Chapter 3.

Environmental Law and Regulations: From End-of-Pipe to Pollution

Prevention
by
David R. Shonnard
Chemical engineers practice a profession and must obey rules governing their
professional conduct. One important set of rules that all chemical engineers should be
aware of is environmental statutes, which are laws enacted by Congress. Regulations are
promulgated by administrative agencies based on authority conferred by the statute. The
Environmental statutes are designed to protect human health and the environment by
placing limits on the quantity and chemical make-up of waste streams that are released
from manufacturing processes. For example, one statute places restrictions on how
hazardous waste from industry is stored, transported, and treated. Another statute places
strict liability on the generators of hazardous waste, requiring responsible parties to clean
up disposal sites that fail to protect the environment. For manufacturers of new
chemicals, there are regulatory requirements that required filing of a premanufacture
notice (PMN) before introducing a new chemical into the marketplace. While many
companies have Health, Safety, and Environment (HS&E) staff that can help the engineer
interpret and implement environmental requirements, it is nevertheless important that
chemical engineers be aware of prominent federal environmental laws, and adhere to the
requirements of these statutes.
The purpose of this chapter is to provide an overview of environmental regulation. Much
of the material on regulations in this chapter has been adapted from an excellent review
of environmental law by Lynch (1995). More comprehensive sources on this topic
include the United States Code (U.S.C.), and the Code of Federal Regulations (C.F.R.),
which are sets of environmental statutes and regulations, respectively; they are available
online at the sited maintained by the federal government printing office. The
Environmental Law Handbook (Sullivan and Adams, 1997) and Wests Environmental
Law Statutes (West Publishing Co.) are compendia of existing statutes. Most of these
sources can be found online.
There are approximately 20 federal statutes, hundreds of state and local ordinances,
thousands of federal and state regulations, and even more federal and state court cases
and administrative adjudications, etc., that deal with environmental issues. Taken
together, they make up the field of environmental law, which has seen explosive growth
in the last 30 years, as shown in Figure 3.1-1. Chemical engineers should be familiar
with environmental laws and regulations because they affect the operation of chemical
processes and the professional responsibilities of chemical engineers. Environmental
regulations and the common law system of environmental law require actions by affected
entities. For example, the Clean Water Act (an environmental statute) requires facilities
that discharge pollutants from a point source into navigable waters in the United States to
apply for a national pollutant discharge elimination system (NPDES) permit. In many
firms, chemical engineers are responsible for applying for and obtaining these permits.
The common law created by judicial decision also encourages chemical engineers to act





















Figure 3.1-1 Cumulative growth in the federal environmental laws and amendments.
responsibly when performing their professional duties because environmental laws and
regulation do not cover every conceivable environmental wrong. Chemical engineers
need to be aware of the potential legal liability resulting from violation of environmental
laws and regulations to protect their company and themselves from legal and
administrative actions.
The sources of environmental laws and regulations are legislatures, administrative
agencies, and the courts. When drafting environmental laws, federal and state
legislatures often use broad language to describe the objectives, regulatory programs, and
enforcement provisions of the statute. Often, legislators do not have the time or resources
to implement the statute and therefore leave the detailed development of regulations to
administrative agencies. Administrative agencies, such as the Environmental Protection
Agency, give meaning to statutory provisions through a procedure know as rule making.
Federal rule making consists of giving notice of proposed new regulations by publication
in the Federal Register, providing an opportunity for public comment, altering the
proposed rule, where appropriate, to incorporate the comments received, and publishing
final regulations in the Federal Register. Final rules have the force of law. As such,
administrative agencies fulfill a legislative function delegated to them by Congress.
Administrative agencies can be created by the executive or legislative branches of
government. In 1970, President Nixon established the United States Environmental


































