Vocal Fold Masses
Vocal Fold Masses
Vocal Fold Masses
40 (2007) 1091–1108
Although many performers consider vocal fold masses, such as nodules, the
bane of their existence, it is rare that these lesions are true career-breakers. It is
essential, however, that the many issues contributing to the development of
these lesions be identified and a multidisciplinary approach instituted to
obtain the best possible and most consistent outcome. In the context of the
professional voice, lesions are generally benign and inflammatory, but profes-
sional voice users often engage in carcinogenic activities, such as smoking, al-
cohol abuse, and use or abuse of recreational drugs. Such behaviors increase
the risk for malignancies and the possibility of such cannot be overlooked.
Also, the title of this article, vocal fold masses, has been chosen to reinforce
the concept that these inflammatory conditions add weight to the vocal folds
and impair vocal closure. This article reviews the multifactorial contributions
to voice disorders with emphasis on the pathophysiology of vocal masses, de-
scribes the resulting effects on voice function, and elaborates on the types of
masses encountered in professional voice users.
0030-6665/07/$ - see front matter Ó 2007 Elsevier Inc. All rights reserved.
doi:10.1016/j.otc.2007.05.011 oto.theclinics.com
1092 ALTMAN
that frustrate the professional voice user, and there is a tendency to try to
exceed these limitations.
Paying tribute to these personality factors in the pathogenesis of nodules
and polyps, Yano and colleagues 1982 [1] recognized significantly higher ex-
troversion scores on Maudsley Personality Inventory in these patients. More
recently, Roy and colleagues [2] used the Multidimensional Personality
Questionnaire to evaluate personality features distinct to functional dyspho-
nia and those who have vocal nodules. They determined that the functional
dysphonia group was introverted, stress-reactive, alienated, and unhappy.
In contrast, the vocal nodules group was considered to be socially dominant,
stress-reactive, aggressive, and impulsive.
Based on the multifactorial nature of voice disorders, underlying medical
conditions, medications, and the environment add to the synergy in pathogen-
esis of vocal fold masses. With the larynx at the epicenter, the significant inter-
relations of the respiratory and upper gastrointestinal tracts also predispose
the vocal folds to further damage. These contributing diseases include rhinitis,
allergy, sinusitis, asthma, bronchitis, laryngopharyngeal reflux, and others
discussed elsewhere in this issue. Environmental factors include allergens,
dust and other particulates, tobacco smoke, and a host of occupational
irritants.
Principal to medical conditions that contribute to inflammatory vocal le-
sions is laryngopharyngeal reflux (LPR). There are many examples in the lit-
erature; Kuhn and colleagues [3] studied 11 patients who had vocal nodules
using 24-hour simultaneous three-site pharyngoesophageal pH monitoring.
They found pharyngeal acid reflux events in 7 patients in that 24-hour pe-
riod (one to four episodes) compared with 2 of 11 controls studied (one
to two episodes). In a follow-up study by Ulualp and colleagues [4], 9 pa-
tients who had vocal nodules and posterior laryngitis underwent similar
evaluation, in which 78% were found to have pharyngeal acid reflux (signif-
icantly higher than controls). It is believed that the baseline inflammation
resulting from LPR episodes predisposes the vocal folds to the stresses
from vocal overuse and misuse.
In a series of allergy patients who had laryngeal disease, Hocevar-Boltezar
and colleagues [5] found that treatment of 70 patients who had laryngitis and
positive allergy skin tests resulted in an improved outcome compared with 5
patients who did not receive treatment, suggesting that hypersensitivity to in-
halatory and nutritional allergens makes laryngeal mucosa more susceptible
to the adverse action of other factors. This example also reinforces the syner-
gistic effects contributing to the development of vocal fold masses.
on the membranous vocal folds to produce such lesions. Jiang and col-
leagues [6] developed a mathematical computer-based model to describe
the vibratory response of the vocal folds during phonation using the finite
element method. They found that in normal phonation, mechanical stress
was the least at the midpoint of the membranous vocal fold and highest
at tendon attachments. In contrast, during hyperfunctional dysphonia there
was an increase in the second mode of vibration, resulting in incomplete ap-
proximation of the vocal folds posteriorly and increased stress at the loca-
tion between vibratory segments. In other words, when there was
increased stiffness in the body of the vocal folds, the midpoint of the mem-
branous vocal folds encountered higher shearing stresses.
