Schrempp, Gregory - 1989 Aristotle's Other Self
Schrempp, Gregory - 1989 Aristotle's Other Self
Schrempp, Gregory - 1989 Aristotle's Other Self
the many, the same and another, and so forth, does not impose ... the necessity of affirming one of the terms if the other be denied, or vice versa"
(1910:77).
Subsequent inquiries into the possibility of alternative logics have emphasized statements of seeming identity between humans and other entities of
the natural world, notably an apparent claim of the Bororo that they are parrots. However, Levy-Bruhl himself recurrently schematized "participations" as
of three types: those between given individuals and their appurtenances (e.g.,
hair, nails, food, clothes, name, reflection, shadow); those between individuals and their social groups; and those between individuals and other entities
of the natural world. These various kinds of participations will be considered
in the course of this discussion.
It is well known that, in the posthumously published Notebooks of Levyarch', there were some significant alterations in his formulation of the participation/logic contrast. Although many of these were matters of emphasis
(cf. Horton 1973:257ff.), two are particularly important here. First, while there
was still a general sense of an evolutionary transition from a preponderantly
participatory to a predominantly logical mentality, there was a greater emphasis on both principles as fundamental to all humans, and an incipient interest in exploring the character and function of participation as a seemingly
generic principle of human mentality (e.g., Levy-Bruhl 1949:99-105). Secondly,
the emphasis on the affective, noncognitive, character of participations was
now accompanied by an uneasiness about pairing participation with logical
thought (thus treating these two principles as comparable) (1949:61, 73, 99106, 159).
Among subsequent scholars, debates about the law of contradiction developed into a fascinating set of variations, reflecting in part different questions brought to this discussion within changing intellectual contexts. In the
dialogue between Durkheim and Levy-Bruhl, the law of contradiction was
involved in several momentous debates. Horton (1973:268ff.) has contrasted
Levy-Bruhl and Durkheim with respect to their views on the nature of the
transition from traditional religious thought to scientific thought, suggesting
that Levy-Bruhl envisioned this in terms of contrast and inversion, while
Durkheim saw it in terms of continuity and evolution. But the significance
of participations to Durkheim was not limited to evolutionary issues. Durkheim's notion of effervescence and the arguments with which he surrounded
it, such as the pan pro tom argument, suppose a kind of fusion that at least
approaches the mystical participations that Levy-Bruhl proposed. Though
Durkheim's notion of contradiction is problematic (it will be considered be-
Finally, Pierre Bourdieu has implicated Western logic, and indirectly the
law of contradiction, in a reilexivist critique of anthropological representation. He suggests that ritual practice may in some instances be organized according to a "fuzzy" or "fluid" abstraction, which permits it an economy and
flexibility grounded in and appropriate to the fact that it is a lived logic. Represented under the totalizing synopticism of the anthropological gaze, however, schemata generated through this logic can evince contradictions that
do not appear as such in their primary context, since "it is unlikely that two
contradictory applications of the same schemes will be brought face to face
in what we must call a universe of practice (rather than a universe of discourse)"
(Bourdieu 1972:110). This lived logic appears to be essentially the law of contradiction minus the "in the same sense" clause; in Bourdieu's words, the lived
logic excludes the Socratic question of the respect in which the referent is apprehended" (112). In one sense, the alignment here is the conventional one:
the tighter logic belongs to the Western analyst and the looser logic to the
indigenous system. The contrast that emerges, however, is not between different minds, but between minds engaged in different relationships to the matter at hand: living a given scheme vs. organizing it under the "fictitious"
academic synopticism.
Bourdieu's conclusion might be seen as a kind of maximum statement of
a principle that was given impetus by Evans-Pritchard: that analysis of systems of thought must be carried out within the context of social life and practice within which they operate. Bourdieu's work also exemplifies another
tendency which stems largely from Evans-Pritchard: that is, the issues first
formally posed by Levy-Bruhl are now issues specifically taken to the field
for investigation, rather than merely drawn out of standard ethnographic
sources, as they had been by Levy-Bruhl. Particularly noteworthy in this respect is Crocker's (1977) reinvestigation of theories that stem from Levy-Bruit
extrapolations about the Bororo.
