Redundant Food Searches by Capuchin Monkeys (Cebus Apella) : A Failure of Metacognition?
Redundant Food Searches by Capuchin Monkeys (Cebus Apella) : A Failure of Metacognition?
DOI 10.1007/s10071-005-0007-2
ORIGINAL ARTICLE
Annika Paukner James R. Anderson Kazuo Fujita
Redundant food searches by capuchin monkeys (Cebus apella):
a failure of metacognition?
Received: 15 March 2005 / Revised: 3 July 2005 / Accepted: 5 July 2005 / Published online: 24 September 2005
C
Springer-Verlag 2005
Abstract This study investigated capuchin monkeys un-
derstanding of their own visual search behavior as a means
to gather information. Five monkeys were presented with
three tubes that could be visually searched to determine
the location of a bait. The baits visibility was experimen-
tally manipulated, and the monkeys spontaneous visual
searches before tube selection were analyzed. In Exper-
iment 1, three monkeys selected the baited tube signi-
cantly above chance; however, the monkeys also searched
transparent tubes. In Experiment 2, a bent tube in which
food was never visible was introduced. When the bent tube
was baited, the monkeys failed to deduce the bait location
and responded randomly. They also continued to look into
the bent tube despite not gaining any pertinent information
fromit. The capuchin monkeys behavior contrasts with the
efcient employment of visual search behavior reported in
humans, apes and macaques. This difference is consistent
with species-related variations in metacognitive abilities,
although other explanations are also possible.
Keywords Metacognition
.
Metacognitive awareness
.
Capuchin monkey
.
Visual search behavior
When humans are aware that they are missing important
information for correctly completing a task, or when they
are unsure about what to do, they often react predictably.
For example, if they realize that a piece of information is
not sufciently known to pass an exam, students may de-
cide to study further (Nelson and Narens 1990). Seeking
information or declining a response in a situation of uncer-
tainty are indicative of metacognitive awareness, which is
A. Paukner () J. R. Anderson
Department of Psychology, University of Stirling,
Stirling, FK9 4LA, UK
e-mail: [email protected]
Tel.: +44-1786-467640
Fax: +44-1786-467641
K. Fujita
Department of Psychology, Faculty/Graduate School of Letters,
Kyoto University,
Yoshida-honmachi, Sakyo, Kyoto 606-8501, Japan
dened as knowing about ones own cognitive states (Smith
et al. 1995). Metacognitive awareness has been investigated
in several non-human species, including dolphins, pigeons
and a fewspecies of primates (e.g. Smith et al. 1995; Inman
and Shettleworth 1999; Hampton 2001; for a review, see
Smith et al. 2003). For example, Hampton (2001) found that
rhesus macaques (Macaca mulatta) may decline a memory
trial that they are unlikely to complete correctly and opt
for a new, easier trial instead. This behavior suggests that
rhesus macaques are capable of accurately monitoring their
own memory contents (Hampton 2001).
Grifn (2003) argued that all animals face uncertainty, for
example, when deciding whether a movement in the veg-
etation is a predator or simply wind, or whether an object
on the ground is edible or not. Decisions regarding these
uncertainties can be crucially important for survival of an
animal. Therefore, a system for accurately monitoring un-
certainties and controlling the animals behavior in terms of
either seeking more information or deciding on the point of
certainty sufcient for making an adaptive response would
appear advantageous. It is therefore conceivable that natu-
ral selection has led to metacognitive awareness evolving
in many species.
Regarding primates, chimpanzees (Pan troglodytes)
and orangutans (Pongo pygmaeus) will efciently seek
additional information. Call and Carpenter (2001) showed
hollow tubes to these apes, one containing a food reward,
and the apes were allowed to look into the tubes before
selecting one. They received the reward only if they
selected the baited tube. Call and Carpenter (2001) found
that both species were more likely to search for the reward
when they had not witnessed the baiting procedure and thus
did not know where the bait was. In addition, searching
the tubes led to more correct tube selections. Apes behave
similarly to 2.5-year-old children in this respect; the latter
also engage in visual searches when they do not know the
correct location of a desirable objects (Call and Carpenter
2001). Recently, Hampton et al. (2004) adapted the tube
paradigm to test rhesus macaques. Like humans and apes,
the macaques searched more when they had not witnessed
the baiting, and selection accuracy increased when they
111
searched. These ndings suggest that metacognitive
awareness might have evolved in the common ancestors of
apes and the Old World monkeys, and could be widespread
amongst primates (Hampton et al. 2004).
