Naval Postgraduate School: Monterey, California
Naval Postgraduate School: Monterey, California
Naval Postgraduate School: Monterey, California
POSTGRADUATE
SCHOOL
MONTEREY, CALIFORNIA
THESIS
Approved for public release; distribution is unlimited
DETERMINING ROUTE SURVEY PERIODICITY FOR
MINE WARFARE: INVESTIGATION OF BEDFORMS,
WAVES, TIDES, AND CURRENTS
by
Nicola S. Wheatley
September 2009
Thesis Advisor: Peter Chu
Second Reader: Thomas H. C. Herbers
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4. TITLE AND SUBTITLE Determining Route Survey Periodicity for Mine
Warfare: Investigation of Bedforms, Waves, Tides, and Currents
5. FUNDING NUMBERS
N6230609PO00123
6. AUTHOR(S) Nicola S. Wheatley
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Naval Postgraduate School
Monterey, CA 93943-5000
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Ronald E. Betsch, Naval Oceanographic Office
1002 Balch Blvd, Stennis Space Center, MS 39529
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13. ABSTRACT (maximum 200 words)
To retain maritime security, an up to date database of mine countermeasures route surveys is essential. In 2005, the
United Kingdom Hydrographic Office (UKHO) developed a GIS weighted suitability model to determine survey
periodicity; allowing optimization of survey resources, increasing time and cost efficiency. The US currently has no
such model. Bedforms are an integral part of the survey periodicity problem. Sediment grain size, tides, currents, and
wind-generated waves are influential in bedform formation. In this thesis, San Francisco Bay was chosen as a case
study. To investigate if sediment properties change over time, localized grab samples for a three-year period were
analyzed. The analysis showed little variability in sediment characteristics at a given location. A weighted suitability
model based on the UKHO model was constructed. Three layers were developed including sediment grain size,
interpolated from 174 grab samples, tidal and current data from over 50 current stations and ripple height inferred from
wind generated wave height. A weighting for each layer was determined. Regions indicating the presence of bedforms
were assigned a low survey periodicity, as bedforms reduced, survey periodicity was increased. High-resolution multi-
beam survey data was used as a comparison and validation, this showed extremely good correlation with the model.
14. SUBJECT TERMS Mine Warfare, Route Survey, Bedforms, Waves, Tides, Currents,
Survey Periodicity, Sediment Transport, Sediment Dynamics, Bathymetry, GIS, Weighted
Suitability Model, San Francisco Bay
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124
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Approved for public release; distribution is unlimited
DETERMINING ROUTE SURVEY PERIODICITY FOR MINE WARFARE:
INVESTIGATION OF BEDFORMS, WAVES, TIDES, AND CURRENTS
Nicola S. Wheatley
Lieutenant, Royal Navy
BSc (Hons), University of Plymouth, 2000
Submitted in partial fulfillment of the
requirements for the degree of
MASTER OF SCIENCE IN PHYSICAL OCEANOGRAPHY
from the
NAVAL POSTGRADUATE SCHOOL
September 2009
Author: Nicola S. Wheatley
Approved by: Peter Chu
Thesis Advisor
Thomas H. C. Herbers
Second Reader
Jeffrey D. Paduan
Chairman, Department of Oceanography
iv
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v
ABSTRACT
To retain maritime security, an up-to-date database of mine
countermeasures route surveys is essential. In 2005, the United Kingdom
Hydrographic Office (UKHO) developed a GIS weighted suitability model to
determine survey periodicity; allowing optimization of survey resources,
increasing time and cost efficiency. The U.S. currently has no such model.
Bedforms are an integral part of the survey periodicity problem. Sediment grain
size, tides, currents, and wind-generated waves are influential in bedform
formation. In this thesis, San Francisco Bay was chosen as a case study. To
investigate if sediment properties change over time, localized grab samples for a
three-year period were analyzed. The analysis showed little variability in
sediment characteristics at a given location. A weighted suitability model based
on the UKHO model was constructed. Three layers were developed including
sediment grain size, interpolated from 174 grab samples, tidal and current data
from over 50 current stations and ripple height inferred from wind generated
wave height. A weighting for each layer was determined. Regions indicating the
presence of bedforms were assigned a low survey periodicity, as bedforms
reduced, survey periodicity was increased. High-resolution multi-beam survey
data was used as a comparison and validation, this showed extremely good
correlation with the model.