In addition to these intellectual issues, some very weighty moral issues are
involved in debates surrounding the law of contradiction. On the one hand,
the denial of the cross-cultural applicability of this law can be seen as the
attempt to deny fundamental humanity to "others"Aristotle himself likened
the person who would not accept such a principle to a vegetable. On the
other hand, precisely because Aristotle announced the law of contradiction
as the best established of all principles and as the principle necessary for all
other knowledge, willingness to consider the possibility of the relativity of
even this principle can be posed as the greatest test of humanistic pluralism.
Whichever course is pursued, the moral extremes that come to focus in such
The law of contradiction thus has a special status in a double sense: it belongs to the principles of being qua being, and of these principles, it is the
best established.
The partialness in the case of the Ethics has to do with the nonfinal character of many ends:
Now we call that which is in itself worthy of pursuit more final than that which
is worthy of pursuit for the sake of something else, and that which is never
desirable for the sake of something else more final than the things that are
desirable both in themselves and for the sake of that other thing, and therefore
we call final without qualification that which is always desirable in itself and
never for the sake of something else.
Now such a thing happiness, above all else, is held to be; for this we choose
always for itself and never for the sake of something else. (1.7, 1097a30-1097b1)
and still argue; or, conversely, as soon as someone argues against this
principle, his opponent can point out some way in which the argument rests
on the nonequivalence of "to be" and "not to be." One important strain in
Aristotle's discussion thus has to do with consistency of proposition and
definition.
But the emphasis in Aristotle's demonstration shifts from the impossibility
of discourse to the disarray in the order of the cosmos that would obtain if the
law of contradiction did not hold: 'All things will be one-the same thing will
be man, god, ship, and the contradictories of these" (M T.4, 1008a24-25).
Many of these arguments allege our dependence upon this principle in the
negotiating of various prosaic life activities; for example,
Why does one walk to Megara and not remain at rest, when one thinks
one ought to walk there? Clearly we judge one thing, e.g. to see a man, to be
better, another to be worst. And if so, we must judge one thing to be a man,
another not to be a man, and so on. (t.4, 1008b14-27)
The fact that Aristotle passes from the law of contradiction as principle of
intellectual coherence to the law of contradiction as statement about the
order of the sensible world is significant. Two points are of particular interest
to anthropology, and both can provide a point of contrast in turning to the
other voice of Aristotle, that of the Ethics.
First of all, it should be noted that Aristotle's vision of metaphysics seems
to have been clouded in anthropology, especially by nineteenth-century evolutionist writers, from Comte on, for whom "metaphysics" was disparaged as
the realm of pure phantoms of the mind, devoid of any empirical character. It
is true that Aristotle sets out the law of contradiction in the context of a
search for the most encompassing and, hence, most abstract principles. But,
in the absence of any higher principle, Aristotle in part turns his appeal to the
opposite extreme, as it were, to immediate and prosaic life pursuits: getting
to town, avoiding mistaking a man for a battleship, and so on. Such concerns
form a central part of the context in which the law of contradiction is set out.
In pointing to the fact that conducting practical pursuits involves discriminations of better and worse, Aristotle does in a sense implicate values and
ends. But the fact that we do make evaluations regarding relative desirability
of alternatives is, in this discussion, simply assumed. The point is that he
invokes this as a self-evident truth in order to support the larger argument:
that we do make distinctions, and hence, Aristotle argues, rely upon the law
of contradiction. Questions such as How should we determine what is desirable? and What is the nature of our associations with desirable people and
things? remain peripheral. These issues belong to the Ethics.
Secondly, the fact of the several strategies for demonstrating our dependence upon the law of contradiction" is of direct relevance to anthropology.
The movement between the several strategiesor at least what could readily
appear to a modern reader as several strategiesmay have been unproblematic
in terms of Aristotle's overall vision of metaphysics. But in the present context of anthropological theory the implications of the different strategies are
critical. At one pole is the formula (p and not-p) characterization, which is
based on definitional consistency and which is not even necessarily "referential," at least in any obvious sense. At the other pole, there emerges a characterization in which "contradiction" is tantamount to failing to properly
perceive distinctions comprised in the given essences" or "substances" of things;
at certain points at least it seems that Aristotle envisioned the law of contradiction and the notions of "substance" and "essence as in some sort of
interdependent relationship.
