2 Trust, Choice and Power in Mental Health
2 Trust, Choice and Power in Mental Health
2 Trust, Choice and Power in Mental Health
DOI 10.1007/s00127-006-0123-6
ORIGINAL PAPER
j Abstract Trust, choice and empowerment of patients are emerging as important issues in mental
health care. This may be due to an increasingly consumerist attitude amongst patients and as a consequence of postmodern cultural changes in society.
This study aimed to find evidence for the influence of
trust, patient choice and patient empowerment in
mental health care. A literature review was undertaken. Six searches of PubMed were made using the
key terms trust, patient choice and power combined
separately with psychiatry and mental health. The
literature search found substantial research evidence
in the areas of trust, choice and power including
validated scales measuring these concepts and evidence that they are important to patients. Trust in
general health clinicians was found to be high and
continuity of care increases patients trust in their
clinician. However, only qualitative research has been
found on trust in mental health settings and further
quantitative studies are needed. Patient choice is
important to patients and improves engagement with
services, although studies on outcome show varying
results. Empowerment has impacted more at an organisational level than on individual care. Innovative
research methodologies are needed to expand on the
present significant body of research, utilising qualitative and quantitative techniques.
Both authors are psychiatrists working in the UK.
R. Laugharne, MRCPsych (&)
Cornwall Partnership Trust and Peninsula Medical School
Mental Health Research Group
Wonford House Hospital
Exeter EX2 5AD, UK
Tel.: +44-1392/403421
E-Mail: [email protected]
Introduction
Modern medical practice is a multifaceted task.
Medical treatments have become increasingly technologically complex and there is an expectation that
they are justified by scientific evidence. However,
neither clinicians nor patients have forgotten the
importance of a more traditional part of medical
practicethe relationship between clinicians and
patients. In this relationship three concepts are being
increasingly examinedtrust between clinicians and
patients, giving patients more choice in their medical
treatment and the empowerment of patients. These
issues are relevant for the whole of medicine, none
more so than mental health. The relationship between
psychiatrists and patients is vital because psychotherapies are an integral part of treatment, the therapeutic relationship can predict long-term outcome
[1], and because power differentials can be exacerbated by the possibility of compulsory assessment
and treatment for the mentally ill.
Trust, choice and power may be emerging as
important areas of research for several reasons. The
political and social phenomena of consumerism and
market economics are impacting on health. Patients
may approach health care from a consumerist approach in which they expect to have more of a say in
their treatment, and governments are looking for
competition between service providers to improve
quality of care and, perhaps, to reduce costs. This has
led to a movement away from a more paternalistic
relationship between doctors and patients towards
giving patients more autonomy in the therapeutic
relationship. There is an increased emphasis on
identifying patient wishes in their health care. The
availability of information on the internet has in-
SPPE 123
S. Priebe, MD
Unit for Social and Community Psychiatry
Barts and the London School of Medicine
Newham Centre for Mental Health
London, UK
844
Results
j Trust
There has been debate and concern that public trust
in institutions as a whole has been declining [8] and
some have suggested that this loss of trust has extended to health professionals. However, patients
trust in their clinicians is recognised as vital to
healthcare as it is the basis for a positive therapeutic
relationship. Yet the notion of trust can be difficult to
define and to investigate [9].
Connotation of trust
Numerous definitions of trust have been put forward,
in both general and medical contexts [10]. The
majority stress the optimistic acceptance of a vulnerable situation in which the truster believes the
trustee will care for the trusters interests [11, p. 615].
This care includes a belief in the trustworthiness of the
intent of the clinician, often includes an emotional
element as it is relational, and involves a feedback
loop, where experience can reinforce trust or lead to a
sense of betrayal.
Trust can have multiple dimensions, summarized
by Hall et al. [12] as follows:
1. Fidelity. Pursuing the patients interests above the
interests of other relevant parties.
2. Competence. Avoiding mistakes and achieving the
best possible outcomes, both technically and in areas
of communication.
3. Honesty. Telling the truth and avoiding falsehoods.
4. Confidentiality. Protecting private information.
5. Global trust. The holistic aspect of trust inherent to
the relationship between people.