Protection Agency by executive order to consolidate federal programs for regulating air
and water pollution, radiation, pesticides, and solid waste disposal. However,
administrative agencies are most often established by statue(for example, the
Occupational Safety and Health Act established the Occupational Safety and Health
Administration), and in these cases, the agency powers are derived from their enabling
legislation. Administrative agencies also have the authority to resolve disputes that arise
from the exercise of their administrative powers. Regulated entities have the right to
appeal decisions made by administrative agencies to an administrative law judge, who is
appointed by the agency. Thus administrative agencies have a judicial function in
addition to a legislative function.
Courts are a third government actor that helps to define the field of environmental law.
The role of the courts in environmental law is:
1. To determine the coverage of environmental statutes (which entities are
covered by regulations);
2. To review administrative rules and decisions (ensuring that regulations are
promulgated following proper procedures and within the limits of
statutorily delegate authority); and
3. To develop the common law (a record of individual court cases and
decisions that set a precedent for future judicial decisions).
Section 3.2 provides a brief description of the most important features of nine federal
environmental statutes that most significantly affect chemical engineers and the chemical
industry. This brief survey is meant to be representative, not comprehensive, and the
focus will be on federal laws because they have national scope and often serve as models
for state environmental statutes. We begin with three statutes that regulate the creation,
use, and manufacture of chemical substances. Next, we cover the key provisions of three
statutes that seek to control the discharge of pollutants to specific environmental media
air, water, and soil. Next, a statute that initiated a clean-up program for the many sites of
soil and groundwater contamination is discussed. The final two statutes involve the
reporting of toxic substance releases and a voluntary program for preventing pollution
generation and release at industrial facilities. Section 3.3 describes the evolution in
environmental regulation from end-of-pipe pollution control to more proactive pollution
prevention approaches. Section 3.4 presents the key features of pollution prevention,
including its position in the hierarchy of environmental management alternatives, a short
review of terminology, and examples of pollution prevention strategies and applications.


Chapter 3 Example Table
Table 3.1 Summary Table for Environmental Laws
Environmental Statute Date
Enacted
Background Key Provisions
Regulation of Chemical
Manufacturing
The Toxic Substances
Control Act (TSCA)
The Federal Insecticide,
Fungicide, and Rodenticide
Act (FIFRA)
The Occupational Safety and
Health Act (OSH Act)
1976
Enacted,
1947
Amended,
1972
1970
Highly toxic substances, such as
polychlorinated biphenyls (PCBs), began
appearing in the environment and in food
supplies. This prompted the federal
government to create a program to assess the
risks of chemicals before they are introduced
into commerce.
Because all pesticides are toxic to plants and
animals, they may pose an unacceptable risk
to human health and the environment.
FIFRA is a federal regulatory program
whose purpose is to assess the risks of
pesticides and to control their usage so that
any exposure that my result poses an
acceptable level of risk.
The agency that oversees the implementation
of the OSH Act is the Occupational Safety
and Health Administration (OSHA). All
private facilities having more than 10
employees must comply with the OSH Act
requirements.
Chemical manufacturers, importers, or
processors, must submit a report detailing
chemical and processing information for each
chemical. Extensive testing by companies
may be required for chemicals of concern.
For newly created chemicals, a
Premanufacturing Notice must be submitted.
Before any pesticide can be distributed or
sold in the U.S., it must be registered with
the EPA. The data is difficult and expensive
to develop and must prove that the chemical
is effective and safe to humans and the
environment. Labels must be placed on
pesticide products that indicate approved
uses and restrictions.
Companies must adhere to all OSHA health
standards (exposure limits to chemicals) and
safety standards (physical hazards from
equipment). The OSH Acts Hazard
Communication Standard requires companies
to develop hazard assessment data (material
safety data sheet (MSDS), label chemical
substances, and inform and train employees
in the safe use of chemicals.