Furthermore, when there was already a nodule or mass, it produced
a high mechanical stress at its base during vibration. The authors concluded
that intraepithelial stress plays an important role in the pathogenesis of nod-
ules and other masses, and that an abnormal vibratory mode may be more
damaging than a high intensity of vibration [6].
In a follow-up study using a self-oscillating model, mechanical stress was
noted to periodically undulate with the vibration of the vocal folds, and that
vocal impact caused a jump in the normal stress value [7]. The model was
also able to confirm that stress was significantly higher on the surface of
the vocal folds compared with that under the surface. These models rein-
force the concept of how vocal impact results in vibratory trauma to the vo-
cal folds, and that stresses are compounded once a lesion is present.
Many lesions can result (at least in part) from this process, including nod-
ules, polyps, and cysts, but other pathology should be considered, such as
reactive lesions, intracordal scarring, feeding varices, and reparative granu-
loma. The direct effect of the vocal mass is to add weight to the vocal fold,
which decreases its vibratory qualities and frequency as demonstrated on
strobolaryngoscopy. There is a clinical decrease in phonatory pitch along
with an abbreviated pitch range, as demonstrated on voice function testing.
The presence of the mass causes impaired vocal phase closure during pho-
nation, resulting in excess air egress. Clinically, this adds to a breathy qual-
ity of the voice, but also contributes to vocal fatigue. Disruption of vocal
fold vibration and phase closure often leads to phase asymmetry (depending
on the specific lesion), which adds to a grainy quality of the voice.
At this point in the development of the vocal mass, there is a self-perpet-
uating cycle of inflammation and trauma. Although behavioral qualities
contribute to the initial vocal trauma that leads to the development of
this process, the presence of a lesion can result in compensatory muscle ten-
sion in an effort to reduce excess air flow through the glottis. Altman and
colleagues [8] reviewed 150 patients who had muscle tension dysphonia, in
which 34 had polyps, 20 had nodules, and 12 had vocal cysts. They found
a significant degree of compensatory muscle hyperconstriction in this popu-
lation. Nevertheless, the multifactorial contributions and spectrum of le-
sions that may result emphasize the importance of strobolaryngoscopy in
1094 ALTMAN
Nodules
Vocal nodules are defined as bilateral symmetric epithelial swelling of the
anterior/mid third of the true vocal folds.
(Access Video on Nodules in online version of this article at: http://www.Oto.TheClinics.
com.)
Fig. 1. Vocal nodules in a classical singer (A) during inspiration, and (B) during phonation.
Note the hourglass configuration with pinpoint phase closure on strobolaryngoscopy.
subsequently have irregular vibration of the surface mucus layer, perhaps re-
sulting in drying, leading to impaired lubrication and an exacerbation of the
surface stresses leading to the formation of nodules [18]. In addition, abnor-
mal or excess mucus has been anecdotally noted by the author to be respon-
sible for increased voice breaks in singers when transitioning through the
passaggio (ascending glissando from the chest voice into the head voice).
When considering treatment options for a patient who has vocal nodules,
it is useful to discuss with the patient a simple analogy of a carpenter using
a hammer over a long period of time without gloves. As a result, calluses
form at the areas of maximal impact with the hand. Using this analogy,
one may expect that conservative (nonsurgical) treatment would be applica-
ble to the patient who has true vocal nodules.