845
Measuring trust
At least four rating scales have been developed in
medicine to measure trust in individual clinicians [12,
14 (Trust in Physician Scale), 15, 16]. There has been
a scale to measure trust in the medical professional
body as a whole [13] and other scales to measure trust
in hospitals generally [17]. According to Hall et al.
[12] all these scales have adequate psychometric
properties and are broadly consistent with the
dimensions of trust described above. Goudge and
Gilson [9] observed that few of the scales used qualitative work to measure validity or reliability, instead
relying on internal consistency and factor analysis.
However, the Trust in Physician Scale has been shown
to have adequate testretest reliability and predicted
some clinical outcomes, such as medication adherence [18] and the Wake Forest team [12, 13] described
their method of trust scale development in detail.
Scale development and empirical testing are more
advanced for the scales for individuals than those for
institutions. None have been specifically validated or
used with mental health patients.
j Choice
Connotations of choice in healthcare
The issue of choice in mental healthcare has become
an important issue but has differing aspects. First,
there are philosophical and ethical arguments for
more patient choice. In the spectrum of patient
involvement in care, at one end of the spectrum lies
an attitude of paternalism, where the doctor knows
what is best for the patient and decides treatment. At
the other end of the spectrum is autonomy. Autonomy denotes the freedom from external control and
right of self-determination. In healthcare an autonomous position suggests patients should have control
846
over healthcare decisions. Another key ethical concept in patient choice is informed consent: a competent person has the right to refuse treatment.
Whilst over the last 20 years medical ethicists have
stressed the importance of the principles of autonomy
[28], the situation is complex. In emergency and life
threatening situations, a paternalistic approach is
more practically reasonable and perhaps desirable. In
more elective procedures and situations where treatment decisions are more controversial, autonomy is
argued for more. Mental health is unique to medicine
in that some patients are treated against their will.
Whilst this can be seen as the ultimate paternalistic
position within medicine, most mental health patients
are treated on a voluntary basis, and it may be possible to offer patients who are treated involuntarily
some degree of autonomous choice in their treatment
plan.
A second argument for patient choice is economicthe application of free market concepts to
human services makes the case for more consumer
choice in mental health care which may increase
standards through competition between health care
providers [29]. It is easy to confuse the two arguments
for increased patient choicephilosophical and economic. For example the UK governments promotion
of more patient choice focuses on patients having a
choice between several hospitals competing to deliver
a service for them, which follows an economic model
but does not necessarily offer greater autonomy for the
patient in their individualised treatment plan, as all the
hospitals may all offer a paternalistic approach to care.
On the other hand, increasing patient involvement in
their individual treatment plan, for example through
shared decision making, is seeking to offer greater
autonomy for the patient, although actual choices for
the patient may be extremely limited by resources. In
summary, the term patient choice is used widely to
debate philosophical and economic arguments for
choice, and autonomy is just one of the philosophical
concepts used to argue for more patient choice. This
review focuses on the latter aspectthe autonomy of
patient choice in their individual care.
In examining patient choice and the evidence for
services in mental health, Salem [30] made the
observation that in controlled trials patients are
usually passive recipients of which service or treatment they receive. As such, these trials do not take
into account how patient preference may influence
how effective services might be in real life settings.
Self-help groups and consumer run services for people with severe mental illnesses have been criticised as
being self-selective, but rather than a weakness this
may be a strength in emphasising that patients should
be able to select the treatment they want.
In focussing on patient involvement in care, it is
important to differentiate between desire for information and desire for treatment choice. Coulter [31]
makes this observation and describes three different
847
decisions suggest mental health patients want a significant say in their care. Hamman et al. [39], in a
study of 122 inpatients with schizophrenia, found a
desire for shared decision making which was slightly
greater than patients in primary care from the original
US study [35] and very similar findings were found
amongst 105 community mental health patients in
Cornwall, England [40]. However, neither study suggested patients want a consumerist approach, where
the clinician gives the patient options and the patient
makes a fully autonomous choice. Most patients want
a partnership with the clinician in deciding treatment.
In both studies, younger patients were more keen on
having a say in treatment.
