History of Psychology Part Two - The Rebirth
History of Psychology Part Two - The Rebirth
History of Psychology Part Two - The Rebirth
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Index
Index
11
13
13
14
23
25
28
30
30
Epistemology
31
The Enlightenment
36
44
47
Metaphysics
49
55
63
65
Ethics
66
72
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The Universities
Universities developed out of monastery and cathedral schools really what we would call elementary
schools, but attended by adolescents and taught by monks and priests. The first was in Bologna, established
in 1088 (see map below).
In these schools and universities, students began (with the always-present threat of flogging!) with the
trivium grammar (the art of reading and writing, focussing on the psalms, other parts of the Bible, and the
Latin classics), rhetoric (what we would call speech), and logic. Trivium, of course, is the origin of the word
trivia the stuff beginners deal with!
Beyond that, they would study the quadrivium: arithmetic, geometry, music, and astronomy. All together,
these subjects make up the seven liberal arts. Liberal referred to the free man, the man of some property,
and liberal arts were in contrast to the practical arts of the working poor.
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Nominalism
Roscellinus of Amorica in Brittany (1050-1121) was the founder of nominalism, another approach to
universals. A universal, he said, is just a "flatus vocis" (a vocal sound i.e. a word). Only individuals
actually exist. Words, and the ideas they represent, refer to nothing, really. This is quite compatable with
materialism and empiricism, but not, really, to Christianity.
It, too, is not without problems: If words are nothing but air, then reason (and philosophy), which is the
manipulation of these words, is nothing but blowing air (as many students in fact believe). That includes, of
course, the reasoning it took to come to the nominalist conclusion!
Regarding the church, nominalism means that the church is nothing but the people that compose it, and
religion is just what individuals think. And, if God is Father, Son, and Holy Ghost, then we can't be
monotheists.
Abelard
Peter Abelard (1079-1142) was a student of both Anselm and Roscillinus. A brilliant thinker and speaker and
a canon (priest) of the Cathedral of Notre Dame, he became a popular teacher at the University of Paris.
In 1117, he met a sixteen year old girl named Heloise. An orphan, she was being raised by her uncle Fulbert.
She was particularly intelligent, as well as beautiful, and so her uncle asked Abelard if he would tutor her in
exchange for room and board. Abelard himself commented that this was like entrusting a lamb to a wolf!
His teaching suffered a bit. He was more likely to compose
love poems than lectures! But Heloise became pregnant and
had a son they named Astrolabe (!). Her uncle was furious,
but Abelard promised to marry Heloise, if Fulbert would keep
the marriage a secret. The only way he could become a priest
while married would be for her to become a nun, which was
unacceptable to either of them. She was willing to be his
mistress, but he convinced her to marry him in secret.
Well, Fulbert remained upset by all this, and eventually sent
some men to teach Abelard a lesson: They cut off his genitals!
The people of Paris (being French, even in the Middle Ages)
had complete sympathy with their hero Abelard, but Abelard
himself was mortified. Heloise became a nun, and Abelard a
monk in order to pay for their sins. They exchanged letters for
many years, and her first to him can be seen by clicking here.
Abelard was, however, persuaded to continue teaching and
writing. Arguing, among other things, that the trinity referred
not to the Father, Son, and Holy Spirit, but to Gods power, wisdom, and love, he began to irritate some of
the people with power in the church. The Pope issued an order condemning Abelard to perpetual silence and
confinement to a monastery (the usual for heresy at this time). On his way to Rome to defend himself, he
died at 63. Heloise convinced his Abbot to bury him at her convent, and twelve years later, she died and was
buried next to him.
Abelard invented "sic et non" yes and no, pros and cons in a book by the same name. Sic et non is a
Socratic method that lays the arguments of two opposing points of view side by side for comparison. Abelard
is very much the rationalist, and he made his motto "I understand in order to believe" (intelligo ut credam).
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He believed that the truth of faith and reason must still agree, as did all his teachers, but reason has
precedence. It is faith that has to adapt, i.e. the church must re-evaluate the meaning of its teachings when
they fail to measure up to reason.
For Abelard, ethics is a matter of conduct inspired by a good heart, good will, good intentions. If you have a
good conscience, you can do no wrong (sin). You can only be mistaken. He had said, for example, that when
Romans killed Christians (including Christ himself), they were only acting according to their conscience, and
therefore were not guilty of sin!
He is best know, however, for conceptualism, his attempt to synthesize nominalism and realism. Although
the thing and its name have a reality of their own, universals exist in the mind as ideas, he said, which refer
to groups of things and are represented by words. The mind creates abstractions out of real things by
detecting similarities, so the meaning of the word cat is the mental abstraction we created by looking at
individual cats and noting that they all have four legs, fur, pointy ears, two eyes with funny pupils, meouw,
etc. etc. This is still an important perspective in modern cognitive psychology.
This answer to the question of universals is, as you might have guessed by now, still not without problems.
Notice that we are assuming that we can use words like legs, ears, eyes.... But what do they refer to? They
can only refer to the mental abstractions we make of individual legs, ears, eyes.... So how do you tell you are
looking at a leg? Well, it's a mental abstraction we make out of flesh with a hip joint, a knee, and a foot at the
end. So what is a knee? Well, it's.... At what point do we reach a unique thing?
[Personally, I believe that these abstractions or characteristics are based on errors, that is, when individual
things are easily mistaken for each other!]
The Moslems
The Near-Eastern and North African remnants of the Roman Empire fell as far as any other parts.
Mohammed (570-632) brought Islam "Surrender" into the world, and it spread like wildfire, both by
sword and by persuasion. So, with Islam and reunification under a series of Arab caliphates, the dark of the
dark ages lifted a bit earlier there. In Baghdad, Damascus, Cairo, even Seville in newly-conquered Spain,
scholars turned to the ancient Greeks and began again to reason and observe. The security, stability, wealth,
and relative tolerance of their society inspired them to produce literature, including philosophy, that by the
millenium, nearly equalled that of ancient Greece.
Avicenna of Baghdad (Ibn Sina, 980-1037) was one of these great thinkers. Thoroughly familiar with
Aristotle, he was none-the-less a neo-Platonist and a gnostic, as it seems all Moslem philosophers must be in
order to remain Moslem. Generally, he felt that reason and faith could not conflict, as the Christian thinkers
had concluded as well. But he hints at heresy by suggesting that such items of faith as the physical paradise
after death that Mohammed promised his followers, were necessary in order to win over the masses, but are
just stories to the mature believer.
Averroes of Cordova (Ibn Rushd, 1126-1198) is the greatest of the Islamic
philosophers. He began as a lawyer, and was chief justice of Seville and later
of Cordova. He was also a physician, and served as the court physician in
Marrakesh. He was the first to recognize that if a person survived smallpox,
they would be immune thereafter. He described for the first time the purpose
of the retina. He wrote an encyclopedia of medicine used in both Moslem and
Christian universities.
Averroes begins, of course, with God. God is what sustains reality. God is the
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order of the universe. But, he says, creation is just a myth. The universe has always existed, and will always
exist.
The human mind has two aspects. There is a passive intellect, which is composed of the potential for thought
and carries the details that make one personality different from another, both physically and psychologically.
It is a part of the body and dies with it. And there is an active intellect, which energizes the passive intellect.
It is actually the same in each person, is the only part of us that survives death, and is, in fact, God.
But Islams openness to philosophy was not to last. The Emir of Baghdad ordered Averroes books burned,
and his example was followed by other leaders all the way back to Averroes homeland of Spain. The world
of Islam had achieved what the Christian world failed to achieve: complete domination by religion.
By means of Moslem Spain and Sicily, Avicenna and Averroes and others would come to inspire, in turn, the
Christian scholars of the new universities of Europe. These scholars would consume the writings of Greek,
Jewish, and Arabic scholars.
St. Thomas
In the late Middle Ages (the 1200s), Aristotle excited a lot of thought in the monks and scholars of the
universities. These neo-Aristotelians were called schoolmen, or scholastics. By studying Aristotle and his
Arab and Jewish commentators, they learned to think more logically, but their goals were still essentialy
theological.
The scholastic par excellence was St. Thomas Aquinas (1225 - 1274).
Of German stock, he was the son of the Count of Aquino, a town between Rome and
Naples. He went to the University of Naples, where there was great interest in Arab
and Jewish philosophers and, of course, Aristotle. He became a monk of the
Dominican order and went to Paris to study.
His mother was so upset by this turn of events that she sent his brothers to kidnap him
and bring him home. (Contrary to what we might assume, families were seldom
happy when sons or daughters went off to become monks or nuns. They often grieved
for them as if they had died!) He escaped and continued his studies in Paris and
elsewhere.
He was known to be a very pious and modest man, with no ambitions for church promotions unlike the
ambitious Abelard! He wrote a great deal, but is best known for the Summa Theologiae, usually just called
the Summa, a work of 21 volumes in which he uses Abelard's Sic et Non method to reconcile Aristotle and
Christianity.
Thomas believed that the soul is the form of the body, as Aristotle said, and gives it life and energy. But the
soul and the body are totally linked together. This flies in the face of the Platonic and neo-Platonic ideas of
the church fathers, and irritated the mystical Franciscan monks most of all.
Thomas added that the soul without the body would have no personality, because individuality comes from
matter, not spirit, which represents the universal in us. For this reason, resurrection of the body is crucial to
the idea of personal immortality. Averroes idea that only an impersonal soul survives death was, in other
words, quite wrong.
Thomas saw five faculties of the soul:
1. The vegetative faculty, which is involved in food, drink, sex, and growth.
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2. The sensitive faculty, i.e. our senses, plus the common sense that binds sensations together.
3. The locomotor faculty, which permits movement.
4. The appetitive faculty, which consists of our desire and will.
5. The intellectual faculty, i.e. thought, reason.
For St. Thomas, reason or intellect is mans greatest treasure, that which raises him above the animals. In
keeping with conceptualism, he felt it was the intellect that abstracts the idea (form or universal) from its
individual appearance, so that, even though day-to-day experience can tell us about the particulars of reality,
only reason or intellect can lead us to universal laws of the physical, or the human, world.
Ultimately, we do need direct, intuitive knowledge of God. Reason depends on sensory experience, and
sensory experience is of matter, not spirit. So reason, like all things human, is imperfect, and cannot
comprehend the perfection that is God. Faith is our ultimate refuge. Nevertheless, he insisted, faith and
reason do not conflict, since God would not have made a world that did not ultimately match up with
revealed truth.
In spite of his obvious brilliance, St. Thomas (like all philosophers in all ages) was a man of his time. For
example, he was as chauvinistic as any of his predecessors regarding women: He considered women inferior
by nature (and Gods design), and saw them as a serious threat to the moral progress of men. He also devoted
a significant portion of the Summa to angels and demons, which he thought of as every bit as real as
anything else. Among other things, he believed that the angels moved the planets, that they had no bodies,
that they moved instantaneously, and that each person had his or her very own guardian angel.
His ideas threatened many in the church, most especially the Franciscans. His works emphasized reason too
much and faith too little. He put too much stock in pagans like Aristotle and Averroes. And he taught that the
soul and the body were unified! After his death (at the age of 49), the Franciscans convinced the Pope to
condemn him and his writings. But the Dominicans rallied to his defense, and in 1323 Thomas was
canonized.
(In 1879, Pope Leo XIII made Thomism the official philosophy of the Catholic church. It is, with Marxism,
positivism, and existentialism, one of the four most influential philosophies of the 20th century).
The result of William's thinking is skepticism: Without universals, there are no generalizations, categories,
classifications, theories, laws of nature, etc. All we can have is an accumulation of facts about individual
entities. We will see this again in the philosophy of David Hume.
William of Occam, although he was a devout Christian, is often considered the turning point from the
religious worldview of the Middle Ages to the scientific worldview of the Renaissance and the Modern era.
You could say that philosophy rested a while around this time, not for a lack of ideas, but because of over a
hundred years of Troubles. There was a great famine in Europe from 1315 to 1317. The economy spiralled
downward and the banks collapsed in the first few decades of the 1300s. The Hundred Years War began in
1337 and lasted about 120 years (despite the name). The Black Death, a plague carried by the fleas on rats,
came from the Near East and killed over one third of the population between 1347 and 1352. Peasant revolts
in England, France, and elsewhere were cruelly suppressed between 1378 and 1382. The Church was split
between two popes, one in Rome and one in Avignon, between 1378 and 1417.
But these events, horrible as they were, turned out to be temporary setbacks, and an even greater explosion of
intellectual activity was about to begin!
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And, though exceedingly guilty, I am, as you know, exceeding innocent. For it is not the deed but the
intention that makes the crime. It is not what is done but the spirit in which it is done that equity considers.
And in what state of mind I have ever been towards you, only you, who have knowledge of it, can judge. To
your consideration I commit all, I yield in all things to your testimony. Tell me one thing only, if you can,
why, after our conversion, which you alone did decree, I am fallen into such neglect and oblivion with you
that I am neither refreshed by your speech and presence nor comforted by a letter in your absence. Tell me,
one thing only, if you can, or let me tell you what I feel, nay what all suspect. Concupiscence joined you to
me rather than affection, the ardor of desire rather than love. When therefore what you desired ceased, all
that you had exhibited at the same time failed. This, most beloved, is not mine only but the conjecture of all,
not peculiar but common, not private but public. Would that it seemed thus to me only, and your love found
others to excuse it, by whom my grief might be a little quieted. Would that I could invent reasons by which
in excusing you I might cover in some measure my own vileness.
