Qacr

Quality assurance mechanisms for
Information, Advice and Guidance:

A critical review
Jenny Bimrose
Deirdre Hughes
Audrey Collin
February, 2006
Jenny Bimrose,
Institute for Employment Research
University of Warwick
Coventry CV4 7AL
Tel: 024 765 24231
Fax: 024 765 24241
Email: [email protected]
Acknowledgements
Warwick Institute for Employment Research would like to thank learndirect
Advice (IdA) for its support of this project.
Our particular thanks go to the practitioners, managers and representatives of

professional associations who have contributed their views and expertise to
this study.
Both Deirdre Hughes, Director of the Centre for Guidance Studies at the
University of Derby and Audrey Collins, Emeritus Professor at De Montfort
University have provided invaluable input to this report.
Special thanks go to Dr. Rachel Mulvey, Head of Centre for Training in

Guidance at the University of East London, who critically read the report.
Finally, thanks go to Gareth Dent, ldA, for providing a clear steer for the
research and constructive project management.
Contents
Page
Executive Summary
Introduction
1.1
Context
1.2
Scope of the review
1.3
Objectives
1.4
Methods
1.5
Report structure
Quality standards and impact measures for guidance
2.1
Defining what is to be quality assured
2.2
Measuring what is to be quality assured
2.3
From whose perspective?
2.4
Conclusion
10
Assuring quality of guidance services
12
3.1
Introduction
12
3.2
Current mechanisms
12
3.3
The practice of service providers
15
3.3.1 Manager of learndirect Advice (IdA)
15
3.3.2 nextstep contract manager
18
3.3.3 Manager of an HE careers service
21
3.3.4 Sole trader
24
3.4
Conclusion
25
Reflective practice
27
4.1
Continuing professional development
27
4.2
Self-regulation: the role of professional associations
28
4.2.1 Association of Career Professional International
28
4.2.2 British Association of Counselling & Psychotherapy
31
4.2.3 Institute of Career Guidance
36
4.3
Conclusion
39
5.
Managing Quality Assurance
40
5.1
Perspectives on quality
40
5.2
Perspectives on managing
41
6.
Reflections & Conclusions
44
6.1
The provision of IAG
44
6.2
Stakeholders &expectations
44
6.3
Managing ambiguity
45
6.4
Cost-effectiveness versus quality
47
6.5
Defining & measuring what is to be quality assured
47
Executive summary
1)
Assuring the quality and measuring the impact of guidance interventions

is multi-faceted and complex.
2)
Different models exist that have been applied to the planning,

management and delivery of information, advice and guidance (IAG)
services, indicating that quality assurance is often conceptualised in
terms of inputs, processes and outcomes.
3)
Inputs and processes are typically defined in the form of organisational

service level standards, whilst outcome factors are often defined in the
form of set performance targets.
4)
Priority given to building evidence on what works and what does not
work in guidance varies at different levels, for different people and for
different organisations.
5)
Important though inputs and processes are in quality assurance terms, it

is the end product that is most critical in quality assurance terms.
6)
Quality assurance systems currently in place are regarded by users as

useful, in some respects. There is little confidence amongst users,
however, that these systems are sufficient to assure a high quality
service at the point of delivery to the client or customer.
7)
Professional associations represent one potentially powerful means of

contributing to the quality assurance of service delivery, focusing as they
do on customer/client protection and practitioner competence, and
operating on the principle of peer review and assessment.
8)
The management of quality of IAG needs to be built into the

organisations overall concern for quality, that is, within total quality
i
management.
This embraces the organisational culture and
management of employees as well as the quality of service delivery.
9)
Ambiguity and indeterminacy are inherent in IAG. A key challenge to

effective QA is how they are managed. This embraces both the need for
a robust evidence base that informs organisational policy and practice,
but also consideration of the organisations culture and how it influences
service delivery through the values and practices of employees.
10) Whilst achieving a balance between cost-effectiveness and quality

services is an ideal, there exists a paucity of relevant data to support
management decisions.
11) Given the complexity of both the processes of quality assurance and
IAG, it may be worth considering the use of a systems model as a
framework for understanding relevant inter-relationships.
12) Challenges for effective quality assurance of guidance services include

inconsistent terminology, a lack of data on the positive impact of
guidance on users and the need for training support for those involved
in gathering such data.
ii
1.
Introduction
1.1
Context
The primary purpose of the Skills White Paper (2005)1 is to address the issue
of Britains poor productivity by closing the gap between education, training
and organisational performance. Enhancement of information and guidance
comprises part of the strategy set out in the White Paper to achieve this:
Information and guidance will be strengthened

(Part 1, Foreword, paragraph 13).
Reforms outlined in the White Paper aim to:
Provide information and guidance to help individuals consider the best

option for them in linking skills, training and jobs as a route to achieving
their ambitions.
(Part 1, p23)
At the core of future information and guidance services is the current

infrastructure, use of which is to be optimised. learndirect Advice (ldA) is
identified as a key element of this infrastructure, with an extended role and
functions:
Ultimately, our goal is to use the Ufi and online centre network to offer
personal, high-quality support to individuals That would be available
face-to-face, on-line, or by telephone, depending on the individuals
needs and preferences. This would involve a combination of free and
charged services, well-marketed as the best source of impartial
guidance which can help individuals, and linking independent guidance
services with those provided by colleges, universities and training
providers.
1
HM Government (2005) Skills: Getting on in business, getting on at work, Part 1

(Cm 6483-1), Part 2 (6483-11), and Part 3 (648-111).
Available online:
http://www.dfes.gov.uk/publications/skillsgettingon/ (2005 March 23rd.)
(Part 1, paragraph 74)
1.2
Scope of the study
ldA will, therefore, not only be required to develop an enhanced personal

guidance service, but also operate a referral system to other agencies.
Referral of customers onto other agencies is, of course, part of the current
remit of ldA, but it is likely that more extensive demands will be placed on this
aspect of service. This highlights the related issues of:
the Quality Assurance procedures internal to the organisation and

adopted by individual practitioners; and
the reliability of the range of guidance services to which customers may

potentially be referred.
A critical review of current arrangements for the quality assurance of

information, advice and guidance (IAG) services is presented in this report
which embraces a consideration of both the theory and practice of quality
assurance. So far as this has been possible, the key issues of cost and value
for money are also considered.
1.3
Objectives
Specifically, the remit for this critical review is to:
review current QA methods and procedures for IAG;
consider the role of self-regulation in the quality assurance of services

to customers;
highlight key issues; and
take account of cost implications.
1.4
Methods
Desk research was undertaken into the evidence on the effectiveness of

guidance and quality assurance procedures relevant to IAG. This sets the
context for the report.
In addition, telephone interviews were used to gather data from four

managers of guidance providers and six representatives of professional
associations. This method ensures that the report takes user perspectives
into consideration.
1.5
Report structure
The report comprises five sections, including this introduction.
Section 2
reviews evidence from desk research into approaches to quality assurance for
guidance.
Section 3 examines methods and procedures designed to assure the quality

of IAG provision and presents user perspectives.
Section 4 considers self-regulation as a method of safeguarding service users

against poor and bad practice.
It considers the role of three relevant
professional associations representing the public and private guidance

sectors and also a well-established and occupationally relevant association
(of counselling and psychotherapy). .
Section 5 considers the place of Quality Assurance within the context of a

management system.
Conclusions from this review are presented in section 6.
2.
Quality standards and impact measures for
guidance
2.1 Defining what is to be quality assured
Different quality assurance (QA) models exist that have been applied to the
planning, management and delivery of information, advice and guidance (IAG)
services. These include approaches that seek to:
standardise the process of organisational self-assessment2;
measure the effectiveness of IAG based upon ideal input factors3;
gather evidence to demonstrate accountability4;
distinguish between the various input, process and outcome factors

involved in the delivery of IAG5 and
apply a tri-variable model of quality assurance to IAG6.
Although these theoretical approaches differ in the detail of their content and
application, common underlying themes exist which indicate that quality
assurance is often conceptualised in terms of inputs, processes and
outcomes. These elements of quality assurance are described briefly below.
Inputs
For example:
The EFQM Excellence Model is said to be the most widely used framework for
organisational self-assessment in Europe and has become the basis for the majority
of national and regional Quality Awards.
For further details, go to:
http://www.guidance-research.org/EG/ip/theory/tp/efqm
3
Mayston, D. (2002) Evaluating the Benefits of Guidance, Centre for Guidance
Studies: Research Report Series, University of Derby.
4
Sampson, J.P., Reardon, R.C., Peterson, G.W. & Lenz, J.G. (2004) Career
Counseling and Services: a Cognitive Information Processing Approach. Chapter 14.
Belmont, CA: Brooks/Cole.
5
den Boer, P., Mittendorf, K., Scheerens, J. & Sjenitzer, T. (2005) Indicators and
Benchmarks for Lifelong Guidance. Thessaloniki: Cedefop.
6
Evangelista, L. (2003) Quality assurance in guidance services a tri-variable
model.
Professionalit Journal.
No. 78 Italy: Editrice la Scula
http://ww.orientamento.it/orientamento/tri-varibale.pdf.
Number and characteristics of service users and the number of