Both of these ways of envisioning the notion of contradiction can also be
found in anthropological discussions. While the logical formula is sometimes
cited, the "contradictions" that are adduced are usually not p/not-p pairs of
propositions, but rather statements of seeming identity between objects that
Western observers consider to be "different" things, that is, distinctions such
that being one kind of thing (e.g., a 'man') precludes being another kind of
thing (e.g., a 'parrot". Most of Levy-Bruhl's characterizations of contradiction are of the latter type, as are those of Durkheim. Durkheim portrays the
contradictory character of religious thought not in terms of logically contradictory (p/not-p) statements, but in the claim that religious thought displays
an 'aptitude for confusing things that seem to be obviously distinct" (1912:
268). He goes on to portray such confusions, however, as merely one form
of the uniting of the heterogeneous:
Is not the statement that a man is a kangaroo or the sun a bird, equal to identifying the two with each other? But our manner of thought is not different
when we say of heat that it is a movement, or of light that it is a vibration
of the ether, etc. Every time that we unite heterogeneous terms by an internal
bond, we forcibly identify contraries. (271)
And these leaps are not matters of definitional consistency, but of differences
in the "things" that religious thought seeks to unite.
Any full-scale history of the concept of contradiction will have to contend
with the fact of several possible characterizations whose interrelationship is
not obvious, though often treated as though it is. Some of the ambiguities
in the anthropological use of the concept have counterparts in the strategies
involved in Aristotle's demonstration of this principle. Yet, confronting the
differences in formulation of the notion of contradiction also helps us to
recognize the commonalities; the recurrent theme is the ideal of nonoonfusable
and discrete categories. And it is precisely in terms of this orienting spirit
that we can place the discourse of logic in opposition to forms of discourse
that seem to be at odds with the ideal of discrete categories, such as certain
arguments that we find in the Ethics.
In the Nichomachaean Ethics, Aristotle constructs some arguments and
definitions that appear to involve a discourse based on rules different from
those advocated in the Metaphysicsthose rules, that is, from which Western
thought purportedly derives its linear/logical character. Perhaps most intriguing and puzzling is a formula that Aristotle invokes in characterizing a friend,"
namely that a friend is a "second self" or "another self." The phrase occurs
four times within the discussion of friendship in the Nichomachaean Ethics
(Books 8 and 9), a number of times as well in Aristotle's other ethical writings
(Eudemian Ethics, Magna Marano). Furthermore, the phrase is pivotally situated: it operates as a conceptual vehicle by means of which Aristotle moves
between self-love and love of anothera movement which is critical to his
concept of human association. For example, of the virtuous man Aristotle says,
Such a man wishes to live with himself; for he does so with pleasure, since the
memories of his past acts are delightful and his hopes for the future are good,
and therefore pleasant. His mind is well stored too with subjects of contemplation. And he grieves and rejoices, more than any other, with himself....
Therefore, since each of these characteristics belongs to the good man in
relation to himself, and he is related to his friend as to himself (for his friend
is another self), friendship too is thought to be one of these attributes, and
those who have these attributes to be friends. (NE 9.4, 1166a23-33)
The "second self" argument cannot be dismissed as a mere aside, for the
Ethics is a meticulously argued work. And Aristotle is obviously quite taken
with this phrase. At the same time, the fit is awkward, in several different
ways. The awkwardness may in part be a result of various sections of the Ethics
being written on different occasions (e.g., see Jaeger 1923:201, 237-43, 376;
Annas 1977:554). But other aspects of the awkward fit are more difficult to
account for. Part of the difficulty lies in the style or strategy of presentation.
It has been noticed that certain parts of the "second self" argument are constructed very logically, in such a way as to resemble syllogistic chains. In these
the "second self" argument, however, sticks out as the "weak link" (Hardie
1968:332). In making the case that the good man would desire friends, for
example, Aristotle argues,
But if life itself is good and pleasant (which it seems to be, from the very fact
that all men desire it ... ); and if he who sees perceives that he sees, and he who
hears, that he hears, and he who walks, that he walks, and in the case of all
other activities similarly there is something which perceives that we are active
... ; and if to perceive that we perceive or think is to perceive that we exist (for
existence was defined as perceiving or thinking); and if perceiving that one
lives is in itself one of the things that are pleasant (for life is by nature good and
to perceive what is good present in oneself is pleasant); and if life is desirable,
and particularly so for good men, because to them existence is good and
pleasant (for they are pleased at the consciousness of the presence in them of
what is in itself good); and if as the virtuous man is to himself, he is to his
friend also (for his friend is another self):-if all this be true, as his own being is
desirable for each man, so, or almost so, is that of his friend. (NE 9.9,1170a251170b8)
But the discussion here is not limited merely to a given ego's circle of close
acquaintances. Aristotle suggests that
friendship seems too to hold states together, and lawgivers to care more for it
than for justice; for unanimity seems to be something like friendship, and this
they aim at most of all, and expel faction as their worst enemy; and when men
are friends they have no need of justice, while when they are just they need
friendship as well, and the truest form of justice is thought to be a friendly
quality. (NE 8.1, 1155a22-28; cf. Politics 3.9,1280638ff.)