Hogikyan and colleagues [19] recognized a consensus among otolaryngol-
ogists, speech pathologists, and teachers of singing regarding the treatment
of singers who have nodules. Addressing voice use demands, improper tech-
nique, optimizing other contributing factors, and coordinating care were be-
lieved to be paramount.
Indications for microsurgical treatment include longstanding nodules,
particularly when other factors, including speech therapy, have been maxi-
mized, and suspicion of a primary lesion with a reactive callus on the other
vocal fold. Microsurgical technique is addressed elsewhere; it is imperative
to preserve normal anatomy, keeping the plane of dissection superficial,
and to minimize trauma to the lamina propria.
Polyps
Vocal polyps are unilateral, occasionally pedunculated masses encountered
on the true vocal fold. They occur more often in males, after intense intermit-
tent voice abuse, history of aspirin or anticoagulant use, or other vocal
trauma, such as endotracheal intubation. Kotby and colleagues [16] reviewed
19 patients who had polyps, of whom 16 (84%) were male. The pathophysiol-
ogy is believed to be attributable to breakage of a capillary in Reinke space
VOCAL FOLD MASSES 1097
Although the gross appearance may vary, the lesion is generally consid-
ered to be an outpouching of inflamed and organized Reinke space. A super-
ficial nonhemorrhagic, broad-based polyp may therefore be interpreted as
or called a pseudocyst.
Pathologically, polyps are acellular, with thickened epithelium over su-
perficial lamina propria and increased vascularity in an abundant delicate
fibrin stromal matrix. They have more vasculature and less organized colla-
gen than nodules, but the distinction may be difficult for the pathologist [20].
Immunohistochemistry studies reveal clustered fibronectin and disruption of
laminar pattern suggesting diffuse injury in the region of the polyp [17].
On strobolaryngoscopy, vocal folds with small polyps generally have in-
tact mucosal waves but phase asymmetry because of the impaired phase clo-
sure and the mass effect of the polyp. Vocal folds with larger polyps have
more prominent decreased mucosal wave amplitude. Thibeault and col-
leagues [21] characterized gene expression in vocal polyps compared with
Reinke edema. They found evidence of enhanced expression of extracellular
matrix proteins in vocal polyps corresponding to increased mucosal wave
stiffness observed on strobolaryngoscopy.
Both nodules and polyps result in excess air egress during phonation (with
a relatively breathy voice), and earlier vocal fatigue, frequent voice breaks in
Cysts
Cysts are subepidermal epithelial-lined sacs located within the lamina prop-
ria, and may be mucus retention or epidermoid in origin. Mucus retention
cysts form when a mucous gland duct becomes obstructed (usually during
an upper respiratory infection or with overuse), retaining glandular secretions.
(Access Video on Pre-op Subepithelial/Mucous Retention Cyst in online version of this
article at: http://www.Oto.TheClinics.com.)
Epidermoid cysts develop either from congenital cell rests in the subepi-
thelium of the fourth and sixth branchial arches or from healing injured mu-
cosa burying epithelium.
(Access Video on Left Cyst, Right Nodule in online version of this article at: http://www.
Oto.TheClinics.com.)
Bouchayer and colleagues [26] reviewed their experience with 157 cases of
cysts, sulci, and mucosal bridges over a 10-year period. Cysts were present in
78, and more commonly in females. Female professional singers may note
increasing vocal limitation and voice roughness when they are premenstrual
[27], and there is anecdotal evidence of varying cyst size with the female
monthly cycle. Consequently, many phonosurgeons exercise caution when
operating on premenstrual women.
On strobolaryngoscopy, the vocal folds appear asymmetric with occa-
sional evidence of the subepithelial mass (Fig. 3). Because of displacement
of lamina propria, there is significant decreased or absent mucosal wave
on the side of the cyst. Phase closure depends on the cyst size and whether
there is the development of a contralateral reactive callus.
