Harmonics Theory
Harmonics Theory
Harmonics Theory
2.1 Introduction for all t. The smallest constant T that satisfies (2.1) is
called the period of the function. By iteration of (2.1), we
For most conventional analyses, the power system is have
essentially modeled as a linear system with passive
elements excited by constant- magnitude and constant- f ( t ) = f ( t + hT ), h = 0, ± 1, ± 2 , ... . (2.2)
frequency sinusoidal voltage sources. However, with the
widespread proliferation of power electronics loads Let a function f(t) be periodic with period T, then this
nowadays, significant amounts of harmonic currents are function can be represented by the trigonometric series
being injected into power systems. Harmonic currents not
only disturb loads that are sensitive to waveform ∞
∑
1
distortion, but also cause many undesirable effects on f (t ) = a0 + {ah cos( hω 0t ) + bh sin( hω 0t )} , (2.3)
power system elements. As a result, harmonic studies are 2 h =1
becoming a growing concern. where ω 0 = 2 π / T . A series such as (2.3) is called
Harmonics are usually defined as periodic steady state trigonometric Fourier series. It can be rewritten as
distortions of voltage and/or current waveforms in power ∞
systems. In the harmonic polluted environment, the theory
regarding harmonic quantities needs to be defined to
f ( t ) = c0 + ∑ ch sin( hω0t + φh ) , (2.4)
h =1
distinguish from those quantities defined for the
fundamental frequency. where c0 = a0 / 2 , ch = ah2 + bh2 , and φh = tan−1 ( ah / bh ) .
The purpose of this chapter is to present basic
harmonics theory. Initially, the Fourier series and analysis Observing (2.4), we see that the Fourier series expression
methods that can be used to interpret waveform of a periodic function represents a periodic function as a
phenomenon are reviewed. Some fundamentals of Fourier sum of sinusoidal components with different frequencies.
transforms used in today’s harmonics measurement The component of hω 0 is called the h-th harmonic of the
techniques are also introduced. The general harmonics periodic function. c0 is the magnitude of the dc component.
theory, the definitions of harmonic quantities, harmonic The component with h = 1 is called the fundamental
indices in common use, and power system response and component. ch and φh are known as the h-th order
solutions to harmonics are then described. harmonic magnitude and phase angle, respectively. The
magnitude and phase angle of each harmonic determine the
2.2 Fourier Series and Analysis resulting waveshape of f(t).
The theory of the Fourier series was first introduced by Equation (2.3) also can be represented by its complex
the French physicist and mathematician, Joseph Fourier, in form as
his article ‘Analytic Theory of Heat’ which was published
∞
in 1882. The theory involves expansions of arbitrary
functions in certain types of trigonometric series. It proves f (t ) = ∑ che jhω t ,0
(2.5)
that any periodic function in an interval of time could be h =−∞
represented by the sum of a fundamental and a series of where for h = 0, ± 1, ± 2 , ... ,
higher orders of harmonic components at frequencies
which are integral multiples of the fundamental 1 T /2
∫−T /2 f (t )e
− jhω 0 t
component. The series establishes a relationship between ch = dt . (2.6)
the function in time and frequency domains. Today, the T
theory has become the famous ‘Fourier series’ and it is one Orthogonal Functions
of the most important tools for engineers and scientists in
many applications. A set of functions {ϕh ( t )} is called orthogonal on an
interval α < t < β if all groups of any two functions ϕi ( t )
Fourier Series and ϕ j ( t ) in the set {ϕh ( t )} satisfy
A periodic function can be defined as any function for β 0, i ≠ j
which
f (t ) = f (t + T ) (2.1) ∫ ϕ (t )ϕ
α
i j ( t ) dt =
γ , i = j
, (2.7)
where γ is a nonzero value. It can be shown that synthesizes the frequency spectrum to regain the time
{1, cosω 0t , ..., coshω 0t , ...,sin ω 0t , ..., sinhω 0t , ...} is function.
