this court, respondents
are also entitled to believe
_______________
95 See Separate Opinion of J. Brion, pp. 399-403.
494
494
96 See for instance S. Talmon and B. Jia, The South Sea China Arbitration: A
Chinese Perspective (2014). The materials in this book are widely perceived as
Chinas informal response to the claim of the Republic of the Philippines.
495
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495
X
Final note
Some members of this court will have their own personal evaluation of the
qualification and fitness of petitioner to be nominated for the position of Associate
Justice of the Supreme Court. I am no exception.
I have benefited from the wisdom of petitioner as a colleague in the faculty of the
UP College of Law. I have witnessed his appearances both orally and in writing as
the Solicitor General in the many cases that passed through this court. I know of his
family as well as his reputation held by many of our common friends.
Like in many cases, our decisions as Justices of this court carry the pains and
burdens which we have sworn to uphold. We have to follow the results of our
decisions on the issues posed before us.
496
496
vote of the Chief Justice, he was not able to garner unanimity among the remaining
members of the Council as required by the rules.
The importance of fully asserting the extent of our claims to natural resources
located within our continental shelves and our exclusive economic zone cannot be
understated. Present and future generations of Filipinos will rely on these valid and
legal claims.
It is with this in mind that we mark the heroism of our men and women in uniform
especially in our Navy and in the Marines. With the least of equipment, they stand
ready to
497
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It was within the power of petitioner to explain in executive session before the
Judicial and Bar Council. He could have done so while not waiving any of his
constitutional rights.
He has not done so. He chose not to. This case presents an ambiguity and an
anomaly he has chosen to live with. Perhaps, this will be one of those cases that will
await our historys better judgment.
ACCORDINGLY, I vote to DISMISS this petition.
Petition granted.
Notes.As the body tasked with the determination of the merits of conflicting
claims under the Constitution, the Supreme Court is the proper forum for resolving
the issue, even
498
498
as the Judicial and Bar Council (JBC) has the initial competence to do so.
(Kilosbayan Foundation vs. Ermita, 526 SCRA 353 [2007])
Mandamus will not issue to control or review the exercise of discretion by a public
officer on whom the law imposes the right or duty to exercise judgment in reference
to any matter in which the officer is required to act. (Privatization and Management
Office vs. Strategic Alliance Development Corporation, 698 SCRA 517 [2013])
o0o