In the present study, we used the tube paradigm to in-
vestigate whether tufted capuchin monkeys (Cebus apella)
efciently seek additional information in a situation of
uncertainty. We chose capuchin monkeys as subjects be-
cause they have been ascribed advanced cognitive abilities
such as visible displacements (Dumas and Brunet 1994)
and seriation (McGonigle et al. 2003), but their metacog-
nitive abilities have not yet been assessed. Furthermore,
if similar metacognitive abilities to rhesus macaques and
chimpanzees are found in this New World species, then
metacognitive awareness may have evolved in the common
ancestors of the Old World and New World monkeys. If ca-
puchin monkeys possess similar metacognitive awareness,
they should behave similarly to apes and rhesus macaques.
In particular, we would expect that visual searches are re-
stricted to trials in which they do not know the location of a
reward, and that visual searches result in increased selection
accuracy. In Experiment 1, this hypothesis was tested by
giving capuchin monkeys a tube-based visual search task.
The location of a food reward was either directly apparent,
or could be discovered through searching. The monkeys
search patterns were analyzed with regard to the frequency,
location and success of searches. In Experiment 2, we fur-
ther tested the monkeys awareness of their own search
behavior by presenting them with a bent tube, in which the
bait could never be seen. We reasoned that if the monkeys
were monitoring the outcome of their own search behav-
iors, they might realize that the bent tube never provided
any useful information regarding the location of the bait, so
that if the other (straight) tubes were empty, the bait could
only be within the bent tube. Therefore, they might select
the bent tube without searching it rst.
Experiment 1
Methods
Subjects and housing
The study was carried out at the Faculty of Letters, Kyoto
University, in 2003. Subjects were one adult male (Heiji,
9year-old), three adult female (Kiki, 7year-old; Theta,
7-year-old; Zilla, 9-year-old) and one juvenile male
(Zinnia, 2-year-old) tufted capuchin monkeys (Cebus
apella), all captive born and raised by their biological
mothers. Heiji, Zilla and Zinnia were housed together with
a young adult male; Kiki and Theta were housed as a pair.
Three monkeys (Heiji, Zilla and Theta) had previously
participated in object discrimination tasks, and had been
trained to use a pointing/reaching gesture to indicate their
selections. Zilla was pregnant throughout the experimental
period and gave birth 4 weeks after completion of the
experiment. The monkeys were not deprived of food, but
received part of their daily food rations during testing.
Apparatus
All monkeys were tested individually in a familiar testing
cage made of transparent acrylic board (46 cm 46 cm
52 cm). At the front of the cage was an opening (23.5 cm
3.5 cm), ca. 5 cm above the oor. This allowed the
monkeys to reach out toward the three plastic tubes
(40 cm 5 cm diameter) that were fastened on a platform
and held in position by wooden rails spaced 8 cm apart and
perpendicular to the test cage. During testing, the tubes
were raised ca. 3 cm at the end furthest from the monkey,
so that it was only possible to look through one tube at a
time from any location within the cage. The platform was
situated on a small table (59.5 cm45.5 cm30 cm) that
was in level with the oor of the cage. A white cardboard
screen was placed between the apparatus and the test cage
when required to occlude the baiting process.
Preliminary training
Monkeys were given three to eight preliminary training
sessions to familiarize them with the testing procedure and
to establish a reaching response toward the tubes. During
training, the openings of the tubes facing the monkey were
each blocked with a small piece of white cardboard, so that
the monkey would not learn to look into the tubes. The
experimenter sat behind the apparatus facing the monkey
with the screen occluding both the experimenter and ap-
paratus. In order to minimize unintentional cueing of the
correct response, the experimenter remained passive and
visually focused on the opening of the test cage throughout
the experiment.
Each trial started with the screen being removed, and
then a small piece of apple or sweet potato (the bait) being
visibly put on top of one of the three opaque tubes. If the
monkey reached toward the baited tube, it received the bait
and the trial was ended by replacing the screen. If the mon-
key reached toward a nonbaited tube, no reward was given
and the screen was replaced immediately. Reaching was
simply dened as an extension of the arm toward a tube as
if the monkey was trying to touch the tube. Occasionally,
the monkeys would tap the table in front of a tube, which
was also considered an acceptable selection response. In
the second training phase, several false baiting gestures
were added so that all tubes were touched once in random
order but only one tube was baited. For the nal train-
ing phase, the experimenter placed the bait on top of one
tube before removing the screen, with the platform situated
35 cm in front of the test cage. After removing the screen,
the platform was pushed ca. 5 cm toward but was still out
of reach of the monkey. The rst reach after the platform
came to a halt was taken as the response. Training sessions
were administered once a day and lasted ca. 20 min per
monkey.