vi
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vii
TABLE OF CONTENTS
I. INTRODUCTION ............................................................................................. 1
A. AIMS AND OBJECTIVES .................................................................... 1
B. MINE WARFARE ................................................................................. 2
1. The Threat ................................................................................ 2
2. Mine Classification .................................................................. 3
a. Bottom Mines ................................................................ 3
b. Moored Mines ................................................................ 3
c. Drifting Mines ................................................................ 3
3. Mine Warfare Operations ........................................................ 4
a. Mining ............................................................................ 4
b. Mine Counter-Measures (MCM) ................................... 4
4. Environmental Factors for Mine Warfare ............................... 4
a. Bathymetry .................................................................... 6
b. Tides and Currents ....................................................... 7
c. Seabed Sediment Type and Sedimentation ................ 8
C. THE UKHO MODEL ........................................................................... 10
1. The UKHO Model Concepts .................................................. 10
a. The Mine Counter Measures Environment ............... 10
b. The Maritime Environment ......................................... 10
c. GIS Modeling ............................................................... 11
2. Model Interpretation .............................................................. 13
3. Model Limitations .................................................................. 14
D. OVERVIEW OF THIS STUDY ............................................................ 14
II. SEDIMENT DYNAMICS AND BEDFORM EVOLUTION .............................. 17
A. SEDIMENT TRANSPORT .................................................................. 17
1. Sediment Type ....................................................................... 18
a. The Wentworth Scale .................................................. 19
b. NAVOCEANO Database Data. .................................... 20
2. Grain Size Distribution and Fluid Flow ................................ 21
3. Threshold of Sediment Movement ....................................... 23
B. BEDFORM FORMATION ................................................................... 25
1. Ripples .................................................................................... 27
2. Dunes ...................................................................................... 27
3. Antidunes ............................................................................... 27
C. INFLUENCE OF CURRENTS AND WAVES ON BEDFORMS ......... 27
1. Currents .................................................................................. 28
2. Waves ..................................................................................... 30
3. Combined Current and Wave Interaction ............................ 31
D. MODELING WAVE GENERATED RIPPLES ..................................... 32
III. CASE STUDY: SAN FRANCISCO BAY ....................................................... 39
A. INTRODUCTION ................................................................................ 39
viii
B. SEDIMENT ANALYSIS: COMPARISON OF LOCALIZED
SAMPLE DATA AND DATABASE DATA ......................................... 40
1. Data and Methods .................................................................. 40
a. Sediment Sample Collection ...................................... 41
b. Sediment Sample Analysis. ....................................... 41
c. Localized Sample Data. .............................................. 43
2. Results and Analysis ............................................................. 44
a. Localized Sample Data Comparison. ........................ 44
b. Comparison of Ripple Heights ................................... 50
c. NAVOCEANO Database Comparison. ....................... 53
d. Accuracy and Errors. .................................................. 54
C. USGS MULTI-BEAM SURVEY DATA ............................................... 55
1. Bed Patterns in San Francisco Bay ..................................... 56
2. Temporal Variation in Bedform Morphology ....................... 59
3. Bedform Asymmetry and Sediment Transport Patterns .... 64
IV. DETERMINING ROUTE SURVEY PERIODICITY FOR SAN FRANCISCO
BAY .............................................................................................................. 67
A. INTRODUCTION ................................................................................ 67
B. THE MODELING CONCEPT ............................................................. 67
1. The Input Layers .................................................................... 68
a. Predicted Bedform Type ............................................. 68
b. Predicted Bottom Currents ........................................ 71
c. Predicted Wave Generated Ripple Heights ............... 76
2. Layer Classification ............................................................... 78
a. Predicted Bedform Type ............................................. 79
b. Predicted Bottom Currents ........................................ 80
c. Predicted Wave Generated Ripple Heights ............... 82
C. ASSIGNING LAYER WEIGHTING..................................................... 84
1. Option 1 .................................................................................. 85
2. Option 2 .................................................................................. 87
3. Option 3 .................................................................................. 88
4. Option 4 .................................................................................. 89
5. Option 5 .................................................................................. 90
D. DETERMINING SURVEY PERIODICITY ........................................... 91
V. CONCLUSIONS AND RECOMMENDATIONS ............................................. 93
A. SUMMARY OF RESULTS ................................................................. 94
1. Localized Sample Data and Database Comparison
Results .................................................................................... 94
2. USGS Multi-beam Survey Results ........................................ 94
3. Modeling Results ................................................................... 95
B. RECOMMENDATIONS ...................................................................... 96
1. Recommendations for the UKHO Model .............................. 97
2. Limitations .............................................................................. 97