Are patients actually given choices in their mental
health care in the UK? Rycroft-Malone et al. [41]
examined nursepatient interactions in different
patient groups including mental health using qualitative methodology. In practice patient choice was
restricted, although less so in mental health compared to acute medical and general practice patients.
More choice was offered to mental health patients in
terms of medication administration times, and the
time and venue of appointments. Psychiatric patients
have been interviewed in the UK about what they
wanted from nursing staff caring from them. A key
desire for patients was for nurses to give them
information about their condition to empower patients to have a degree of control over treatment
interventions [42].
There is evidence that giving patients choice increases patient engagement in mental health. In primary care in the US, Dwight-Johnson et al. [43] gave
depressed patients in an intervention group a choice
between medication and talking therapy. They compared these patients with a control group who had
usual care with no choice. More patients in the
intervention group entered treatment (50%) compared with the control group (33%). No outcome data
were given for the 742 patients. Rokke et al. [34]
studied 40 patients with depression. Two types of selfmanagement treatment were available (cognitive or
behavioural). Individuals given a choice of treatment
were less likely to drop out of treatment prematurely.
There was no difference in treatment outcome between patients given a choice and patients assigned to
treatment, although the number of patients was small.
The effect of giving patients choice on mental health
outcomes is not clear. Some studies suggest a positive
effect on outcome. Alcoholic consumers given treatment choices had better treatment outcomes than
consumers with fewer choices [44]. A study on 32 patients with a snake phobia gave 16 patients a choice
after seeing videotapes of four different behavioural
therapies whilst 16 patients were randomly assigned.
Despite the small number of patients, those who chose
were significantly better on a behavioural scale after
therapy [45]. However, other studies have not demonstrated a definite positive effect. Cocaine users given
j Power
Connotations of power
Postmodern thought questions the concept of objective knowledge. This challenges the idea of clinicians
as disinterested observers of evidencethey can use
medical knowledge to augment their own power. The
issue of power in mental health can be separated into
three overlapping areas. First, there is the way the
state uses its power in addressing mental health
problems. The mentally ill are often the only group of
patients who can be forced to receive treatment. The
recent proposed reforms of mental health legislation
in the UK have led to debates on many relevant issues,
including treatability and reciprocity [52], capacity
[53] and discrimination of the mentally ill as compared to the physically ill. Thomas and Cahill [54]
848
have suggested that psychiatric patients are so disempowered that many do not feel able to take steps
towards empowerment.
Second, there is a more general issue of the power
balance between clinicians and patients. As well as the
charge that clinicians exert a paternalistic power over
patients [55], there are also power differentials between professions often reflecting a dominant model
of mental illness. The alleged imbalance of power
between clinicians and patients has led to movements
critical of psychiatry such as the anti-psychiatry
movement, consumer-led services, the alternative
treatment movement and critical psychiatry network.
Third, there is the movement for the empowerment
of patients. This emphasises the rights of patients to
self-determination and their economic situation as
consumers of services. Detailed descriptions of the
multiple conceptual components of empowerment
have been described elsewhere (e.g. [56]). Clearly
these three aspects of power in mental illness are not
distinct and overlap. In this review we shall not
examine the issues around state legislation as this has
been explored extensively elsewhere.
Measuring empowerment
In a US study designed to develop an empowerment
scale for patients, a group of 10 leaders in the consumer-survivor movement devised a 28-item questionnaire [57]. They found that the items could be
grouped into five themes: self-efficacyself-esteem;
powerpowerlessness; community activism; optimismcontrol over the future; and righteous anger
(listed in order of their importance in the variance of
the scale). This rating scale was completed by 271
patients participating in self-help programmes. Age,
gender, ethnicity, education level, employment status
and number of hospital admissions were not associated with a greater sense of empowerment. Community activism was related to greater empowerment,
and use of services to less empowerment. The scale
had a high degree of internal consistency. Wowra and
McCarter [58] used the scale on community mental
health patients in the US, with 283 patients (a response rate of 16%) completing the questionnaire.
