Utah in Search of An Education Future
Utah in Search of An Education Future
Utah in Search of An Education Future
Wheatley Publications
Richard E. Kendell
Regents Professor, Utah Education Policy Center;
University of Utah
Richard E. Kendell received his Bachelors degree from the Weber State University, and his Masters and Ph.D. degrees from the University of Utah, emphasizing
in leadership and policy.
Dr. Kendell is a former Commissioner of the Utah System of Higher Education. He has previously also been executive director of the Utah Partnership for
Education, deputy to the governor for education and economic development,
superintendent of Davis School District, and Assistant State Superintendent of Schools. He is currently
a Regents Professor in the Utah Education Policy Center at the University of Utah. Dr. Kendell was also
formerly associate dean of the graduate school, associate dean of the school of education, and acting chair
in the department of leadership and policy at the University of Utah.
Dr. Kendell has received numerous awards including Utah Superintendent of the Year, a four-time
National Superintendent of the Year Finalist, Utah Education Association Administrator of the Year, and
the Lewis Shurtleff Award from Weber State University for his contributions to education.
David J. Sperry
Professor of Educational Leadership and Policy;
University of Utah
David J. Sperry is a professor of educational leadership and policy and Dean of
the College of Education at the University of Utah. He earned his BA, Masters,
and Ph.D. degrees from the University of Utah, where he emphasized in comparative education and education law. He began his career teaching social studies
at Murray High School in Murray, Utah, until he began teaching at the University of Utah in 1971. Dr. Sperrys teaching expertise includes education law, legal
research in education, and Utah school organization and administration.
Dr. Sperry is a recipient of the Darrell K. White Legacy of Learning Lectureship, the Murray High School
Distinguished Alumni Award, the Outstanding Faculty Scholarship Award at the University of Utah, and
the Faculty Teaching Award at the University of Utah.
Dr. Sperry has published eight books and numerous other chapters of books and scholarly articles. He is
an associate editor of Educational Administration Quarterly and was a former associate editor of Journal of
Cases in Educational Leadership. Dr. Sperry is a co-chair on the Governors Commission on Reading and
Literacy, a member of the WestEd Board of Directors, and also holds many other distinguished service
positions at the national, state, and university levels.
he warned, the school must be built by September of the following year, 1898, or State authorization would be cancelled.
Town citizens acted immediately. A bank loan provided funding for teachers salaries, secured by three citizens who mortgaged their homes. An emergency plan was launched to cut
and deliver timbers from nearby Brian Head. Two hundred
and fifty thousand bricks were made mostly by volunteers.
To secure cash, more than sixty families donated stock in the
Cedar City Coop and a local cattle cooperative. Lumber was
donated, including the siding of a newly constructed barn.
The effort was heroic, but the school was built and the teaching academy saved. Most donors never attended the school
they worked so hard to build.
It is tempting to write off this and similar stories as mere
nostalgia, remembrances of a better time uncluttered by
current conflicts and details. But the memories do linger in
many places, made more poignant by current controversies
that seem to diminish the role and importance of public
education. Moreover, focus group participants voiced a
genuine weariness with the current political climate and
the lack of adequate financial support, worrying that the
value of schooling and the importance of common purposes, in fact, may be waning.
There is evidence to suggest that such worries may be
warranted. Many participants pointed to the declining
financial support for schools over the last ten to fifteen
years. This loss of support is confirmed by a recent study by
the Utah Foundation which reported that Utah has a history of being a high effortlow yield state, meaning that
despite rather significant efforts to levy taxes the actual yield
of revenue has been rather modest. This was described by
the Utah Foundation as Utahs paradox. But the paradox
is no more. Over the last fifteen years in particular, Utah
has become a low effortlow yield state. Important tax
changes enacted over the last fifteen years have reduced
support for public and higher education in significant ways.