3. Recommendations for Further Study .................................. 98
ix
LIST OF REFERENCES ........................................................................................ 100
INITIAL DISTRIBUTION LIST ............................................................................... 104
x
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xi
LIST OF FIGURES
Figure 1. The Mine Warfare Environment (After National Research Council,
2000) .................................................................................................... 5
Figure 2. GIS Weighted Suitability Model (From Armishaw, 2005) .................... 11
Figure 3. Relationship between model parameters, showing the weightings
assigned to each layer (From Armishaw, 2005) ................................. 13
Figure 4. Sediment process triad (From Proudman, 2009) ................................ 18
Figure 5. Settling velocities of grains in water at 20
o
C as a function of grain
diameter and shape factor (From Komar and Reimers, 1978). .......... 23
Figure 6. Forces acting on a grain resting on the seabed (From Liu, 2001) ...... 24
Figure 7. Shields diagram showing the threshold of suspension (From Dyre,
1986) .................................................................................................. 25
Figure 8. Flow over Ripples, Dunes and Antidunes (From Liu, 2001) ............... 26
Figure 9. Bedform prediction diagram (From Liu, 2001) .................................... 26
Figure 10. Typical bedforms in order of increased stream power (From
Deigaard, 1992) .................................................................................. 28
Figure 11. Relationship between total bed shear stress and flow velocity for
different bedforms (From Deigaard, 1992) ......................................... 29
Figure 12. A) Bedform shape in oscillatory flow, B) Bedform shape in steady
flow (From Deigaard, 1992) ................................................................ 29
Figure 13. Sketch of vortices formed over a vortex ripple (From Deigaard,
1992) .................................................................................................. 30
Figure 14. Horizontal velocity profile and water particle orbit as predicted by
linear wave theory (From Liu, 2001) ................................................... 31
Figure 15. Comparison of current and wave velocity profiles (From Liu, 2001) ... 32
Figure 16. Differences in near bottom orbital velocity for different wave heights
and wave periods, for a sediment size of 2.5phi, results obtained
using the Wiberg and Harris model .................................................... 36
Figure 17. Differences in wave generated ripple heights for different wave
periods and sediment size, for a wave with a height of 1 m, results
obtained using the Wiberg and Harris model ...................................... 37
Figure 18. Van Veen grab on board R/V Point Sur. ............................................. 41
Figure 19. Locations of the localized samples used for comparison. ................... 43
Figure 20. Column Graphs for positions AD, showing sample breakdown, per
year, from largest grain size (left) to smallest grain size (right) .......... 47
Figure 21. Sample mass (%) vs grain size (mm) for positions A to D. Error
Bars indicate the 95% Confidence Interval in both dimensions. ......... 49
Figure 22. Positions AD, overlaid on the NAVOCEANO HFEVA Dataset. ........ 53
Figure 23. Bedforms in the inlet throat of San Francisco Bay (With Permission,
from Barnard et al., 2007) ................................................................... 57
Figure 24. Bedforms inside San Francisco Bay (With Permission, from
Barnard et al., 2007) ........................................................................... 58
xii
Figure 25. A) Location of sand wave transects. B) Transect from mouth of
San Francisco Bay. C) Transect in vicinity of Alcatraz Shoals.
(With permission, from Barnard et al., 2007) ...................................... 61
Figure 26. Region of study between Alcatraz and Angel Island (With
permission, from Barnard et al., In Press, 2009). ............................... 62
Figure 27. Transects from Figure 26. A) Transect A-B. B) Transect C-D.
(With permission, from Barnard et al., In Press, 2009). ...................... 63
Figure 28. Complex current patterns offshore of Ocean Beach (with
permission, from Barnard et al., 2007). .............................................. 64
Figure 29. Asymmetry values across the Golden Gate (with permission from
Barnard et al., 2007). .......................................................................... 65
Figure 30. Inferred net bedload sediment transport directions based on
asymmetry values, arrows indicated direction only, not magnitude
(with permission, from Barnard et al., 2007). ...................................... 66
Figure 31. Flow chart showing the three layers used to predict survey
periodicity. .......................................................................................... 68
Figure 32. Sediment type calculated from grab samples, locations of the grab
samples are overlaid. ......................................................................... 69
Figure 33. Potential bedform areas. .................................................................... 70
Figure 34. Tidal Zones in the San Francisco Bay region. .................................... 71
Figure 35. Tidal Curves in the San Francisco Bay Region .................................. 72
Figure 36. The locations of the current station data used. ................................... 73
Figure 37. Surface currents, arrows indicate the magnitude and direction of
the current, red indicates ebb currents, green indicates flood
currents. ............................................................................................. 74
Figure 38. Bottom currents, arrows indicate the magnitude and direction of the
current, red indicates ebb currents, green indicates flood currents.
Graduated depth scale shown in meters. ........................................... 74
Figure 39. Ebb and flood dominated regions, surface currents (left), bottom
currents (right). ................................................................................... 75
Figure 40. Mean wave generated ripple heights in cm, for January (left) and
July (right). .......................................................................................... 77
Figure 41. Predicted wave generated ripple height layer. .................................... 78
Figure 42. Weighted sediment size layer. ............................................................ 80
Figure 43. Weighted bottom currents layer. ......................................................... 82
Figure 44. Weighted wave generated ripple layer. .............................................. 84
Figure 45. Combined weighted layers, Option 1. ................................................. 86