Once the monkeys were responding reliably, a more for-
mal evaluation was conducted to make sure they understood
the task. Each test session consisted of 24 trials. In 16 trials,
the baiting was visible, i.e., the screen was removed before
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baiting so that the monkeys could see the baiting gesture.
The remaining eight trials were unseen, i.e. the bait was
placed on top of one tube before the screen was removed
so that the monkeys did not see the baiting gesture. Each
monkey was judged to have reached the criterion when it
responded correctly to a total of at least 20 trials per session
(over 80% correct). Kiki and Zilla required three prelimi-
nary training sessions to reach the criterion. Heiji and Theta
required four and Zinnia required eight sessions.
Before the actual experiment, the experimenter removed
the cardboard that blocked visual access to the inside of
the tubes and showed the tubes to the monkeys. All mon-
keys showed interest in the tubes, and looked through them
several times.
Preliminary experiment
In a pilot study, we adopted a procedure identical to those
used by Call and Carpenter (2001) and Hampton et al.
(2004). We placed the bait inside a tube so that it was not
directly visible. We then presented the monkeys with two
different types of trials: seen trials, in which the monkeys
saw which tube the experimenter baited, and unseen trials,
in which the monkeys did not observe the baiting. How-
ever, we encountered problems with this procedure. In seen
trials, the monkeys would immediately visually follow the
food reward during baiting and look into the baited tube,
but even when the experimenter had deposited the reward
and, with a clearly empty hand, touched the top of other
(empty) tubes, the monkeys would look into whichever tube
was being touched. It is not clear why the experimenters
hand gestures may have been too salient to the capuchin
monkeys, resulting in failure to visually disengage from
them. Looking into a tube was therefore inuenced by the
experimenters baiting gesture and not an unequivocal in-
dication of metacognitive abilities, and became a confound
to the experimental paradigm.
To provide the monkeys with explicit information about
the bait location without using a baiting gesture, we always
baited a tube while the screen was between the monkey and
apparatus. However, we employed two different types of
tubes. One type (as used during training and the preliminary
experiment) was green-opaque and required the monkey to
crouch down to visually check the contents of the tube.
The second type of tube was transparent which meant that
the monkey could see directly if it was baited. This setup
allowed the monkeys to know the location of the bait when
a transparent tube was baited, and to be uncertain of the bait
location when an opaque tube was baited. We consider this
setup to be functionally equivalent to the paradigm using
seen and unseen baiting gestures in Call and Carpenter
(2001) and Hampton et al. (2004).
Experimental procedure
At the start of each trial, the experimenter sat behind
the apparatus, facing the monkey with the screen in
place occluding the experimenter and apparatus. The
experimenter touched all three tubes in random order to
eliminate any sound or movement cues. The bait was
placed inside one of the tubes, at the end farthest from the
monkey. The screen was then removed and the platform
was pushed toward the monkey after a 5 s delay. The rst
reach after the platform came to a halt was taken as the
response. If the monkey reached toward the baited tube,
the experimenter retrieved the bait, gave it to the monkey
and replaced the screen. If the monkey reached toward
an unbaited tube, the screen was replaced immediately. If
no response occurred after 60 s, the screen was replaced,
the bait was retrieved from the tube and the next trial
started. Trials were separated by a 5 s inter-trial interval. A
video camera placed behind the experimenter recorded all
sessions.
Each monkey received a total of 72 trials in three ses-
sions of 24 trials each, which were conducted once a day
for three consecutive days. This relatively small number
of trials was intended to prevent an improvement in per-
formance based on learned associations between search
behaviors and food rewards. Each monkey received 54 tri-
als in which two opaque tubes and one transparent tube
were used, with the location of the transparent tube and the
bait counterbalanced across trials. When the transparent
tube was baited, the monkeys could directly see the bait,
so that (if aware of this knowledge) no searching was re-
quired before choosing correctly. On the other hand, when
one of the opaque tubes was baited, the monkey could
immediately see that the transparent tube was empty, and
(if aware of this knowledge) could restrict its searches to
the opaque tubes. On the remaining 18 trials, one opaque
and two transparent tubes were used, with bait and tube
locations again counterbalanced. If a transparent tube was
baited in these trials, the monkey again could see the bait
immediately, so no searches were necessary. If the opaque
tube was baited, the monkey could see that the other two
tubes were empty. Therefore, the monkey might deduce
the location of the bait, and choose correctly without any
need for searching. The order of trial types was random-
ized with the only restriction that the bait was not hid-
den at the same location for more than two consecutive
trials.
