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Indian J Pediatr (September 2011) 78(9):10791084

DOI 10.1007/s12098-011-0458-1

ORIGINAL ARTICLE

The Efficacy of Zinc Supplementation on Outcome


of Children with Severe Pneumonia. A Randomized
Double-blind Placebo-controlled Clinical Trial
Ehsan Valavi & Mehran Hakimzadeh &
Ahmad Shamsizadeh & Majid Aminzadeh &
Arash Alghasi

Received: 24 December 2010 / Accepted: 3 May 2011 / Published online: 10 June 2011
# Dr. K C Chaudhuri Foundation 2011

Abstract
Objective To compare the clinical outcome of children
having severe pneumonia, with and without zinc supplementation by a randomized double-blind placebo controlled trial.
Methods In this study, 128 children (360 months old)
admitted to the hospital with severe pneumonia were randomly
divided into 2 groups (64 in each) that received either zinc
sulfate (2 mg/kg/d, maximum 20 mg in 2 divided doses, for
5 days) or a placebo, along with the standard antimicrobial
therapy. Primary outcome measurements included the time
taken for clinical symptoms of severe pneumonia such as fever
and respiratory distress symptoms to resolve, and the
secondary outcome included the duration of hospital stay.
Results The time taken for all the symptoms to resolve in the
zinc-supplemented group was significantly lesser then that in
the placebo group (42.26 [6.66] vs. 47.52 [7.15] h respectively,
p<0.001). The zinc-treated group had a significantly shorter
duration of fever (23.29 [6.67] vs. 26.6 [6.26] h, p=0.024),
E. Valavi : M. Hakimzadeh : A. Shamsizadeh : M. Aminzadeh
Department of Pediatrics,
Jundishapour University of Medical Sciences,
Ahvaz, Iran
M. Aminzadeh
Jundishapour University of Medical Sciences,
Diabetes Research Center,
Ahvaz, Iran
A. Alghasi
Faculty of Medicine,
Jundishapour University of Medical Sciences,
Ahvaz, Iran
E. Valavi (*)
Department of Pediatrics, Abuzar Childrens Hospital,
Pasdaran Street,
Ahvaz, Iran
e-mail: [email protected]

respiratory distress (32.87 [7.85] vs. 37.37 [4.43] h, p=0.001),


required a shorter hospital stay (126.74 [12.8] vs. 137.74
[11.52] h, p<0.001) than did the controls. The zinc
supplement was well tolerated by the children.
Conclusions The results suggest that adjuvant treatment
with zinc accelerates recovery from severe pneumonia in
young children and significantly reduces the duration of
hospital stay. Further studies are required to develop
appropriate recommendations for the use of zinc in the
treatment of severe pneumonia in other populations.
Keywords Children . Pneumonia . Supplementation .
Treatment . Zinc

Introduction
Severe pneumonia is one of the important causes of death
in children younger than 5 years, and two-thirds of these
deaths occur during infancy, with >90% in developing
countries [1]. Elimination of most of the environmental risk
factors of pneumonia is very difficult, but some nutritional
factors, including the replacement of vitamin A, need a
simple intervention [2]. Zinc deficiency is common among
children in developing countries because of inadequate
food intake, particularly from animal sources; limited zinc
bioavailability from the local diets; and losses of zinc
during recurrent diarrheal illnesses [3, 4]. Zinc deficiency
impairs the immune system and can increase the rate of
serious infections such as pneumonia [58]. This study was
designed to assess the beneficial effects of oral zinc
supplementation on the outcome of severe pneumonia in
hospitalized children, because there is no consensus among
the previously published reports. To the authors knowledge, this is the first such study in Iran.