Figure 46. Combined weighted layers, Option 2. ................................................. 87
Figure 47. Combined weighted layers, Option 3. ................................................. 88
Figure 48. Combined weighted layers, Option 4. ................................................. 89
Figure 49. Combined weighted layers, Option 5. ................................................. 90
Figure 50. Recommended survey periodicity for San Francisco Bay. ................. 92
xiii
LIST OF TABLES
Table 1. Impact Matrix of Oceanographic Factors, red high importance,
yellow moderate importance, green low importance. ...................... 6
Table 2. Data included in the UKHO model (From Armishaw, 2005) ............... 11
Table 3. Recommended re-survey intervals (From Armishaw, 2005) ............... 13
Table 4. The Wentworth Scale. (From Dyre, 1986) ......................................... 19
Table 5. NAVOCEANO HFEVA database sediment classification. (From
NAVOCEANO, 2003) ......................................................................... 21
Table 6. Mode of transport related to Rouse numbers (From Wikipedia,
2009) .................................................................................................. 22
Table 7. Sediment Classification based on Phi values for Positions AD. ....... 44
Table 8. Ripple Characteristics for positions AD. ........................................... 52
Table 9. 2009 sediments samples compared to NAVOCEANO Database
Data. ................................................................................................... 53
Table 10. Climatological data used in this study. ................................................ 76
Table 11. Weighting scheme for sediment size. ................................................. 79
Table 12. Weighting scheme for bottom currents. .............................................. 81
Table 13. Weighting scheme for wave generated ripples. .................................. 83
xiv
LIST OF ACRONYMS
BGS British Geological Survey
CEFAS Centre for Environment, Fisheries and Aquaculture Sciences
DW Deep Water
GEODB Geological Database
GIS Geographical Information Systems
HFEVA High Frequency Environmental Acoustics
MCM Mining and Mine Countermeasures
MODIS Moderate-Resolution Imaging Spectroradiometer
MS Microsoft
NASA National Aeronautics and Space Administration
NOAA National Oceanographic and Atmospheric Association
NAVOCEANO Naval Oceanographic Office
NPS Naval Postgraduate School
RSDB Route Survey Database
SEAs Strategic Environmental Assessments
UK United Kingdom
UKHO United Kingdom Hydrographic Office
US United States
USGS United States Geological Survey
VSW Very Shallow Water
xv
LIST OF SYMBOLS
Angular frequency
b
Bed shear stress
Coefficient to modify friction velocity
*c
U Critical friction velocity
c
Critical Shields parameter
C
D
Drag coefficient
d Diameter of a sediment particle
Fluid density
D
F Flow drag force
*
U Friction velocity
X Grain size in mm
Grain size measurement
X
=
(3)
( )
X f m
=
(4)
Standard Deviation:
( )
2
f m X
=
(5)
Skewness:
( )
3
3 3
f m X
(6)
66% Confidence Interval: 0.9542
No. of Samples
(7)
95% Confidence Interval: 1.9600
No. of Samples
(8)
The percentage of each sub-sample within a sample must first be
calculated. From this, the mean grain size can be calculated as shown in
Equation 3. Equation 4 also shows the calculation for the mean grain size, with
m
1
2
C
L
d
2
4
u
*,c
( )
2
(11)
This equation is then rearranged:
u
*,C
2
s 1 ( )gd
=
f
2
C
D
+ f
2
C
L
4
3
2
(12)
The left hand side of the rearranged equation gives us the critical Shields
parameter,
c
, in turn the Shields parameter, can be defined as:
=
u
*
2
s 1 ( )gd
(13)
25
Movement will occur if the Shields parameter is greater than the critical
Shields parameter. Figure 7 shows the thresholds of Shields parameter as
delineating suspended and bedload sediment as a function of grain size
according to Bagnold (1956) with a coefficient of 0.4 and McCave (1971) with a
coefficient of 0.19. The actual figures are still disputed.
Figure 7. Shields diagram showing the threshold of suspension (From Dyre,
1986)
B. BEDFORM FORMATION
When sediment begins to move bedforms will begin to form. A flat bottom
can become deformed, with a series of undulations. As water flow increases,
drag will be increased, and this increases in the shear stress available at the bed
to create grain movement (Dyre, 1986). In laboratory investigations, the
sequence of bedforms with increasing flow intensity is: Flat bed, Ripples, Dunes,
High Stage Plane Bed, followed by Antidunes. Terminology varies in different
studies. A diagrammatic representation of the flow over bedforms and their
movement is shown in Figure 8.
26
Figure 8. Flow over Ripples, Dunes and Antidunes (From Liu, 2001)
If the average current velocity, water depth and sediment size are known
factors, then the expected bedforms can be predicted by empirical diagrams, as
shown in Figure 9. The sediment size is represented by the settling velocity. In
this example, the ripple speed is also given so that the figure can be used to
estimate the bed-load transport, (Liu, 2001).
Figure 9. Bedform prediction diagram (From Liu, 2001)
27
1. Ripples
Ripples are formed at relatively weak flow intensity; the mean grain
diameter for ripple formation is less than 0.7 mm (Liu, 2001). From observations,
it is estimated that the average height and length of ripples are controlled by
grain size, they are typically; H
r
=100d
50
and L
r
=1000d
50
.
2. Dunes
Dunes, also known as Sand Waves, have a very similar shape to ripples,
but are larger in size. The size of dunes is typically controlled by flow depth.
Dunes are formed by coarser sediments, with mean grain size greater than 0.6
mm (Liu, 2001). As flow intensity increases, the dunes will increase in size,
reducing the water depth at the crest of the dunes. The high velocity over the
crest can cause the dunes to become washed out forming a flat plane bed.
3. Antidunes
Antidunes are formed when the Froude number exceeds unity. The wave
height on the water surface is of the same order as the antidune height, this
causes instability in the surface wave, which can grow and break in an upstream
direction, causing the antidune to move upstream (Liu, 2001).
C. INFLUENCE OF CURRENTS AND WAVES ON BEDFORMS
Both currents and waves will influence the formation of bedforms, and
they will affect the type of bedform, its size, and its shape. The magnitude of
sediment transport due to currents and waves has been extensively studied,
however, no single solution exists due to the complexity of the problem and the
number of variables associated with it. Bedload transport formula have been put
forward by Meyer-Peter (1948), Kalinske-Frijlink (1952), Einstein-Brown (1950),
Bagnold (1946), and Bijker (1971). These methods are all complex and do not
28
provide a general solution, however all provide solutions within the same order of
magnitude. This study will therefore be qualitative rather than quantitative.