an orthogonal set of sinusoidal functions on interval
− T / 2 < t < T / 2. Using the orthogonal relations, we can
show that Fourier coefficients a0 , ah , and bh of (2.3) are Discrete Fourier Transform
2 T /2 When the frequency domain spectrum and the time
a0 =
T −T /2 ∫f ( t ) dt , (2.8) domain function are both periodic sampled functions with N
samples per period, (2.14) and (2.15) can be represented by
2 T /2 the following so-called discrete Fourier transform (DFT)
ah = ∫
T −T /2
f (t ) cos( hω 0 t ) dt , and (2.9) pair:
N −1
∑ f ( n∆T ) e
2 T /2
bh =
T ∫−T / 2
f ( t ) sin(hω 0 t )dt , (2.10) F ( k ∆Ω ) =
n= 0
− j 2 πkn / N
, (2.16)
∑V
harmonic analysis are limited to the 50th multiple. 1 T
Vrms = ∫ v 2 (t )dt = 2
h , (2.23)
One major source of harmonics in the power system is T 0
h =1
the static power converter. Under ideal operating and
conditions, the current harmonics generated by a p-pulse ∞
∑I
1 T
∫
line-commutated converter can be characterized by
Ih = I1 / h and h = pn ± 1 (characteristic harmonics) where I rms = i 2 ( t ) dt = 2
h , (2.24)
T 0
h =1
n = 1, 2, ... and p is an integral multiples of six. If 1) the respectively.
converter input voltages are unbalanced or 2) unequal
commutating reactances exist between phases or 3) The apparent power is given by
unequally spaced firing pulses are present in the converter
bridge, then the converter will produce non-characteristic S = Vrms Irms . (2.25)
harmonics in addition to the characteristic harmonics. A widely accepted definition of apparent power is
Non-characteristic harmonics are those that are not integer
multiples of the fundamental power frequency. S 2 = P2 + Q2 + D2 , (2.26)
The harmonic frequencies that are not integral multiples where Q is the reactive power defined as
of the fundamental power frequency are usually called
interharmonics. A major source of interharmonics is the ∞
cycloconverter [2]. One special subset of interharmonics
is called sub-harmonics. Sub-harmonics have frequency
Q= ∑V I
h =1
h h sin( θ h − δh ) , (2.27)
values that are less than that of the fundamental frequency.
Lighting flicker is one indication of the presence of sub- and D is defined as the distortion voltamperes which
harmonics. A well-known source of flicker is the arc correspond to the products of voltages and currents of
furnace [3]. different frequency components in (2.18) and (2.19).
Electric Quantities Under Nonsinusoidal Situation When harmonics are not present in (2.25), S is equal to
When steady-state harmonics are present, instantaneous V1 I 1 which is the conventionally defined apparent power at
voltage and current can be represented by Fourier series as fundamental frequency. Under the sinusoidal situation, the
follows: power equation relates mutually the average, reactive, and
∞ ∞ apparent power, and it is defined as
v(t ) = ∑ vh ( t ) = ∑ 2Vh sin( hω 0t + θh ) , (2.18)
(V1 I1 )2 = P12 + Q12 , (2.28)
h =1 h =1
∞ ∞ where Q1 = V1 I1 sin( θ1 − δ1 ) is the fundamental reactive
i(t ) = ∑ ih ( t ) = ∑ 2 Ih sin( hω 0t + δ h ) , (2.19) power defined in (2.27) for h = 1.
h =1 h =1
At present, there is still no consensus in the definitions
where the dc terms are usually ignored for simplicity, Vh and physical meanings regarding reactive power and
and Ih are rms values for h-th order of harmonic voltage distortion power among researchers and scientists [4-7]. In
and current, respectively. [8], some alternate definitions with interpretations on power
The instantaneous power is defined as definitions other than the above are described.
Observing Table 1.1, we find that the negative and zero ∑ ( whVh )2 ∑ ( wh Ih )2
h =1 h =1
sequences are also present in the system, and all triplens TIFV = or TIFI = , (2.35)
are entirely zero sequence. The above simple phase Vrms Irms
sequence pattern does not hold for the unbalanced system, where wh is a weighting accounting for audio and inductive
because harmonics of each order contain the three different coupling effects at the h-th harmonic frequency. Obviously,
sequences. It requires a more complicated analysis [9]. TIF is a variation of the previously defined THD where the
root of the sum of the squares is weighted using factors that
The definitions in (2.18) - (2.24) are also suitable for reflect the response in the voice band.
three-phase balanced system. However, for the
unbalanced system, the apparent power needs to be V·T and I·T Products
redefined and the consensus has yet to be reached.
Reference [10] provides some practical power definitions Another distortion index that gives a measure of
under unbalanced conditions. harmonic interference on audio circuits similar to TIF is the
V·T or I·T product, where V is rms voltage in volts, I is rms
2.4 Harmonic Indices current in amperes, and T is the TIF. In practice, telephone
interference is often expressed as V·T or I·T, which is
In harmonic analysis there are several important indices defined as
used to describe the effects of harmonics on power system
components and communication systems. This section ∞ ∞
describes the definitions of those harmonic indices in
common use [11-13].