1080

Material and Methods


Study Setting
A double-blind placebo controlled trial was conducted in
children aged 360 months of either sex, who were
admitted with a clinical diagnosis of severe pneumonia to
the Abuzar Childrens Hospital from December 2008
through January 2009. An informed written consent was
obtained from the parents of all eligible children before
enrollment. This study was registered with the Iranian
Registry of Clinical Trials (ID; IRCT138810303122N1).
The Ethical Committee of Ahvaz Jundishapour University
of Medical Sciences approved the study protocol and the
research department sponsored it.
Subject Eligibility
Children between 3 and 60 months of age, admitted to the
general ward of Abuzar Hospital were examined by the
study physicians and considered eligible for enrollment in
the trial if they fulfilled the criteria for the diagnosis of
severe pneumonia. Severe pneumonia was defined as
tachypnea (respiratory rate >50/min for children aged 3
12 months; >40/min for children aged >12 months),
accompanied with fever (axillary temperature >38.2C), a
short crackle noise during inspiration, a significant finding
of pneumonia on chest radiograph (including focal or
diffuse parenchymal involvement), and the presence of
any of the danger signs, including lethargy, inability to
feed, chest indrawing, or central cyanosis. In addition, the
ability to take the zinc or the placebo syrup orally was
required.
Children were excluded from the study on the basis of
the following criteria: lack of consent; any sign of
malnutrition, which could be classified as marasmus,
kwashiorkor, or marasmus-kwashiorkor requiring micronutrient (e.g., zinc) supplementation; any sign of nonrespiratory systemic disease, including sepsis, acute
meningitis, hemodynamic instability, congenital heart disease
or any gross congenital malformation; the presence of
diarrhea defined as the passage of 3 watery stools in the
past 24 h, or any bloody diarrhea; a known case of intolerance
or sensitivity to zinc or zinc-containing materials; a wheeze
identified during chest auscultation or a past history of
asthma; a clinical diagnosis of bronchiolitis; and receipt of
any drugs (including zinc) or antibiotics during 2 wks before
admission.
Sample Size
In this study, 128 children were enrolled and divided into
two treatment groups of 64 children each. The sample size

Indian J Pediatr (September 2011) 78(9):10791084

was calculated according to the method described in


previous studies [9, 10], assuming 80% power and a 2sided type 1 error of 5%.
Blinding Details
Investigators, study staff, and the participants were blinded
to the assigned treatment. All eligible children were
randomly assigned to receive a syrup containing either a
2 mg/kg/d (maximum 20 mg) of zinc sulfate or a placebo
(similar in packaging, taste, odor, and appearance) orally, in
two divided doses throughout the duration of their
hospitalization. The zinc syrup was obtained from Alhavi
Pharmaceutical Company. The department of pharmacology
re-bottled the zinc syrups and prepared similar packages for
drug and placebo. The syrups were labeled with randomly
selected numbers by a pharmacist not involved in the study,
and all other investigators were unaware about this design and
distribution.
Intervention
All the enrolled children were treated according to the
standard protocol for treatment of infants and children with
pneumonia. They received parenteral ampicillin. If the
chest radiograph or clinical presentation was found to be
consistent with staphylococcal pneumonia, the patient was
treated with cefazolin. Patients, who failed to improve after
48 h on this regimen of first-line antimicrobial therapy,
were switched to parenteral ceftriaxone or vancomycin.
This treatment was continued throughout the duration of
their hospitalization and followed by adequate oral therapy,
if necessary.
Information on current illness, anthropometric data, and
baseline physical findings as well as the number on the
drug package for each patient was recorded at the time of
enrollment. During hospitalization, each childs condition
was assessed at 8-h intervals by the clinical staff that was
unaware of the treatment allocation, and the findings were
recorded. Respiratory rate was measured for a full minute
with the childs upper torso clothing removed. The count
was done at a time when the child was not crying. Oxygen
saturation was measured by pulse oximetry. In patients that
required oxygen supplementation, oxygen was administered
nasally or via a hood. Axillary temperature was measured
using a standard mercury thermometer. The presence of
cough, chest indrawing, cyanosis, inability to feed, or lethargy
was also noted at 8-h intervals and recorded in the patients
chart.
Children were discharged when their clinical condition
had resolved and it was determined that they did not require
further hospital care, i.e., they were on oral feed, had a
normal respiratory rate (resolution of respiratory distress),

Indian J Pediatr (September 2011) 78(9):10791084

1081

Fig. 1 Trial profile


137 assessed for eligibility

9 refused to participate

128 randomly assigned

64 allocated to placebo group

2 withdrawals

64 allocated to Zinc group

3 withdrawals

61 Analyzed

62 Analyzed

and had no fever or tachypnea. The efficacy of zinc


supplementation was evaluated by comparing the resolution
time of specific indicators in children who received zinc
and those who did not. Primary outcome measurement
included the time period for resolution of clinical symptoms
of severe pneumonia such as fever as well as respiratory
distress symptoms, including tachypnea, chest indrawing,
cyanosis, inability to feed, and lethargy, and the secondary
outcome measurement included the duration of hospital
stay.

(SPSS) version 13.0 (SPSS Inc., Chicago, IL, USA), and


p values <0.05 were regarded as statistically significant.
KaplanMeier survival functions were used to measure the
median duration of outcomes and to assess the effect of
treatment on the study outcomes. The authors also analyzed
the effect of zinc supplementation on outcomes in the
different subgroups by age and gender, separately.

