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BY J. A. B. PALMER, B.A.
r I ''HE account which von Hammer gave of the origin of
A the Janissaries was accepted and followed by subsequent
writers from the eighteen twenties to the nineteen twenties.1
Then its authority began to be shaken, particularly by an
article published by F. Giese in 1924, in which he gave the
extracts from the chronicle of 'Ashiqpashazade relative to the
origin of the Janissaries.2 Giese based his revised narrative
only on those extracts : he himself was already editing a text of
the Anonymous Chronicle (to be mentioned presently) and was
presently to re-edit the text of 'Ashiqpashazade, while a few
years later Babinger was to discover and edit the text of the
chronicle of Uruj. One reason why Giese's article cannot be
treated as definitive is that these other texts were not then
equally available. There has been further discussion and the
latest writers on the subject, Professor H. A. R. Gibb and Mr.
H. Bowen, pronounce the origin of the Janissaries as still uncertain.3
This uncertainty can be removed, I believe, by a fresh
investigation of the sources, taking them in their due order and
considering their inter-relationship. The earliest sources are
three Turkish chronicles, composed in the fifteenth century but
comprising fourteenth century material. There are slight discrepancies between one of these and the other two in the passages relevant to our purpose, but these can be explained, and
the three chronicles together give us a clear and self-consistent
account of the matter, an account which I shall call the Chroniclers' Narrative. It has been already noticed by several writers
1 Josef von Hammer, Geschichte des osmanischen Reiches, 2te Ausgabe, Pesth.
(i) (1834), 92-100, 148-9.
2 F. Giese, Das Problem der Entstehung des osmanischen Reiches. Deutsche
morgenlandische Gesellschaft: Zeitschrift fiir Semitistik und verwandte
Gebiete,ii (1924), 246-71.
3 H. A. R. Gibb and Harold Bowen, Islamic Society and the West (1950),
p. 58.
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general designation for all the forces or formations, of technically servile status, dependent on the Sultan, including both the
various bodies of palace retainers as then existing and also the
Janissaries: but originally, as found in the chronicles, the distinction between Qapu Khalqi and Janissaries is clear and well
maintained.
It is evidently the expression Qapu Khalqi from which are
derived the expressions Tropra, Ovpa and Bvpai which appear in
Byzantine historians. It cannot, therefore, be said that these
expressions necessarily refer to the Janissaries, as, for instance,
when Ducas mentions the TTO/OTO, as present at the battle of
Nicopolis. No doubt, the Byzantine writers may not have been
aware of any distinction between Qapu Khalqi and Janissaries :
but, strictly speaking, we should think of the Qapu Khalqit the
Beg's dependent household bodyguard, and not the Janissaries,
when the term iropra or 6vpa is used in a fifteenth century Greek
text.
It remains to consider the force raised under the name of
yaya or footsoldiers, as mentioned at the end of the passage
now under consideration. The date of this experiment is not
indicated. It is a separate matter from the incident of the
white cap, and we may reasonably surmise that it belongs to the
period after 1340, and very possibly after 1350. It evidently
represents an attempt to increase the forces in close dependence
on the Beg, as distinct from the loosely organized ghdzis and
the feudal levy of the ffmdr-holders; "Ashiqpashazade says as
much. Whether the originator of the project was Chendereli
Kara Khalil Pasha (later Khair ad-din Pasha), as 'Ashiqpashazade tells us, is not certain. That personage, as we shall see,
was certainly concerned with the creation of the Janissaries, and
it may be by reflection from that fact that 'Ashiqpashazade
brings him in here: on the other hand, if he was concerned
with the unsuccessful experiment of the yaya, that could explain
why he was led to seek a fresh and successful solution of the same
problem through the creation of the Janissaries.
The Chroniclers' Narrative in these passages does not explain
the basis on which the yaya were raised. The view most
recently expressed is that they were originally given grants of
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and one prisoner out of five. Thus they arranged it and carried it out. They
collected the youths and divided them among the Turkish folk in Anatolia:
they set them to ploughing and to menial tasks, and they learnt Turkish. After
three or four years had passed, they brought them back and made them at the
Court into Yenicheri, and made them wear the white cap. This was the original
foundation of the Yenicheri: since that time they gave them the name Yenichm.
t
'Ashiqpashazade 1
The Khan stayed in state in Adrianopole. He gave a raid to his Lala to the
parts round Zagora and to Philippopolis. Evrenos Ghaz! also went, he conquered Ipsala. These became Uj-Begs each in his own place. One day a
danishmand they called Kara Rustem came from the Karaman country: he
came to Chendereli Kara Khalil, who was Qadl 'asker : he said, " Sir, why dost
thou cause loss of this property ". The Qadii said, " What is this property ? "
Rustem said " These prisoners which these ghdzis take, by the command of
God one in five of them belongs to the Khan : why dost thou not take ? " The
Qao!i 'asker submitted it to the Khan. They called Kara Rustem and said,
" My lord, whatever is the command of God, do." He set himself in Gallipoli:
he took 25 akches per prisoner, and this innovation was the work of two ddnishmands, one Chendereli Kara Khalil, and the other Kara Rustem. And also they
charged Ghazi Evrenos, they said, " Take one in five of the prisoners coming
from the raid, and from him who has not five prisoners take his 25 akches per
prisoner " : and over this arrangement Evrenos also set a Qadl. And many
youths were collected, they brought them to the Khan. Khalil said, " Let us
give these to the Turks, let them learn Turkish, let us make them into a force of
troops," thus said he, and thus it was. Day by day, there were more : in
the end they became Moslems, they made use of them for some years, afterwards
they brought them to the Court, they put on them a cap, they gave them the name
of Yenicheri, they exist at the present time.