sessions per user.
Number, type and qualifications of staff available to deliver the service.
Infrastructure, including accommodation and other relevant resources.
Costs, including financial resources allocated to guidance by

government policy makers, and time and other resources reserved by
providers for guidance activities.
Process
For example:
Content of services provided, including the focus and type of activities

used (e.g. information, advice, in-depth assessment) and methods (e.g.
telephone, face-to-face, group work, on-line).
Procedures,
including
promptness
of
responses
to
enquiries,
appointment lead-times and practitioner guidelines.
Quality assurance of the management of the service.
Outcomes
For example:
Level of user satisfaction with the service provided.
Extent of user personal development, including the learning of

decision-making and career management skills.
Percentage of users progressing into employment, education or

training.
Other terms, such as outputs, throughputs and productivity gains7, also

emerge in the literature relating to quality assurance for guidance.
For
example, an output may represent the number of client action plans

produced as a result of a given level of intervention(s)8; whilst, a throughput
measure may represent the number of clients using the service at any given
Watts, A.G. & Dent, G. (in press) The P Word: Productivity in the Delivery of
Guidance Services. British Journal of Guidance and Counselling.
8
Watts & Dent (op cit) describe the term output measures linked to client
satisfaction.
time. In contrast, the term outcome is often used to describe the impact of
the intervention on the individual client (i.e. the level of client satisfaction or
the rate of progression into learning and/or work).
A degree of confusion is, perhaps unsurprisingly, often evident in relation to

the terminology used by policy-makers, academics, managers and/or
practitioners. For example, Sultana (2005)9 draws on findings from a major
European research study which examined indicators and benchmarks for
guidance and concludes that:
Key words such as outputs and outcomes (not to mention the

distinctions between information, advice and guidance) have
different meanings in different national contexts (e.g. in some contexts
the distinction is made between process factors in the guidance
interview, while in others the focus is purely on throughputs that are
measurable in quantitative terms - such as placement in jobs or in
training).
(p2)
Maguire & Killeen (2003)10 have argued for the development of common,
agreed terminology for different activities to assist in enabling evaluation or
measurement of initiatives to be more comparable (p.7).
2.2 Measuring what is to be quality assured

Measuring that which is to be quality assured involves having a clear sense
of:
what is to be measured and for what purpose;
Sultana, R. G. (2005) Indicators and Benchmarks in Guidance: Summary report on

the conclusions of the mutual learning activity. Cedefop/Bundesagentur fr Arbeit.
Consultation Meeting. Germany: Nuremburg, 27-28 October 2005.
10
Maguire, M. & Killeen, J (2003) Outcomes from Career Information and Guidance
Services. A paper prepared for an OECD review of policies for information, guidance
and counselling services, commissioned jointly by the European Commission and the
OECD, January 2003.
who is the audience;
what systems and procedures are in place for collecting and collating
relevant data; and
what management and quality assurance arrangements exist to ensure

that data are acted upon in order to effect change and maintain the
quality of services.
In terms of what is to be measured, inputs and processes are typically defined

in the form of organisational service level standards. For example, service
level standards typically exist for the minimum qualification level of staff (an
input factor) and for set procedures such as answering telephone enquires
within a specified number of rings (a process factor).
However, outcome
factors are often defined in the form of set performance targets, for example,
percentage of user satisfaction rates and progression into learning11 or work.
Hughes & Gration, (2005)12 highlight systems and procedures for collecting
and analysing data that range from localised manual paper-based approaches
to highly centralised electronic database systems13. This study also identified
similarities and differences in organisational arrangements relating to the use
of data in order to improve the quality and impact of service delivery.14 The
findings demonstrate the critical importance of data being presented in an
appropriate format so that it can be used effectively.15
11
The ldA performance targets for 2005/2006 include a 90% user satisfaction rate
and a 50% progression into learning rate.
12
Hughes, D. & Gration, G. (2005) Indicators and Benchmarks in Guidance: UK
Country Report. European Centre for the Development of Vocational Training
(Cedefop):Thessaloniki.
13
Jobcentre Plus records data in an electronic database that is available to key
managers and policy advisers via the organisations intranet. Data are used to
measure every tier of the organisation against performance targets including,
volumes of activity and the targeting of priority customer groups in line with policy.
ldA customer feedback is collected by an external research agency, which records
and interrogates the data electronically using SPSS software. Reports are available
electronically.
14
For example, the quality managers of the six Careers Wales Companies meet on a
regular basis as a Quality Managers Group to ensure consistency of quality
assurance in service delivery and determine how best to utilise relevant data.
15
For example, Careers Scotland uses a sophisticated customer record management
system that, in principle, makes it possible to track the range of interventions with
Measuring the quality and impact of guidance interventions is, therefore,

multi-faceted and complex. Given that guidance is a human activity, subject
to degrees of unpredictability and uncertainty (particularly in relation to
individual values, attitudes, beliefs and behaviours), it is unsurprising that its
quality assurance and impact are difficult, sometimes impossible, to measure.
Hughes et al. (2002)16 emphasise the importance of recognising: that there
are a wide range of factors that influence individual career choice and
decision-making which can impact on outcomes; that guidance is frequently
not a discrete input, but rather is embedded in other contexts (such as
learning provision, employer/employee relationships and/ or within multistrand initiatives); and that comparing the evidence available in different
studies is problematic when the nature of guidance, the depth of work
undertaken and client groups, often vary.
Sultana (2005)17 highlights the
difficulty of isolating guidance interventions for the purposes of establishing

causal relationships (e.g. between guidance provision and drop-out rates). It
is unsurprising, therefore, that an agreed set of outcome measures for
guidance, or even common methods of collecting data, do not exist, except,
perhaps, in a limited number of discrete programmes or areas of work.
2.3
From whose perspective?
It is important to recognise that providing evidence on what works and what

does not work in guidance is likely to vary at differing levels, for different
people and for different organisations. For example:
service users. This system is complemented by another, which enables a variety of

reports based on the data to be produced for different purposes and audiences.
16
Hughes, D., Bosley S., Bowes, L., & Bysshe, S. (2002) The economic benefits of
guidance. CeGS Research Report Series. Derby: Centre for Guidance Studies,
University of Derby.
17
Sultana, R. G. (2005) Indicators and Benchmarks in Career Guidance: Summary
report on the conclusions of the mutual learning activity. Cedefop/Bundesagentur fr
Arbeit. Consultation Meeting. Germany: Nuremburg, 27-28 October 2005, p1 para
1.2.
Clients and customers are likely to be most concerned with having

access to high quality services designed to help support them with
important career transitions (i.e. was the service accessible and
useful?).
Managers are often concerned more with formative issues (i.e. which
elements of the service contributed most effectively to the outcomes
achieved and how can these be best managed to contribute towards
improvement?).
Practitioners will be interested in their own job satisfaction, career

development and maintaining a high level of professional integrity (e.g.
providing an impartial service).
Policy-makers tend to focus on summative evaluations and cost-benefit

outcomes (i.e. did the service achieve the expected outcomes and
what are the cost implications for current and future provision?).
Employers are most likely to emphasise the importance of appropriate

referrals to their companies (i.e. did the service provide an effective
service in terms of signposting or supplying the right sort of people for
the company?).
The challenge is, therefore, how best to develop differing types of evidence
relating to quality that will satisfy the needs of different stakeholders.
Important though inputs and processes are in quality assurance terms, it is
the end product that is most critical. That is, has the intervention made a
positive and meaningful difference to the client or customer and, if so, at what
cost to the organisation? Hughes et al. (2002)18 make the distinction between
four levels of impact outcomes as follows:
18
Hughes, D., Bosley S., Bowes, L., & Bysshe, S. (2002) The economic benefits of
guidance. CeGS Research Report Series. Derby: Centre for Guidance Studies,
University of Derby.
Immediate outcomes: including enhanced knowledge and skills,

attitudinal and motivational changes such as decision-making skills;
opportunity
awareness;
increased
optimism
about
potential
opportunities
Intermediate outcomes: including improved search and decisionmaking skills such as enhanced job search ability and the ability to
cope with, and plan beyond, disappointment.
Longer-term outcomes for the individual: including progression to

training, education/work and reducing the propensity of learners to
embark upon and subsequently drop out of education or training
courses.
Longer-term
outcomes
for
the
economy:
including
increased
productivity, enhanced employee recruitment and retention and

improved ability to secure a job with improved pay or in shortened
periods of unemployment.
There are also two additional key factors:
the availability and accessibility of different delivery strategies, such as

one-to-one interviews, group work sessions, self-directed web-based
resources, self-directed resource centre based, telephone helpline; and
the state of readiness of the individual to make best use of differing

forms of intervention.
2.4
Conclusion
Defining what is to be quality assured, measuring this appropriately and