Give your attention, I beseech you, to what I demand; and you will see this to be a small matter and most
easy for you. While I am cheated of your presence, at least by written words, whereof you have an
abundance, present to me the sweetness of your image. In vain may I expect you to be liberal in things if I
must endure you niggardly in words. Until now I believed that I deserved more from you when I had done all
things for you, persevering still in obedience to you. Who indeed as a girl was allured to the asperity of
monastic conversation not by religious devotion but by your command alone. Wherein if I deserve nought
from you, you may judge my labor to have been vain. No reward for this may I expect from God, for the love
of Whom it is well known that I did not anything. When you hastened to God, I followed you in the habit,
nay preceded you. For as though mindful of the wife of Lot, who looked back from behind him, you
delivered me first to the sacred garments and monastic profession before you gave yourself to God. And for
that in this one thing you should have had little trust in me I vehemently grieved and was ashamed. For I
(God knows) would without hesitation precede or follow you to the Vulcanian fires according to your word.
For not with me was my heart, but with you. But now, more than ever, if it be not with you, it is nowhere.
For without you it cannot anywhere exist. But so act that it may be well with you, I beseech you. And well
with you will it be if it find you propitious, if you give love for love, little for much, words for deeds. Would
that your love, beloved, had less trust in me, that it might be more anxious! But the more confident I have
made you in the past, the more neglectful now I find you. Remember, I beseech you, what I have done, and
pay heed to what you owe me. While with you I enjoyed carnal pleasures, many were uncertain whether I did
so from love or from desire. But now the end shows in what spirit I began. I have forbidden myself all
pleasures that I might obey your will. I have reserved nothing for myself, save this, to be now entirely yours.
Consider therefore how great is your injustice, if to me who deserve more you pay less, nay nothing at all,
especially when it is a small thing that is demanded of you, and right easy for you to perform.
And so in His Name to whom you have offered yourself, before God I beseech you that in whatsoever way
you can you restore to me your presence, to wit by writing me some word of comfort. To this end alone that,
thus refreshed, I may give myself with more alacrity to the service of God. When in time past you sought me
out for temporal pleasures, you visited me with endless letters, and by frequent songs did set your Heloise on
the lips of all men. With me every public place, each house resounded. How more rightly should you excite
me now towards God, whom you excited then to desire. Consider, I beseech you, what you owe me, pay
heed to what I demand; and my long letter with a brief ending I conclude. Farewell, my all.
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Things began to get better: The economy improved; There was a return to building, cathedrals, universities,
cities...; a return to "luxuries" paper, plays, music...; a return to invention the compass, printing...; a
return to exploration Africa, the New World, the Pacific.... It was the renaissance, which we date
(roughly!) from 1400 to 1600 or so. They were vigorous times, interesting times, dangerous times!
The aristocracy had won the day over the fledgling monarchies and even the churchs heavy hand, at least for
now. So there were just tons of these upper-crust types, often with lots of money, totally in love with the idea
of themselves. Religious and other thinkers were freed, to one extent or another, from the powerful central
authority of the church to create their own, very reasonable or totally outlandish, religious philosophies. And
merchants found that money can buy almost anything, including the traditional respect that the aristocracy
received. In fact, aristocratic title and merchant wealth were a perfect combination for a good marriage!
These aristocrats and merchants believed in the "perfectibility" of mankind: We could become better human
beings! Most importantly, we could become more powerful, richer more aristocratic, if you will. Much
attention was paid to behaving like a gentleman or a lady, as reflected, for example, in Baldesar Castigliones
guide to proper conduct, The Book of the Courtier.
They were practical, interested in real events and real people in the real world. Individualistic and
competitive (and very "dog eat dog"), they liked their politics, and they like to play rough.
But, they were also anti-intellectual, even cocky in their ignorance. They tended to think of scholars as dry,
impractical types, who might be able to forecast eclipses, but probably couldnt tie their own shoes, much
less make money or run estates!
And they were superstitious, spiritualistic, fascinated by astrology, ancient Egypt, the Kabbalah, alchemy,
magic a Renaissance version of our "New Age" movement.
Two events in particular stand out as representative of the renaissance: The first was printing. Johann
Gutenberg (c 1400-1467) of Mainz invented the printing press and movable type, and printed the
Gutenberg Bible in 1455.
The second was the discovery of the New World, which meant lots of gold and silver and a stoked-up
international economy, as well as an outlet for those discontented with life in Europe ("Lebensraum" room
to live, as the Germans call it). This, of course, is usually credited to Christopher Columbus (1451-1506),
pictured above.
Humanism
Another aspect of the renaissance was its humanism, meaning an interest in or focus on human beings and
their well being, here and now, rather than in God and the afterlife, or the activities of saints and Biblical
heroes of eons ago. Petrarch (1304-1374), for example, wrote history with an emphasis on personality, and
is often considered the first humanist (at least since the ancients!).
There were several philosophers in the early renaissance who particularly express this idea of humanism.
Giovanni Pico della Mirandola (1463-1494), for example, believed that the philosophers (that is, Plato and
Aristotle) and Christianity basically agree. He argued for free will and saw mankind as the connection
between the physical world and the spiritual world.
Desiderius Erasmus of Rotterdam (1467-1536) recommended a compromise between faith and humanism,
and tried hard to prevent the excesses of the reformation. A strong believer in free will, he wrote against the
concept of justified wars, and asked his readers to exercise tolerance, friendliness, and gentleness.
Sir Thomas More (1478-1535), friend of Erasmus and chancellor to the infamous King Henry VIII, wrote a
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story called Utopia, in which he described a perfect society much along the lines of Erasmus compromise
between faith and humanism. When he refused to recognize his sovereign as the head of the English church,
said Henry VIII had him beheaded. The Catholic church made him a saint.
Niccolo Machiavelli (1469-1527) had quite a different outlook on things than these philosophers still,
however, typifying humanism. He wrote about hard ball politics in a book called The Prince, 1513. His
reputation became so negative, that "Old Nick" became a nickname (!) for the devil himself. But few people
realize that he followed up The Prince with The Discourses, in which he discusses democracy as the political
system he would prefer to see! I myself think he deserves credit as the first social psychologist after the
Greeks.
And this was particularly the heyday of artists and authors. Among the artists were Leonardo DaVinci
(1452-1519) and Michelangelo (1475-1564) in Italy, and Albrecht Drer (1471-1528) in Germany. Later in
the renaissance, we have El Greco (1541-1614) in Spain, and later still, Rembrandt van Rijn (1606-1669)
in Holland. Among the literary types we had Montaigne (1533-1592) in France, Cervantes (1547-1616) in
Spain, and none other than William Shakespeare (1564-1616) in England. There were many others.
The Reformation
In the Middle Ages, the ultimate authority was pretty clearly God, and the pope was his mouthpiece. Heresy
was not uncommon, of course, but excommunication and monastic imprisonment were the major
punishments. Then, in 1215, came the Inquisition, and heresy was punishable by death. Spain in particular
was a land of religious fanatics. Torquemada, the Grand Inquisitor of Spain from 1483 to 1498, made the
Spanish Inquisition a household word.
Martin Luther (1483-1546) posted his 95 Theses (points of
disagreement with the way the church was doing things) on the door
of the castle church of Wittemburg. His Theses focused on the sale of
indulgences and denied the primacy of the pope. He emphasized the
idea that we are born in sin, our lack of free will, and our absolute
need for the grace of God. Luther furthermore translated the Bible
into German, and his dialect became the basis for standard literary
German to the present day!. He also wrote some pretty nasty papers
condemning peasants and Jews.
John Calvin (Jean Cauvin, 1509-1564) from northern France,
became Protestant , and was forced to flee to Switzerland. There, he
preached unconditional obedience to God and the odd doctrine of
predestination, which says that since God is omniscient, he already
knows who is going to heaven and who is not. Gaining political as
well as spiritual power, he ruled Geneva as a religious dictatorship,
not unlike Iran or Afghanistan recently: no drinking, dancing, or
gambling; no icons, candles, or incense; obligatory church attendance for everyone.... He condemned the
Spanish unitarian Michael Servetus, who came to him for protection, to burn at the stake for heresy! (A
unitarian is someone who does not believe in the Trinity the worst heresy of all. Even today, the protestant
churches of the US wont accept the Unitarians as Christians! This despite the fact that the trinity is
mentioned nowhere in the Bible.)
Henry VIII ruled England from 1509 to 1547. Having a hard time conceiving an heir, he divorced (and
excecuted) one wife after another. When the pope refused to give him an easy divorce from Catherine of
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Aragon, he declared himself the head of the English Church and took all monastic property for his treasury!
But the doctrines remained fundamentally Catholic. (Although usually considered Protestant, the Anglican
Church and its offspring, the Episcopalian Church, maintain good relationships with the Catholic Church to
this day.)
On the other hand, Philip II of Spain (ruled 1556-1598) wished to restore Catholicism to its former glory.
His domestic policy consisted of encouraging the inquisition resulting in the mass burning of heretics and
severe oppression of remaining Moors and Jews in Spain.
Philip was especially ticked off by the war for independence of the Netherlands from Spain, which was led
by Protestants. Elizabeth I of England (ruled 1558-1603), whom he courted, secretly encouraged piracy
against his fleets, which were coincidentally bringing loads of silver from the new world. The hostilities
culminated in the destruction of his Great Armada in 1588.
The reformation lead the Catholic church to reform itself, but not before executing a very large number of
Protestants for heresy. The Protestants executed Catholics and other Protestants as well. Catholic or
Protestant, these were not proud days for religion!
Science
In Mathematics, a number of advances were made: Francis Pellos of Nice invented the decimal point in
1492. Thomas Harriot, the astronomer who discovered sunspots, created what are now the standard
symbols used in algebra. John Napier of Scotland invented logarithms, which in turn permitted the William
Oughtred to develop the slide rule which could be considered a simple analog computer in 1622.
Descartes himself invented analytic geometry.
Biology and medicine also had a few breakthroughs: Peracelsus (Theophrastus Bombastus von Hohenheim
was his real name! 1493-1541) recognized that life was based on chemical and physical sources, and should
be explained thus. In 1553, Michael Servetus the same one that Calvin had burned at the stake in Geneva
discovered pulmonary circulation. William Harvey (1578-1657), physician to King James I and King
Charles I (and Francis Bacon, below), explained the circulation of the blood for the first time. He also
promoted the idea that every animal comes from an egg in an age when spontaneous generation of flies
was the established belief.
Instrumentation drove much of the progress in science. The compound microscope was invented in 1595 by
Zacharias Janssen of Middleburg in Holland. The telescope was invented by his neighbor, a German named
Hans Lippershey in 1608. Galileo invented a thermometer in 1603, and his student Evangelista Torricelli
invented the barometer in 1643.
[A note: Glass lenses had been around for some time. "Reading stones" (magnifying glasses) exist that date
from 1000 ad in Venice. Roger Bacon suggested the principle of reading
spectacles in 1264, and the first spectacles show up in Florence, Italy,
around 1280. A nobleman named Amati is suggested as a possible
inventor. They were considered a near miracle by the elderly of the time.
On the other hand, spectacles for the near-sighted only show up in the
1500's (on the nose of Pope Leo, no less!), and bifocals have to wait for
Ben Franklin to invent them in the 1780s.]
And then there were the great astronomers! Nicholas Copernicus of
Poland (1473-1543) introduced the heliocentric solar system. The church,
of course, asked why would God not put us his special creation in the
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center? How can this be reconciled with scripture? And doesnt this conflict with direct experience?
Johannes Kepler 1571-1630 added the laws of planetary motion, i.e. that they have elliptic, not circular,
paths. Note that this implies something less than perfection, not what God would do, even if he did put the
sun in the center!
If astronomers were having a hard time with the church,
heaven forbid you elaborated on Copernicus: Giordano
Bruno (1548-1600), of Nola near Naples, believed in an
infinite universe without center, with innumerable earths
traveling around innumerable suns, each with plants and
animals and people. And he was a pantheist. Pantheism is
the belief that God is found throughout nature, that he is, in
fact, identical with the universe. When people say "God is
in everything and everyone," they are in fact making a
pantheist statement that could have gotten them killed until
fairly recently! He had a particularly powerful effect on
Spinoza, whom we will discuss in the next chapter.
After a brief stint as a Dominican monk, he wandered
around the cities of Europe until a Venetian aristocrat
invited him to return. That same aristocrat turned him in to
the Inquisition in 1592. He was imprisoned for eight years,
but refused to recant. Finally, on February 17, 1600, he
was burned at the stake in the Square of the Flowers in
Rome, naked and with a nail through his tongue. In 1889, a
statue of him was erected in that same square, and his
death commemorated by free-thinkers world-wide every
year since.
Francis Bacon
Francis Bacon (1561-1626) was born January 22, 1561. His father was "Lord
Keeper of the Royal Seal," under Elizabeth I, something similar to the Secretary of
the Treasury in the US Presidents Cabinet today. When his father died early, he
was left without an estate, and so went to study law.
At the ripe old age of 23, he was elected to Parliament, where he was a strong
advocate of religious toleration, and his fortunes began to improve. In 1607, King
James I made him Solicitor General; in 1613, Attorney General; and in 1617, Lord
Keeper of the Royal Seal! The following year, the King made him a Baron and the
Lord Chancellor basically the Kings right hand man.
His real love, however, was science and philosophy. He wrote Novum Organum of
1620 refined the art of logical thinking, and proposed a "new method" for science.
Bacon suggested that we use induction working from facts to theory (instead of
from theory, or the Bible, to "facts"). He was wary of hypotheses which he felt were as likely to be
superstition or wishful thinking than anything else but in fact suggested what we would now call the testing
of hypothesis in the form of a process of elimination of alternative explanations!
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In 1621, soon after the King raised him to Viscount, the Parliament impeached him for taking bribes. He had
indeed taken many bribes but so had everyone else, so the impeachment was really a political slap at the
King.
But, being out of political office allowed him to continue full time the science and philosophy he loved part
time. He began a project, with the help of the King, called The Great Renewal, which was to be a review of
all the sciences.
Basically, The Great Renewal involved purging ourselves, our intellects, of our biases, which he called idols.
He named four:
1. Idols of the Tribe. The tribe he is referring to is us, the human tribe. So the idols of the tribe are
our natural tendencies towards bias, such as reading our own wishes into what we suppose we see,
looking for patterns or a purpose to everything, and so on.