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1 For a remarkable description of the Akinjis c. 1450, their training and methods,
see Fr. Georgius de Hungaria, O.P., Tractates de moribus, condicionibus et nequida
Turcorum, cap. v.
2 See, for instance, Uruj, p. 60.
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certain Kara Rustem suggested that the public fisc ought, under
the law of ghanimat, to make a levy of one prisoner in five.
This was done. Chendereli Kara Khalil suggested that the
prisoners so collected should be used to create a New Force of
slave-retainers for the Beg, known therefore as Yenicheri:
these were given the same white cap as the pre-existing Qapu
Khalqi. The application of the law of ghanimat involved a
cash commutation at 25 a^cAes per head for fractional groups of
captives. Later on this became transformed into a tax known
as penjik or ispenje, levied from Christian tenants by their Moslem
lords.
(iii) The Devshirme
The Chroniclers' Narrative shows that neither the Qapu
Khalqi nor the Janissaries were originally recruited by means
of the forced levy of Christian children later known as the
devshirme, the verbal noun of the same verb which the
Chroniclers' Narrative uses for the " collection " of the captives
taken by the fisc. For the origin of the devshirme we have to
utilize the information contained in two Latin writers.
The first of these is a Franciscan friar, Fr. Bartholomaeus
de Jano. In his Epistole de Crudelitate Turcarum, dated from
Constantinople in December 1438, he gives a long and harrowing description of the devastation caused by the Ottomans
(including a reference to the very raid into Siebenbiirgen in
August 1438 in which Fr. Georgius de Hungaria was captured),
the sufferings of Christian captives, and the iniquities of Christian
slave-dealers. He then gives a warning that Murad II is preparing an attack on Constantinople for the following year and
has recruited 3000 rowers and collected materials of war. He
next proceeds as follows:
Adde, si quid ponderis est, quod de omnibus villis, civitatibus et castellis suo
subjectis imperio, quae forte centum millia sunt decimam puerorum partem de Christianis, quod prius numquam fecerat, nuper accepit a decem usque ad viginti aetatis
annos, quos suos speciales sclavos et armigeros, et quod pejus est, Saracenos ejfecit.1
J Migne, PG. 158, cols. 1055-67: the quotation is from col. 1066. The
credit for first noting this statement seems to belong to J. H. Mordtmann in an
article in Encyclopaedia of Islam, s.v. Devshirme : but he quoted inaccurately and
without the necessary context, and failed to give the reference. Fr. Bartholomaeus de Jano is so named from his birthplace, Giano near Spoleto (Yanensii
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entirety from the first edition of his work, expanding abbreviations, but otherwise retaining his orthography :
Praeterea Turcus magnus ab omni prede et rapina decimas suas habet et cam
senserit copiam esse captivorum, precepit ut omnes juvenes a xx. annis et infra per
partem decime que ad eum special sibi offerantar. Sed et per omnem terram sui
dominii adhuc multi sunt de greets antiquis et aliis nationibus qui castella et oppida
plurima inhabitant et ab omnibus statutis et oneribus aliorum dominorum liberi et
exempti ipsius regis serviciis intendunt et ad eius curiam pertinent. Hortm
filios a xx. annis et infra etatis missis nunciis de quinquermio ad quinquennium sibi
adducere precipit et jubet ut, distributi per curias magnatorum suorum, in moribtu et
viribus et in armis erudiantur et exerceantur. Qui dum circa xx. vel amplius etatis
pervenerint reductos ad curiam suam in stipendium suum cos recipit et sibi familiarii
facit. Tales eorum lingua gingitscheri vocantur et habentur aliquando in curia
regis xxx. vel xl. milia et portant quaedam insignia in vestimentis et maxime in
capite portant pileos vel mitras albas, quibus nemo audeat uti nisi sit de curia regis.1
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says it was quadrennial: x Paulus Jovius only mentions recruitment from prisoners of war: 2 these last three sources are all
about 1540.
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century and later, so that they start from the later elaborations
and read these back into the primitive institutions. Thus,
starting from the later 'Ulufeji classification, they confound the
Qapu Kullari and the Janissaries from the beginning, so that
they miss the vital distinction in origin between them. Then,
again arguing from the later conditions, they regard the Musellem
as earlier than, or contemporary with, the yaya in origin, a view
not supported by either the Chroniclers' Narrative or the
Idrisian Version, and consider that the yaya had grants of land
originally, not pay, which is contrary to the Idrisian Version,
the earliest account of the matter. The connection of the
Bektashis with the white caps they regard as wholly apocryphal.
One may say, therefore, with all respect to such distinguished
scholars, that the problem for them has continued to be bedevilled
by the lack of orderly and critical analysis of the sources. By such
an analysis we have endeavoured to restore in its simplicity and
self-consistency a story first innocently distorted by the literary
devices of Idris, less innocently embroidered by the Bektashis,
then lost to sight in the tangle of later Ottoman administrative
rules and traditions, and later recovered by even the greatest of
European Turcologists only in a muddled and unrecognizable
state.
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