deed it seems part of Aristotle's point to review the various forms of human
association or community, and to show that they all involve, or at least are
facilitated in an essential way, by friendship among the associates. The "second self" concept is thus structurally pivotal, for it is invoked as a kind of
epitomization of the character of friendship, and friendship, in turn, emerges as
the common stratum of human association in general.
The significance for anthropology is this: the concept upon which Aristotle
epitomizes human association in general is, from the standpoint of the law of
contradiction, a catastrophe. It is as if the character of human association is
epitomized in a perfect inversion of the rules laid out in the Metaphysics.
While, as noted at the outset, any ostensible contradiction can potentially be
resolved through further qualifications, this particular contradiction is not
clearly resolved in the Ethics. And, in ostensible form, it is a very special
contradictionin a way, the most perfect contradiction possible. Unlike the
examples that Aristotle cites in the Metaphysics, in which one can quibble
about equivocation in predicates, the phrase here directly conflates "same" and
"different," or "self" and "other." The "self" in Aristotle's phrasesanother
self" (allot autos) or "different self"(heteros autos)is, linguistically, the
masculine form of same subject" or "a given thing" ("to auto") that is at the
center of the law of contradiction, in the phrase, "the same attribute cannot at
the same rime belong and not belong to the same subject in the same respect"
(ernphasis added). If logical argument presupposes the law of contradiction, it
can also be said that the law of contradiction presupposesin fact, can be seen
as a mere explication ofthe concept of "the same subject" or "a given thing."
A "hetmos autos" is, more precisely, a meta-contradiction, for it conflates the
very principles upon which the law of contradiction itself rests.
Having said all of that, one might argue that Aristotle is engaging in a sort
of metaphor or hyperbolethat this phrase is not really contradictory because
we recognize that it is not meant literally. After all, it is known that in the
Poetics and elsewhere Aristotle recognizes legitimate uses of hyperbolic
language; and the phrase itself is sometimes hedged ("a sort of," 'kind almost
so," etc.). That the phrase is proffered as hyperbole in fact seems like the easiest and most natural solution, and I will simply accept it from here onward.
Yet, making this assumption does not render the passage less problematic or
less interesting. The nature of the problem is merely alteredso that it consists
no longer in the fact that we cannot understand this sort of talk, but in the fact
genus. That is, it might be claimed that Aristotle does not intend the law
of contradiction to hold in intra-genus talk. Against this, however, it might
be argued that while it is true that Aristotle's case relies heavily on intergenus contrasts, not all of his examples are such; and it is thus doubtful
that this is the solution. But it might be noted that if this were the solution,
the significance for sociology would be momentous. The implication
would be that within this concerni.e., the relationship of the members
of a given genus, such as sets of humansthe law of contradiction is not
intended to apply; thus seemingly most of sociology would be exempt.
There is one more important point to be considered in thinking about
the attitude we should bring to the "second self" formula, and this has to
do with the larger context of the argument. At issue here is the final book
of the Ethics, Book 10, which deals with the person who would be
"dearest to the gods," a discussion which in many ways follows directly
upon the chapters on friendship. Book IO does nothing to restore a sense
of logical clarity to Aristotle's vision of the nature of human associations.
It offers no comfort for the view that "second self" could be restated in a
logically non-problematic form. The general tenor is, if anything, even
more characterized by a sense of indeterminacy of borders.
The border at issue in Book 10 is one that Aristotle had considered in
the Metaphysics (the fear that without the law of contradiction "the same
thing will be man, god, ship"). The notion of humanity in Book 10 is
subjected to a highly paradoxical treatment in which the life of the
intellect is advocated as the highest possible human happiness:
But such a life would be too high for man; for it is not in so far as he is
man that he will live so, but in so far as something divine is present in
him. (NE 10.7, 1177b26-28).