2. Idols of the Cave. The cave is the little box we each live in as individuals. So the idols of the cave
are the distortions and biases we have as individuals, such as those based on our peculiar
backgrounds and educations, as well as the intellectual heroes we emulate.
3. Idols of the Marketplace. The marketplace is society, and the main threat to clear thinking from
society is its use of language. The common uses of words are not necessarily fit for scientific and
philosophical use, and "common sense" or the logic we presume we are using when we speak is not
that logical. And words can exist that have references that do not exist a great root of confusion.
4. Idols of the Theater. The theater refers to the showplaces of scientific ideas and theories
journals and books, famous names and theories, particular scientific designs or methods that have
won recognition the appearances of truth! Bacon says we should take care not to idolize or
dogmatize whatever theories are presently accepted, even if they are promoted by "authorities" in
their field or appear to be accepted "universally."
In 1624, he published The New Atlantis, a utopian fiction about an island in the South Pacific ruled by
scientists. They lived in a university-like setting called Salomons House (after their founder), and were
chosen for their position by tests of their merits just like the philosopher-kings in Platos Republic. This
may have been the model for England's Royal Society (of scientists).
In The New Atlantis, incidentally, he predicted quite a few modern inventions, including cars, planes, radio,
and anesthetics.
Bacon died in 1626, at the age of 65, after catching cold while experimenting with preserving chicken by
freezing. He is considered the father of British philosophy, and the intellectuals of France dedicated their
monumental Encyclopdie to him in 1751.
Galileo Galilei
Galileo Galilei (1564-1642) was born in Pisa, Italy February 18, 1564, the same year as
William Shakespeare was born, and the same day Michelangelo died. When he was 18, he
discovered the principle of the pendulum. At 22, he invented the hydrostatic balance.
Perfecting his telescopes, he managed, in 1610, to discover four of the nine moons of
Jupiter (the Galilean moons!), the rings of Saturn, and the phases of Venus!
He is most famous, of course, for the law of gravity, stating that two things of the same
size and shape, but of different weights, will fall at the same speed through the same medium. That he
demonstrated this by dropping things off the leaning tower of Pisa is probably a myth but who knows?
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On the philosophical front, he was the first to make the distinction, which would become so important in
English philosophy, between primary and secondary qualities. Primary qualities where physical properties
of matter that could be measured, and therefore be made the subject of scientific analysis. Secondary
qualities, on the other hand, were things that required the presence of a conscious, living creature: tastes,
odors, colors, sounds... Only if these could be converted into primary qualities could they, he believed,
become the subjects of science.
Galileo considered Copernicus theory as a proven fact, and taught it as such. The church, however, and
especially the Jesuits, would only accept it if stated as a hypothesis, in the same way that some
fundamentalists today will only tolerate the teaching of evolution if it is presented as just one theory among
many.
Galileo pointed out to his critics that the Bible shouldnt be read literally. If you do, you will end up with no
end of absurdities and contradictions! It is meant to be taken metaphorically. Uh oh. Here are some quotes
from a letter he wrote to the Grand Duchess Christina of Tuscany in 1615 :
...(N)othing physical which sense-experience sets before our eyes, or which necessary
demonstrations prove to us, ought to be called in question (much less condemned) upon the
testimony of Biblical passages which may have some different meaning beneath their works.
...I do not feel obliged to believe that that same God who has endowed us with sense, reason, and
intellect has intended us to forgo their use.
(From p. 607 of Durants The Age of Reason Begins, and originally from Galileos Discoveries and
Opinions, edited by Stillman Drake, pp 177 and 183)
In 1616, the Inquisition told Galileo to stop teaching Copernicus theory, and in fact condemned all
publications and books, by any author, that did so. Galileo, probably recalling Brunos fate only 16 years
earlier, quieted down. An essay by a student of his got things upset again, so Galileo spoke to the Pope
himself. The Pope wouldnt budge.
He finished his book on Copernicuss theory anyway, but presented it as a hypothesis only, even putting it in
the form of a dialog between supporters and detractors. Of course, naming the anti-Copernicus speaker
"Simpleton" didnt help. The Jesuits attacked it, even saying that Galileo was a greater danger to the church
than Luther and Calvin. (They were probably, in the long run, right.)
At 68, he was, over four interrogations, threatened with torture (though not tortured), and asked to recant. He
refused, a little less intensely each time. They pronounced him guilty of heresy. Eventually, he was put under
house arrest, but otherwise free to teach and write. He was lucky.
Galileo died January 8, 1642. Science suffered quite a blow in the Catholic countries, with many scientist
fearful of stating their views. This moved the center of scientific discovery to the Protestant North, not
because Protestantism was more tolerant of science, but because the churches of those countries had less
legal authority. In 1835, the church did finally take Galileos books off the banned books list. The church
apologized in 1999.
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Ren Descartes
Ren Descartes (1596 - 1650) was born March 31, 1596 in La Haye, France, the son of
a wealthy lawyer. Sadly, his mother contracted tuberculosis a few days after his birth
and died. The baby nearly died as well, and Rene remained a weak child.
After a good Jesuit education, at 17 he began to wander Europe, including a stint in the
Bavarian army. In 1628, he moved to Holland, where he stayed for most of his life.
Rene never married, but he did have a mistress and a daughter, who died at the age of
five.
His major contribution, for which he will forever be known as the father of modern
philosophy, is the method of doubt. In his book Meditations, he decided to start philosophy from scratch by
doubting everything he could things, God, self, the church, Aristotle... until he found something he could
not doubt and from which he could build a new philosophy.
His conclusion was, of course, that there was one thing he could not doubt: The fact that he was there doing
the doubting! Cogito ergo suum, I think therefore I am. From there, he went on to conclude that there were a
number of things equally certain: God, time and space, the world, mathematics. These things, he said, were
innate in-born to the mind. You derive them not from experience but from the nature of ones mind itself.
But theres more to Descartes: He was a mathematician as well as a philosopher, and he made a variety of
mathematical discoveries, most especially analytic geometry (applying algebra to geometry remember
Cartesian coordinates?), which he supposedly discovered while in what he called a stove perhaps a sauna.
He was also a scientist, and made a number of innovations in mechanics and optics as well. And he was the
first to note the idea of the reflex.
The idea that some of our actions are reflexive leads inevitably to the possibility that all actions are reflexive.
Descartes theorized that animals (at least) have no need for a soul: They are automatons. Being a good
Catholic, he exempted human beings. We do have a soul, although he acknowledged that he did not know
how the soul and the body interacted.
In history, people use what is most interesting around them to theorize about other things, especially
themselves. Today, everyone talks about psychological issues using computer analogies and information
processing models. In Descartes day, it was the mechanics of clockworks and hydraulic systems that were
the cutting edge of technology. So he and others basically suggested that life including at least much of
human life was mechanical, i.e. functioned by the same natural laws as did physical entities.
Descartes went one step further: He made the deist hypothesis. He suggested that (outside of the human soul
and free will) all of creation works mechanically, and that God designed and set it all in motion but
certainly would have no need to step in and intervene once things are going. Of course, that says God would
have no need of miracles, that Christ was not some great intervention in the course of history, and that
prayers dont really do anything. Uh oh.
The Calvinist theologians of Holland attacked him: Besides this untraditional idea of deism and a mechanical
universe, as a good Catholic Descartes also believed in free will, which doesnt jive well with Calvinist
predestination (the idea that God knows exactly who is going to hell or to heaven). His friends, fortunately,
intervened on his behalf.
In 1649, Descartes was invited by Queen Christina of Sweden to tutor her majesty. Unfortunately, she
wanted him at five in the morning three days a week, through sleet and rain and snow. Descartes caught
pneumonia and died in 1650, at the age of 54.
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Education
I should add a little note on education during these heady times. In the 1600s, despite all the great scientists
and philosophers, about 80% of the population was illiterate. (Not the modern "functionally illiterate,"
meaning they are not very good at it, but totally unable to read and write.) Nevertheless, change was coming.
For example, in 1619, the Duke of Saxe-Weimar (in Germany) ordered compulsory education for all children
between six and twelve years old, with a month of "vacation" at harvest time so they could work on the farm
practically the same system we have today, including the summer vacation!
John Comenius (Jan Komensky, 1592-1670), a bishop of the Moravian Brethren, wrote the first printed
textbook (illustrated, no less) which was used for 250 years. In the Didactica Magna ("Great Art of
Teaching"), he outlined principles of education that could be used by most any schoolboard today.
Note, however, for all the religious reform and scientific progress, over one million people, mostly older
women, were executed as witches from the time of the Papal Bull concerning witches, issued in 1484,
through the 1700s. There was even a witch hunting manual first published in 1486 called Malleus
Malificarum ( the Witchs Hammer) how to recognize them, how to torture them into a confession, how to
effectively kill them.... Women continue to be mistreated today, of course, although we seem to be coming to
our senses as the world moves into the second millenium.
Note as well that slavery, which was a minor issue in the Middle Ages (what with the convenience of serfs),
had resurrected its ugly head with Spanish and Portuguese conquest of vast areas of Africa and the Americas.
Many people in Spain (where else?) believed that no decent Christian should perform manual labor!
Protestant nations and their colonies found the practice of slavery equally profitable. Although slavery still
exists in some third-world nations, it has died out in most of the world, mostly because the industrial
revolution made it too costly, not because we were offended by the practice.
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*Available at http://www.fordham.edu/halsall/mod/galileo-tuscany.html
Paul Halsall Aug 1997 [email protected]
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understanding of every man, to speak many things which appear to differ from the absolute truth so far as the
bare meaning of the words is concerned. But Nature, on the other hand, is inexorable and immutable; she
never transgresses the laws imposed upon her, or cares a whit whether her abstruse reasons and methods of
operation are understandable to men. For that reason it appears that nothing physical which sense?experience
sets before our eyes, or which necessary demonstrations prove to us, ought to be called in question (much
less condemned) upon the testimony of biblical passages which may have some different meaning beneath
their words. For the Bible is not chained in every expression to conditions as strict as those which govern all
physical effects; nor is God any less excellently revealed in Nature's actions than in the sacred statements of
the Bible....
If in order to banish the opinion in question from the world it were sufficient to stop the mouth of a single
man as perhaps those men persuade themselves who, measuring the minds of others by their own, think it
impossible that this doctrine should be able to continue to find adherents-then that would be very easily
done. But things stand otherwise. To carry out such a decision it would be necessary not only to prohibit the
book of Copernicus and the writings of other authors who follow the same opinion, but to ban the whole
science of astronomy. Furthermore, it would be necessary to forbid men to look at the heavens, in order that
they might not see Mars and Venus sometimes quite near the earth and sometimes very distant, the variation
being so great that Venus is forty times and Mars sixty times as large at one time as at another. And it would
be necessary to prevent Venus being seen round at one time and forked at another, with very thin horns; as
well as many other sensory observations which can never be reconciled with the Ptolemaic system in any
way, but are very strong arguments for the Copernican. And to ban Copernicus now that his doctrine is daily
reinforced by many new observations and by the learned applying themselves to the reading of his book,
after this opinion has been allowed and tolerated for these many years during which it was less followed and
less confirmed, would seem in my judgment to be a contravention of truth, and an attempt to hide and
suppress her the more as she revealed herself the more clearly and plainly. Not to abolish and censure his
whole book, but only to condemn as erroneous this particular proposition, would (if I am not mistaken) be a
still greater detriment to the minds of men, since it would afford them occasion to see a proposition proved
that it was heresy to believe. And to prohibit the whole science would be to censure a hundred passages of
holy Scripture which teach us that the glory and greatness of Almighty God are marvelously discerned in all
his works and divinely read in the open book of heaven....
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* From http://philos.wright.edu/Descartes/Meditations.html
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conspires with the agreeable illusions that the deception may be prolonged; so I, of my own accord, fall back
into the train of my former beliefs, and fear to arouse myself from my slumber, lest the time of laborious
wakefulness that would succeed this quiet rest, in place of bringing any light of day, should prove inadequate
to dispel the darkness that will arise from the difficulties that have now been raised.
Meditation II
1. The Meditation of yesterday has filled my mind with so many doubts, that it is no longer in my power to
forget them. Nor do I see, meanwhile, any principle on which they can be resolved; and, just as if I had fallen
all of a sudden into very deep water, I am so greatly disconcerted as to be unable either to plant my feet
firmly on the bottom or sustain myself by swimming on the surface. I will, nevertheless, make an effort, and
try anew the same path on which I had entered yesterday, that is, proceed by casting aside all that admits of
the slightest doubt, not less than if I had discovered it to be absolutely false; and I will continue always in
this track until I shall find something that is certain, or at least, if I can do nothing more, until I shall know
with certainty that there is nothing certain. Archimedes, that he might transport the entire globe from the
place it occupied to another, demanded only a point that was firm and immovable; so, also, I shall be entitled
to entertain the highest expectations, if I am fortunate enough to discover only one thing that is certain and
indubitable.
2. I suppose, accordingly, that all the things which I see are false (fictitious); I believe that none of those
objects which my fallacious memory represents ever existed; I suppose that I possess no senses; I believe
that body, figure, extension, motion, and place are merely fictions of my mind. What is there, then, that can
be esteemed true ? Perhaps this only, that there is absolutely nothing certain.
3. But how do I know that there is not something different altogether from the objects I have now
enumerated, of which it is impossible to entertain the slightest doubt? Is there not a God, or some being, by
whatever name I may designate him, who causes these thoughts to arise in my mind ? But why suppose such
a being, for it may be I myself am capable of producing them? Am I, then, at least not something? But I
before denied that I possessed senses or a body; I hesitate, however, for what follows from that? Am I so
dependent on the body and the senses that without these I cannot exist? But I had the persuasion that there
was absolutely nothing in the world, that there was no sky and no earth, neither minds nor bodies; was I not,
therefore, at the same time, persuaded that I did not exist? Far from it; I assuredly existed, since I was
persuaded. But there is I know not what being, who is possessed at once of the highest power and the deepest
cunning, who is constantly employing all his ingenuity in deceiving me. Doubtless, then, I exist, since I am
deceived; and, let him deceive me as he may, he can never bring it about that I am nothing, so long as I shall
be conscious that I am something. So that it must, in fine, be maintained, all things being maturely and
carefully considered, that this proposition (pronunciatum ) I am, I exist, is necessarily true each time it is
expressed by me, or conceived in my mind.