Utah now has the lowest expenditure per pupil of any state
in the Nation and not by a small margin. Utahs expenditure per pupil is 56 percent of the national average and
83 percent of the state that is the next lowest (U.S. Bureau
of the Census, 2010). This has occurred because several
of the methods that can be used for school funding have
been revised thus reducing the level of potential revenue
that could have come to schools. For example, property tax
levies were curtailed in the mid 1990s and such rates have
declined ever since. Income tax rates were reduced during
the 20002010 decade. The personal income tax which had
been set aside exclusively for public education was changed
by a constitutional amendment in 1997 to allow funding for
both public and higher education. This freed up the general
fund for other State purposes. The net effect is that potential sources of funding public schools have diminished over
time (Kroes, 2010).
In truth, participants in the focus groups were less concerned with the statistic of being last in per pupil funding
than with the practical, day-to-day implications for their
own work. The lack of funding is evident in a variety of
ways that impact students, parents, and teachers.
Example 1: Class sizes are too large in many instances.
This has less to do with comparative statistics and national
rankings than with meeting the needs of individual learners. Some classes especially at the elementary level are simply too large for the kind of individual attention that many
students need. Funding is not available to address this
problem and provide effective remedies targeted to specific
circumstances.
Example 2: Educational technology has made important advances to support both instruction and assessment;
but many schools have rationed access to such technology,
and the demand far exceeds capacity in many schools. The
availability of funding for instructional technology has
been inconsistent over time, stopping and starting and then
stopping again. There appears to be no vision or plan to
remedy this situation, thus frustrating students, parents,
and teachers.
Example 3: Many schools consist of a diversity of students who bring different languages, values, and attitudes
to the classroom. Some students have disabilities that
require specific interventions. Teachers need ongoing
training and assistance to be truly effective in their classrooms, but training programs have been cut back. In other
instances, specialists who have the knowledge to provide
interventions are in short supply or are not available at all.
These are only examples, but the point was made that the
lack of support for public education has consequences, particularly for students.
A recent study by the Utah Foundation illustrates the
point that Utah students have not performed well when
compared to students in states with similar economic and
demographic characteristics. This apple to apple comparison concluded that in key areas such as math, reading, and science, Utah students have performed at the low
end of its peer group for nearly two decades (Utah Foundation, 2010). The common perception that Utah schools
are high performing schools despite low funding is not
borne out by peer comparisons. Low funding has consequences; and according to this study, it has not produced
high performance.
It must be said that Utah, like the rest of the nation, is in
the middle of a serious recession and that all public institutions have been faced with funding cutbacks. Virtually all
participants acknowledged that some of the current difficulties result from problems with the larger economy. Utah
policymakers have, in fact, made good efforts to give public
schools priority over competing state functions; but schools
have not been left as unscathed as some have claimed. One
participating district reported expenditure reductions
of over $61.0 million over a two-year period. The conseUtah in Search of an Education Future
The state also has a vital interest in providing opportunities in higher education for as many students as possible.
A current report prepared by Anthony Carnevale from the
Center on Education and the Workforce at Georgetown
University argues that the major challenge facing Utah and
the nation is the development of human capital. A growing economy simply must have more educated people and
skilled workers. Fortunately, Utah has a good supply of students and raw talent. However, Carnevale (2011) projects
that by 2020 two-thirds of Utahs workforce will require a
post-secondary degree or credential that has value in the
marketplace. Clearly this economic and workforce requirement will demand careful planning and budgeting if a more
robust and thriving economy is to be achieved.
Admittedly, all of these maladies cannot be laid at the
doorstep of growth alone. Indeed, these problems are complex, but adequately accommodating growth is a significant
part of the solution. Enrollment growth cannot continue
without attention and better funding. The stakes are too
high, and the consequences both good and bad are too
important for individuals and the state. Even a modicum
of funding for student growth within the context of a statewide plan would go far in alleviating some of the most vexing current problems.
Achievement Gap
Utah is experiencing extraordinary demographic
changes, which University of Utah economist Pam Perlich
has referred to as Utahs Demographic Transformation in
a recent issue of the Utah Economic and Business Review.