determining from whose perspective quality could and should be considered
are key challenges for guidance. In this context QA is, therefore, complex
and problematic. However, existing mechanisms, together with professional
development and self-regulation, offer potential ways forward.
10
The next section reviews some current mechanisms for the quality assurance
of guidance and presents perspectives of users in four different guidance
contexts: nextstep, higher education, learndirect Advice as well as that of a
sole trader.
11
Assuring the quality of guidance
3.1
Introduction
Frameworks and challenges for the quality assurance of guidance have been
reviewed above, in section 2. If these contribute insights to how guidance
could and should be quality assured, then what is the practice? This section
reviews some current mechanisms for the quality assurance of guidance and
examines the practice of various guidance providers. A brief overview of two
QA mechanisms, specifically the matrix Standard and the Adult Learning
Inspectorate (ALI), is provided first. Then, the practice of service providers is
examined. Views and experiences of QA procedures of a ldA manager, a
nextstep contract manager, a manager of a higher education careers service
and a sole trader are examined.
Each interviewee was asked which QA
mechanisms were in place within their organisations and how effective they
thought these mechanisms were in assuring quality services in practice.
Some conclusions are finally presented.
3.2
Current mechanisms
Guidance service providers determine their own QA procedures, but within

the requirements of contractual requirements. For example, the nextstep
Service Delivery Specification for 2005/200619 stipulates the conditions of
contracts issued by Learning & Skills Councils (LSCs) to deliver information
and advice. Objective 6 of this delivery specification is to raise the quality
and effectiveness of IAG services to adults.
Each contractor is held
responsible for the:
Quality assurance of LSC IA-programme funded services through the

following:
19
nextstep Service Delivery Specification, 2005/2006, section 2, para 17d.

[Online]. Available: http://www.lsc.gov.uk
12
the development of a continuous, quality improvement strategy
ensuring that both the contractor itself and its subcontractors

achieve and maintain the matrix standard20.
Two formal quality assurance mechanisms are reviewed briefly below: the
matrix standard and the Adult Learning Inspectorate (ALI).
matrix Standard
The matrix Standard is a quality framework for the effective delivery of
information, advice and guidance21. It is made up of eight elements, four of
which cover the delivery of information, advice and guidance services22 and
four of which relate to the management of services23. ENTO24 is the guardian
of the matrix Standard and acts as the Standard Setting Body whilst EMQC25
is responsible for the assessment and accreditation of organisations to the
matrix Standards. Organisations or companies must take the initiative to
contact EMQC to organise the accreditation process, which is a costed
service.
The cost of matrix accreditation is 550 per day26, plus expenses and VAT.
The number of days required varies according to the size of the organisation.
20
The only exception to this requirement is where a specialist provider needs to be

recruited to meet the needs of a specific priority group with an area. In this case, the
subcontractor must achieve matrix accreditation within six months of its delivery
contract. The penalty for non-compliance is termination of the contract.
21
About the matrix Standard, [Online]. Available: http://www.matrix-qualitystandard.com.
22
These are: People are made aware of the service and how to engage with it;
Peoples use of the service is defined and understood; People are provided with
access to information and support in using it; People are supported in exploring
options and making choices.
23
These are: Service delivery is planned and maintained; Staff competence and
support they are given are sufficient to deliver the service; Feedback on the quality of
the service is obtained; Continuous quality improvement is ensured through
monitoring, evaluation and action.
24
Information about ENTO can be accessed at: http://www.ento.co.uk/
25
Information about East Midlands Quality Centre (EMQC) can be accessed at:
http://www.emqc.co.uk/
26
http://www.matrix-quality-standard.com (7th December, 2005)
13
Adult Learning Inspectorate (ALI)

The Adult Learning Inspectorate (ALI) is responsible for post-19 education
and carries out college inspections jointly with Ofsted. ALI was established
under the provisions of the Learning and Skills Act, 200027, to bring the
inspection of all aspects of adult learning and work-based learning within the
remit of a single inspectorate. It also reports on the performance of training
providers other than colleges which use government funding.28 This includes
publicly funded guidance providers. Inspections are carried out in accordance
with the Common Inspection Framework29 by teams of full-time inspectors and
part-time associate inspectors who have knowledge of, and experience in,
the work which they inspect. All providers are invited to nominate a senior
member of their staff to participate in the inspection as a team member30.
The aims of ALI inspections are to:
provide an independent account of the quality of education and

training, the standards achieved and the efficiency with which
resources are managed;
help bring about improvement by identifying strengths and weaknesses

and by highlighting good and poor practice;
keep the Secretary of State and the funding bodies informed about the
quality and standards of education and training31.
An organisation to be inspected is required to complete a self-assessment

report on specific aspects of performance. Grades32 are given for areas of
learning, leadership and management and are used to arrive at a judgement
about the overall effectiveness of the provider. Unlike matrix, the actual costs
27
Available at: http://www.opsi.gov.uk/acts/acts2000/20000021.htm

An article in TES, 16/12/05, reported that Education Secretary Ruth Kelly had
announced that the Office for Standards in Education would become a superinspectorate, covering all state-funded learning outside universities.
29
Available at: http://www.ofsted.gov.uk/publications/docs/1037.pdf
30
Inspection Report (2005) ldA Advice(ldA), Adult Learning Inspectorate. Available
[Online]: http://www.ali.gov.uk
31
Self-assessment and inspection: about self-assessment. Available [Online]
http://www.ali.gov.uk/Quality+improvement/Excalibur/Products/Inpsection+Toolkit/
32
Inspectors use a four-point scale to summarise their judgements about the quality
of provision, where grade 1 = outstanding and grade 4 = inadequate.
28
14
of ALI inspections are not charged to the organisation under inspection33.

Costs to the organisation relate to the preparation required for the selfassessment and those associated with the inspection visit.
This includes
resources needed to evidence the self-assessment; making practical

arrangements for the visit; the cost of accommodation and hospitality; and the
cost of a nominee to join the inspection team for the duration of the visit.
The experiences and views of four service providers of these formal QA

mechanisms, together with other methods used in practice to assure the
delivery of high quality services are presented next.
3.3
The practice of service providers
Service providers were selected for this study because of their relevance to
the requirement in the Skills White Paper (2005)34 for learndirect Advice (ldA)
to refer customers to: a combination of free and charged services linking
independent guidance services with those provided by colleges, universities
and training providers. This requirement poses a key challenge for ldA: how
can it be confident that service providers to whom customers are referred will
provide a high quality service to customers?
3.3.1 Manager of learndirect Advice (IdA)

Broadcast Support Services (BSS), the company delivering ldAs telephone
helpline, is an educational charity with over 30 years experience of providing
information and advice to the general public, at a distance. It currently holds
approximately 30 customer accounts, of which ldAs is the largest. Telephone
help-lines represent its core service. Three quality assurance mechanisms
operate as a condition of the ldA contract: matrix accreditation; inspection by
the Adult Learning Inspectorate (ALI); and the Contact Centre Association
33
ldA commissioned, and therefore paid for, its recent inspection.

HM Government (2005) Skills: Getting on in business, getting on at work, Part 1
(Cm 6483-1), Part 2 (6483-11), and Part 3 (648-111).
Available online:
http://www.dfes.gov.uk/publications/skillsgettingon/ (2005 March 23rd.) Part 1,
paragraph 74)
34
15
(CCA) accreditation.
In addition to these three formal, external QA
mechanisms, the ldA manager outlined the requirements that BSS has
developed and recently implemented in-house, to address aspects of service
delivery considered essential, but not covered by the mandatory QA
procedures. Finally, training and accreditation were discussed, since these
were regarded by the manager as integral to safeguarding quality services for
customers.
Quality assurance systems

matrix accreditation
The company holds matrix accreditation. This quality assurance mechanism
is regarded as useful, but only because it demonstrates that certain
procedures are in place and operating effectively. The process of matrix
accreditation did not result in any significant changes in company procedures.