Shohet and colleagues [28] compared stroboscopic findings between cysts
and polyps. They determined that the mucosal wave was the most important
parameter in differentiating cysts from polyps. They also found the mucosal
wave to be diminished or absent in 100% of vocal fold cysts, and the wave
to be present in 80% of polyps.
Treatment again requires a multidisciplinary approach addressing factors
that contribute to voice disorders. Although it is imperative to respect vocal
limitations, a true cyst does not resolve with conservative management. The
phonosurgical approach is discussed elsewhere in this issue, but requires
more extensive dissection because the cyst is in the submucosal plane. The
cyst may also be associated with intracordal scarring, requiring a more elab-
orate dissection. Consequently, recovery of the mucosal wave is prolonged
and may never return to being completely normal.
Furthermore, leaving behind a minute fragment of epithelium in the cyst
sac may result in recurrence of the cyst. Some vocal professionals have been
know to have cysts that do not cause substantial limitation to their singing
careers and have been observed without surgery. Consideration of surgery in
a vocal professional with this complex lesion should not be taken lightly,
therefore, and there should be a lengthy discussion of the risks and alterna-
tives to surgery.
Reactive lesions
The presence of a unilateral vocal fold lesion results in hourglass-shaped
closure of the membranous vocal folds during phonation. Consequently,
there are extra shearing forces on the contralateral vocal fold that may pro-
duce a reactive callus with epithelial hyperplasia. A unilateral lesion with re-
active callus formation may appear as bilateral lesions, such as nodules, that
may confound the diagnosis, prognosis, and ultimate management.
Rosen and colleagues [29] evaluated a series of 85 patients who had bilat-
eral vocal fold lesions and found 21 to have nodules and 64 to have a unilat-
eral vocal fold lesion with a contralateral reactive lesion (UVFL/RL). When
comparing patients who had nodules to those who had UVFL/RL, they
found statistically significant differences in (1) symmetry of vocal fold vibra-
tion, (2) amplitude perturbations, (3) estimated subglottic pressure, and (4)
voice handicap index as tools to differentiate nodules from UVFL/RL.
It is important to distinguish bilateral lesions, such as nodules, from a pri-
mary lesion with reactive callus, from the standpoint of prognosis and sur-
gical planning.
(Access Video on Left Cyst, Right Nodule in online version of this article at: http://www.
Oto.TheClinics.com.)
Fig. 4A shows an example of a singer who has a left vocal polyp and re-
active right vocal fold broad-based edema/callus. After a 1-month period of
reducing voice use, speech therapy, and treatment of LPR, Fig. 4B shows
significant improvement in the right reactive callus. As such, contralateral
reactive lesions are often not removed in microsurgery for the primary le-
sion, because the reactive lesion tends to resolve with conservative
management.
Intracordal scarring
Repeated inflammation, vocal trauma, vocal hemorrhage, and the pres-
ence of an intracordal cyst predispose to scarring in Reinke space. Intracor-
dal scarring is often found in association with a cyst, particularly if it is
epidermoid in origin and has ruptured. Intracordal scarring may also be
found after vocal surgery involving the lamina propria, with the use of
the CO2 laser, and after repeated epithelial procedures, such as those for ma-
lignancy, leukoplakia, and papilloma.
(Access Video on Left Vocal Fold Scar in online version of this article at: http://www.Oto.
TheClinics.com.)
VOCAL FOLD MASSES 1101
Fig. 4. (A) Left vocal polyp (on right of image) with reactive callus on the right vocal fold. (B)
Resolution of the reactive callus after 1 month of voice reduction, speech therapy, and treat-
ment of LPR.
Fig. 5. (A) Vocal varix, and (B) vocal fold hemorrhage (both on the patient’s right; left of the
figure)
Granulomas
Although vocal process granulomas are not on the membranous vocal fold
and often do not cause vocal symptoms, it is important for the clinician to un-
derstand differences with other vocal fold masses. Vocal process granulomas
occur in response to trauma, most commonly from LPR, exacerbating chronic
cough, or throat clearing. They may also occur after endotracheal intubation
resulting in contact ulceration, or by forceful glottal closure when compensat-
ing for vocal paresis or presbylaryngia. Kiese-Himmel and Kruse [34] docu-
mented a male predominance with 27 out of 28 patients who had contact
granuloma being male.