She reports that Utah . . .will continue to become much
more diverse in many ways, including age, culture, language, nativity, race, ethnicity, religion, and socioeconomics. She reports that Utah in 2007, racial and ethnic
minorities were 18 percents of the Utah population and 24
percent of the population in Salt Lake County. These percentages will change to 30 percent and 41 percent by 2050
(Perlich, 2006, 2008). Early numbers from the 2010 Census
indicate that these estimates may have been too low.
Participants in the focus groups had first-hand experiences with the demographic changes and learning challenges that are affecting their own schools. And, changes
were not restricted to Salt Lake County. Teachers and
administrators indicated that significant changes were taking place in southern, central, and eastern Utah, including
both rural and more urbanized communities. Some school
districts in Utah County, Ogden and Salt Lake City, are
minority-majority districts at the present time.
One middle school principal described the growing
diversity of his schools student population by noting that
more than a dozen languages were spoken by his students.
He and his school district were scrambling to provide adequate services for these children.
The growing diversity of school districts has brought
into sharp focus the achievement levels of various subUtah in Search of an Education Future
Public Schools are two examples in a public school context, and Brigham Young UniversityIdaho is an example
in higher education.
The second issue has to do with the evaluation of teacher
effectiveness. This is a topic of much contemporary interest, and several organizations like WESTED, the Educational Testing Service (ETS), and the Hoover Institution
are developing new research and recommendations for
improved practice. One idea is to link teacher compensation with student achievement data. It is interesting to
note that the State of Colorado, in 2010, passed legislation
requiring teachers to be evaluated annually, with at least
half of their rating based on whether their students made
progress during the school year. This change in Colorados
teacher employment law was met with vigorous opposition
from the states largest teacher union but has been hailed
by others as an important step forward in holding teachers
more accountable.
With the prompting of Governor Jon M. Huntsman, Jr.
the Utah State Legislature (2009) introduced a teacher compensation plan and proposed linking additional compensation to teacher performance evaluations including student
test scores. The original plan had a fiscal note of approximately $25.0 million. Local school districts were given a
very short deadline to prepare proposals, and the process
resulted in the State Office of Education returning many
proposals for further development. Eventually the funding
disappeared, and the legislative plan was withdrawn. However, five local schools were funded to experiment with
teacher evaluation plans and to prepare reports for further
study. Reports from these initial pilot projects are pending.
Given the importance of this topic and notwithstanding the potential value of the five pilot projects currently
underway, it is surprising that there is not a bold and innovative plan being pursued in Utah. Perhaps this point of
relative stasis provides an opportunity for new thinking
and new proposals.
The three planning ideas described above are illustrative
of important issues facing Utah that could be addressed
with a strategic plan. These three issues have important
consequences for Utahs future, and none can be adequately
addressed by local school districts alone. A state plan
might include one or two additional topics that are considered significant in scope and importance for all districts
in the state. For example, reference could be made to the
six major themes identified for the Wheatley Institution
outlined earlier in this essay. Such a plan would give local
districts a framework for developing their own resources
and leveraging assets to complement state priorities. Such
an approach would preserve an important balance between
state and local initiatives and allow districts the opportunity to develop plans suited to the needs of their local
communities.
WHO IS IN CHARGE?
To many observers, especially those outside of the education community per se, the governance of public education is a confusion of shared responsibility, multiple layers
of authority, and complicated process variables that make
responsiveness to changing circumstances nearly impossible. Indeed there is reason to become confused if not exasperated by the multiple points of influence and control over
education policy and practice.
To begin with, the federal government plays a much more
significant role in public education than often thought,
despite the fact that states have the primary responsibility
for public education.
Since the United States Constitution does not authorize
Congress to provide for Education, the legal control of public
education resides with the states as one of its Sovereign powers (Cambron-McCabe, McCarthy, and Thomas, 2009).