This theme is subject to great elaboration, for example:
But we must not follow those who advise us, being men, to think of
human things, and, being mortal, of mortal things, but must, so far as we
can, make ourselves immortal, and strain every nerve to live in accordance
with the best thing in us; for even if it be small in bulk, much more does
it in power and worth surpass everything. This would seem, too, to be
each man himself, since it is the authoritative and better part of him. It
would be strange, then, if he were to choose not the life of his self but that
of something else. (NE 10.7, 1177b.31-1178a7)
discussions his conception of man is posed, notably, over against the life
of a "vegetable." In the Metaphysics, it is the person who would confuse
'man" and "god" who is the vegetable. In the Ethics, by contrast, it is the
one who would not activate the life of the divine within himself who
would be the vegetablehumanity seeming to have as its essential
defining characters none other than just this possibility.
Thus the definition of humanity that emerges in the final part of the
Ethics is one in which humanity" is precariously devoid of its own
specific content. One who would not be more than human will ipso facto
be less than human, as if there are ultimately only these two possibilities.
The notion turns on an indeterminateness that, while having something
logically problematic about itin the seeming claim that what is most
essentially human is something that is not human at allyet captures a
sense of dislocation and striving that is certainly recurrent in the Western
search for a definition of humanity.
The method of establishing a definition itself is of interest here. For
early in the Ethics (NE 1.7) Aristotle argues that we should seek the
definition of humanity not in that which humans share with other beings,
as, for example, nutrition is shared with other plants and animals, but in
that which is specific to humans. This method is in no way out of
character with the discussion of the law of contradiction in the
Metaphysics. But in the final chapter, what is specific to humans turns out
to be something which they share, and in fact share as the lesser partners.
Even in his method of definition, Aristotle is turned against himself (cf.
Adkins 070204). He does not spell out the logic" of the method of
definition invoked in Book 10; but, borrowing from Levy-Bruhl, we
might refer to it as definition by "participation."
In the latter case, all is argued to be, at the level of the senses, "different
and disconnected" (Durkheim 1912:268). Religion, and specifically religious
effervescence, creates the conditions in which the first fusion of sensory data
takes place, though from the standpoint of science, it is an overfusion:
So this remarkable aptitude for confusing things that seem to be obviously distinct comes from the fact that the first forces with which the human intellect
has peopled the world were elaborated by religion. Since these were made up
of elements taken from the different kingdoms, men conceived a principle common to the most heterogenous things, which thus became endowed with a sole
and single essence....
So it was social necessity which brought about the fusion of notions appearing distinct at first, and social life has facilitated this fusion by the great mental
effervescences it determines. (268-69)
As suggested by the reference to ritual in this passage, the double movement is not confined strictly to Durkheim's view of the nature of knowledge,
but finds at least a limited expression in his functional sociological perspective. On one hand, society and religion are regarded, in an ongoing sense,
as the source of conceptual distinctions through which the world is organized
and experience given form (e.g., Durkheim & Mauss 1903:83ff.). But on the
other hand, particularly in the analysis of the effervescence of ritual, we
continue to encounter the difficult language of fusion, suggested in many
different ways, but particularly in the birth of 'this moral being, the group"
(Durkheim 1912:254), which is immanent in but not reducible to individual
consciousness, and whose contagious character can render the part equal to
the whole.
The language that is utilized herea linking of terms which are presupposed to
be irreconcilable principlesis not somehow incidental or embellishing, but
systematic and strategic. It is precisely in such phrases that the essential character
of the gift is most fully drawn. The very explanation of the gift lies in part in
such phrases. Particularly noteworthy in this respect is the use of the Aristotelian
concepts of "substance" and "essence" to denote specifically what is transferred, for
the usual Aristotelian context of these terms is the attempt to grasp the ineradicable
and defining properties of particular things.
One might almost derive the structure of Mauss's argument from his double attitude,
this "use and abuse," of the concept of "essence." For the peculiar quality of the gift to
Might not this passage also be read as a statement about the general character
of Durkheimian sociology?
concerned with categories that are a priori in the sense that they are historically prior to any individualany individual acquires them from his society.
The perspective here was roughly. similar to Boas'; Durkheim emphasized the
variability and relativity of the categories handed down in different traditions, and commented on language as the locus of the categories of knowledge (1912:26ff.). But a number of other passages of Elementary Fomu signal
a somewhat different project, which is to ground specific Kantian categories
in the nature of society thought of universally and generically (e.g., social
rhythms are the origin of the concept of time, the social group that of totality, and so on) (1912:488ff.; cf. Collins 1985).