V ⋅T = ∑ (w V
h =1
h h)
2
or I ⋅ T = ∑ ( wh Ih )2 , (2.36)
h =1
Total Harmonic Distortion (Distortion Factor) where wh is the same as previously described. If kV·T or
kI·T is used, then the index must be multiplied by a factor of
The most commonly used harmonic index is 1000. Equation (2.36) refers to the fact that the index is a
∞ ∞ product of harmonic voltage or harmonic current and the
∑ ∑ Ih2
corresponding telephone influence factor. Observing (2.35)
Vh2 and (2.36), we find that
h=2 h=2
THDV = or THDI = , (2.33) TIFV ⋅ Vrms = V ⋅ T and TIFI ⋅ I rms = I ⋅ T . (2.37)
V1 I1
C-Message Weighted Index Vrms = V1 1 + ( THDV / 100) 2 (2.41)
The C-message weighted index is similar to TIF, except and
that each weighting ch is used in place of wh . The
weighting is derived from listening tests to indicate the Irms = I1 1 + ( THDI / 100) 2 (2.42)
relative annoyance or speech impairment by an interfering by substituting (2.23) and (2.24) into (2.33). The total
signal of frequency f as heard through a “500-type” power factor in (2.29) becomes
telephone set. This index is defined as
P
∞ ∞ pf tot = . (2.43)
∑ (c V
h =1
h h)
2
∑ ( ch Ih ) 2 V1I1 1 + ( THDV / 100)2 1 + ( THDI / 100) 2
h =1
CV = or CI = . (2.38) In most cases, only very small portion of average power of
Vrms Irms P is contributed by harmonics and total harmonic voltage
distortion is less than 10%. Thus (2.43) can be expressed as
The relation between TIF weight and C-message weight is
P1 1
wh = 5ch f h , (2.39) pf tot ≈ ⋅
V1I1 1 + ( THD / 100) 2
I
where f h is the frequency of the h-th order harmonic. = cos( θ1 − δ1 ) ⋅ pf dist . (2.44)
Transformer K-Factor In (2.44), the first term, cos( θ1 − δ1 ) , is known as the
Transformer K-factor is an index used to calculate the displacement power factor, and the second term, pf dist , is
derating of standard transformers when harmonic currents defined as the distortion power factor. Because the
are present [14]. The K-factor is defined as displacement power factor is always not greater than one,
∞
we have
pf tot ≤ pfdist .
∑ h2 ( Ih / I1 )2 (2.45)
h =1 Obviously, for single-phase nonlinear loads with high
K= ∞
, (2.40)
current distortion, the total power factor is poor. It also
∑ ( Ih / I1 )2 should be noted that adding power factor correction
h =1 capacitors to such load is likely to cause resonance
where h is the harmonic order and Ih I1 is the conditions. An alternative to improve the distortion power
corresponding individual harmonic current distortion. factor is using passive or active filter to cancel harmonics
(2.40) is calculated based on the assumption that the produced by nonlinear loads.
transformer winding eddy current loss produced by each 2.5 Power System Response to Harmonics
harmonic current component is proportional to the square
of the harmonic order and the square of magnitude of the In comparison with the load, a power system is stiff
harmonic component. enough to withstand considerable amounts of harmonic
currents without causing problems. This means that the
The K-rated transformer is constructed to withstand system impedance is smaller compared to the load
more voltage distortion than standard transformers. The impedance. A power system itself is not a significant source
K-factor actually relates to the excessive heat that must be of harmonics. However, it becomes a contributor of
dissipated by the transformer. It is considered in the problems by way of resonance when severe distortion exists.
design and installation stage for nonlinear loads, and it is Assuming all nonlinear loads can be represented as
used as a specification for new or replacement power harmonic current injections, the harmonic voltage at each
source equipment. Table 2 shows typical commercially bus in a power system can be obtained by solving the
available K-rated transformers, where all regular following impedance matrix or nodal admittance equations
transformers fall into K-1 category. for all orders of harmonics under consideration:
Table 2: Commercially Available K-Rated Transformers Vh = Zh ⋅ Ih (2.46)
or
Category Ih = Yh ⋅ Vh , (2.47)
K-4
K-9 where Vh is the vector consisting of the h-th harmonic
voltage at each bus that is to be determined. Zh is the
K-13 system harmonic impedance matrix, Yh is the system
K-20 harmonic admittance matrix, and Ih is the vector of
K-30 measured or estimated harmonic currents representing the
K-40 harmonic-generating loads at connected busses.