The granuloma may appear as solitary or bilobed (Fig. 6) and often does
not affect mucosal wave or phase closure on strobolaryngoscopy (unless
there is underlying vocal paresis, presbylaryngia, or sulcus).
(Access Video on Vocal Process Granuloma in online version of this article at: http://www.
Oto.TheClinics.com.)
Papilloma
Respiratory papillomatosis is an infection caused by human papillomavi-
rus (HPV), which is also known to more commonly cause cervical, vaginal, pe-
nile, and anal warts. Although relatively uncommon in the larynx, it is still
considered to be among the most common laryngeal neoplasms. There are
more than 50 strains of HPV, but HPV 6 and 11 are among the most common
in the larynx. As with genital warts, there is an approximately 2% likelihood of
malignant degeneration in laryngeal papilloma, most commonly found with
strains HPV 16 and 18. Once the wart is manifested, there is overall about
a 10% likelihood of spread to the trachea or other sites, depending on the num-
ber of surgical procedures necessary to control the disease.
HPV appears as a cauliflower-like exophytic protuberance, most com-
monly found at the transition between columnar and squamous epithelium
(Fig. 7). Because pathologic specimens reveal multiple fronds of fibrovascu-
lar stalks, papilloma also has vascular stippling on the mass. Early forms
may have a superficial spreading presentation, again with vascular stippling
seen on laryngoscopy, providing a clue to the underlying disease.
(Access Videos on bilateral papilloma in online version of this article at: http://www.Oto.
TheClinics.com.)
than is visibly apparent increases the risk for scarring and implantation of
the virus (an epithelial disease) into deeper tissues of the vocal fold and
use of the CO2 laser is avoided in most centers. Pulsed-dye lasers are now
considered the mainstay. The emerging use of the HPV vaccine for the
most common strains and cidofovir injections to control regrowth are excit-
ing options for protection from acquiring the disease and for treatment.
Polypoid corditis
Polypoid corditis, vocal polyposis, and Reinke edema are terms that refer
to a proliferation or redundancy of the superficial lamina propria (Reinke
space). It is often seen in patients who have chronic irritant exposure,
such as tobacco smoke, laryngopharyngeal reflux, and sometimes occupa-
tional exposures. Polypoid corditis appears as an outpouching of the mem-
branous vocal folds with an edematous, almost water-balloon appearance
(Fig. 8). Strobolaryngoscopy reveals decreased mucosal wave because of
the mass effect of the edema, often with phase asymmetry because of
ball-valving and asymmetric edema. Treatment is aimed at reducing airway
obstruction while preserving voice quality. Surgically, it is paramount to
preserve some epithelium and remaining superficial lamina propria so that
patients may maintain some degree of mucosal wave postoperatively. It is
also imperative to stage procedures in patients who have bilateral disease
to reduce the likelihood of postsurgical anterior web formation [36] Cessa-
tion of smoking and control of reflux disease are important factors in pre-
venting recurrence of the disease after surgical excision and should be
instituted before surgery to maximize the postoperative outcome.
Fig. 9. (A) Broad superficial leukoplakia blanketing bilateral vocal folds, and (B) discrete leu-
koplakia with severe dysplasia and microinvasion seen in a bed of erythematous vocal folds.
1106 ALTMAN
Summary
There are several vocal masses that can affect the professional voice. It is
important to understand the multifactorial contributions and pathogenesis
of each to determine prognosis. Strobolaryngoscopy plays a crucial role in
differentiating the spectrum of masses and in guiding optimal management.
VOCAL FOLD MASSES 1107
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