Though there is much that should yet be explored in more detail regarding
the influence of Kant on these founding figures of modern anthropology, of
particular relevance here is a matter that, in assessing this influence, is frequently passed over: that is, the enormous Aristotelian presence in Kantian
epistemology. It is specifically the Aristotle who brought us logic. The most
obvious indications of this presence are the general equating of the possibility
of knowledge with the existence of categories and the (act that Kant's table
of categories is put forward as a modification of one proposed by Aristotle.
But there is a great deal that is more specific than this. Kant was thoroughly
schooled in classical logic, and this is evident in many ways in the Cdtique
of Pure Reason. Most notably, in defining his method for discovering the transcendental categories of the understanding, Kant asserted that logic is the
source of a "sure path:
evidenced by the fact that since Aristotle it has not required to retrace a single
step.... It is remarkable also that to the present day this logic has not been
able to advance a single step, and is thus to all appearance a closed and completed body of doctrine. (1787:17)
Kant accords primacy to the classical logical syllogism, claiming that the "categories of the understanding" should be exhaustively derivable from this form.
The argument is complex, but roughly the idea is that "general logic," in the
form of the syllogism, embodies in the abstract the rules by which reason
establishes necessary conclusions; and it is by virtue of the same powers of
reason that "transcendental logic" is able to formulate necessary conclusions
(in this case, the laws of nature) when synthesizing and judging empirical experience. Thus, for example, as there are three possible kinds of relations within
syllogisms (categorical, hypothetical, and disjunctive) there are also three corresponding categories of relation that apply a priori to any possible empirical
experience, i.e., inherence/subsistence, causality/dependence, and community/reciprocity (1787:111ff.). Kant held that the categories of transcendental
logic were exhaustively derivable in similar fashion. And thus, even in the
Kantian dualism that Boas inherited, one of the poles is ultimately traceable
to Aristotelian logic.
But if the aim of the Critique of Pure Reason was to exhaustively delimit
the forms that made natural science possible, it was with two complementary
ends: to firmly ground natural science, and to protect from pseudoscientific
claims those matters not attainable through it, and which belong to another
capacity, which for Kant was epitomized in religious faith and the possibility
of moral freedom.
Though Boas was by no means a strict Kantian (notably, the subjective/
objective contrast that he invoked is somewhat different from that of Kant),
some of the basic polarities of Kantian epistemology are deeply engrained in
Boas. On the one hand there was a firm commitment to natural science, in
essence a matter of categories, whose ultimate goals are classification and the
establishing of the laws of nature. On the other hand, there was a defense
of a realm of human concern beyond the scope of natural science and different in character. For Boas this other realm was similarly spiritual, though not
religious. It took the form of a kind of romanticism, pictured as a perspective
that intrinsically involves the subject's "feelings" about the object of his study.
While the complements to science posited by Kant and Boas have less in common than do their respective characterizations of science itself, there are nevertheless some points of contact. Most notably, both Kant and Boas invoked
the tradition of "cosmology" as the exemplary bearer of humanly significant
concerns that were beyond the scope of science. Kant devoted a large part
of the Critique of Pure Reason (the sections on "Transcendental Dialectic") to
the demonstration that the cosmologicaVtheological concerns of traditional
metaphysics must be forsworn as matters about which reason is capable of
making scientific claims; while Boas framed the polarity in a contrast of temperaments between the physical scientist and the "cosmographer."
While both Boas and Durkheim were heavily influenced by Kant, this sense
of a polarity between science on one hand, and a realm of intellectual/spiritual concerns lying beyond it on the other, is an aspect of Kant that influenced Boas more than Durkheim. It in fact forms one of the major ways in
which Boas' and Durkheim's perspectives diverge. Yet it is not the only way.
Considered in terms of Levy-Bruhl's tripartite classification of participations
(see above), Durkheim's and Mauss's more mystical sides would have the most
numerous affinities with those participations that accrue between the individual
and the collectivity (though the close identification of giver and gift might
also in some respects resemble the kind of participation that Levy-Bruhl postulated between the individual and his appurtenances). This merely reflects
the fact that Durkheim sets up his study around the analysis of the relationship between the individual and the collective. The American tradition of
Franz Boas, though similarly concerned with that relationship, often pursued
it indirectly, in part though the study of the process of historical growth of
the "cultures" that would variably shape and determine human behavior.