The company recently (June, 2005) underwent an ALI inspection. The report
from this inspection visit is available on their website (http://www.ali.gov.uk).
The overall effectiveness of ldA was graded 2. Like matrix, it is not thought
that this inspection process has resulted in any significant changes in the
company.
Contact Centre Association Accreditation

This accreditation process relates specifically to the efficient and effective
operation of contact centres. ldA has successfully completed the process of
accreditation required and since this process has no direct relevant to the
remit of this report, no further comment will be made here.
In-house QA procedures
Over the past 2/3 years, BSS has been developing, implementing and refining
its own quality assurance procedures. The key objective for this QA system is
to ensure consistency within and across services.
By summer 2005, the
system was fully in place, though it is continually under development. At the

centre of these procedures is a strong ethos of feedback to staff.
16
Key features of telephone calls are recorded and measured against a clear
set of criteria, using a system of supervisor call-scoring. These measures
are implemented on a regular basis (that is, an internal standard is operated
currently of 8 per adviser per month) and applied on an individual, team and
service basis. Two aspects of calls are used to monitor quality: customer
service (i.e. soft skills, like interpersonal communication) and content (e.g.
labour market information). For the soft skills, adviser competence is scored,
whilst for the content, the criteria of accuracy and appropriateness are
applied.
This monitoring is undertaken by supervisors, who are themselves subject to

QA procedures. Call-leveling sessions are conducted amongst supervisors
approximately every six months for calls within their own department and with
similar regularity amongst supervisors from other services within the
company. Consequently, any one supervisor will participate in this type of
benchmarking session about every three months.
Feedback from the process is linked to a self-organised learning tool, which

comprises on-line training materials linked to different sections of a telephone
call (e.g. data collection).
Training, accreditation and professional development

Developing staff competence is regarded as part of continuous quality
improvement in the company.
It comprises various elements, as outlined
below.
Staff training
Time is routinely planned into advisers schedules for training development.
In addition, advisers are expected to engage in self-development activities
during downtime (i.e. when the centre is quiet). Typically, staff would use
features of the self-organised learning tool, referred to above, for this
purpose.
17
Accreditation of competence
All adviser staff at levels 2 and 3 within the organisation are required to either
hold, or be working towards NVQ3 or NVQ4 in Guidance, respectively.
Information advisers (level 1) also have to work towards NVQ2 in customer
service.
Membership of Professional Associations

The company is an organisational member of the Institute for Career
Guidance (ICG).
Each adviser is bound, therefore, by the ICGs code of
ethical conduct.
Minimal use is, however, made of training courses and
conferences organised by the ICG.
Advisers tend not, therefore, to be
connected to the wider guidance community.
Appraisal System
An annual appraisal system operates, with 3 interim reviews. This ensures
that individual and service training needs are identified.
Recruitment policy
Experience has demonstrated that it is difficult to recruit qualified advisers
externally to levels 2 and 3 within the organisation. Those who have, in the
past, been recruited with an IAG background have found it extremely difficult
to make a successful transition from face-to-face interviews to telephone
interviews.
Customer service skills, telephone experience and the right
attitude have been found to be the most effective combination of skills and
competence for the job of adviser. Recruits are then be trained in IAG.
The company operates a system of internal progression. For example, of the

65 lifelong learning advisers (level 3) currently employed in the organisation,
not more than 10 have been recruited externally.
3.3.2 nextstep Contract Manager

A contract manager for a region in Greater London was interviewed about
current quality assurance arrangements in their organisation.
This
organisation does not get involved in any direct delivery of services, with all
18
services sub-contracted. Good capacity has been developed in the region, in

part with nextstep funding.
Supply of IAG services currently exceeds
Learning Skills Council (LSC) targets.
A clause in the current contract
enables a broader range of clients to be seen than the National LSC pre NVQ
level 2 sole target. To accommodate a range of provision, not all contracting
organisations are guidance specialists.
Currently (2005/2006) a payment of 25 is made for each advice episode. As

the nextstep contract is a standstill budget, compared with the previous
financial year, it is considered that this effectively represents a funding
reduction. The organisation operates a core contract which requires that 45%
of clients seen should enter learning (resulting in pressure to contract with
training providers in future if this figure is not achieved).
An increasing pressure is to demonstrate the impact of services delivered. In

delivering high quality, enhanced guidance services, three key considerations
were identified. These are the need to:
adhere to contractual obligations;
comply with current quality assurance systems;
support professional practice.

Service providers must have achieved the matrix Standard, though
exceptionally a supplier has been used who is working towards accreditation.
Support for the process of gaining accreditation is provided to all
subcontractors by the contractor.
For example, matrix workshops are
organised.
Common practice is for this organisation to refer clients who do not meet the
necessary eligibility criteria for advice or guidance to a range of public and
19
private service suppliers.
Only suppliers who have achieved matrix
accreditation are used for referrals.

The Adult Learning Inspectorate (ALI) is scheduled to visit the organisation
sometime in the next four years. The sole focus of this QA procedure is the
client experience.
The Self Assessment process required as a basis for
inspection, whilst welcomed, is considered to be extremely detailed.
Self
Assessment involves the nextstep core team and all providers, reviewing and
grading all areas of work, and drawing up development plans.
For an
organisation with the size of core contract of this particular organisation, it is

expected that 4-5 Inspectors will visit for a period of one week.
Concern was expressed regarding the lack of relevant occupational

qualifications of the Inspectors, since they observe guidance interviews and
grade practitioner competence in relation to guidance interventions.
In-house QA procedures
Contracts to service providers are awarded as a result of an open tendering
procedure, which guarantees transparency. Each sub-contractor is assigned
achievement targets with associated unit prices.
A well-established
monitoring procedure is in place to ensure that contractual obligations are

met.
This comprises on-site visits, which are conducted as frequently as
necessary, with no maximum number specified. As a minimum, each provider

is visited once a year.
Management information is returned by sub-
contractors each month and used as the basis for determining whether
contractual targets should be renegotiated. The ultimate sanction for noncompliance is financial. If contracted services are not delivered, there is a
monetary claw back.

A dedicated staff member has responsibility for training and quality. Their
remit is to motivate and support sub-contractors to participate in staff
20
development.
The training programme consists of a mixture of formally
accredited qualifications and in-service training courses.
A local model of professional qualification and support has been developed
that extends from training support for reception staff (via the National Open
College Network) through to a Masters qualification.
The National LSC requirement to deliver enhanced guidance services is that

all practitioners must hold, or be working towards, an NVQ4 Guidance
qualification.
The local nextstep requirement to deliver advice is that
practitioners must hold, or be working towards, an NVQ3 Guidance

qualification.
In-service training programme

A training needs analysis has been undertaken across a comprehensive
range of the organisations activities and a training programme arranged to
address these needs. Take-up of training opportunities is variable, since it is
not possible to pay sub-contractors for attendance.
Peer assessment is being introduced, to encourage and support reflective

practice. The latter has been difficult to implement because of the pressures
of delivery, but is nevertheless underway.
3.3.3 Manager of an HE careers service

This campus University careers service comprises three functional subgroups:
a careers guidance team;
an information team; and
an employer contact and work experience team.
It offers a comprehensive range of services to undergraduates and postgraduates, including face-to-face interviews; access to on-line resources and
21
a vacancy database; a programme of events (e.g. careers fairs); practice

selection and assessment tests and information about graduate first
destinations.
The first destination statistics (available on the University
website) testifies to the excellent record this University has in terms of

employment.
Located within a University with approximately 15,000 students, the careers

service has a high demand for its services. One of its priorities is to work in
collaboration with Academic Departments and the policy statement relating to
this area of work is available on the careers service website. Other policy
statements relate to Equal Opportunities and Information Collection
Management. There is also a Privacy Statement available to view.

AGCAS has adopted the matrix Quality Standard for Information, Advice and
Guidance Services as a framework for continuous quality improvement (CQI).
This policy relates to AGCAS services in England, Wales, Scotland and
Northern Ireland.
The following statement appears on the AGCAS website:
We believe that CQI is essential to the future development of careers

work in Higher Education and for this reason, AGCAS now requires
institutional members to work towards accreditation against the matrix
standard.
http://ww.agcas.org.uk
As an institutional member of AGCAS and in line with this requirement, the

careers service has successfully achieved matrix accreditation. The process
took three days. It was considered a useful process, though a degree of
scepticism was expressed about the requirement for institutions to renew their
accreditation within a specified timeframe.
On balance, the view of this
manager was that there would be little to be gained from repeating this
process.
22
Codes of practice and principles

In addition to policy statements, Codes of practice and principles that the
service works to are available for scrutiny. These include:
the Association of Graduate Careers Service (AGCAS) Codes of

Practice on Guidance;
a Best Practice in Graduate Recruitment;
the Guidance Council Code of Principles;
a Code of Practice for the assurance of academic quality and

standards in higher education, specifically relating to career education,
information and guidance; and
Ethical Principles and Code of Professional Practice for Library and

Information Professionals.

Members of staff in the careers guidance team are expected to hold a
professional, post graduate qualification. Those joining the service without
such a qualification are encouraged to undertake the specialist higher
education guidance training offered by the University of Reading.
In-service training
A structured programme of staff development and support is in place, led by
the Manager of Careers. Part of this provision is a system of peer review,
currently being developed and implemented. The aim of the system is to aid
personal development and feed into service evaluation by informing training
needs.
This system is evolving alongside a method of evaluating the
effectiveness of the service, which involves collecting data from service users
using focus groups.
23
3.3.4 Sole trader

At the time of the interview, the interviewee had been operating in the
capacity of sole trader for nine and a half years. She has varied employment
experience and immediately before establishing herself as a sole trader, had
been employed by a training provider as one of four area managers. She
feels passionate about her current job, really cares about her clients and feels
that she has developed a distinctive way of operating:
I like to do a job in the way its expected but I like to do it my way!
Currently, she works in an outreach capacity on various contracts. One of

these is with offenders, with targets to achieve at pre-level 2. She works in a
prison, operating across two nextstep contractors, each specifying slightly
different qualification criteria for client eligibility. In addition to this contract,
she works on another nextstep contract which includes working with clients
with a disability who are qualified above level 2.