4. But I do not yet know with sufficient clearness what I am, though assured that I am; and hence, in the next
place, I must take care, lest perchance I inconsiderately substitute some other object in room of what is
properly myself, and thus wander from truth, even in that knowledge ( cognition ) which I hold to be of all
others the most certain and evident. For this reason, I will now consider anew what I formerly believed
myself to be, before I entered on the present train of thought; and of my previous opinion I will retrench all
that can in the least be invalidated by the grounds of doubt I have adduced, in order that there may at length
remain nothing but what is certain and indubitable. ....
6. But [as to myself, what can I now say that I am], since I suppose there exists an extremely powerful, and,
if I may so speak, malignant being, whose whole endeavors are directed toward deceiving me ? Can I affirm
that I possess any one of all those attributes of which I have lately spoken as belonging to the nature of
body ? After attentively considering them in my own mind, I find none of them that can properly be said to
belong to myself. To recount them were idle and tedious. Let us pass, then, to the attributes of the soul. The
first mentioned were the powers of nutrition and walking; but, if it be true that I have no body, it is true
likewise that I am capable neither of walking nor of being nourished. Perception is another attribute of the
soul; but perception too is impossible without the body; besides, I have frequently, during sleep, believed
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that I perceived objects which I afterward observed I did not in reality perceive. Thinking is another attribute
of the soul; and here I discover what properly belongs to myself. This alone is inseparable from me. I amI
exist: this is certain; but how often? As often as I think; for perhaps it would even happen, if I should wholly
cease to think, that I should at the same time altogether cease to be. I now admit nothing that is not
necessarily true. I am therefore, precisely speaking, only a thinking thing, that is, a mind (mens sive animus),
understanding, or reason, terms whose signification was before unknown to me. I am, however, a real thing,
and really existent; but what thing? The answer was, a thinking thing. ....
8. But what, then, am I? A thinking thing, it has been said. But what is a thinking thing? It is a thing that
doubts, understands, [conceives], affirms, denies, wills, refuses; that imagines also, and perceives.
9. Assuredly it is not little, if all these properties belong to my nature. But why should they not belong to it ?
Am I not that very being who now doubts of almost everything; who, for all that, understands and conceives
certain things; who affirms one alone as true, and denies the others; who desires to know more of them, and
does not wish to be deceived; who imagines many things, sometimes even despite his will; and is likewise
percipient of many, as if through the medium of the senses. Is there nothing of all this as true as that I am,
even although I should be always dreaming, and although he who gave me being employed all his ingenuity
to deceive me ? Is there also any one of these attributes that can be properly distinguished from my thought,
or that can be said to be separate from myself ? For it is of itself so evident that it is I who doubt, I who
understand, and I who desire, that it is here unnecessary to add anything by way of rendering it more clear.
And I am as certainly the same being who imagines; for although it may be (as I before supposed) that
nothing I imagine is true, still the power of imagination does not cease really to exist in me and to form part
of my thought. In fine, I am the same being who perceives, that is, who apprehends certain objects as by the
organs of sense, since, in truth, I see light, hear a noise, and feel heat. But it will be said that these
presentations are false, and that I am dreaming. Let it be so. At all events it is certain that I seem to see light,
hear a noise, and feel heat; this cannot be false, and this is what in me is properly called perceiving (sentire),
which is nothing else than thinking.
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* Quotes from John Amos Comenius, The Great Didactic, 1649 (translated by M.W. Keatinge 1896). Presented on the
Froebel Web at http://www.geocities.com/Athens/Forum/7905/web7005.html.
Last quote found in Will and Ariel Durant's The Age of Reason Begins (1961), p. 582.
Image: Statue of Comenius at Moravian College, Bethlehem, Pennsylvania, presented at their web site at
http://www.moravian.edu.
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Lifelong Learning
If, in each hour, a man could learn a single fragment of some branch of knowledge, a single rule of some
mechanical art, a single pleasing story or proverb (the acquisition of which would require no effort), what a
vast stock of learning he might lay by. Seneca is therefore right when he says: "Life is long, if we know how
to use it." It is consequently of importance that we understand the art of making the very best use of our
lives.
Aristotle compared the mind of man to a blank tablet on which nothing was written, but on which all things
could be engraved. There is, however, this difference, that on the tablet the writing is limited by space, while
in the case of the mind, you may continually go on writing and engraving without finding any boundary,
because, as has already been shown, the mind is without limit.
Humanity
We are all citizens of one world, we are all of one blood. To hate a man because he was born in another
country, because he speaks a different language, or because he takes a different view on this subject or that,
is a great folly. Desist, I implore you, for we are all equally human.... Let us have but one end in view, the
welfare of humanity; and let us put aside all selfishness in considerations of language, nationality, or
religion.
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Epistemology
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Epistemology is that part of philosophy that asks "what can we know?" "What can we be sure of?" "How do
we get beyond mere opinion to real knowledge?"
Traditionally, there are two approaches to epistemology: rationalism, which says we gain knowledge
through reasoning, and empiricism, which says we gain knowledge through sensory experience. Although
there are a few extremist philosophers, generally most agree that both these approaches to knowledge are
needed, and that to some extent they support and correct each other. More on that in a moment.
Rationalists focus on what they call necessary truth. By that they mean that certain things are necessarily
true, always, universally. Another term that means the same thing is a priori truth. A priori is Latin for
"beforehand," so a priori truth is something you know must be true before you even start looking at the
world the senses reveal to us.
The most basic form of necessary truth is the self-evident truth. Self-evident means you dont really even
have to think about it. It has to be true. The truths of mathematics, for example, are often thought of as selfevident. One plus one equals two. You dont need to go all over the world counting things to prove this. In
fact, one plus one equals two is something you need to believe before you can count at all!
(One of the criticisms that empiricists would put forth is that "one plus one is two" is trivial. It is
tautological, meaning it is true, sure, but not because it is self-evident: It is true because we made it that
way. One plus one is the definition of two, and so with the rest of mathematics. We created math in such a
way that it works consistently for us!)
Other self-evident truths that have been put forth over the years include "you cant be in two places at once,"
"something either is or it isnt," "everything exists." These are pretty good candidates, dont you think? But
often, what is self-evident to one person is not self-evident to another. "God exists" is perhaps the most
obvious one some people disagree with it quite vigorously. Or "the universe had to have a beginning"
some people believe it has always been. A familiar use of the phrase "self-evident" is Thomas Jefferson's use
of it in the Declaration of Independence: "We hold these truths to be self-evident: That all men are created
equal...." But it is pretty obvious to most that this is not, really, true. Instead, it is a rhetorical device, that is,
it sounds good to put it that way!
In order to reason our way to more complex knowledge, we have to add deduction (also known as analytic
truth) to the picture. This is what we usually think of when we think of thinking: With the rules of logic, we
can discover what truths follow from other truths. The basic form of this is the syllogism, a pattern invented
by Aristotle which has continued to be the foundation of logic to the present day.
The traditional example is this one, called modus ponens: "Men are mortal. Socrates is a man. Therefore
Socrates is mortal." If x, then y (if you are human, then you are mortal). X (you are human). Therefore, y
(you are mortal). This result will always be true, if the first two parts are true. So we can create whole
systems of knowledge by using more and more of these logical deductions!
Another syllogism that always works is in the form "If x, then y. Not y. Therefore not x." If you are human,
then you are mortal. You are not mortal. Therefore, you are not human. If the first two parts are true, then the
last one is necessarily true. This one is called modus tollens.
On the other hand, there are two examples that dont work, even though they sound an awful lot like the ones
I just showed you: If x, then y. Not x. Therefore not y. If you are human, then you are mortal. You are not
human. Therefore you are not mortal. That, of course, would come as a big surprise to animals! Or look at
this example: "If God would show himself to me personally, that would prove the truth of religion. But he
hasnt done so. Therefore, religion is false." It sounds like a reasonable argument, but it is not. (This is called
denial of the antecedent.)
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Another goes like this: If x, then y. Y. Therefore x. If you are human, then you are mortal. You are mortal.
Therefore you are human. Or try this one: "If God created the universe, we would see order in nature. We do
in fact see order in the universe the laws of nature! Therefore, God must have created the universe." It
sounds good, doesnt it? But it is not at all logical: The order in the universe could have another cause. (This
is called affirmation of the consequent.)
There are many types of rationalism, and we usually refer to them by their creators. The best known, of
course, is Platos (and Socrates). Aristotle, although he pretty much invented modern logic, is not entirely a
rationalist he was also interested in the truths of the senses. The most magnificent example of rationalism
is Benedict Spinozas. In a book called Ethics, he began with one self-evident truth: God exists. By God, he
meant the entire universe, both physical and spiritual, so his truth does seem pretty self-evident: Everything
that is, is! But from that truth, he carefully, step by step, reasons his way to a very sophisticated system of
metaphysics, ethics, and psychology.
Now lets turn to empiricism. Empiricism focuses, logically enough, on empirical truth (also known as
synthetic truth), which we derive from our sensory experience of the world.
Many people think that empiricism is the same thing as science. That is an unfortunate mistake. The reason
that empiricism is so closely tied in our minds to science is really more historical than philosophical: After
many centuries of religious rationalism dominating European thinking, people like Galileo and Francis
Bacon came out and said, hey, how about paying some attention to the world out there, instead of just trying
to derive truth from the scriptures? The stage for this change in attitude was, in fact, already set by St.
Thomas Aquinas, who at least felt that scriptural truth and empirical truth need not conflict!
The simplest form of empirical truth is that based on direct observation taking a good hard look. Now this
is not the same as anecdotal evidence, such as "I know a guy who has a cousin in Topeka who married a
woman whose college roommate saw a UFO." Its not really even the same as "I saw a UFO." It means that
there is an observation that I made that you can make, too, and that, were it possible, everyone should be able
to make. In other words, heres a UFO: Take a look!
(Rationalists would argue, of course, that we could very well ALL be having an hallucination!)
In order to build a more complex body of knowledge from these direct observations, we must make use of
induction, also known as indirect empirical knowledge. We take the observations and carefully stretch
them to cover more ground than we could actually cover directly. The basic form of this is called
generalization. Say you see that a certain metal melts at a certain temperature. In fact, youve seen it many
times, and youve shown it to others. At some point, you make the inductive leap and say "the melting point
of this metal is so many degrees." Now its true that you havent melted every bit of this metal in the
universe, but you feel reasonably confident that (under the same conditions) it will melt at so many degrees.
Thats generalization.
You can see that this is where statistics comes in, especially in a more wishy-washy science like
psychology. How many observations do you need to make before you can comfortably generalize? How
many exceptions to the desired result can you explain away as some sort of methodological error before it
gets to be too much? What are the odds that my observation is actually true beyond these few instances of it?
Just like there are different styles of rationalism, there are different types of empiricism. In this case, we have
given them some names. Most empirical approaches are forms of epistemological realism, which says that
what the senses show us is reality, is the truth.
The basic form of realism is direct realism (also known as simple or "naive" realism the latter obviously
used by those who disagree with it!). Direct realism says that what you see is what you get: The senses
portray the world accurately. The Scottish philosopher Thomas Reid is the best known direct realist.
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The other kind is called critical (or representative) realism, which suggests that we see sensations, the
images of the things in the real world, not the things directly. Critical realists, like rationalists, point out how
often our eyes (and other senses) deceive us. One famous example is the way a stick jutting out of the water
seems to be bent at the point it comes out. Take it out of the water, and you find it is straight. Apparently,
something about the optics of air and water leads to this illusion. So what we really see are sensations, which
are representations of what is real. Descartes and Locke were both critical realists. So are the majority of
psychologists who study sensation, perception, and cognition.
But, to give Reid his due, a direct realist would respond to the critical realist that what we call illusions are
actually matters of insufficient information. We dont perceive the world in flash photos: We move around,
move our eyes and ears, use all our senses.... To go back to the stick, a complete empirical experience of it
would include seeing it from all directions, perhaps even removing it. Then we will see not only the real
stick, just as it is, but the laws of air-water optics as well! A modern direct realist is the psychologist J. J.
Gibson.
There is a third, rather unusual form of empiricism called subjective idealism that is most associated with
Bishop George Berkeley. As an idealist in terms of his metaphysics, he argued that what we see is actually
already a psychological or mental thing to begin with. In fact, if we dont see it, it isnt really there: "To be is
to be perceived" is how he put it. Now, this doesnt mean that the table you are sitting at simply ceases to be
when you leave the room: Gods mind is always present to maintain the tables existence!
There is this famous question: "If a tree falls in the woods, and there is no one there to hear it, does it make a
sound?" The subjective idealist answer is yes, it does, because God is always there.
Another way to look at these three empirical approaches is like this: Critical realism postulates two steps to
experiencing the world. First there is the thing itself and the light or sounds (etc.) it gives off. Second, there
is the mental processing that goes on sometime after that light hits our retinas, or the sound hits our
eardrums. Direct realism says that the first step is enough. Subjective idealism says that the second step is all
there is.
(An old story tells about three baseball umpires bragging about their abilities. The first one says "I call 'em as
I see 'em!" The second one says "Well, I call 'em as they are!" And the third one says "Shoot, they ain't
anything till I call 'em!" The first is a critical realist, the second a direct realist, and the third is a subjective
idealist.)
As I said at the beginning of this section, rationalism and empiricism dont really have to remain
antagonistic, and in fact they havent. It could even be said that science is a very well balanced blend of the
two, where each serves, like the branches of government, as a check and balance to the other.