1. Currents
The typical pattern of bedform formation in a steady current is illustrated in
Figure 10, showing typical bedforms related to increased flow. The starting point
is a typical ripple pattern (A), in a steady current this will develop into dunes with
ripples superposed (B) as the current continues to flow dunes will form (C), they
will then become washed out dunes or in a transition phase (D). Following this,
still under the influence of a steady current, a plane bed will form (E). If the flow
continues to strengthen, antidunes may be formed.
Figure 10. Typical bedforms in order of increased stream power (From
Deigaard, 1992)
In a steady current, at the point where sediment transport will begin to
occur the bed becomes unstable. Fine sediments will form ripples usually with a
length of less than 0.6 m and a height of less than 60 mm, ripple size is generally
independent of water depth in this case, (Deigaard, 1992). As current velocity
increases, total bed shear stress increases and the type of bedform will follow the
29
pattern shown in Figure 11. Bed shear stress,
b
, is shown as the vertical axis,
this is plotted against velocity, V, on the horizontal axis. As
b
and V increase
the progression of ripples, dunes, plane bed followed by anti-dunes at the higher
b
and V values can be seen.
Figure 11. Relationship between total bed shear stress and flow velocity for
different bedforms (From Deigaard, 1992)
If the current is oscillatory in nature the shape of the bedforms will be
amended; this is shown in Figure 12. The bedform shape in oscillatory flow is
shown in the upper part of the diagram, this can be compared with the bedform
shape in steady flow in the lower part. It can clearly be seen that in oscillatory
flow the bedform will have more defined peaks, whereas in steady flow, the
peaks will appear much smoother.
Figure 12. A) Bedform shape in oscillatory flow, B) Bedform shape in steady
flow (From Deigaard, 1992)
30
2. Waves
Waves are oscillatory in nature, which amends the shape of the bedform
as shown above. Ripples generated by waves, are generally less than 15 cm in
height, and can be split into two main groups, rolling grain ripples and vortex
ripples (Bagnold, 1946). Figure 13 shows the progression from rolling grain
ripples (A) to vortex ripples (D). Rolling grain ripples are formed at a low Shields
number, not much larger than twice the critical Shields number. Vortex ripples
are formed at a higher Shields number, and the vortex is able to move an
increased amount of sediment away from the seabed, thus increasing the
amount of sediment in suspension.
Figure 13. Sketch of vortices formed over a vortex ripple (From Deigaard,
1992)
Wave generated ripples are influenced by depth. Linear wave theory
dictates the orbital motion of particles with depth. As depth increases, the orbital
motion of a particle will decrease. This, in turn, will influence the bottom shear
stress of the sea bed. This is demonstrated by Figure 14.
31
Figure 14. Horizontal velocity profile and water particle orbit as predicted by
linear wave theory (From Liu, 2001)
3. Combined Current and Wave Interaction
The general principle of sediment transport in the coastal or littoral region
is that waves stir up the sediment and currents, then in turn, transport the
sediment. When both waves and currents are present, wave induced velocity will
dominate the situation near to the bottom, even if the current velocity is much
larger. Because of the oscillatory motion of the waves, current will generally be
the main transport mechanism of sediment, except in breaking wave situations.
The comparison of current and wave velocity profiles is shown in Figure 15. The
velocity profile indicated by the solid line is that of wave induced velocity, the
dashed line indicates tidal current velocity. On the left, the differences
throughout the water column can be seen, with the tidal current velocity tending
to be the larger. On the right, the diagram shows a blow up of the region at the
seabed, where it can be seen that wave induced velocity is dominant.
32
Figure 15. Comparison of current and wave velocity profiles (From Liu, 2001)
D. MODELING WAVE GENERATED RIPPLES
A number of numerical models have been developed to predict the ripple
characteristics due to wind generated waves. In this study, the Wiberg and
Harris model is utilized (Wiberg and Harris, 1994). This model uses linear wave
theory to estimate the height, wavelength, and steepness of ripples.
A series of sediment transport applets developed by Woods Hole
Oceanographic Institute are used for the calculations in this study (Sherwood,
2009). The theory outlined here is used. Using the inputs, wave height, H , wave
period, T , and water depth, h , the wave number and angular frequency can be
calculated from first principle linear wave theory. The dispersion relationship for
gravity waves defines a unique relationship between the angular frequency, ,
and wavenumber, k .
2
= gk tan kh ( )
(14)
This implicit equation can be solved iteratively, but to simplify this an
approximate direct solution of the wave dispersion equation (Hunt, 1979) can be
used. This solution uses the Taylor expansion, and the resulting equation
(shown below) gives an approximate solution for wave speed, c, with an
accuracy of 0.1%.
33
( )
2 1
1
2 4 5
1 0.6522 0.4622 0.0864 0.0675
c
y y y y y
gh
= + + + + +
(15)
y =
2
h
g
(16)
c =
k
(17)
From this relation, the near bed orbital diameter
0
d , and the near bottom
orbital velocity,
orb
U can be calculated:
d
0
=
H
sinh 2h L ( )
(18)
U
orb
=
d
0
T
(19)
Using these results and the sediment grain size (mm), the ripple height,
ripple wavelength, ripple steepness, and classification can be determined as
detailed in Wiberg and Harris (1994).