This sole trader achieved matrix accreditation three and a half years ago. As
part of a local IAG network, she was expected to offer this as part of the
tendering process. She prefers the matrix Standard to its predecessor, the
GAB
Standards,
since
they
were
time-consuming,
expensive
and
bureaucratic. Advantages of matrix accreditation were identified as the face

to face visit (the old-style paper review was, in her view, possible to fudge)
and visit preparation, which requires a degree of self-reflection and of critical
self-appraisal. Disadvantages were also identified: quality assuring business
systems does not necessarily guarantee customer satisfaction; and for a sole
trader the cost of accreditation, at 1,500, was considered punitive.
Adult Learning Inspectorate

Whilst the sole trader had not actually experienced an inspection at the time
of the interview, preparations were underway for an impending inspection of
the IAG network of which she was part.
24
She appreciated that Managing
Agents were under scrutiny, as well as each sub-contractor. She understood

that she might be observed and was a little concerned, but felt that
observation was not necessarily a bad thing and that informed critical
feedback could improve adviser performance.

Investment in professional development is a priority for this sole trader. A
continuous search for self-improvement had led to successful completion of a
range of qualifications. The point was made forcefully that the work-based
qualifications had not provided the theoretical underpinning required for her
job.
This gap in knowledge had motivated her to undertake higher level
academic qualifications. These include:
RSA in Guidance
NVQ 4 in Guidance
PGCE (post 16)
MEd (included module on Education and Guidance)
MA Careers
In addition to formal accreditation, the sole trader regularly participated in

unaccredited training events that met her personal professional development
needs.
3.4
Conclusion
The managers interviewed, together with the sole trader, had all complied,
successfully, with QA procedures required of them by either their contractors
(in the case of ldA, nextstep and the sole trader) or their institution (in the
case of the university careers service). All, however, were very measured in
their evaluations of these QA procedures. Whilst there was a consensus that
the process required for matrix accreditation had some merits, doubts were
expressed that this QA method truly delivered on its promise. The cost of
matrix was regarded as a major disadvantage by both the sole trader and
25
university career service the process did not, in their view, represent value
for money in terms of benefits derived.
Only one of the managers interviewed had experience of an ALI inspection

(ldA). Similarly, the view was that whilst the process had some merits, it had
not resulted in significant changes to procedures or services. The costs of an
ALI inspection are not quite as visible as those for the matrix Standard, as no
fee is charged for the process for those organizations required to submit to
inspection.
All those interviewed had gone beyond the minimum QA requirements

regarding practitioner competence.
The need to develop practitioner
competence and improve services as part of quality assurance has been

emphasised (Hiebert, 200435; Magnusson & Lalande, 200536). In addition to
formal accreditation, all the interviewees were able to provide examples of
how their own organisations had developed, or were developing, bespoke
training programmes and systems of peer review and assessment to support
continuing professional development of practitioners delivering services.
In addition to existing, formal QA procedures and systems of training and

accreditation, practitioner self-regulation through membership of professional
associations is one method of assuring quality services that has the potential
to complement, strengthen and extend systems and procedures already in
place. This will discussed next, in section 4.
35
Hiebert, B. (2005) International Competencies for Educational and Vocational

Guidance Practitioners The Career Counsellor Newsletter No. 17.p. 11. The
Canadian Career Development Foundation. January 2005 edition.
36
Magnusson, K. & Lalande, V. (2005) New Strides in Canadian Career
Development Research. The Career Counsellor Newsletter No. 17 pp.3-4. The
Canadian Career Development Foundation. January 2005 edition.
26
4.
Reflective practice
4.1 Continuing professional development

Having the resources to engage in reflection as part of continuing professional
development (CPD) is a critical issue for high quality guidance services. A
recent review of policies for career information, guidance and counselling
services in fourteen countries, commissioned jointly by the Organisation for
Economic Co-operation and Development and the European Commission,
included an examination of the training, skills and qualifications of guidance
workers.
It found that this aspect of guidance was: very much under-
researched37 (p.7).
The study did, however, highlight a worrying trend
regarding continuing professional development. Specifically, that participation

rates were found to vary considerably - from 100% to 10% (p.14). This is
probably because continuing professional development was found to be
optional in most countries, including the UK. It is, perhaps, somewhat ironic
that a profession that concerns itself with the career progression and
development of its clients does not give more of a priority to the very activities
that would secure the development and progression of its own practice.
So what role can professional associations play in encouraging and

supporting the CPD of its members and so contribute to the quality assurance
of services to clients and customers?
This section considers how
professional bodies are increasingly gathering evidence that members are

striving for excellence in the service of clients (Mulvey, 200438). It presents
three case studies of professional associations relevant to guidance: the
Association of Career Professionals, the British Association of Counselling
and Psychotherapy and the Institute of Career Guidance.
37
McCarthy, J. (2001) The skills, training and qualifications of guidance workers.

[Online]. Available: http://www.oecd.org [2003, August 9].
38
Mulvey, M.R. (2004) Can I stop now? The role of CPD in professional practice, in
H. Reid & J. Bimrose, Constructing the future: Reflection on practice, Stourbridge:
ICG.
27
4.2
Self regulation: the role of Professional Associations
Mulvey (2004)39 argues that continuing professional development is implicit in

working as a professional, inherent in guidance practice and beneficial to all
concerned (p.11). She notes how a recent inquiry into codes of conduct
published by a range of professional associations in the UK found that the
majority required their members to maintain competence and skill.
challenge for professional associations, therefore, is to support members in

developing their skills, knowledge and understanding and demonstrate to the
public that they have done so effectively.
4.2.1 Association of Career Professionals International

The Association of Career Professionals International (ACP International) has
over 2000 members in more than 30 countries around the world. Members
specialize in all aspects of career services including career management and
transition (outplacement), assessments, coaching, talent retention and
organisational consulting. It represents a specialist professional association
for career practitioners working within the private sector and the education
community (universities and colleges). It:
Supports people in their work and life changes - combining one to one
personal service with web based delivery tools.
http://www.acpinternational.org/about/profession.html
ACP International was established in 1989 as an international association of

outplacement professionals (IAOP).
It was renamed career management
professionals (IACMP) in 1994 and most recently became the Association of

Career Professionals International in 2003.
Its Mission Statement is as
follows:
Association of Career Professionals International is dedicated to the

global development of the career management profession by working
to support and enhance the image, credibility and legitimacy of the
39
Op cit
28
profession and to provide guidelines, standards and structure for each

member to enhance his/her skills as a professional.
http://www.acpinternational.org/about/mission.html
A UK member of the ACP International expressed the view that the

association was at an evolutionary stage in its journey to becoming a more
recognised association for the profession.
Because of this, some of its
systems were embryonic and under development. A senior spokesperson for

the Association indicated that it did not set out to place barriers to entry in the
path of intending applicants. As an association operating on a world-wide
basis, screening for membership using criteria exclusively related to
accreditation was not feasible because of the variation that occurs across
countries regarding both occupational titles and qualifications. Rather, the
ethos of the organisation could be typified as trust the practitioner.
On
joining, all members were required to accept, by signature, and abide by, the
ethical standards, so self-regulation is a central premise.
Organisational
membership is under review as an option for this Association. Currently, only

individuals are admitted.
Code of Ethics
All members are bound by the code of ethical standards. The Standards
apply to all Members of the Association of Career Professionals International
and are intended to safeguard the public interest, the integrity and excellence
of the career profession.
Adherence to the Standards is a condition of
membership40. Complaints regarding breaches in ethical behaviour can be

filed with the Chair of the International Ethics Council, with any other member
of the Council, or with the Executive Director of ACP International. Complaints
will be processed according to the Policies and Procedures of the ACP
International Ethics Council.
40
See website: http://www.acpinternational.org/about/ethics.html
29
Ethics Policies and Procedures were revised and simplified in April, 2005 and
are available on the website41.
Sanctions applied to breaches of ethical
conduct comprise exclusion from membership. The senior spokesperson for

the Association indicated that privacy legislation constrained their inclination
to keep detailed individual records on member complaints. Further, legislation
relating to liable limited their inclination to publicly shame individual members
found guilty of malpractice.
Both the UK member and the senior
representative expressed the view that self-governance and regulation were

at the core of professional services delivered in the private sector.
The
highest standards of professional conduct were necessary to guarantee

survival in the market place. Because of the current litigation culture, it was
not uncommon for complaints to be lodged against individual professionals by
customers of services and because some of these individuals were employed
by companies, the complaint would be dealt with by the employer. It was the
individuals responsibility to ensure that their professional indemnity insurance
was adequate to cover such cases.
The senior spokesperson felt that
consequently, the Association had actually received only a small number of

complaints against members. Most of these had occurred in North America.
Professional development
Whilst provided, continuing professional development is not a requirement of
membership. The ACP International does, though, provide ongoing learning
through conferences, regional meetings, teleconferences and web based
learning programmes.
A certification process with the Institute of Career
Certification International is promoted on the ACP International website as an

objective way to define a level of competency and a forum for ongoing
professional development42.
This provides structured progression from
Associate, to Practitioner and then Fellow. In addition, training courses

and other resources (e.g. publications) are marketed via the ACP International
website. A UK member holds the view that professional development is a
crucial feature of successful marketing of services. Because of this, it was
41
42
See website: http://www.acpinternational.org/news/06-22-2005_1.html