Data analysis
All sessions were videotaped for later analysis. Baiting ges-
tures were not included in the footage, which allowed blind
scoring of the monkeys behaviors. The number of looks,
the tubes looked into and the order in which the tubes were
looked into were recorded from the moment the screen was
removed until selection occurred. Forty percent of trials
were coded a second time to assess intra-observer relia-
bility; consistency between codings was high (Pearsons
correlations: r=+0.92, p<0.001 for searches; r=+0.96,
p<0.001 for selection). Due to the small number of sub-
jects, results were analyzed separately for each individual
using nonparametric tests.
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Results
Selection behavior
All monkeys selected a tube on all trials, but only three
monkeys (Zilla, Heiji and Kiki) chose the correct tube
signicantly above chance throughout the experiment
(chance=33%, binomial tests: all p<0.001). The remain-
ing two monkeys showed strong location biases: Zinnia
preferentially selected the middle tube (61 selections out
of 72) whilst Theta avoided the middle tube (7 selections
out of 72). However, although Thetas overall choices ap-
peared random (29 correct out of 72), she chose the correct
transparent tubes signicantly above chance (15 correct out
of 27, binomial test: p=0.011). Since only three monkeys
completed the overall task successfully, only these mon-
keys data are considered in detail.
The visibility of the bait did not inuence the outcome of
a trial. All the three monkeys were equally successful when
the bait was placed inside a transparent tube (100, 88.9 and
100% correct, respectively for Zilla, Heiji and Kiki) and
when it was placed inside an opaque tube (95.6, 95.6 and
97.8% correct, respectively).
Search behavior
Zilla, Heiji and Kiki searched on the rst trial, and contin-
ued to search at least one tube during all subsequent trials.
Typically, the monkeys searched until they saw the bait
and then either made a selection (47.2, 50 and 65.3% of
trials), or they continued to search but returned to search
in the baited tube with their last look before making a
selection (12.5, 18.1 and 16.7% of trials, respectively)
(Fig. 1).
Figure 2 shows the average number of looks per tube
per trial according to bait location and tubes searched. The
monkeys did not make fewer searches when the bait was
directly visible compared to trials when it was not directly
visible (MannWhitney tests for each individual: Heiji:
z=1.578; Kiki: z=0.56; Zilla: z=1.127, all p>0.05).
When comparing the number of looks into the transpar-
ent tubes and the opaque tubes during each trial (taking
into account the unequal number of tubes), no monkey
looked less into the former (68, 61 and 66 looks in to-
tal) than into the latter (80, 70 and 69 looks in total, re-
spectively; Wilcoxon Signed Rank tests: Heiji: z=1.547,
Kiki: z=1.652, Zilla: z=0.520, all p>0.05). Selection ac-
curacy was not associated with the increased number of
looks (correct selections: mean number of looks = 3.0,
2.7 and 2.8 for Heiji, Kiki and Zilla, respectively; incor-
rect selections: mean number of looks = 3.0, 2.0 and 3.6,
respectively; MannWhitney tests: z=0.077, z=0.808
and z=1.842, respectively, all p>0.05). In trials with two
empty transparent tubes and a baited opaque tube, monkeys
never selected the opaque tube without searching in at least
one tube rst.
Fig. 1 Setup of experiment during baiting. E: experimenter, M:
monkey
Fig. 2 Experiment 1average number of looks per tube per trial
according to baiting conditions. TR-VI: looks into transparent tubes
with bait in transparent tube; OP-VI: looks into opaque tubes with bait
in transparent tube; TR-IN: looks into transparent tube with bait in
opaque tube; OP-IN: looks into opaque tubes with bait in opaque tube
Discussion
Although all ve monkeys were successful during training,
only three monkeys selected the correct tube signicantly
above chance during the experiment. Seeing the bait
directly did not reduce the number of searches, and when
the bait location was unknown, more searching did not
lead to greater success. These results contrast with those
of apes (Call and Carpenter 2001) and rhesus macaques
(Hampton et al. 2004). In both these studies, subjects
searched less when they had direct information about the
bait location, and in trials without such information, they
were more successful when they searched.