Ripples are divided into three categories; this was determined by analysis
of ripple wavelengths. The ratio of near bed orbital diameter
0
d and mean grain
diameter D, are examined. At small ratio values, ripple wavelength or spacing is
proportional to
0
d ; these are referred to as orbital ripples (Clifton, 1976). At large
ratio values, ripple wavelength appears to be independent of
0
d , but is roughly a
constant multiple of the grain size (~500D), which is referred to as anorbital
ripples (Clifton, 1976). In the intermediate range the ripples are termed
suborbital.
Wiberg and Harris examined experimental results from many previous
studies, and relationships determined. It was found that for orbital ripples a
simple linear relationship existed for ripple wavelength and steepness.
orb
= 0.62d
0
(20)
34
orb
= 0.17
(21)
For anorbital ripples the relationship was more complex:
ano
= 535D
(22)
ano
= exp 0.095 ln
d
0
2
+ 0.442ln
d
0
2.28
(23)
For suborbital ripples a weighted geometric average bounded by the
wavelengths of anorbital and orbital ripples was determined giving:
sub
= exp
ln d
0
ano
( )ln100
ln20 ln100
ln
orb
ln
ano
( )+ ln
ano
(24)
Wiberg and Harris, guided by previous studies, argued that the most
important difference between orbital and anorbital ripples is the ratio of wave
boundary layer thickness to ripple height, which can be approximated by the ratio
0
d
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Weighted Currents
83
Ripple Height (cm) Weighting
12.5 15.0 0
10.0 12.5 1
8 .0 10.0 2
6.0 8.0 3
4.0 6.0 4
2.0 4.0 5
1.0 2.0 6
0.5 1.0 7
0.0 0.5 8
Exceeds Limits 9
Table 13. Weighting scheme for wave generated ripples.
84
Figure 44. Weighted wave generated ripple layer.
C. ASSIGNING LAYER WEIGHTING
Each layer is important in the formation of bedforms, and hence survey
periodicity. A number of different weighting options were investigated before
choosing the most appropriate one, based on comparison with the multi-beam
data and the findings of the USGS and localized sample data investigation
detailed in Chapter III. Background theory of sediment transport mechanisms
was also taken into account in the assessment of the most suitable weighting
option prior to survey periodicity being determined.
Weighted Wave Generated Ripples
85
The layers were combined using the raster calculator tool, within the
spatial analyst application within ArcMap.
1. Option 1
Figure 45 shows the first option with the following weighting scheme:
weighted sediment size, 50%, weighted currents, 25% and weighted wave
generated ripples, 25%.
Higher combined weightings occur throughout the region of the Golden
Gate Channel, particularly in deeper water, the higher weightings extend offshore
from the channel. The region to the Northeast of the Golden Gate and the West
of the Alcatraz Shoal has the highest weighting. In this region the sediment size
was large, the currents were strong and the wave generated ripples were also
large.
86
Figure 45. Combined weighted layers, Option 1.
12230'0"W
12230'0"W
3
7
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Option 1
87
2. Option 2
Figure 46 shows the second option, with equal weights employed:
weighted sediment size, 33%, weighted currents, 33% and weighted wave
generated ripples, 33%.
Again the higher weightings occur to the Northeast of the Golden Gate
and the West of the Alcatraz Shoal. In this region the sediment size was large,
the currents were strong and the wave generated ripples were also large. There
is quite a high weighting offshore and also on the Northwest side of the channel.
This option has many regions with a low weighting, indicated by blue.
Figure 46. Combined weighted layers, Option 2.
12230'0"W
12230'0"W
3
7
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Option 2
88
3. Option 3
Figure 47 shows the third weighting option, using the following weighting;
weighted sediment size, 25%, weighted currents, 50% and weighted wave
generated ripples, 25%.
In this option higher priority is assigned to regions with strong current,
resulting in lower weightings over the majority of the area. Only the region to the
Northeast of the Golden Gate and the West of the Alcatraz Shoal would be
frequently surveyed, this would not capture all the dominant sand wave
movements.
Figure 47. Combined weighted layers, Option 3.
12230'0"W
12230'0"W
3
7
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Option 3
89
4. Option 4
Figure 48 shows the fourth weighting option, the following weighting was
employed; weighted sediment size, 25%, weighted currents, 25% and weighted
wave generated ripples, 50%.
From Figure 48, it can be seen that a large percentage of the region has a
weighting of 3. This indicates a relatively high changeability throughout the
area. Again the region to the Northeast of the Golden Gate and the West of the
Alcatraz Shoal stands out, as having the highest changeability. However, as the
magnitude of wave generated ripples appears to be much smaller than the effect
of sediment size and currents, this option should be immediately discounted.
Figure 48. Combined weighted layers, Option 4.
12230'0"W
12230'0"W
3
7
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Option 4
90
5. Option 5
Figure 49 shows the fifth weighting option, this option reduces the
importance of wave generated ripples and assigns a higher weighting to currents,
with the highest weighting being assigned to sediment size; weighted sediment
size, 45%, weighted currents, 35% and weighted wave generated ripples, 20%.
From Figure 49, it can be seen that the higher weightings occur
throughout the region of the Golden Gate Channel, although the weightings to
the seaward extent of the channel are highly variable. The higher weightings
extend offshore from the channel. The region to the Northeast of the Golden
Gate and the West of the Alcatraz Shoal has the highest weighting.
Figure 49. Combined weighted layers, Option 5.