See website: http://www.acpinternational.org/devel/certification/
30
expected that most members would routinely ensure their competencies were
updated and enhanced.
The senior representative of the association expressed the view that a threat
to the credibility of the profession of career counseling, consulting or coaching
is the growth in highly marketed coaching certificates that are not deeply
based in career development theory, but are generic to the process of
coaching, which only took root in the late 1990s. A growth industry, this
seems to be largely unregulated, with anyone free to establish themselves
and market coaching services. Developing a common language, meaningful
to potential customers and clients on the international stage is thought to be a
major, and urgent, challenge to the broader community of career counseling,
development and guidance.
Membership categories
ACP
International
offers
four
categories
of
individual
membership:
Professional Member ($150 pa); Associate Member ($150 pa); Student

Member ($75 pa); and Retired Member ($60 pa)43. In addition, membership
as a Corporate Supplier is available ($625 pa)44.
4.2.2 British Association of Counselling & Psychotherapy (BACP)

BACP is the largest and broadest body within the sector.
A senior
representative of the organisation indicated that it currently has over 25,000

individual
members
worldwide45,
as
well
as
approximately
1,000
organisational members making a total membership of over 40,000.

Through its work, it ensures that it meets its remit of public protection, whilst
also developing and informing members46.
43
https://secure.acpinternational.org/application.html
https://secure.acpinternational.org/supplier.html
45
http://www.bacp.co.uk/join_bacp/
46
See the BACP website at: http://www.bacp.co.uk/about_bacp/profile_history.html
44
31
The British Association for Counselling developed from the Standing

Conference for the Advancement of Counselling, a group of organisations
inaugurated in 1970. Membership was extended to individual members with
the aid of a grant from the Home Office Voluntary Service Unit when, in 1977
the British Association for Counselling was founded. The headquarters were
moved from London to Rugby in 1978. In September 1999, the Association
changed
its
name
to
the
British
Association
for
Counselling
and
Psychotherapy (BACP).
Its mission is:

To be the leading professional body for counselling and psychotherapy
and an automatic reference point for anyone seeking information on
counselling and psychotherapy in the United Kingdom.
http://www.bacp.co.uk
BACP is a Learned Society, a company limited by guarantee and a registered

Charity.
It operates specialist interest divisions that focus on informing
members and the public in the following areas: children and young people;
healthcare; the workplace; Higher and Further Education; spiritual and
pastoral; independent and group practice; and equality and diversity. These
sectoral groups are complemented with cross-sector forums, including:
diversity; coaching; training and learning and supervision.
Committee structure
Volunteer members of the Association sit on various committees and working
groups of BACP, which ultimately report to its Board of Governors. All are
involved in developing, implementing and monitoring policies in accordance
with the aims and objectives of the Association. The Board of Governors
delegates special functions to a range of committees, including the:
Professional Conduct Committee (which monitors policy and standards

on good practice for the profession; devises and maintains rules for
professional conduct; and sets policy for handling complaints); and the
32
Professional Standards Committee (which advises on policy, criteria

and procedures relating to registration and statutory regulation and is
also responsible for the development of policy on accreditation for
individuals, training courses and service providers).
Ethical Framework
The Association sets, promotes and maintains standards for the profession.
Two mechanisms are in place for this purpose: the Ethical Framework for
Good Practice in Counselling and Psychotherapy; and the Professional
Conduct Procedure. These exist to ensure that members of BACP abide by
an accepted and approved code of conduct and accountability.
Ethical Framework for Good Practice in Counselling and Psychotherapy47
The Framework was revised April 2002.
It provides guidance on good
practice in counselling and psychotherapy and makes explicit the values,

principles and personal moral qualities required for effective counselling and
psychotherapy.
Professional Conduct Procedure48
The aim of the Professional Conduct Procedure is to:
afford protection to the public and to protect the name of BACP and the
profession of counselling and psychotherapy as conducted by both
individual and organisational members of the Association.
The procedure has been developed to deal with any alleged breaches of
conduct and has been designed so that:
a person who is not satisfied with an individual or organisational

member of BACP should have the opportunity to air their grievance or
to make a complaint and seek resolution.
47
48
For full text, see: http://www.bacp.co.uk/ethical_framework/

For full text, see: http://www.bacp.co.uk/prof_conduct/index.html
33
http://www.bacp.co.uk/prof_conduct/making_complaint.html
For complaints of sufficient seriousness, termination of membership may

result.
Three categories of misconduct are identified: professional
misconduct; professional malpractice; and bringing the profession into

disrepute. Where the outcome of a complaint or portion of the complaint is
upheld, this will be publicly reported, both in BACP's Journal and on the
website, together with any sanction imposed. The Associations response to
the charge of bringing the profession into disrepute includes the discretion to
take disciplinary proceedings against members convicted of a criminal offence
or who have civil or professional findings against them that should have been
declared when applying for membership or arising during the membership).
An appeals procedure is available for members against whom a complaint is
made.
The panels convened to deal with complaints comprise members trained up to

lay magistrate standard. A senior representative stated that the Association
executes its civil burden of professional responsibility to a high level. The
same source indicated that the number of complaints against a member
numbered approximately one hundred. About forty of these are accepted and
processed. Whilst this is a very small proportion of the membership, it is
thought that in terms of the Public Protection agenda, it represents an
important contribution.
UK Register of Counsellors
This Register represents a response to a growing public concern. Its aim is:
To provide the public and others with an understandable, specific UK

standard that recognises counsellors who offer safe and accountable
practice.
(Available: http://www.ukrconline.org.uk/)
Specifically, it sets out to:
34
Offer impartial information and therefore, protection, to the general public
Advise both insurers and employers in matters relating to competence
Recognise good counselling in many appropriate contexts

To achieve registration, an independent counsellor must have achieved

accreditation through a recognised organisation (i.e. the British Association for
Counselling and Psychotherapy (BACP), the COSCA (Counselling and
Psychotherapy in Scotland), Federation of Drug and Alcohol Professionals
(FDAP) and the United Kingdom Association of Humanistic Psychology
Practitioners (UKAHPP)), though not all those who are accredited are
registered. A registered counsellor must:
be appropriately trained and qualified
work to a Code of Ethics & Practice
be subject to a Complaints Procedure

Individual accredited status is renewed annually, through the assessment of

continuing professional development and supervision.
Additionally, the
Association carries out random monthly audits on 5% of the renewal

applications.
The BACP49 advocates using a registered counsellor, because it offers
reassurance and a 'hallmark' of good practice. It ensures a support system in
the event of misunderstanding within a counselling contract.
BACP sets recognised standards for the delivery of education and training.
By awarding accredited status to suitable counselling and psychotherapy
courses, BACP claims that it enables those starting and advancing in the field
49
Available at: http://www.ukrconline.org.uk
35
to achieve a level of excellence recognised throughout the profession. Those

individuals who have successfully achieved BACP accredited status are
nationally recognised as counsellors, psychotherapists, supervisors and
trainers, practising to high professional standards. At the centre of the reaccreditation process is continuing professional development and reflective
practice. By these means, BACP seeks to ensure that accredited members
remain at the forefront of the profession.
A programme of conferences, seminars, workshops and other training events

is run each year, which provides continuing professional development
opportunities for members and associated professionals.
Government are increasingly exerting pressure on the talking therapies to

regulate. The Health Professions Council has been identified as the possible
regulator of Counselling and Psychotherapy.
The Department of Healths
goal is for these professions to be regulated by 2008. However, the whole

issue of the regulation of non-medical health professions is currently under
review. The opinion of the BACP member interviewed was that it is unlikely
that this process would be as rigorous as the current BACP Register.
BACP offers three categories of membership: student (54 pa); Associate
(112 pa); and Affiliate (79 pa). In addition, organisational membership is
available as follows: Local Voluntary or Charitable (171 pa); National
Voluntary or Charitable (224 pa); and Commercial (420 pa)50.
4.2.3 Institute of Career Guidance (ICG)

The Institute of Careers Officers was founded in 1961 as a result of a growing
liaison between the Association of Juvenile Employment and Welfare Officers
and the Youth Employment Staffs Guild. It subsequently changed its name to
the Institute of Career Guidance. The mission of the ICG is:
50
http://www.bacp.co.uk/join_bacp/membership_categories.html
36
To promote the delivery and development of high quality services that

enable informed educational, training and occupational choices, and
effective career management.
http://www.icg-uk.org/missionandaims.html
Its aims are to:
Be the informed centre for ethical and best practice, research and
development, education and training for all those interested in the
practice, growth and influence and future of guidance.
Be the leading professional association for guidance practitioners in the