Statistical Analysis

From December 2008 through January 2009, 128


patients were enrolled in the study and randomly
administered zinc or a placebo along with standard
antibiotic therapy. Five patients were excluded from the

Analysis was based on the clinical outcomes. Data were


analyzed using Statistical Package for Social Sciences
Table 1 The baseline parameters
of enrolled patients

Results

Zinc group (61 patients)

Placebo group (62 patients)

Age(months)

15.41

15.89

Male(%)
Duration of illness (days)
Height (cm)
Weight (kg)
Feeding
Exclusive breast-fed(%)
Artificially fed
Breast fed and family diet
Vaccination(%)
Fever(%)
Tachypnea(%)
Respiratory distress(%)
Leukocytosis(%)

54.1
2.89
77.4
10.13

51.6
3.05
78.5
10.19

4.9
4.9
75.4
100
100
100
100
93.4

3.2
3.2
71
100
100
100
100
90.3

1082

Indian J Pediatr (September 2011) 78(9):10791084

Table 2 Clinical characteristics


of patients in treatment groups

Time for resolving all symptoms:


Time interval from enrollment to
absence of all symptoms, fever,
tachypnea, chest indrawing and
inability to feed

Primary outcomes
Respiratory distress resolving (h)
Fever resolving (h)
Time for resolving all symptoms(h)
Secondary outcome
Stay in hospital(h)

study, of which 4 (2 from each group) left the hospital


against medical advice, and 1 (from the zinc group)
withdrew from the study. Thus, the data of 61 and 62
patients from the zinc and placebo groups, respectively
were analyzed (Fig. 1).
The mean age was 15.65 (8.71) months, 54 patients
(43.9%) were younger than 1 year, and 65 (52.8%) were
boys. Ninety (73.2%) were breast fed plus received their
normal family diet, and five patients were exclusively
breast fed (4.1%). The median duration of respiratory
symptoms before hospitalization in both groups was 3 days.
All these variables were not different between the groups
(Table 1).
The time taken for resolving all the symptoms of
patients in the zinc-supplemented group was significantly
lesser than that in the placebo group (42.26 [6.66] vs.
47.52 [7.15] h respectively, p<0.001). The zinc-treated
group had a significantly shorter duration of fever (23.29
[6.67] vs. 26.6 [6.26] h, p=0.024) as well as respiratory
distress (32.87 [7.85] vs. 37.37 [4.43] h, p=0.001), than
did the placebo group. In addition, children who received
zinc supplementation required a shorter hospital stay
(126.74 [12.8] vs. 137.74 [11.52], p<0.001), than did the
controls (Table 2).
The pattern of recovery from fever, respiratory
distress, as well as the duration of hospital stay in
patients from both the groups is illustrated in Figs. 2a,
2b, and 2c. The zinc-supplemented group had a significantly accelerated recovery.
The authors subdivided the patients into two groups
by age (<1, and >1 year). The youngest patient was
approximately 3.5 months old, and 43.9% of the
patients were younger than 1 year. The mean time
for resolving fever and respiratory distress and the
mean length of hospital stay in the subgroup older
than 12 months was significantly different between
the groups that received zinc and the controls
(p = 0.034, p = 0.006, p < 0.001 respectively). However,
in the <1-year-old subgroup, only the mean duration of
stay in the hospital was significantly shorter in the zinc
group (p = 0.011). These findings did not show any
gender differences. The mean duration of zinc supplementation was approximately 5.25 days. It was safe and

Zinc Group (61 patients)

Placebo Group (62 patients)

32.87
23.29
42.26

37.37
26.6
47.52

0.001
0.024
<0.001

126.74

137.74

<0.001

well tolerated by the children, and all of them were


discharged without any drug complications.