But the U.S. Department of Education has gained a much
more important role in policy formulation by directing a
number of critical education programs that are funded
from federal sources. Career and technical education and
special education are two programs that receive significant
funding from the U.S. Department of Education, funding
that could not be easily replaced by state funds even if there
were the will and authorization to do so. The recent No
Child Left Behind initiative was accepted by the states
even though many of the states disagreed with some or all
of the programsimply because of the dependence on federal money.
The Race to the Top program is still another illustration of a well-funded U.S. Department of Education initiative that has captured the attention of many states and
school districts. The emphasis on math and science education and the importance given to evidence-based strategies to reform and restructure schools may have a powerful
impact on schools for many years to come.
At the state level the Utah State Board of Education has
certain powers granted to it by the Utah Constitution to
control and supervise public education in Utah. The state
board plays a significant role in the state, but its authority
is tempered by the fact that the Utah State Legislature has
the authority and responsibility to fund public education
and to hold schools accountable for the performance of
their duties. The state board has no authority to levy taxes
or to generate other revenue for schools. That said, there is
not a clear line of authority between board and legislative
responsibilities, and the state board often claims that the
Legislature intrudes into policies that rightly belong to the
state board. Moreover the terms control and supervise
are subject to broad interpretation, hence, there are no clear
guidelines for determining the boundaries of authority and
responsibility.
Local boards of education are at the firing line of education policy and practice and wield enormous influence over
the implementation of programs and the supervision of
students. Local districts are also empowered to raise taxes
and use them for school building construction, building
maintenance, transportation, and instructional programs.
Indeed, they must work within the broad framework established by legislative statutes and state board rules, but they
individually and collectively exert enormous influence on
the direction and control of education in the state.
The governor is the chief executive officer of the state
and the highest elected official responsible for directing
state government. The governor has the power of the bully
pulpit, exposure to the general public, especially through
the media, and has access to political leverage with the legislature and other political entities not equaled by any other
individual in the state. But the governors actual powers
over the conduct of both public and higher education are
very limited. Governors can exert enormous influence, and
often do in launching important educational projects and
initiatives, but they do so more by persuasion and political
leverage than by administrative authority.
Moreover, the state operates under a variety of employment agreements ratified by teachers and school boards at
the local level. While these agreements are entered into by
professional associations at the local level, the impact is
not unlike a state contract that binds the teachers and their
respective governing boards into specific agreements about
employment; retention; salary schedules and benefits; and
methods for evaluation, promotion, and dismissal.
What emerges from this overview of constitutional provisions, statutory enactments, rules, regulations, and court
decisions is a complicated pattern of governance that can
advance important ideas and initiatives, but equally, can
forestall new ideas, innovations, and reforms from ever
becoming a reality. Witness several examples:
Example 1: Governor Jon M. Huntsman, Jr. launched the
21st Century Workforce Initiative in the spring of 2008.
The effort had an audacious beginning with the appointment of prominent citizens, business leaders, education
officials, political leaders, and others to a Steering Committee. Participants worked under the general oversight
of the Steering Committee and went through a rather
elaborate planning process, many of them working virtually full-time during several months of the planning exercises. The report released in December of 2008 contained
many laudable ideas and plans for future work, but the plan
did not win favor with the Utah Legislature nor the public
school community. Little in the report received attention
after its formal presentation in January of 2009. The causes
were many: an elaborate but ineffective planning strategy;
doubts and suspicions on the part of some participants; too
little involvement by Utah legislators; a too ambitious calling for fundamental changes in the way schools, college,
and universities were to be governed and funded; etc. At
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the heart of the problem was a suspicion that the Workforce Initiative was simply a thinly veiled effort to change
the governance of public education. Regardless of the reasons, the effort was shelved.