This study focussed upon various cultural "traits," many of them material,
which mediated between humans and their natural environment, and which
turned an earth of mere physical matter into a "home." And within this perspective, there appears a dualism, different from the Durkheimian dualism
in terms of concrete focus, but analogous in terms of the polar values contained within it.
The dualism is set forth by Boas in his early work, 'The Study of Geography."
Boas's discussion in fact involves several polarities, including "historical" vs.
"physical" methods; 'understanding" vs. "deduction of laws;" and
"individuality in the totality" vs. "totality in the individuality." Perhaps the
most recurrent polarity revokes around the claim that
the naturalist demands an objective connection between the phenomena he
studies, which the geographical phenomena seem to lack. Their connection seems
to be subjective, originating in the mind of the observer. (Boas 1887:642)
The discovery of the order of the world, in the form of abstract laws of
classes of phenomena, is the goal of physical science. But while the study requires a human subject, and in fact finds its motive in a human impulse for
order, the implication for the most part seems to be that the ideal espoused
is the discovery of an order that lies beyond any human "feeling" about them.
As a complement to this perspective, Boas sought to reaffirm a kind of
study which not only requires a human subject, but in which the object itself
is in some way constituted through the affectivity of the investigator. He posed
the special power that geography and cosmography had, in their character
as disciplines, to hold together concerns that now threatened to be "disintegrated and swallowed up" (1887:639-40) by specialized sciences such as geology, botany, and zoology. He found the model for geography as an integrative
perspective in the tradition of cosmography. But if geography and cosmography had such an integrative power, it was by virtue of the fact that their bound-
from the most opposite productions of the Earth, in his meats and drinks; consuming fire, while he absorbs light, and contaminates the air he breathes;
awake or asleep, in motion or at rest, contributing to the change of the universe; shall not he also be changed by it? It is far too little, to compare him
to the absorbing sponge, the sparkling tinder: he is a multitudinous
harmony, a living self, on whom the harmony of all the powers that surround
him op-crates. (1791:293-94)
Of greatest significance here is the "self" that is portrayed; it is not discreteness that is emphasized, but rather permeability. This permeability is emphasized especially in the theme of the interconnection and interpenetration
of the substances of the universe. The substances said to be intermixed are
the most elemental qualities of the human habitat, the stuff that traditional
cosmogonies are made of man, air, light, fire, food, and drink. There is also,
in this characterization, a parallelism and near identification of the great and
the small, the universe and the self, in such a way that the self emerges as
as a pointal focus and showcase for the larger harmony that surrounds and
indeed constitutes it.
Although among some of Boas' students the focus of American anthropology shifted away from the study of growth of cultures (as reconstructed
through trait distributions), it is important to note that something of the human subject of romanticist geography remained, even within new kinds of
concerns. Most noteworthy in this respect was the influential "culture and
personality" movement, in which the study of the historical growth of
cultures was replaced by a largely synchronic analysis of the interrelationship
of individual and culture. The spiritually harmonious whole of the earth or the
cosmos gave way to the spiritually harmonious whole of a given cultural
configuration. But the notion of the self as the focus and showcase of the larger
harmony remained, and provided a potent model for approaching the relation of the
individual and culture. This model is most popularly known in Ruth Benedict's
(1934) concept of 'pattern," a concept proferred as descriptive equally of the
affective/cognitive "mainsprings of a particular culture and of the personality of
the typical individual within it.
Boas' underlying interest in the spiritual, affective self provides a means through
which to rejoin Mauss, for both perspectives in the end owe much of their effect
to a kind of special potency held to be characteristic of and distinctive to the
human subject. Though developed in different ways, both Boas' and Mauss's
perspectives rely fundamentally on a particular trope for which we find an
important prototypical statement in Aristotle, namely, the image of a potentially
boundless subject, or a "self," that, as in Aristotle's figure, "is not a static thing but
capable of indefinite extension" (Ross 1949:231). The boundless self is an affective
self, and there is a kind of implicit notion that affection draws its own
boundaries.
Certain other tendencies seem to be bound up with this image. One of these
is the sexual/procreative nexus that is situated in many mythologies (see below)
as a kind of natural symbol of the problematic character of identity and difference.
Just as Aristotle's first "second self" is the parent/child dyad, so Boas pictures the
cosmographic activity in a sexual metaphor:
The cosmographer ... holds to the phenomenon which is the object of his study
... and lovingly tries to penetrate into its secrets until every feature is plain and
clear. (1887:645)