Table 3.1 Continued; Summary Table for Environmental Laws
Environmental Statute Date Background Key Provisions
Regulation of Discharges to
the Air, Water, and Soil
Clean Air Act (CAA) 1970 The CAA is intended to control the discharge
of air pollution by establishing uniform
ambient air quality standards that are in
some instances health-based and in others,
technology-based. The CAA also addresses
specific air pollution problems such as
hazardous air pollutants, stratospheric ozone
depletion, and acid rain.
The CAA established the National Ambient Air
Quality Standards (NAAQS) for maximum
concentrations in ambient air of CO, Pb, NO
2
, O
3
,
particulate matter, and SO
2
. States must develop
source-specific emission limits to achieve the
NAAQS. States issue air emission permits to
facilities. Stricter requirements established for
hazardous air pollutants (HAPs) and for new
sources.
Clean Water Act (CWA) 1972 The Clean Water Act (CWA) is the first
comprehensive federal program designed to
reduce pollutant discharges into the nations
waterways (zero discharge goal). Another
goal of the CWA is to make water bodies
safe for swimming, fishing, and other forms
of recreation (swimmable goal). This act
is considered largely successful because
significant improvements have been made in
the quality of the nations waterways since
its enactment.
The CWA established the National Pollutant
Discharge Elimination System (NPDES) permit
program that requires any point source of
pollution to obtain a permit. Permits contain either
effluent limits or require the installation of
specific pollutant treatment. Permit holders must
monitor discharges, collect data, and keep records
of the pollutant levels of their effluents. Industrial
sources that discharge into sewers must comply
with EPA pretreatment standards by applying the
best available control technology (BACT).
Generators must maintain records of the quantity
Resource Conservation and
Recovery Act (RCRA)
1976 The Resource Conservation and Recovery
Act was enacted to regulate the cradle-to-
grave generation, transport, and disposal of
both non-hazardous and hazardous wastes to
land, encourage recycling, and promote the
development of alternative energy sources
of hazardous waste generated, where the waste
was sent for treatment, storage, or disposal, and
file this data in biennial reports to the EPA.
Transporters and disposal facilities must adhere to
similar requirements for record keeping as well as
for monitoring the environment.

based on solid waste materials.
Table 3.1 Continued; Summary Table for Environmental Laws
Environmental Statute Date
Enacted
Background Key Provisions
Clean-Up, Emergency
Panning, and Pollution
Prevention
The Comprehensive
Environmental Response,
Compensation, and
Liability Act (CERCLA)
The Emergency Planning
1980 CERCLA began a process of identifying and
cleaning up the many sites of uncontrolled
hazardous waste disposal at abandoned sites,
industrial complexes, and federal facilities.
EPA is responsible for creating a list of the
most hazardous sites of contamination, which
is termed the National Priority List (NPL). It
was amended by the Superfund Amendments
and Reauthorization Act (SARA) of 1986.
Title III of (SARA) contains a separate piece
After a site is listed in the NPL, EPA identifies
potentially responsible parties (PRPs) and notifies
them of their potential CERCLA liability, which
is strict, joint and several, and retroactive. PRPs
are 1) present or 2) past owners of hazardous
waste disposal facilities, 3) generators of
hazardous waste, and 4) transporters of hazardous
waste.
and Community Right to
Know Act (EPCRA)
Pollution Prevention Act
1986 of legislation called the (EPCRA). There are
two main goals of EPCRA; 1) to have states
create local emergency units that must
develop plans to respond to chemical release
emergencies, and 2) to require EPA to
compile an inventory of toxic chemical
releases to the air, water, and soil from
manufacturing facilities.
The act established pollution prevention as
Facilities must work with state and local entities
to develop emergency response plans in case of an
accidental release. Affected facilities must report
annually to EPA data on the maximum amount of
the toxic substance on-site in the previous year,
the treatment and disposal methods used, and the
amounts released to the environment or
transferred off-site for treatment and/or disposal.
The only mandatory provisions of the PPA
(PPA) 1990 the nations primary pollution management
strategy with emphasis on source reduction.
Established a Pollution Prevention
Information Clearinghouse whose goal is to
compile source reduction information and
make it available to the public.
requires owners and operators of facilities that are
required to file a Form R under the SARA Title
III to report to the EPA information regarding the
source reduction and recycling efforts that the
facility has undertaken during the previous year.
Chapter 3 Sample Homework Problem
1. Categorize the following solvent recovery operation in terms of the waste management
hierarchy. Discuss the pollution prevention features of this process. Determine whether
this process is pollution prevention or not. Use both the federal definition and also the
expanded definition adopted in this text.
Process Description: The automotive industry uses robots to paint automobile bodies
before attaching them to the chassis, and installing other components such as the drive
train, lights, trim, and upholstery. In order to accommodate different colors, the paint
lines must be flushed with a solvent and then re-charged with the new color paint. In the
past, this solvent and paint residue was disposed of as hazardous waste or incinerated.
The current process of spray painting automobiles uses a closed-loop solvent recovery
process as outlined in the diagram below (Gage Products, Ferndale, MI).