12230'0"W
12230'0"W
3
7
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Option 5
91
D. DETERMINING SURVEY PERIODICITY
In order to determine the recommended survey periodicity, the weighted
option layers were reclassified, using the UKHO recommended re-survey
intervals (Table 3). This was achieved by reclassifying the layer into the four
survey categories. With category 1, indicating a high level of changeability and
therefore a low survey re-interval, shown in red. The lowest changeability,
category 4, was shown in blue.
From the detailed study of the five weighting options put forward in the
previous section, it was determined that Option 5 provided the best
representation of both the multi-beam data and the background theory.
Option 5 had 45% weighting for the sediment layer, from the background
theory it was extremely apparent that sediment grain size was particularly
important in sediment transport mechanisms and in bedform formation
mechanisms. Currents were weighted at 35%, this demonstrates the importance
of currents, in this case due to a particularly strong tidal regime, the importance
of currents was also apparent from the background theory of sediment transport.
Waves had a weighting of 20%, the lower weighting was due to the smaller
magnitude of ripple heights due to wave motion, although the ripple height from
wave motion cannot be discounted it is not of a large enough magnitude to cause
mine burial.
Each option was carefully compared to the known patterns of San
Francisco Bay from the high resolution USGS multi-beam data (Figures 23 to
27). Options 1 and 5 both showed a high correlation with this data. Options 2, 3
and 4, showed some correlation but it was significantly less than the other two
options. It was decided that Option 5 was the most representative; it captured
the majority of features shown on the multi-beam data.
The red regions of Figure 50, located throughout the Golden Gate
Channel and the Alkatraz Shoal, show the regions of highest seabed
changeability, those that should be surveyed most often. Following the UKHO
92
recommended re-survey intervals (Table 3), this region should be assessed as
Priority 1, this is due to its significant economic and commercial importance, so
these regions should be surveyed every 35 years. The yellow regions should
be re-surveyed every 57 years, the light blue regions every 710 years and the
dark blue every 1015 years.
Figure 50. Recommended survey periodicity for San Francisco Bay.
From Figure 50, it can be seen that the areas identified as significant in
the USGS multi-beam survey data in Chapter III, all fall within the high
changeability category and should therefore be surveyed at the lowest possible
interval. The model results and the high-resolution multi-beam results compare
well.
12230'0"W
12230'0"W
3
7
4
5
'
0
"
N
3
7
4
5
'
0
"
N
Option 5
93
V. CONCLUSIONS AND RECOMMENDATIONS
It is essential to maintain an up-to-date database of route surveys for mine
warfare in order to maintain maritime security at home and abroad. Mine warfare
routes often pass through strategic sea-lanes in order to gain access to ports and
harbors, these routes traverse the littoral region, a complex oceanographic
environment, in which a variety of mines could be laid. This study is primarily
valid for VSW, SW and DW regions, not the surf zone as the sediment transport
mechanisms and processes are much more complex in this region. The
bathymetry in the regions of interest can be complex and often difficult to predict.
Complex bathymetry patterns hinder the mine warfare problem due to increased
clutter, scouring and burial of mines, unfortunately the impact of bathymetry,
particularly bedforms is poorly understood, and little research of the impact has
been conducted.
It is known that seabed type, sedimentation, and transport due to tides,
currents and wave interaction are extremely important in sediment transport
mechanisms and bedform formation. Sediment transport and bedform formation,
in turn, are extremely important in the mine warfare route periodicity problem,
when taking into account the size of a typical mine (height 0.5 m), a relatively
small change in ripple height or bedform height in any location can easily cause
the burial of a mine. By assessing the rate of change in a location an
assessment of survey periodicity can be made. Due to the complex nature and
number of mechanisms involved a qualitative rather than quantitative
assessment has been made.
The UKHO GIS weighted suitability model, formed a qualitative
assessment for the UK mine countermeasures route survey maintenance
schedule in 2005. This model could not be used for the U.S. due to its
geographic limitations, but the concepts used in its construction can. The U.S.
currently has no such model for determining route survey periodicity.
94
A. SUMMARY OF RESULTS
1. Localized Sample Data and Database Comparison Results
San Francisco Bay was used as a case study; a sediment analysis
investigation was carried out in February 2009. The investigation involved the
comparison of grab samples taken over a three-year period, the aim of this was
to determine if there had been any change with time in the sediment properties at
the sites sampled and to compare the results to the NAVOCEANO HFEVA
database, to assess if the database remained valid.
From the results it can be concluded that at the sites sampled, there was
not a significant change in sediment properties with time. From the results and
climatological data the predicted ripple heights were calculated, these results
concluded that the ripple heights showed variability of a few centimeters over the
three-year period, which is not deemed significant.
When compared to the NAVOCEANO HFEVA database the sediment type
of each sample concurred with the database results, suggesting that this
database remains a valid assessment of sediment type in this area. Every care
was taken to assure the accuracy of this investigation as discussed in Chapter III.
2. USGS Multi-beam Survey Results
The comprehensive results using high resolution multi-beam survey
techniques obtained by USGS show that bedform fields as a whole maintained
relative symmetry and asymmetry values had not changed markedly with time
(Barnard et al., 2007). From these results the temporal variability of bedforms in
the San Francisco Bay region was demonstrated.