They confirmed the order of significance of the five
areas described by the first study. Age, gender and
race were not associated with the degree of empowerment. However, they found that employment status
and level of education were associated with a greater
sense of empowerment. The mean score in this study
was 2.74, where a score of 4 is most empowered. The
average score in the first study was 2.94. It is not clear
if this scale is sensitive enough to show change in
intervention studies.
Corrigan and Garman [59] have suggested that
empowerment includes two factorsempowerment
of the self (with higher self-esteem and efficacy) and
empowerment within the community (leading to
more community confidence). Therefore their research team tested the Empowerment Scale developed
by Rogers et al. [57] to evaluate its construct validity
[60]. They approached 35 patients with severe mental
illness, and also measured symptoms, functioning,
intelligence, quality of life, social support and level of
need. They found that the scale could be interpreted
as dividing into two superordinate factorsself-orientation (associated with self-efficacy, self-esteem and
optimism/control of the future) and community orientation (associated with community action, powerlessness and effecting change). Greater community
orientation was associated with higher intelligence,
greater resources and minority ethnicity. Greater selforientation was associated with better quality of life,
fewer symptoms and better social support.
Three other empowerment scales were developed
by Segal et al. [61] with patients with severe mental
disabilities. These scales have not been extensively
used in the literature.
849
Discussion
Researchers have examined the connotations of trust,
choice and power, developed tools to measure all three
and there is a significant research base stressing that
they are important to patients. The literature review
was limited to PubMed, which may have biased the
findings to anglophone journals. Due to the large
number of articles identified, they were screened by
article title and then abstract, which may have missed
some relevant research. However some articles not
identified in the search were picked up by references in
the identified papers. Whilst we reviewed trust, choice
and power as three distinct areas, there were several
papers identified by two or three of the different
searches, emphasising how these areas overlap. For
example research on trust emphasised the importance
of clinicians giving patients information and a role in
choosing treatments in building trust (e.g. [22]).
Most quantitative research on trust has taken place
in the US amongst community population samples or
on patients attending family doctors. Trust in individual clinicians has been shown to be high and robust to pressures on this trust [18]. Important
variables associated with higher levels of trust are
older age of patients and greater continuity of care,
both in terms of length of time the patient has known
the doctor and the number of consultations. In mental
health, qualitative studies in the UK suggest that trust
850
Conclusions
There is a substantial research base in trust, choice
and power in mental health care. The methodology
References
1. Fenton WS, Blyler CR, Heinssen RK (1997) Determinants of
medication compliance in schizophrenia: empirical and clinical
findings. Schizophr Bull 23: 637651
2. Lyotard J-F (1984) The postmodern condition: a report on
knowledge. Manchester University Press, Manchester
851
3. Foucault M (2001) Madness and civilisation. Routledge,
London
4. Gray JM (1999) Postmodern medicine. Lancet 354: 15501553
5. Bracken PJ (2003) Postmodernism and psychiatry. Curr Opin
Psychiatry 16: 673677
6. Laugharne R, Laugharne J (2002) Psychiatry, postmodernism
and post-normal science. J Roy Soc Med 95: 207210
7. Department of Health (1999) Modernising mental health services. HMSO, London
8. ONeill O (2002) A question of trust. Cambridge University
Press, Cambridge
9. Goudge J, Gilson L (2005) How can trust be investigated?
Drawing lessons from past experience. Soc Sci Med 61: 1439
1451
10. Cooper DE (1985) Trust. J Med Ethics 11: 9293
11. Hall MA, Dugan E, Zheng B, et al. (2001) Trust in physicians
and medical institutions: what is it, can it be measured and
does it matter? Millbank Q 79: 613639
12. Hall MA, Zheng B, Dugan E (2002) Measuring patients trust in
their primary care providers. Med Care Res Rev 59: 293318
13. Hall MA, Camacho F, Dugan E, et al. (2002) Trust in the
medical profession: conceptual and measurement issues.