UK - the organisation for experts on choices for learning and work.
Support best practice in whatever context our members operate and to

be the focal point for all guidance practitioners - researchers, guidance
workers, managers and trainers - to share their knowledge and
enjoyment of the profession in which they are engaged
Work collaboratively with other organisations and agencies interested

or involved in guidance to influence policy makers and to promote
quality standards.
Raise awareness of and promote the benefits of guidance.

http://www.icg-uk.org/missionandaims.html
The ICG is governed by its Board (comprising seven members) and the
Council (comprising Board members, regional representatives and chairs of
committees).
The Institute's Council agrees the strategic aims, and
professional direction of the Institute. There are three committees: Research,

Professional Development, Ethics and Standards and Adult Guidance, with
membership comprising approximately forty volunteers.
Code of Ethics
The Ethics and Standards Committee consists of twelve volunteers, who have
been approved by the membership and Committee members to sit on this
Committee. It is responsible for safeguarding professional standards for its
37
members through the code of ethics. This code specifies principles to which
all members commit as a condition of membership.
These principles
comprise: equality of opportunity; impartiality; accessibility; confidentiality;

responsibility to clients and professional development. A formal procedure
exists for any breach of this code, which is operated through the Ethics and
Standards Committee. Penalties that can be exerted for proven malpractice
relate to expulsion from the Institute.
The ICG offers a range of continuing professional development (CPD) training
programmes to members and associated professionals, designed to develop
and support best practice.
Additionally, it also manages the Qualification in Guidance (QCG), on behalf

of the Department for Education and Skills. This is a one year, full time, offthe-job training offered by fourteen UK universities.
Through its QCG
Advisory Committee, the ICG maintains the quality of the Qualification in

Careers Guidance (QCG), ensuring that it remains fit for purpose as the initial
guidance qualification in the UK.
The Professional Development Committee is a Standing Committee of

Council. Its role is to ensure effective and seamless linkages between initial
training and continuing professional development and it is responsible for
making recommendations and providing advice to Council on the strategic
and professional direction for initial training.
Register of Practitioners
The Institute operates a Directory of Registered Career Practitioners.
Members who wish to have their details added to the online directory must be
on the ICG Register of Guidance Practitioners. Criteria for admission to this
register are currently: being a full member of the Institute with a recognised
qualification at level 4 or above; having a commitment to CPD; practising
guidance; and having affirmed that they will work within the Institute's Code of
Ethical Practice
38
ICG offers five categories of individual membership: full member (96 pa); full
member: lower income (68 pa); full member: retired (54 pa); full member:
unwaged (30 pa); and student member (30 pa). In addition, organisational
membership is available (310 pa)51.
4.3
Conclusion
Professional associations represent a potentially powerful means of

complementing and strengthening formal QA systems. They are increasingly
attending to regulatory practices that require evidence of continuing
professional development.
Perhaps the real power of the professional
association is that it operates on the principle of peer review. There are no

contractual requirements imposed on individual members.
Membership is
usually voluntary, so motivation is high to comply with procedures that make

clear statements about professional status and competence. In addition, in
terms of cost implications, the cost of membership is likely to be borne by the
individual practitioner, (except, of course, in the case of organisational
membership).
The potential for synergy between association membership
and more formal employment requirements is great, though, in common with

other areas related to training, is one for which the actual evidence of impact
is currently lacking.
51
http://www.icg-uk.org/categories.html
39
5.
Managing Quality Assurance
5.1
Perspectives on Quality
Services differ from products because they are 'simultaneously produced and
consumed', and customers 'are involved in the production of many services'52.
Hence a definition of service quality is 'meeting and/or exceeding customers'
expectations'.
It is difficult, however, 'to define and deliver what meets
customers' needs, let alone provide services that do what they are designed
to do'.
Consequently, 'surrogates of quality' are used.
These surrogates
'invariably equate quality with delivery, (that is, the achievement of

quantitative targets that focus on economy and efficiency') 53.
A common framework for analysing quality is time waited: timeliness,

completeness,
courtesy,
consistency,
accessibility
and
convenience,
accuracy, responsiveness54 . So:
'[R]ather than remaining a more or less separate or imperfectly

integrated control system, [total quality management] is the generation
of structures and a culture of quality to pervade all aspects of the
organisation ... quality management principles become the taken-forgranted assumptions that govern working relationships - vertically and
horizontally within the organisation, and with suppliers and
customers'55 (italics in original).
52
Legge, K. (1995) Human Resource Management: Rhetorics and Realities,

Basingstoke: Macmillan, (p 213).
53
Legge, (1995) Human Resource Management: Rhetorics and Realities,
Basingstoke: Macmillan, (pp 237-238).
54
Evans, J.R. & Dean, J.W. (2000) Total Quality: Management, Organisation, and
Strategy, Cincinnati, OH: South-Western College Publishing.
55
Legge, K. (1995) Human Resource Management: Rhetorics and Realities,
Basingstoke: Macmillan, (p 219).
40
5.2
Perspectives on Managing
For the managers of organisations (as for IAG clients), the world 'is an
essentially ambiguous place in which we cannot realistically make detailed
plans'56. In his discussion of how managers need 'to make meaning' in this
ambiguity, Watson57 cites one of the characteristics that Peters and Waterman
(1982)58 identified in 'excellent' organisations: the simultaneous use of 'loosetight controls'. Watson59 writes (p 17): 'in managing organisations, loose-tight
controls - using culture and shared values - work better than traditional 'tight'
ones. This is, first, because it fits with what human beings are essentially like
(meaning-making creatures) and, second, because it fits with what the world
is like (an unpredictable and ambiguous place).'
He then points to the
significance of language, dialogue, and rhetoric in managers': the construction

of meaning.
Eccles and Nohria (1992)60 analyse management as using rhetoric, taking
action, and recognising individual identities. For them, rhetoric need not be
deception or extraneous decoration, but what can stimulate action:
'Rhetoric is something that can be used and abused, but it cannot be

avoided (original italics). Rather, it constantly serves to frame the way
we see the world. In our view, rhetoric is used well when it mobilizes
actions of people in a way that contributes both to the individuals as
people and to the performance of organisations as a whole.
They go on to argue that 'robust', or powerful, rhetoric:
56
Watson, T.J. (1994) In Search of Management: Culture, Chaos and Control in

Managerial Work. London: Routledge, (p 16).
57
Op cit
58
Peters, T.J. & Waterman, R.H. Jr. (1982) In Search of Excellence, New York:
Harper & Row.
59
Op cit
60
Eccles, R.G. & Nohria, N., with Berkley, J. (1992) Beyond the Hype: Rediscovering
the Essence of Management, Boston: Harvard Business School Press, (p 10).
41
combines 'an imaginative vision of the future, a realistic portrayal of the

present, and a selective depiction of the past which can serve as a
contrast to the future'; (p 32)
employs a variety of devices such as metaphors, analogies, stories,

myths, slogans, maxims; and
is broad and flexible enough (retains sufficient ambiguity) 'to

incorporate the different meanings, emphases, and interpretations that
different people will inevitably give it' (p 35). It transmits 'a common
message to a large number of people, while being able to impart
specific meanings and interpretations to these ideas depending on the
situation in hand' (p 36).
In addition, they61 write of the 'rhetoric of rationalization' (which is how quality

assurance could perhaps be categorised). 'Cloaking actions with the rhetoric
of rationality is a way for managers to build legitimacy for their actions. The
objective, unbiased, impersonal, and logical nature of rational reasoning
makes it more palatable to others and more persuasive.' It gives:
'people in the company a framework for thinking about the activities

they were engaged in, and a sense of mastery over these activities
(original italics). In essence, we found that the rhetoric of rationality
was crucial in the way it allowed people to get a grasp on an uncertain
and constantly changing environment.
What was most important, however, was that this rhetoric of rationality
did not interfere with the way managers really acted (original italics).
The plans were sufficiently flexible in and of themselves that they were
not seen as overly constraining to managers.'
The management of quality of IAG needs to be built into the organisations

overall concern for quality, that is, within total quality management.
61
This
the Essence of Management, Boston: Harvard Business School Press, (pp 52-53).
42
embraces the organisational culture and management of employees as well

as the quality of their service delivery.
QA is largely explicitly concerned with controlling procedures, but managers

use of rhetoric (both negative and positive) must also be recognised. (It is
perhaps worth noting that IdAs provision of guidance is informed by two
aspects of contemporary management discourse: individual empowerment
and managerial efficiency).
43
Reflections & Conclusions
6.1
The provision of IAG
The
whole
IAG
process
is
characterised
by
ambiguity
and
indeterminateness. First, there is an 'operational ambiguity' in guidance62