The traditional, ideal picture of science looks like this: Lets start with a theory about how the world works.
From this theory we deduce, using our best logic, a hypothesis, a guess, regarding what we will find in the
world of our senses, moving from the general to the specific. This is rationalism. Then, when we observe
what happens in the world of our senses, we take that information and inductively support or alter our theory,
moving from the specific to the general. This is empiricism. And then we start again around the circle. So
science combines empiricism and rationalism into a cycle of progressive knowledge.
Now notice some of the problems science runs into: If my theory is true then my hypothesis will be
supported by observation and/or experiment. But notice: If my hypothesis is supported that does not mean
that my theory is true. It just means that my theory is not necessarily wrong! On the other hand, if my
hypothesis is not supported, that does in fact mean that my theory is wrong (assuming everything else is right
and proper). So, in science, we never have a theory we can say is unequivocally true. We only have theories
that have stood the test of time. They havent been shown to be false... yet!
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This is one of the things that most people dont seem to understand about science. For example, people who
prefer creationism over evolution will say that, since evolution is "only a theory," then creationism is just as
legitimate. But evolution has been tested again and again and again, and the observations scientists have
made since Darwin have held up tremendously well. It's like saying that a thoroughbred race horse is "just a
horse," and therefore any old nag is just as good!
On the other hand, creationism fails quickly and easily. Carbon dating shows that the world is far older than
creationists suggest. There are fossils of species that no longer exist. There is a notable lack of fossils of
human beings during the dinosaur age. There are intermediate fossils that show connections between species.
There are examples of species changing right before our eyes. There is a vast body of related knowledge
concerning genetics. But with every piece of evidence shown to the creationists, they respond with what the
logicians call an ad hoc argument.
An ad hoc argument is one that is created after the fact, in an attempt to deal with an unforeseen problem,
instead of being a part of the theory from the beginning. So, if there is a rock that is too old, or a fossil that
shouldnt be, the creationist might respond with "well, God put that there in order to test our faith," or "the
days in Genesis were actually millions of years long" or "mysterious are the ways of the Lord." Obviously,
creationism is based on faith, not science.
Science is always a work in progress. No one believes in evolution, or the theory of relativity, or the laws of
thermodynamics, the same way that someone believes in God, angels, or the Bible. Rather, we accept
evolution (etc.) as the best explanation available for now, the one that has the best reasoning working for it,
the one that fits best with the evidence we have. Science is not a matter of faith.
Science is, of course, embedded in society and influenced by culture and, like any human endeavor, it can be
warped by greed and pride and simple incompetence. Scientists may be corrupt, scientific organizations may
be dominated by some special interest group or another, experimental results may be falsified, studies may
be poorly constructed, scientific results may be used to support bad policy decisions, and on and on. But
science is really just this method of gaining knowledge not knowledge we can necessarily be certain about,
but knowledge that we can rely upon and use with some confidence. For all the negatives, it has been the
most successful method we have tried.
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The 1600's were among the most exciting times for philosophy since ancient Athens. Although the power of
religion was still immense, we begin to see pockets of tolerance in different places and at different times,
where a great mind could really fly. England was fairly tolerant, if only because of its diversity. Holland was
the best place to be. A small country fighting off attacks, military and economic, from every side, needed all
the support it could get, whatever your religion, denomination, or even heresy.
The central issues were the same as those of the ancient Greeks: What is the world made of? How do we
know anything for certain? What is the difference between good and evil? But they are now informed with
centuries of science, literature, history, multicultural experiences, and, of course, written philosophy. Perhaps
we have to admit that the modern philosophers are only elaborating on the ancient Greeks, but what
elaboration! Was Rembrandt only doodling?
I will approach this era philosopher-by-philosopher, showing, I hope, the "battles" between materialism (e.g.
Hobbes) and idealism (Berkeley), between empiricism (Locke) and rationalism (Spinoza), and between faith
(Leibniz) and atheism (Bayle).
power for civilization to survive. Democracy, he says, is just rule by orator-demagogues who easily
manipulate the mob.
Religion, too, is a device for keeping the peace. It is nothing more than a fear of invisible powers that the
mob has accepted as legitimate. Superstition is the same thing, just not accepted as legitimate! I should note
that Hobbes was not an atheist: He was a deist, meaning that he believed in a creator, an intelligent prime
mover who started all this, but one who does not need to intervene once his mechanical laws of nature take
effect.
When he returned to England, he found himself confronted with many critics. Fortunately for Hobbes, his
old pupil, now King Charles II, took him in and set him up with a nice pension. He died December 4, 1679,
at the age of 91.
God," which of course means love of nature as well. It also includes the acceptance of Gods will or natural
law. Knowledge of God/Nature is the ultimate virtue, and the ultimate pleasure!
Dismissed by the English as an atheist and by the French as too religious, Spinoza would have great
influence on upcoming German philosophers, including Goethe, Hegel, Schopenhauer, and Nietzsche. And it
is in Germany where psychology was to flourish.
sequences of movement, not ideas! There are some ideas, learned from experience, that are learned so early
and reinforced so consistently, that they have the appearance of being innate. But thats only an appearance!
In the course of arguing that there are no innate ideas, he also sets the stage for two future arguments, taken
up by Berkeley and Hume. First, he notices that if we try to find matter, we see nothing but qualities that we
attribute to matter but never matter itself. The idea of matter is not empirical! This would be elaborated by
Berkeley.
Second, he notices that if we try to find mind, all we see are the qualities we attribute to mind. Never do we
see, empirically, a mind at all! This would be elaborated by Hume.
Locke doesnt make the leaps that Berkeley and Hume will, however. He is too practical for that. He says we
are no doubt correct in believing in matter and mind. Life makes little sense without them. And yet, they are
not empirically verifiable. He is sometimes called a metaphysical agnostic: He believes that there is mind
and matter (and that they do interact, somehow), but no one can prove their existence.
Lockes ideas were adopted enthusiastically by French philosophers as well as English (and American)
thinkers. They would translate him into a revolutionary, and his philosophy of human nature into
Sensationism and Mechanism.
So what happens to things when we are not looking at them, touching them, or kicking them? Do they vanish
every time we turn around? Berkeley said of course not! Things as collections of qualities always remain,
but in Gods mind, which encompasses everything.
When a tree falls in the forest, and theres no one to hear it, does it make a sound? Berkeley would say it
does, because God hears it. This is perhaps the purest, and most eloquent, version of idealism ever. Only the
Mahayana (northern) Buddhists have a similar idea in their "mind-only" philosophy. In their case, they refer
not to God but to Buddha-mind.
Berkeley went on to spend some time in Rhode Island, waiting for a grant to start up a college in Bermuda,
which never arrived. Berkeley in California was named for him. He became (Anglican) Bishop of Cloyne in
1734, and died at Oxford in 1753 at the age of 68.
moment, or what's happening on some planet circling Alpha Centauri. All that and more is "in" me, but is
only perceived unconsciously.
Although each soul has its own "point-of-view," all souls contain the same total perception of the universe.
This is what he called harmony. But some souls have a clearer, more complete, more conscious, view of the
universe within than others do. Only one soul is totally conscious, or, if you like, contains all "points-ofview." That soul is God.
Leibniz became increasingly isolated and impoverished over time, being without a political sponsor. He died
alone in 1716, and his funeral was attended only by his secretary.
Tue
2
9
16
23
Wed
3
10
17
24
Thu
4
11
18
25
Fri
5
12
19
26
Sat
6
13
20
27
Sun
7
14
21
28
1. Moses
2. Homer
3. Aristotle
4. Archimedes
5. Caesar
6. St. Paul
7. Charlemagne
8. Dante
9. Gutenburg
10. Shakespeare
11. Descartes
12. Frederick II
13. Bichat
Individual days were dedicated to significant persons in fields related to the month, e.g...
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Moses 14 Buddha
Aristotle 21 Socrates
Gutenburg 7 Columbus
Shakespeare 28 Mozart
Descartes 28 Hume
Bichat 7 Galileo
duodi
2
12
22
tridi
3
13
23
quartidi
4
14
24
quintidi
5
15
25
sextidi
6
16
26
septidi
7
17
27
octidi
8
18
28
nonidi
9
19
29
dcadi
10
20
30
(vintage)
(misty)
(frosty)
(snowy)
(rainy)
(windy)
(seeds)
(blossoms)
(meadows)
(harvest)
(hot)
(fruitful)
sep
oct
nov
dec
jan
feb
mar
apr
may
jun
jul
aug
22
22
21
21
20
19
21
20
20
19
19
18
oct
nov
dec
jan
feb
mar
apr
may
jun
jul
aug
sep
21
20
20
19
18
20
19
19
18
18
17
16
The Sans-culottides ran from sep 17 to sep 20, with sep 21 as leap day. Sans-culottides literally means the
time of no breeches. The "No-Breeches" were the working class revolutionaries, who wore long pants
instead of breeches (culottes) that tied or buttoned just below the knee, which is what upper class men wore.
These days were named...
Jour de la vert (Virtue Day)
Jour du gnie (Genius Day)
Jour du travail (Labor Day)
Jour de l'opinion (Reason Day)
Jour des rcompenses (Rewards Day)
Jour de la rvolution (Revolution Day) (the leap day)
It was used in France for twelve years, until Napoleon changed it back.
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Much more recently, the World Calendar was introduced by Elisabeth Achelis in 1930. She founded the
World Calendar Association October 21 of the same year. It was gaining great international support until
World War II interrupted civilized discussion. Reintroduced to the United Nations after the war, world-wide
adoption was thwarted by the United States in 1955. American politicians could not afford to alienate the
religious right, who were upset by the idea that, once a year, there would be an extra day, making it eight
days between one Sunday and the next -- not in keeping with Biblical tradition! The organization moved to
Ottawa and became the International World Calendar Association. Sadly, the UN setback led to
demoralization of World Calendar supporters. Now, with the advent of the internet, there is again a small
movement for adoption of the World Calendar voicing its support.
The World Calendar consists of 12 months, divided into four quarters. Each quarter begins on a Sunday, with
a 31-day month. This is followed by two 30-day months. At the end of the year, an extra day is appended to
bring the total number of days to 365. This is called World Day and does not have a weekday designation. It
is conceived of as an international holiday much like New Year's Eve. Every fourth year, an extra day is
added to the sixth month. It too has no weekday designation, and is thought of as an international holiday. By
this method, we would have the same calendar for every year.
*Plus World Day at the end of December every year, and Leap Day at the end of June every fourth year.
The World Calendar would present us with the fewest changes to how we perceive the weeks, months, and
year, plus leaves us with four identical seasons or quarters -- a help in business finances! Unfortunately, there
is still enormous resistance to simple, sensible ideas like these!
For more information, see Rick McCarty's wonderful Home Page for Calendar Reform at
personal.ecu.edu/mccartyr/calendar-reform.html
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Spinozas Emotions*
i. Desire is the essence of man insofar as it is conceived as determined to any action by any one of its
modifications. [I.e., when there is change, we become motivated, and that is called desire.]
ii. Joy is mans passage from a less to a greater perfection. [We feel joy when we improve our abilities to
deal with what life hands us.]
iii. Sorrow is mans passage from a greater to a less perfection. [We feel sorrow when we find we are not
able to deal with life.]
iv. Love is joy with the accompanying idea of an external cause. [When something, or someone, gives us
joy, we feel love towards that thing or person.]
v. Hatred is sorrow with the accompanying idea of an external cause. [When something, or someone, gives
us sorrow, we feel hatred towards that thing or person.]
vi. Hope is a joy not constant, arising from the idea of something future or past about the issue of which we
sometimes doubt. [When we detect the possibility of joy in an otherwise uncertain situation, we feel hope.]
vii. Fear is a sorrow not constant, arising from the idea of something future or past about the issue of which
we sometimes doubt. [When we detect the possibility of sorrow in an uncertain situation, we feel fear.]
viii. Confidence is a joy arising from the idea of a past or future object from which cause for doubting is
removed. [Confidence happens when hope conquers fear.]
ix. Despair is sorrow arising from the idea of a past or future object from which cause for doubting is
removed. [Despair happens when fear overwhelms hope.]
x. Gladness is joy with the accompanying idea of something past which, unhoped for, has happened.
[Gladness is the recognition that things have gone well.]
xi. Remorse is sorrow with the accompanying idea of something past which, unhoped for, has happened.
[Remorse is the recognition that things have gone wrong. It might include regret and even guilt, if we had
some responsibility in the matter.]
xii. Favor is love toward those who have benefited others. [It is the appreciation we feel towards good
people.]
xiii. Indignation is hatred toward those who have injured others. [It is the hatred we feel towards bad
people.]
xiv. Overestimation consists of thinking too highly of another person in consequence of our love for him.
[This might include infatuation.]
xv. Contempt consists in thinking too little of another person in consequence of our hatred for him. [To
have contempt for someone is the same as despising them.]
* From Spinoza's Ethics (Elwes, Trans.)
xvi. Envy is hatred in so far as it affects a man so that he is sad at the good fortune of another person and is
glad when any evil happens to him. [Envy may include jealousy and lead to spitefulness.]
xvii. Compassion is love in so far as it affects a man so that he is glad at the prosperity of another person
and is sad when any evil happens to him. [This, which many would call love, is no doubt the most worthy
emotion.]
xviii. Self-satisfaction is the joy which is produced by contemplating ourselves and our own power of
action. [Today, we might refer to this as self-esteem or self-worth.]
xix. Humility is the sorrow which is produced by contemplating our impotence or helplessness. [Although
humility sounds negative, it involves a realistic understanding of our limitations.]
xx. Pride is thinking too much of ourselves, through self-love. [We often use the word to mean something
positive, but traditionally pride is undeserved or excessive self-esteem.]
xxi. Despondency is thinking too little of ourselves through sorrow. [This corresponds to that unrealistic
sense of guilt that plagues so many people.]
xxii. Self-exaltation is joy with the accompanying idea of some action which we imagine people praise.