Example 2: The Utah State Legislature, after many years
of exploring the possibility of launching a voucher program
in Utah, eventually secured enough votes to pass the most
expansive voucher law in the nation (2007). The vote margin
was very small, and the opposition from many traditional
education groups was open and assertive. Nevertheless, the
new law was passed, signed by Governor Huntsman, and
slated for full implementation. But the new law was never
implemented due to a public referendum that defeated the
new law by a 68 percent favorable vote. This is, perhaps, the
most significant reversal of new legislation in recent memory. Many lawmakers responded by saying that the people
have spoken, and the voucher issue should be put to rest.
But few focus group members took these statements at face
value, anticipating that the whole idea of a market driven
approach to public education was not dead, certainly not
among many Utah legislators who saw education as a broken institution that could only be fixed by a free market
approach. While the formal voucher initiative may be set
aside for now, other market driven ideas continue such as
charter schools, on-line courses and programs, and homebased education.
Example 3: The Utah State Board of Education has had
an ambitious agenda for improving the quality of schools
for many years. Indeed their funding requests to the Utah
Legislature have been very large, guided by the belief that
the Board needed to accurately represent the needs of all
school children statewide, and not to present a budget that
seemed simply realistic given certain revenue forecasts.
Prior requests have included plans for all-day kindergarten for all students statewide, and pre-school programs for
students most at risk of failing in school. Other priorities
have been improved reading programs, better assessments
to measure student achievement, math programs for the
early grades, more counselors for junior and senior high
schools, reduced class sizes, and improved educational
technology among many others.
Except for a few pilot programs authorized by the legislature, the state board has not been able to advance an agenda
to improve the quality of schooling albeit they have secured
funding for enrollment growth and modest increases in the
value of the weighted pupil unit.
The examples can be expanded, but the point is made
that the key parties for governing education in Utah have
had difficulty collaborating on new ideas and practices
that can be advanced to implementation. There have been
a couple of notable exceptions, both driven by governors.
The first is charter school legislation advanced by Governor Michael O. Leavitt which was a compromise position
with legislators who were advocating voucher plans. Indeed
the creation of charter schools resulted in the development
Utah in Search of an Education Future
will require new strategies for informing students, parents, and taxpayers.
2. School performance is not what it should be. By and
large, students can and should perform better, especially in basic subjects.
3. The achievement gap as outlined earlier is an enormous problem that cannot be ignored.
4. Future schools must be more successful in engaging
the participation of parents in the education of their
students. Poor parent involvement is a common complaint, but there must be carefully planned and creative
ways for schools to get better connected with parents.
5. The continuance of poor teachers is a serious problem.
School principals who fail to deal with poor teachers
present a serious problem.
6. Schools and districts must find ways to be more productive and effective. Added revenue from state and
local sources will demand such efforts.
7.
Education improvement cannot be left to schools
alone. Business, religious, political, and community
leaders must all join the effort to improve opportunities for students. The voice for education as described
earlier must be rekindled.
It is often said that politics is driven by crisis. The same
could be said about public education. Perhaps there is
no apparent crisis in education, at least not one that has
the drama of natural disasters or the near collapse of the
nations banking system. But below the surface of normalcy
are issues of major significance that could surprise many.
For example, neither the state nor the nation can sustain,
indefinitely, a high school drop-out rate as high as is currently the case. All students must become ready, in high
school, for either college (postsecondary training) or for
the workplace; and the requirements for either will demand
more skill and education than ever before. Our global economy requires it.
Surprising to some are the well documented changes in
U.S educational achievement especially since the 1970s.
Harvard economists Claudia Goldin and Lawrence F. Katz
have documented the slow-down in educational achievement for U.S. students and the loss of comparative advantage with other nations (Goldin and Katz, 2008). These
phenomena have had a particularly profound effect on
income disparity in the U.S. They conclude that:
The slowdown in the growth of educational attainment
... is the single most important factor increasing educational
wage differentials since 1980 and is a major contributor to
increased family inequality. If technology continues to race
ahead (and history suggests it will) and educational attainment does not begin to increase rapidly, we are likely to see
continued increases in inequality. For many reasons, then the
United States must find a way to increase the stock of educated Americans.
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