Extreme Values and Saddle Points
Extreme Values and Saddle Points
VARIABLES
at (a,b) if f(a,b) f(x,y) for all (x,y) in D and the number f(a,b) is
called the minimum value of f on D.
values of f.
Local Extrema
Local Extrema
Critical Points
An interior point of the domain of a function f(x,y) where:
Both f x and f are zero
y
or
Where one or both of f x and
fy
Dont exist
Saddle Point
A differentiable function f(x,y) has a saddle point at a critical
point (a,b) if there are domain points (x,y) near (a,b) where
f(x,y) > f(a,b) and domain points (x,y) where f(x,y) < f(a,b).
The corresponding point (a,b,f(a,b)) on the surface z = f(x,y)
is called a saddle point of the surface.
LOCAL EXTREMA
f xx f yy f xy 0 and f xx 0
f xx f yy f xy 0 and f xx 0
f xx f yy f xy 0
f xx
f xy
f xy
f yy
f xx f yy f xy 0
f xx f yy f xy
Example
y
f ( x, y )
x2 y
3
Example
Solution
y
f ( x, y )
x2 y
3
f x 2 x
, fy y2 1
f x -2 x 0
x0
f y y2 1 0
y 1
f xx 2
f xy 0
f yy 2 y
D f xx f yy f xy2 2(2 y ) 0 4 y
At (0,1)
0,1,
3
D -4y -4(1) 4 0
1
2
f (0,1) 0 1
3
3
Is a saddle point
At (0,-1)
D -4(1) 4 0
f xx (0,1) 2 0
(1) 3
2
f (0,1)
0 1
3
3
0,-1,
3
Is a maximum point
Example
f ( x, y ) 4 xy x 4 y 4
Example
f ( x, y ) 4 xy x 4 y 4
Solution
f x 4 y 4 x3
, fy 4x 4 y3
f x 4 y 4 x3 0
y x3
f y 4 x 4 y 3 0 x x9 0
x(1 x 8 ) 0 x 0,1,1
Critical points are (0,0), (1,1) and (-1,-1)
Step II: Find the Second derivatives
f xx 12 x 2
f xy 4
f yy 12 y 2
D 144 x 2 y 2 16 -16 0
At (0,0)
0,0,0
f (0,0) 0
Is a saddle point
At (1,1)
D 144 x 2 y 2 16 128 0
f xx 12 x 2 12 0
1,1,2
f (1,1) 2
Is a maximum point
At (-1,-1)
D 144 x 2 y 2 16 128 0
f xx 12 x 2 12 0
- 1,-1,2
f (1,1) 2
Is a maximum point
Example
1
1
f ( x, y ) xy
x
y
Example
Solution
1
1
f ( x, y ) xy
x
y
f x 1 / x 2 y
, fy x 1/ y 2
f x 1 / x 2 y 0
y 1/ x2
f y x 1/ y 2 0 x x4 0
x(1 x 3 ) 0 x 0,1
Critical point is (1,1)
Note: The point (0,0) is not in the domain of f(x,y), so it cant be critical point.
f xx 2 / x 3
f xy 1
f yy 2 / y 3
D f xx f yy f xy2 (2 / x 3 )(2 / y 3 ) 1 4 / x 3 y 3 1
Step III: Test the critical points
At (1,1)
D 4 / x3 y 3 1 3 0
f xx 2 / x 3 2 0
f (1,1) 2
1,1,2
Is a minimum point
ABSOLUTE EXTREMA
Example
f ( x, y ) x 2 xy y 2 6 x 2
defined in the region R:
R ( x, y ) : 0 x 5,3 y 0
y
A
x
C
Example
f ( x, y ) x 2 xy y 2 6 x 2
defined in the region R:
Solution
R ( x, y ) : 0 x 5,3 y 0
y
Interior points
f x 2x y 6
, fy 2 y x
f y 2 y x 0 x 2 y
f x 2 x y 6 0 3y - 6 0
x
C
Boundary points
1: Along AB: y=0
f ( x,0) x 2 6 x 2
df
2x 6 0 x 3
dx
f (5, y ) y 2 5 y 3
df
2 y 5 0 y 5 / 2
dy
Critical point on BC is (5,-5/2)
f (5,5 / 2) (5 / 2) 2 5(5 / 2) 3 37 / 4
End points of BC
f ( x,3) x 2 9 x 11
df
2x 9 0 x 9 / 2
dx
Critical point on AC is (9/2,-3)
f (9 / 2,3) (9 / 2) 2 9(9 / 2) 11 37 / 4
End points of CD
f (0, y ) y 2 2
df
2y 0 y 0
dy
f (0,0) 0 2 2
2
End points of AD
f (0,3) (3) 2 11
f (0,0) 0 2 2 2
Absolute Maximum
f (0,3) 11
Absolute Minimum
f (4,2) 10
x
C
Example
f ( x, y ) 2 x 2 4 x y 2 4 y 1
defined in the region R bounded by lines x=0,y=2 and y=2x.
y
B(0,2)
A(0,0)
C (1,2)
Example
f ( x, y ) 2 x 2 4 x y 2 4 y 1
defined in the region R bounded by lines x=0,y=2 and y=2x.
Solution
Interior points
f x 4x 4
y
B(0,2)
, fy 2 y 4
f x 4x 4 0 x 1
fy 2y 4 0 y 2
A(0,0)
C (1,2)
Boundary points
1: Along AB; x=0
f (0, y ) y 2 4 y 1
df
2y 4 0 y 2
dy
f ( x,2) 2 x 2 4 x 3
df
4x 4 0 x 1
dx
Critical point on BC is (1,2)
f ( x,2 x) 6 x 2 12 x 1
df
12 x 12 0 x 1
dx
B(0,2)
C (1,2)
f (0,0) 1
Absolute Minimum
f (1,2) 5
A(0,0)
Example
f ( x, y ) x 2 xy 2 x y / 2
defined in the region R bounded by lines y x 2 and
y 2. x 2
Example
f ( x, y ) x 2 xy 2 x y / 2
y 2. x 2
y
A(1,1)
y x2
B(1,1)
x
y 2 x2
Example
f ( x, y ) x 2 xy 2 x y / 2
y 2. x 2
Interior points
f x 2x y 2 , fy x 1/ 2
f y x 1/ 2 0 x 1/ 2
f x 2x y 2 0
A(1,1)
y 1
y x2
B(1,1)
x
y 2 x2
Boundary points
1: Along
y x2
f ( x, x 2 ) x 3 x 2 / 2 2 x
df
3 x 2 x 2 0 x 1,2 / 3
dx
Critical point on
y x2
2: Along
y 2 x2
f ( x, 2 x ) x 3 x / 2 1
2
df
3 x 2 3 x 0 x 0,1
dx
Critical point on
y 2 x 2 are
y x2
f (1,1) 3 / 2
Absolute Minimum
f (0,2) 1
B(1,1)
x
y 2 x2