The height of the bedforms was assessed as a significant factor in the
determination of route survey periodicity, as although the location of the bedform
fields did not change significantly with time, the location of the sand wave crests
95
did. This has the potential to cause mine burial and was of significant interest
during this study.
3. Modeling Results
The route survey periodicity model developed for San Francisco Bay was
based on the concepts of the UKHO model. Although different input layers were
used, the UKHO model included layers to depict the MCM environment and the
maritime environment, but did not include waves, tides or currents. Due to
difficulties sourcing the data included in the UKHO model for the San Francisco
Bay area an alternate approach was necessary. From background theory and
the experimental results it was apparent that bedform size and mechanisms were
an integral part of this problem. It was decided that sediment size, tides and
currents and ripples generated from wind waves were critical in bedform
formation and size. If this could be predicted, survey periodicity could be
determined based on the bedform size and the known movement characteristics.
The San Francisco model was comprised of three layers. The sediment
size layer was constructed from 174 grab samples, which were interpolated into
a raster dataset, from this predicted bedform type could be determined. Tides
and currents were accounted for by interpolating over 50 current stations. The
predicted wave generated ripple heights were calculated from climatological data
and the Wiberg and Harris model. Each layer was weighted, the weighting
scheme was used, and each layer was re-classified with a scale of 0 to 9, with 0
representing a high degree of change, and 9 representing little change. As these
layers had not been used before, the weighting schemes used were based
primarily on background theoretical concepts.
The recommended re-survey intervals, used in the UKHO model (shown
in Table 3) were used in this model. In order to determine the most
representative weighting of each layer, five options were examined. The
resulting layers were compared to the high-resolution multi-beam data, in order
to determine which weighting option was the most representative.
96
The fifth option had the predicted bedform type layer weighting of 45%, in
all background theory literature sediment size was shown to be the most
important factor in bedform type and hence size. The predicted bottom current
layer had a weighting of 35%, indicating that currents, in this case due to the tidal
regime had a greater importance than waves, which were given a weighting of
20%. A lower weighting was given to waves due to the fact that the ripple
heights capable of being generated were much smaller than those generated by
currents.
When compared to the high-resolution multi-beam data, this option was
deemed to be the most representative. In regions where the seabed
changeability was assessed to be high, a survey interval of 35 years was
assigned. A number of these regions corresponded with comprehensive regions
of study by the USGS (Figures 2527). The temporal variability shown in these
regions indicate that this survey interval would be the most suitable. Figure 23
and 24; show the bed patterns in San Francisco Bay. When compared to the
model, the results are extremely encouraging.
B. RECOMMENDATIONS
This study has resulted in a number of recommendations. Potentially this
model could be used to determine the route re-survey interval for the US.
Implementing the three layers discussed could do this. The NAVOCEANO
HFEVA database could be used to form the basis of the predicted bedform layer.
However, it is recommended that NAVOCEANO include the recent grab sample
data obtained by USGS and other sources to improve the resolution of the
HFEVA database, this can be demonstrated by examination of Figures 22 and
32. This model could be used in other worldwide regions of interest as all the
input data can be gained from easily available open sources, although obviously
the better the resolution of the input data the better the results.
97
1. Recommendations for the UKHO Model
The San Francisco Bay model utilizes layers including; sediment size,
waves, tides and currents. One of the recommendations for areas of further
study in the UKHO 2005 report was to determine if any additional environmental
factors should be included in the model to refine the results. This investigation
has shown by using the three layers; sediment size, waves, tides and currents;
predicted bedform regions can be obtained and a survey periodicity determined.
Although the UKHO model does not include waves, tides and currents,
sediment type and bottom texture are included. Sediment size, waves, tides and
currents are the inputs required to determine bedforms. Bedforms are already
included in the UKHO model from sediment type and bottom texture. When
UKHO results are compared to results from the SEAs reports, it can be seen that
regions of bedforms, determined by the SEAs study, correspond to regions with a
low re-survey interval determined by the UKHO model. It is therefore,
recommended that inclusion of these extra environmental parameters is not
necessary for the UKHO model.
2. Limitations
In San Francisco Bay coarse sediments are found in regions of strong
tidal currents, this is where the larger bedforms occur. The same is true for
regions around the UK, however, this may not be true in all cases. A further
limitation could occur in regions of fine sediments, fine sediments would not
cause large ripple heights or bedforms to occur, however, they do remain a
region of interest for the mine warfare survey periodicity problem. In fine
sediment regions, a mine could potentially become buried by scour or suspended
sediments being washed down a river. This model does not capture these
effects.
98
3. Recommendations for Further Study
All results from this study indicate the San Francisco Bay model results
are viable and the survey periodicity suggested is credible for this area. It is
recommended that this study be replicated in a different regions, where high-
resolution multi-beam data is available and the weighting scheme for the model
verified by this.
Different regions should include regions with similar characteristics, for
example sandy sediments and strong tidal currents. If deemed correct then this
model could be implemented for use in the US and other similar regions of
interest. The model should also be replicated in regions of finer sediments to
determine if additional layers or and alternate weighting scheme should be used
in these regions.
From the results analyzed throughout this study, it has become apparent
that one of the most important factors in determining the survey periodicity for
mine warfare is sediment size, a further study could be conducted to determine if
an assessment of survey periodicity could be made from this data alone,
particularly in regions where little data is available.
99
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100
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104
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