[Self-esteem based on others opinions of particular behaviors.]
xxiii. Shame is sorrow with the accompanying idea of some action which we imagine people blame. [Like
humility, but based on others opinions of particular behaviors. We call it guilt if it is entirely internalized.]
xxiv. Benevolence is the desire to do good to those whom we pity. [Benevolence is the emotion behind our
good deeds. Pity here does not carry the negative tone it often does today.]
xxv. Anger is the desire by which we are impelled, through hatred, to injure those whom we hate. [Anger is
the emotion behind aggression. It includes the desire for revenge.]
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Metaphysics
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Metaphysics is that part of philosophy that examines the composition of the universe, and asks "what is the
world including us made of?" "What is the ultimate substance?"
You might assume that this is more interesting to a physicist than a psychologist. Physics, in fact, gets its
name from the Greek word physis, which means "ultimate substance." But for psychology, one of the
enduring problems is the relationship between the mind and the body. Is the mind, for example, just the
activity of the brain, as many suppose? Or is it more than that? This is one of the issues that psychology has
inherited from religion as well as philosophy: We can just as well ask about the separate existence of the
soul, and its relationship to mind and body. Psyche, after all, is the Greek word for soul!
For a variety of reasons, philosophers generally would like it if there were exactly one ultimate substance in
the universe an idea called monism. Call it a love of simplicity. But the problem is, of course, which one?
There are two major competitors for the title:
Materialism says that the universe is made entirely of matter. Matter, for philosophers, includes energy and
anything in the physical sense. Some early Greek philosophers, for example, thought that the whole world
(including us) was made of water. Others thought it was fire. Others still thought the universe was composed
of invisible particles which were neither created nor destroyed called atoms. Today, physicists (and chemists,
and biologists, and most psychologists) have agreed on more complex explanations which, nonetheless, boil
down to physical reality.
(Please note that "materialism" does not refer here to the love of material things!)
Idealism is the other competitor for the title. Idealism says that the universe is made of the spiritual or the
mental, which they refer to as idea or the ideal. Early Greeks also had a variety of ideas regarding what
particular brand of ideal constituted the universe. Some would say the entire world was nothing more than
Gods dream (like some Hindu philosophers would argue). Others saw it as a sort of life force. Others still
saw it as the perfection behind the flawed world we perceive. Modern idealist philosophers talk in terms of a
world of persons, or a world of qualities.
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(Again a note: "Idealism" does not here refer to living by high ideals!)
Although it may seem to you that materialism is the obviously better answer, that is more a matter of culture
than philosophy. The majority of philosophers have been idealists, because idealism is a bit more reasonable
than materialism! Consider: Have you ever seen "matter?" If you look at a chair, for example, you see its
shape, its colors. If you touch it, you feel resistance, warmth or coolness. You can tap it and hear sounds,
smell it or lick it (if you really want to), and so on. You experience many mental events, but never, all by its
lonesome, matter! But ideas all you have to do is have a thought, and you experience it as self-evident!
(Well come back to some more kinds of monism in a bit.)
The usual alternative to monism is called logically enough dualism. It is simply a matter of saying that
there are, in fact, two different substances in this universe: material and ideal. For psychology, this would be
the idea that the mind (or spirit) and the body are both equally real, and that neither can be reduced to the
other.
Now, this sounds like the obvious solution to the dilemma. But there is a serious philosophical problem: If
there are two different substances in the universe, how could they possibly interact? How does the soul,
which is presumed to be without mass or extension, cause the body to act? And how do the things that
happen to the body somehow change from physical activities into a mental thing?
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Think about it for a minute. It is easy to say that, when we see a red apple, the light waves cause chemical
reactions in the retina, which cause sensory neurons to fire, which causes neurotransmitters to sail across
synapses, which send the neural signals deeper and deeper into the brain, the activity of which is the thing we
call "seeing the red apple." But no matter how much detail you provide, at no point do you convert all this
physical activity into the experience of an apple!
Likewise, if I have a thought that says "Im going to throw the apple at you," theres no question that there
will be neural activity, translated into muscular activity, translated into the flight of the apple. But when,
where, and how did that thought become a neural activity? Some refer to this problem as the mind-body
problem. Others call it the ghost in the machine.
Descartes, in addition to be the father of modern philosophy, also took time out to promote the idea of the
reflex. In his day, hydraulic devices were all the rage fountains with moving characters. Descartes simply
suggested that living creatures are similar mechanisms (no different than we do today when we suggest that
the brain is just a wet computer.)
But Descartes was also a devout Catholic who believed we had an immortal soul. How that soul influenced
the body or the body the soul remained a mystery. Descartes thought that perhaps the pineal gland (a few
inches behind your eyes) was a conduit that let in the "animal spirits" from our souls, which traveled through
the nerves and made our muscles move. A bad guess.
Descartes type of dualism is called interactionism: There are two substances, they interact, I dont know
how. That, of course, is less than satisfactory. So other philosophers put in their two cents. A French priest
named Nicholas Malebranche suggested that God intervenes, and makes us experience things when stuff
happens to our bodies, and makes our bodies move when we will it. Since these interactions occur in all of us
every day, a million times a day, God must be very busy. But God is, well, God... so it is clearly a
possibility. This type of dualism is called occasionalism.
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Another explanation was given by the German genius Leibniz. He suggested that, rather than have God
intercede a gazillion times a day, He could have simply set the entire universe going in two coordinated
paths, one material, one spiritual. Like I can set two clocks one an antique pendulum clock and one an
electric digital to keep the same time, even though they are completely different mechanisms and have no
contact with each other, so God could have done the same with the body and the mind. This is called
parallelism. Again, not a bad explanation.
But philosophers (and psychologists) desire more certain knowledge than faith. So the search for an answer
went on. Perhaps the most impressive of the enlightenment answers came from the lens-grinder Benedict
Spinoza. His theory is called double-aspectism. It is a monism that looks like a dualism: The mind and the
body, he said, are two sides of one "coin," which is the true ultimate substance of the universe.
So, if a brick hits you on the forehead, the physical things happening inside your head have another side to
them, which is the pain you experience. And the thought you have to raise your hand to touch the bruise has
another side to it, which is the physical act of doing so. Problem solved!
But perhaps not quite. If you say that the entire universe has two sides to it, you have to include not only
mind and brain. Spinoza believed that God is what we call the mental side of the universe, and nature is what
we call the physical side. God is the mind of nature, and nature is Gods body! This is called pantheism. In
Spinozas day, it was called atheism, and was grounds in most countries for a bonfire, with you as the guest
of honor.
Even if you kind of like the idea of pantheism, keep in mind that it also implies panpsychism everything
has to have its mental side. So animals and plants have souls and rocks have thoughts (albeit slow and simple
ones!). On the other hand, there can be no soul in heaven that is not attached to some body. These ideas are
a little harder to take.
Much later, William James, "the father of American psychology," and our best philosopher in his spare time,
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came up with neutral monism. He suggested that Spinoza was nearly right, but not quite. The physical is the
one ultimate substance as seen from one perspective, and the mental or spiritual is that substance seen from
another perspective. The ultimate substance is something else, something neutral. This means that it is quite
alright to say that some things can only be seen as physical, others only as mental, and some as both.
The problem that remains is the question we started out with: What then is the ultimate substance? One
recent suggestion is information. This doesn't stray too far from materialism and is popular with the
artificial intelligence movement and cognitivists in psychology. Another suggestion is more idealist, and
offers quality as the ultimate substance, quality sometimes having physical characteristics, sometimes
mental ones.
William James also came up with another idea called pluralism. Strictly speaking, of course, dualism is a
pluralism. But he suggested that the were many more than two "ultimate substances." There is matter, of
course, and mind. But there is also math and logic are they physical or are they mental, or are they
something else? And theres space and time what are they? Even the material can be divided into matter,
energy, gravity, and so on. And the mental includes thoughts, perceptions, imagery, feelings, will, choice,
etc. Some of these things may interact (matter and energy, for example, via e = mc2). Others may not interact
with anything else. The problem? Now instead of having two ultimate substances we need to reconcile, we
have hundreds.
Perhaps the most popular metaphysics among researchers in psychology is called epiphenomenalism. This
approach suggests that, while materialism is clearly the way to go in the sciences, it is also undeniable that
there is something real about our inner, psychological life. So, say the epiphenomenalists, let's allow that
there is something called mind which we have yet to pin down, but let's also say that the mind is nothing
more than a biproduct of brain! Sort of like heat is a byproduct of an engine's operation: If we could design a
perfect engine, all energy would translate into motion instead of heat! So, if we completely understood the
brain, we would no longer need the concept mind. This is just a form of materialism, although a more
humble form.
So the problem remains. "How does all this relate to ordinary psychology?" you might ask. Well, think about
anything having to do with psychology love, anger, perception, mental illness, psychopharmacology....
What is depression? Is it a perceptual or emotional problem? Or is it a matter of serotonin availability?
Should we use drugs to alter people with problems such as these, or is it a matter of helping them to change
their perspectives on life? If its a combination of the two, how do we know how much of the problem is one
or the other? Is it the same for everyone? The mind-body problem does indeed remain, right at the very heart
of psychology.
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The 1700s saw many great thinkers who have left a lasting impact on modern philosophy and science and
psychology. But there were two who would, between them, define the nature of science, especially
psychology. They are, of course, David Hume and Immanuel Kant.
David Hume
David Hume was born April 26, 1711 in Edinburgh, Scotland. His father died the following year and left the
estate to his eldest son, John. John ensured that David would receive a good Presbyterian upbringing and
sent him at the age of 12 to the University of Edinburgh. David left three years later, to become a
philosopher!
His family suggested he try law, and he tried, but found that it as he put it
made him sick. So he went off to travel a few years in England and France. It
was at a Jesuit College in France that he wrote A Treatise of Human Nature
(in two parts), which he published anonymously in London in 1739.
Hume was the ultimate skeptic, convincingly reducing matter, mind, religion,
and science to a matter of sense impressions and memories. First, he agreed with
Bishop Berkeley that matter, or the existence of a world beyond our perceptions,
is an unsupportable concept. Further, cause and effect were likewise
unsupportable. We see sequences of events, but can never see the necessity that
determinism requires. Further still, his investigations led him to dismiss the
existence of a unifying mind within us. What we call mind is just a collection of
mental perceptions. And finally, without mind, there can be no free will.
I will let him speak for himself. Pay close attention to some really good arguments!
All ideas are copies of impressions...it is impossible for us to think of anything which we have not
antecedently felt by our senses....
When we entertain any suspicion in a philosophical term, we need but inquire from what impression
is that supposed idea derived. If it be not possible to assign any, this will serve to confirm our
suspicion that it is employed without meaning....
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Some philosophers found much of their reasonings on the distinction of substance and quality. I
would fain ask them whether the idea of substance be derived from impressions of sensations or
impressions of reflection. Does it arise from an impression? Point it out to us, that we may know its
nature and qualities. But if you cannot point out any such impression, you may be certain you are
mistaken when you imagine you have any such idea.
The idea of substance is nothing but a collection of ideas of qualities, united by the imagination and
given a particular name by which we are able to recall that collection. The particular qualities which
form a substance are commonly referred to an unknown something in which they are supposed to
"inhere." This is a fiction.
And so...no matter!
There are some philosophers (e.g. Berkeley) who imagine we are every moment intimately conscious
of what we call our self; that we feel its existence and its continuance in existence, and are certain of
its identity and simplicity.
For my part, when I enter most intimately into what I call my self, I always stumble on some
particular perception or other, of heat or cold, light or shade, love or hatred, pain or pleasure, color or
sound, etc. I never catch my self, distinct from some such perception.
I may venture to affirm of the rest of mankind that they are nothing but a bundle or collections of
different perceptions which succeed each other with an inconceivable rapidity and are in a perpetual
flux and movement. Our eyes cannot turn in their sockets without varying their perceptions. Our
thoughts are still more variable. And all our other senses and powers contribute to this change.
The mind (or self) is a kind of theatre where perceptions make their appearances, pass, repass, glide
away, and mingle in an infinite variety. But there is no simplicity, no one simple thing present or
pervading this multiplicity; no identity pervading this process of change; whatever natural inclination
we may have to imagine that there is. The comparison of the theatre must not mislead us: it persists,
while the actors come and go. Whereas, only the successive perceptions consititute the mind.
As memory alone acquaints us with the continuance and extent of a succession of perceptions, it is to
be considered, on that account chiefly, as the source of personal identity. Had we no memory, we
should never have any notion of that succession of perceptions which constitutes our self or person.
But having once acquired this notion from the operation of memory, we can extend the same beyond
our memory and come to include times which we have entirely forgot. And so arises the fiction of
person and personal identity.
And no mind!
There is no idea in metaphysics more obscure or uncertain than necessary connection between cause
and effect. We shall try to fix the precise meaning of this terms by producing the impression from
which it is copied. When we look at external objects, and consider the operation of causes, we are
never able, in a single instance, to discover a necessary connection; any quality which binds the
effect to the cause, and renders one a necessary consequence of the other. We find only that the
effect does, in fact, follow the cause. The impact of one billiard ball upon another is followed by the
motion of the second. There is here contiguity in space and time, but nothing o suggest necessary
connection.
Why do we imagine a necessary connection? From observing many constant conjunctions? But what
is there in a number of instances which is absent from a single instance? Only this: After a repetition
of similar instances the mind is carried by habit, upon the appearance of the cause, to expect the
effect. This connection, which we feel in the mind, this customary and habitual transition of the
imagination from a cause to its effect, is the impression from which we form the idea of necessary
connection. There is nothing further in the case.
Out with cause and effect!
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The most irregular and unexpected resolutions of men may be accounted for by those who know
every particular circumstance of their character and situation. A genial person, contrary to
expectation, may give a peevish answer, but he has a toothache or has not dined. Even when, as
sometimes happens, an action cannot be accounted for, do we not put it down to our ignorance of
relevant details?