Discussion
The authors evaluated the influence of zinc supplementation on improvement of the outcome of severe pneumonia
in a group of sick infants and young children who required
hospital care. This study showed significant reductions in
time required for recovery from symptoms of severe
pneumonia and reduction in the overall duration of hospital
stay in children who received zinc supplementation along
with standard antimicrobial therapy. The strengths of this
study include its randomized double-blind design and
similarity of the patient characteristics at baseline. Thus,
any differences in the study outcomes were likely to be
attributable to the supplements administered.
There are several reports on the impact of supplementation with nutrients such as zinc and vitamin A for the
treatment of pneumonia. Zinc as a micronutrient plays a
key role in the development and maintenance of host
defenses against infectious diseases, and zinc deficiency
seems to enhance airway inflammation and cellular damage
in respiratory infections [1116]. The reduction in recovery
time from symptoms of severe pneumonia as well as the
duration of hospitalization in the present cases can be
attributable to the function of zinc in the protection of the
lungs in inflammatory states.
Micronutrient deficiencies are common in children in
developing countries, including Iran [1719]. In addition to
the diet being deficient in zinc, its high phytate/zinc ratio
reduces zinc bioavailability [20]. Significant decreases in
diarrheal morbidity and mortality were observed in zincsupplemented children in several therapeutic trials [9, 21].
Similar to the present results, in a study in Kolkata,
Mahalanabis et al. showed significantly higher serum zinc
concentrations along with a faster recovery from severe
illness and fever in infants and children with severe
pneumonia who received zinc vs. a placebo [22].
A similar clinical trial in Bangladesh in 270 children
aged 223 months showed that elemental zinc (20 mg/d)
supplementation along with the standard antimicrobial

Indian J Pediatr (September 2011) 78(9):10791084


Fig. 2ac Kaplan-Meier survival curves of the median duration of
hospitalization and recovery from fever and respiratory distress in the
zinc treatment group (solid line; n=61) and in the placebo group
(dashed line; n=62) in suspected bacterial pneumonia cases

management, resulted in significant reductions in the


recovery time from symptoms of severe pneumonia
(including duration of chest indrawing, tachypnea, and
hypoxia), and the overall duration of hospital stay. The
mean reduction was equivalent to 1 hospital day for both
the outcomes [10].
In the present study, the mean reduction in the length
of hospitalization was approximately half a hospital day
(p<0.001). The mean duration for resolving fever and
respiratory distress in patients who received zinc supplementation was also significantly shorter than in the
controls (p=0.024 and p=0.001, respectively).
In contrast to the main findings of the current study,
results from other clinical trials did not show a significant
benefit of zinc supplementation in children with severe
pneumonia [9, 2325].
In a clinical trial conducted in Vellore, India, there were
no significant differences in the duration of tachypnea,
hypoxia, chest indrawing, inability to feed, lethargy, severe
illness, or hospitalization. In fact, zinc supplementation was
associated with a significantly longer duration of pneumonia
in the hot season. However, the mean plasma zinc
concentrations in the Vellore study subjects at enrollment
(11.0 mol/L) were significantly higher than those in the
subjects in Bangladesh (10.1 mol/L) and Kolkata
(9.6 mol/L, p=0.001) [9].
A recent study by Bansal et al. in Chandigarh, India, that
studied 120 children aged 224 months who randomly
received zinc (20 mg/d) or placebo, did not find any
statistical difference in the resolution time from respiratory
distress, tachypnea, hypoxia, or the duration of hospital stay
between the two groups [24]. However, in contrast to this
previous study, the authors did not include malnourished
children or patients who suffered from wheezing or
bronchiolitis. All of present patients were febrile, with
significant focal or diffuse parenchymal involvement, as
determined by chest radiography.
In another recent systematic review of 15 randomized
controlled trials by Mathew, the author concluded that there
was no therapeutic benefit of adding zinc to antibiotic
therapy in community acquired pneumonia [25].
The authors also analyzed the gender-specific influence
of the zinc treatment, and contrary to the findings of
Mahalanabis [22], found no significant difference between
the genders.
A limitation of the present study was that the authors did
not measure serum zinc levels in their study subjects.
However, an increase in serum zinc levels after supple-

1083

1084

mentation is predictable, as has been shown by previous


studies [10, 22].
According to the present findings and those of other
randomized clinical trials, the benefit of zinc supplementation in acute pneumonia is debatable. However,
although the present study shows statistically significant
benefit with zinc, it does not enough to confirm clinical
benefit of zinc supplementation, since there is only a few
hours difference in resolution of symptoms and duration
of hospitalization.
It appears that the effect of zinc supplementation in each
population varies because of multifactorial interrelationships. Additional basic studies could help elucidate the
mechanisms for these varying effects. However, zinc
supplementation in populations at a risk of zinc deficiency
would be beneficial.
Acknowledgments The authors are grateful to Dr. Zargar, Department of Pharmaceutics, Jundishapur University of Medical Sciences,
for the preparation of the placebo syrup. This study was supported by
the vice-chancellor of the research center at the Jundishapur
University of Medical Sciences (No: u-88091). The authors would
like to thank Mr. Cheraghian for his help in the statistical analysis of
the results.
Conflict of Interest None.

Role of Funding Source This study was sponsored by the research


Department of Jundishapour University of Medical Sciences.

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