114
The lack of association between searching and correct se-
lections by the three capuchin monkeys could be attributed
to the selection of the correct tube at ceiling levels, i.e.
there were too few incorrect trials to analyze. The two
monkeys that failed to reliably select the correct tube also
did not search reliably, again making it impossible to match
searching behavior to successful outcomes.
Another behavioral difference between the apes and rhe-
sus macaques on one hand and capuchin monkeys on the
other emerged when direct information about the bait lo-
cation was available. In trials in which an opaque tube was
baited, we expected the monkeys to search in the opaque
tubes. In trials in which a transparent tube was baited, we
still expected the monkeys to search opaque tubes, per-
haps to check if a second bait was available in one of
the tubes. Both these search strategies are consistent with
metacognitive awareness, i.e. the monkeys might be aware
of what information they have and what information they
are lacking at the beginning of a trial. However, it is not
clear why the monkeys would search transparent tubes if
they can directly see the contents of these tubes, and there-
fore should already be aware of the relevant information.
In contrast, both apes and rhesus macaques searched less
in seen trials when direct information about the bait loca-
tion was available. A simple explanation for the capuchin
monkeys unnecessary searches could be that they failed
to notice the bait inside the transparent tubes. However,
one monkey reliably selected the correct tube only if it
was transparent, which makes this explanation unlikely.
Searching in transparent tubes suggests that the capuchin
monkeys failed to effectively monitor the outcome of their
own visual search behavior, which implies a limitation of
metacognitive awareness.
One important aspect of the experimental setup used for
testing capuchin monkeys, however, may have signicantly
impacted on the results of the present experiment. Whereas
rhesus macaques and chimpanzees both encountered visi-
ble baiting gestures, the capuchins received the additional
information of the baits location through the use of trans-
parent tubes. In order to successfully complete the task,
capuchin monkeys therefore needed to understand the con-
cept of transparency, a requirement not posed by the visible
baiting gesture. Even human infants encounter difculties
with understanding transparency and object relations that
involve placement of objects into other objects. For ex-
ample, infants who pass visible displacement tasks may
nonetheless fail invisible displacement tasks that are con-
ducted using transparent cups that clearly show the ob-
ject to the infant (Bower 1982). One possible explanation,
therefore, is that the capuchin monkeys failed to appre-
ciate that the bait inside the tube was the same bait that
was visible when looking through the tube. Even to the
single monkey who in the absence of search behaviors
chose the correct transparent tube, the bait may have been
no more than a discriminative marker without an under-
standing that it was actually the same bait. Therefore, the
excessive search behavior of the capuchins may be caused
by a failure to understand the nature of the transparent
tubes.
Excessive search behavior on every trial led to an absence
of what Call and Carpenter (2001) termed super-efcient
searches, that is, selecting a tube by inference based on in-
direct knowledge gained about the bait location rather than
seeing the bait (either directly or through searching). Apart
from the metacognitive skills (monitoring current knowl-
edge states), this behavior seems to require other advanced
cognitive abilities such as making logical deductions based
on inferential steps (if the bait is not in the rst or sec-
ond tube, it can only be in the third tube). Super-efcient
searches also require an understanding of the limitations
of visual search behavior (for example, that a bait might
be in a tube even though visual access into this tube is
prevented). Call and Carpenter (2001) found that both 2.5-
year-old children and chimpanzees engaged in these super-
efcient searches, although they did so only infrequently
and preferred to locate the bait by searching instead. In
Experiment 2, we devised a new procedure to test whether
capuchin monkeys can infer the bait location, and to fur-
ther investigate their awareness of the consequences of their
own visual search behavior.
Experiment 2
In Experiment 2, one opaque tube with the end bent at 90
was introduced. When this tube was baited, the bait could
not been seen by looking into the tube. Hence unlike the
straight opaque tubes in Experiment 1, this bent tube of-
fered no information about the bait location. In addition, the
monkeys could easily identify this tube before searching.
This setup therefore provided the opportunity to investi-
gate how much capuchin monkeys understood about the
purpose and limitations of their own search behavior. Our
rst question was whether the capuchin monkeys would
infer the bait location within the bent tube and select it if
they could not see the bait in any other tubes. The second
question was whether they could do so without searching
the bent tube rst, thereby showing that they were aware of
the limitations of their own visual search behavior.
Methods
The same ve monkeys from the previous experiment were
tested, and the same basic procedure was used. The appa-
ratus consisted of one 90