Thus it appears that the conjunction between motive and action is as regular and uniform as between
cause and effect in any part of nature. In both cases, constant conjunction and inference from one to
the other.
Free will is only our ignorance of cause and effect, and cause and effect is an illusion, so free will is an
illusion. Simple.
In all reasonings from experience, then, there is a step taken by the mind (that the future resembles
the past) which is not supported by any argument. Nevertheless, we take this step. There must
therefore be some other principle (than rational or demonstrative argument). This principle is
custom....
What, then, is the conclusion of the whole matter? A simple one, though, it must be confessed, pretty
remote from the common theories of philosophy. All belief concerning matters of fact or real
existence, is derived merely from some object present to the memory or the senses, and a customary
conjunction between that and some other object. Having found, in many instances, that two kinds of
objects have been conjoined (say, flame and heat), the mind is carried by custom to expect the same
in the future. This is the whole operation of the mind in all our conclusions concerning matters of
fact and existence.
So long, science!
If we take in hand any volume, of divinity or metaphysics, for instance, let us ask: Does it contain
any reasoning concerning quantity or number? No. Does it contain any experimental (probable)
reasoning concerning matter of fact? No. Commit it then to the flames: for it can contain nothing but
sophistry and illusion.
I am at first affrighted and confounded with that forlorn solitude in which I am placed by my
philosophy, and fancy myself some strange uncouth monster, utterly abandoned and disconsolate.
Fain would I run into the crowd for shelter and warmth. I call upon others to join me. But no one will
hearken to me. Everyone keeps at a distance, and dreads that storm which beats upon me from every
side. I have exposed myself to the emnity of all metaphysicians, logicians, mathematicians, and
theologians. Can I wonder at the insults I must suffer? I have declared my disapprobation of their
systems. Can I be surprised if they should express a hatred of my ideas and my person? when I look
about me, I foresee on every hand, dispute, contradiction, anger, calumny, detraction. When I turn
my eye inward, I find only doubt and ignorance. Every step I take is with hesitation; every new
reflection makes me dread an error and absurdity in my reasoning.
In 1739, he returned to Edinburgh, where he added a third part to A Treatise, on morality. He suggested that
morality comes from sympathy, which is an instinct for association with others. He goes on to say that it is
emotions that move us, not reason, and he presages Jeremy Benthams utilitarianism by defining virtue as
"every quality of the mind which is useful or agreeable to the person himself or others." Even beauty is based
on pleasure and pain, and love is based on our desire to reproduce shades of Freud!. What little attention
this part received was negative.
At this point in his life, he went through several minor political positions. And he gained a great deal of
weight something unusual among philosophers! Then, in 1748, he published An Enquiry Concerning the
Human Understanding, followed in 1751 by An Enquiry Concerning the Principles of Morals. These
were essentially a rewrite of A Treatise. In it, he included a new essay, "Of Miracles," wherein he portrays
some of Christianitys most basic beliefs as nothing but superstition!
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He continued on that subject with Dialogues Concerning Natural Religion, in which he compared
Christianity, Deism, and Atheism. Among other things, he suggests that the world we know including
ourselves is the result of eons of natures experiments. His friends asked him not to publish it. They
published it for him posthumously (no pun intended).
In 1752, he wrote Political Discourses. Although he liked egalitarianism (roughly, communism) and
democracy, he felt that both were too idealistic. This book influenced Adam Smith, the father of modern
capitalism.
In 1754, he published the first volume of the History of England, a book admired by such notables as
Voltaire and Gibbon (the author of The Decline and Fall of the Roman Empire).
In 1763 he went to Paris, where he soon became the talk of the town and was especially popular at the salons
of the great aristocratic women of France, who apparently took a liking to his grand body as well as his great
mind. Several years later, he brought the nearly insane Rousseau to England, which turned out to be a
disagreeable adventure for both of them.
He died August 25, 1776, of ulcerative colitis. His friends found the great atheist polite, pleasant, even
cheerful, to the end.
Immanuel Kant
Immanuel Kant was born on April 22, 1724, in Knigsberg, Prussia (Now Kaliningrad, Russia). He was of
Scottish descent and had a Pietist upbringing and education. (Pietism is a form of Protestantism similar to
Methodism, i.e. very conservative.) He went to the University of Knigsberg, where he received his PhD. He
taught as a privatdozent, which is a private teacher or tutor, paid by his students. This meant a poor life,
boardinghouses, and bachelorhood.
He began with an interest in science physics, astronomy, geology, biology. In
fact, he introduced the nebular hypothesis, suggesting that originally, swirling
gases condensed into the sun and the planets basically, what we understand to
be the reality today. He also reintroduces Lucretiuss idea of evolution of plant
and animal life.
In 1781, he published the Critique of Pure Reason. Critique means a critical or
careful analysis, and pure reason means reason which leads to knowledge that
doesnt require experiential proof, what is also called a priori (before-hand)
knowledge.
He said he had been "awakened from his dogmatic slumbers" by reading Hume.
This is frequently misunderstood to mean that he was outraged. Actually, he
said that he had been dogmatically accepting of the traditional ideas about reason. Hume enlightened him!
However, it is also true that Hume challenged him, in a sense, to rescue such concepts as cause and effect,
which Kant felt were essential to the existence of science. He took as his life's task to saving of the universe
from Hume's pervasive skepticism.
First, he makes a distinction between a posteriori and a priori knowledge:
It is a question worth investigating, whether there exists any knowledge independent of experience
and all sense impressions. Such knowledge is called a priori and is distinguished from a posteriori
knowledge which has its sources in experience. That there is genuine a priori knowledge, that we can
advance independent of all experience, is shown by the brilliant example of mathematics....
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Although all our knowledge begins with experience, it does not follow that it arises entirely from
experience. For it is quite possible that our empirical knowledge is a compound of that which we
receive through impressions and that which our own faculty of knowing (incited by impressions)
supplies from itselfa supplement to impressions which we do not distinguish from that raw material
(i.e. impressions) until long practice has roused our attention and rendered us capable of separating
one from the other.
What then are these a priori faculties of our minds? The first stage of mind's operation on experience is the
transcendental aesthetic, which states that all sense experience is synthesized "through" the concepts of
time and space.
Space does not represent any property of things in themselves, nor does it represent them in their
relation to one another.... Space is nothing but the form of all appearances of outer sense. It is the
subjective condition of sensibility under which alone outer perception is possible for us.
Since the capacity to be affected by objects must precede all perception of these objects, it can
readily be understood how the form of all appearances (i.e., space) can be given prior to all
perceptions, and so exist in the mind a priori; and how, as a pure intuition, in which all objects must
be determined, it can contain, prior to all experience, principles which determine the relations of
these objects. It is, therefore, solely from the human standpoint that we can speak of space, of
extended things. If we depart from the subjective, the representation of space stands for nothing
whatsoever.
Time is a purely subjective condition of our human perception, and, in itself, apart from the subject,
is nothing.... What we are maintaining is the empirical reality of time, its objective validity of all
objects which allow of ever being given to our senses. Since our perception is always sensible (i.e.,
by the senses), no object can ever be given to us in experience which does not conform to the
condition of time. On the other hand, we deny to time any claim to absolute reality; that is to say, we
deny that it belongs to things absolutely, as their condition or property independently of any
reference to the form of our perception. Properties that belong to things in themselves can never be
given to us through the senses. This, then, is what constitutes the ideality of time.
So time and space are necessary to perception, even though they themselves cannot be perceived apart from
the events "in" them. The next step is the transcendental analytic, which says that the mind applies certain
categories of thought to ideas. Without these categories, Kant says, we would not be able to think at all, and
Hume couldn't have come up with his arguments. Hume, for example, felt that cause and effect were not
objectively real; Kant says right! they are a priori, in the mind:
1. Quantity: unity, plurality, totality.
2. Quality: reality, negation, limitation.
3. Relation: substance and accidents, cause and effect, reciprocity between active and passive.
4. Modality: possible-impossible, existence-nonexistence, necessity-contingency.
Finally comes the transcendental dialectic. Kant believed that the mind seeks complete knowledge. But it is
limited to dealing with phenomena, appearances, only. It can't reach to noumena, the thing-in-itself.
Phenomena are all you have, but they are not real; noumena are real, but you can't have them. So, to discover
that real world, we try to construct it. Unfortunately, we err by trying to use the categories (logic),
"designed" for phenomena, on the ultimate reality! So we end up with contradictions that are irreconcilable.
Regarding cause and effect and free will:
If, however, we may legitimately take an object in two senses, namely, as phenomena and as thingin-itself; and if the principle of causality applies to things only as phenomena and not as noumena,
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then we can, without any contradiction, think one and the same thing when phenomenal as
necessarily conforming to the principle of causality and so far not free, and yet, in itself not subject
to that principle and therefore free.
Suppose morality necessarily presupposed freedom of the will while speculative reason had proved
that such freedom cannot even be thought. In such case freedom, and with it morality, would have to
make room for the mechanical interpretation of nature. But our critique has revealed our inevitable
ignorance of things-in-themselves, has limited our knowledge to mere phenomena. So, as morality
requires only that freedom should not entail a contradiction, there is no reason why freedom whould
be denied to will, considered as a thing-in-itself, merely because it must be denied to it as a
phenomenon.
Ultimately, Kant found that the existence of God, the soul, and ultimate reality is not something you can
prove, because proof is based on phenomena and the categories. Instead, they are heuristic, that is, we
believe in these things because they are useful to us! In saving science and religion from Hume, he proved
that they had to be taken on faith! Scholars and churchmen on all sides of the issues criticized the Critique,
which ironically guaranteed its success. Kant had no censorship problems to worry about at the time, because
Frederick the Great a brilliant man himself ruled Prussia at that time. Unfortunately for Kant and many
others, he died in 1786.
(A note on Frederick the Great: The King of Prussia, including much of Germany as well, he was, besides a
consummate leader and politician, an accomplished philosopher and a passionate amateur musician. He
corresponded with Voltaire and Rousseau, and Bach wrote "A Musical Offering" for him, based on a melody
the King had challenged him with. He wrote a number of books, including A History of My Times and The
Anti-Machiavelli)
In 1788, Kant wrote the Critique of Practical Reason. Practical reason refers to the making of moral
decisions. In this book, he argues that everyone has a conscience, a moral law within their souls, not unlike
the categories of the Critique of Pure Reason. This moral law he calls the Categorical Imperative, which
is phrased two ways. The first is a variation on the Golden Rule: Whatever you do, consider what kind of
world this would be if everybody did the same. The other is a little deeper: Treat people (including oneself)
only as ends, never as means to an end. Never use them, we would say today.
In order to have morality, Kant believed we needed free will. If you cant make choices, how could you be
responsible? If you arent responsible for anything you do, like an animal or a robot, then what you do is
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neither bad nor good! Also, he felt we needed the idea of immortality: Since justice rarely happens within a
lifetime, we need life after death to take care of that. And, in order for eternal life to exist, or free will, or
good and bad at all, we need to believe in God.
Notice that he doesnt say that, first God exists, therefore.... He is actually saying that, although we can never
prove the existence of God (or immortality, or free will, or good and bad), we must act as if he (and they)
existed. Religious thinkers of the time did not care for this way of thinking at all!
Kant wrote a good deal more. In 1790, he wrote the Critique of Judgement, regarding judgements of
beauty. He notes that our sense of beauty is based on feeling, not reason. We seem to "see" the harmony, the
power, the miraculous in some things. It is as if God so arranged things!
In 1793, when he was 69 years old, Religion Within the Limits of Reason Alone came out. Here he argues
(unlike Hobbes and unlike Rousseau) that we are born with the potential for both good and bad. He does
acknowledge, though, that a great deal of evil comes out of civilization, rather than our primitive nature. In
fact, a lot of what we now consider bad was probably originally necessary for survival in primitive
conditions!
He also said that, although there is an inborn moral sense, it must be developed by moral instruction. For this
reason, he believes that religion is necessary although he also points out that religion shouldnt be
dogmatic, and that beliefs such as original sin, the divinity of Christ, and the efficacy of prayer are mere
superstitions.
In 1795, he wrote On Perpetual Peace, outlining the basis for international law. In 1798, he came out with
The Conflict of Faculties, arguing for the importance of academic freedom. He died February 12, 1804, after
long illness, and was buried ceremoniously in Knigsberg Castle. Over his grave is written
The starry heavens above me;
The moral law within me.
The great modern historian of psychology, Dan Robinson, once said that today nearly every psychologist is
either a Humean or a Kantian. Humeans see their science as the statistical analysis of a collection of
experiences. All we can ever know is probabilities based on what happened in the past. Kantians see their
science as more firmly based, in a sense, in the structure of the mind. And yet they, too, can permit
themselves little certainty. Humeans can be found among most experimentalist, including the behaviorists.
Kantians are more likely to be found among cognitivists and psychoanalysts. There are, as we shall see,
alternatives. But they remain very much in the minority.
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indispensable, all harshness not essential to the securing of the prisoner's person shall be severely repressed
by law.
10. No one shall be disquieted on account of his opinions, including his religious views, provided their
manifestation does not disturb the public order established by law.
11. The free communication of ideas and opinions is one of the most precious of the rights of man. Every
citizen may, accordingly, speak, write, and print with freedom, but shall be responsible for such abuses of
this freedom as shall be defined by law.
12. The security of the rights of man and of the citizen requires public military forces. These forces are,
therefore, established for the good of all and not for the personal advantage of those to whom they shall be
intrusted.
13. A common contribution is essential for the maintenance of the public forces and for the cost of
administration. This should be equitably distributed among all the citizens in proportion to their means.
14. All the citizens have a right to decide, either personally or by their representatives, as to the necessity of
the public contribution; to grant this freely; to know to what uses it is put; and to fix the proportion, the mode
of assessment and of collection and the duration of the taxes.