Health Serv Res 37: 14191439
14. Anderson LA, Dedrick RF (1990) Development of the trust in
physician scale: a measure to assess interpersonal trust in
patient-physician relationship. Psychol Rep 67: 1091
15. Safran DG, Taira DA, Rogers WA, et al. (1998) Linking primary
care performance to outcomes of care. J Fam Pract 47: 213220
16. Kao AC, Green DC, Davies NA, et al. (1998) Patients trust in
their physicians. J Gen Intern Med 13: 681686
17. La Veist TA, Nikerson K, Bowie JV (2000) Atttitudes about
racism, medical mistrust and satisfaction with care among
African American and white cardiac patients. Med Care Res
Rev 57: 146161
18. Thom DH, Ribisl KM, Stewart AL, Luke DA (1999) Further
validation and reliability testing of the trust in physician scale.
Med Care 37: 510517
19. Mechanic D (1996) Changing medical organisation and the
erosion of trust. Milbank Q 74: 171189
20. Blendon RJ, Brodie M, Benson JM (1998) Understanding the
managed care backlash. Health Aff 17: 8094
21. Mainous AG, Baker R, Love MM, Gray DP, Gill JM (2001)
Continuity of care and trust in ones physician: evidence from
primary care in the United States and the United Kingdom.
Fam Med 33: 2227
22. Balkrishnan R, Dugan E, Camacho FT, et al. (2003) Trust and
satisfaction with physicians, insurers and the medical profession. Med Care 41: 10581064
23. Kai J, Crosland A (2001) Perspectives of people with enduring
mental ill health from a community-based qualitative study. Br
J Gen Pract 51: 730736
24. Hannigan B, Bartlett H, Clilverd A (1997) Improving health and
social functioning: perspectives of mental health service users. J
Ment Health 6: 613619
25. Mechanic D, Meyer S (2000) Concepts of trust among patients
with serious illness. Soc Sci Med 51: 657668
26. Thom DH, Bloch DA, Segal ES (1999) An intervention to increase patients trust in their physicians. Acad Med 74: 195198
27. Lauber C, Nordt C, Falcato L, et al. (2002) Public attitude to
compulsory admission of mentally ill people. Acta Psychiatr
Scand 105: 385389
28. Quill TE, Brody H (1996) Physician recommendations and
patient autonomy: finding a balance between patient power and
patient choice. Ann Intern Med 125: 763769
29. Calsyn RJ, Winter JP, Morse GA (2000) Do consumers who
have a choice of treatment have better outcomes? Community
Ment Health J 36: 149160
30. Salem DA (1990) Community based services and resources: the
significance of choice and diversity. Am J Community Psychol
18: 909915
31. Coulter A (2003) The autonomous patient: ending paternalism
in medical care. The Nuffield Trust, TSO, London
852
55. McCubbin M, Cohen D (1996) Extremely unbalanced: interest
divergence and power disparities between clients and psychiatry. Int J Law Psychiatry 19: 125
56. Fitzsimons S, Fuller R (2002) Empowerment and its implications for clinical practice in mental health: a review. J Ment
Health 11: 481499
57. Rogers ES, Chamberlin J, Ellison ML, Crean T (1997) A
consumer-constructed scale to measure empowerment
among users of mental health services. Psychiatr Serv 48:
10421047
58. Wowra SA, McCarter R (1999) Validation of the empowerment
scale with an outpatient mental health population. Psychiatr
Serv 50: 959961
59. Corrigan PW, Garman AN (1997) Some considerations for research on consumer empowerment and psychosocial interventions. Psychiatr Serv 48: 347352
60. Corrigan PW, Faber D, Rashid F, Leary M (1999) The construct
validity of empowerment among consumers of mental health
services. Schizophr Res 38: 7784
61. Segal SP, Silverman C, Temkin T (1995) Measuring empowerment in client-run self help agencies. Community Ment Health J
31: 215227
62. Foulkes EF (2000) Advocating for persons who are mentally ill:
a history of mutual empowerment of patients and profession.
Adm Policy Ment Health 27: 353367
63. Peck E, Gulliver P, Towel D (2002) Information, consultation or
control: user involvement in mental health services in England
at the turn of the century. J Ment Health 11: 441451
64. Geller JL, Brown JM, Fisher WH, Grudzinskas A, Manning T
(1998) A national survey of consumer empowerment at the
state level. Psychiatr Serv 49: 498503