with uncertainty related to what exactly is 'career' and what is 'guidance'.
Second, having or making a career is about making personal meaning in an
ambiguous world. Individuals may be uncertain of the issues they want help
from an IAG service to resolve, or find them complex, dynamic and/or
ambiguous.
Third, the very nature of 'career' implicates the future.
The
benefit of IAG can only be identified in terms of choice of pathway, direction,

pace, staging-points, the opening (and not closing) of doors, not of ultimate
achievement of goal: IAG is open-ended. Hence judgement of its efficacy is
likely to change over time as the future unfolds; how it was valued will depend
upon when that judgement is made.
6.2
Stakeholders and expectations
There are many stakeholders in the ldA service: callers, advisers, service
managers, call-centre contractors, the ldA, Learning and Skills Council, Adult
Learning Inspectorate, Department for Education and Skills, and other
government policy makers. Hence there are many and diverse expectations
of the service.
Definitions of the key elements of the service and expectations of outcomes,

boundaries and standards (on the part of callers, advisers, service managers,
and government policy-setters etc.) are key issues.
These need to be
addressed, not only to satisfy clients but also to provide the basis for quality
assurance. How can realistic expectations be achieved (shaped)?
62
Barnes, S-A. (2005) What is effective guidance? Evidence from longitudinal case
studies in England, Warwick Institute for Employment Research, No 78.Barnes, IER
Bulletin, p 3
44
Given that the process of IAG is indeterminate, how can client satisfaction be
assured at the (sometimes arbitrary) points at which it is assessed? Perhaps
this issue is partly resolved by encouraging the client to be aware of small
gains along the way. This is implied in the ldA web-site, which refers to the
caller making notes before the call to identify what they want to discuss;
working through interest and skills exercises in the Futures package; and
agreeing an action plan with the adviser at the end of interview. It would
seem important that the caller achieves some transferable learning from the
call - to use by themselves in the future (such as a decision-making strategy).
6.3
Managing ambiguity
It may be worth considering the use of a systems model to conceptualise

holistically the complex and dynamic process of career (Collin, 199063; Patton
& McMahon, 199964). A (career) system has three sub-systems:
feedback
environment
comprised of other systems
awareness
sub-system
inputs
from
environment
outputs
into
environment
operational
sub-system
monitoring
and control
sub-system
feedback
feedback
Figure 1 Model of an open system
63
Collin, A. (1990) Mid life career change research. In Young, R. A. and Borgen,
W.A. (Eds) Methodological Approaches to the Study of Career, Praeger, 197-220.
64
Patton, W. & McMahon, M. (1999) Career Development and Systems Theory: A
New Relationship, Pacific Grove, CA: Brooks Cole Publishing Company.
45
These three sub-systems comprise:
the operational sub-system transforms inputs to outputs;
the awareness sub-system scans the environment for opportunities

and threats; and
the monitoring and control sub-system makes internal adjustments

in response to feedback from the reception of the outputs in the
environment.
Inputs to the career system could include previous experience and

qualifications, availability of jobs, child care, etc.
Outputs might be the
development of further skills, job satisfaction, stress, etc., affecting other

systems in the environment to a lesser or greater degree. Those and other
changes to those systems can have knock-on effects upon the career
system through its inputs and the reception of its outputs. Such a model
could be used as the basis for discussion between adviser and
customer/client, to map, for example, the possible effects of various options.
Customers/clients could be encouraged to use it on their own to monitor
changing circumstances and the implications for their career. At a meta-level,
the model could also be used by policy-makers or service managers to map
the changing world of work and its implications for IAG.
Because ambiguity is inherent in both IAG and organisations, rhetoric is

inevitable, but what is needed is 'robust rhetoric' (Eccles & Nohria, 199265)
at all levels (government, centre managers, advisers). Using the notion of
'loose-tight' controls (Watson, 1994
66
) and rhetoric (Eccles & Nohria67), it
would be worth considering how service managers could influence the quality
of service delivery by combining the existing 'tight' controls of 'rational' quality
procedures (as in ALI, with surrogates such as call connection rates, or the
65
the Essence of Management, Boston: Harvard Business School Press.
66
Watson, T.J. (1994) In Search of Management: Culture, Chaos and Control

in Managerial Work. London: Routledge
67
Op cit
46
matrix Standard) with the 'loose' controls of culture and values. Total quality
management appears to be recognised in the matrix standard (e.g. element
6), but could be developed explicitly. More specifically, the organisational and
employee culture could be appropriately influenced where, through both
rhetoric and practice, IAG service delivery managers demonstrated effective
concern for the careers of their call centre (ldA) employees.
This could
influence how those employees both interpreted and responded to the career
concerns of callers, and thereby inform the quality of their service delivery.
6.4
Cost-effectiveness versus quality
A balance needs to be achieved between cost-effectiveness and quality.

Pass et al. (2000)68 cite cost-effectiveness as the achievement of the
maximum provision of a good or service from given quantities of resource
inputs. It is often used where organisations have a given level of expenditure
to provide a maximum amount of service, in a situation where service outputs
cannot be valued in monetary terms. Some quality assurance models for
career guidance (e.g. Sampson et al., 2004
69
) recognise the critical
importance of relating cost of delivery with the quality and effectiveness of

delivery. However, there exists a paucity of data relating to costs and benefits
and how these can be broken down and analysed either by specific target
group(s) and/or by specific guidance interventions.
6.5
Defining and measuring what is to be quality assured
Finally, four key challenges related to defining and measuring what is to be

quality assured in guidance can be identified:
The terminology used to describe quality assurance and how this links
to evaluation or measurement of initiatives needs to be made not only
more explicit, but also more consistent within and across
Pass, C., Lowen, B. & Davies, L. (2000) Dictionary of Economics (3rd edition).
Glasgow: Harper Collins.
69
Sampson, J.P., Reardon, R.C., Peterson, G.W. & Lenz, J.G. (2004) Career
Counseling and Services: a Cognitive Information Processing Approach,. Belmont,
CA: Brooks/Cole.
68
47
organisations, so that data can become more generalisable and

comparable.
A further critical challenge is how best to design an organisationally

user-friendly data management system that has both meaning and
relevant application to managers and practitioners. There is scope to
review this in terms of existing centralised data management systems
and how these relate to more localised policies and practices.
The guidance community also faces a major challenge regarding the

extent to which data have been gathered and analysed to
demonstrate particular delivery strategies are more effective than
others for the majority of clients. Similarly, are certain strategies
only effective for certain individuals or targets groups?
Those engaged in delivering guidance activities are often not

sufficiently trained in techniques of data gathering and analysis to
help explain the impact of their work. Whilst the term quality is seldom
disputed, the term measure or performance indicator may pose a
potential threat to some, the latter being viewed as punitive in scope,
rather than for the purpose of service evaluation and development.
48

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Quality assurance mechanisms for

Information, Advice and Guidance:

Our particular thanks go to the practitioners, managers and representatives of

Special thanks go to Dr. Rachel Mulvey, Head of Centre for Training in

Scope of the review

Quality standards and impact measures for guidance

Defining what is to be quality assured

Measuring what is to be quality assured

From whose perspective?

Assuring quality of guidance services

The practice of service providers

3.3.1 Manager of learndirect Advice (IdA)

3.3.2 nextstep contract manager

3.3.3 Manager of an HE careers service

3.3.4 Sole trader

Continuing professional development

Self-regulation: the role of professional associations

4.2.1 Association of Career Professional International

4.2.2 British Association of Counselling & Psychotherapy

4.2.3 Institute of Career Guidance

Managing Quality Assurance

Reflections & Conclusions

The provision of IAG

Cost-effectiveness versus quality

Defining & measuring what is to be quality assured

Assuring the quality and measuring the impact of guidance interventions

Different models exist that have been applied to the planning,

Inputs and processes are typically defined in the form of organisational

Important though inputs and processes are in quality assurance terms, it

Quality assurance systems currently in place are regarded by users as

Professional associations represent one potentially powerful means of

The management of quality of IAG needs to be built into the

This embraces the organisational culture and

management of employees as well as the quality of service delivery.

Ambiguity and indeterminacy are inherent in IAG. A key challenge to

10) Whilst achieving a balance between cost-effectiveness and quality

12) Challenges for effective quality assurance of guidance services include

Information and guidance will be strengthened

Reforms outlined in the White Paper aim to:

Provide information and guidance to help individuals consider the best

At the core of future information and guidance services is the current

HM Government (2005) Skills: Getting on in business, getting on at work, Part 1

(Part 1, paragraph 74)

Scope of the study

ldA will, therefore, not only be required to develop an enhanced personal

the Quality Assurance procedures internal to the organisation and

the reliability of the range of guidance services to which customers may

A critical review of current arrangements for the quality assurance of

Specifically, the remit for this critical review is to:

review current QA methods and procedures for IAG;

consider the role of self-regulation in the quality assurance of services

highlight key issues; and

take account of cost implications.

Desk research was undertaken into the evidence on the effectiveness of

In addition, telephone interviews were used to gather data from four

The report comprises five sections, including this introduction.

Section 3 examines methods and procedures designed to assure the quality