15. Society has the right to require of every public agent an account of his administration.
16. A society in which the observance of the law is not assured, nor the separation of powers defined, has no
constitution at all.
17. Since property is an inviolable and sacred right, no one shall be deprived thereof except where public
necessity, legally determined, shall clearly demand it, and then only on condition that the owner shall have
been previously and equitably indemnified.
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Ethics
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Ethics is the philosophical study of good and bad, right and wrong. It is commonly used interchangeably
with the word morality. It differs from other aspects of philosophy in being more concerned with what
should be than with what actually is. This makes it a good deal more slippery as well!
Theological Theories
There are three broad categories of ethical philosophies. The first is the theological theories. As the name
tells you, these are moral philosophies that begin with the idea that what is right and wrong derive from God
or some other higher power.
The simplest theological theory is the divine command theory. This theory says that God has revealed his
will in the form of commands that are made available to us through oral tradition, holy scripture, or church
law. All we need to do to be good is to follow those commands. Most of the church fathers held such a
belief, as do most religious people today. Its major advantage is its simplicity and solidity.
A more complex theological theory is called natural law. This goes back to St. Thomas Aquinas, and is a
part of traditional Catholic philosophy. St. Thomas felt that God would not give us one set of rules through
scripture and the church only to have them contradicted by our experiences and reason. Nature, as Gods
creation, is in complete agreement with his moral commands. People who believe in natural law would point
out that there are people from other cultures, not exposed to our traditions of morality, who nonetheless
reason their way to the very same conclusions as to what is right and wrong!
The difficulty with natural law has become obvious: Science does occasionally produce theories that are
blatantly contradictory with scripture, and the church does occasionally produce events (religious wars and
burning heretics spring to mind) that are blatantly contradictory with our "common sense" sort of morality.
The difficulty with both divine command theory and natural law is that, as society becomes more pluralistic,
we come into more and more contact with a greater and greater variety of religious traditions, each with their
own scriptures and traditions, and not all of them agreeing all the time. The majority of religious people are
good-hearted souls, who are reluctant to believe that God would condemn entire nations for not having been
lucky enough to hear the right message! This feeling is especially poignant when people gain experiences
with very decent people with different religions or even no religion at all. As long as we remain generous
and humble, there is no real problem.
But some people find themselves retreating to what some consider a defensive position called absolutism.
Absolutism is divine command theory, but without the generous and humble spirit. In other words, its my
way or else. We have had many examples of absolutism in history, and we have many examples still today.
Moral Relativism
Diametrically opposed to the theological theories are various forms of moral relativism. Moral relativism
says that there are no universal moral principles. Morality is a matter of customs or opinions or habits or
emotions. There is a range of opinions here: Relativism is sometimes considered a kind of moral
skepticism, which would say that we never truly know what is good or bad. Others see it as a moral
nihilism, which says that there simply is no such thing as good and bad, that those words are just misleading
labels for other, simpler, things.
One brand of relativism is called conventionalism. This says that what we call morality is really a matter of
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our cultural or social norms. What our traditions say is right and wrong (for whatever reason) is right and
wrong. Often, along with that, comes the idea that cultures and societies should not interfere with each other
("when in Rome..."), but that is not necessary.
Another brand is called prescriptivism (or imperativism), which looks at morality more in terms of power
within a society. What we call right and wrong are essentially prescriptions as to what we want others to do,
which we then enforce with the powers at our command. So call theft "bad" so that we have a justification to
put people who take our stuff in jail!
Of course it is inevitable that we come across other societies who believe that what they want is their "right"
regardless of what we want. Or we come across situations where there are two subcultures or societal groups
whose moral beliefs come into conflict. One of the difficulties of conventionalism is defining what
constitutes a society or culture and what, if any, are the rules of interaction between or among them.
One "solution" is to reduce the culture or society to a culture or society of one that is, the individual. This
is called subjectivism. Here, each person has his or her own morality. It may be a matter of individual
beliefs, or a matter of habit, but each person makes their own choices. That does take care of the problem of
what is a culture, but it only makes the problem of rules of interaction worse!
Another brand of relativism goes even further: emotivism says that what we call good and bad are just labels
for certain emotional responses we have to certain acts. If the idea of eating puppies makes you sick, you call
it bad. If it makes you salivate, you call it good. If having sex with teenagers makes your day, you call it
good. If it gets you all upset, you call it bad.
Among my students, I find that freshmen often bring with them their home town religious beliefs. They tend
to like the divine command theory, with a few absolutists thrown in for spice. But by the time they are
juniors, most of them have become relativists. The home town crowd often blames this change on professors,
but it is more a matter of exposure to the pluralistic mini-society of college.
The freshmen see that there are many people who disagree about one detail or another of their childhood
moral codes, yet appear to be decent people, or at least have not been struck down by thunderbolts. So, being
decent folk, they begin to emphasize tolerance for the variety of moralities they see, and relativism seems to
be the best format for this tolerance. For example, if you were raised to believe that homosexuality is wrong,
yet you find many people who believe that it is okay (and some who think its the only thing to be), you may
develop a live-and-let-live attitude that says "to each his own."
But not everything is as innocuous as sexual preferences. There are people whose moral codes say we must
sacrifice chickens to the Gods, or we must convert the non-believers, or we must burn witches at the stake, or
we must destroy the infidel.... What do we do then with our kind tolerance? Let them be because "to each his
own?" What if we had done that when Adolph Hitler had his time at bat? Or what if Jeffrey Daumers
neighbors decided that, well, if he wants to kill and eat his lovers, what business is it of ours?
A sophisticated relativist would respond, however, by pointing out that this tolerance business really has no
place in a relativistic moral theory that tolerance is itself a moral value that one may or may not adhere to!
So, if it is Hitlers moral code to exterminate innocent people and invade neighboring countries, its our
moral code to make him stop it! No logical problems here.
As you can see, though, relativism does take a risk. Relativism can become moral nihilism in the same way
that divine command can become absolutism. Nevertheless, relativism is the moral theory followed by the
majority of people in the hard sciences, including the more experimental, physiological side of psychology.
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Moral realism
The third main category of moral theory is moral realism. Moral realism says that good and bad, right and
wrong, exist in some fashion in this world, and independently of things like social customs, beliefs, or
opinions. On the other hand, moral realism does not propose something as simple as a list of commandments
delivered directly from God! Moral realism is the middle ground between the theological theories and moral
relativism, and is the most common approach of philosophers.
But, as is usually the case with the middle ground, that is not an easy position to take. The big question that
moral realists have to answer is "how do we know good and bad? how do we recognize right and wrong?"
Because of the difficulty of this question, there are quite a few forms of moral realism.
Rationalist morality theories
The first group of theories Id like to look at at the rationalist moral theories. As the name indicates, these
theories view morality as coming out of our capacity to think. Just like rationalist epistemology, the most
basic form of rational moral truth is the one that is self-evident. This is the theory of intuitionism, which is
best exemplified by the modern British philosopher G. E. Moore.
Just like rationalistic epistemology, we can deduce from intuitions with formal logic. In other words, we can
think our way to various moral principles. Kant promotes such an approach in what is known as formalism.
A particularly popular form of rationalist morality is called contractarianism. It is associated with several
influential philosophers such as John Locke and Jean-Jacques Rousseau. Rousseau is responsible for the title
and the basic idea: He suggested that, once upon a time, humanity was in a state of savage anarchy. Each
person felt free to do whatever they needed to do to get what they wanted. However, the fact that everyone
else was doing the same meant that no-one was really free at all. Whatever time they werent spending on
getting what they needed would be spent protecting themselves from each other!
So, says Rousseau, our ancestors got together, sat down, and thought this through at least metaphorically.
More literally, certain ways of dealing with anarchy evolved over thousands of years. But the principle is the
same: We each agree to give up some of our freedom to take whatever we want, in order that we all can get
what we need. The Social Contract, its called.
This idea was very influential in its time, especially on the American and French Revolutions. Our founding
fathers quite literally outlined the processes of our government and the rights and obligations of the citizenry
in a social contract known as the Constitution. We call our system democracy, of course, but the Constitution
limits our democratic freedom the freedom of the majority in order to protect the minority. And since you
never know when itll be your turn to be the minority, it has worked out quite well!
Naturalistic moral theories
The next group of theories, as you might suspect, are founded on ideas of a more empirical nature. Here,
morality is something you experience in some fashion. These theories are called naturalistic. The simplest
suggests that we perceive good and bad quite directly, with a "sixth sense," a moral sense. This is the brain
child of the Earl of Shaftesbury. We often say to each other "that doesnt look right," and "cant you see that
that's wrong?"
Egoism says that right and wrong can be perceived in terms of certain special feelings we call happiness.
The term egoism is unfortunate here, because we tend to think in terms of selfishness and hedonism, which
would be more appropriately placed under the subjectivist or emotivist form of relativism. The epicureans
are examples of egoism: Things like friendship, honor, and even altruism give us certain positive emotions
by which we recognize that they are good. Other things make us feel guilty or ashamed.
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Analogous to contractarianism in the rational view, there is utilitarianism in the natural view. Invented by
Jeremy Bentham and developed by the Mills, utilitarianism is best known for the phrase "the greatest
happiness of the greatest number." Like egoism, happiness is seen as the way in which we perceive good and
bad. This time, however, it is not our own happiness alone, but the happiness of those around us as well.
Intuitively, it is hard to disagree with the notion. But is is in fact a difficult one. How do you know if others
are happy? Were often not even certain if we ourselves are happy! What makes others happy may not be the
same as what makes us happy. How are we to add up the various kinds of happiness? Is every person equal
in the equation, or are some peoples happiness more important than others? What about the poor minority in
this case: Is it okay for them to be unhappy, as long as the majority is happy? Bentham thought that we could
develop a "hedonistic calculus" to figure these things out others are far from certain about that.
Again, our founding fathers were influenced by utilitarianism as well as the social contract, and the
Declaration of Independence is loaded with utilitarian concepts (and contractarian ones!) Thomas Jefferson
in particular was very interested in these issues.
There are many additional details to utilitarianism, and to many of these moral theories. But you will have to
go to your local philosophy professor for those.
One of the things you may have spotted as you read the preceding paragraphs is that these rationalist and
naturalist theories are not terribly exclusive: In fact, we could combine them all without stretching them too
far out of shape. Just like the US has the Declaration of Independence and the Constitution, and just like
science is a blend of rationalism and empiricism, we can use all six of the theories under moral realism at
once!
Virtue ethics
There is one more branch of moral realism to talk about. This one is called virtue ethics. Instead of looking at
good and bad as something impersonal that we need to recognize via reason or a moral sense, virtue theory
sees good and bad as a quality of the person him or herself. It is a virtuous person that creates good acts, not
good acts that add up to a virtuous person! This is also often called perfectionism.
It is found in a variety of interesting places: Aristotle proposed a virtue ethics in his famous Nichomachean
Ethics; Buddha outlined a virtue ethics in his sutras; Plato has a virtue ethics, as do the stoics; and Frederic
Nietzsche promotes a virtue ethics in Thus Spake Zarathustra, the book introduced "Superman" to the
world! The idea is simple: Follow certain practices and you will become a virtuous man or woman. Then do
what you will, and the results will be good.
I like virtue ethics a lot, but I have to admit theres a danger in it. Who decides what constitutes a virtuous
person? The Nazis read Nietzsche and decided that they were the master race and could do no wrong.
Nevermind that Nietzsche would never recognize his Superman in boot-stomping blackshirts Nietzsche
was dead by then! Even the gentle Buddhists have had to face the problem: If a certified enlightened master
decides it might be a good idea to sleep with his students or take all their money, does that make these things
moral? To respond by saying we were mistaken about his enlightenment is too easy a way out of the
dilemma!
Another version of virtue ethics, called situational ethics, was developed recently by a Christian theologian
named Joseph Fletcher. Uncomfortable with the "follow these rules or burn in hell" theology of some
Christians, he said that Jesus had a quite different idea of morality (one quite like Buddha, actually). If you
cultivate a loving attitude, you will naturally begin to do more good and less bad. In fact, whatever is done
with love is by definition a good act. You could point out that some people do pretty awful things in the
name of love, but we could consider these mistaken examples of love. But you could also argue that this is an
example of the "No True Scotsman" fallacy: If something good comes out of love, fine; If something bad
comes out of love, then, well, that wasn't real love!
Another aspect of his theory is that morality is always situational. He means that morality is always a matter
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of a real person in a real situation, and we cant really judge them from outside that situation. Hypothetical
moral situations, he says, are never real. There are always more details to be taken into account! This
sounded way too much like moral relativism to conservative Christians, and so today many people
misunderstand poor Fletcher and assume he was some kind of nasty nihilist!
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Overlapping Moralities
There are three overlapping "moralities:"
A. Individual "morality" individual opinion
B. Society's "morality" social convention
C. Morality (the real deal)
For example: A plantation owner in 1850's Alabama.
A represents the plantation owner.
B represents the laws and social standards of 1850's Alabama.
C represents true morality.
1. Individual opinion only: The plantation owner believes that he
can do anything he wants with his own property, including his
slaves something most of his neighbors find a bit extreme.
2. Social convention only: Slaves must be registered with the
state and, although most find this reasonable, it is something the plantation owner nevers bothers with.
3. Individual opinion and social convention: Slavery was accepted and permitted in Alabama, which the
plantation owner certainly agrees with.
4. Individual opinion and true morality: The plantation owner believes he has a moral duty to care for his
elderly father, even though most of his neighbors would be just as happy to see the old coot croak.
5. Social convention and true morality: The state and most people of that time and place says that all
human beings, slaves included, should be well treated. The plantation owner doesn't always agree.
6. True morality, separate from both individual opinion and social convention: Slavery is wrong and should
be eliminated even though that is something neither the plantation owner nor his neighbors nor his state
legislators find acceptable!
7. All three: There are laws against murder, following general moral principles, and the plantation owner
agrees.
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